HomeMy WebLinkAbout33622 / 85-01RESOLUTION # 1
RESOLUTION AUTHORIZING
CITY OF OSHKOSH, WINNEBAGO COUNTY, WISCONSIN
INDUSTRIAL DEVELOPMENT REVENUE BOND
(OSHKOSE3 B'GOSH, INC. PROJECT)
SERIES 1985
(THE "BOND")
WHEREAS, in a resolution adopted August 15, 1985 (the "Initial
Resolution") by the City Council of the City of Oshkosh, Winnebago
County, Wisconsin (sometimes herein called the "City" or the
"Issuer"), the Issuer expressed its intent, and authorized and
directed its officers, to work toward the consummation of a
financing agreement with Oskkosh B'Gosh, Inc., a Delaware corpora-
tion (the "Company") pursuant to which the City would issue its
industrial development revenue bonds pursuant to Section 66.521,
Wisconsin Statutes, as amended (the "Act"), in an amount not to
exceed $2,000,000 for tne purpose of financing the costs of,
among other things, acquiring land and existing facilities (the
"Facilities") located at 2660 Oregon Street in the City, and
the rehabilitating, improvement and equipping of such Facilities
and the making o£ related improvements to be initially used by
the Company in connection with the manufacture of clothing and
for related distribution and service activities (which acquisition,
rehabilitation, equipping and related improvements are referred
to herein as the "Project"); and
WHEREAS, in reliance upon such Initial Resolution, the
Company has commenced such acquisition, rehabilitation, equipping
and related improvements and the payment of related costs, has
entered into negotiations with the initial purchaser (the "Pur-
chaser") £or purchase of the Bond to be so issued and caused to
be prepared and herewith submitted to this Council forms of the
following documents:
(a) Loan Agreement between the Issuer and the Company
pursuant to which the Issuer agrees to loan the proceeds
of the Bond to the Company to £inance the Project and
related costs, together with the Company's Note, dated
the date of the closing of the Bond, containing its
promise to repay such loan with interest as set forth
therein (referred to herein as the "Loan Agreement" and
"Note", respectively); and
(b) Indenture between the Issuer and First Wisconsin National
Bank of Oshkosh, Oshkosh, Wisconsin (the "Assignee"),
as Assignee (referred to herein as the "Indenture");
and
(c) Project Financing Agreement among the Issuer, the
Company and the Purchaser (referred to as the "Agree-
ment"); and
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WHEREAS,
Council drafts
Agreement; and
RESOLUTION # 1
there have been presented to and received by this
of the Loan Agreement and Note, Indenture and
WHEREAS, the issuance of the Bond by the Issuer, and the
assignment of the Loan Agreement and its revenues to the Assignee
under the Indenture, as herein recited and provided, in the judg-
ment o£ this Council will serve the intended accomplishments and
in all respects conform to the provisions and requirements of the
Act; and
WHEREAS, the City has previously issued its $800,000 Indus-
trial Development Revenue Bonds, Series 1975 (Oshkosh B'Gosh,
Inc. Project) pursuant to a Mortgage and Indenture o£ Trust dated
as of March 1, 1975 (the "1975 Indenture"), and its $2,400,000
Industrial Development Revenue Bonds (Oshkosh B'Gosh, Inc. Project)
Series 1983 pursuant to an Indenture dated as of November 1, 1983
(the "1983 Indenture"), which 1975 Indenture and 1983 Indenture
are separate from the Indenture pursuant to which the Series 1985
Bond is being issued; and
WHEREAS, the Company has made representations to the Issuer
(to be supported by appropriate documentation) that the estimated
cost of the Project, together with related costs, is an amount
which will be at least $2,000,000; and
WHEREAS, the Company represents and agrees that it will
enter into the Loan Agreement with respect to the Project, issue
the Note, pay all expenses with respect thereto, and comply with
all the terms and provisions o£ the Note and Loan Agreement so
that full debt service will be provided in order to meet payments
of principal of, premium, if any, and interest on the Bond and
the Company agrees that its representations have been expressly
relied upon by the Issuer in the adoption of this Resolution;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF OSHKOSH, WISCONSIN, THAT:
1. Definitions. The terms "Assignee", "Series 1985 Bond",
"Bondholder" and "Construction Fund" shall have the same meanings
as defined in the Indenture. The term "Bond" when used herein
shall re£er to the Series 1985 Bond, unless the context otherwise
requires.
2. Determination. Based on the representations hereinbe-
fore described, this Council hereby finds and determines that:
(a) the estimated cost of the Project as more particularly
defined in the Indenture including all costs in connec-
tion therewith permitted to be financed with the Bond
under the Act is at least $2,000,000;
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RESOLUTION # 1
(b) the loan payments to be made in each year as speci£ied
in Section 3.6 of the Loan Agreement are sufficient to
pay the principal of and interest on the Sond;
(c) no reserve fund need be established in connection with
the retirement of the Bond or maintenance of the Project;
and
(d) the anti-discrimination provision included in the Loan
Agreement is satisfactory in all respects to the Issuer.
3. Issue of Series 1985 Bond. The Issuer shall issue its
Bond in the amount of Two Million Dollars ($2,000,000) for the
purpose of financing the Project and other authorized costs. The
Bond shall be dated the date of its issuance and sale. The Bond
shall be sold to the Purchaser in accordance with the terms and
conditions set forth in the Agreement. The Bond shall be issued
pursuant to the Act, shall be designated, dated, in the form, and
have the maturity and bear interest as provided in the Indenture.
All details pertaining to the Bond as provided in the Indenture
are hereby adopted as and for the details approved by this Issuer.
The Bond shall not be a general obligation or indebtedness of the
Issuer within the meaning of any state constitutional provision
or statutory limitation and shall not constitute nor give rise to
a pecuniary liability of the Issuer or a charge against its
general credit or taxing powers, but shall be payable solely from
the payments and other revenues that may be available therefor
from the Loan Agreement and Note or in the event of default
thereon as otherwise provided herein or in the Indenture and
permitted by law, and in no event shall the Bond or the interest
thereon or any other costs or expenses in connection therewith or
with the Project ever be payable from any £unds of the Issuer
other than the payments and other revenues to be received by the
Issuer under the Loan Agreement and Note. The payments when paid
by the Company pursuant to the Loan Agreement and Note, shall be
paid directly to the Assignee for the account of the Issuer so
long as the Bond shall be outstanding and unpaid. The Bond shall
be executed on behal£ of the Issuer by its City Manager and City
Clerk or their authorized deputies in their absence, shall have
its corporate seal impressed or imprinted thereon and may be in
typewritten form. Facsimile signatures may be used as permitted
by law.
4. Approval and Execution of Documents. Subject to such
changes or revisions therein as Quarles & Brady as Bond Counsel
("Bond Counsel") or Counsel for the Issuer may approve, the
Indenture, Note, Loan Agreement and Agreement, in substantially
their respective forms presented to this meeting, are hereby
approved. The City Manager, City Clerk and Director of Finance
or any of their authorized deputies, if necessary, are authorized
on behalf o£ the Issuer to execute and deliver the Indenture,
Loan Agreement and Agreement, with such revisions, changes or
deletions as may be approved by the signatories thereto, which
approval shall be conclusively proved by their execution of such
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RESOLUPION # 1
documents. Said City Manager, City Clerk and Director of Finance
and their authorized deputies and other o£ficials of the Issuer
are hereby authorized to prepare or to have prepared and to
execute, file and deliver, as appropriate, all such documents,
financing statements, opinions, certificates, affidavits and
closing or post-closing instruments as may be required by this
resolution or deemed necessary by said officials or by Bond
Counsel.
5. A�pointment of Assignee; Funds• Investment Directions.
First Wisconsin National Bank of Oshkosh, Oshkosh, Wisconsin, is
hereby designated as Assignee under the Indenture.
The Assignee shall establish the Construction Fund described
in Section 302 of the Indenture to pay Project Costs and other
amounts authorized in the Indenture.
Monies in the Construction Fund shall be invested and rein-
vested in accordance with Section 302 of the Indenture.
6. Certain Indenture Provisions and Additional Security.
The Bond and the interest thereon shall be additionally secured
by the granting of a mortgage on the Facilities pursuant to a
Real Estate Mortgage from the Company to the Assignee, and by the
granting of a security interest in the equipment financed with
Bond proceeds pursuant to a Security Agreement between the Company
and the Assignee.
7. Certain Provisions of the Loan A reement. The Loan
Aqreement provides, inter alia, that:
(a) The maintenance and repair costs of the Project, taxes
in connection therewith, and other charges and insur-
ance with respect to the Project will be taken out,
assumed and paid by the Company. The Issuer has no
obligation with respect thereto. The proceeds of any
recovery under the foregoing insurance policies shall
be used and disposed of in the manner provided in the
Loan Agreement and the Indenture.
(b) The Company shall make payments pursuant to the Note
and Loan Agreement in the amounts sufficient for payment
when due of the principal of, premium, i£ any, and
interest on the Bond.
8. Covenants Bindin Upon Issuer. All covenants, stipu-
lations, obligations and agreements of the Issuer contained in
this resolution and in the Bond, the Loan Agreement, the Indenture
and the Agreement shall be deemed to be the covenants, stipula-
tions, obligations and agreements of the Issuer to the full
extent authorized or permitted by law, and such covenants, stipula-
tions, obligations and agreements shall be binding upon the
Issuer and its successors from time to time and upon any body to
which any powers or duties affecting such covenants, stipula-
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RFSOLUTION # 1
tions, obligations and agreements shall be transferred by or in
accordance with law. Except as otherwise provided in this resolu-
tion, all rights, powers and privileges conferred and duties and
liabilities imposed upon the Issuer or the of£icers thereof by
the provisions o£ this resolution, the Bond, the Loan Agreement,
the Indenture or the Agreement shall be exercised or performed by
the Issuer or by such officers, board or body as may be required
by law to exercise such powers and to perform such duties.
No covenant, stipulation, obligation or agreement herein
contained or contained in the Bond, the Loan Agreement, the
Indenture or the Agreement shall be deemed to be a covenant,
stipulation, obligation or agreement of any officer, agent or
employee of the Issuer or o£ this Council in his or her indi-
vidual capacity and neither the members of this Council nor any
officer executing the Bond nor any other o£iicer or employee of
the Issuer shall be liable personally on the Bond or be subject
to any personal liability or accountability £or any act or omis-
sion related to the authorization or issuance thereof.
9. Persons Responsible for Issuinq the Bond. The City
Manager and City Clerk and their authorized deputies are hereby
designated as the officers responsible for issuing the Bond
within the meaning of Section 1.103-13(a)(2)(ii)(C) of the Income
Tax Regulations.
10. Statement of Election. The City Manager and City
Clerk, or any of their authorized deputies, if necessary, are
hereby authorized and directed on behalf of the Issuer to complete,
execute and file with the Internal Revenue Service a statement of
the election by the Issuer to issue the Series 1985 Bond in an
aggregate principal amount exceeding $1,000,000 but not exceeding
$10,000,000 as provided in Section 103(b)(6)(D) of the Internal
Revenue Code of 1954, as amended.
11. Approval. This Resolution is our approval as required
by Section 103(k) of the Internal Revenue Code of 1954, as amended,
and the regulations thereunder. This Resolution was adopted
a£ter a public hearing held pursuant to reasonable public notice.
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RESOLUTION # 1
The Project and the location of the Project, maximum aggregate
face amount of the Bond and the initial owner, operator and
manager of the Project will be as described in this Resolution.
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Adopted
Approved
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1985
City C
, 1985
SUBMITTED BY
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