HomeMy WebLinkAbout28741 - 28745 / BONDS� � . ,
The City Council of the City of Ushkosh, Winnebago County,
Wisconsin, met in regular, open, public session at its regular
meeting place on March 17, 1977, at 7:00 o'clockP ,M., with the
following members present:
CHANEY, Wayne C.; KUTCHERA, Don H.; MOSER, Robert H.;
PROPP, Kathleen M.; TEICHMILLER, Bernice; SCHIEFELBEIN,
Ken R. (6)
and the following members absent:
SINGSTOCK, Wayne C. (1)
� � �E
(Other business)
The following resolution, read on March 3, 1977, was thereupon
�introduced and read in iull:
INITIAL RESOLUTION authorizing
175,000 bonds of the City of
Oshkosh.
BE IT RESOLVED by the City Council of the City of Oshkosh,
Wisconsin, that there shall be issued the negotiable general obligation
bonds of said city in the principal amount of $175,000 for the purpose
of providing street improvements. For the purpose of paying the
various installments of principal and interest on said bonds as they
severally mature, there is hereby levied on all taxable property in
said city a direct annual irrepealable tax sufficient for that purpose.
RECORDED March �7 , 1977.
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City C
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It was `thereupon moved by Moser and seconded
�� Propp that said resolution be adopted. Upon
roll being called, the following voted:
Aye: Chaney, Moser, Propp, Teichmiller, Schiefelbein (5)
Nay: Kutchera (1)
The following resolution, read on March 3, 1977, was
thereupon introduced and read in full:
INITIAL RESOLUTION authorizing
0,000 bonds of the City of
Oshkosh.
BE IT RESOLVED by the City Council of the City of Oshkosh,
Wisconsin, that there shall be issued the negotiable general
obligation bonds of said city in the principal amaun� not exceeding
$880,000 for the purpose of improving and extending storm sewers.
For the purpose oi paying the various installments of principal and
interest on said bonds as they severally mature, there is hereby levied
on all taxable property in said city a direct annual irrepealable tax
sufficient for that purpose.
RECORDED March 17 � 1977•
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It ;aas thereupon moved by Moser and seconded
by Chane,y that said resolution be adopted. Upon
roll being called, the following voted:
A��e: Chaney, Moser, Propp, Teichmiller, Schiefelbein (5)
�:�y: Kutchera (1)
The following resolution, read on P�;arch 3, 1977, was
thereupon introduced and read in full:
INITIAL RESOLUTION authorizing
1 5,000 bonds of the City of
Oshkosh.
BE IT RESOLVED by the City Council of the City of Oshkosh,
Wisconsin, that there shall be issued the negotiable general obli-
gation bonds of said city in the principal amount not exceeding
$185,000 for the purpose of improving and extending water mains.
For the purpose of paying the various installments or prinripal and
interest on said bonds as they severally mature, there is hereby levied
on all taxable property in said city a direct annual irrepealable tax
sufficient for that purpose.
RECORDED Ma.rc�h � 7 � �977 •
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�: � �. �. ; �
It was thereupon moved by Moser and seconded
Chaney
by ____ that said resolution be adopted. Upon
roll being called, the following voted:
Qye; Chaney, Moser, Propp, Teichmiller, Schiefelbein (5)
Nay: Kutchera
The following resolution, read on March 3, 1977, was
thereupon introduced and read in full:
INITIAL RESOLUTION authorizing
1,0 5,000 bonds of the City
of Oshkosh.
BE IT RESOLVED by the City Council of the City of Oshkosh,
Wisconsin, that there shall be issued the negotiable general obli-
gation bonds of said city in the principal amount not exceeding
$1,045,000 for the purpose of creating a revolving fund out of which
to advance the cost of work for which special assessments may be
levied. For the purpose of paying the various installments of prin-
cipal and interest on said bonds as they severally mature, there is
hereby levied on all taxable property in said city a direct annual
irrepealable tax sufficient for that purpose.
RECORDED March 17 , 1977•
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City C1
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It was thereupon moved by ProPP and seconded
by Moser that said resolution be adopted. Upon
roll being called, the following voted:
Aye' Chaney, Moser, Propp, Teichmiller, Schiefelbein (5)
Nay: Kutchera
The following resolution, read on March 3, 1977, was
thereupon introduced and read in full:
INITIAL RESOLUTION authorizing
0,000 bonds of the City of
Oshkosh.
BE IT RESOLVED by the City Council of the City of Oshkosh,
Wisconsin, that there shall be issued the negotiable general nbli-
gation bonds of said city in the principal amount of $60,000 for the
purpose of acquiring land and improving same for the purpose of pro-
viding public parks. For the purpose of paying the various installments
of principal and interest on said bonds as they severally mature,
there is hereby levied on all taxable property in said city a direct
annual irrepealable tax sufficient for that purpose.
RECORDED March 17 � 1977,
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It was thereupon moved by Chaney and seconded
by Pr°PP that said resolution be adopted. Upon
roll being called, the following voted:
in full:
Aye• Chaney, Kutchera, Moser, Propp, Teichmiller,
Schiefelbein (6)
Nay: None
The following resolution was thereupon introduced and read
RESOLUTION providing details of
2�5,000 Corporate Purpose
Bonds of the �City of Oshkosh and
directing the sale thereof.
WHEREAS, by initial resolutions duly adopted on March 17,
1977, there have been authorized to be issued bonds of the City of
Oshkosh in the amounts and for the purposes as follows:
and
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$175,000 for the purpose of constructing street
improvements;
:�880,000 for the purpose of improving and extending
storm sewers;
$185,000 for the purpose of improving and extending
water mains;
$1,045,000 for the purpose of creating a revolving fund
out of which to advance the costs of special
assessments; and
$60,000 for the purpose of acquiring and improving
park land.
�
WHEREAS, it is now necessary that bonds be sold and issued
for the purposes aforesaid in the total principal amount of $2,345,000;
and
WHEREAS, said city is authorized by Section 67.05(13),
Wisconsin Statutes, to combine bonds authorized under various initial
resolutions into one issue;
NOW, THEREFORE, Be It Resolved by the City Council of the
City of Oshkosh, Winnebago County, Wisconsin, as follows:
Section 1. The bonds authorized by the initial resolutions
adopted by this City Council on March 17, 1977, and referred to in
the preamble hereto, shall be sold and issued as a single issue in the
principal amount of $2,345,000 to be designated "Corporate Purpose
Bonds, Series 1977," shall be dated April 1, 1977, shall be of $5,000
denomination each, shall be numbered 1 to 469, inclusive, and shall
mature serially in numerical order on April 1 of each of the years
1978 to 1992, inclusive,as follows:
Year
1978 — 1981
1982
1983
1984 — 1985
Amount
$ 75,000
100,000
120,000
125,000
Year
1986 — 1987
1988 — 1989
1g90 — 1991
1992
Amount
$ 175,000
200,000
250,000
325,000
Bonds maturing on April 1, 1987 and thereafter are callable,
at the option of the city as a whole, or in part in inverse order of
maturity and within a maturity by lot, on April l, 1986 and on any
interest payment date thereafter, at the principal amount thereof plus
accrued interest to the date of redemption.
Notice of any intended redemption shall be given by publica-
tion of an appropriate notice one time in a financial newspaper or
journal published in New York, New York, or Chicago, Illinois, and by
registered mail to the bank at which said bonds are payable. All such
notices shall be given not more than 180 days nor less than 30 days
prior to the date fixed for redemption.
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Said bonds shall bear interest at a rate or rates to be
hereafter determined, but not exceeding 7 per cent per annum,
payable on October l, 1977, and semiannually thereafter on April 1
and October 1 of each year, and shall be signed by the City Manager
with his facsimile signature, and by the City Clerk, and sealed with
the corporate seal of the City of Oshkosh. Interest upon said bonds
shall be evidenced by coupons thereto attached, such coupons to be
signed by ��,id Citv Manager and City Clerk with their respective
facsimile signatures, and said officers sha11 by the execution of
said bonds adop� as and for their own official signatures their
respective facsimile signatures appearing upon said coupons. Said
bonds shall be payable, both principal and interest, in lawful
money of the United States of America at a bank or banks, not
exceeding two, �o be designated by the purchaser of the bonds.
Section 2. Said bonds shall be re�;istrable as to principal
in the manner and with the effect provided ir. the form of bond
hereinafter set out.
Section 3. Said bonds and coupons shall be in substantially
the following form, the omissions to be appropriately completed
when the bonds are printed:
:
(Form of Bond)
UNITED STATES OF AMERICA
STATE OF WISCONSIN
COUNTY OF WINNEBAGO
CITY OF OSHKOSH
CORPORATE PURPOSE BOND, SERIES 1977
Statement of the value of all the taxable
property in said City of Oshkosh according to
the last precedin� assessment thereof for state .
and county taxes, as equalized by the State of
Wisconsin Department of Revenue, being for the
year1976 . . . . . . . . . . . . . . . . . . . . . . $
Statement of the value of all the taxable
property in territory attached to said city for
school purposes according to the last preceding
assessment thereof for state and county taxes, as
equalized by the State of Wisconsin Depar°tment
of Revenue, being for the year 1976. . . . . . . . . . $
Ag�regate amount of existing bonded indebted-
ness of said city, includin�� this issue .......$
No.
$5,000
KNOW ALL MEN BY THFSE PRESENTS: That the City of Oshkosh,
in the County of Winnebago and State of Wisconsin, hereby acknow-
ledges itself to owe, and for value received promises to pay to
bearer, or to the registered holder if this bond shall then be
registered as to principal, the principal sum of Five Thousand
Dollars ($5,000) on the first day of April, 19_, with interest at
the rate of per cent ( %) per annum from
the date hereof until the principal amount shall have been fully
paid, such interest being payable October l, 1g77, and semiannually
thereafter on April 1 and October 1 of each year, interest to
maturity being payable only upon presentation and surrender of the
��
interest coupons attached hereto as they severally mature. Both
principal hereof and intErest hereon are hereby made payable in
lawful money of the United States of America at
> > , or at
�
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, at the option of the holder. For the prompt
payment of this bond with interest hereon as aforesaid and for the
levy of taxes sufficient for that purpose, the full faith, credit
and resources of said city are hereby irrevocably pledged.
Bonds of the issue of which this bond is one maturing on
and after April l, 1987 are subject to redemption prior to maturity
at the option of the city as a whole, or in part in inverse order
of maturity and within a maturity by lot, on April 1, 1986 and on
any interest payment date thereafter at the principal amount
thereof and accrued interest to the date fixed for redemption.
Notice of any intended redemption shall be given by publi-
cation of an appropriate notice one time in a financial newspaper
or journal published in New York, New York, or Chicago, Illinois,
and by registered mail to the bank at which said bonds are payable.
All such notices shall be given not more than 180 days nor less than
30 days prior to the date fixed for redemption.
This bond is one of an issue of $2,345,000 issued for the
purpose of providing funds in the amounts and for the purposes as
follows:
$175,000 for the purpose of constructing str��e�
improvements;
$880,000 for the purpose of improving and e���nding
storm sewers; ,
$185,000 for the purpose of improving and e�tending
water mains;
$1,045,000 for the purpose of creating a. revolving fund
out of which to advance the costs of special
assessments; and
$60,000 for the purpose of acquiring and improving
park land.
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pursuant to and in all respects in compliance with Chapter 67 of
the Wisconsin Statutes and acts suppYemental thereto, and a resolu-
tion duly adopted by the City Council of said city on March 17,
1977•
This bond i; regist.rable as to pri.ncipal in
accordance with the provisions endorsec� on th� reverse side
hereof.
It is hereby c�rtified and recited that all conditions,
things and acts required by law to exist, to be or to be done,
precedent to and in the issi�ance of this bond and the issue of
which it is a part, have been, have existed, an� have been performed
in due form and time as required �y law; that the indebtedness of
said city, including thi.s bond, does not exceed any limitation
imposed by law; and that said city has levied a direct annual
irrepealable tax sufficient to pay the interest: hereon when it
falls due and also to pay and dischar�,e the princi.pal_ hereof at
maturity.
IN WITNESS WHEREOF the City of Oshkosh, by its City Counc_i..l,
has caused this bond to he signeci �iy it.� City Nlanager with hi.s
facsimile signature, and by its Cit,y Cle.rk, �n�i its corporate sea.l
to be impressed hereon, and the coupons hereto a�tached to be si�ned
by said City Manager and City C�erk with their resp�ctive facsimile
signatures, and said officers, by the executiori of Lhis bond, do
adopt as and for their own official signatures tYieir respective
facsimile signatures appearing on said coupons, as of the first day
of April, 1977.
City Clerk
���
(facsimile si�nature)
Cit,y Manager
0
I�C.�
(Form of Coupon)
$
On the first day of , lg , unless the
bond to which this coupon is appurtenant is subject to prior
redemption and provision for the payment thereof has been duly made,
the City of Oshkosh, Wisconsin will pay to bearer the amount shown
hereon in lawful money of the United States of America at
�
at
, or
> > �
at the option of the holder, upon presentation and surrender of thls
coupon for interest due that day on its Corporate Purpose Bond,
Series 1977, dated April l, 1977, No.
(facsimile signature`) (facsimile signature)
City Clerk City Manager
(Provision for Registrat�ion)
The within bond may be registered in the name of the holc�er
as to principal only on books to be kept by the City Clerk of the
City of Oshkosh, as bond registrar, such registration to be noted
hereon in the registration blank below, after which no transfer
shall be valid unless made on said books at the request of the r.e�;istered
holder or his attorney thereunto duly author�zed and similarly not;ed
in said registration blank below, but this bond may be discharged
from registration by being transferred to bearer, after which it
shall be transferable by delivery but may be again registered as
before. Such registration shall not impair the negotiability by
delivery of the coupons attached to this bond.
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Date of Name of Address of Signature
Registration Re�istered Holder Registered Holder of Registrar
Section 4. Said bonds shall be sold at public sale in the
manner provided by law on or about April 12, 1977. Notice of the
sale of said bonds shall be published once each week for two consecu-
tive weeks in the official city newspaper, and in The Bond Bu er,
published in New York, New York. The last of each such publications
shall be at least 10 days prior to the sale date. Such notice shall
be in substantially the form provided in Exhibit "A" attached hereto.
The Director of Administration shall prepare and distribute an
Official Statement, including an Official Sale Notice which shall
be in substantially the form provided in Exhibit "B" attached hereto.
Section 5. When said bonds shall have been sold, this
City Council will adopt proceedings so as to award said bonds, fix
the interest rates thereon in accordance with the bid accepted, and
levy taxes to meet principal and interest thereon at�maturity as
required by law.
Section 6. The principal proceeds from th� sale of said
bonds shall be used only as follows:
$175,000 for the purpose of constructing s*reet
improvements;
$880,000 for the purpose of improving and e�tending
storm sewers;
$185,000 for the purpose of improving and extending
water mains;
$1,045,000 for the purpose of creating a revolving fund
out of which to advance the costs of special
assessments; and
$60,000 for the purpose of acquiring and improving
park land.
Section 7. �I'he principa7_ }�roceedc of s.he salE: of s�id
bonds shall be devoted to ana used witl7 due dilifj;etice for Lhe compl�-
tion of the projects for whic�� said bonds are he.reby authorized to
be issued. This City Council represents and certifies that:
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(a) the city has heretofore incurred (or expects
to incur within six months after delivery of said
bonds) a substantial binding obligation with respect to
said projects; said binding obligation comprising
construction and acquisition contracts in the amount of
not less than 2-1/2� of the estimated total cost of
said projects;
(b) this City Council expects that over 85% of the
expendable proceeds of said bonds includin� investment
proceeds will be expended on or before April l, 1980,
for the purpose of paying the cost of said.projects, said
date being within three years following the date of issue
of said bonds;
(c) work on said projects has proceeded and is
expected to proceed with due diligence to completion;
(d) said projects have not been and are not expected
to be sold or other�rise disposed of 1n whole or in part
prior to the last maturity of said bonds;
(e) all of the principal proceeds of said bonds
are needed for the purpose stated in the form of bond
above set out, including expenses incidental to such
purpose and to the issuance of said bonds; and
(f) to the best of the knowledge and belief of the
City Council there are no facts, estimates or circumstances
that would materially change the conclusions and repre-
sentations set out in this section.
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�his City Council also certifies and further covenan�s w�th the
purchasers and holders of said bonds from time to time out-
standing that so long as any of said bonds remain outstanding, moneys
on deposit in any fund or account in connection with said bonds,
whether or not such moneys were derived from the proceeds of the
sale of said bonds or from any other sources, will not be used in a
manner which will cause such bonds to be "arbitrage bonds" within
the meaning of Section 103(c) of the Internal Revenue Code of 1954,
as amended, and any lawful regulations promulgated or proposed
thereunder, including Sections 1.103-13 and 1.103-14 of the Income
Tax Regulations (26 CFR Part 1), as the same presently exist, or
may from time to time hereafter be amended, supplemented, or revised.
The City Council reserves the right, however, to make any investment
of such moneys permitted by state law if, when and to the extent
that said Section 103(�) or regulations promulgated thereunder shall
be repealed or relaxed or shall be held void by final decision of
a court of competent jurisdiction, but only if any investment made
by virtue of such repeal, relaxation or decision would not, in the
opinion of counsel of recognized competence in such matters, result
in making the interest on said bonds sub,i�ct to federal income
taxation.
Adopted March 17, 1977.
Recorcied March 17 , 1977 -
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Cit,y Cle
Motion was made by Teichmiller that said
resolution be adopted, ar�d said motion was seconded by PROPP
After due consideration, the President put the question, and upon
roll being called, the following voted:
Aye: Chaney, Moser, Propp, Teichmiller, Schiefelbein (5)
adopted.
Nay: Kutchera (1)
The President thereupon declared said resolution duly
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(Other business)
Upon motion duly made, seconded and carried, the meeting
was adjourned.
i% . � � C�` � u .
Attest:
)
i -� Z `t%'�� ��'
City Cle
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�c � Presiden
STATE OF WISCONSIN )
) SS.
COUNTY OF WINNEBAGO )
I, CONVERSE C. MARKS, hereby certify that I am the duly
qualified and acting City Clerk of the City of Oshkosh, Wisconsin,
and as such official I further certify that attached hereto is a
copy of excerpts from the minutes of the meeting of the City Council
of said city held on March 17, 1977; that I tlave compared said copy
with the original minute record of said meeting in my official
custody; and that said copy is a true, correct and complete
transcript from said original minute record insofar as said original
record relates to $2,3�5,000 Corporate Purpose Bonds, Series 1977
of said city, dated April l, 1977.
WITNESS my official signature and the official seal of
said city this 17 day of March , 1977.
(SEAL)
RHG/kp
3/16/77
NOTICE OF SALE
CITY OF OSHKOSH, WISCONSIN
$24,540,000
REFUNDING BONDS,
SERIES 1977
�2,3�5,000
CORPORATE PURPOSE BONDS,
SERIES 1977
SEALED BIDS on an all or none basis will be received until 11:00 A.M.,C,S.T.,
on
APRIL 12, 1977
in the Council Chambers in the City Hall, Oshkosh, Wisconsin, at a rate
or rates not exceeding 7% for the purchase of $2�,5�0,000 Refunding Bonds,
Series 1q77, and $2,345,000 Corporate Purpose Bonds, Series 1977, of said
city dated April l, 1977, maturing on April 1 of each of the years as
follows:
Refunding Bonds
Year
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
lggo
1991
1992
1993
1994
Amount
$2,075,000
2,200,000
2,025,000
2,200,000
2,025,000
2,215,000
2,100,000
2,200,OOd
1,950,000
1,800,000
1,000,000
775,000
825,000
400,000
225,000
250,000
275,000
Corporate Purpose Bonds
Year
1978
1979
1980
1981
1982
1983
1984
19�5
1986
1987
1988
1989
1990
1991
1992
Amount
$ 75,000
75,000
75,000
75,000
10�,000
120,000
125,000
125,000
175,000
175,000
200,000
200,000
250,000
250,000
325,000
The Refunding Bonds are general obligations of the city issued for the
purpose of refunding certain outstanding gener�.l obligation bonds of said
city, and the Corporate Purpose Bonds are general obligations of the city
issued in the amounts and for the purposes as follows:
$175,000 for the purpose of constructing street
improvements;
$880,000 for the purpose of improving and extending
storm sewers;
$185,000 for the purpose of improving and extending
water mains;
�.-w,� e_.� __ _ �. �
$1,045,000 for the purpose of creating a revolving fund
out of which to advance the costs of special
assessments; and
$60,000 for the purpose of acquiring and improving
park land.
All Bonds will be subject to redemption on April l, 1986 and
thereafter at par plus accrued interest, in the manner stated in the
Official Statement and Notice of Sale. The city will furnish at its
expense the unqualified approving opinion of Chapman and Cutler.
The Official Statement and Notice of Sale and any additional information
may be obtained by addressing inquiries to the undersigned at the City
Hall, in Oshkosh, Wisconsin 54901, or to Robert W. Baird & Co.,
Incorporated, 777 East Wisconsin Avenue, Milwaukee, Wisconsin 53201,
Attention: Harry G. Kivell, telephone area 414-765-3730.
/s/ RICHARD H. JANSEN
Director of Administration
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1994 275,000
Said Bonds and the coupons thereon will be payable at such bank as may
paid in advance. All Bonds will be registrable as to principal.
Interest on all Bonds will be payable October l, 1977 and semiannually
thereafter.
All Bonds maturing on April 1, 1g87 and thereafter shall be
subject to redemption at the option of said City as a whole, or in
part in inverse order of maturity, and within each maturity by lot, on
April 1, 1986 and on any interest payment date thereafter, at the
principal amount thereof and accrued interest to the date of redemption.
Bidders are requested to name the interest rate or rates the
Bonds are to bear in multiples of 1/20th of one per cent, but not
exceeding 7 per cent per annum. The difference between the highest and
lowest rate bid shall not exceed two per cent. There will be no limit
on the number of rates of interest which may be specified, but the same
rate of interest shall apply to all Bonds of the same maturity regardless
of the issue. Interest payable on any Bond on any interest payment
date shall be represented by one coupon only.
The City reserves the right to establish or further limit the
rate or rates of interest the Bonds are to bear not less than 24 hours
prior to the sale. If notice is not received before 11:00 A.M.,
Monday, April 11, 1977, bidders are requested to contact Robert W. Baird
& Co., Incorporated, 777 East Wisconsin Avenue, Milwaukee, Wisconsin
53201, Attention: Harry G. Kivell, telephone area 414-765-3730.
The City further reserves the right to withhold delivery of
and to cancel Refunding Bonds of the 19g4 maturity in a principal amount
of not exceeding $75,000, and all bids shall be so conditioned.
No bid will be considered for less than par and accrued
interest for all of the Bonds of both issues. Unless all bids are
rejected, the Bonds will be awarded by the City Council at a special
meeting to be held on the sale date to the bidder whose bid complies
with this notice and results in the lowest net interest cost to the City,
to be determined by computing the total interest on all of the Bonds
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OFFICIAL SALE NOTICE
CITY OF OSHKOSH. WINNEBAGO COUNTY. WISCONSIN
$24,540,000
REFUNDING BONDS,
SERIES 1977
$2,345,000
CORPORATE PURPOSE BONDS,
SERIES 1977
NOTICE IS HEREBY GIVEN that the City of Oshkosh, Wisconsin,
will receive sealed bids only on an all or none basis until 11:00 A.M.,
C.S.T., on
APRIL 12, 1977
in the Council Chambers in the City Hall, Oshkosh, Wisconsin, for the
purchase of its $24,540,000 Refunding Bonds, Series 1977 (the "Refunding
Bonds"), and $2,345,000 Corporate Purpose Bonds, Series 1977 (the
"Corporate Purpose Bonds"). The Bonds are dated April l, 1977,
denomination $5,000, and due serially on April 1 of each year as follows:
Refunding Bonds
Year
1978
1979
19�0
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
Amount
$2,075,000
2,200,000
2,025,000
2,200,000
2,025,000
2,215,000
2,100,000
2,200,000
1,950,000
1,800,000
1,000,000
775,000
825,000
400,000
225,000
25a,00o
275,000
Corporate Purpose Bonds
Year
1978
1979
1980
1981
1982
1983
1984
1985
1g86
1987
1988
1989
1990
1991
1992
Amount
$ 75,000
75,000
75,000
75,000
100,000
120,000
125,000
125,000
175,000
175,000
200,000
200,000
250,000
250,000
325,000
Said Bonds and the coupons thereon will be payable at such bank as may
be designated by the purchaser within 24 hours followir�g the sale of
the Bonds, but subject tothe approval of the Director of Administration
of the City of Oshkosh, and in the event such designation is not
acceptable, the Director of Administration will designate a paying
agent. The City will pay a reasonable fixed charge to such paying
agent and, with respect to the Refunding Bonds, such charge will be
(including any Bonds that may subsequently be withheld from delivery
and cancelled pursuant to the provisions of this notice) from April 1,
1977 to their respective maturities, and deducting therefrom the premium
bid, if any. Initially, any premium will be allocated to the Refunding
Bonds and the Corporate Purpose Bonds in direct proportion to each
such issue. In the event that any of the Refunding Bonds are withheld
and cancelled, the premium to be allocated to the Refunding Bonds shall
be reduced in the same proportion as the amount withheld and cancelled
bears to $24,540,000.
Each bid must be accompanied by a certified check or bank
cashier's or treasurer's check in the amount of $537,700 payable to the
City Treasurer as a guarantee of good faith, to be forfeited to said
City by the successful bidder as liquidated damages should he fail to
take up and pay for the Bonds when ready. The good faith check of the
bidder whose proposal is accepted will be held uncashed until delivery
of the Bonds or forfeiture, and the good faith checks of the unsuccessful
bidders will be returned upon the determination of the winning bid. In
the event of the inability of the City to deliver the Bonds to the
purchaser in accordance with the terms of this notice within 60 days
after the date of the sale, said good faith check will, at the option
of the purchaser, be promptly returned to the purchaser.
All Bonds will be the direct general obligations of the City
payable from unlimited ad valorem taxes. The Refunding Bonds are issued
for the purpose of refunding certain outstanding general obligation
bonds of the City. The Corporate Purpose Bonds are issued in the amounts
and for the purposes as follows:
$175,000 for the purpose of constructing street
improvements;
$880,000 for the purpose of improving and extending
storm sewers;
$185,000 for the purpose of improving and extending
water mains;
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$1,045,000 for the purpose of creating a revolving Pund
out of which to advance the costs of special
assessments; and
$60,000 for the purpose of acquiring and improving
park land.
The printed Bonds and the unqualified approving opinion of
Chapman and Cutler as to each issue (which will be printed on the Bonds)
together with the Bond transcript with respect to each issue, including
a no litigation certificate dated as of the date of the delivery of the
Bonds, will be furnished to the purchaser at the expense of the City.
The approving opinion of Chapman and Cutler with respect to the
Refunding Bonds will include a recital that in the opinion of such counsel,
and in reliance upon the opinion oi Kutak Rock Cohen Carrr�bell Garfinkle &
Woodward, Omaha, Nebraska, that the refunding Bonds are not "arbitrage
bonds" within the meaning of Section 103(c) of the Internal Revenue
Code of 195�, as amended, interest on the Refunding Bonds is exempt
from present federal income taxes.
The Bonds are expected to be ready for delivery on or about
April 27, 1977. Delivery anywhere in the United States will be made at
the expense of the city, against payment in federal funds or other
immediately available funds.
CUSIP numbers will be printed on the Bonds at the request of
purchaser and the purchaser must bear all expenses in connection
therewith. The City will assume no obligation for the assignment or
printing of such numbers on the Bonds or for the accuracy of such
numbers, and neither the failure to print such numbers on any Bond nor
any error with respect thereto shall constitute a cause for a failure
or refusal by the purchaser thereof to accept delivery of and make
payment for said Bonds.
Bids should be addressed to the undersigned, Richard H. Jansen,
Director of Administration, City of Oshkosh, Wisconsin 54901, and
should be submitted in a sealed envelope marked "Bid for $24,540,000
Refunding Bonds, Series 1977, and $2,345,000 Corporate Purpose Bonds,
Series 1977."
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_ � �. �
.
Copies of the Official Statement and any additional information
may be obtained by addressing inquiries to Richard H. Jansen, Director
of Administration, City Hall, Oshkosh, Wisconsin, or to Robert W.
Baird & Co., Incorporated, 777 East Wisconsin Avenue, Milwaukee,
Wisconsin 53201, Attention: Harry G. Kivell, telephone area 414-765-3730•
The right is reserved to reject any and all bids and to waive
a11 informalities in the bid accepted.
/s/ WILLIAM D. FRUEH
City Manager
/s/ RICHARD H. JANSEN
Director of Administration
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