HomeMy WebLinkAbout32571 / 83-01September l, 1983 Ifl RESOLUTION
(CARRIED LOST LAID OVER WITHDRAWN )
PURPOSE: FINAL RESOLUTION FOR PACUR, INC. INDUSTRIAL
REVENUE BONDS
INITIATED BY: PACUR, INC.
BE IT RESOLVED by the Common Council of the City of Oshkosh that the
following attached resolution for authorizing the issuance of $1,500,000 City
of Oshkosh, Wisconsin, Industrial Development Revenue Bonds on behalf of
the Pacur, Inc. Project, is hereby approved.
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SUBMITTED BY
9PPROVED
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Resolution # 1
Resolution No.
Dated September 1, 1983
RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF OSHKOS[i
AUTHORIZING THE ISSUANCE OF
$1,500,000 CITY OF OSHKOSH, WISCONSIN
INDUSTRIAL DEVELOPMENT REVENUE BONDS
(PACUR, INC. PROJECT)
WEIEREAS, in this Resolution:
"Authorized Municipal Officials" means the City
Manaqet and the City Cleck of the Municipality;
"Bond Amount" means $1,500,000;
"Company" means Pacut, Inc., a Wisconsin corporation;
��Effective Date" means Octobet 3, 1983;
"Municipality" means the City of Oshkosh, Wisconsin;
"Schedule of Terms" means Exhibit A attached hereto
and made a part hereof; and
WHEREAS, the Municipality is a municipal corporation
orqanized and existinq under and pursuant to the laws of the
State of Wisconsin and is authorized by Section 66.521,
Wisconsin Statutes, as amended (heceinafter sometimes refecred
to as the "Act"), to:
(a) issue industtial development revenue bonds to finance
all or any pact of the costs of the construction,
equippinq, reequippinq, acquisition, purchase,
installation, teconstcuction, rebuildinq,
rehabilitation, impcovinq, supplementinq, maintaining,
repairinq, enlatqinq, extendinq, or remodelinq of a
project which qualifies undet the Act and the
improvement of the site therefoc; and
(b) enter into a revenue aqteement with an eliqible
pacticipant oc participants pursuant to which the
eliqible participant(s) aqrees to cause said pcoject
to be constructed and to pay the Municipality an
amount of funds sufficient to provide for the prompt
payment when due of the principal of and intetest on
said industrial development revenue bonds; and
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Resolution # 1
WHEREAS, the Company has hetetofore requested the
Municipality to issue industcial development revenue bonds to
finance a project on behalf of the Company as an eliqible
patticipant under the Act; and
WHEREAS, this body has heretofote found and determined
that said project (as desccibed in the Schedule of Terms,
hereinaftec called the "Project'�) is a qualified "pcoject"
within the meaninq of the Act and that the Company is an
'�eliqible participant" within the meaninq of the Act; and
WEiEREAS, on May 5, 1983 this body adopted an initial
resolution putsuant to the Act wherein it was resolved that the
Municipality intended to issue industrial development revenue
bonds to finance the Ptoject, subject, however, to the
satisfaction of certain conditions includinq the appcoval by
this body of the terms of the bonds;
WFiEREAS, notice of the adoption of the initial
resolution was published in accordance with Section (10) of the
Act, and no sufficient petition has been filed with the
Municipality cequesting a ceferendum on the question of the
issuance of said industtial development revenue bonds; and
WHEREAS, the Company has now requested that the
Municipality ptovide foz the issuance of industrial development
[evenue bonds in the Bond Amount upon the tecros set forth in
this Resolution (as hecein desccibed, the "Bonds"); and
WHEREAS, in connection therewith the Municipality will
be required to execute certain documentation fot the Bonds
(such documentation to be in such form as Bond Counsel foc this
bond issue and Counsel to the Municipality shall apptove) as
followe:
(a) a Bond Purchase Aqreement, to be dated as of the date
of adoption of this Bond Resolution (the "Bond
Purchase Aqteement"), to be enteced into by and amonq
the Municipality, the Company, and the bond
purchaser(s) (the "Bond Purchasec"), settinq focth the
tecros and conditions on which the Municipality will
sell and the Bond Purchaser will pucchase the Bonds;
a nd
(b) an Indentute, to be dated as of the Effective Date
(the "Indenture"), to be enteced into between the
Municipality and the corporate trustee hereinafter
desiqnated (the "Trustee��), providinq for the cteation
of the Bonds, the terms theteof, and the security
therefoc; and
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Resolution � 1
(c) a Revenue Aqteement, to be dated as of the Effective
Date (the "Revenue Aqteement"), to be enteted into
between the Municipality and the Company providinq foc
a loan of the Bond proceeds to the Company on
repayment terms scheduled to pcovide the Municipality
with revenues sufficient to cetire the Bonds in
accordance with theit terms;
(d) Promissocy Note, to be dated the Effective Date (the
"Ptomiesory Note"), to be issued by the Company
payable to the ordec of the Municipality in the
pcincipal amount of the Bond Amount as evidence of the
bocrowinqs provided for in the Revenue Aqreement and
to be assiqned by the Municipality to the Trustee;
(e) A Subordination Agceement, to be dated as of the
Effective Date (the "SUbocdination Aqreement"), to be
enteced into between the Municipality, the Company,
and the Trustee providinq for the subordination of the
lien of the Indentute dated as of Apcil 30, 1979
between the Municipality, the Company, and the Ttustee
in connection with the Municipality's $1,000,000
Industrial Development Revenue Bonds (Wisconein
Industrial Shippinq Supplies, Inc.) to the lien of the
Revenue Aqteement;
WHEREAS, in accordance with the Act, this Resolution
and the afocesaid instcuments and documents, the Bonds and
interest theceon shall never constitute an indebtedness of the
Municipality within the meaninq of any state constitutional
provision oc statutoty limitation, and shall not constitute ot
qive cise to a pecuniary liability of the Municipality or a
chatqe aqainst its qenetal credit oc taxinq powers; and
WHEREAS, it is in the public interest of the
Municipality to encouraqe and promote the development of
projects such as the Project in order to cealize public
benefits such as, but not Iimited to, the pcovision and
tetention of qainful employment opportunities for the citizens
of the Municipality, the stimulation of the flow of investment
capital into the Municipality with resultant beneficial effects
on the economy in the Municipality, and the pceservation and
enhancement of the Municipality's tax base; and
WHEREAS, the development of the Ptoject and the
issuance of Bonds to finance the Project as herein cecited
will, in the judqment of this body, serve the intended
accomplishments of public pucpose and in all respects conform
to the ptovisions and requirements of the Act;
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Resolution # 1
NOW, THEREFORE, BE IT RESOLVED:
1. Findinas and Determinations. It has been found
and determined and is hereby declared:
(a) that the Project is a qualified "pcoject" under and
fot the purposes of the Act;
(b)
(c)
that the Company is a qualified "eliqible pacticipant"
undet and for purposes of the Act;
that the Revenue Aqteement will meet the requirements
of a"revenue aqceement" under and foc purposes of the
Act;
(d) that the estimated aqqreqate cost of providinq the
Project, fundinq the requited cesecves, and payinq the
costs incident to the financinq is not less than the
"Bond Amount"; and
(e) that the payments cequired to be made by the Company
undec the Revenue Aqceement will be sufficient in
amount to pay when due the pcincipal of, pcemium, if
any, and intecest on the Bonds.
2. Authorization to Bocrow and to Lend. The
Municipality shall borrow, but only in the manner herein
recited, the pcincipal sum of the Bond Amount fot the purpose
of (i) financinq the costs of providinq the Ptoject, (ii)
fundinq the required resetves and payinq the costs of issuinq
and sellinq the Bonds, and (iii) payinq such other costs
related thereto as are pecmitted to be paid with bond ptoceeds
undec the Act. Said borrowinq shall be accomplished throuqh
the sale of the Bonds issued pursuant to the Act. The
Municipality shall lend the principal sum of the Bond Amount to
the Company pucsuant to the terms of the Revenue Aqreement,
which borrowinq shall be evidenced by the Promissocy Note of
the Company in the ptincipal amount of $1,500,000.
3. Desianation, Denomination, Tenor, and Maturitv of
Bonds Created foc Issuance. The Bonds shall be issued in the
pcincipal amount of the Bond Amount. The Bonds shall be
desiqnated, shall mature on the cespective dates and in the
respective pcincipal amounts, and shall beac interest at the
respective rates per annum payable on such dates, all as
pcovided in the Schedule of Tetms.
The Bonds shall be issuable
cegisteced bonds without coupons in
$45,000, $50,000, $60,000, $65,000,
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as twenty-six fully
denominations of $40,000,
$70,000, and $110,000. The
Resolution # 1
fully ceqisteced Bonds and the intetest theceon shall be
transfetable by and shall be payable to the reqistered ownets
theteof in the manner and with the effect provided in the
Indenture. The principal of and interest on the Bonds shall be
payable in lawful money of the United States of Amecica at the
principal corporate trust office of the Tcustee, as payinq
aqent, or at the office of any successor or additional payinq
aqent desiqnated by the Municipality and appcoved by the
Company.
The Bonds shall be dated the Effective Date.
The Bonds shall be issued in the form set foith in the
Indenture, with such insettions therein as shall be necessary
to comply with the tecme of this Resolution and with such
corrections therein, if any, as Bond Counsel and Counsel for
the Municipality may cequire for confotmity with the terms of
thie Resolution, the Indentuce, and the Act.
4. Execution and Authentication of Bonds. The Bonds
shall be executed on behalf of the Municipality with the manual
siqnatures of the Authorized Municipal Officials, and the Bonds
shall have imptessed, impcinted or otherwise reproduced thereon
the official seal of the Municipality or a facsimile thereof.
The Bonds shall not be issued unless first authenticated by the
Trustee, to be evidenced by the manual signature of an
authorized officer of the Tcustee on the Bonds.
5. Desiunation of Trustee. The Municipality hereby
desiqnates and appoints The Fitst National Bank of Neenah,
Neenah, Wisconsin, to pecform the functions of the Trustee,
bond cegistcar, and payinq aqent under the Indenture.
6. Bonds as Limited Obliaations. The Bonds and
interest thereon shall nevet be or be considered a qeneral
obliqation of the Municipality or an indebtedness of the
Municipality within the meaninq of any state constitutional
provision or statutoty limitation, and shall not constitute oc
qive tise to a pecuniary liability of the Municipality or a
chacqe aqainst its qenecal ccedit or taxinq powers.
7. Source of Pavment; Pledae of Revenues. The Bonds
shall be limited obliqations of the Municipality payable by it
solely from cevenues consistinq of (i) income and revenue
detived by ot for the account of the Municipality ftom or fot
the account of the Company pucsuant to the terme of the
Promissory Note and the Revenue Aqreement, and (ii) moneys held
in trust funds cteated under the Indentute.
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Resolution # 1
As security fot the payment of the pcincipal of and
intetest on the Bonde, the Municipality shall pledqe and assiqn
to the Ttustee all of its ciqht, title, and interest in and to
the Promissory Note, the Revenue Aqteement, and the ttust funds
held by the Tcustee undet the Indenture.
8. RedemPtion of Bonds Pcior to Maturity. The Bonds
shall be subject to cedemption prioc to maturity as pcovided in
the Indentute.
9. Cceation of the Construction Fund. Thece is
hereby created by the Municipality and otdered established with
the Trustee, a tcust fund (the "Consttuction Fund") to be
desiqnated with the names of the Municipality and the Company
which shall be used to pay (oc reimburse the Company for) the
costs of providinq the Project and such other costs in
connection with the Project and the issuance and sale of the
Bonds as are pecmitted to be paid itom the pcoceeds of the
Bonds undec the Act, the Revenue Aqteement, and the Indenture.
There shall be deposited in said Consttuction Fund the entire
net proceeds received upon sale of the Bonds, less the sum of
(i) the deposit to the Expense Fund, and (ii) the accrued
intetest ceceived on the initial sale of the Bonde. The
Municipality hereby authocizes and directs the Trustee to
withdcaw funds from said Construction Fund for disbursement to
ot at the ocder of the Company pursuant to requisition of the
Company as pcovided in the Indentuce and Revenue Aqreement.
10. Cteation of Bond Fund. There is hereby created
by the Municipality and otdered establiehed with the Trustee, a
trust fund (the "Bond Fund") to be desiqnated with the names of
the Municipality and the Company which shall be used to pay the
principal of, pcemium, if any, and interest on the Bonds. The
acccued interest received on the initial sale of the Bonds
shall be deposited in the Bond Fund. In addition, all payments
received from the Company pursuant to the Revenue Aqceement and
the Promissocy Note shall be deposited into the Bond Fund. The
Municipality hereby authocizes and directs the Tcustee to
withdcaw sufficient funds from said Bond Fund to pay the
pcincipal of, premium, if any, and interest on the Bonds as the
same become due and payable.
11. Creation of Exaense Fund. There is hereby
created by the Municipality and ocdeced established with the
Trustee a tcust fund (the "Expense Fund") to be desiqnated with
the names of the Municipality and the Company. There shall be
deposited into the Expense Fund from the net proceeds of the
initial sale of the Bonds an amount equal to estimated expenses
of issuinq and sellinq the Bonds. The Expense Fund shall be
used in accordance with the Indenture to pay such Bond issuance
expenses.
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Resolution # 1
12. Investment of Tcust Funds. Any moneys held as a
part of the trust funds held by the Tzustee undec the Indenture
hezeof may be invested and reinvested by the Tcustee, but
subject to futthet limitations as ptovided in the Indentuce, in
(i) secucities which are direct qenecal obliqations of the
United States of America, (ii) securities which are
unconditionally quacanteed as to both pcincipal and interest by
the United States of Amecica, (iii) obliqatione of the Fedecal
National Mortqaqe Association oc the Govecnment National
Mottqaqe Association, (iv) bank tepurchase aqreements fully
secured by obliqatione of the United States of America, and (v)
interest-beacinq accounts, time deposits, and certificates of
deposit issued by any bank insured by the Fedetal Deposit
Insurance Corpocation (includinq the Tcustee and any affiliate
of the Tcustee) which has capital, sutplus, and undivided
pcofits in excess of $5,000,000, but in no event shall the
amount so invested at any one time in any such bank equal ot
exceed 203 of the capital, surplus, and undivided profits of
such bank.
13. Detecmination of Revenue Payment. The Revenue
Aqceement requices the Company to make cepayments of the loan
in the amounts specified in the Schedule of Terms. Such
payments ace scheduled to ptovide sufficient revenues to pay
the pcincipal of and interest on the Bonds when due.
In expcessinq the Company's obliqation to make the
necessary �evenue payments, it shall suffice hecein and in the
Revenue Aq[eement to state that the Company shall be obliqated
to pay the Municipality (ot the Trustee for the account of the
Municipality) amounts sufficient to pay when due the principal
of, premium, if any, and interest on the Bonds.
The Revenue Aqreement contains provisions, adequate in
the judqment of this body, cequirinq the Company to provide foc
the maintenance of the Project and the caccying of all propec
insurance with tespect thereto. Consequently, the Company need
not be cequiced to pay amounte into any reserve funds foc the
ceticement of the Bonds or for the maintenance of the Project.
14. Awacd of Bonds• Execution and Delivetv of the
Bond Pucchase Aaceement. The Company has neqotiated for the
sale of the Bonds to the Bond Purchasec at the purchase pcice
(expcessed as a percentaqe of the principal amount of the
Bonds) specified in the Schedule of Tecros, plus acccued
intecest to the date of delivety. Given the purposes of the
financinq and the involvement of the Municipality therewith, it
is the determination of this body that the Bonds shall be
heceby awarded to the Bond Purchaser at the price aforesaid
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Resolution # 1
with delivety to follow in the manner, at the time, and subject
to the conditions set forth in the Bond Pucchase Agteement. As
evidence thereof, the Authocized Municipal Officials ace heteby
authorized and ditected foc and in the name of the Municipality
to execute, affix with the official seal of the Municipality,
and deliver the Bond Pu�chase Aqceement in the form as shall be
apptoved by Bond Counsel and Counsel to the Municipality and
the Authocized Municipal Officials consistent with this
Resolution and the tecros of the Act, theic execution theteof to
constitute conclusive evidence of theic appcoval of any such
insettione and cotrections.
15. Execution and DeliverY ot tne Kevenue eareemenc
and the Indenture• Assianment of the Promissory Note. The
Authorized Municipal Officials are heceby authocized foc and in
the name of the Municipality to execute, affix with the
official seal of the Municipality, and delivet the Revenue
Aqteement, the Indenture, the assiqnment of the Promissoty
Note, and the Subocdination Aqreement in the cespective forms
theceof as shall be approved by Bond Counsel and Counsel to the
Municipality and the Authocized Municipal Officials consistent
with this Resolution and the tecros of the Act, their execution
theceof to constitute conclusive evidence of theic appcoval of
any such insections and coccections.
16. Execution and Deliverv of the Bonds. The
Authocized Municipal Officials are hereby authocized for and in
the name of the Municipality to execute the Bonds in the manner
authocized by paraqtaph 4 of this Resolution. Subject to the
terms and conditions of the Bond Pucchase Aqreement, the
Municipality shall delivec the Bonds to the Bond Putchaset.
17. General Authocizations. The Authocized Municipal
Officials and the appcopciate deputies and officials of the
Municipality in accocdance with their assiqned cesponsibilities
ace heceby each authocized to execute, publish, file, and
cecord such other documents, instruments, notices (includinq
notice pucsuant to Wis. Stats. 5893.77), and recocds and to
take such othet actions as shall be necessary or desirable to
accomplish the purposes of this Resolution and to comply with
and pecform the obliqations of the Municipality undec the
Bonds, the Revenue Aqreement, and the Indenture.
In the event that any of the Authotized Municipal
Officials shall be unable by reason of death, disability,
absence, oc vacancy of office to perform in timely fashion any
of the duties specified hecein (such as the execution of Bonds,
the Bond Pucchase Aqreement, the Revenue Aqreement, the
Indenture, oc the assiqnment of the Promissory Note), such
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duties shall be performed by the officer oc official succeedinq
to such duties in accordance with law and the ordinances of the
Municipality.
18. Effective Date; Conformity. This Resolution
shall be effective immediately upon its passage and approval.
To the extent that any pcior resolutions of this body are
inconsistent with the pcovisions hereof, this Resolution shall
contcol and such pciot resolutions shall be deemed amended to
such extent ae may be necessacy to bcinq them in confocmity
with this Resolution.
19. Public Appcoval. This ceolution will constitute
public apptoval of the issuance of the Bonds to finance the
Pcoject within the meaninq of Section 103(k) of the Internal
Revenue Code of 1954, as amended. There is hereby approved the
issuance by the Municipality of $1,500,000 of its industrial
development cevenue bonds, the proceeds of which will be loaned
to the Company to finance certain costs celatinq to the
Company's plastic sheet manufactucinq facility located at 3555
Moser Street, consisting of a 22,652 square foot buildinq
addition and the acquisition of manufacturinq equipment.
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The foceqoinq resolution of the City Council of the
City of Oshkosh, Wisconsin, was adopted, approved and cecorded
on September 1, 1983.
lliam Ftueh, City Manaqer
Donna C. Luebke, City Cleck
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EXHIBIT A
SCHEDULE OF TERMS
DESCRIPTION OF BONDS:
Resolution # 1
CITY OF OSHKOSH, WISCONSIN
INDUSTRIAL DEVELOPMENT REVENUE BONDS
(PACUR, INC. PROJECT)
BOND MATURITY SCHEDULE:
Principal amount of $1,500,000 reptesented by 26
bonds, dated October 3, 1983, in the denominations, bearinq
intecest, and matucinq as follows:
Bond
Number
R-1&2
R-3&4
R-5&6
R-7&8
R-9&10
R-11&12
R-13&14
R-15&16
R-17
R-18
R-19
R-20
R-21
R-22
R-23
R-24
R-25
R-26
Denomination
$ 40,000
40,000
45,000
45,000
45,000
50,000
50,000
50,000
65,000
45,000
70,000
40,000
60,000
50,000
110,000
110,000
110,000
110,000
INTEREST RATE:
Interest Rate
(8 of Pcime Rate)
70$
70
70
70
70
70
70
70
70
70
70
70
70
65
65
65
65
65
Matucity
(Octobec 3)
1984
1985
1986
1987
1988
1989
1990
1991
1992
1992
1993
1993
1994
1994
1995
1996
1997
1998
The interest rate on each Bond shall be an annual
cate, adjusted semiannually on each interest payment date,
computed on the basis of a 360-day year/30-day month, equal to
the stated percentaqe of the Prime Rate provided, however, the
interest rate on each Bond shall never be less than 58 nor mote
than 13$. (The �'Prime Rate" is the cate announced by The First
National Bank of Neenah, Neenah, Wisconsin, from time to time
as its pcime rate of intetest.) The interest rate fot each
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Resolution #1
semiannual petiod shall be established at the stated peccentaqe
of the Pcime Rate as in effect on the ficst business day of
each semiannual period.
BOND INTEREST PAYABLE:
Aptil 3, 1984 and semiannually thereafter on April 3
and Octobez 3 of each yeac.
PURCHASE PRICE TO BOND PURCHASER:
100$ plus accrued intecest.
PROJECT DESCRIPTION:
Buildinq addition and related equipment (as more fully
described in the Revenue Aqreement).
SECURITY:
Ficst mortqaqe lien on the Project teal estate, first
secucity interest in the Project equipment and secutity
intecest in accounts receivable and inventory of the Company.
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