Loading...
HomeMy WebLinkAbout34256 / 87-473�� v����O _ _ �.�°�� /�� CITY OF OSHKOSH, WISCONSIN CABLE TELEVISION FRANCHISE ORDINANCE Date: January 16, 1987 Prepared by: Herbst & Thue, Ltd. 2030 Northwestern Financial Center 7900 Xerxes Avenue South Bloomington, Minnesota 55431 {612? 835-2434 �, / . TABLE OF CONTENTS Section 1. STATEMENT OF INTENT AND PURPOSE. 1.01 Statement of Intent and Purpose 1.02 Award Fee and Franchising Costs Section 2. Section 3. Section 4. Section 5. SHORT TITLE DEFINITIONS GRANT OF AUTHORITY AND GENERAL PROVISIONS 4.01 Grant of Franchise 4.02 Criteria of Selection 4.03 Authority for Use of Streets 4.04 Franchise Term 4.05 Area Covered 4.06 Police Powers 4.07 Use of Grantee Facilities 4.08 Written Notice 4.09 Franchise Non-Exclusive DESIGN PROVISIONS 5.01 System Upgrade 5.02 System Rebuild , 5.03 Institutional Loop 5.04 Initial Service Area 5.05 Provision of Service 5.06 Technical Standards 5.07 Special Testing -1- Section 6. SERVICE PROVISIONS 6.01 Basic Service 6.02 Emergency Services 6.03 Public, Educational and Governmental Access 6.04 Local Programming Grant 6.05 Return Capability Section 7. CONSTRUCTION PROVISIONS 7.01 Construction Timetable 7.02 Construction Delay 7.03 Rebuild Progress Beports 7.04 Construction Standards 7.05 Construction Codes and Permits 7.06 Repair of Streets and Property 7.07 Use of Existing Poles 7.08 Undergrounding of Cable 7.09 Reservation of Street Rights 7.10 Trimming of Trees 7.11 Street Vacation or Abandonment 7.12 Movement of Facilities SECTION 8. OPERATION AND MAINTENANCE 8.01 Open Hooks and Records 8.02 Cor.imunications with Regulatory Agencies 8.03 Annual Reports 8.04 Periodic Inspection 8.05 Additional Reports 8.06 Subscriber Complaint Practices -2- � 8.07 Subscriber Information 8.08 Subscriber Billing Practices and Refund Policies 8.09 Notice of Rate Change 8.10 Periodic Review and Evaluation Sessions Section 9. GENERAL FINANCIAL AND INSURANCE PROVISIONS 9.01 Payment to City 9.02 Performance Band 9.03 Security Fund 9.04 Penalties from Security Fund 9.05 Procedure for Imposition of Penalties 9.06 Damages and Defense 9.07 Liability Insurance 9.08 City's Right to Revoke 9.09 Revocation Procedures Section 10. FORECLOSURE, RECEIVERSHIP AND ABANDONMENT 10.01 Foreclosure 10.02 Receivership 10.03 Abandonment Section 11. REMOVAL, TRANSFER AND PURCHASE 11.01 Removal After Revocation or Expiration 11.02 Sale or Transfer of Franchise 11.03 Purchase by City Upon Expiration or Revocation Section 12. MISCELLANEOUS PROVISIONS 12.01 Discriminatory Practices Prohibited 12.02 Franchise Renewal -3- Section 13. 12.03 12.04 12.05 12.06 12.07 12.08 Continuity of Service Mandatory Work Performed by Others Compliance With Federal, State and Local Laws Nonenforcement by City Administration of Franchise Cable Television Advisory Commission 12.09 Emergency Uses 12.10 Construction 12.11 Captions 12.12 Calculation of Time 12.13 Unauthorized Connections EFFECTIVE DATE; PUBLICATION; AND TIME OF ACCEPTANCE; 13.01 Publication; Effective Date 13.02 Time of Acceptance -4- ORDINANCE NO. AN ORDINANCE GRANTING A CABLE TELEVISION FRANCKISE TO WARNER CABLE COMMUNICATIONS, INC. TO OPERATE AND MAINTAIN A CABLE TELEVISION SYSTEM IN THE CITY OF OSHKOSH; SETTING FORTH CONDITIONS ACCOMPANYING THE GRANT OF THE FRANCHISE; PROVIDING FOR REGULATION ?ND USE OF THE SYSTEM; AND PRESCRIBING PENALTIES FOR THE VIOLATION OF ITS PROVISIONS. THE COMMON COUNCIL OF THE CITY OF OSHKOSH DO ORDAIN AS FOLLOWS: SECTION 1. STATEMENT OF INTENT AND PURPOSE. 1.01 Statement of Intent and Purpose. The City intends, by the adoption of this Franchise, to bring about the continued development and operation of a System. Such a development can contribute significantly to meeting the communications needs and desires of many individuals, associations and institutions. 1.02 Award Fee and Franchising Costs. Grantee shall reim- burse the City for all costs, including attorney's fees and publication fees, expended in the soliciting, processing and awarding of the Franchise; provided, however, Grantee's obliga- tion shall not exceed Thirty-three Thousand Dollars and 00/100 ($33,000.00). Payment shall be made by Grantee at the time of acceptance of this Franchise as set forth in Section 14.02 hereof. -5- SECTION 2. SHORT TITLE This ordinance shall be known and cited as the "City of Oshkosh Cable Television Franchise Ordinance". Within this document it shall also be referred to as "this Franchise" or "the Franchise". � 0 SECTION 3. DEFINITIONS For the purpose of this Franchise, the following terms, phrases, words and their derivations shall have the meaning given herein. When not inconsistent with the context, words used in the present tense include the future tense and words in the future tense include the present tense, words in the plural number include the singular number and words in the singular number include the plural number. The words "shall" and "will" are mandatory and "may" is permissive. Words not defined shall be given their common and ordinary meaning. 3.01 "Basic Service" means that level of service regularly provided to all subscribers including the retransmission of local tele'vision broadcast signals and the access channels required herein. 3.02 "Cable Mile" means a mile of cable bearing strand. 3.03 "Channel" means a six (6) Megahertz (MHz) frequency band, which is capable of carrying either one standard video signal, a number of audio, digital or other non-video signals, or some combination of such signals. 3.04 "CitY" means the City of Oshkosh, Wisconsin, a municipal corporation in the State of Wisconsin or its delega- tions. The City Council is the authority of the City. 3.05 "Completion of the System Rebuild" means that the System has been rebuilt and activated in accordance with Section 5.02 hereof. Specifically, all strand has been put up -7- , and all necessary cable lashed or buried; trenches refilled and landscaping replaced; amplifiers and power supplies installed and grounded; and all other necessary construction completed so that the System, as rebuilt, is capable of distributing a signal to any subscriber and ready for testing by the City pursuant to Section 7.01(D) hereof. 3.06 "Converter" means an electronic device which converts signals to a frequency not susceptible to interference within the television receiver of a subscriber and by an appropriate channel selector also permits a subscriber to view all signals included in the Basic Service delivered at designated converter dial loca- tions. 3.07 "Drop" means the cable that connects the subscriber ter- minal at a point in the subscriber's home, designated by the subscriber, to the nearest feeder cable of the System. 3.08 "Dwelling Unit" means any building, structure, or por- tion thereof which is occupied as, or designed or intended for occupancy as a residence by one or more individuals or families. The term Dwelling Unit is not limited to units occupied by per- sons as their usual place of residence and includes houses rented periodically or used only as seasonal homes. 3.09 "FCC" means the Federal Communications Commission or a designated representative. 3.10 "Grantiee" means Warner Cable Communications, Inc., its � agents, employees, lawful successors, transferees or assignees. 3.11 "Gross Revenues" means the annual gross revenues of Grantee from all sources of operations of the System within the City including, but not limited to, Basic Service monthly fees, pay television fees, installation and reconnection fees. This term does not include any sales, excise or other taxes collected by Grantee on behalf of the state, city, or other governmental unit, or any local advertising revenues. Revenues generated from per-program audio-visual signals shall not be included in the definition of Gross Revenues until the two (2) year anniversary of the first per-program audio-visual signal in the City. 3.12 "Installation" means the act of connecting the System from the feeder cable to the subscriber terminal so that cable service may be received by the subscriber. 3.13 "Pay Television" means the delivery over the System of per-channel or per-program audio-visual signals to subscribers for a fee or charge, in addition to the charge for Basic Service. 3.14 "Person" means any corporation, partnership, proprietorship or organization authorized to do business in the State of Wisconsin, or any natural person. 3.15 "Public Property" means any real property other than a Street owned by any governmental unit. 3.16 "Street" means the surface of and the space above and below any public street, public road, public highway, public freeway, public lane, public path, public way, public alley, �� public court, public sidewalk, public boulevard, public parkway, public drive or any public easement or right-of-way now or hereafter held by the City which shall, within its proper use and meaning in the sole opinion of the City, entitle Grantee to the use thereof for the purpose of installing or transmitting over poles, wires, cables, conductors, ducts, conduits, vaults, manho- les, amplifiers, appliances, attachments and other property as may be ordinarily necessary and pertinent to a System. 3.17 "Subscriber" means any person or entity who subscribes to a service provided by Grantee by means .of or in connection with the System whether or not a fee is paid for such service. 3.18 "System" means a facility, consisting of a set of closed transmission paths and associated signal generation, reception and control equipment that is designed to provide cable televi- sion service which includes video programming and which is pro- vided to multiple subscribers within the City, but such term does not include (A) a facility that serves only to retransmit the television signals of one (1) or more television broadcast sta- tions; (B) a facility that serves only subscribers in one (1) or more multiple unit dwellings under common ownership, control or management, unless such facility or facilities uses any public right-of-way; (C) a facility of a common carrier which is sub- ject, in whole or in part, to the provisions of title II of the Cable Communications Policy Act of 1984, except that such faci- lity shall be considered a System to the extent such facility is -10- used in the transmission of video programming directly to subscribers; or (D) any facilities of any electric utility used solely for operating its electric utility systems. 3.19 "System Rebuild" means that process to commence in March, 1989 and to be completed in September, 1990 and more fully described in Section 5.02 hereof by which Grantee will undertake certain steps to provide a System with fifty-four (54) channel capacity an3 an upper bandwidth of 400 MHz. 3.20 "System Upgrade" means that process to commence upon acceptance of this Franchise by which Grantee will make certain physical improvements to the System, more fully described in Section 5.01 hereof, by September 30, 1987, and expand the programming on Basic Service by November 15, 1987. 3.21 "Tapping" means monitoring communications signals, where the monitor is not an authorized monitor of the communications, whether the communications is monitored by visual or electronic means, for any purpose whatsoever. -11- 0 SECTION 4. GRANT OF AUTHORITY AND GENERAL PROVISIONS. 4.01 Grant of Franchise. This Franchise is granted pursuant to the terms and conditions contained herein. Such terms and conditions shall be subordinate to all applicable provisions of state and federal laws, rules and regulations. 4.02 Criteria of Selection. The Grantee's technical ability, financial condition and legal qualifications were considered and approved by the City in full public proceedings and affording reasonable notice and a reasonable opportunity to be heard. 4.03 Authority for Use of Streets. A. For the purpose of operating and maintaining a System in the City, Grantee may erect, install, construct, repair, replace, relocate, reconstruct and retain in, on, over, under, upon, across and along the Streets within the City such lines, cables, conductors, ducts, conduits, vaults, manholes, amplifiers, appliances, pedestals, attachments and other property and equipment as are necessary and appurtenant to the operation of the System; provided, however, that all applicable permits are applied for and granted, all fees paid and all other City codes and ordinances are otherwise complied with. B. Grantee shall construct and maintain the System so as not to interfere with other uses of Streets. Grantee shall make use of existing poles and other facilities available to Grantee. Grantee shall provide reasonable -12- 0 public notice to residents affected by proposed work; pro- vided, however, Grantee shall make a good faith effort to individually notify affected residents where the proposed work is not on public property prior to commencement of that work. C. Notwithstanding the above grant to use Streets, no Street shall be used by Grantee if the City, in its sole opinion, determines that such use is inconsistent with the terms, conditions or provisions by which such Street was created or dedicated, or presently used. 4.04 Franchise Term. This Franchise shall commence upon March 15, 1987 and shall expire on December 31, 2000 unless renewed, revoked or terminated sooner as herein provided. 4.05 Area Covered. This Franchise is granted for the terri- torial boundary �f the City. In the event of annexation by the City, any new territory shall become part of the area covered. 4.06 Police Powers. Grantee's rights are subject to the police powers of the City to adopt and enforce ordinances necessary to the health, safety and welfare of the public. Grantee shall comply with all applicable general laws and ordi- nances enacted by the City pursuant to that power. 4.07 Use of Grantee Facilities. The City shall have the right to install and maintain, free of charge, upon the poles and within the underground pipes and conduits of Grantee, any wires and fixtures desired by the City to the extent that installation -13- and maintenance does not interfere with existing and future operations of Grantee. 4.08 Written Notice. All notices, reports or demands required to be given in writing under this Franchise shall be deemed to be given when delivered personally to the person designated below, or when five (5) days have elapsed after it is deposited in the United States mail in a sealed envelope, with registered or certified mail postage prepaid thereon, or on the next addressed business day if sent by express mail or overnight air courier to the party to which notice is being given, as follows: If to the City: City of Oshkosh 215 Church Avenue P.O. Box 1130 Oshkosh, Wisconsin 54902 Attn: City Attorney If to Grantee: Warner Cable Communications, Inc. 304 High Avenue P.O. Box 240 Oshkosh, Wisconsin 54901 Attn: General Manager Such addresses may be changed by either party upon notice to the other party given as provided in this section. 4.09 Franchise Non-Exclusive. The Franchise granted herein is non-exclusive. The City specifically reserves the right to grant, at any time, additional franchises for a System in accor- dance with state and federal law and on the same material terms and conditions as contained in this Franchise. -14- SECTION 5. DESIGN PROVISIONS. 5.01 System Upgrade. Grantee shall immediately undertake an upgrading of the System in order to insure the capability of the System to deliver thirty-five (35) channels to the subscriber. The System Upgrade shall, at a minimum, include the following: A. A complete rideout and inspection of the System allowing Grantee to conduct a visual inspection and electro- nic monitoring in order to identify areas and specific loca- tions of defective cable, connectors, drops, traps and passive devices which may cause signal leakage. B. Upon identification of problems in accordance with paragraph A above, Grantee shall correct the deficiencies. Corrective measures will include, but not be limited to, repair or replacement of all defective cable, replacement of defective connectors with state-of-the-art integral man3ral- type connectors, and replacement of all defective drops, traps and passive devices. C. A second complete rideout of the System using electronic monitoring equipment to insure that all deficien- cies have been corrected. D. The rewiring of the head-end replacing all existing RG-59 and RG-6 cable with a specialized quad shield head- end cable and the appropriate connectors. E. Reception of Green Bay stations A1LUK (channel 11) and WPNE (Channel 38) shall be moved to the System head-end -15- allowing for reception directly off-air. F. The processing individually at the System head-end each signal received via microwave so as to provide stable pilot levels leaving the head-end. G. The elimination of audio-video programming on cable channels nineteen (19) and twenty (20) until Grantee has substantially minimized existing external interference on these channels. H. The securing of all Pay Television services by scrambling, thereby eliminating the need for negative traps. I. On or before November 15, 1987, Grantee will complete the distribution of converCers to all subscribers needing a converter to receive the Basic Service described at Section 6.01 hereof. 5.02 Svstem Rebuild. Grantee shall commence a rebuild of the SyStem (pre-engineering) in March, 1989 and ComQletion of the System Rebuild shall take place by October 1, 1990. A. Minimum general design specifications shall be as follows: 1. The System will include all necessary electro- nic equipment, power supplies, connectors, and other parts, components and equipment necessary to provide a complete and operational System with the frequency range of 50 to 4�� MHz. 2. The System will be rated for continuous 24 hour -16- service in an environment of up to 100� humidity and of temperature extremes typical of the City. 3. The System will be designed not to interfere with radio and/or television reception of non-subscribers. 4. All active circuitry in the equipment used shall be solid state and shall be equipped with electronic components �or lightning and surge protection. 5. Lightning arrestors will be installed on 110 VAC lines of AC power suppliers along with surge arrestors and time delay relays on the 60 volt secondary. 6. Remote power supply for powering of electronic equipment will be so regulated that AC output voltage does not vary by more than +2� with an input voltage range of 90 to 130 volts AC. The power location will not generate transients when energized that may prove harmful to the System equipment and components. 7. All outdoor equipment shall be housed in pro- tective housings which offer full protection against local environmental conditions. 8. All equipment will be equipped with coaxial cable fittings of positive moisture protection and effective electrical connection. Trunk line ampli- fiers, bridging amplifiers and line extender amplifiers -17- 0 will be contained in a weatherproof housing capable of strand mounting. 9. The head-end shall be equipped with stand-by emergency generation capability. B. Minimum specifications for the transportation system shall be as follows: 1. The transportation system shall be single trunk, single feeder cable type. 2. The transportation system shall be capable of transmittinq a minimum of 54 channels plus the complete FM band in the forward direction in the frequency band of 50-400 MHz. 3. All amplifiers shall be solid state equipment and designed to plug in 5-30 MHz reverse modules and filters. 4. All passive equipment shall have a passband from 5-400 MHz. C. Minimum specifications for the subscriber system shall be as follows: 1. There shall be no active equipment in underground vaults or apartment lock boxes unless con- ditions warrant and no other alternatives are feasible 2. There shall be no more than two line extenders in a cascade as a general design practice. D. Minimum specifications for subscriber installations -18- c are as follows: 1. All subscriber taps will be of the directional coupler type with either 1, 2, 4 or 8 outputs. 2. In the forward distribution system, at balanced temperature, a minimum level of +4 dBmv shall be main- tained at the back of the subscriber's television set or at the input of the subscriber's converter. 3. Plant shall be designed for dedicated facili- ties to cause a tap to be located for each possible subscriber shown on subscriber maps at the time of System design. Additional taps will be handled on a field change work order following design approval. 4. Terminating resistors and weather proofing will be provided on all outputs of each subseriber tap. 5. The System will be designed to allow a direc- tional coupler to be located at a point capable of supplying a signal to apartments, hospitals, institu- tions, multiple dwellings and nonstandard residential subscribers at +4 dBmv minimum at the back of the subscriber's television set or at the input of the subscriber's converter. E. The coaxial cable used in the System will be the latest field-proven type suitable for local environmental conditions. -19- 5.03 Institutional Loop. A. Grantee shall continue to provide for control and use by the City a separate twelve channel broadband closed circuit transmission loop. The loop shall both originate and terminate at the present location and shall continu� to interconnect the following: 1. University of Wisconsin, Oshkosh. 2. City Council Chambers. 3. All four (4) public junior high schools. 4. All public senior high schools. 5. All private senior high schools. 6. All public and�private elementary schools located within the City and designated by the City. 7. The main branch of the Winnebago County Courthouse. 8. The main office of the Board of Education. 9. Grantee's head-end. 10. Oregon Street Library. 11. Oshkosh Public Library. B. As a part of the System Rebuild Grantee shall upgrade the institutional loop to a 300 MHz mid-split, bi- directional system. 5.04 Initial Service Area. A. Grantee shall continue to serve those areas of the City currently served as of March 15, 1987. B. Grantee shall extend the System to unserved areas, -�- within a reasonable period of time, when such areas achieve a density equivalent to forty (40) Dwelling Units per aerial cable mile or eighty (80) Dwelling Units per underground cable mile as measured from the nearest point of existing useable cable trunk. C. Subscribers requiring a drop of 150 feet or less shall be provided service upon payment of a standard installation fee. Installations requiring underground drops or aerial drops in excess of 150 feet shall be considered non-standard installations to be charged at the actual cost of installation. D. Service will be provided to any other residential or non-residential unit upon agreement of the property owner to pay the actual cost of the required extension and/or installation. 5.05 Provision of Service. A. After service has been established by activating trunk and distribution cable for any area, Grantee shall pro- vide service to any requesting subscriber within that area thirty (30) days from the date of request. B. Grantee shall, upon request of a subscriber, install at a reasonable charge, a switching device so as to permit a subscriber to continue to utilize that subscriber's own television antenna as the subscriber so determines. -21- 5.06 Technical Standards. A. Specifications for System performance after the System Rebuild at the furthest subscriber and including the converter shall be as followsa Minimum Carrier to Noise Minimum Composite Triple Beat (CW) 54 Channel Load Minimum Cross Mod Synchronous 54 Channel Load Signal level at the back of the subscriber's television set or at converter input 43.5 dB 51.5 dB SI.S dB +4 dBmv (minimum) B. In the event special testing after the System Rebuild reports that Grantee is not meeting the technical parameters set Eorth in paragraph A above, Grantee shall report in writing to the City what corrective measures are being taken or why corrective measures are not necessary. C. In no event shall the failure to meet the technical parameters set forth in paragraph A above be grounds for the imposition oE penalties or the revocation of this Franchise unless so allowed under state or federal law. 5.07 S�ecial Testinq. A. At any time after commencement of service to subscribers, the City may reqvire or may retain an indepen- dent third-party to perform reasonable additional tests, full or partial repeat tests, different test procedures, or tests -22- involving a specific subscriber's drop. Such additional tests will be made on the basis of complaints received or other evidence indicating an unresolved controversy or signi- ficant noncompliance, and such tests will be limited to the particular matter in controversy. B. The City shall endeavor to so arrange its requests for such special tests so as to minimize hardship or incon- venience to Grantee or to the subscriber. C. Grantee shall bear all expenses incurred by the City as a result of special testing if such testing after the System Rebuild is completed finds the System not to be in compliance with those standards set forth in Section 5.06 unless the independent third-party reports that such non- compliance is due to reasons beyond the control of Grantee. D. If such testing finds the System to be in compliance with those standards set forth in Section 5.06 after the System Rebuild is completed, or the noncompliance is due to reasons beyond the control of Grantee, then the City shall bear all expenses incurred by the City as a result of special testing. E. Any special testing ordered by the City prior to the Completion of the System Rebuild shall be borne by the City unless the independent third-party reports ongoing fault on the part of Grantee, in which case Grantee shall bear the cost of the special testing. -23- SECTZON 6. SERVICE PROVISIONS. 6.01 Basic Service. On or before November 15, 1987, Grantee shall initially offer the following Basic Service: ACCESS - UWO MTV WBAY - Green Bay USA NETWORK ENTERTAINMENT & SPORTS PROGRAMMING NETWORK (ESPN) WFRV - Green Bay WPNE (PBS) - Green Bay WGN CHRISTIAN BROADCAST NETWORK (CBN) DISCOVERY NICKELODEON WLUK - Green Bay C-SPAN ARTS & ENTERTAINMENT NETWORK THE WEATHER CHANNEL WTMJ - Milwaukee WVTV - t4ilwaukee WISN - Milwaukee WGSA - Green Bay WXG2 - Appleton THE NASHVILLE NETWORK PINANCIAL NEWS NETWORK -24- 0 LIFETIME NETWORK CABLE NE4dS NETWORK — HEADLINE NEWS (CNN II) CABLE NEWS NETWORK (CNN) CABLE VALUE NETWORK (CVN) ACCESS — EDUCATIONAL, GOVERNMENTAL & PUBLZC Except as provided in Section 6.03(C), all programming deci- sions shall be that of Grantee; provided, however, Grantee shall maintain a Basic Service consisting of the same mix and quality throughout the term of this Franchise. 6.02 Emergencv Services. Grantee shall provide the City with an emergency alert override system, accessible via telephone and security code. Grantee shall, at its own expense, install, maintain and make the system fully operational. This system shall be capable of overriding the audio on all channels of the subscriber System in order that the City may deliver emergency messages. 6.03 Public, Educational and Governmental Access. A. Grantee shall provide to each of its subscribers who receive some or all of the services offered on the System reception on at least one specially designated public, educa- tional and governmental (PEG) access channel and one spe- cially designated access channel for the University of Wisconsin - Oshkosh. The specially designated PEG access channel may be used by the public on a first-come, first- -25- served, nondiscriminatory basis. B. Whenever the specially designated PEG access chan- nel or the specially designated University of Wisconsin - Oshkosh access channel is in use following completion of the System Rebuild for non-automated locally originated (non-duplicated) programming eight (8) hours per day Monday through Friday, for nine consecutive weeks, and there is a demand for use of an additional channel, Grantee shall have six months in which to provide a new specially designated access channel for the same purpose. C. Grantee and City jointly shall establish rules for the administration of the specially designated PEG access channel. Notwithstanding anything to the contrary, however, Grantee shall r.ot exercise any editorial control over any access channel. D. The City shall prescribe: 1. Rules and procedures under which Grantee is permitted to use the designated access channels for the provision of other services if the designated channels are not being used for the purposes designated; and 2e Rules and procedures under which such permitted use shall cease. 6.04 Local Pro4ramming Grant A. Grantee shall, within forty-five (45) days of a request from the City, provide a one-time grant in the amount -26- 0 of Forty-five Thousand Dollars ($45,000.00) to the City. The monies so granted shall be used by the City primarily for the purchase, acquisition, maintenance and repair of local programming equipment as determined by the City or its designee. B. It is expressly recognized and understood by the City and Grantee that this grant is for capital costs to be incurred in the support of public, educational and governmen- tal programming and is incidental to and not to be a part of any payment required under Section 9.01 hereof. 6.05 Return Capability. A. Zn order to cablecast meetings of the City, Grantee shall provide, upon request of the City, a return line or return capability between the City Hall and the System head- end. Grantee will provide and maintain for the City, at no cost, the modulator required for originating the signal as well as the head-end equipment necessary for processing the signal for retransmission to the subscribers. B. Grantee shall continue to maintain the return capa- bilities in order that programming can be originated at the following sites: Lincoln Elementary School North High School West High School University of Wisconsin - Oshkosh -27- SECTION 7. CONSTRUCTION PROVISIONS. 7.01 Construction Timetable. A. The System Upgrade, as described in Section 5.01 shall be accomplished by September 30, 1987, and the expan- sion of Basic Service by November 15, 1987. The ��mpletion cf the System Rebuild shall be accomplished by October 1, 1990. B. Grantee shall give notice to the City at such time as Grantee has completed the System Upgrade, including the expansion of Basic Service, and again upon @ompletion of the System Rebuild. The notice that the System Upgrade is completed shall include a description in reasonable detail of those improvements made as a result of the System Upgrade. The notice of c�ompletion of the System Rebuild shall include results of tests performed by an independent third-party retained by Grantee using those tests described in (D)(2) below and a brief narrative of those results. C. Upon receipt of notice and any test results pur- suant to paragraph B, the City may accept the notice and deem the upgrading or reb�ilding complete or determine, at its sole discretion, to pursue additional independent testing at the City's expense and by an independent third-party selected by the City. If the City pursues additional testing, it shall have sixty (60) days from receipt of Grantee's notice to receive a written report from an independent third-party; �� provided, however, if the City fails to receive such a writ- ten report within the sixty (60) days the System upgrading or rebuilding shall be deemed completed, unless the failure to receive such a report is due to unforeseen events, acts of God, or events beyond the reasonable control of the City. D. The completion of the System Upgrade or the completion of the System Rebuild shall be deemed to have taken place on (1) the date specified in Grantee's notice of actual completion, subject to positive confirmation in the independent third-party's report ar; (2) if such report is not positive, on the date on which the independent third- party reports positive confirmation, whichever is later. In rendering such a report, the independent third-party shall report on the following: 1. All improvements contemplated by the System Upgrade or the System Rebuild have been made or other- wise satisfactorily resolved; 2. Test results at up to ten (10) widely separated subscriber drops and using the following tests: a. Signal level b. Hum c. Bandpass response of the System d. Carrier to noise of the System e. TASO picture quality of 2 or better 3. Compliance with all applicable codes and standards. -29- 4. Carriage of the Basic Service, as available, set forth at Section 6.01. (System Upgrade only) E. The cost of any independent third-party so retained by the City shall be the responsibility of the City if such testing finds the System is in compliance with those stan- dards set forth in Section 5.06; provided, however, if such testing finds the System not to be in compliance with Section 5.06, then the costs of the City's independent third-party shall be the responsibility of Grantee unless the independent third-party reports that such noncompliance is due to reasons beyond the control of Grantee. 7.02 Construction Delay. Grantee shall notify the City of any delay in the completion of the System Upgrade or the System Rebuild. The City may extend the scheduled completion date for delays which result from occurrence of unforeseen events or acts of God. 7.03 Rebuild Progress Reports. Grantee shall furnish the City, upon request of the City, written reports, detailing the progress of the System Rebuild. Grantee shall provide any reaso- nable additional information which the City may desire as a part of such progress reports. 7.04 Construction Standards. A. All construction practices shall be in accordance with all applicable sections of the Occupational Safety and Health Act of 1970 and any amendments thereto as well as all -30- state and local codes where applicable. B. All installation of electronic equipment shall be of a permanent nature, durable and installed in accordance with the provisions of the National Electrical and Safety Code and National Electrical Code as amended. C. Antenna supporting structures (towers) shall be designed for the proper loading as specified in Electronics Industry Association's R.S. 3-22A Specifications. D. Antenna supporting structures (towers) shall be painted, lighted, erected and maintained in accordance with all applicable rules and regulations of the Federal Aviation Administration and all other applicable state or local codes and regulations. E. All of Grantee's plant and equipment, including but not limited to the antenna site, headend and distribution system, towers, house connections, structures, poles, wire, cable, coaxial cable, fixtures and appurtenances shall be installed, located, erected, constructed, reconstructed, replaced, removed, repaired, maintained and operated in accordance with good engineering practices, performed by experienced maintenance and construction personnel so as not to endanger or interfere with improvements the City may deem appropriate to make, or to interfere in any manner with the rights of any property owner, or to unnecessarily hinder or obstruct pedestrian or vehicular traffic. -31- F. Grantee shall at all times employ ordinary care and shall install and maintain in use commonly accepted methods and devices preventing failures and accidents which are likely to cause damage, injury or nuisance to the public. 7.05 Construction Codes and Permits. A. Grantee shall obtain all necessary permits from the City before commencing any upgrading or rebuilding of the System, including the opening or disturbance of any Street, or private or public property within the City. Grantee shall strictly adhere to all building and zoning codes curr2ntly or hereafter applicable to construction, operation or main- tenance of the System in the City. B. The City shall have the right to inspect all construction or installation work performed pursuant to the provisions of this Franchise and to make such tests as it shall find necessary to ensure compliance with the terms of the Franchise and applicable provisions of local, state and federal law. 7006 Re�air of Streets and Property. Any and all Streets or public property or private property which are disturbed or damaged during the construction, repair, replacement, relocation, operation, maintenance or reconstruction of the System shall be promptly repaired by Grantee, at its expense, and to a condition as good as that prevailing prior to Grantee's construction. 7.07 Use of Existing Poles. Grantee shall not erect, for any -32- reason, any pole on or along any Street in an existing aerial utility system without the advance written approval of the City, which approval shall not be unreasonably withheld. 7.08 Underqrounding of Cable. Cable shall be installed underground at Grantee's expense where both the existing telephone and electrical utilities are already underground. Previously installed aerial cable shall be placed underground in concert with other utilities when both the telephone and electri- cal utilities convert from aerial to underground construction. Grantee shall place cable underground in newly platted areas in concert with both the telephone and electrical utilities, unless this requirement is waived by the City. 7.09 Reservation of Street Rights. A. Nothing in this Franchise shall be construed to prevent the City from constructing, maintaining, repairing or relocating sewers; grading, paving, maintaining, repairing, relocating and/or altering any Street; constructing, laying down, repairing, maintaining or relocating any water mains; or constructing, maintaining, relocating, or repairing any sidewalk or other public work. B. All such work shall be done, insofar as practicable in such manner as not to obstruct, injure or prevent the free use and operation of the poles, wires, conduits, conductors, pipes or appurtenances of Grantee. C. If any such property of Grantee shall interfere -33- with the construction or relocation, maintenance or repair of any Street or public improvement, whether it be construction, repair, maintenance, removal or relocation oi a sewer, public sidewalk, or water main, Street or any other public improve- ment, thirty (30) days notice shall be given to Grantee by the City and all such poles, wires, conduits or other appliances and facilities shall be removed or replaced by Grantee in such manner as shall be directed by the City so Chat the same shall not interfere with the said public work of the City, as determined by the City; and such removal or replacement shall be at the expense of Grantee herein. D. Nothing contained in this Franchise shall relieve any person from liability arising out of the failure to exer- cise reasonable care to avoid injuring Grantee's facilities while performing any work connected with grading, regrading, or changing the line of any Street or public place or with the construction or reconstruction of any sewer or water system. 7.10 Trimming of Trees. Grantee shall have the authority to trim trees on public property and within utility easements at its own expense as it may be necessary tp protect its wires and faci- lities, consistent with all ordinances of the City. Trimming of trees on private property shall require prior affirmative consent of the property owner. 7.11 Street Vacation or Abandonment. In the event any Street -34- or portion thereof used by Grantee shall be vacated by the City or the use thereof discontinued by Grantee, during the term of this Franchise, Grantee shall, at Grantee's expense, forthwith remove its facilities therefrom unless specifically permitted by the City to continue the same, and on the removal thereof restore, repair or reconstruct the Street area where such removal has occurred, and place the Street area where such removal has occurred to a condition similar to that existing before such removal took place. In the event of failure, neglect or refusal of Grantee, after thirty (30) days notice by the City to remove the facilities or to repair, restore, reconstruct, improve or maintain such Street portion, the City may do such work or cause it to be done, and the cost thereof as found and declared by the City shall be paid by Grantee as directed by the City and collec- tion may be made by any available remedy. 7.12 Movement of Facilities. In the event it is necessary temporarily to move or remove any of Grantee's wires, cables, poles, or other facilities placed pursuant to this Franchise, in order to lawfully move a large object, vehicle, building or other structure over any Street of the City, upon two (2) weeks notice by the City to Grantee, Grantee shall move, at the expense of the person requesting the temporary removal, such of his facilities as may be required to facilitate such movements. Any service disruption provisions of this Franchise shall not apply in the event that the removal of Grantee's wires, cables, poles or other facilities results in temporary service disruptions. -35- SECTION 8. OPERATION AND MAINTENANCE. 8.01 Open Books and Records. The City shall have the right to inspect or audit, upon twenty-four (24) hours written notice, at any time during normal business hours, all books, records, maps, plans, financial statements, service complaint records, performance test results, record of requests for service and other like materials of Grantee which are reasonably necessary for the administration or enforcement of this Franchise. Such notice shall state the purpose of the inspection or audit and contain a description, to the best of the City's ability, of the books, records and documents the City wants to inspect or audit. 8.02 Communications with Regulatory Agencies. Copies of all petitions, applications, communications and reports submitted for the System by Grantee or on behalf of or relating to Grantee to the FCC, Securities and Exchange Commission or any other federal or state regulatory commission or agency having jurisdiction in respect to the System authorized pursuant to this Franchise shall also be submitted upon request to the City. Copies of responses from the regulatory agencies to Grantee shall likewise be fur- nished to the City, upon request, in an expeditious manner. 8.03 Annual Reports. Within one hundred twenty (120) days of the end of its fiscal year, including the year in which the Franchise becomes effective, Grantee shall file with the City a legible copy of the following information regarding the System. A. A financial statement including a statement of -36- income, operating expenses, balance sheets with a schedule of property, plant and equipment, and a statement of sources and uses of funds prepared in accordance with generally accepted accounting principles and certified by a financial officer of Grantee. B. A summary of the previous year's activities in the development of the System, including, but not limited to, construction and services began or discontinued during the reported year. C. A current copy of its subscriber service agreement. D. A summary of service repair complaints compiled from service work orders. 8.04 Periodic Inspection. Upon request of the City, the City and Grantee shall undertake an inspection of the System to ascer- tain the System performance at subscriber drops randomly selected by the City. In the absence of any City action taken to further exercise this right, the City and Grantee shall be subject to at least the procedures set forth below. A. The City sha11 give written notice to Grantee of the City's intention to undertake an inspection of the System and the name of that person who will participate for the City. The person so designated need not be trained in cable televi- sion technology. B. Grantee shall, within ten (10) days of receipt of the City notice, select one person who will participate for -37- Grantee and so notify the City. The person so designated need not be.trained in cable television technology. C. The representatives of the City and Grantee shall, within ten (10) days of the selection of the Grantee repre- sentative, select a third representative who need not be trained in cable television technology. D. Within fifteen (15) days after the appointment of all representatives, the representatives shall commence an inspection of the System in accordance with the following procedures: 1. The representatives shall commence the inspec- tion of the System at the head-end by viewing all programmed channels and, by a decision of the majority, assign a rating of one (1) to five (5) for each channel of programming. 2. The representatives shall then view the System performance at ten (10) subscriber drops selected at random by the City. At least five (5) of these loca- tions shall be at the far end of the System. The repre- sentatives shall view all or a representative portion of the programmed channels at each location and, by a deci- sion of the majority, assign a rating of one (1) to five (5) for each channel of programming so viewed. 3. In assigning a rating for each channel of programming so viewed, the representatives shall use the � following scale: 1- Excellent picture, no visible impairment 2- Very good picture, small amount of impair- ment noticeable 3- Good picture, degradation noticeable 4- Fair, degradation a problem 5 - Poor picture, unuseable E. The representatives shall prepare and submit to the City and Grantee a written report of its findings and any appropriate recommendation. F. Upon request oi the City, Grantee shall report to the City, at a regular or specially scheduled meeting of the City, what steps are being taken to correct deficiencies noted in the report or why corrective measure are not necessary. Notwithstanding anything to the contrary, the City may use the report submitted by the reQresentatives as a basis for ordering special testing of the System pursuant to Section 5.07 hereof. 8.05 Additional Reports. Grantee shall prepare and furnish to the City, at the times and in the form prescribed, such addi- tional reports with respect to its operation, affairs, transac- tions or property, which are reasonably necessary for the administration and enforcement of this Franchise. 8.06 Subscriber Complaint Practices. A. Grantee shall maintain an office within the City -39- which shall be open during all usual business hours. Grantee shall have a publicly listed toll-free telephone number and be so operated as to receive subscriber complaints and requests on a twenty-four (24) hour-a-day, seven (7) days-a- week basis. B. Grantee shall render efficient service, make repairs promptly and interrupt service only for good cause and for the shortest time possible. Such interruptions, insofar as possible, shall be preceded by notice and shall occur during periods of minimum use of the System. A written log available for public inspection shall be maintained for all service interruptions, except for those interruptions related to routine repair and maintenance activities. C. Subscriber requests for maintenance or repairs received prior to 12:00 (noon), Monday through Friday, shall be performed the same day. D. Subscriber requests for maintenance or repairs received after 12:00 (noon) shall be performed within twenty- four (24) hours of the request or by the end of the next business day unless the request involves an outage subject to paragraph (E). E. Grantee shall respond within twenty-four (24) hours seven (7) days a week to any subscriber complaint reporting a complete outage of all channels on Basic Service, an outage of any Pay Television channel or the outage of one � or more channels System wide. Grantee shall exercise its best efforts to respond to any such outage within the same day. F. Maintenance personnel shall be on duty eight (8) hours a day, Monday through Friday. Maintenance �ersonnel shall be on-call to respond to System outages, as described in paragraph E above, which may occur outside normal business hours. G. If Grantee fails to correct an outage of Basic Service or any Pay Television channel within twenty-four (24) hours, Grantee shall, upon request of the subscriber, credit 1/30th of the monthly charge to the subscriber for each twenty-four (24) hours or fraction thereof during which the subscriber was without service, except to the extent that restoration of service is prevented by strike, injunction or other cause beyond the control of Grantee. H. Requests for maintenance or repair of Grantee equipment shall be performed at no charge to the subscriber. If such maintenance or repair is required as a result of damage caused by the subscriber, Grantee may charge the subscriber according to its actual cost for time and material. 8.07 Subscriber Information. Grantee shall provide in plain language and in an easily readable format written comprehensive information to all subscribers. The information to be provided -41- shall include, but not be limited to, the following: A. The procedure for investigation and resolution of subscriber service complaints; B. Programming services and rates for such services; C. Billing practices; D. Service termination procedures; E. Converter/subscriber terminal equipment policy; and F. Refund policy. Grantee shall provide a copy of any proposed subscriber information packet to the City for review and comment prior to the use of such an information packet. 8.08 Subscriber Billing Practices and Refund Policies. A. Grantee shall notify each of its subscribers, in writing, of its billing practices. The notice shall describe Grantee's billing practices including, but not limited to, the following: frequency of billing, time periods upon which billing is based, advance billing practices, security deposit requirements, charges for late �ayments or returned checks, payments required in order to avoid account delinquency, availability of credits for service outages, procedures to be followed to request for service deletions including the notice period a subscriber must give to avoid liability for such services and procedures to be followed in the event of a billing dispute. B. Prior to changing one of its billing practices, -42- Grantee shall notify all affected subscribers of the change and include a description of the changed practice. C. The Subscriber bill shall contain the following information presented in plain language and format: 1. Name of Grantee and telephone number; 2. The period of time over which each chargeable service is billed including prorated periods as a result of establishment and termination of service; 3. The date on which individually chargeable ser- vices were rendered; 4. Each rate or charge levied; 5. The amount of the bill for the current billing period, separate from any balance due; 6. Any applicable credits on the date which they were applied. 7. The balance due. 8. The date on which payment is due from the subscriber. D. The account of a subscriber shall not be considered delinquent until at least five (5) days have elapsed from the due date of the bill, which shall be a date certain and in no event a statement that the bill is due upon receipt, and payment has not been received by Grantee. Notwithstanding anything to the contrary, the account of a subscriber being billed bi-monthly shall not be considered delinquent if one- -43- half (�) of the balance due is paid by the stated due date and the subscriber shall be billed for the second month of that period. E. There shall be no charge for termination or discon- nection of any service. if any subscriber fails to pay a properly due monthly subscriber fee, or any other properly due fee or charge, Grantee may terminate the subscriber's service, provided, however, that such termination shall not be effectuated until after the later of (i) thirty (30) days after the due date of said delinquent fee or charge or (ii) ten (10) days after delivery to subscriber of written notice of the intent to terminate. If a subscriber pays the delinquent fee or charge before expiration of the later of (i) or (ii), Grantee shall not terminate. After termination, upon payment in full of the delinquent fee or charge and the payment of a reconnection charge, Grantee shall reinstate the subscriber's service. F. Refunds to subscribers shall be made or determined in the following manner: 1. If Grantee fails, upon written request by a subscriber, to provide any service then being offered by Grantee, Grantee shall refund within thirty (30) days of a written request for refund by the subscriber, all deposits or advance charges paid for such service by said subscriber. This provision does not alter -44- Grantee's responsibility to subscribers under any separate contractual agreement or relieve Grantee oE any other liability. 2. If any subscriber terminates any monthly ser- vice because of the failure of Grantee to render the service in accordance with this Franchise, Grantee shall refund within thirty (30) days to such subscriber the pro rata share of the charges paid by the subscriber for the services not received. This provision does not relieve Grantee of liability established in other provi- sions of this Franchise. G. If any subscriber terminates, for any reason not set forth above, any monthiy service prior to the end of a pre- paid period longer than one month, a prorated .portion of any prepaid subscriber service fee over one month using the number of unexpired prepaid days as a basis, shall be refunded to the subscriber within thirty (30) days by Grantee. 8.09 Notice of Rate Chanqe. Prior to implementing any rate increase for Basic Service, Grantee shall give the following notice: A. At least thirty (30) days advance written notice to the City; and B. At least thirty (30) days advance written notice to subscribers of Basic Service. -45- 0 Y 8.10 Periodic Reviea and Evaluation Sessions. The field of cable communications is a relatively new and rapidly changing one which may see many regulatory, technical, financial, marketing and legal changes during the term of this Franchise. Therefore, in order to provide for a maximum degree of flexibility in this Franchise, and to help achieve a continued advanced and modern System, the following evaluation provisions will apply: A. The City reserves the right to adopt rules and regulations controlling the procedures as set forth below and subjects for review and evaluation sessions. In the absence of any City action taken to exercise these rights, Grantee shall be subject to at least the procedures and subjects described in this section. B. The City may require, at its sole discretion, review and evaluation sessions within thirty (30) days of the fourth, sixth, ninth and twelfth anniversary dates of the acceptance of this Franchise. C. Topics which may be discussed at any review and evaluation session include, but are not limited to, channel capacity, System performance, programming, local programming, municipal uses of cable, subscriber complaints, judicial rulings, FCC rulings and any other topics the City or Grantee deems relevant. D. During a review and evaluation session, Grantee shall fully cooperate with the City and shall provide without -46- 0 cost such reasonable information and documents as the City may request. E. If at any time before or during such a session, the City determines that reasonable evidence exists of inadequate System performance, the City may require Grantee or an inde- pendent third-party to perform tests and analysis directed toward such suspected inadequacies. The cost of any indepen- dent third-party so used shall be borne by the parties in accordance with Section 5.07. Grantee shall fully cooperate with the City in performing such testing and any report pre- pared by Grantee shall include at least: 1. A description of the problem in the System performance which precipitated the special tests. 2. What System component was tested. 3. The equipment used and procedures employed in testing. 4. The method, if any, by which such the System performance problem was resolved. 5. Any other information pertinent to said tests and analysis which may be required by the City, or determined when the test is performed. F. Upon request of City, Grantee shall, no earlier than ninety (90) days and no later than thirty (30) days prior to a review and evaluation session conduct a written survey of subscribers. Each questionnaire shall be prepared -47- 0 and conducted in good faith so as to provide measurements of subscriber preferences and satisfaction for: 1. Programming offered by Grantee at the time the survey is conducted; 2. Programming generally available to cable subscribers nationally but not offered by Grantee at the time the survey is conducted; and 3. Maintenance and subscriber complaint prac- tices. The survey documents shall be prepared and conducted in accordance with such requirements, including supervision and review of returned surveys, as the City may prescribe. As a part of the review and evaluation session, Grantee shall report in writing what steps Grantee may be taking to imple- ment the findings of the survey. G. As a result of a review and evaluation session, the City or Grantee may determine that a change in the terms of the Franchise may be required, that the System or Franchise requirements should be updated, changed or that additional services should be provided. If the change is consistent with the needs of the City and existing state-of-the-art (or due to regulatory, technical, financial, marketing, inflation or legal requirements) and implementation of a change would not unreasonably add to the cost of providing cable televi- sion service, Grantee and the City will, in good faith, nego- �� tiate the terms of the change and any required amendment to this Franchise. Upon adoption of such a Franchise amendment, if one is agreed to, the change will become effective and Grantee shall accept same. -49- ION 9. GENERAL FINANCIAL AND INSURANCE PROSIVIONS. 9.01 Payment to the CitY. A. Grantee shall pay to the City an annual amount equal to five percent (58) of its Gross Revenues. The foregoing payment shall be compensation for use of streets and other public property. B. In the event Grantee is prohibited by state or federal law from paying a fee based on gross revenues or the City is prohibited by state or federal law from collecting such a fee, then Grantee shall pay to the City, as a rental for use of streets and other public property, an amount equal to Six Hundred Ten and no/100 Dollars ($610.00) per cable mile of the System, including trunk and distribution cable, then installed, to be increased annually by an amount equal to the per- centage increase in the U.S. Consumer Price Index - all items, issued by the Bureau of Labor Statistics of the U.S. Department of Labor, or its equivalent, for the greater metropolitan Milwaukee area, as determined by the City. Any amount so collected shall not exceed any maximum payment then allowed under federal or state law. C. Payments due the City under this Section shall be computed at the end of each quarter year for that quarter year. Payments shall be due and payable for each quarter or a portion of a quarter year forty-five -50- (45) days after the close of that quarter or a portion of a quarter year. Each payment shall be certified as true and correct by a financial officer of Grantee and accompanied by a brief report showing the basis for the computation together with such other relevant facts as may be required by the City. D. No acceptance of any payment shall be construed as an accord that the amount paid is in fact the correct amount, nor sha11 such acceptance of payment be construed as a release of any claim the City may have for further or additional sums payable under the provi- sions of this Franchise. All amounts paid shall be sub- ject to audit and recomputation by the City. E. In the event any payment is not made on the due date, interest on the amount due shall accrue from such date at the lowest prime commercial lending rate established by any bank in the City at the time the delinquency occurs. 9°02 Performance Bond. A. On or before March 15, 1987, Grantee shall furnish and file with the City a performance and payment bond, or a performance and payment bond together with such other security as is approved by the City. The bond shall run to the City in the penal sum of One Hundred and Fifty Thousand Dollars ($150,000.00). The -51- bond shall be conditioned upon the faithful performance of Grantee of all terms and conditions of the System upgrading. B. Upon completion of the System Upgrade as deter- mined by the City in accordance with Section 7.01(D), the requirement to maintain said bond referred to in (A) above shall be extinguished. C. On or before March 1, 1989, Grantee shall fur- nish and file with the City a performance and payment bond, or a performance and payment bond together with such other security as is approved by the City. The bond shall run to the City in the penal sum of Five Hundred Thousand Dollars (5500,000.00). The bond shall be conditioned upon the faithful performance of Grantee of all terms and conditions of the System Rebuild. D. Following the completion of the System Rebuild as determined by the City in accordance with Section 7.01(D), the bond referred to in (C) above shall be extinguished. �. The rights reserved by the City with respect to -52- any bond are in addition to all other rights the City may have under the Franchise or any other law. F. Each bond shall be subject to the approval of the City and shall contain the following endorsement: '°It is hereby understood and agreed that this bond may not be cancelled withhout the consent of the City until sixty (60) days after receipt by the City by registered mail, return receipt requested, of a written notice of intent to cancel or not to renew." 9.03 Security Fund. A. At the time this Franchise is accepted, Grantee shall deposit into a bank account, established by the City, and maintain on deposit through the term of this Franchise, the sum of Ten Thousand Dollars (510,000.00) as a common security fund for the faithful performance by it oE all the provisions of this Franchise and compliance with a11 orders, permits and directions of the City and the payment by Grantee of any claim, liens and taxes due the City which arise by reason of the construction, operation or maintenance of the System. Interest accrued on this deposit shall be paid to Grantee on an annual basis provided that all requirements oE this Franchise have been complied with by Grantee. B. Provision shall be made to permit the City to withdraw funds from the security fund. Grantee shall not use the security fund for other purposes and shall not assign, -53- pledge or otherwise use this security fund as security for any purpose. C. Within ten (10) days after notice to it that any amount has been withdrawn by the City from the security fund, Grantee shall deposit a sum of money sufficient to restore such security fund to the required amount. D. If Grantee fails to pay to the City any taxes due and unpaid; or, fails to repay to the City, any damages, costs or expenses which the City shall be compelled to pay by reason of any act or default of the Grantee in connection with this Franchise; or fails, after twenty (20) days' notice of such failure by the City to comply with any provision of the Franchise which the City reasonably determines can be' remedied by an expenditure of the security, the City may then withdraw such funds from the security fund in accordance with those procedures set forth in Section 9.05 hereof. 9.04 Penalties from Security Fund. In addition to any other remedies provided herein, penalties for violations of this Franchise are set forth below. As a result of any acts or omissions by Grantee pursuant to the Franchise, the City may charge to and collect from the security fund the following penalties: A. For failure to complete the System Upgrade or Rebuild in accordance with this Francnise unless the City approves the delay, the penalty shall be 'Itvo Hundred -54- Dollars ($200.00) per day for each day, or part thereof, such failure occurs or continues. B. For failure to provide data, documents, reports or information required by this Franchise or reasonably requested by the City, the penalty shall be One Hundred Dollars (5100.00) per day. C. For failure to comply with any provision of this Franchise, for which a penalty is not otherwise specifically provided, the penalty shall be One Hundred Dollars (5100.00) per day. 9.05 Procedure for Imposition of Penalties. A. Whenever the City finds that Grantee has violated one (1) or more terms, conditions or provisions of this Franchise, a writCen notice shall be given to Grantee informing it of such violation or liability. The written notice shall describe in reasonable detail the specific violation so as to afford Grantee an opportunity to remedy the violation. Grantee shall have twenty (20) days sub- sequent to receipt of the notice in which to correct the violation before the City may resort to the security fund. Grantee may, within ten (10) days of receipt of notice, notify the City that there is a dispute as to whether a violation or failure has, in fact, occurred. Such notice by Grantee to the City shall specify with particularity the mat- ters disputed by Grantee. -55- 0 1. The City shall hear Grantee's dispute at its next regularly or specially scheduled meeting. The City shall supplement the decision with written findings of fact. 2. If after hearing the dispute the claim is upheld by the City, Grantee shall have twenty (20) days from such a determination to remedy the violation or failure. At any time after that twenty (20) day period, the City may draw against the security fund all penalties due it. B. The security fund deposited pursuant to this Sec- tion shall become the property of the City in the event that the Franchise is cancelled by reason of the default of Grantee or revoked for cause. Grantee, however, shall be entitled to the return of such security fund, or portion theteof, as remains on deposit at the expiration of the term of the Franchise. C. The rights reserved to the City with respect to the security fund are in addition to all other rights of the City whether reserved by this Franchise or authorized by law, and no action, proceeding or exercise of a right with respect to such security fund shall affect any other right the City may have. 9.06 Damages and Defense. A. Grantee shall indemnify and hold harmless the City -56- for all damages and penalties, at all times during the term of this Franchise, as a result of Grantee's exercise of this Franchise. These damages and penalties shall include, but shall not be limited to, damages arising out of personal injury, property damage, copyright infringement, defamation, antitrust, errors and omission, theft, fire, and all other damages arising out of Grantee's exercise of this Franchise, whether or not any act or omission comglained of is authorized, allowed or prohibited by this Franchise. B. In order for the City to assert its rights to be indemnified and held harmless, the City must: 1. Promptly notify Grantee of any claim or legal proceeding which gives rise to such right; 2. Afford Grantee the opportunity to participate in and fully control any compromise, settlement or other resolution or disposition of such claim or proceeding unless the City shall have reasonably concluded, after consultation with Grantee, that Grantee cannot properly represent the City's interest because of the availabi- lity of different or additional legal defenses to the City, then the City shall have the right to select separate counsel to participate in the defense of such action on its behalf, at the expense of Grantee. 3. Fully cooperate in the defense of such claim and make available to Grantee all pertinent information under its control relating thereto but shall be entitled -57- to be reimbursed for all costs and expenses incurred by the City. C. All notices reguired under this Section 9.06 shall be given prior to the time by which the interests of the party to be notified will be materially prejudiced as a result of the failure to have received such notice. The failure to give such notice shall not relieve any party of any liability which it may have. 9.07 Liability Insurance. A. Grantee shall maintain, throughout the term of the Franchise, liability insurance insuring Grantee and naming as a co—insured the City, its officers, boards, commissioners, agents, and employees, with regar3 to all damages mentioned in paragraph A of Section 9.06 hereof, in the minimum amounts of: 1. Three Hundred Thousand Dollars ($300,000.00) for bodily injury or death to any one (1) person; 2. One Million Dollars ($1,000,000.00) for bodily injury or death resulting from any one accident; 3. One Million Dollars ($1,000,000.00) for all other types of liability. B. At time of acceptance, Grantee shall furnish to the City satisfactory evidence that an insurance policy has been obtained. The insurance policy shall require that the City � 0 be notified thirty (30) days prior to any expiration or can- cellation. 9.08 Citv's Riqht to Revoke. In addition to all other rights which the City has pursuant to law or equity, the City reserves the right to revoke, terminate or cancel this Franchise, and all rights and privileges pertaining thereto, in the event that: A. Grarrtee violates any material provision of this Franchise; or B. Grantee practices any fraud upon the City or subscriber; or C. Grantee becomes insolvent, unable or unwilling to pay its debts, or is adjudged bankrupt; or D. Grantee misrepresents a material fa¢t in the appli- cation for or negotiation of, or renegotiation of, or renewal of, the Franchise. 9.09 Revocation Procedures. A. The City shall provide Grantee with a written notice of the cause for termination and its intention to ter- minate or revoke the Franchise and shall allow Grantee a minimum of thirty (30) days after service of the notice in which to correct the violation. B. Grantee shall be provided with an opportunity to be heard at a public hearing before the City prior to the ter- mination of the Franchise. The City shall hear any persons -59- interested therein, and shall determine, in its discretion, whether or not any failure, refusal or neglect by Grantee has occurred. C. Any revocation of this Franchise shall be by formal action of the City. ��� SECTION 10. FORECLOSURE, RECEIVERSHIP AND AB�NDONMENT. 10.01 Foreclosure. Upon the foreclosure or other judicial sale of the System, Grantee shall notify the City of such fact and such notification shall be treated as a notification that a change in control of Grantee has taken place, and the provisions of this Franchise governing the consent to transfer or change in ownership shall apply without regard to how such transFer or change in ownership occurred. 10.02 Receivership. The City shall have the right to cancel this Franchise subject to any applicable provisions of Wisconsin law, including the Bankruptcy Act, one hundred and twenty (120) days after the appointment of a receiver or trustee to take over and conduct the business of Grantee, whether in receivership, reorganization, bankruptcy or other action or proceeding, unless such receivership or trusteeship shall have been vacated prior to the expiration of said one hundred and twenty (120) days, or unless: A. Within one hundred and twenty (120) days after his election or appointment, such receiver or trustee shall have fUlly complied with all the provisions of this Franchise and remedied all defaults thereunder; and, B. Such receiver or trustee, within said one hundred and twenty (120) days, shall have executed an agreement, duly approved by the Court having jurisdiction in the premises, whereby such receiver or trustee assumes and agrees to be -61- bound by each and every provision of this Franchise. 10.03 Abandonment. Grantee may not abandon the System or any portion thereof without having first given three (3) months writ- ten notice to the City. Grantee may not abandon the System or any portion thereof without compensating the City for damages resulting from the abandonment. -62- SECTION 11. REMOVAL, TRANSFER AND PURCHASE. 11.01 Removal After Revocation or Expiration. A. At the expiration of the term for which the Franchise is granted, or upon its revocation, as provided for, the City shall have the right to require Grantee to remove, at Grantee's expense, a11 or any portion of the System from all Streets and public property within the City. In so removing the System, Grantee shall refill and compact at its own expense, any excavation that shall be made and shall leave all Streets, public property and private property in as good a condition as that prevailing prior to Grantee's removal of the System, and without affecting, altering or disturbing in any way electric, telephone or utility, cables wir2s or attachments. The City shall have the right to inspect and approve the condition of such Streets and public prooerty after removal. The security fund, insurance, indemnity and penalty provision of the Franchise shall remain in full force and effect during the entire term of removal. B. If, in the sole discretion of the City, Grantee has failed to commence removal of the System, or such part thereof as was designated, within thirty (30) days after written notice of the City's demand for removal is given, or if Grantee has failed to complete such removal within one (1) year after written notice of the City's demand for removal is given, the City shall have the right to exercise one of the -63- following options: 1) Declare all right, title and interest to the System to be in the City with all rights of ownership including, but not limited to, the right to operate the System or transfer the System to another for operation by it; or 2) Declare the System abandoned and cause the System, or such part thereof as the City shall designate, to be removed at no cost to the City. The cost of said removal shall be recoverable from the security fund, indemnity and penalty section provided for in the Franchise, or from Grantee directly. 11.02 Sale or Transfer of Franchise. A. This Franchise or the System hereunder shall not be sold, assigned or transferred, either in whole or in part, or leased or sublet in any manner, nor shall title thereto, either legal or equitable, or any right, interest or property therein, pass to or vest in any person without full compliance witn the procedure set forth in this Section. B. The provisions of this Section shall apply to the sale or transfer of all or a majority of Grantee's assets, merger (including any parent and its subsidiary corporation), consolidation, creation of a subsidiary cor- poration or sale or transfer of stock in Grantee so as to create a new controlling interest in the System. The term _� "controlling interest" as used herein is not limited to majority stock ownership, but includes actual working control in whatever manner exercised. 1. The parties to the sale or transfer shall make a written request to the City for its approval of a sale or transfer. 2. The City shall reply in writing within thirty (30) days of the request and shall indicate approval of the request or its determination that a public hearing is necessary due to potential adverse effect on Grantee's subscribers. 3. If a public hearing is deemed necessary pur- suant to (2) above, such hearing shall be commenced within thirty (30) days of such determination and notice of any such hearing shall be given fourteen (14) days prior to the hearing by publishing notice thereof. The notice shall contain the date, time and place of the hearing and shall briefly state the substance of the action to be considered by the City. 4. Within thirty (30) days after the closing of the public hearing, the City shall approve or deny in writing the sale or transfer request. Such approval shall not be unreasonably withheld. 5. The parties to the transfer shall, within ten (10) days of the transfer, file with the City an affida- -65- vit advising the City of the actual transfer of ownership or control certified and sworn to as correct by the parties. C. in reviewing a request for sale or transfer pur- suant to paragraph (A) above, the City may inquire into the technical, legal and financial qualifications of the prospec- tive controlling party, and Grantee shall assist the City in so inquiring. The City may condition said transfer upon such reasonable terms and conditions as it deems appropriate. In no event shal2 a transfer or assiqnment of ownership or control be approved without the transferee becoming a signa- tor to this Franchise. D. Notwithstanding anything to the contrary, without the consent of the City, Grantee may se11, assign, or transfer the System, either in whole or in part, to an entity controlled by or under common ownership with Grantee or its parent; provided, however, that Grantee sha1Z coatinue to be bound by the terms, conditions and covenants of this Franchise. 11.03 Purchase By the City Upon Expiration or Revocation. At the expiration or revocation of this Franchise, the City may, in a lawful manner end upon the payment of fair market value, determined on the basis of the System valued as a going concern exclusive of any value attributable to the Franchise itself, lawfuily obtain, purchase, condemn, acquire, take over and and hold the System of Grantee. �� SECTION 12. MISCELLANEOUS PROVISIONS. 12.01 Discriminatory Practices Prohibited. Grantee shall not deny service, deny access, or otherwise discriminate against subscribers, programmers or general citizens on the basis of race, color, religion, national origin, sex or age. Grantee shall comply at all times with all other applicable, federal, state and the City laws, and all executive and administrative orders relating to non-discrimination. 12.02 Franchise Renewal. This Franchise may be renewed in accordance with applicable state and federal law. 12.03 Continuity of Service Mandatory. Upon expiration or the termination of this Franchise, the City may require Grantee to continue to operate the System for an extended period of time, not to exceed six (6) months. Grantee shall, as trustee for its successor in interest, continue to operate the System under the terms and conditions of this Franchise. In the event Grantee does not so operate the System, the City may take such steps as it, in its sole discretion, deems necessary to assure continued service to subscribers. 12.04 Work Performed by Others. A. Grantee shall, upon request of the City, provide the City with the names and addresses of any other entity, other than Grantee, which performs services pursuant to this Franchise, provided, however, that all provisions of this Franchise shall remain the responsibility of Grantee, and -67- Grant2e shall be responsible for and hold the City harmless for any claims or liability arising out of work performed by persons other than Grantee. B. All provisions of this Franchise shall apply to any subcontractor or others performing any work or services pur- suant to the provisions of this Franchise. 12.05 Compliance with Federal, State and Local Laws. A. If any federal or state law or regulation shall require or permit Grantee to perform any service or act or shall prohibit Grantee from performing any service or act which may be in conflict with the terms of this Franchise, then as soon as possible following knowledge thereof, Grantee shall notify City of the point of conflict believed to exist between such law or regulation. B. If any term, condition or provision of this Franchise or the application thereof to any person or cir- cumstance shall, to any extent, be held to be invalid or unenforceable, the remainder hereof and the application of such term, condition or provision to persons or circumstances other than those as to whom it shall be held invalid or unen- forceable shall not be affected thereby, and this Franchise and all the terms, provisions and conditions hereof shall, in all other respects, continue to be e€fective and to be complied with. In the event that such law, rule or regula- tion is subsequently repealed, rescinded, amended or other- � wise changed so that the provision which had been held invalid or modified is no longer in conflict with the law, rules and regulations then in effect, said provision shall thereupon return to full force and effect and shall thereafter be binding on Grantee and the City. 12.06 Nonenforcement by the City. Grantee shall not be relieved of its obligation to comply with any of the provisions of this Franchise by reason of any failure of the City to enforce prompt compliance. 12.07 Administration of Franchise. A. The City shall have continuing regulatory jurisdic- tion and supervision over the System and the Grantee's opera- tion under the Franchise. B. Grantee shall construct, operate and maintain the System subject to the supervision of all the authorities of the City who have jurisdiction in such matters and in strict compliance with all laws, ordinances, departmental rules and regulations affecting the System. C. The System and all parts thereof shall be subject to the right of periodic inspection by the City provided that such inspection shall not interfere with the operation of the System and such inspections take place during normal business hours. 12.08 Cable Television Advisory Commission. The City shall provide for an ongoing cable television advisory commission. The ."C.�'L' specific nature and composition of the commission shall be deter- mined by the City. 12.09 Emergency Use. In the case of any emergency or disaster, Grantee shall, upon request of the City, make available its System and related facilities to the City for emergency use during the emergency or disaster period. 12.10 Construction. This Franchise shall be construed and enforced in accordance with the substantive laws of the State of Wisconsin and without reference to its principals of conflicts of law. 12.11 Captions. The paragraph captions and headings in this Franchise are for convenience and reference purposes only and shall not affect in any way the meaning or interpretation of this Franchise. 12.12 Calculation of Time. Where the performance or doing oE any act, duty, matter, payment or thing is required hereunder and the period of time or duration for the performance or during thereof is prescribed and fixed herein, the time shall be com- puted so as to exclude the first and include the last day of the prescribed or fixed period or duration of time. When the last day of the period falls on Saturday, Sunday or a legal holiday, that day shali be omitted from the computation. 12.13 Unauthorized Connections. A. It shall be unlawful for any person without the expressed consent of Grantee to make any connection, exten- -70- sion, or division whether physically, accoustically, induc- tively, electronically or otherwise with or to any segment of the System for any purpose whatsoever. B. It shall be unlawful for any person to willfully interfere, tamper, remove, obstruct or damage any part, segment or content of the System for any purpose whatsoever. This paragraph shall in no way impair or infringe upon rights presently enjoyed by utilities in the City. C. Any person who shall violate any of the provisions of this Section shall, upon conviction thereof, be punished by a forfeiture of not less than $50.00 nor more than $500.00, together with the costs of prosecution and in default of payment thereof, by imprisonment in the County Jail for a period not to exceed sixty (60) days. Each day of violation sha11 constitute a separate offense. -71- r t SECTION 13. EFFECTIVE DATE; PUBLICATION; AND TIME OF ACCEPTANCE. 13.01 Publication; Effective Date. This Franchise shall be signed by the Mayor or acting Mayor and attested by the City Clerk. The Franchise shall be published in accordance with the requirements of the City and shall take effect upon March 15, 1987. 13.02 Time of Acceotance A. Grantee shall accept this Franchise in form and substance accentable to the City on or before March I5, I967. In the event acceptance does not take place on or before March 15, 1987 or at such other time as the City might allow, this Franchise shall be null and voido B. The Acceptance shall be executed by at least two (2) authorized officers of Grantee. C. Upon acceptance of this Franchise, Grantee shall be bound by aII the terms and conditions contained herein. Grantee shall provide all services and offerings specifically set forth herein to provide cable television services within the City. D, With its acceptance, Grantee shall also pay all costs and expenses incurred by the City in connection with the renewal process; provided, however, Grantee's obligation shall not exceed Thirty-three Thousand Dollars and 00/100 (533,000.00)• E. On or before March 15, 1987, Grantee shall also -72- r Cl deliver any security deposit, insurance certificates and per- formance bond required herein. This Franchise sha11 be null and void if Grantee fails to provide any security deposit, insurance certificates or performance bond on or before such date unless the time is extended by the City. Passed and adopted this ATTEST: By City Clerk of day of By Mayor of -73- r� � . �:� � '�5�� , 1987. �4 L� I ' ! _F-- � 1 ���� � C Li M � a a � � a � � t O v N L U C � i ti � r °' � U 3 N z L N � � i-� W C7 Z � Q W � r � � LL. n � � W T � m � C R 7 � (.�J H V] Z d W �-+p> Q 2 ¢ W � .. .. p p Z W Z O � o .-� � U F- CC W O G t n E U � � � • N � �G N L N T i U � � T � +� m rJ U v •