HomeMy WebLinkAbout34163 / 86-365. � �
November 6, 1986 1f365 RESOLUTION
(CARRIED LOST LAID OVER WITHDRAWN )
PURPOSE: APPROVE ARCHITECTURAL SERVICES/FIRE STATION
INITIATED BY: CITY ADMINISTRATION
WHEREAS, the City of Oshkosh has heretofore solicited proposals for
architectural services for a new fire station; and
WHEREAS, it appears that the following is the most advantageous proposal:
YARBRO-KEMPINGER ARCHITECTS, INC.
1488 West South Park Avenue
Oshkosh, WI 54901
Total: (See contract attached.)
NOW, THEREFORE, BE IT RESOLVED by the Common Council of the City of Oshkosh
that the said proposal is hereby accepted (subject to funding approval by the
Council)and the proper City officials are hereby authorized and directed to
enter into the appropriate agreement for the purpose of same.
SUBMITTE➢ BY
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APPR06'FD _.� __.____----------
:
RESGLUTION # 3fi5
THE AMERICAN INSTITUTE OF ARCHITECTS
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AIA Dacument B141
Standard Form of Agree�nent Between
O�rner ��d Architect
1977 EDITION
THIS DOCUMENT HAS IMPORTANT LEGAL CONSEQUENCES; CONSUL7ATION WITH
AN ATTORNEY IS ENCOURAGED WITH RESPECT TO ITS COMPLETION OR MODIFICATION
AGREEMENT
made as of the SIXTH (6th) day of NOVEMBER in the year of Nineteen
Hundred and EIGHTY SIX
BETWEEN the Owner:
and the Architect:
THE CITY OF OSHKOSA
215 Church Avenue
Oshkosh, Wisconsin 54901
YARBRO-KEMPINGER ARCHITECTS, INC.
1488 West South Park Avenue
Oshkosh, Wisconsin 54901
For the following Project:
(Indude detailed descrip:ion of Projec[ lowtion and smpe.)
NEW FIRE STATION
In the westerly part of the
on a site that has yet to be
The Owner and the Architect agree as set forth below.
City of Oshkosh
determined
Cupyrigh[ t9t:, �926, 79i8, 1951, '1953, 7958, "1961, 1963, �966. '1967, l9]0, �9ii, OO �9]] by The American Ins�ilWe
oi Archi[ecls, 1'l5 New York Avenue, N.W.. Washingmn, D.0 20006. Reproductian oi the materlal herein or
su6stantlal qmtation oi i1s pmvisions wi�hout permission oi �he AIA violates �hc ropyrlbh[ laws o( Ihe United
Slales and wlll be subject lo legal prosecution. .
AIA DOCUMENT 61Gi • OK'NER-ARCNITEQ TGREfMENT • THIRTEENTH EDITION • NLY t9]; • AIA(' • Q 79]7
THE TMERICAN INSTITUTE OF ARCHREQS, �i15 NEW YORK AVENUE, N.\V., WASHINGTON, D.C. 20006 6141-1977 �
iC�I�
J
RESOLUTION # 365
(This Page'Is Blank)
.r
RESOLUTION # 365
TERMS AND CONDITIONS OF AGREEMENT BETWEEN OWNER AND ARCHITECT
ARTICLE 1
ARCHITECT'S SERVICES AND RESPONSIBILITIES
BASIC SERVICES
The ArchitecYs Basic Services consist of the five
phases described in Paragraphs �.1 through �.5 and
indude normal structural, mechanical and elecVical
engineering services and any other services induded
in Article 15 as part of Basic Services.
�,7 SCHEMATIC DESIGN PHASE
1.1.1 The Archited shall review the program furnished
by Ihe Owner to ascertain the requirements of the Projec[
and shall review the understanding of such requirements
with the Owner.
1.1.2 The Architect shall provide a preliminary evalua-
tion of the program and the Project budget requirements,
each in terms of the other, subject to the limitations set
forth in Subparagraph 32.1.
1.1.3 The Architect shall review with the Owner aiterna-
tive approaches to design and construction of the Project.
1.1.4 Based on the mutually agreed upon program and
Project budget requirements, the Architect shall prepare,
for approval by the Owner, Schematic Design Documents
consisting of drawings and other documents illustrating
the scale and relationship of Project components.
1.1.5 The Architect shall submit to the Owner a State-
ment of Probable Construction Cost based on current
area, volume or other unit costs.
�,2 DESIGN DEVELOPMENT PHASE
1.2.1 Based on the approved Schematic Design Docu-
ments and any adjustments authorized by the Owner in
Ihe program or Project budget, the Architect shall pre-
pare, for approval by the Owner, Design Development
Documents consisting of drawings and other documents
ro fix and describe the size and character of the entire
Projeci as [o architeciu�ai, s(r�c.ural, mschanical and e!ec-
trical systems, materials and such other elements as may
be appropriate.
1.2.2 The Architect shall submit to the Owner a further
Statement of Probable ConstrucGon Cost.
1,3 CONSTRUCTION DOCUMENTS PHASE
'1.3.� Based on the approved Design Development Dor
umen[s and any further adjustments in the scope or qual-
ity of the Projec[ or in the Project budget authorized by
the Oevner, Ihe Architec[ shall prepare, for approval by
the Owner, Construction Documents consisting oi Draw-
ings and Specifications setting forth in detaii the require-
ments for the construction of the Project.
1.3.2 The Architect shall assist the Owner in the prepara-
tion of the necessary bidding information, bidding forms,
the Conditions of the Contract, and the form of Agree-
ment between the Owner and the Contractor.
1.3.3 The Architect shall advise the Owner of any adjust-
ments to previous Statements of Probable Construction
Cost indicated by changes in requirements or general
market conditions.
1.3.4 The Architec[ shall assist the Owner in connection
with the Owner's responsibility for filing documents re-
quired for the approval of govemmental authorities hav-
ing jurisdiction over the Project.
7,q BIDDING OR NEGOTIATION PHASE
1.4.1 The Architect, following the Owner's approval of
the Construction Documents and of the latest Statement
of Probable Construction Cost, shall assist the Owner in
obtaining bids or negotiated proposals, and assist in
awarding and preparing contracts for construction.
7,5 CONSTRUCTION PHASE—ADMINISTRATION
OP THE CONSTRUCTION CONTRACT
1.5.1 The Construction Phase will commence with the
award of the Contract for Consiruction and, together with
the Architect's obligation to provide Basic Services under
this Agreement, will termina[e when final payment to the
Contractor is due, or in the absence of a final Certificate
for Payment or of such due date, sixty days after the Date
of Substantial Completion of the Work, whichever occurs
first.
1.5.2 Unless otherwise provided in this Agreement and
incorporated in the Contract Documents, the Architect
shall provide administration of the Contract for Construo-
iion as set forth below and in the edition of AIA Docu-
ment A201, General Conditions of the Contract for Con-
struction, current as ot the date of this Agreement.
1.5.3 The Architect shall be a representative of the
Owner during the Construction Phase, and shall advise
and consult with the Owner. Instructions to the Contrao-
tor shall be forwarded Ihrough [he Archit?ct. The Archi-
tect shall have authority to act on behalf of the Owner
only to the extent provided in the Contract Documents
unless otherwise modified by written insVUment in ao-
cordunce with S�bFJ:.f3bf�rl; ?.5 �6
�.5.4 The Architect shall visit the site at intervals ap-
propriate to the stage of construction or as otherwise
agreed by the Architect in writing to become generally
tamiliar wfth the progress and quality of the Work and ro
determine in general if the Work is proceeding in accord-
ance with Ihe Contract Documents. However, the Archi-
ted shall not be required to make exhaustive or con-
tinuous on-site inspections to check the quality or quan-
titv of the Work. On the basis oi such ornsite observa-
tions as an architect, the Architect shall keep the Owner
informed of the progress and qualiry of the Work, and
shall endeavor to guard the Oevner against defects and
deficiencies in the Work of the Contractor.
1.5.5 The Architect shall no[ have control or charge of
and shall not be responsible for construction means,
methods, techniques, sequences or procedures, or for
safety precautions and programs in connection with the
Work, for the acts or omissions of the Contractor, Sub-
AIA DOCUMENT 8141 • OIVNER-ARCHITKT AGREEn1EN7 • iHIFTEENTH EDITION • IUIY �9]] • AIAa • OO �977
THE AMERICAN IFSTIiUTE OF ARCHITECTS, 1:35 NLAV 1'ORK iWENUE, N_AV., WASHINGTON, D.C. ?0006
-18c -
B141-1977 3
contractors or any other persons performing any of the
Work, or for the failure of any of them to ca�ry out the
Work in accordance with the Contract Documents.
1.5.6 The Architect shall at all times have access to the
Work wherever it is in preparation or progress.
1.5.7 The Architect shall determine the amounts owing
to the Convacror based on observations at the site and on
evaluations of the Coniractor's Applications for Payment,
and shall issue Certifica[es for Payment in such amounts,
as provided in the Contract Documents.
1.5.8 The issuance of a Certificate for Payment shall
constitute a representation by ihe Architect to the Owner,
based on the Architec['s observations at the site as pro-
vided in Subparagraph 1.5.4 and on the data mmprising
the Contractor's Application for Payment, that the Work
has progressed to the point indicated; that, to the best of
the Architect's knowledge, intormation and belief, the qual-
ity of [hP Work is in accordance with the ConMact Docu-
ments (subject to an evaluation of the Work for con-
formance with the Contract Documents upon Substantial
Completion, to the results of any subsequen[ tests re-
quired by or performed under the Contract Documents,
to minor deviations from the Contract Documents cor-
rectable prior ro completion, and [o any specific qualifica-
tions stated in the Certificate for PaymenU; and that the
Contractor is entided to payment in the amount certified.
However, the issuance of a Certificate for Payment shall
not be a representation that the Architect has made any
examination to ascertain how and for what purpose the
Contractor has used the moneys paid on account of fhe
Contract Sum.
1.59 The Architect shall be the interpreter of the re-
quirements of the Contract Documents and the judge of
the performance thereunder by both the Owner and
Contractor. The Architect shall render interpretations neo-
essary for the proper execution or progress of Ihe Work
with reasonable promptness on written request of either
the Owner or the Contrattor, and shall render written de-
tisions, within a reasonable time, on all daims, disputes
and other matters in question between the Owner and the
Contractor rela[ing to the execution or progress of the
Work or the interpretation of the Contract Documents.
1.5.�0 Inierpre[ations and decisions oi t��e Arci�i.ect shal�
be mnsistent with the intent of and reasonably inferable
from the Contract Documents and shall be in written or
graphic form. In the capacity of interpreter and judge,
the Architect shall endeavor to secure faithful perform-
ance by both the Owner and the Contractor, shall not
show partialiry to either, and shall not be liable for [he
result of any interpretation or decision rendered in goctd
faith in wch capaciry.
1.5.11 The ArchitecYs decisions in matters relating to
artistic effect shall be final if consistent with the intent of
Ihe ConVact Documents. The Architect's decisions on
any other daims, disputes or other matters, induding
those in question between the Owner and the Contractor,
shall be subject to arbitration as provided in this Agree-
ment and in the Contract Documents.
1.5.12 The Architect shall have authority to reject Work
which does not mnform to the Contract Documents.
Whenever, in the Architect's reasonable opinion, it is
RESOLUTION # 365
necessary or advisable for the implementation of the intent
of the Coniract Documen[s, the Architect will have author-
ity to require special inspection or testing of the Work in
accordance with the provisions of the Contract Docu-
ments, whether or not such Work be then fabricated, in-
stalled or completed.
1.5.73 The Architect shall review and approve or take
other appropriate action upon the Contractor's submittals
wch as Shop Drawings, Product Oata and Samples, but
only for conformance with the design concep[ of the
Work and with the information given in the Contract
Documents. Such action shall be taken with reasonable
promptness sc as to cause no delav. The ArchitecYs ap-
proval of a specific item shall not indicate approval of an
assembly of which the item is a component.
1.5.14 The Architect shall prepare Change Orders for
the Owner's approval and execution in accordance with
the Contract Documents, and shall have authoriry to order
minor changes in [he Work notiovolving an adjustment
in the Contract Sum or an extension of the Contract Time
which are not inconsistent with the intent of the Contract
Documents.
1.5.15 The Architec[ shall conduc[ inspections to deter-
mine the Dates of Substantial Completion and final com-
pletion, shall receive and forward to the Owner for the
Owner's review written warranties and related documents
required by the Contract Documents and assembled by
the Contractor, and shall issue a final Certificate for Pay-
ment.
1.5.16 The extent of the duties, responsibilities and lim-
itations of authoriry of the Architect as the Owner's rep-
resentative during construction shall not be modified or
extended without written consen[ ot the Owner, the Con-
tractor and the Architect.
�,6 PROjECT REPRESENTATION BEYOND BASIC SERVICES
1.6.1 If the Owner and Architect agree that more ex-
tensive representation at the site than is described in
Paragraph 1.5 shali be provided, the Architect shall pro-
vide one or more Project Representatives to assist the
Architect in carrying out such responsibilities at the site.
1.62 Such Project Representa[ives shall be selected, em-
ploved and directed bv Ihe Architect, and the Archi[ec[
shall be compensated therefor as mutually agreed be-
tween the Owner and the Architect as set forth in an ex-
hibit appended to this Agreement, which shall describe
the duties, responsibilities and limitations of authority of
such Project Representatives.
1.6.3 Through the observations by such Project Repre-
sentatives, the Architect shall endeavor to provide further
protection for the Owner against defects and deficiencies
in [he Work, but the fumishing of such project representa-
tion shall not modify the rights, responsibilities or obliga-
tions of the Architect as described in Paragraph �.5.
�,7 ADDITIONAL SERVICES
The following Services are not induded in Basic
Services unless so ideniified in Artide 'I5. They shall
be provided if authorized or contirmed in writing by
the Owner, and they shall be paid for by the Owner
as provided in this Agreement, in addition to the
compensation for Basic Services.
AIA DONMENT B741 • O\NNER-ARCHITECT AGREEMENT • THIRTEENTH EDITIO\ • JULV 19i] • AIA'� • OO '1977
4 B�OI-79%% TNE AMERICAN INSTRUTE OF ARCHITCQS, 'Ii35 NftV YOFK AVENUE, NA\'., WASHINGTON, �.C. 20006
i�
1.7.1 Providing analyses of the Owner's needs, and pro-
gramming the requirements of the Project.
1J.2 Providing financial feasibility or other special
studies.
1J3 Providing planning surveys, site evaluations, envi-
ronmental studies or comparative studies of prospective
sites, and preparing special surveys, studies and submis-
sions required for approvals of governmental authorities
or others having jurisdiction over the Project.
1J.4 Providing services relative to future facilities, sys-
tems and equipment which are not intended to be con-
structed during the Construction Phase.
1J.5 Providing services to investigate existing conditions
or facilities or to make measured drawings thereof, or to
verify the accuracy of drawings or other information fur-
nished by the Owner.
1J.6 Preparing documents of alternate, separate or
sequential bids or providing extra services in connection
with bidding, negotiation or construdion prior to the
completion of the Construction Documents Phase, when
requesred by the Owner.
1.7.7 Providing coordination of Work performed by
separate contractors or by the Owner's own forces.
1.7.8 Providing services in connection with the work of
a construction manager or separate consultants retained
by the Owner.
1J.9 Providing Detailed Estimates of Construction Cost,
analyses of owning and operating costs, or detailed quan-
tity surveys or inventories of material, equipment and
labor.
1.7.10 Providing interior design and other similar ser-
vices required for or in connection with the selection,
procurement or installation of furniture, furnishings and
related equipment.
1J.11 Providing services for planning tenant or rental
spaces.
1J.12 Making revisions in Drawings, Specifications or
other documents when such� revisions are inconsistent
with written approvals or insGuctions previously given,
are required 'oy the en�ctmeni or mvisicn of codes, la.v>
or regulations subsequent to the preparation of such doo-
uments or are due ro other causes not solely within the
control of the Architect.
1J.13 Preparing Drawings, Specifications and supporting
data and providing other services in connection with
Change Orders to the estent that the adjustment in the
Basic Compensation resulting from the adjus[ed Con-
shuction Cost is not commensurate with the services re-
quired ot the Architect, provided such Change Orders are
required by causes not solely within Ihe control of the
Architect.
1.7.14 Making investigations, surveys, valuations, inven-
rories or detailed appraisals of existing facilities, and serv-
ices required in connection with construction performed
by the Owner.
1J.15 Providing consultatiom m�cerning replacement of
any Work damaged by fire or other cause during con-
RESOLUTION # 365
struc[ion, and fumishing services as may be required in
tonnection with the replacement of such Work.
1.7.76 Providing services made necessary by the default
of the Con[ractor, or by major defects or deficiencies in
the Work of the Con[ractor, or by failure of performance
of either the Owner or Contrector under the Contract for
Construction.
1.7.17 Preparing a set of reproducible record drawings
showing significant changes in the Work made during
construction based on marked-up prints, drewings and
other data furnished by the Contractor to the Architect.
1.7.18 Providing extensive assistance in the utilization of
any equipment or system such as initial start-up or testing,
adjusting and balancing, preparation of operation and
maintenance manuals, training personnel for operation
and maintenance, and consultation during opera[ion.
1.7.19 Providing services after issuance to Ihe Owner of
[he final Certificate for Payment, or in the absence of a
final Certificate for Payment, more than sixty days after
the Date of Substantial Completion of the Work.
1J.20 Preparing to serve or serving as an expert witness
in connection with any public hearing, arbitration pro-
ceeding or legal proceeding.
1J.21 Providing services of consultants for other than
the normal architectural, structural, mechanical and elec-
Vical engineering services for the Project.
1.7.22 Providing any other services not otherwise in-
cluded in this Agreement or not customarily furnished in
accordance wiin generally accepted architecturel practice.
�,g 71ME
1.8.1 The Architect shall perform Basic and Additional
Services as expeditiously as is consistent with professional
skill and care and the orderly progress of the Work. Upon
request of the Owner, the Architect shall submit for Ihe
Owner's approval a schedule for the performance of the
ArchitecYs services which shall be adjusted as required as
the Project proceeds, and shall indude allowances for peri-
ods of time required for the Owner's review and approval
of submissions and for approvals of authorities having
jurisdiction over the ProjecL This schedule, when approved
by the Owner, shall not, except for reasonable cause, be
exceeded by the Architect.
ARTICLE 2
THE OWNER'S RESPONSIBILITIES
2.1 The Owner shall provide full information regarding
requirements for tlie Project induding a program, which
shall set forth the Owner's design objectives, constraints
and criteria, induding space requirements and relation-
ships, flexibility and expandability, special equipment and
rystems and site requirements.
2.2 If the Owner provides a budget for the Project it
shall indude contingencies for bidding, changes in the
Work during construction, and oiher costs which are the
responsibility of the Owner, induding those described in
this Artide 2 and in Subparagraph 3.12. The Owner shall,
at the request of the Architect, provide a statement of
funds available for the Project, and their source.
AIA DOCUMENT Btit • OWNER-ARCHITECT AGRE6'v1ENT • THIRTEENTH EDITION • JULV 19i: • AIA� • OO '1977
THE A�tERICAN W571TUTE OF ARCHITECTS, �]35 NEW YORK AVENUE, N.W., WASHINGTON, D.G 20006
.�E.�:�
B141-1977 5
2.3 The Owner shall designate, when necessary, a rep-
resentative authorized to act in the Owner's behalf with
respect to the Project. The Owner or such authorized
representative shall examine the documents submitted by
the Architect and shall render decisions pertaining thereto
promptly, to avoid unreasonable delay in the progress of
the Architect's services.
2.4 The Owner shall furnish a legal description and a
certified land survey of the site, giving, as applicabie,
grades and lines of streets, alleys, pavements and adjoin-
ing property; rights-of-way, restrictions, easements, en-
croachments, zoning, deed restrictions, boundaries and
contours of the site; locations, dimensions and complete
data pertaining to existing buildings, other improvements
and trees; and full information concerning available serv-
ice and utility lines both public and private, above and
below grade, induding inverts and depths.
25 The Owner shall furnish the services of soil engi-
neers or other wnsultants when such services 3re deemed
necessary by the Architect. Such services shall indude test
borings, test pits, soil bearing values, percolation tests, air
and water pollution tests, ground corrosion and resistivity
tests, induding necessary operations for determining sub-
soil, air and water conditions, with reports and appropri-
ate professional recommendations.
2.6 The Owner shall furnish structural, mechanical,
chemical and other laboratory tests, inspections and re-
ports as required by law or the Contrad Documents.
2J The Owner shall furnish all legal, accounting and in-
surance counseling services as may be necessary at any
time for the Project, induding such auditing services as
the Owner may require to verify the Contractor's Applica-
tions for Payment or ro ascertain how or for what pur-
poses the Contractor uses the moneys paid by or on be-
half of the Owner.
2.8 The services, information, surveys and reports re-
quired by Paragraphs 2.4 through 2.7 inciusive shall be
fumished a[ the Owner's expense, and the Architect shall
be entided ro rely upon the accuracy and completeness
thereof.
2.9 If the Owner observes or otherwise becomes aware
of any fault or defect in the Project or nonconformance
with the Contract Gocumzr.cs, prompt wrt[en nctice
thereof shall be given by the Owner to the Architect.
2.10 The Owner shall furnish required information and
services and shall render approvals and decisions as ex-
peditiously as necessary for the orderly progress of the
Architect's services and of the Work.
ARTICLE 3
CONSTRUCTION COST
3,7 DEFINITION
3.1.1 The Construction Cost shall be the rotal cost or
estimated cost to the Owner of all elements of [he Project
designed or specified by the Architect.
3.1.2 The Construdion Cost shall indude at current
market rates, induding a reasonable allowance for over-
head and profit, the cost of labor and materiais furnished
by the Owner and any equipment which has been de-
6 6141-1977
RESOLUTION # 365
signed, specified, selected or specially provided for by
the Architect.
3.1.3 Construction Cost does not indude the compen-
sation of the Architect and the Architect's consultants,
the cost of the land, rights-of-way, or other costs which
are the responsibility of the Owner as provided in Arti-
de 2.
3,Z RESPONSIBILITY FOR CONSTRUCTION COST
3.2.7 Evaluations o� the Owner's Projec[ budget, State-
ments of Probable Construttion Cost and Detailed
Estimates of Construction Cost, if any, prepared by the
Archi[ect, represent the Architect's best judgment as a
design professional familiar with Ihe construction indus-
Vy. It is recognized, however, that neither the Architect
nor the Owner has control over the cost of labor, mate-
rials or equipment, over the Contractor's methods of de-
termining bid prices, or over competitive bidding, market
or negotiating conditions. Accordingly, the Architect
cannot and does not warrant or represent that bids or
negotiated prices will not vary from the Project budget
proposed, established or approved by the Owner, if any,
or from any Statement of Probable Construction Cost or
other cost estimate or evaluation prepared by the Archi-
tect.
3.2.2 No fixed limit of Cons[ruc[ion Cost shall be estab-
lished as a condition of this Agreemen[ by the furnishing,
proposai or establishment of a Project budget under Sub-
paragraph 1.1.2 or Paragraph 2.2 or otherwise, unless such
fixed limit has been agreed upon in writing and signed by
[he parties herero. If such a tixed limit has been estab-
lished, the Architect shall be permit[ed to include con-
tingencies for design, bidding and price escalation, to de-
termine what materials, equipment, component systems
and types of construction are to be induded in the Con-
tract Documents, to make reasonable adjustments in the
scope of the Project and to indude in the Contract Docu-
ments alternate bids to adjust the Construction Cost to the
fixed IimiL Any such fixed limit shall be increased in the
amount ot any increase in the Contract Sum oc[urring
after execution of the Contract for Construction.
3.2.3 If the Bidding or Negotiation Phase has not com-
menced within three months after the Architect submi[s
,'r.e Con>truction D: cuments [o the Owner, any Project
budget or fixed limit of Construction Cost shall be ad-
justed to reilect any change in Ihe general level of prices
in the construction industry behveen the date of submis-
sion of the Construction Documents to the Owner and
the date on which proposals are sought.
3.2.4 If a Project budget or fixed limit of Construc[ion
Cost (adjusted as provided in Subparagraph 3.23) is ex-
ceeded by the lowest bona fide bid or negotiated pro-
posal, the Owner shall (1) give written approval of an
increase in such fixed limit, (2) authorize rebidding or re-
negotiating of the Project within a reasonable time, (3) if
the Project is abandoned, terminate i� accordance with
Paragraph "10.2, or (4) cooperate in revising the Project
scope and quality as required [o reduce Ihe ConsVUCtion
Cost. In the case of (4), provided a fixed limi[ of Construo-
tion Cost has been established as a condi[ion of this Agree-
ment, the Architect, without additional charge, shall mod-
ify the Drawings and Specifications as necessary to mmply
AIA DOCUMENT 6141 • OWNEft-ARCHITECT AGREEMENT • iHIRTEEVTH EDITION • WLV t9]] • AIA'� • OO 19]]
THE AMERICAN INSTITUTE OF ARCHITEQS, 'V35 NEW YORK AVENUE, N.IV., WASHINGTON, D.G ]0006
�i�
with the fixed limit. The providing of such service shall be
[he limit of the Architect's responsibility arising from the
establishment of such fixed limit, and having done so, the
Architect shall be entitled to compensation for all services
performed, in accordance with this Agreement, whether
or not the Construction Phase is mmmenced.
ARTICLE 4
DIRECT PERSONNEL EXPENSE
4.1 Direct Personnel Expense is defined as the direct sal-
aries of all the Architect's personnel engaged on the Proj-
ect, and the portion of the cost of their mandatory and
customary conVibutions and benetits related thereto, such
as employment taxes and other s[atutory employee be�e-
fits, insurance, sick leave, holidays, vacations, pensions
and similar contributions and benefits.
ARTICLE 5
REIMBURSABLE EXPENSES
5.1 Reimbursable Expenses are in addition to the Com-
pensation for Basic and Additional Services and include
ac[ual expenditures made by the Architect and the Archi-
tect's employees and mnsultants ir, the interest of the
Project for the expenses listed in the following Sub-
paragraphs:
5.1.1 Expense of transportation in connection with the
Project; living expenses im m�nection with out-of-town
travel; long distance communications; and fees paid 4or
securing approval of authorities having jurisdiction over
the Project.
5.1.2 Expense of reproductions, postage and handling of
Drawings, Specifications and other documents, exduding
reproductions for the office use of the Architect and the
Architect's consultants.
5.1.3 Expense of data processing and photogrephic pro-
duction techniques when used in connection with Addi-
tional $ervices.
5.1.4 If authorized in advance by the Owner, expense of
overtime work requiring higher Ihan regular rates.
5.15 Expense of renderings, models and mock-ups re-
quested by the Owncr
5.1.6 Expense of any additional insurance coverage or
limits, induding professional liability insurance, requested
by the Owner in excess of that normally carried by the
Archited and the Architect's consultants.
ARTICLE 6
PAYMENTS TO THE ARCHITECT
6,� PAYMENTS ON ACCOUNT OF BASIC SERVICES
6.1.1 An initial payment as se[ forth in Paragraph 14.1 is
the minimum payment under this Agreement.
6.1.2 Subsequent payments for Basic Sen-ices shall be
made monthly and shall be in proportion to services per-
formed within each Phase of services, on the basis set
forth in Article 14.
6.1.3 If and to the extent [hat the Contract T:•.ie initially
established in thc Contract for Construction is exceeded
RESOLUTION # 365
or eztended through no fault of the Architect, compensa-
tion tor any 3asic Services required for such eztended
period of Administration of the Construction Con[ract
shall be computed as set forth in Paragraph 14A for Addi-
tional Servfces.
6.1.4 When compensation is based on a percentage of
Construc[ion Cost, and any portions of the Project are
deleted or otherwise not constructed, compensation for
such portions of the Project shall be payable to the extent
services are performed on such portions, in accordance
with the schedule set forth in Subparagraph �4.2.2, based
on (1) the lowest bona fide bid or negotiated proposal or,
(Z) if no such bid or proposal is received, the most recent
Statement of Probable Construction Cost or Detailed Esti-
mate of Construction Cost for such portions of the Project.
b,Z PAYMENTS ON ACCOUNT OP
ADDITIONAL SERVICES
6.2.1 Payments on account of the Architect's Addi[ional
Services as defined in Paragraph 1J and for Reimbursable
Expenses as defined in Artide 5 shall be made monthly
upon presentation of the Architect's statement of services
rendered or expenses incurred.
6.3 PAYMENTS WITHHELD
6.3.1 No deductions shall be made from the Architect's
compensation on account of penalty, liquidated damages
or other sums withheld from payments to contractors, or
on account of the cost of changes in the Work other than
those for which,the Architect is held legally liable.
6,4 PROJEC7 SUSPENSION OR TERMINATION
6.4.1 If the Project is suspended or abandoned in whole
or in part for more than three months, Ihe Architect shall
be compensated for all services performed prior to receipt
of written notice from the Owner of such suspension or
abandonment, together with Reimbursable Expenses then
due and all Termination Expenses as defined in Paregraph
10.4. If the Project is resumed after being suspended for
more than three months, the ArchitecYs compensation
shall be equitably adjusted.
ARTICLE 7
ARCHITECT'S ACCOUNTING RECORDS
7.1 Records of Reimbursable Ezpenses and expenses per-
taining ro Additional Services and services performed on
the basis of a Multiple ot Direct Personnel Expense shall
be kept on the basis of generally accepted accounting
principles and shall be available to the Owner or the
Owner's authorized representative at mutually convenient
times.
ARTICLE 8
OWNERSHIP AND USE OF DOCUMENTS
8.1 Drawings and Specifications as inshuments of serv-
ice are and shall remain the property of the Architect
whether the Project for which they are made is executed
or not: The Owner shall be permitred ro retain copies, in-
cluding reproducible copies, of Drawings and Specifica-
tions for information and reference in connection with the
Owner's use and occupancy of Ihe Projeci. The Drawings
and Specifications shall not be used by the Owner on
AIA DOCUMENT Bi41 • OK'NER-ARCHITECT AG2EEMENT • THIRTEE'VTH EDITION • NLY'1977 • AIA�' • OO �977
THE AMERICAN INSTITUTE OF AREHITECTS, ti35 NE\V YORK AVENUE, N.\V., N'ASHINGTON, D.C. 20006
i�
B141-1977 7
other projects, for additions to this Project, or for comple-
tion of this Project by others provided the Archi[ect is not
in default under this Agreement, except by agreemen[ in
writing and with appropriate mmpensation to the Archi-
tect.
8.2 Submission or distribu[ion to meet official regulatory
requirements or for other purposes in connection with the
Project is not ro be construed as publication in derogation
of the ArchitecYs rights.
ARTICLE 9
ARBITRATION
9.� All daims, disputes and other mat[ers in ques[ion
between the par[ies ro this Agreement, arising out of or
relating to this Agreement or the breach thereof, shall be
decided by arbitration in accordance with the Construo-
tion Industry Arbitretion Rules of the American Arbitra-
tion Association then obtaining unless the parfies mu[u-
ally agree otherwise. No arbitration, arising out of or re-
lating to this Agreement, shall indude, by consolida[ion,
joinder or in any other manner, any additional person not
a parry to this Agreement except by written consent con-
taining a specific reference to this Agreement and signed
by the Architect, the Owner, and any other person sought
to be joined. Any wnsen[ [o arbitration involving an ad-
ditional person or persons shall not constitute consent to
arbitration of any dispute not described therein or with
any person not named or desaibed therein. This Agree-
men[ to arbitrate and any agreement to arbitrate with an
additional person or persons duly consented to by the
parties to this Agreement shall be specifically enforceable
under the prevailing arbitration law.
9.2 Notice of the demand for arbitration shall be filed in
writing with the other party to this Agreement and with
the American Arbitration Association. The demand shall
be made within a reasonable time after the claim, dispute
or other matter in question has arisen. In no event shall
the demand for arbitration be made after the da[e when
institution of legal or equitable proceedings based on
such daim, dispute or other matter in question would be
barred by the applicable statu[e of limitations.
93 The award rendered by the arbitrators shall be final,
and judgment may be encered upon it in accordance wiih
applicable law in any court having jurisdiction thereof.
ARTICLE 10
TERMINATION OF AGREEMENT
10.1 This Agreement may be terminated by either parry
upon seven days' written notice should the other party
fail substantially to perform in accordance with its terms
through no fault of the party initiating the termination.
10.2 This Agreement may be termina[ed by [he Owner
upon at least seven days' written notice to the Architect
in [he even[ that [he Project is permanendy abandoned.
10.3 In the event of termination not the fault of the Ar-
chitect, the Architect shall be compensated for all services
performed to termination date, together with Reimburs-
able Ezpenses then due and all Termination Expenses as
defined in Paragraph 10.4.
8 8141-1977
RESOLUTION # 365
10.4 Termination Expenses include expenses directly at-
tributable to termination for which the Architect is not
o[herwise compensated, plus an amount computed as a
percentage of the total Basic and Additional Compensa-
tion eamed to the time of termination, as follows:
.1 20 percent if termina[ion occurs during the Sche-
matic Design Phase; or
.2 10 percent if termination occurs during the Design
Development Phase; or
.3 S percent if termination occurs during any subse-
quent phase.
ARTICLE 11
MISCELLANEOUS PROVISIONS
11.1 Unless otherwise specified, this Agreement shall be
govemed by the law of the principal p�ace of business of
the Architect.
11.2 Terms in this Agreement shall have the same mean-
ing as those in AIA Document A201, General Conditions
of the Contract for Construction, current as of the date
of this Agreement.
11.3 As between [he parties to [his Agreement: as to all
acts or failures to act by ei[her parry to this Agreement,
any applicable stamte of limitations shall commence to
run and any alleged cause of action shall be deemed to
have accrued in any and all events not later than the rele-
vant Date of Substantial Completion of the Work, and as
to any acts or failures to ac[ occurring after the relevant
Date of Substantial Completion, not later than the date of
issuance of the final Certificate for Payment.
11.4 The Owner and the Architect waive all rights
against each other and against the contracrors, consult-
ants, agents and employees of the other for damages cov-
ered by any property insurance during construction as set
forth in the edition of AIA Document A201, General Con-
ditions, current as of the date of this Agreement. The
Owner and che Architect each shall require appropriate
similar waivers from their conVactors, consultants and
agents.
ARTICLE '12
SUCCESSORS AND ASSIGNS
�2.7 The Owner and the Architect, respedively, bind
themselves, their partners, successors, assigns and legal
representatives to the other party to this Agreement and
ro the partners, successors, assigns and legal representa-
tives of such other parry with respect to all covenants of
this Agreement. Neither the Owner nor the Architect shall
assign, sublet or [ransfer any interest in this Agreement
without the written consent of the other.
ARTICLE 13
EXTENT OF AGREEMENT
13.1 This Agreement represents the entire and integrated
agreement between the Owner and the Architect and
supersedes all prior negotiations, representa[ions or agree-
ments, either written or oral. This Agreement may be
amended only by written instrument signed by both
Owner and Architect,
AIA DOCUMENT BiC/ • OWNER-ARCHITEQ AGREEMENT • THIRTEENiH EDITION •)ULV 19]: • AIA� • OO �977
THE AMERICAN WSTITUTE OF ARCHITEQS, 'V35 NEW YORK AVENUE, N.K'., WASHINGTON, D.C. 20006
- 18h-
�
RESOLUTION # 365
ARTICLE 14
BASIS OF COMPENSATION
The Owner shall compensate the Architect for the Scope of Services provided, in accordance with Article 6, Payments
to the Architect, and the other Terms and Conditions of this Agreement, as follows:
�4.1 AN INITIAL PAYMENT of NONE dollars ($ )
shall be made upon execution of this Agreement and credited to the Owners account as follows:
14.2 BASICCOMPENSATION 5.9$ for a conventional building and/or
5.2o for a metal building
14.2.1 FOR BASIC SERVICES, as described in Paragrephs'I.� through 1.5, and any other services included in Article'IS
as part of Basic Services, Basic Compensation shall be computed as follows:
(He�e insert basis o/ mmpensation, induding /ixed amounts, multiples or percentages, and identily Phases to which particular methods oi compensa-
tion apply, il necessary.;
A. 5.2� or 5.90 as stated above on all City Contracted
Construction Work
B. There will be no change in fee for deduct alternate bids.
C. Fee for add alternate bids will be as follows:
1) If bid is accepted,.5.2% or 5.90 as stated above.
2) If bid is not accepted (5.2� or 5.90) x 80�.
14,2,2 Where compensation is based on a S[ipulated Sum or Percentage of Construdion Cost, payments for Basic
Services shall be made as provided in Subparagraph 6.�.2, so that Basic Compensation for each Phase shall
equal the following percentages of the total Basic Compensation payable:
pnclude any aaGiciowl Phaces as appropriateJ
Schematic Design Phase: Twenty percent (20 %)
Design Development Phase: Twenty percent (20 %)
Construction Documents Phase: Thirty—Five percent (35 %)
Bidding or Negotiation Phase: FiVe percent (OS %)
Construction Phase: Twenty percent (20 %)
14.3 FOR PROjECT REPRESENTATION BEYOND BASIC SERVICES, as described in Paragraph 1.6, Compensation shall
be computed separately in accordance with Subparagraph �.62.
AIA DOCUMENT 6171 • OIVNER-ARCHITECT AG2EEMENT • THIR-EENTH EDITION •)ULY t9i7 • AIA� • OO 7977
THE AMERIUN I�\STITUTE� OF ARCHITKTS, V35 NEW YORK AVENUE, N W., WASHWGTON, D.C. 20006 6141-1977 �I
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RESOLUTION # 265
14.4 COMPENSATION FOR ADDITIONAL SERVICES
14.4.1 FOR ADDITIONAL SERVICES OF THE ARCHITECT, as described in Paragraph �J, and any o[her services in-
duded in Artide 15 as part of Additional Services, but exduding Additional Services of consultants, Compen-
sation shall be computed as follows:
(Here insert basfs o/ mmpensation, lnduding rates and/or multiples of Diiect Personnel Expense lor Principals and employees, antl idenlily Vnncipals
and dassily emp/oyees, ii requi�ed. Identily specific servlces to whlch parGCUlar methods of compensallon apply, !f necessary_)
1. Principals' time
($55.00) per hour
Principals are:
at the fixed rate of FIFTY FIVE DOLLARS
. For the purpose of this Agreement,
Robert L. Yarbro
Richard J. Kempinger
2. Employees' time at a multiple o£ TWO POINT FIVE (2.5) times
the employees' Direct Personnel Expense, as defined in
Article 4. .
14.4.2 FOR ADDITIONAL SERVICES OF CONSULTANTS, induding additional structural, mechanical and electrical
engineering services and those provided under Subparagraph �721 or identified in Artide 15 as part of Addi-
tional Services, a mul[iple of one pOlnt One five � 1. 15 '� times the amounts billed
to the Architect for such services.
(Iden(i(�� speclfic types ol mnsullanls in Arlide 95. il re��uiredJ
14.5 FOR REIMBURSABLE EXPENSES, as described in Artide S, aPd anv other items included in Artide 15 as Reim-
bursable Expenses, a multiple of one point one T1ve' ( 1. 15 ) times the amounts ex-
pended by the Architect, the Architect's employees and consultants in the interest of the Project.
14.6
14.7
Payments due the Architect and unpaid under this Agreement shall bear interest from the date payment is
due at the rate entered below, or in the absence thereot, at the legal rate prevailing a[ the principai place of
business of the Architect.
!Heie insert anv iate ot inte�est agreed uponJ
;USUry laws and requiiements under the Federal Truth in Lending Act. simrlar vate �nd Incal mnsumer credn la�va and other regu/alinns az(he
Owner's and ArchitecCs princiP�� P�aces o/ bminess, the location o/ the Pro�ect and rlsewhere may akect the validiN oi this provision. Specifir legal
adrice should he oblained with respec[ ro delelion. modi/icazion. or othrr requbemrn�s surh aa wii[mn disdoswes or waivrrU
The Owner and the Architect agree in accordance with the Terms and Conditions of this Agreement that:
14J.1 IF THE SCOPE of Ihe Project or ot the Architec['s Services is changed ma[erially, the amounts of compensation
shall be equitably adjusted.
14J.2 IF THE SERVICES covered by this Agreement have not been mmpleted within twelve (12 )
O months of the date hereof, through no fauit of the Architect, the amounts of compensation, rates and
multiples set forth herein shall be equitably adjusted.
AIA DONMENT B141 • Ol\'NER-ARCHITECT TGRE[f.1ENT • THIRTEENTH EDfTIdV •)ULY 1777 • AIA� • OO �9�7
�O B'I4'I-'IBJJ THE AMERIG\N IfJSTITUTE OF ARCHITECTS, t]35 NE\V YORK AVE��'UE. N.\\'., \4'ASHINGTON, D.C. 20006
- 18J -
RESOLUTION # 365
ARTICLE 15
OTHER CONDITIONS OR SERVICES
15.1 Add the following to Article 2.5. "The Architect will
evaluate soil conditions at test pits dug by the City.
If conditions are questionable, soil borings will be
ordered as hereinbefore stated.
15.2 Add the following to Article 5.1.2. "The Owner may
elect to provide reproduction services for plans and
specifications, including all covers, binders, etc."
15.3 Add the following paragraph 5.1.7 as follows:
"5.1.7 Charges for time expended at meetings with
persons other than the City Manager, members of the
Fire Department and/or members of the City of Oshkosh
Code Enforcement Department."
15.4 The Architect will coordinate the construction work
between all Prime Contractors.
AIA �OCUMENT B141 • OWNER-AFCHITKT AGRE6\1ENT • THIRTEENTH EDITION •)ULY 19ii • AIA� • Q"19i]
THE Ah1FRIG\N INSiI�UT[ OF ARCHITEQS, V35 NEW VORK AVENUE, N.11'., W�SHINGTON, D.0 20006 B741-1977 ��
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��.
RESOLUTION # 365
IN WITNESS WHEREOF, the City of Oshkosh, Wisconsin has caused this
Contract to be sealed with it's corporate seal and to be subscribed
to by it's City Manager and City Clerk and countersigned by the
Comptroller of said City, and the party of the second part hereunto
sets it's, his or their hand and seal the day and year first above
written.
In the presence of:
��.�a � . C�.�� '
I hereby certify that provisions
have been made to pay the
liability that will accrue to the
City of Oshkosh under this
Contract
City Comptroller
Approved as to form and execution
y Attorney
ARCHITECT
YARBRO-KEMPINGER ARCHITECTS, INC.
By �
Title Ui .
By � G%�-('/�'�i�
Title
OWNER
CITY OF OSHKOSH, WISCONSIN
By
William D. Frueh, City Manager
By
Donna C. Serwas, City Clerk
(Seal of City)
12
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