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PURPC)SE : AGRF��iT FOR ARC��TF�'lURAL S�IICF�S
IlSITIAT� BY : DF�AF�Il��T OF P�1F2KS
EE ?'Z' Rr`�OL•'JED by the Ccxrrr�n Cauncil af �i:.h=� Ci�i of (3shkosh tY�.at :he
pro�x Ci't�• officials are hereby authorizea and dir�,,cted tA enter inta the
at:�ched agre�...rit wit-h Yarbro K�npanger, Architects, Oshl:osh, t�Ii�consSn,
�or Golf Course clubhouse architectural sexvices. Mone}� ;or this pu.rp�se
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is hereby ap�ropriat...�d from its respective construction accocmt.
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THE AMERICAN INSTITUTE OF ARCHITEC'T_
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AIA Document 8141
Standard Forrn of �1►�reern�nt �etini��n
Owner ar�d ArchAtect
9977 EDITtON
TN15 DOCU.1�iENT HAS IMPORTANT LfGAL CO�`'SEQUENCES; CONSULTATION W1TH
AN ATTORNEY 15 ENCOURAGED W1TH RESPECT TO ITS COMPLETION OR MODIFICATIOfV
AGREEMENT
made as of the �enty-Eighth day of �ebruary in the year of I�iineteen
t�iundred and sevent� Eign.t
BETWEEN the O�vner: lhe City of �Jshkosh, Wisconsin
A rlunicipal Corporation
and the ArChitect: Yarbro-Kempinger, Architects
Oshkosh, �aisconsin
For the following Project:
,fnclude detailed descr,'puo,� o: ?rajeci iocacior� andscope.j
Clubhouse
Oshkosh Municipal Golf Course
Oshkosh, 67isconsin
The Owner and the Architect agree as set forth below.
Copyrig�t 7?1:, 1926, 'I948, '1951, '1953, '1958, '1961, 1963, '1966, 1%7, '19i0, 'I974, OO "i977 by The American Institute
of ArcF.;tec's, 1i3i New York Avenue, N.W., Washington, D.C. 20006. Reproduction of the material herein or
substan;ial Guota:ion of its provisions without permission of the AIA violates the copyright laws of the United
States and wiU be subject to legal prosecution.
AIA DOCUMENT 6141 • Oti�'�=R-ARCHITEC7 AGREEMENT • THIRTEENTH EDITION • JULY'1977 • AIA�' • OO 1977
THE AMERIUV INSTITUTE OF ARCHITECTS, �735 NEW YORK AVENUE, N.W., LYASHItiGTON, D.C. 10006 B��L�-1977 �I
��
TERMS AND CONDITIONS OF AGREEMENT BETWEEN OWNER AND ARCFIITECT
ARTICLE �
ARCHITECT'S SERVICES AND RESPONSIBILITIES
BASIC SERVICES
The Architect's Basic Services consist of the five
phases described in Paragraphs 1.1 through 1.5 and
include normal structural, mechanical and electrical
engineering services and any other services included
in Article 15 as part of Basic Services.
1.1 SCHEMATIC DESIGN PHASE
1.1.1 The Architect shall review the program furnished
by the Owner to ascertain the requirements of the Project
and shall review the understanding of such requirements
with the Owner.
1.1.2 The Architect shall provide a preliminary evalua-
tion of the program and the Project budget requirements,
each in terms of the other, subject to the limitations set
forth in Subparagraph 3.2.1.
7.1.3 The Architect shall review with the Owner alterna-
tive approaches to design and construction of the Project.
1.1.4 Based on the mutually agreed upon program and
Project budget requirements, the Architect shall prepare,
for approval by the O�vner, Schematic Design Documents
consisting of drawings and other documents illustrating
the scale and relationship of Project components.
1.1.5 The Architect shall submit to the Owner a State-
ment of Probable Construction Cost based on current
area, volume or other unit costs.
�,2 DESIGN DEVELOP,ti1ENT PHASE
1.2.1 Based on the approved Schematic Design Docu-
ments and any adjustments authorized by the Owner in
the program or Project budget, the Architect shall pre-
pare, for approval by the Owner, Design Development
Documents consisting of drawings and other documents
to fix and describe the size and character of the entire
Project as to architectural, structural, mechanical and elec-
trical systems, materials and such other elements as may
be appropriate.
1.2.2 The Architect shall submit to the Owner a further
Statement of Probable Construction Cost.
1.3 CONSTRUCTION DOCU.I4ENT5 PHASE
1.3.1 Based on the approved Design Development Doc-
uments and any further adjustments in the scope or qual-
ity of the Project or in the Project budget authorized by
the Owner, the Architect shall prepare, for approval by
the Owner, Construction Documents consisting of Draw-
ings and Specifications setting forth in detail the require-
ments for the construction of the Project.
1.3.2 The Architect shall assist the Owner in the prepara-
tion of the necessary bidding information, bidding forms,
the Conditions of the Contract, and the form of Agree-
ment between the Owner and the Contractor.
1.3.3 The Architect shall advise the Owner of any adjust-
ments to previous Statements of Probable Construction
Cost indicated by changes in requirements or general
market conditions.
1.3.4 The Architect shall assist the Owner in connection
with the Owner's responsibility for filing documents re-
quired for the approval of governmental authorities hav-
ing jurisdiction over the Project.
1.4 BIDDING OR NEGOTIATION PHASE
1.4.1 The Architect, following the Owner's approval of
the Construction Documents and of the latest Statement
of Probable Construction Cost, shatl assist the Owner in
obtaining bids or negotiated proposals, and assist in
awarding and preparing contracts for construction.
�,5 C3ti5:RUCiION PHASE—ADMINISTRATION
OF THE CONSTRUCTION CONTRACT
�.5.1 The Construction Phase �vill commence with the
a�vard of the Contracfi for Construction and, together with
the ArchitecYs obligation to provide Basic Services under
this Agreement, will terminate �vhen final payment to the
Contractor is due, or in the absence of a fina) Certificate
for Payment or of such due date, sixty days after the Date
or Substantial Completion of the Work, whichever occurs
fi rst.
1.5.2 Unless otherwise provided in this Agreement and
incorporated in ihe Contract Documents, the Architect
shall provide administration of the Contract for Construc-
tion as set forth below and in the edition of AIA Docu-
ment A201, General Conditions of the Contract for Con-
struction, current as of the date of this Agreement.
1.5.3 The Architect shall be a representative of the
Owner during the Construction Phase, and shall advise
and consult with the O�vner. Instructions to the Contrac-
tor shal( be forwarded through the Architect. The Archi-
tect shall have authority to act on behalf of the Owner
only to the extent provided in the Contract Documents
unless othenvise modified by written instrument in ac-
cordance with Subparagraph 1.5.16.
1.5.4 The Architect shall . visit the site at intervafs ap-
rropriate t3 the stage o� ce�st;uction er as other�vise
agreed by� the Architect in writing to become generally
familiar with the progress and quality of the Work and to
determine in general if the Work is proceeding in accord-
ance with the Contract Documents. However, the Archi-
tect shall not be required to make exhaustive or con-
tinuous on-site inspections to check the quality or quan-
t;ry of the Work. On the basis of such on-site observa-
tions as an architect, the Architect shall keep the Owner
informed of the progress and quality of the Work, and
shall endeavor to guard the Owner against defects and
deficiencies in the Work of the Contractor.
1.5.5 The Architect shall not have control or charge of
and shall not be responsible for construction means,
methods, techniques, sequences or procedures, or for
safety precautions and programs in connection with the
�Vork, for the acts or omissions of the Contractor, Sub-
AIA DOCUMENT 6141 • O`1'.�ER-ARCHITECT AGRF.EMENT • THIRTEEVTH EDITION • JULY'1477 • AIA3 • p 1977
THE AMERICAN IN571TUTE Of ARCHITECTS, '1735 NEW YORK AVENUE, N.bV., LVASHa\G70N, D.C. 20006 B141-1977 3
(There is no page 2)
contractors or any other persons performing any of the
4'Vork, or for the failure of any of them to carry out the
�Vork in accordance with the Contract Documents.
7.5.6 The Architect shall at all times have access to the
Work wherever it is in preparation or progress.
1.5.7 The Architect shall determine the amounts owing
to the Contractor based on obsen�ations at the site and on
evaluations of the Contractor's Applications for Payment,
and shall issue Certificates for Payment in such amounts,
as provided in the Contract Documents.
7.5.8 The issuance of a Certificate for Payment shall
constitute a representation by the Architect to the Owner,
based on the Architect's observations at the site as pro-
vided in Subparagraph 1.5.4 and on the data comprising
the Contractor's Application for Payment, that the Work
has progressed to the point indicated; that, to the best of
the Architect's knowledge, information and beli.ef, the qual-
ity of th� Work is in accordance with the Contract Docu-
ments (subject to an evaluation of the Work for con-
formancs with th� Con::a�: Dacumerts upor� Su�stantia!
Completion, to the results of any subsequent tests re-
quired by or performed under the Contract Documents,
to minor deviations from the Contract Documents cor-
rectable prior to completion, and to any specific qualifica-
tions stated in the Certificate for Payment); and that the
Contractor is entitled to payment in the amount certified.
However, the issuance of a Certificate for Payment shall
not be a representation that the Architect has made any
examination to ascertain ho�v and for what purpose the
Contractor has used the moneys pa�d on account �f the
Contract Sum.
1.5.9 The Architect shall be the interpreter of the re-
quirements of the Contract Documents and the judge of
the performance thereunder by both the Owner and
Contractor. The Architect shall render interpretations nec-
essary for the proper execution or progress of the Work
with reasonable promptness on written request of either
the Owner or the Contractor, and shall render written de-
cisions, within a reasonable time, on all claims, disputes
and other matters in question bet���een the Owner and the
Contractor relating to the execution or progress of the
�Vork or the interpretation of the Contract Documents:
�.5.10 Interpretations and decisions of the Architect shall
be consistent with the inteni of ard reasonably inferable
from the Contract Documents and shall be in written or
graphic rorm. In the capacit}� oT interpreter and judge,
the Architect shall endeavor to secure faithful perform-
ance by both the O�vner and the Contractor, shall not
show partiality to either, and shall not be liable for the
result of any interpretation or decision rendered in goc�d
faith in such capacity.
1.5.11 The Architect's decisions in matters relating to
artistic effect shall be final if consistent with the intent of
the Contract Documents. The ArchitecYs decisions on
any other claims, disputes or other matters, including
ihose in question between tne O�vner and the Contractor,
shall be subject to arbitration as provided in this Agree-
ment and in the Contract Documents.
1.5.12 The Architect shall have authority to reject Work
which does not conform to the Contract Documents.
Whenever, in the ArchitecYs reasonable opinion, it is
necessary or advisable for the implementation of the intent
of the Contract Documents, the Architect wifl have author-
ity to require special inspection or testing of the Work in
accordance with the provisions of the Contract Docu-
ments, whether or not such Work be then fabricated, in-
stalled or completed,
1.5.13 The Architect shall review and approve or take
other appropriate action upon the Contractor's submittafs
such as Shop Drawings, Product Data and Samples, but
only for conformance with the design concept of the
Work and with the information given in the Contract
Documents. Such action shall be taken with reasonable
promptness so as to cause no delay. The ArchitecYs ap-
proval of a specific item shall not indicate approval of an
assembly of which the item is a component.
1.5.14 The Architect shall prepare Change Orders for
the Owner's approval and execution in accordance with
the Contract Documents, and shall have authority to order
minor changes in the Work not involving an adjustment
in the Contract Sum or an extension of the Lontract Time
which are not inconsistent with the intent of the Co�tract
Documents.
1.5.�5 The Architect shall conduct inspections to deter-
mine the Dates of Substantial Completion and final com-
pletion, shall receive and forward to the Owner for the
Owner's review written warranties and related documents
required by the Contract Documents and assembled by
the Contractor, and shall issue a final Certificate for Pay-
ment.
1,5.16 The extent of the duties, responsibilities and lim-
itations of authority of the Architect as the Owner's rep-
resentative during construction shall not be modified or
extended without written consent of the Owner, the Con-
tractor and the Architect.
1.6 PROJECT REPRESENTATION BEYOND BASIC SERVICES
1.6.� If the Owner and Architect agree that more ex-
tensive representation at the site than is described in
Paragraph 1.5 shall be provided, the Architect shall pro-
vide one or tnore Project Representatives to assist the
Architect in carrying out such responsibilities at the site.
1.6.2 Such Project Representatives shall be selected, em-
plo��ed and directed by the Architect, and the Architect
shall be compensated therefor as mutually agreed be-
tween the Owner and the Architect as set forth in an ex-
hioit appended to this Agreement, which shail describe
the duties, responsibilities and limitations of authority of
wch Project Representatives.
1.6.3 Through the observations by such Project Repre-
sentatives, the Architect shall endeavor to provide further
protection for the Owner against defects and deficiencies
in the Work, but the furnishing of such project representa-
tion shall not modify the rights, responsibilities or obliga-
tions of the Architect as described in Paragraph 1.5.
�,7 ADDITIONAL SERVICES
The following Services are not included in Basic
Services unless so identified in Article 15. They shall
be provided if authorized or confirmed in writing by
the Owner, and they shall be paid for by the Owner
as provided in this Agreement, in addition to the
compensation for Basic Services.
AIA DOCUMENT 6141 • OIVNER-ARCHITECT AGREEMENT • THIRTEENTH EDITION • JULY 1977 • AIA� • Qc 1977
4 6141-�9%� THE AMERICAN INSTITUTE OF ARCHI7ECT5, 1735 NEW YORK AVENUE, N.W., WASHINGTON, D.C. 20006
7.7.1 Providing analyses of the Owner's needs, and pro-
gramming the requirements of the Project.
1.7.2 Providing financial feasibility or other special
studies.
1.7.3 Providing planning surveys, site evaluations, envi-
ronmental studies or comparative studies of prospective
sites, and preparing special surveys, studies and submis-
sions required for approvals of governmental authorities
or others hae�ing jurisdiction over the Project.
1.7.4 Providing services relative to future facilities, sys-
tems and equipment which are not intended to be con-
structed during the Construction Phase.
1.7.5 Providing services to investigate existing conditions
or facilities or to make measured drawings thereof, or to
verify the accuracy of drawings or other information fur-
nished by the Owner.
1.7.6 Preparing documents of alternate, separate or
sequential bids or providing extra services in connection
with bidding, negotiation or construction prior to the
completion of the Construction Documents Phase, when
requested by the Owner.
1.7.7 Providing coordination of Work performed by
separate contractors or by the Owner's o�vn forces.
1.7.8 Providing services in connection with the work of
a construction manager or separate consultants retained
by the Owner.
'1.7.9 Providing Detailed Estimates of Construction Cost,
analyses of owning and operating costs, or detailed quan-
4ity surveys or inventories of material, equipment and
labor..
1.7.10 Providing interior design and other similar ser-
vices required for or in connection with the selection,
procurement or installation of furniture, furnishings and
related equipment.
1.7.71 Providing services for planning tenant or rental
spaces.
1.7.12 Making revisions in Dra�vings, Specifications or
other documents �vhen such revisions are inconsistent
with written approvals or instructions previously given,
are required by the enactment or revision of codes, laws
or regulations subsequent to the preparation of such doc-
urr.ents or �rs due te other �auses not solelv -vi#hin the
control of the Architect. �
1.7.13 Preparing Drawings, Specifications and supporting
data and providing oiher services in connection with
Change Orders to the extent that the adjustment in the
Basic Compensation resulting from the adjusted Con-
struction Cost is not commensurate with the services re-
quired of the Architect, provided such Change Orders are
required by causes not solely within the control of the
Architect.
1.7.14 Making investigations, surveys, valuations, inven-
4ories or detailed appraisals of existing facilities, and serv-
ices required in connection �vith construction performed
by the Owner.
1.7.15 Providing consultation concerning replacement of
any Work damaged by fire or other cause during con-
struction, and furnisf�ing services as may b required
connection with the replaeement of such Work.
1.7.16 Providing services made necessary by the default
of tF�e Contractor, or by major defects or deficiencies in
the Work of the Contractor, or by failure of performance
of either the Owner or Contractor under the Contract for
Construction.
1.7.77 Preparing a set of reproducible record drawings
showing significant changes in th� Work made during
construction based on marked-up prints, drawings and
other data furnished by the Contractor to the Architect.
1.7.18 Providing extensive assistance in the utilization of
any equipment or system such as initial start-up or testing,
adjusting and balancing, preparation of operation and
maintenance manuals, training personnel for operation
and maintenance, and consultation during operation.
1.7.19 Providing services after issuance to the Owner of
the final Certificate for Payment, or in the absence of a
final Certif:cate far Payment, more than sixty days after
the Date of Substantial Comp(etion of the Work.
7.7.20 Preparing to serve or serving as an expert witness
in connection with any public hearing, arbitration pro-
ceeding or legal proceeding.
1.7.21 Providing services of consuttants %r other than
the normal architecturaf, structural, mechanical and elec-
trical engineering services for the Project.
1.7.22 Providing any other services not othenvise in-
cluded in this Agreement or not customarily furnished in
accordance with genecatty accepted architectural practice.
1.8 TIME
1.8.1 The Arcf�itect shalt perform Basic and Additional
Services as expeditiously as is consistent with professional
skill and care and the orderly progress of the Work. Upon
request of the Owner, the Architect shall submit for the
Owner's approval, a schedule for the performance of the
Architect's services which shall be adjusted as required as
the Project proceeds, anc! shal( include allowances for peri-
ods of time required for the Owner's review and approval
of submissions and for approvals of authorities having
jurisdiction over the Project. This schedule, when approved
by the O�vner, shall not, except for reasonable cause, be
exceeded by the Architect.
ART(CLE 2
THE OWNER'S RESPONSIBILITIES
2.1 The Owner shafl provide full information regarding
requirements for th�e Project including a program, which
shall set forth the Owner's design objectives, constraints
and criteria, including space requirements and relation-
ships, flexibility and expandability, specia) equipment and
systems and site requirements.
2.2 If the Owner provides a budget for the Project it
shall include contingencies for bidding, changes in the
Work during canstruction, and other costs which are the
responsibility of the Owner, inclu�ling those described in
this Article 2 and in Subparagraph 3.1.2. The Owner shall,
at the request of the Arc(�itect, provide a statement of
funds available for the Project, and their source.
AIA DOCUME�IT 61�1 • OW\ER-ARCHITECT AGREEMENT • THIRTEENTH EDITION • JULY �977 • AIA� • OO 1977
THE AMERICAV INSTITUTE OF ARCHITECTS, 1735 NEW YORK AVENUE, N.W., �YASHINGTON, D.C. 20006 B'I�i�-'I9%% S
2.3 The O�vner shall designate, when necessary, a rep-
resentative authorized to act in the Owner's behalf with
respect to the Project. The O���ner or such authorized
representative shall examine the documents submitted by
the Architect and shall render decisions pertaining thereto
promptly, to avoid unreasonable delay in the progress of
the ArchitecYs services.
2.4 The O�vner shall furnish a legal description and a
certified land survey of the site, giving, as applicable,
grades and lines of streets, alleys, pavements and adjain-
ing property; rights-of-way, restrictions, easements, en-
croachments, zoning, deed restrictions, boundaries and
contours of the site; locations, dimensions and complete
data pertaining to existing buildings, other improvements
and trees; and full information concerning available serv-
ice and utility lines both public and private, above and
below grade, including inverts and depths.
2.5 The Owner shall furnish the services of soil engi-
neers or other consultants when such sen�ices are deemed
necessary by the Architect. Such services shall include test
borings, test pits, soil bearing values, percolation tests, air
and water pollution tests, ground corrosion and resistivity
tests, including necessary operations for determining sub-
soil, air and water conditions, �vith reports and appropri-
ate professional recommendations.
2.6 The Owner shall furnish structural, mechanical,
chemical and other laboratory tests, inspections and re-
ports as required by law or the Contract Documerats.
2.7 The Owner shall furnish all legal, accounting and in-
surance counseling services as may be necessary at any
time for the Project, incfuding such auditing services as
4he Owner may require to verify ;^e Contractor's Applica-
tions for Payment or to ascertain hotiv or for what pur-
poses the Contractor uses the money_ paid by or on be-
half of the Owner.
2.8 The services, information, sun�eys and reports re-
quired by Paragraphs 2.4 throu�n 2.7 inclusive shall be
furnished at the Owner's expense, and the Architect shall
be entitled to rely upon the accuracy and completeness
thereof.
2.9 If the Owner observes or othenti-ise becomes a�vare
of any fault or defect in the Project or nonconformance
with the Contract Documents, prompt �vritten notice
thereof shall be given by the O�� ner to the Architect.
2.10 The Owner shall furnish required information and
sen-ices and shall render appro��als and decisions as ex-
peditiously as necessary for the orderly progress of the
ArchitecYs services and of the �'�'ork.
ARTICLE 3
CONSTRUCTION COST
3.1 DEFINITION
3.1.1 The Construction Cost shall be the total cost or
estimated cost to the Owner of all elements of the Project
designed or specified by the Architect.
3.1.2 The Construction Cost shall include at current
market rates, including a reasonab(e allo�vance for over-
head and profit, the cost of labor and materials furnished
by the Owner and any equipment �vhich has been de�
signed, specified, selected or specially provided for by
the Architect.
3.1.3 Construction Cost does not include the compen-
sation of the Architect and the ArchitecYs consultants,
the cost of the land, rights-of-way, or other costs which
are the responsibility of the Owner as provided in Arti-
de 2.
3,2 (tESPONSIBILITY FC1R CONSTRUCTION COST
3.2.7 Evaivations of the Owner's Project budget, State-
ments of Probable Construction Cost and Detailed
Estimates of Construction Cost, if any, prepared by the
Architect, represent the Architect's best judgment as a
design professional familiar with the construction indus-
try. It is recognized, however, that neither the Architect
nor the Owner has control over the cost of labor, mate-
rials or equipment, over the Contractor's methods of de-
termining bid prices, or over competitive bidding, market
or negetia*,ir.a cenditions. Accordingly, the Architect
cannot and does not warrant or represent that bids or
negotiated prices will not vary from the F�roject budget
proposed, established or approved by the Owner, if any,
or from any Statement of Probable Construction Cost or
other cost estimate or evaluation prepared by the Archi-
tect.
3.2.2 No fixed limit of Construction Cost shall be estab-
lished as a condition of this Agreement by the furnishing,
proposal or establishment of a Project budget under Sub�
paragraph 1.1.2 or Paragraph 2.2 or otherwise, unless such
fixed limit has been agreed upon in writing and signed by
the parties hereto. If such a fixed limit has been estab-
lished, the Architect shall be permitted to include con-
tingencies for design, bidding and price escalation, to de-
termine what materials, equipment, component systems
and types of construction are to be included in the Con-
tract Documents, to make reasonable adjustments in the
scope of the Project and to include in the Contract Docu-
ments alternate bids to adjust the Construction Cost to the
fixed limit. Any such fixed limit shall be increased in the
amount of any increase in the Contract Sum occurring
after execution of the Contract for Construction.
3.2.3 If the Bidding or Negotiation Phase has not com-
menced within three months after the Architect submits
the Construction Documents to the Owner, any Project
budget or fixed limit af Construction Cost shall be ad-
justed to reflect any change in the general level of prices
in the construction industry between the date of submis-
sion of the Construction Documents to the Owner and
the date on which proposals are sought.
3.2.4 If a Project budget or fixed limit of Construction
Cost (adjusted as provided in Subparagraph 3.2.3) is ex-
ceeded by the lowest bona fide bid or negotiated pro-
posal, the Owner shall (1y give written approval of an
increase in such fixed limit, (2) authorize rebidding or re�
negotiating of the Project within a reasonable time, (3) if
the Project is abandoned, ierminate in accordance with
Paragraph 10.2, or (4} cooperate in revising the Project
scope and quality as required to reduce the Construction
Cost. In the case of (4), provided a fixed limit of Construc-
tion Cost has been established as a condition of this Agree-
ment, the Architect, without additional charge, shall mod-
ify the Drawings and Specifications as necessary to comply
AIA DOCUMENT 6141 • 014;\ER-ARCHITECT AGREEMEN7 • THIRTEENTH EDITION • JULY 1977 • AIA� • O 1977
6 B141-1977 THE AMERICAN INSTITUTE OF �1RCHI7ECTS, 7735 NEW YORK AVENUE, N.W., WASHINGTON, D.C. 2000G
with the fixed limit. The providing of such service shall be
the limit of the ArchitecYs responsibility arising from the
establishment of such fixed limit, and having done so, the
Architect shall be entitled to compensation for all services
performed, in accordance with this Agreement, whether
or not the Construction Phase is commenced.
ARTICLE 4
DIRECT PERSONNEL EXPENSE
4.1 Direct Personnel Expense is defined as the direct sal-
aries of all the Architect's personnel engaged on the Proj-
ect, and the portion of the cost of their mandatory and
customary contributions and benefits related thereto, such
as employment taxes and other statutory employee bene-
fits, insurance, sick leave, holidays, vacations, pensions
and similar contributions and benefits.
ARTICLE 5
REIMBURSASLE EXPENSES
5.1 Reimbursable Expenses are in addition to the Com-
pensation for Basic and Additiona) Services and include
actual expenditures made by the Architect and the Archi-
tect's employees and consultants in the interest of the
Project for the expenses listed in the following Sub-
paragraphs:
5.1.1 Expense of transportation in connection with the
Project; living expenses in connection with out-of-to�vn
travel; long distance communications, and fees paid for
securing approval of authorities having aurisdiction over
the Project.
5.1.2 Expense of reproductions, postage and handling of
Drawings, Specifications and other documents, excluding
reproductions for the office use or the Architect and the
Architect's consultants.
5.1.3 Expense bf data processing and photographic pro-
duction techniques whert used in connection with Addi-
tional Services.
5.1.4 If authorized in advance by the Owner, expense of
overtime work requiring higher than regular rates.
5.7.5 Expense of renderings, models and mock-ups re-
quested by the O�vner.
5.7.6 Expense of any additional insurance coverage or
limits, including professional liability insurance, requested
by the Owner in excess of that normally carried by the
Architect and the Architect's consultants.
ARTtCLE 6
PAYMEVTS TO THE ARCHITECT
6.1 PAYMENTS ON ACCOUNT OF BAS1C SERVICES
6.1.1 An initial payment as set forth in Paragraph 14.1 is
the minimum payment under this Agreement.
6.1.2 Subsequent payme.nts for Basic Services shall be
made monthly and shall be in proportion to services per-
formed within each Phase of services, on the basis set
forth in Article 14.
6.1.3 If and to the extent that the Contract Time initially
established in the Contract for Construction is exceeded
or extended through no fauit of the Archite t, compensa-
tion tor any Basic Sen�ices required for such extended
period of Administration of the Construction Contract
shall be computed as set forth in Paragraph 14.4 for Addi-
tional Services.
6.1.4 When compensation is based on a percentage of
Construction Cost, and any portions of the Project are
deleted or other�vise not constructed, compensation for
such portions of the Project shall be payable to the extent
services are performed on such portions, in accordance
�ti•ith the schedule set forth in Subparagraph 14.2.2, based
on (1) the lowest bona fide bid or negotiated proposal or,
(2) if no such bid or proposal is received, the most recent
Statement of Probable Construction Cost or Detaited Esti-
mate of Construction Cost for such portions of the Project.
6,2 PAYMENTS ON ACCOUNT OP
ADDITIONAL SERVICES
6.2.7 Payments on account of the Architect's Additional
Services as defined in Paragraph 1.7 and for Reimbursable
Expenses as defined in Article 5 shall be made monthly
upon presentation of the Architect's statement of services
rendered or expenses incurred.
6.3 PAVMENTS �YITHHELD
6.3.1 No deductions shall be made from the ArchitecYs
compensation on account of penalty, liquidated damages
or other sums withheld from payments to contraciors, or
on account of the cost of changes in the Work oEher than
those for which the Architect is held legalty liable.
6.4 PROJECT SUSPENSION OR TERMINATI�A{
6.4.7 If the Project is suspended or abandoned in whole
or in part for more than three months, the Architect shali
be compensated for all services performed prior to rec�ipt
of K�ritten notice from the Owner of such suspension or
abandonment, together with Reimbursable Expenses then
due and all Termination Expenses as defined in Paragraph
10.4. If the Project is resumed after being suspended for
more than three months, the ArchitecYs compensation
shall be equitably adjusted.
ARTICLE 7
ARCHITECT'S ACCOUNTING RECORDS
7.� Records of Reimbursable Expenses and expenses per-
taining to Additional �ervices and services perfarmed or.
the basis of a Multiple of Direct Personne( Expense shall
be kept on the basis of generalfy accepted accounting
principles and shall be available to the Owner or the
O�vner's authorized representative at mutually convenient
times.
ARTfCLE 8
OWNERSHIP AND USE OF DOCUMEN�S
8.1 Drawings and Specifications as instruments of serv-
ice are and shall remain the property of the Architect
«�hether the Project for which they are made is executed
or not. The Owner shall be permitted to retain copies, in-
cluding reproducible copies, of Drawings and Specifica-
tions for information and reference in connection with the
Oevner's use and occupancy of the Project. The Drawings
and Specifications shall not be used by tF�e Owner on
AIA DOCUMENT 6131 • O�V�ER-ARCHITECT ACREEMENT • THIRTEENTH EDITION • JULY'I977 • AIA9 •�O 1977
THE AMERICA\ INSTITUTE OF ARCHITECTS, 'V35 NEW YORK AVENUE, N.W., �VASHINGTON, D.C. 20006 B14�-1977 %
other projects, for additions to this Project, or for compfe-
tion of this Project by others provided the Architect is not
in default under this Agreement, except by agreement in
writing and with appropriate compensation to the Archi-
tect.
8.2 Submission or distribution to meet official regulatory
requirements or for other purposes in connection with the
Project is not to be construed as publication in derogation
of the Architect's rights.
ARTtCLE 9
�1RBITRATION
9.7 All claims, disputes and other matters in question
between the parties to this Agreement, arising out of or
relating to this Agreement or the breach thereof, shall be
decided by arbitration in accordance with the Construc�
tion Industry Arbitration Rules of the American Arbitra-
tion Association then obtaining unless the parties mutu-
ally agree othen�vise. No arbitration, arising out of or re-
lating to this Agreement, shall include, by consolidation,
joinder or in any other manner, any additionat person not
a party to this Agreement except by written consent con-
taining a specific reference to this Agreement and signed
by the Architect, the Owner, and any other person sought
to be joined. Any consent to arbitration involving an ad-
ditional person or persons shall not constitute consent to
arbitration of any dispute not described therein or with
any person not named or described therein. 7his Agree-
ment to arbitrate and any agreemeni to arbitrate with ar�
additional person or persons duly consented to by the
parties to this Agreement shall be specifically enforceable
under the prevailing arbitration la�v.
9.2 Notice of the demand for arbitration shall be filed ie�
writing with the other party to this Agreement and with
the American Arbitration Association. The demand shall
be made within a reasonable time after the claim, dispute
or other matter in question has arisen. In no event shall
the demand for arbitration be made after the date when
institution of legal or equitable proceedings based on
such claim, dispute or other matter in question would be
barred by the applicable statute of limitations.
9.3 The award rendered by the arbitrators shall be final,
and judgment may b� entered upon it in accordance with
applicable law in any court having jurisdiction thereof.
ARTfCtE 10
TERMlNATlON OF AGREEMENT
10.1 This Agreement may be terminated by either party
upon seven days' written notice should the other party
fail substantially to perform in accordance with its terms
through no fault of the party initiating the termination.
70.2 This Agreement may be terminated by the Owner
upon at least seven days' written notice to the Architect
in the event that the Project is permanently abandoned.
10.3 In the event of termination not the fault of the Ar-
chitect, the Architect shall be compensated for all services
performed to termination date, together with Reimburs-
able Expenses then due and all Termination Expenses as
defined in Paragraph 10.4.
10.4 Termination Expenses include expenses di ct y at-
tributable to termination for which the Architect is not
othenvise compertsated, plus an amount computed as a
percentage of the total Basic and Additional Compensa-
tion earned to the time of termination, as follows:
.� 20 percent if termination occurs during the Sche-
matic Design Phase; or
.2 10 percent if termination occurs during the Design
Development Phase; or
.3 5 percent if terminatian oecurs during any subse-
quent phase.
ARTICLE 11
MISCELLANEOUS PRO\/ISIONS
11.1 Unless othenvise specified, this Agreement shall be
governed by the law of the principal place of business of
the Architect.
�1.2 Terms in this Agreement sha!! have the same mean-
ing as those in AIA Document A201, General Conditions
of the Contract for Construction, current as of the date
of this Agreement.
11.3 As between the parties to this Agreement: as to all
acts or failures to act by either party to this Agreement,
any applicable statute of limitations shall commence to
run and any alleged cause of action shall be deemed to
have accrued in any and all events not later than the rele-
vant Date of Substantiat Completion of the Work, and as
to any acts or failures to act occurring after the relevant
Date of Substantial Completion, not later than the date of
issuance of the final Certificate for Payment.
11.4 The Owner and the Architect waive afl rights
against each other and against the contractors, consult-
ants, agents and employees of the other for damages cav-
ered by any property insurance during construction as set
forth in the edition of AIA Document A201, General Con-
ditions, current as of the date of this Agreement. The
Owner and the Architect each shall require appropriate
similar �vaivers from their contractors, consultants and
agents.
ARTICLE 12
SUCCESSORS AND ASSIGNS
12.1 The Owner and the Architect, respectivefy, bind
themselves, their partners, successors, assigns and legat
representatives to the other party to this Agreement and
to the partners, successors, assigns and legal representa-
tives of such other party with respect to all covenants of
this Agreement. Neither the Owner nor the Architect shall
assign, sublet or transfer any interest in this Agreement
without the written consent of the other.
ARTICLE 13
EXTENT OF AGREEMENT
13.1 This Agreement represents the entire and integrated
agreement between the O�vner and the Architect and
supersedes al( prior negotiations, representations or agree-
ments, either written or oral. This Agreement may be
amended only by written instrument signed by both
Owner and Architect.
AIA DOCUMENT 6141 • OWNER-ARCHITECi AGREEMENT • THIRTEENTH EDITION • JULY �977 • AIq� . Qc �977
8 6141-1977 THE AMERICAN INSTITUTE Of ARCH{TECTS, 'V35 NEW YORK AVENUE, N.W., WASHItiGTON, D.C. 20006
ARTICLE 14
BASIS OF COMPENSATION
/
�
The Owner shall compensate the Architect for the Scope of Services provided, in accordance with Article 6, Payments
to the Architect, and the other Terms and Conditions of this Agreement, as follows:
14.1 AN INITIAL PAYMENT of
14.2
None
dollars ($
shall be made upon execution of this Agreement and credited to the Owner's account as follows:
BASIC COMPENSATIOv
14.2.1 FOR BASIC SERVICES, as described in Paragraphs 1.1 through 1.5, and any other services included in Article 15
as part of Basic Services, Basic Compensation shall be computed as follows:
(Here insert basis of compensation, inctuding fixed amoun�, multipies or percentages, and identify Phases to which particular methods of compensa-
tion apply, iF necessary.)
Compensation for Architectural Services for the Clubhouse, including
General Construction, Plumbing, Heating, Ventilating (Air Condition-
ing, if any), Electrical Work, Food Service Equipment, Furnishings
and Lockers, shall be computed on a percentage basis as follows:
SEVEN AND ONE—HALF PERCENT....e.(7°1/20) of total construction cost
14.2.2 Where compensation is based on a Stipulated Sum or Percentage of Construction Cost, payments for Basic
Services shall be made as provided in Subparagraph 6.1.2, so that Basic Compensation for each Phase shall
equal the follo�ving percentages of the total Basic Compensation payable:
(Include any additionzl Phases a� a;propriate.)
Schematic Design Phase:
Design development Phase:
Construction Documents Phase:
Bidding or Negotiation Phase:
Construction Phase:
percent ( 15%)
percent ( 2 Q%)
percent ( 4 p%)
percent j 5%)
percent ( 2 p%)
14.3 FOR PRO)ECT REPRESENTATION BEYOND BASIC SERVICES, as described in Paragraph 1.6, Compensation shall
be computed separately in accordance with Subparagraph 1.6.2.
AIA DOCUMENT 6141 • O�V�ER-ARCHITECT AGREEMEVT • THIRTEENTH EDITIO` • JULY'1977 • AIA� • OO 1977 g�41-1977 9
THE AMER�CAN INSTITUTE Of ARCHITECTS, 1735 NEW YORK AVENUE, N.1V., N'ASHINGTON, D.C. 20006
'
14.4 COMPENSATION FOR ADDITIONAL SERVICES
14.4.1 FOR ADDITIONAL SERVICES Of THE ARCHITECT, as described in Paragrapf� 1.7, and any other services in-
cluded in Article 15 as part of Additional Services, but excluding Additionat Services of consultants, Compen-
sation shall be computed as follows:
(Here insert 6asis of compensation, indudir.g rates and/or multiples of Direct Personnel Expense for Princepals and employees, and identify Principafs
and classify employees, if required. Identify specific services to which particufar methods of compensation apply, if necessary.)
1. Principals' time at the fixed rat� of THIRTY DOLLARS ($30.00)
�aer hour. For the purpose of thi.s 7�c�reemen�, Principals are
Robert Le Yarbro
Richard J. Kexnpinger
2. Employees° time (other than Principals} at a multiple of
TWO POINT FTVE (205) times �he employees' Di.rect Personnel
Expense as defined in Article 4e
3. If the Scope of the Project is increased by Additive
Alterna�es (see paragraph 1.7s6), Additional Compensation
shall be computed as follows:
A. If Alternate is bid only, but no Contract awarded,
Compensation will be 6% of the bid amount.
B. If Alterna-te is bid and contracted, Compensation will
be 7-1/20 of the bid amount.
74.4.2 FOR ADDITIONAL SERVICES OF CONSULTANTS, including additionat structuraf, mecf�anical and electrical
engineering services and those provided under Subparagraph 1.7.21 or identified in Article 1S as part of Addi-
tional Services, a multiple of one poin� zera tu�o ( 1. 02 ► times the amounts billed
to the Architect for such services.
(ldentify specific rypes of consuRants in Artide 7i, il required.)
14.5 FOR REIMBURSABLE EXPENSES, as described in Article 5, and any otfier items inciuded in Article 15 as Reim-
bursable Expenses, a multiple of no Chanq e ( ) times the amounts ex-
pended by the Architect, the Architect's emp�oyees and consuttants in tf�e intecest of the Project.
14.6 Payments due the Architect and unpaid under this Agreement shall bear interest from the date payment is
due at the rate entered beio�v, or in the a%sence thPreof, at the Iegal rate prevai[ing �t the �rincipal place �f
business of the Architect.
(Here insert any rate of interest ag�eed upon.)
(Usury faws and requiiemenr under the Federal 7iuth in Lending Act, similar s:ate and locaf consumer credit Taws and other regulations at the
Owner's and ArchitecCs principa! places oi business, the loca[ion of the Project and elsewhere may afrect t6e validity of tbis provision. Specific legaf
advice should be o6tained with respect to deletion, modification, o� other requirements such as writtert disclosures or waivers.l
14.7 The O�vner and the Architect agree in accordance with the Terms and Conditions of this Agreement that:
14.7.1 IF THE SCOPE of the Project or of the A,rchitecYs Sen�ices is changed materiatty, the amounts of compensation
shall be equitably adjusted.
14.7.2 IF THE SERVICES covered by this Agreement have not been completed within �ighteen
(lgl months of the date hereof, through no fault of the Architect, the amounts af compensation, rates and
multiples set forth herein shall be equitably adjusted.
AIA DOCUMEVT 6141 • OWNER-ARCHITECT AGREEMENT • THIRTEENTH ED1710N • JULY'1977 • AIA� • OO �977
�O 6141-�977 THE A.`1ERICAN INSTITUTE OF ARCWITECTS, '1735 NEW YORK AVENUE, N.W., WASHItJGTON, D.C. 20006
I
ARTICLE 15
OTHER CONDITIONS OR SERVICES
Amend Article 5 as follows:
5e1.1 Add the following: "Non-reimbursable expenses are
1) Local T�avel expenses.°'
5.102 Add the fo�lowinge "Reproduction of Drawings, if
required beyond the stated duplicate sets, will be
charged at $.10 per square foot. Reproduction of
Specifications will be charged at $.05 per page copy.
No charge will be made for postage and handling or
for long distance telephone calls."
AIA DOCUMENT 6141 • OWI�ER-ARCHITECT AGREEMENT • 7HIRTEENTH EDITIOV • JULY "1977 • AIA� • OO 1977
THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 NEW YORK AVENUE, N.tiV., �YASHINGTON, D.C. 20006 6141-1977 7�
I hereby certify that the necessary provisions have been made to
pay the liability that will accrue under this Contract.
By
City Comptroiler
Approved as to Form
By Date , I978
Attorney for Owner
This Agreement entered into as of the day and year first written above.
OWNER
ARCHITECT
CITY OF OSHKOSH, WISCOPdSIN YARBRO-KED4PTNGER, ARCHITECTS
BY
City Manager
BY l
City Clerk
AIA DOCUMENT B141 • OWNER-ARCHlTECT AGREEMENT • THIRTEENTH fDIT10N • JULV 1977 • AIA� �� 1977
'IZ B147-7977 THE AMERICAN INSTITUTE OF ARCHITECTS, '1735 NEW YORK AVENUE, N.W., WASHIIJGTON, D.G 20006
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