HomeMy WebLinkAbout32480 / 83-01�une 16, 1983
(CARRIED
PURPOSE:
INITIATED BY
#1
RESOLUTION
LOST LAID OVER WITHDRAWN )
FINAL RESOLUTION AUTHORIZING $6 MILLION INDUSTRIAL
DEVELOPMENT REVENUE BONDS FOR PEPSI COLA BOTTLING
COMPANY OF OSHKOSH, tNC. PROJECT -
PEP51 COLA BOTTLtNG COMPANY OF OSKHOSH, �NC.
BE IT RESOLVED by �e Common Council of the City of Oshkosh that the
following attached resolution authorizing City of Oshkosh, Winnebago County,
Wisconsin fndustrial Development Revenue Bonds for the Pepsi Cola Bottling
Company of Oshkosh, �nc. project is hereby approved.
SUIIAiITT�D EY
APPROVED
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Resolution # 1
RESOLUTION AUTHORIZING
CITY OF OSHKOSH
WINNEBAGO COUNTY, WISCONSIN
INDUSTRIAL DEVELOPMENT REVENUE BONDS
(PEPSI COLA BOTTLING COMPANY OF OSHKOSH, INC. PROJECT)
SERIES 1983
(THE "BONDS")
WHEREAS, in a resolution adopted November 4, 1982 by the
City Council of the City of Oshkosh, Winnebago County, Wisconsin
(sometimes herein called the "City" or the "Issuer"), the Issuer
expressed its intent, and authorized and directed its o£ficers,
to work toward the consummation of a£inancing agreement with
Pepsi Cola Bottling Company of Oshkosh, Inc., a Wisconsin corpora-
tion {the "Company") pursuant to which the City would issue its
industrial development revenue bonds pursuant to Section 66.521,
Wisconsin Statutes, as amended (the "Act"), in an amount not to
exceed $6,000,000 for the purpose of £inancing costs of, among
other things, acquiring land in the City and constructing and
equipping a building thereon to be used in connection with the
business of producing, bottling, warehousing and distributing soft
drinks (which acquisition, construction, equipping and related
imgrovements are referred to herein as the "Project"); and
WHEREAS, in reliance upon such resolution, the Company has
commenced acquisition, construction, equipping, and related
improvements and the payment of related costs, has entered into
negotiations with an initial purchaser (the "Purchaser") £or
purchase of the Bonds to be so issued and caused to be prepared
and herewith submitted to this City Council £orms o£ the £ollowinq
documents:
(a) Mortgage, Loan and Security Agreement between the
Issuer and the Company pursuant to which the Issuer
agrees to loan the proceeds of the Bonds to the Company
to £inance the Project and related costs, together with
the Company's Note containing its promise to repay such
IGnll with interest as set £orth therein (annexed hereto
as Exhibit "A", incorporated herein by re£erence and
referred to herein as the "Revenue Agreement" and
"Note", respectively); and
(b) Indenture o£ Trust between the Issuer and Valley Bank
of Oshkosh, Oshkosh, Wisconsin, as Trustee (annexed
hereto as Exhibit "B", incorporated herein by reference,
and referred to herein as the "Indenture"); and
(c) Project Financing Agreement among the Issuer, the
Company and the Purchaser (annexed hereto as Exhibit
"C", incorporated herein by re£erence, and referred to
as the "Agreement"); and
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Resolution k 1
WHEREAS, the issuance o£ the Bonds by the Issuer, the crea-
tion o£ a mortgage and security interest in the Pledged Property,
as de£ined in the Revenue Agreement, and the pledge o£ the Revenue
Agreement and its revenues to the Trustee under the Indenture, as
herein recited and provided, in the judgment of this Council will
serve the intended accomplishments and in all respects con£orm to
the provisions and requirements o£ the Act; and
WHEREAS, the Company has made representations to the Issuer
(to be supported by appropriate documentation) that the estimated
cost of the Project, together with related costs, is an amount
which will be at least $3,000,000 and that the use£ul life of the
Pledged Property is estimated to be at least ten (10) years; and
WHEREAS, the Company represents and agrees that it will en-
ter into Lhe Revenue Agreement witn respect to the Project as
described above, issue the Note, pay all expenses with respect
thereto, and comply with all the terms and provisions of the Note
and Revenue Aqreement so that full debt service will be provided
in order to meet payments of principal of, premium, i£ any, and
interest on the Bonds and the Company agrees that its representa-
tions have been expressly relied upon by the Issuer in the adop-
tion o£ this Resolution;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF OSHKOSH, WISCONSIN, THAT:
1. Definitions. The terms "Series 1983 Bonds", "Bond
Fund", "Bondholder", "Pledged Property", "Project Fund", "Trust
Estate" and "Trustee" shall have the same meanings as defined in
the Indenture. The term "Bonds" when used herein shall refer to
the Series 1983 Bonds, unless the context otherwise requires.
2. Determination. Based on the representations hereinbe-
fore described, this Council hereby finds and determines that:
(a) the estimated cost of the Pr.oject as more particularly
defined in the Indenture including all costs in connec-
tion therewith permitted to be financed with the Bonds
under the Act is at least $3,000,000;
(b) the useful life o£ the Pledged Property is not less
than ten (10) years;
(c) the loan payments to be made in each year as speci£ied
in Section 3.9 of the Revenue Agreement are sufficient
to pay the principal of and interest on the Bonds; and
(d) no reserve £und need be established in connection with
the retirement of the Bonds or maintenance of the
Pledged Property.
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Resolution # 1
3. Issue o£ Series 1983 Bonds. The Issuer shall issue its
Bonds in the amount of Three Million Dollars ($3,000,000) for the
purpose of financing the Project and other authorized costs. The
Bonds shall be sold to the Purchaser in accordance with the terms
and conditions set £orth in the Agreement. The Bonds shall be
issued pursuant to the Act, shall be designated, dated, in the
£orm, and have the maturities and bear interest as provided in
the Indenture. All details pertaining to the Bonds as provided
in the Indenture are hereby adopted as and for the details approved
by this Issuer. The Bonds shall not be a general obligation or
indebtedness of the Issuer within the meaning o£ any state consti-
tutional provision or statutory limitation and shall not constitute
nor give rise to a pecuniary liability of the Issuer or a charge
against its general credit or taxing powers, but shall be payable
solely from the payments and other revenues that may be available
therefor from the Revenue Agreement and Note or in the event of
default thereon as otherwise provided herein or in the Indenture
and permitted by law, and in no event shall the Bonds or the
interest thereon or any other costs or expenses in connection
therewith or with the Project ever be payable from any £unds of
the Issuer other than the payments and other revenues to be
received by the Issuer under the Revenue Agreement and Note. The
payments when paid by the Company, pursuant to the Revenue Agree-
ment and Note, shall be paid directly to the Trustee for the
account of the Issuer so long as any of the Bonds shall be out-
standing and unpaid. The Bonds shall be executed on behal£ of
the Issuer by its City Manager and City Clerk or their authorized
deputies in their absence, shall have its corporate seal im-
pressed or imprinted thereon and may be in typewritten form.
Facsimile signatures may be used as permitted by law.
4. Approval and Execution of Documents. Subject to such
changes or revisions therein as Quarles & Brady as Bond Counsel
("Bond Counsel") or Counsel £or the Issuer may approve, the
Indenture, Note, Revenue Agreement, and Agreement, in substan-
tially their respective forms presented to this meeting and
attached hereto, are hereby approved. The City Manager, City
Clerk and Director of Finance or any of their authorized deputies
if necessary, are autnorized on behalf of the Issuer to execute
and deliver the Indenture, Revenue Agreement, and Agreement, with
such revisions, changes, or deletions as may be approved by the
signatories thereto, which approval sha11 be conclusively proved
by their execution of such documents. The City Manager, City
Clerk and Director of Finance and their authorized deputies and
other officials of the Issuer are hereby authorized to prepare or
to have prepared and to execute, £ile and deliver, as appropriate,
all such documents, financing statements, opinions, certificates,
affidavits, and closing or post-closing instruments (including
but not limited to amendments of the Indenture and Revenue Agree-
ment not requiring the consent of the Bondholders pursuant to
Sections 11.01 and 12.01 of the Indenture) as may be required by
this resolution or deemed necessary by said o£ficials or by Bond
Counsel. The City Manager and Clerk or any o£ their authorized
deputies are further authorized and directed on behalf o£ the
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Resolution � 1
Issuer to complete, execute and file with the Internal Revenue
Service a statement o£ the election by the Issuer to issue the
Bonds in an aggregate principal amount exceeding $1,000,000 but
not exceeding $10,000,000 as provided in Section 103(b)(6)(D) of
the Znternal Revenue Code of 1954, as amended.
5. A�pointment of Trustee; Funds; Investment Directions.
Valley Bank of Oshkosh, Oshkosh, Wisconsin, is hereby designated
as Trustee under the Indenture.
There are hereby created by the Issuer and ordered estab-
lished with the Trustee the £ollowing trust funds:
(a) The Project Fund as described in Section IV-2 0£ the
Indenture to be used solely to pay costs o£ the Project
and such cther costs as are provided to be paid there-
from in the Indenture. The Issuer hereby authorizes
and directs the Trustee (i) to withdraw sufficient
£unds £rom said Project Fund to make the aforesaid
payments as the same become due and payable, and (ii)
to transfer from the Project Eund to the Bond Fund any
moneys which are not needed £or the purposes for which
the Bonds are issued in the manner and at the time
provided in the Indenture.
(b) The Bond Fund as described in Section IV-1 of the
Indenture to be used to pay the principal and interest
on the Bonds and such other costs as are provided to be
paid there£rom in the Indenture. The Issuer hereby
authorizes and directs the Trustee to withdraw suffi-
cient funds from the Bond Eund to pay the Bonds, premium
if any, and interest thereon as the same become due and
payable. The Bondholders shall have a£irst lien on
the payments in connection with the Project required to
be paid by the Company for the payment of principal,
premium, i£ any, and interest on the Bonds under the
Revenue Agreement, Note and Indenture. Said payments
received under the Revenue Agreement and Note with
respect to the Froject are herehy irrevccably pledged
for the payment o£ the Bonds and interest thereon.
The Issuer authorizes and directs the Trustee to invest
and reinvest moneys in the Project Fund and the Bond
Fund as set £orth in Article 6 of the Indenture.
6. Certain Indenture Provisions and Additional Securitv.
The Bonds and the interest thereon shall be additionally secured
by a mortgage and security interest covering the Pledged Property
as provided in the Revenue Agreement and Indenture.
7. Certain Provisions of the Revenue A reement. The Reve-
nue Agreement provides, inter alia, that:
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„ Resolution # 1
(a) The maintenance and repair costs of the Pledged Prop-
erty, taxes in connection therewith, and other charges
and insurance with respect to the Pledged Property will
be taken out, assumed and paid by the Company. The
Issuer has no obligation with respect thereto. The
proceeds of any recovery under the £oregoing insurance
policies sha11 be used and disposed of in the manner
provided in the Revenue Agreement and the Indenture.
(b) The Company shall make payments pursuant to the Note
and Revenue Agreement (directly to the Trustee for
deposit in the Bond Fund and for the account o£ the
Issuer) in the amounts sufficient for payment from the
Bond Fund when due of the principal o£, premium, if
any, and interest on the Bonds.
8. Covenants Binding Upon Issuer. All covenants, stipu-
lations, obligations and agreements of the Issuer contained in
this resolution and in the Bonds, the Revenue Agreement, the
Indenture, and the Agreement shall be deemed to be the covenants,
stipulations, obligations and agreements of the Issuer to the
full extent authorized or permitted by law, and such covenants,
stipulations, obligations and agreements shall be bindinq upon
the Issuer and its successors from time to time and upon any body
to which any powers or duties affecting such covenants, stipula-
tions, obligations and agreements shall be transferred by or in
accordance with law. Except as otherwise provided in this reso-
lution, all rights, powers and privileges conferred and duties
and liabilities imposed upon the Issuer or the officers thereof
by the provisions of this resolution, the Bonds, the Revenue
Agreement, the Indenture or Agreement shall be exercised or
performed by the Issuer or by such officers, board or body as may
be required by law to exercise such powers and to perform such
duties.
No covenant, stipulation, obligation or agreement herein
contained or contained in the Bonds, the Revenue Agreement, the
Indenture or the Agreement shall be deemed to be a covenant,
stipulation, obligation or agreement of any officer, agent or
employee of the Issuer or of this Council in his or her indi-
vidual capacity and neither the members o£ this Council nor any
o£ficer executing the Bonds nor any other officer or employee of
the Issuer shall be liable personally on the Bonds or be subject
to any personal liability or accountability for any act or omis-
sion related to the authorization or issuance thereo£.
9. Persons Responsible for Issuing the Bonds. The City
Manager, City Clerk, Director of Finance and their authorized
deputies are hereby designated as the officers responsible for
issuing the Bonds within the meaning o£ Section 1.103-13(a)(2)
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• .� Resolution # 1
(ii)(C) of the Income Tax Regulations.
10. Approval. This Resolution is our approval as required
by Section 103(k) of the Internal Revenue Code o£ 1954, as amended,
and the regulations thereunder. This Resolution was adopted after
a public hearing held pursuant to reasonable public notice. The
Project, maximum aggregate face amount of the Bonds and the
initial owner, operator and manager of the Project will be as
described in this Resolution. The Project will be located on
West 20th Avenue west of the intersection of West 20th Avenue
and Highway 41.
SDSI2C:A
Adopted
Approved
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1983
City Clerk
, 1983
ty Mayor
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