HomeMy WebLinkAbout45. Bond & Note OrdersSTATE OF WISCONSIN )
) SS
COUNTY OF WINNEBAGO )
BOND ORDER
To: The City Council of the City of Oshkosh, Winnebago County, Wisconsin (the "City"
Please be advised that responsive to the authority contained in a resolution duly adopted
by the City Council of the City (the "City Council") on October 22, 2013, and being entitled:
RESOLUTION determining to issue General Obligation Corporate
Purpose Bonds, Series 2013B, of the City of Oshkosh, Winnebago
County, Wisconsin, in an aggregate principal amount not to exceed
$9,120,000, providing details, prescribing the form of bond, and
levying taxes.
(the "Bond Resolution "), an award for the purchase of the General Obligation Corporate Purpose
Bonds, Series 2013B of the City (the "Bonds") has been made by the undersigned City Manager
of the City, as the designated officer under the Bond Resolution, to Robert W. Baird & Co.,
Incorporated at a purchase price of $9,003,238.23, plus accrued interest, if any, to the date of
delivery of the Bonds, and on such other terms described herein which the undersigned City
Manager has heretofore deemed and hereby deems to be in the best interests of the City. TERMS
USED HEREIN SHALL HAVE THE MEANINGS GIVEN TO THEM IN THE BONDS OR IN THE BOND
RESOLUTION UNLESS OTHERWISE DEFINED IN THIS BOND ORDER.
The final terms of the Bonds shall remain the same as set forth in the Bond Resolution,
except as provided in this Bond Order, The Bonds shall be issued in the aggregate principal
amount of $9,080,000, shall be dated the date of issuance thereof, shall mature on December 1 of
the years and in the principal amounts, and shall bear interest at the rates per annum, payable on
the first day of June and December of each year, commencing on June 1, 2014, as follows:
3495314 01 02GO bonds order 2013
2205292
The true interest cost with respect to the Bonds is 3.5929767% after an adjustment of the
size of the Bond issue (the true interest cost bid being 3.6035 %).
The Bonds maturing on December 1, 2031, are subject to mandatory sinking fund
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
provided in the Bond Resolution), on December 1 of the years and in the respective aggregate
principal amounts, at a redemption price of 100% of the principal amount thereof being
redeemed (unless any such principal amount shall have been reduced as provided below and in
the Bond Resolution by reason of the earlier redemption of such Bonds), as follows:
PRINCIPAL
YEAR AMOUNT
2029 $525,000
2030 545,000
If the Bonds shall have been called for redemption in part from a source other than from a
mandatory sinking fund installment, then the amount of the remaining annual sinking fund
installments (including the final maturity amount) shall be reduced in the manner provided in the
Bond Resolution.
Finally, please be advised that this Bond Order shall be entered into the records of the
City and made available to the City Council of the City at the next regularly scheduled public
meeting of the City Council of the City.
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PRINCIPAL
INTEREST
PRINCIPAL
INTEREST
DATE
AMOUNT
RATE
DATE
AMOUNT
RATE
2014
$355,000
2.00 %
2023
$ 435,000
3.0 %
2015
360,000
2.00
2024
445,000
3.0
2016
365,000
2.00
2025
460,000
3.125
2017
375,000
2.00
2026
470,000
3.25
2018
380,000
2.00
2027
490,000
3.50
2019
385,000
2.00
2028
505,000
4.00
2020
395,000
3.00
2031
1,635,000
4.00
2021
405,000
3.00
2032
590,000
4.00
2022
420,000
3.00
2033
610,000
4,00
The true interest cost with respect to the Bonds is 3.5929767% after an adjustment of the
size of the Bond issue (the true interest cost bid being 3.6035 %).
The Bonds maturing on December 1, 2031, are subject to mandatory sinking fund
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
provided in the Bond Resolution), on December 1 of the years and in the respective aggregate
principal amounts, at a redemption price of 100% of the principal amount thereof being
redeemed (unless any such principal amount shall have been reduced as provided below and in
the Bond Resolution by reason of the earlier redemption of such Bonds), as follows:
PRINCIPAL
YEAR AMOUNT
2029 $525,000
2030 545,000
If the Bonds shall have been called for redemption in part from a source other than from a
mandatory sinking fund installment, then the amount of the remaining annual sinking fund
installments (including the final maturity amount) shall be reduced in the manner provided in the
Bond Resolution.
Finally, please be advised that this Bond Order shall be entered into the records of the
City and made available to the City Council of the City at the next regularly scheduled public
meeting of the City Council of the City.
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IN WITNESS WHEREOF, I hereunto affix my signature, this 4th day of December, 2013.
City Manager
(SEAL)
ACKNOWLEDGMENT OF FILING
Filed in the office of the City Clerk of the City of Oshkosh, Winnebago County,
Wisconsin, this 4th day of December, 2013.
City Clerk
(SEAL)
-3-
STATE OF WISCONSIN )
) SS
COUNTY OF WINNEBAGO )
NOTE ORDER
To: The City Council of the City of Oshkosh, Winnebago County, Wisconsin (the "City"
Please be advised that responsive to the authority contained in a resolution duly adopted
by the City Council of the City (the "City Council") on October 22, 2013, and being entitled:
RESOLUTION determining to issue General Obligation Promissory
Notes, Series 2013C, of the City of Oshkosh, Winnebago County,
Wisconsin, in an aggregate principal amount not to exceed
$1,710,000, providing details, prescribing the form of note,
awarding the notes to the best bidder, and levying taxes.
(the "!Vote Resolution "), an award for the purchase of the General Obligation Promissory Notes,
Series 2013C of the City (the "!Votes ") has been made by the undersigned City Manager of the
City, as the designated officer under the Note Resolution, to Robert W. Baird & Co.,
Incorporated at a purchase price of $1,717,340.28, plus accrued interest, if any, to the date of
delivery of the Notes, and on such other terms described herein which the undersigned City
Manager has heretofore deemed and hereby deems to be in the best interests of the City. TERMS
USED HEREIN SHALL HAVE THE MEANINGS GIVEN TO THEM IN THE NOTES OR IN THE NOTE
RESOLUTION UNLESS OTHERWISE DEFINED IN THIS NOTE ORDER.
The final terms of the Notes shall remain the same as set forth in the Note Resolution,
except as provided in this Note Order. The Notes shall be issued in the aggregate principal
amount of $1,690,000, shall be dated the date of issuance thereof, shall mature on December 1 of
the years and in the principal amounts, and shall bear interest at the rates per annum, payable on
the first day of June and December of each year, commencing on June 1, 2014, as follows:
3495392 01 02GO notes order 2013
2205292
The true interest cost with respect to the Notes is 2.3194805% after an adjustment of the
size of the Note issue (the true interest cost bid being 2.3163 %).
Finally, please be advised that this Note Order shall be entered into the records of the City
and made available to the City Council of the City at the next regularly scheduled public meeting
of the City Council of the City.
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PRINCIPAL
INTEREST
DATE
AMOUNT
RATE,
2014
$170,000
2.00%
2015
150,000
2.00
2016
155,000
2.00
2017
160,000
2.00
2018
165,000
2.00
2019
170,000
2.00
2020
175,000
3.00
2021
175,000
3.00
2022
180,000
3.00
2023
190,000
3.00
The true interest cost with respect to the Notes is 2.3194805% after an adjustment of the
size of the Note issue (the true interest cost bid being 2.3163 %).
Finally, please be advised that this Note Order shall be entered into the records of the City
and made available to the City Council of the City at the next regularly scheduled public meeting
of the City Council of the City.
-2-
IN WITNESS WHEREOF, I hereunto affix my signature, this 4th day of December, 2013.
City Manager
(,.TEAL)
ACKNOWLEDGMENT OF FILING
Filed in the office of the City Clerk of the City of Oshkosh, Winnebago County,
Wisconsin, this 4th day of December, 2013.
City Clerk
( SEAL)
-3-
STATE OF WISCONSIN )
) SS
COUNTY OF WINNEBAGO )
BOND ORDER
To: The City Council of the City of Oshkosh, Winnebago County, Wisconsin (the "City"
Please be advised that responsive to the authority contained in a resolution duly adopted
by the City Council of the City (the "City Council") on October 22, 2013, and being entitled:
A RESOLUTION providing for the issuance and sale of Sewer System
Revenue Bonds, Series 2013D, of the City of Oshkosh, Winnebago
County, Wisconsin, in an aggregate principal amount not to exceed
$4,315,000, providing details, prescribing the form of bond, and
providing for the payment of said revenue bonds and other details and
covenants with respect thereto.
(the "Bond Resolution "), an award for the purchase of the Sewer System Revenue Bonds,
Series 2013D of the City (the "Bonds ") has been made by the undersigned City Manager of the
City, as the designated officer under the Bond Resolution, to FTN Financial Capital Markets, at a
purchase price of $4,226,936.36, plus accrued interest, if any, to the date of delivery of the
Bonds, and on such other terms described herein which the undersigned City Manager has
heretofore deemed and hereby deems to be in the best interests of the City. TERMS USED HEREIN
SHALL HAVE THE MEANINGS GIVEN TO THEM IN THE BONDS OR IN THE BOND RESOLUTION UNLESS
OTHERWISE DEFINED IN THIS BOND ORDER.
The final terms of the Bonds shall remain the same as set forth in the Bond Resolution,
except as otherwise provided in this Bond Order. The Bonds shall be issued in the aggregate
principal amount of $4,175,000, shall be dated the date of issuance thereof, shall mature on
May 1 of the years and in the principal amounts, and shall bear interest at the rates per annum,
payable on the first day of May and November of each year, commencing on May 1, 2014, as
follows:
3501421 01 01 Bsewer bond order2013
2208080
INTEREST
YEAR AMOUNT RATE
2014
$195,000
2.00%
2015
180,000
2.00
2016
185,000
3.00
2017
190,000
4.00
2018
195,000
4.00
2019
205,000
3.00
2020
210,000
4.00
2021
220,000
4.00
2022
225,000
3.00
2023
230,000
3.00
2024
180,000
4.00
2025
185,000
4.00
2026
195,000
3.50
2027
200,000
3.50
2028
205,000
4.00
2030
440,000
4.00
2031
235,000
4.00
2033
500,000
4.125
The true interest cost with respect to the Bonds is 3.6498425% after an adjustment of the
size of the Bond issue (the true interest cost bid being 3.6529 %).
The Bonds maturing on May 1, 2030, are subject to mandatory sinking fund redemption
in part (less than all of the Bonds of such maturity to be selected by the Registrar as provided in
the Bond Resolution), on May 1, 2029 in the aggregate principal amount of $205,000, at a
redemption price of 100% of the principal amount thereof being redeemed (unless any such
principal amount shall have been reduced as provided below and in the Bond Resolution by
reason of the earlier redemption of such Bonds). If the Bonds shall have been called for
redemption in part from a source other than from a mandatory sinking fund installment, then the
amount of the remaining annual sinking fund installments (including the fmal maturity amount)
shall be reduced in the manner provided in the Bond Resolution.
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The Bonds maturing on May 1, 2033, are subject to mandatory sinking fund redemption
in part (less than all of the Bonds of such maturity to be selected by the Registrar as provided in
the Bond Resolution), on May 1, 2031 in the aggregate principal amount of $235,000, at a
redemption price of 100% of the principal amount thereof being redeemed (unless any such
principal amount shall have been reduced as provided below and in the Bond Resolution by
reason of the earlier redemption of such Bonds). If the Bonds shall have been called for
redemption in part from a source other than from a mandatory sinking fund installment, then the
amount of the remaining annual sinking fund installments (including the final maturity amount)
shall be reduced in the manner provided in the Bond Resolution.
Finally, please be advised that this Bond Order shall be entered into the records of the
City and made available to the City Council of the City at the next regularly scheduled public
meeting of the City Council of the City.
IN WITNESS WHEREOF, I hereunto affix my signature, this 11th day of December, 2013.
City Manager
(.TEAL)
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ACKNOWLEDGMENT OF FILING
Filed in the office of the City Clerk of the City of Oshkosh, Winnebago County,
Wisconsin, this 11th day of December, 2013.
City Clerk
(SEAL)
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STATE OF WISCONSIN )
) SS
COUNTY OF WINNEBAGO
BOND ORDER
To: The City Council of the City of Oshkosh, Winnebago County, Wisconsin (the "City"
Please be advised that responsive to the authority contained in a resolution duly adopted
by the City Council of the City (the "City Council") on October 22, 2013, and being entitled:
A RESOLUTION providing for the issuance and sale of Water
System Revenue Bonds, Series 2013E, of the City of Oshkosh,
Winnebago County, Wisconsin, in an aggregate principal amount
not to exceed $3,975,000, providing details, prescribing the form
of bond, and providing for the payment of said revenue bonds and
other details and covenants with respect thereto.
(the "Bond Resolution "), an award for the purchase of the Water System Revenue Bonds,
Series 2013E of the City (the "Bonds ") has been made by the undersigned City Manager of the
City, as the designated officer under the Bond Resolution, to FTN Financial Capital Markets, at a
purchase price of $3,887,477.29, plus accrued interest, if any, to the date of delivery of the
Bonds, and on such other terms described herein which the undersigned City Manager has
heretofore deemed and hereby deems to be in the best interests of the City. TERMS USED HEREIN
SHALL HAVE THE MEANINGS GIVEN TO THEM IN THE BONDS OR IN THE BOND RESOLUTION UNLESS
OTHERWISE DEFINED IN THIS BOND ORDER.
The final terms of the Bonds shall remain the same as set forth in the Bond Resolution,
except as otherwise provided in this Bond Order. The Bonds shall be issued in the aggregate
principal amount of $3,785,000, shall be dated the date of issuance thereof, shall mature on
January 1 of the years and in the principal amounts, and shall bear interest at the rates per annum,
payable on the first day of January and July of each year, commencing on July 1, 2014, as
follows:
3501410 01 01 Bwater bond order 2013
2208098
The true interest cost with respect to the Bonds is 3.4665624% after an adjustment of the
size of the Bond issue (the true interest cost bid being 3.4028 %).
The Bonds maturing on January 1, 2027, are subject to mandatory sinking fund
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
provided in the Bond Resolution), on January 1, 2026 in the aggregate principal amount of
$140,000, at a redemption price of 100% of the principal amount thereof being redeemed (unless
any such principal amount shall have been reduced as provided below and in the Bond
Resolution by reason of the earlier redemption of such Bonds). If the Bonds shall have been
called for redemption in part from a source other than from a mandatory sinking fund
installment, then the amount of the remaining annual sinking fund installments (including the
final maturity amount) shall be reduced in the manner provided in the Bond Resolution.
The Bonds maturing on January 1, 2031, are subject to mandatory sinking fund
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
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INTEREST
YEAR
AMOUNT
RATE
2015
$210,000
2.00%
2016
220,000
3.00
2017
225,000
3.00
2018
235,000
3,00
2019
245,000
4.00
2020
255,000
4.00
2021
265,000
4.00
2022
275,000
4.00
2023
285,000
4,00
2024
135,000
3.00
2025
135,000
3.25
2027
285,000
3.625
2028
155,000
4.00
2029
160,000
4.00
2031
335,000
4.00
2033
365,000
4.125
The true interest cost with respect to the Bonds is 3.4665624% after an adjustment of the
size of the Bond issue (the true interest cost bid being 3.4028 %).
The Bonds maturing on January 1, 2027, are subject to mandatory sinking fund
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
provided in the Bond Resolution), on January 1, 2026 in the aggregate principal amount of
$140,000, at a redemption price of 100% of the principal amount thereof being redeemed (unless
any such principal amount shall have been reduced as provided below and in the Bond
Resolution by reason of the earlier redemption of such Bonds). If the Bonds shall have been
called for redemption in part from a source other than from a mandatory sinking fund
installment, then the amount of the remaining annual sinking fund installments (including the
final maturity amount) shall be reduced in the manner provided in the Bond Resolution.
The Bonds maturing on January 1, 2031, are subject to mandatory sinking fund
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
-2-
provided in the Bond Resolution), on January 1, 2032 in the aggregate principal amount of
$165,000, at a redemption price of 100% of the principal amount thereof being redeemed (unless
any such principal amount shall have been reduced as provided below and in the Bond
Resolution by reason of the earlier redemption of such Bonds). If the Bonds shall have been
called for redemption in part from a source other than from a mandatory sinking fund
installment, then the amount of the remaining annual sinking fund installments (including the
final maturity amount) shall be reduced in the manner provided in the Bond Resolution,
The Bonds maturing on January 1, 2033, are subject to mandatory sinking fand
redemption in part (less than all of the Bonds of such maturity to be selected by the Registrar as
provided in the Bond Resolution), on January 1, 2032 in the aggregate principal amount of
$180,000, at a redemption price of 100% of the principal amount thereof being redeemed (unless
any such principal amount shall have been reduced as provided below and in the Bond
Resolution by reason of the earlier redemption of such Bonds). If the Bonds shall have been
called for redemption in part from a source other than from a mandatory sinking fund
installment, then the amount of the remaining annual sinking. fund installments (including the
final maturity amount) shall be reduced in the manner provided in the Bond Resolution.
Finally, please be advised that this Bond Order shall be entered into the records of the
City and made available to the City Council of the City at the next regularly scheduled public
meeting of the City Council of the City.
-3-
IN WITNESS WHEREOF, I hereunto affix my signature, this 11th day of December, 2013.
City Manager
(SEAL)
ACKNOWLEDGMENT OF FILING
Filed in the office of the City Clerk of the City of Oshkosh, Winnebago County,
Wisconsin, this 11th day of December, 2013.
City Clerk
(SEAL)
IN