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HomeMy WebLinkAbout32672 / 83-13DECEMBER 1, 1983 # �3 RESOLUTION (CARRIED LOST LAID OVER WITHDRAWN ) WHEREAS, applications for licenses have been made, fees deposited, and all legal procedures have been taken as per ordinance of the City of Oshkosh, NOW, THEREFORE, BE IT RESOLVED by the Common Council of the City of Oshkosh that the following licenses be granted: OPERATOR LICENSES (EXPIRES: JUNE 30, 1984) Robert J, Christman, 1522A Oshkosh Avenue Robert L. Gambsky, Box #94, Eldorado Misty Ann Gregory, 802 Ceape Avenue Michael R. Griep, 1611 N. Main Street Joseph L. Madel, 322 W. llth Avenue Herb M. Mugerauer, 702 Stillwell Betty Omness, 426 W. Sth Avenue Beth K. Otto, 1330 Maricopa Drive Ronald Stierna, 640 Poplar Street Thomas M. Unrath, 37 Bay Street TAXICAB DRIVER LICENSES (EXPIRES: JUNE 30, 1984) Gene Heineman, 45A Algoma Blvd. Mehdi Shirzad, 602 Elmwood Avenue SiJEbSZTTED D"Y A?P�0"v�D - 15 - , AMENDED AND RESTATED RESOLUTION AUTHORIZING CITY OF OSHKOSH WINNEBAGO COUNTY, WISCONSIN INDUSTRIAL DEVELOPMENT REVENUE BONDS (MRI DEVELOPMENT CORP. PROJECT) SERIES A AND SERIES B WHEREAS, on October 27, 1983, the City Council of the City of Oshkosh adopted a resolution (the "October 27 Resolution") authorizing the-issuance o£ certain industrial development revenue bonds on behalf of MRI Development Corp.; and WHEREAS, since the adoption of the October 27 Resolution, CeT�Z1P. chang°S ::2V2 beer. P.!�c�° t0 ttl° �^CL'P.l?^±5 T'°_f°Z'�e3 t0 1P_ the October 27 Resolution which make it necessary to amend the October 27 Resolution. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OE OSHKOSH, WISCONSIN, THAT the October 27 Resolution is amended and restated to read in its entirety as follows: WHEREAS, in a resolution (the "Initial Resolution") adopted January 6, 1983, by the City Council of the City of Oshkosh, Winnebago County, Wisconsin (sometimes herein called the "City" or the "Issuer"), the Issuer expressed its intent, and authorized and directed its o££icers, to work toward the consummation of a financinq agreement with MRI Development Corp., a Wisconsin corporation (the "Company"), pursuant to which the City would issue its industrial development revenue bonds pursuant to Section 66.521, Wisconsin Statutes, as amended (the "Act"), in an amount not to exceed $1,200,000 for the purpose of financing costs of, among other things, acquiring and remodeling, rehabilitatinq and equipping an existing building in the City £or use as an office building under the condominium form o£ ownership (which acquisi- tion, remodelinq, rehabilitating, equipping and related improve- ments are re£erred to herein as the "Project"); and WHEREAS, in the Initial Resolution, the Council made a speci£ic finding that the Project was located in or adjacent to a blighted area within the meaning of Wis. Stats. Section 66.521(2)(b)(20); and WHEREAS, since the adoption o£ the Initial Resolution it has been determined that the Bonds can most efficiently be issued in two series; and WHEREAS, in reliance upon the Initial Resolution, the Cor�pany has commenced acguisition, remodeling, rehabilitating, equipping, and related improvements and the payment of related costs, has entered into negotiations with an initial purchaser (the "Purchaser") for purchase of two series of bonds to be so issued in the respec- tive principal amounts of $600,000 (the "Series A Bonds") and $500,000 (the "Series B Bonds") (collectively re£erred to herein as the "Bonds") and caused to be prepared and herewith submitted to this City Council forms of the following documents: (a) Mortgage, Loan and Security Agreement-Series A between the Issuer and the Company pursuant to which the Issuer agrees to loan the proceeds of the Series A Bonds to the Company to finance a portion of the Project and related costs, toqether with the Company's Series A Note containing its promise to repay such loan with interest as set forth therein (annexed hereto as Exhibit "A", -incorporated herein by re£erence and referred to herein as the "Series A Revenue Agreement" and "Series A Note", respectively); and (b) Mortgage, Loan and Security Agreement-Series B betweea the Issuer and the Company pursuant to which the Issuer agrees to loan the proceeds of the Series B Bonds to the Company to finance a portion of the Project and related costs; together with the Company's Series B Note containinq its promise to repay such loan with interest as set forth therein (annexed hereto as Exhibit "B", incorporated herein by re£erence and referred to herein as the "Series B Revenue Agreement" and "Series B Note", respectively); and (c) Indenture of Trust-Series A between the Issuer and Valley Bank of Oshkosh, Oshkosh, Wisconsin., as Trustee (the "Trustee") (annexed hereto as Exhibit "C", incor- porated herein by reference, and re£erred to herein as the "Series A Indenture"); and (d) Indenture of Trust-Series B between the Issuer and the Trustee (annexed hereto as Exhibit "D", incorporated herein by re£erence, and re£erred to herein as the "Series B Indenture"); and (e) Project Financing Aqreement among the Issuer, the Ccmpany and th� Purchas�r (ar.:exed her�to as Exhibit "E", incorporated herein by re£erence, and referred to as the "Agreement"); and WHEREAS, the issuance of the Series A Bonds by the Issuer, the creation o£ a mortgage and security interest in the Pledged Property, as defined in the Series A Revenue Agreement, and the pledge o£ the Series A Revenue Agreement and its revenues to the Trustee under the Series A Indenture, as herein recited and provided, in the judgment of this Council will serve the intended accomplishments and in all respects conform to the provisions and requirements of the Act; and WHEREAS, the issuance of the Series B Bonds by the Issuer, the creation of a mortgage and security interest in the Pledged Property, as defined in the Series B Revenue Agreement, and the -2- _ pledge of the Series B Revenue Agreement and its revenues to the Trustee under the Series B Indenture, as herein recited and provided, in the judgment of this Council will serve the intended accomplishments and in all respects conform to the provisions and requirements of the Act; and WHEREAS, the Company has made representations to the Issuer (to be supported by appropriate documentation) that the estimated cost of the portion of the Project financed by the Series A Bonds, together with related costs, is an amount which will be at least $600,000, that the estimated cost of the portion of the Project financed by the Series B Bonds, together with related costs, is an amount which will be at least $500,000, that the useful li£e of the Pledged Property, as defined in the Series A Revenue Agreement and Series A Indenture, is estimated to be at least sixteen (16) years ,and that the use£ul life o£ the Pledged Property, as defined in the Series B Revenue Agreement and Series B Indenture, is estimated to be at least sixteen (16) years; and WHEREAS, the Company represents and agrees that it will en- ter into the Series A Revenue Agreement and the Series B Revenue Agreement (the "Revenue Agreements") with respect to the Project as described above, issue the Series A Note and the Series B Note (the "Notes"), pay all expenses with respect to the Notes, and comply with all the terms and provisions of the Notes and Revenue Agreements so that full debt service will be provided in order to meet payments of principal of, premium, if any, and interest on the Bonds and the Company agrees that its representations have been expressly relied upon by the Issuer in the adoption of this Resolution; NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OE OSHKOSH, WISCONSIN, THAT: 1. Definitions. With respect to the Series A Bonds, the terms "Series A Bonds", "Bond Fund", "Bondholder", "Pledged Property", "Project Fund", "Trust Estate" and "Trustee" shall have the same meanings as defined in the Series A Revenue Agree- ment and the Series A Indeniure. With respect to the Series B Bonds, the terms "Series B Bonds", "Bond Fund", "Bondholder", "Pledged Property," "Project Fund", "Trust Estate" and "Trustee" shall have the meanings as de£ined in the Series B Revenue Agree- ment and the Series B Indenture. The term "Bonds" when used herein shall refer to the Series A Bonds and the Series B Bonds, unless the context otherwise requires. The term "Indentures" when used herein shall refer to the Series A Indenture and the Series B Indenture, unless the context otherwise requires. 2. Determination. Based on the representations hereinbe- fore described, this Council hereby finds and determines that: (a) the estimated cost of the Project, including all costs in connection therewith permitted to be financed with the Bonds under the Act, is at least $1,100,000; -3- (b) the use£ul life of the Pledged Property, as defined in the Revenue Agreements and Indentures, is not less than sixteen (16) years; (c) the loan payments in Section 3.9 of sufficient to pay Series A Bonds; to be made in each year as specified the Series A Revenue Agreement are the principal o£ and interest on the (d) the loan payments to be made in each year as specified in Section 3.9 of the Series B Revenue Agreement are su£ficient to pay the principal of and interest on the Series B Bonds; (e) no reserve fund need be established in connection with the retirement of the Series A Bonds or maintenance of the Pledged Property, as defined in the Series A Revenue Agreement and Series A Indenture; and (f) no reserve fund need be established in connection with the retirement of the Series B Bonds or maintenance of the Pledged Property, as defined in the Series B Revenue Agreement and Series B Indenture. 3. Issue of Bonds. The Issuer shall issue its Bonds in the amount of One Million One Hundred Thousand Dollars ($1,100,000) for the purpose o£ financing the Project and other authorized costs. The Bonds, which will consist of Series A Bonds in the principal amount of $600,000 and Series B Bonds in the principal amount of $500,000, shall be sold to the Purchaser in accordance with the terms and conditions set forth in the Agreement. The Series A Bonds shall be issued pursuant to the Act, shall be designated, dated, in the form, and have the maturities and bear interest as provided in the Series A Indenture. A11 details pertaining to the Series A Bonds as provided in the Indenture are hereby adopted as and for the details approved by this Issuer. The Series A Bonds sha11 not be a general obli- gation cr i:,debtedness of the is�uer within tne meaninq of any state constitutional provision or statutory limitation and sha11 not constitute nor give rise to a pecuniary liability o£ the Issuer or a charge against its general credit or taxing powers, but shall be payable solely £rom the payments and other revenues that may be available therefor from the Series A Revenue Agree- ment and Series A Note or in the event of default thereon as otherwise provided herein or in the Series A Indenture and per- mitted by law, and in no event shall the Series A Bonds or the interest thereon or any other costs or expenses in connection therewith or with the Project ever be payable from any funds of the Issuer other than the payments and other revenues to be received by the Issuer under the Series A Revenue Agreement and Series A Note. -4- .J The Series B Bonds shall be issued pursuant to the Act, shall be designated, dated, in the form, and have the matuFities and bear interest as provided in the Series B Indenture. All details pertaining to the Series B Bonds as provided in the Series B Indenture are hereby adopted as and for the details approved by this Issuer. The Series B Bonds shall not be a general obligation or indebtedness of the Issuer within the meaninq of any state constitutional provision or statutory limi- tation and shall not constitute nor give rise to a pecuniary liability of the Issuer or a charge against its general credit or taxing powers, but shall be payable solely from the payments and other revenues that may be available therefor from the Series B Revenue Agreement and Series B Note or in the event of default thereon as otherwise provided herein or in the Series B Indenture end permitted by law, and in no event sha11 the Series B Bonds or the interest thereon or any other coscs or expenses in connection therewith or with the Project ever be payable from any funds of the Issuer other than the payments and other revenues to be received by the Issuer under the Series B Revenue Agreement and Series B Note. The payments when paid by the Company, pursuant to the Revenue Agreements and the Notes, shall be paid directly to the Trustee for the account o£ the Issuer so long as any of the Bonds shall be outstanding and unpaid. The Bonds shall be executed on behalf of the Issuer by its City Manager and City Clerk or their authorized deputies in their absence, shall have its corporate seal impressed or imprinted thereon and may be in typewritten form. Facsimile signatures may be used as permitted by law. 4. A�proval and Execution of Documents. Subject to such changes or revisions therein as Quarles & Brady as Bond Counsel ("Bond Counsel") or Counsel for the Issuer may approve, the Indentures, Notes, Revenue Agreements, and Agreement, in substan- tially their respective forms presented to this meeting and attached hereto, are hereby approved. The City Manager, City Clerk and Director of Finance or any o£ their authorized deputies i£ necessary, are authorized on behalf of the Issuer to execute and deliver the Indentures; Rever_ue Agreements, and P.greement, with such revisions, chanqes, or deletions as may be approved by the signatories thereto, which approval shall be conclusively proved by their execution of such documents. The City Manager, City Clerk and Director of Einance and their authorized deputies and other o£ficials o£ the Issuer are hereby authorized to pre- pare or to have prepared and to execute, file and deliver, as appropriate, all such documents, financing statements, opinions, certificates, affidavits, and closinq or post-closing instruments (including but not limited to amendments of the Indentures and Revenue Agreements not requiring the consent of the Bondholders pursuant to Sections 11.01 and 12.01 0£ the Indentures) as may be required by this resolution or deemed necessary by said officials or by Bond Counsel. The City Manager and Clerk or any of their authorized deputies are £urther authorized and directed on behalf of the Issuer to complete, execute and file with the Internal -5- Revenue Service a statement of the election by the Issuer to issue the Bonds in an aggregate principal amount exceeding $1,000,000 but not exceeding $10,000,000 as provided in Section 103(b)(6)(D) o£ the Internal Revenue Code of 1954, as amended. 5. Appointment o£ Trustee; Funds; Investment Directions. Valley Bank of Oshkosh, Oshkosh, Wisconsin, is hereby designated as Trustee under the Indentures. There are hereby created by the Issuer and ordered estab- lished with the Trustee the following trust funds: (a) The Project Fund as described in Section IV-2 of the Series A Indenture (the "Series A Project Fund") to be used solely to pay that portion of the costs of the Project and such cther costs as are provided to be paid therefrom in the Series A Indenture. The Issuer hereby authorizes and directs the Trustee (i) to withdraw suf£icient funds from the Series A Project Fund to make the aforesai� payments as the same become due and payable, and (ii) to transfer from the Series A Project Fund to the Series A Bond Fund any moneys which are not needed £or the purposes for which the Series A Bonds are issued in the manner and at the time provided in the Series A Indenture. (b) The Bond Eund as described in Section IV-1 0£ the Series A Indenture to be used to pay the principal and interest on the Series A Bonds and such other costs as are provided to be paid there£rom in the Series A Indenture. The Issuer hereby authorizes and directs the Trustee to withdraw suf£icient funds £rom the Series A Bond Fund to pay the Series A Bonds, premium, if any, and interest thereon as the same become due and payable. The holders o£ the Series A Bonds shall have a first lien on the payments in connection with that portion of the the Project required to be paid by the Company £or the payment of principal, premium, if any, and interest on the Series A Bonds under the Series A Revenue Agreement, Series A Note and Series A Indenture. Said payments received under the Series A Revenue Agreement and Series A Note with respect to the portion o£ the Project financed with the proceeds of the Series A Bonds are hereby irrevocably pledged £or the payment of the Series A Sonds and interest thereon. (c) The Yroject Fund as described in Section IV-2 of the Series B Indenture (the "Series B Project Fund") to be used solely to pay that portion of the costs o£ the Project and such other costs as are provided to be paid there£rom in the Series B Indenture. The Issuer hereby authorizes and directs the Trustee (i) to withdraw suf£icient funds from the Series B Project Fund to make the aforesaid payments as the same become due and � payable, and (ii) to transfer from the Series B Project Fund to the Series B Bond Fund any moneys which are not needed for the purposes for which the Series B Bonds are issued in the manner and at the time provided in the Series B Indenture_ (d) The Bond Eund as described in Section IV-1 of the Sereis B Indenture (the "Series B Bond Fund") to be used to pay the principal and interest on the Series B Bonds and such other costs as are provided to be paid therefrom in the Series B Indenture. The Issuer hereby authorizes and directs the Trustee to withdraw sufficient funds from the Series B Bond Fund to pay the Series B Bonds, premium, i£ any, and interest thereon as the same become due and payble. The holders of the Series B Bonds shall have a first lien on the payments in connection with that portion o£ the Project required to be paid by the Company for the payment of principal, premium, if any, and interest on the Series B Bonds under the Series B Revenue Agreement, Series B Note and Series B Indenture. Said payments received under the Series B Revenue Agreement and Series B Note with respect to the portion o£ the Project financed with the proceeds o£ the Series B Bonds are hereby irrevocably pledged for the payment of the Series B Bonds and interest thereon. The Issuer authorizes and directs the Trustee to invest and reinvest moneys in the Series A Project Fund and the Series A Bond Fund as set £orth in Article 6 0£ the Series A Indenture. The Issuer authorizes and directs the Trustee to invest and reinvest moneys in the Series B Project Fund and the Series B Bond Fund as set forth in Article 6 of the Series B Indenture. 6. Certain Provisions of the Indentures and Additional Security. The Series A Bonds and the interest thereon shall be additionally secured by a mortgage and security interest covering the Pledged Property as orovided in the Series A Revenue Agreement and the Series A Indenture, as well as by a guaranty from Leonard G. Backus and Wayne C. Chaney to the Trustee guaranteeing payment of the principal of, premium, i£ any, and interest on the Series A Bonds (the "Guaranty"). The Guaranty shall remain in full force and e£fect with respect to the Series A Bonds until such time as the Company's obligations under the Series A Note and Series A Revenue Agreement shall be assumed by a Person, as defined in the Series A Revenue Agreement, to whom that portion of the Project £inanced with the proceeds of the Series A Bonds is sold. The Series B Bonds and the interest thereon shall be addi- tionally secured by a mortgage and security interest covering the Pledged Property as provided in the Series B Revenue Agreement and the Series B Indenture, as well as by the Guaranty. The Guaranty shall remain in full force and effect with respect to -7- the Series B Bonds until such time as the Company's obligations under the Series B Note and Series B Revenue Agreement shall be assumed by a Person to Whom that portion o£ the Project financed with the proceeds of the Series B Bonds is sold. 7. Certain Provisions of the Revenue Agreements. The Series A Revenue Agreement provides, inter alia, that: (a) The maintenance and repair costs of the Pledqed Property, as de£ined therein, taxes in connection therewith, and other charges and insurance with respect to said Pledqed Property will be taken out, assumed and paid by the Company. The Issuer has no obligation with respect thereto. The proceeds of any recovery under the fore- going insurance policies shall be used and disposed of in the manner provided in the Series A Revenue Agree- ment and the Series A Indenture. (b) The Company shall make payments pursuant to the Series A Note and the Series A Revenue Agreement (directly to the Trustee for deposit in the Series A Bond Fund and £or the account of the Issuer) in the amounts su£ficient for payment from the Series A Bond Fund when due of the principal of, premium, if any, and interest on the Series A Bonds. The Series B Revenue Agreement provides, inter alia, that: (a) The maintenance and repair costs of the Pledged Property, as de£ined herein, taxes in connection therewith, and other charges and insurance with respect to said Pledged Property wi11 be taken out, assumed and paid by the Company. The Issuer has no obligation with respect thereto. The proceeds o£ any recovery under the fore- going insurance policies shall be used and disposed of in the manner provided in the Series B Revenue Agree- ment and the Series B Indenture. (b) The Company shall make payments pursuant to the Series B Note and the Series B Revenue Agreement (directly to the Trustee for deposit in the Series B Bond Fund and for the account o£ the Issuer) in the amounts suf£icient for payment £rom the Series B Bond Fund when due o£ the principal of, premium, i£ any, and interest on the Series B Bonds. 8. Covenants Binding Upon Issuer. All covenants, stipu- lations, obligations and agreements of the Issuer contained in this resolution and in the Bonds, the Revenue Agreements, the Indentures, and the Agreement shall be deemed to be the cove- nants, stipulations, obligations and agreements of the Issuer to the full extent authorized or permitted by law, and such cove- nants, stipulations, obligations and agreements shall be binding upon the Issuer and its successors from time to time and upor eny ^�'-3' body to which any powers or duties a£fectinq such covenants, stipulations, obligations and agreements shall be trans£erred by or in accordance with law. Except as otherwise provided in this resolution, all rights, powers and privileqes conferred and duties and liabilities imposed upon the Issuer or the officers thereof by the provisions of this resolution, the Bonds, the Revenue Agreements, the Indentures or the Agreement shall be exercised or per£ormed by the Issuer or by such o£ficers, board or body as may be required by Iaw to exercise such powers and to perform such duties_ No covenant, stipul.ation, obligation or aqreement herein contained or contained in the Bonds, the Revenue Aqreements, the Indentures or the Aqreement shall be deemed to be a covenant, stipulation, obligation or agreement of any officer, agent or employee of the Issuer or o£ this Council in his or her indi- vidual capacity and neither the members of this Council nor any officer executing the Bonds nor any other officer or employee of the Issuer shall be liable personally on the Bonds or be subject to any personal liability or accountability for any act or omis- sion related to the authorization or issuance thereof. 9. Persons Responsible for Issuing the Bonds. The City Manager, City Clerk, Director of Finance and their authorized deputies are hereby designated as the of£icers responsible £or issuing the Bonds within the meaning of Section 1.103-13(a)(2) (ii)(C) of the Income Tax Regulations. 10. Approval. This Resolution constitutes approval o£ the issuance o£ the Bonds by this Council as required by Section 103(k) of the Internal Revenue Code o£ 1954, as amended, and the regulations thereunder. This Resolution was adopted following a public hearing held in a convenient location pursuant to reason- able public notice. The Project, maximum aggregate face amount of the Bonds and the initial owner, operator and manager o£ the Project will be as described in this Resolution. The Project is located at 240 Algoma Boulevard, Oshkosh, Wisconsin. 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