HomeMy WebLinkAboutWinnebago County/Transit Transportation to the Elderly-Inner City Service GRANT AGREEMENT
Between
WINNEBAGO COUNTY
and
CITY OF OSHKOSH - OSHKOSH TRANSIT SYSTEM
for
Oshkosh Transit System Transportation to the Elderly
This GRANT AGREEMENT is made and entered into this 1st day of January, 2010 by and
between WINNEBAGO COUNTY, hereinafter referred to as "COUNTY," and CITY OF OSHKOSH -
OSHKOSH TRANSIT SYSTEM, 926 DEMPSEY TRAIL, OSHKOSH, WI 549902, Oshkosh Transit
System Transportation to the Elderly hereinafter referred to as "GRANTEE ", for the period from
January 1, 2010 through December 31, 2010.
WITNESSETH:
WHEREAS, the COUNTY has applied for financial assistance to the Wisconsin Bureau of Aging
and Disability Resources; and
WHEREAS, the COUNTY has provided monies for development of programs to older adults;
and
WHEREAS, Winnebago County desires to provide financial assistance to GRANTEE in carrying
out a service to older adults in Winnebago County;
NOW, THEREFORE, in consideration of the mutual promises and covenants of the parties
hereto, it is agreed as follows:
SECTION 1: RESPONSIBILITIES OF GRANTEE
A. GRANTEE agrees to use monies provided through this GRANT AGREEMENT to
undertake the aforementioned service program to older adults identified by name and
generally as described in the Winnebago County's Plan for Services to the Elderly 2010-
2012, which is hereby incorporated by reference into this GRANT AGREEMENT.
B. GRANTEE agrees to obtain prior approval from the COUNTY if funds covered under this
GRANT AGREEMENT are to be used for purposes other than those described in
Section III of the aforementioned Plan and Budget.
C. GRANTEE shall adhere to Assurances of Compliance with Federal and State
Regulations as described in Section IV of the aforementioned Plan and Budget.
2010 GRANT AGREEMENT
Page 2 of 5
SECTION II: BUDGET & PAYMENT PROCEDURES
A. COUNTY agrees to provide the GRANTEE with funding as follows:
$177,645.00 Total
B. GRANTEE agrees to provide at least the minimum matching share as follows:
$0.00 In Kind Match and /or Cash Match
The term "In -Kind Match" shall have a meaning as defined in the Wisconsin
Aging Network Policies and Procedures Manual. Cash and In -Kind Match shall
be applied toward the cost of Older Adult program(s) funded through this GRANT
AGREEMENT. Insufficient match by GRANTEE may reduce the Federal and /or
State funded amount.
C. GRANTEE agrees to provide to COUNTY monthly fiscal reports within ten (10) working
days of the end of each calendar month and to complete other reports as requested by
COUNTY. COUNTY shall reimburse GRANTEE within ten (10) days of the report due
date with payment based upon actual expenses reported by GRANTEE. GRANTEE
agrees to submit a final year -end report, if applicable, by February 18, 2011.
D. GRANTEE may in no case obligate Federal, State, or County monies provided through
this grant agreement beyond December 31, 2010. Obligated funds not actually
expended by GRANTEE must be returned to the COUNTY within thirty (30) days.
E. GRANTEE shall in accordance with the Department of Treasury Internal Revenue
Service Tax Equity and Fiscal Responsibility Act of 1982 submit to the COUNTY the
GRANTEE'S Taxpayer Identification Number and Certification by completing and
signing the Form W -9 attached hereto. COUNTY will comply with the reporting
provisions assigned by federal and state tax laws.
SECTION III: AUDIT AND RECORD DISCLOSURES
A. GRANTEE shall maintain financial and accounting records, supporting documents,
reports, and other materials pertinent to this GRANT AGREEMENT in accordance with
the Wisconsin Department of Health & Family Services Allowable Cost Policies Manual
and shall retain such records and supporting documentation for a period of at least three
years from the date of termination of this GRANT AGREEMENT.
B. GRANTEE shall, upon request, allow representatives of the Federal Administration of
Aging, Bay Area Agency on Aging, State of Wisconsin and /or COUNTY to have access
to such records as may be necessary to confirm compliance with the specifications of
this GRANT AGREEMENT.
C. GRANTEE shall submit to COUNTY a certified annual financial and compliance audit
report completed in accordance with the Department of Health & Family Services
GRANTEE Agency Audit Guide and (for governmental agencies) the Federal
Government Office of Management and Budget OMB Circular A -128 or (for
non - governmental agencies) the Federal Government Office of Management and Budget
OMB Circular A -133, if required by amount of funding.
2010 GRANT AGREEMENT
Page 3 of 5
D. GRANTEE shall submit to COUNTY complete copies of all management and internal
control reports /letters prepared by the auditor. Copies of GRANTEE'S response to the
reports /letters shall be submitted to COUNTY. These documents shall be submitted to
the COUNTY within 30 days of receipt and /or completion by GRANTEE.
E. In the event that the COUNTY determines that amounts are owed to it by the GRANTEE
subsequent to receiving the audit report, COUNTY is hereby authorized to deduct such
sums from any funds approved for payment by COUNTY to GRANTEE.
SECTION IV: HOLD HARMLESS
A. GRANTEE agrees that it will at all times during the existence of this GRANT
AGREEMENT indemnify and hold harmless COUNTY against any and all losses,
damages and costs or expenses which COUNTY may sustain, incur or be required to
pay as a result of GRANTEE'S acts or omissions in relationship to this GRANT
AGREEMENT or in relationship to providing care or services pursuant to this GRANT
AGREEMENT.
B. In no event shall the making of any payment required by this agreement constitute or be
construed as a waiver by the COUNTY of any breach of the covenants of this agreement
or a waiver of any default of the GRANTEE and the making of any such payment by the
COUNTY while any such default or breach shall exist shall in no way impair or prejudice
the right of the COUNTY with respect to recovery of damages or other remedy as a
result of such breach or default.
C. GRANTEE is Independent Contractor - GRANTEE shall be treated as an
independent contractor and its employee(s) shall not be considered to be an
employee(s) of the COUNTY, Winnebago County, or its Human Services Department.
COUNTY will not pay or withhold federal, state, or local income tax or other payroll tax
of any kind on behalf of GRANTEE or its employees. GRANTEE is not eligible for, nor
entitled to, and shall not participate in any of COUNTY'S pension, health, or other
benefit plans. GRANTEE is responsible for the payment of all required payroll taxes,
whether federal, state, or local in nature, including, but not limited to income taxes,
Social Security taxes, Federal Unemployment Compensation taxes, and any other
fees, charges, licenses, or payments required by law. GRANTEE shall indemnify
COUNTY and hold it harmless against any fines, damages, assessments, or attorney
fees in the event that the GRANTEE, Grantee's employees or their agents challenge
this clause in a court of law and /or before any administrative agency or arbitrator for
any reason.
SECTION V: AFFIRMATIVE ACTION /CIVIL RIGHTS COMPLIANCE
A. GRANTEE employs fewer than twenty -five (25) employees or has a total grant dollar
amount of $25,000 or Tess throughout this period and shall submit a Civil Rights
Compliance Plan when GRANTEE exceeds twenty -five (25) employees or $25,000.
B. In connection with the performance of work or the rendering of any services under this
GRANT AGREEMENT, the GRANTEE agrees not to discriminate against any properly
qualified employee, applicant for employment, or client because of any status protected
pursuant to s.111.321, Wisconsin Statutes, or developmental disability as defined in s.
51.05 (5), Wisconsin Statutes. This provision shall include, but not be limited to, the
2010 GRANT AGREEMENT
Page 4 of 5
following: employment, upgrading, demotion or transfer; recruitment or recruitment
advertising; layoff or termination; rates of pay or other forms of compensation; and
selection for training, including apprenticeship.
1. GRANTEE agrees to post the Equal Opportunity Policy, the name of the Equal
Opportunity Coordinator and the discrimination complaint process in conspicuous
places available to applicants and clients of services, and applicants for employment
and employees. The complaint process will be made available in languages and
formats understandable to applicants, clients, and employees.
2. The GRANTEE agrees that through its normal selection of staff, it shall make an
effort to employ staff with special language skills or find persons who are available
within a reasonable time and who can communicate with non - English speaking
clients; train staff in human relations techniques and sensitivity to cultural patterns;
and making the programs and facilities accessible, as appropriate, through
outstations, authorized representatives adjusted work hours, ramps, doorways,
elevators, or ground floor rooms.
SECTION VI: GRANT AGREEMENT REVISIONS AND /OR TERMINATIONS
A. Failure to comply with any part of this GRANT AGREEMENT may be considered cause for
revision or termination.
B. GRANTEE shall return any grant funds to COUNTY not used for the intended purpose
stated in this GRANT AGREEMENT.
C. Revision of this GRANT AGREEMENT must be agreed to by COUNTY and GRANTEE by
an addendum signed by the authorized representatives of both parties.
D. GRANTEE shall notify COUNTY whenever it is unable to provide the required quality or
quantity of services. Upon such notification, COUNTY and GRANTEE shall determine
whether such inability will require a revision or cancellation of this GRANT AGREEMENT.
E. If COUNTY finds it necessary to terminate the GRANT AGREEMENT prior to the GRANT
AGREEMENT expiration date for reasons other than non - performance by the GRANTEE,
actual cost incurred by the GRANTEE may be reimbursed for an amount determined by
mutual agreement of both parties.
F. This GRANT AGREEMENT can be terminated by 30 -day written notice by either party.
SECTION VII: CONDITIONS OF THE PARTIES OBLIGATIONS
A. This GRANT AGREEMENT is contingent upon authorization of Wisconsin and United
States laws and any material amendment or repeal of the same affecting relevant funding
or authority of the COUNTY shall serve to terminate this GRANT AGREEMENT, except as
further agreed to by the parties hereto.
B. Nothing contained in this GRANT AGREEMENT shall be construed to supersede the
lawful powers or duties of either party.
C. It is understood and agreed that the entire GRANT AGREEMENT between the parties is
contained herein, and that this GRANT AGREEMENT supersedes all oral agreements and
negotiations between the parties relating to the subject matter thereof.
IN WITNESS THEREOF, the parties hereto have caused this Agreement to be
executed by their respective proper officers and affixed their corporate seals hereto as
of the day and year first above written.
CITY OF OSHKOSH
MARK A ROHLOFF
CITY MANAGER
PAMELA R. UBRIG
CITY CLERK
APPROVED BY:
I hereby certify that the necessary
provisions have been made to pay
the liability which will accrue under
this contract.
,-141, /(? I 4016(
. LO' N i N PEG `Y A STEENO
CITY ATTORNEY DIRECTOR OF FINANCE
GRANT AGREEMENT
Between
WINNEBAGO COUNTY
and
CITY OF OSHKOSH - OSHKOSH TRANSIT SYSTEM
for
Provision of Inter -City Service
This GRANT AGREEMENT is made and entered into this 1st day of January, 2010 by and
between WINNEBAGO COUNTY, hereinafter referred to as "COUNTY," and CITY OF OSHKOSH -
OSHKOSH TRANSIT SYSTEM, 926 DEMPSEY TRAIL, OSHKOSH, WI 54902, Provision of Inter -City
Service hereinafter referred to as "GRANTEE ", for the period from January 1, 2010 through
December 31, 2010.
WITNESSETH:
WHEREAS, the COUNTY has applied for financial assistance to the Wisconsin Bureau of Aging
and Disability Resources; and
WHEREAS, the COUNTY has provided monies for development of programs to older adults;
and
WHEREAS, Winnebago County desires to provide financial assistance to GRANTEE in carrying
out a service to older adults in Winnebago County;
NOW, THEREFORE, in consideration of the mutual promises and covenants of the parties
hereto, it is agreed as follows:
SECTION I: RESPONSIBILITIES OF GRANTEE
A. GRANTEE agrees to use monies provided through this GRANT AGREEMENT to
undertake the aforementioned service program to older adults identified by name and
generally as described in the Winnebago County's Plan for Services to the Elderly 2010-
2012, which is hereby incorporated by reference into this GRANT AGREEMENT.
B. GRANTEE agrees to obtain prior approval from the COUNTY if funds covered under this
GRANT AGREEMENT are to be used for purposes other than those described in
Section III of the aforementioned Plan and Budget.
C. GRANTEE shall adhere to Assurances of Compliance with Federal and State
Regulations as described in Section IV of the aforementioned Plan and Budget.
2010 GRANT AGREEMENT
Page 2 of 5
SECTION 11: BUDGET & PAYMENT PROCEDURES
A. COUNTY agrees to provide the GRANTEE with funding as follows:
$30,000.00 Total
B. GRANTEE agrees to provide at least the minimum matching share as follows:
$0.00 In Kind Match and /or Cash Match
The term "In -Kind Match" shall have a meaning as defined in the Wisconsin
Aging Network Policies and Procedures Manual. Cash and In -Kind Match shall
be applied toward the cost of Older Adult program(s) funded through this GRANT
AGREEMENT. Insufficient match by GRANTEE may reduce the Federal and /or
State funded amount.
C. GRANTEE agrees to provide to COUNTY monthly fiscal reports within ten (10) working
days of the end of each calendar month and to complete other reports as requested by
COUNTY. COUNTY shall reimburse GRANTEE within ten (10) days of the report due
date with payment based upon actual expenses reported by GRANTEE. GRANTEE
agrees to submit a final year -end report, if applicable, by February 18, 2011.
D. GRANTEE may in no case obligate Federal, State, or County monies provided through
this grant agreement beyond December 31, 2010. Obligated funds not actually
expended by GRANTEE must be returned to the COUNTY within thirty (30) days.
E. GRANTEE shall in accordance with the Department of Treasury Internal Revenue
Service Tax Equity and Fiscal Responsibility Act of 1982 submit to the COUNTY the
GRANTEE'S Taxpayer Identification Number and Certification by completing and
signing the Form W -9 attached hereto. COUNTY will comply with the reporting
provisions assigned by federal and state tax laws.
SECTION III: AUDIT AND RECORD DISCLOSURES
A. GRANTEE shall maintain financial and accounting records, supporting documents,
reports, and other materials pertinent to this GRANT AGREEMENT in accordance with
the Wisconsin Department of Health & Family Services Allowable Cost Policies Manual
and shall retain such records and supporting documentation for a period of at least three
years from the date of termination of this GRANT AGREEMENT.
B. GRANTEE shall, upon request, allow representatives of the Federal Administration of
Aging, Bay Area Agency on Aging, State of Wisconsin and /or COUNTY to have access
to such records as may be necessary to confirm compliance with the specifications of
this GRANT AGREEMENT.
C. GRANTEE shall submit to COUNTY a certified annual financial and compliance audit
report completed in accordance with the Department of Health & Family Services
GRANTEE Agency Audit Guide and (for governmental agencies) the Federal
Government Office of Management and Budget OMB Circular A -128 or (for
non - governmental agencies) the Federal Government Office of Management and Budget
OMB Circular A -133, if required by amount of funding.
2010 GRANT AGREEMENT
Page 3 of 5
D. GRANTEE shall submit to COUNTY complete copies of all management and internal
control reports /letters prepared by the auditor. Copies of GRANTEE'S response to the
reports /letters shall be submitted to COUNTY. These documents shall be submitted to
• the COUNTY within 30 days of receipt and /or completion by GRANTEE.
E. In the event that the COUNTY determines that amounts are owed to it by the GRANTEE
subsequent to receiving the audit report, COUNTY is hereby authorized to deduct such
sums from any funds approved for payment by COUNTY to GRANTEE.
SECTION IV: HOLD HARMLESS
A. GRANTEE agrees that it will at all times during the existence of this GRANT
AGREEMENT indemnify and hold harmless COUNTY against any and all losses,
damages and costs or expenses which COUNTY may sustain, incur or be required to
pay as a result of GRANTEE'S acts or omissions in relationship to this GRANT
AGREEMENT or in relationship to providing care or services pursuant to this GRANT
AGREEMENT.
B. In no event shall the making of any payment required by this agreement constitute or be
construed as a waiver by the COUNTY of any breach of the covenants of this agreement
or a waiver of any default of the GRANTEE and the making of any such payment by the
COUNTY while any such default or breach shall exist shall in no way impair or prejudice
the right of the COUNTY with respect to recovery of damages or other remedy as a
result of such breach or default.
C. GRANTEE is Independent Contractor - GRANTEE shall be treated as an
independent contractor and its employee(s) shall not be considered to be an
employee(s) of the COUNTY, Winnebago County, or its Human Services Department.
COUNTY will not pay or withhold federal, state, or local income tax or other payroll tax
of any kind on behalf of GRANTEE or its employees. GRANTEE is not eligible for, nor
entitled to, and shall not participate in any of COUNTY'S pension, health, or other
benefit plans. GRANTEE is responsible for the payment of all required payroll taxes,
whether federal, state, or local in nature, including, but not limited to income taxes,
Social Security taxes, Federal Unemployment Compensation taxes, and any other
fees, charges, licenses, or payments required by law. GRANTEE shall indemnify
COUNTY and hold it harmless against any fines, damages, assessments, or attorney
fees in the event that the GRANTEE, Grantee's employees or their agents challenge
this clause in a court of law and/or before any administrative agency or arbitrator for
any reason.
SECTION V: AFFIRMATIVE ACTION /CIVIL RIGHTS COMPLIANCE
A. GRANTEE employs fewer than twenty -five (25) employees or has a total grant dollar
amount of $25,000 or Tess throughout this period and shall submit a Civil Rights
Compliance Plan when GRANTEE exceeds twenty -five (25) employees or $25,000.
B. In connection with the performance of work or the rendering of any services under this
GRANT AGREEMENT, the GRANTEE agrees not to discriminate against any properly
qualified employee, applicant for employment, or client because of any status protected
pursuant to s.111.321, Wisconsin Statutes, or developmental disability as defined in s.
51.05 (5), Wisconsin Statutes. This provision shall include, but not be limited to, the
2010 GRANT AGREEMENT
Page 4 of 5
following: employment, upgrading, demotion or transfer; recruitment or recruitment
advertising; layoff or termination; rates of pay or other forms of compensation; and
selection for training, including apprenticeship.
1. GRANTEE agrees to post the Equal Opportunity Policy, the name of the Equal
Opportunity Coordinator and the discrimination complaint process in conspicuous
places available to applicants and clients of services, and applicants for employment
and employees. The complaint process will be made available in languages and
formats understandable to applicants, clients, and employees.
2. The GRANTEE agrees that through its normal selection of staff, it shall make an
effort to employ staff with special language skills or find persons who are available
within a reasonable time and who can communicate with non - English speaking
clients; train staff in human relations techniques and sensitivity to cultural patterns;
and making the programs and facilities accessible, as appropriate, through
outstations, authorized representatives adjusted work hours, ramps, doorways,
elevators, or ground floor rooms.
SECTION VI: GRANT AGREEMENT REVISIONS AND /OR TERMINATIONS
A. Failure to comply with any part of this GRANT AGREEMENT may be considered cause for
revision or termination.
B. GRANTEE shall return any grant funds to COUNTY not used for the intended purpose
stated in this GRANT AGREEMENT.
C. Revision of this GRANT AGREEMENT must be agreed to by COUNTY and GRANTEE by
an addendum signed by the authorized representatives of both parties.
D. GRANTEE shall notify COUNTY whenever it is unable to provide the required quality or
quantity of services. Upon such notification, COUNTY and GRANTEE shall determine
whether such inability will require a revision or cancellation of this GRANT AGREEMENT,
E. If COUNTY finds it necessary to terminate the GRANT AGREEMENT prior to the GRANT
AGREEMENT expiration date for reasons other than non - performance by the GRANTEE,
actual cost incurred by the GRANTEE may be reimbursed for an amount determined by
mutual agreement of both parties.
F. This GRANT AGREEMENT can be terminated by 30 -day written notice by either party.
SECTION VII: CONDITIONS OF THE PARTIES OBLIGATIONS
A. This GRANT AGREEMENT is contingent upon authorization of Wisconsin and United
States laws and any material amendment or repeal of the same affecting relevant funding
or authority of the COUNTY shall serve to terminate this GRANT AGREEMENT, except as
further agreed to by the parties hereto.
B. Nothing contained in this GRANT AGREEMENT shall be construed to supersede the
lawful powers or duties of either party.
C. It is understood and agreed that the entire GRANT AGREEMENT between the parties is
contained herein, and that this GRANT AGREEMENT supersedes all oral agreements and
negotiations between the parties relating to the subject matter thereof.
2010 GRANT AGREEMENT
Page 5 of 5
FS 12 and 13
D. GRANTEE shall comply with Wisconsin Administrative ode Chap con tracted with td by
and any related statutes in relationship to all person s employed
GRANTEE to provide any Services pursuant to this GRANT AGREEMENT and shall
provide COUNTY with appropriate proof as to said compliance.
SECTION VIII: GRANTEE'S LEGAL STATUS
GRANTEE warrants that it has complied with all necessary requirements to do business in the
State of Wisconsin, and that the persons executing this agreement on its behalf are authorized
to do so. GRANTEE shall notify COUNTY immediately, in writing, of any change in address or
GRANTEE'S legal status.
SECTICbN IX: AUTHORIZATION
COUNTY enters into this GRANT / GREEMENT pursuant to and by authority of the Winnebago
County Commission on Aging and 'Ninnebago County Board of Supervisors. GRANTEE enters
into this GRANT AGREEMENT pursuant to and by authority of its Board of Directors, City
Council, or other governing body, which has legal authority to enter into contractual agreements.
GRANTEE WINNEBAGO COUNTY by its DEPARTMENT
OF HUMAN SERVICES (COUNTY)
Signed by Signed by:
bra rN-R AOC (I I W J ` �3-v l
Winnebago County Executive Date
°q W / Signed by:
Dat
W nebago County Clerk I ate
I
III
IN WITNESS THEREOF, the parties hereto have caused this Agreement to be
executed by their respective proper officers and affixed their corporate seals hereto as
of the day and year first above written.
CITY OF OSHKOSH
MARK A ROHLOFF
CITY MANAGER
41 % 4
PAMELA R. UBRIG
CITY CLERK
APPROVED BY:
I hereby certify that the necessary
provisions have been made to pay
the liability which will accrue under
this contract.
7 A. LOREN • N PEG STEENO
CITY ATTORNEY DIRECTOR OF FINANCE