HomeMy WebLinkAboutwinn cty& lakeside packaging plus transportaion services 20091 -, 4
2009 AGREEMENT BETWEEN THE CITY OF OSHKOSH, WINNEBAGO COUNTY
AND LAKESIDE PACKAGING PLUS FOR PROVISION OF LAKES_ IDE
PACKAGING PLUS INC TRANSPORTATION SERVICES
WHEREAS, Winnebago County has previously entered into agreements with Lakeside
Packaging Plus Inc. for the provision of transportation services for its Oshkosh facility and other
sites of client service within the City of Oshkosh; and
WHEREAS, it has been determined to be beneficial to the City of Oshkosh and
Winnebago County, to have the City of Oshkosh assume the responsibility for the payment of
transportation services provided for and by Lakeside Packaging Plus, Inc.
NOW, THEREFORE, IT IS AGREED between Winnebago County and the City of
Oshkosh that the City of Oshkosh will accept billing from Lakeside Packaging Plus, Inc. for
calendar year 2009 and will provide payment to Lakeside Packaging Plus, Inc. for transportation
services performed.
1) Winnebago County agrees to pay the City of Oshkosh 71.7% of the transportation costs
provided for and by Lakeside Packaging Plus, Inc. If the total cost of transportation services
provided by or for Lakeside Packaging Plus, Inc. in 2009 exceeds $167,414, Winnebago County
shall pay 100% of the transportation costs up to a limit of $184,155. This agreement shall remain
in effect during the calendar year 2009.
2) That Winnebago County agrees to indemnify and hold harmless the City of Oshkosh,
including its directors, officers, employees, insurers and successors, from and against any and all
claims, demands, penalties, fines, causes of action, liabilities, settlements, damages, costs, and
expense, including, without limitation, attorney's and consultants' fees, investigation fees, court
costs and litigation expenses, and other costs of defense, known or unknown, contingent or
otherwise, arising out of or in any way related to the provision of transportation services under
this agreement including but not limited to:
A. Any personal injury or bodily injury (including wrongful death) or property damage (real
or personal);
B. Any lawsuit brought or threatened, settlement reached or local, state, or federal
government or agency order, including, but not limited to claims, costs, liabilities, or
expenses arising from federal, state, or local law;
C. Any violation of laws, orders, regulations, requirements, or demands of any
governmental authorities; and
D. Any breach or violation of any contractual provision of whatever kind with any third
Party
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3) The City of Oshkosh agrees to indemnify and hold harmless Winnebago County,
including its directors, officers, employees, insurers and successors, from and against any and all
claims, demands, penalties, fines causes of action, liabilities, settlements, damages, costs, and
expense, including, without limitation, attorney's and consultants' fees, investigation fees, court
costs and litigation expenses, and other costs of defense, known or unknown, contingent or
otherwise, arising out of or in any way related to the provision of transportation services under
this agreement including but not limited to:
A. Any personal injury or bodily injury (including wrongful death) or property damage (real
or personal);
B. Any lawsuit brought or threatened settlement reached or local, state, or federal
government or agency order, including, but not limited to claims, costs, liabilities, or
expenses arising from federal, state, or local law;
C. Any violation of laws, orders, regulations, requirements, or demands of any
governmental authorities; and
D. Any breach or violation of any contractual provision of whatever kind with any third
party.
4) Lakeside Packaging Plus, Inc. agrees to maintain worker's compensation insurance in
accordance with the statutory requirements of the State of Wisconsin.
5) Lakeside Packaging Plus, Inc. agrees to maintain during the life of its agreement such
public liability, vehicle liability and property damage insurance as shall protect the City of
Oshkosh and Lakeside Packaging Plus, Inc. from all claims for damages, personal injury,
including accidental death, as well as claims for property damages which may arise from
operations under this agreement whether such operations be by Lakeside Packaging Plus, Inc. by
others directly or indirectly employed by either of them, by naming them as additionally insured
with respect to this program. The minimum of insurance shall be:
$350,000 combined single limit per accident, as well as the required workman's
compensation insurance with the City named as additional insured.
The insurance specified above shall be an acceptable insurance company authorized to do
business in the State of Wisconsin, and shall be taken out before work is commenced and kept in
effect until all work is completed. The City shall be given a minimum of 30 days notice in the
event of change or cancellation of any insurance requirements. The City shall be named
"additionally insured" on all policies.
6) Lakeside Packaging Plus, Inc. agrees to be subject to the rules and regulations of the
Wisconsin Department of Transportation (WISDOT) and the Federal Transportation
Administration (FTA) under the provision of the Urban Mass Transportation Act of 1964, as
amended. Federal guidelines are specified in Appendix A, "Applicable Federal Regulations ".
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Lakeside Packaging Plus, Inc. agrees to be subject to Oshkosh Transit's drug and alcohol
policy which is effective January 1, 1996 that is described in Attachment B.
The intention of paragraphs 3 and 4 above is that each party shall be responsible for the
actions of its own employees and agents. Further this paragraph shall be construed
liberally in favor of the party seeking indemnification hereunder.
IT IS FURTHER AGREED by and between parties hereto that in consideration of the
costs paid by the County, that Winnebago County shall collect and retain all user fees and
fares which may be derived through the use of these routes.
IN WITNESS THEREOF, the parties have caused this agreement to be executed by
their respective proper officers and affixed their corporate seals hereto this _Z day of
CITY OF OSHKOSH
Mark Roh16ff
Manager
3
Pamela Ubrig ,
City Clerk
APP . VED BY:
Loren on
City - Attorney
I hereby certify that the necessary
provisions have been made to pay
the liability which will accrue under
WIIN COUNTY
1 1
Mark Harris
Co y Exec'
/RV
ue Ertmer
County Clerk
LAKESIDE PACKAGING PLUS, INC.
fi
Dr. David Arotski
Executive Director
WITNESS
this-contract.
R
- Amt,
Peggy gee&o
Director of Finance
K,
FEDERALLY REQUIRED CONTRACT CLAUSES
(Updated 11/02/2004)
1. Charter and School Bus
The Recipient agrees that it will not engage in charter or sightseeing services except in
compliance with 49 CFR, Part 604. The Recipient also agrees that it will not engage in school
bus operations exclusively for the transportation of students and school personnel in competition
with private school bus operators, in accordance with 49 CFR, Part 605. All vehicles operated by
the transit system will remain open to the public at all times and will be clearly marked for
public use.
2. Energy Conservation
The Recipient agrees to comply with the mandatory energy efficiency standards and policies
within the applicable State energy conservation plans issued in compliance with the Energy
Policy and Conservation Act, 42 U.S.C. §§ 6321 et seq.
3. Clean Water
The Recipient agrees that it will comply with U.S. Department of Transportation regulations
relating to the Federal Water Pollution Control Act, as amended, 33 USC § 1251 et seq. In
addition:
(a) The Recipient agrees to protect underground sources of drinking water consistent with
the provisions of the Safe Drinking Water Act of 1974, as amended, 42 U.S.C. §§ 300f et
seq.
(b) The Recipient agrees to comply with the notification of violating facility requirements
of Executive Order No. 11738, "Administration of the Clean Air Act and the Federal
Water Pollution Control Act with Respect to Federal Contracts, Grants, or Loans," 42
U.S.C. 7606 note.
4. Lobbying Certification
The Recipient, in compliance with 49 CFR Parts 19 and 20, hereby assures and certifies that for
any application for a Federal assistance exceeding $100,000: (1) No Federal appropriated funds
have been paid or will be paid, by or on behalf of the Recipient, to any person for influencing or
attempting to influence an officer or employee of an agency, a Member of Congress, an officer
or employee of Congress, or an employee of a Member of Congress in connection with the
awarding of any Federal contract, the making of any Federal grant, the making of any Federal
loan, the entering into of any cooperative agreement, and the extension, continuation, renewal,
amendment; or modification of any Federal contract, grant, loan or cooperative agreement. (2) If
any funds other than Federal appropriated funds have been paid or will be paid to any person for
making lobbying contacts to an officer or employee of any agency, a Member of Congress, an
officer or employee of Congress, or an employee of a Member of Congress in connection with
this Federal contract or grant, the Recipient shall complete and submit Standard Form -LLL,
"Disclosure Form to Report Lobbying," in accordance with its instructions. (3) The Recipient
shall require that the language of this certification will be included in the award documents for
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all subawards at all tiers (_ iuding subcontracts, subgrants, and cc. ._acts under grants, loans
and cooperative agreements) and that all subrecipients shall certify and disclose accordingly.
This assurance is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of the assurance and certification is a
prerequisite for making or entering into this transaction, as imposed by 31 U.S.C. 1352. Any
person who makes a prohibited expenditure or fails to file or amend a required certification or
disclosure form shall be subject to a civil penalty of not less than $10,000 and not more than
$100,000 for each such expenditure or failure.
5. Public Records Access
It is the policy of the Department to maintain an open and public process in the solicitation,
submission, review, and approval of procurement activities related to this contract. Bid/proposal
openings are public unless otherwise specified. Records may not be available for public
inspection prior to issuance of the notice of intent to award or the award of the contract.
The Recipient agrees to require its third party contractors and third party subcontractors at as
many tiers of the Project as required to provide to the U.S. Secretary of Transportation and the
Comptroller General of the United States, or their duly authorized representatives, access to all
third party records as requested to conduct audits and inspections related to any third party
contract that have not been awarded on the basis of competitive bidding for a capital or
improvement Project, as required by 49 U.S.C. § 5325(a). The Recipient further agrees to require
its third party contractors and third party subcontractors at as many tiers of the Project as
required to provide sufficient access to third party procurement records as needed for compliance
with Federal regulations or to assure proper Project management as determined by FTA.
6. Federal Changes
The Recipient agrees that it will comply with 49 CFR Part 18; U.S. Department of
Transportation regulations relating to applicable FTA regulations, policies, procedures, and
directives, including those directly listed or included by reference in Form FTA MA (6) dated
October, 1999, as they may be amended or promulgated from time to time during the term of this
Contract. Recipient's failure to so comply shall constitute a material breach of this Contract.
7. Clean Air
This requirement applies to all contracts exceeding $100,000, including indefinite quantities
where the amount is expected to exceed $100,000 in any year. Recipient agrees to comply
with all applicable regulations, standards, orders, and requirements implementing the Clean Air
Act, as amended, 42 U.S.C. §§ 7401 et seq. In addition:
(a) The Recipient agrees to comply with the applicable requirements of the U.S. EPA
regulations, "Conformity to State or Federal Implementation Plans of Transportation
Plans, Programs, and Projects Developed, Funded or Approved Under Title 23 U.S.C. or
the Federal Transit Act," 40 C.F.R. Part 51, Subpart T; and "Determining Conformity of
Federal Actions to State or Federal Implementation Plans," 40 C.F.R. Part 93. To support
the requisite air quality conformity finding for the Project, the Recipient agrees to
implement each air quality mitigation or control measure incorporated in the Project. The
Recipient further agrees that any Project identified in an applicable State Implementation
Plan as a Transpo ^ion Control Measure will be wholly c �istent with the design
concept and scope of the Project described in the State Implementation Plan.
(b) U.S. EPA also imposes requirements implementing the Clean Air Act, as amended,
that may apply to transit operators, particularly operators of large transit bus fleets.
Accordingly, the Recipient agrees to comply with the following U.S. EPA regulations to
the extent they are applicable to the Project: "Control of Air Pollution from Motor
Vehicles and Motor Vehicle Engines," 40 C.F.R. Part 85; "Control of Air Pollution from
New and In -Use Motor Vehicles and New and In -Use Motor Vehicle Engines:
Certification and Test Procedures," 40 C.F.R. Part 86; and "Fuel Economy of Motor
Vehicles," 40 C.F.R. Part 600.
(c) The Recipient agrees to comply with the notification of violating facility requirements
of Executive Order No. 11738, "Administration of the Clean Air Act and the Federal
Water Pollution Control Act with Respect to Federal Contracts, Grants, or Loans," 42
U.S.C. § 7606 note.
8. Recycled Products
The Recipient agrees that it will comply with 42 USC § 6962 et seq., 40 CFR Part 247, and
Executive Order 12873; U.S. Department of Transportation regulations relating to recycled
products. This requirement applies to all contracts designated by the EPA, when the purchaser or
contractor procures $10,000 or more of such items in a fiscal year, or when the cost of such
items purchased during the previous fiscal year was $10,000, using federal funds.
9. No Government Obligation to Third Parties
The Recipient agrees that it will comply the U.S. Department of Transportation regulations
relating to contractual liability of the Federal Government to third parties as follows:
A. The Recipient and contractor acknowledge and agree that, notwithstanding any
concurrence by the Federal Government in or approval of the solicitation or award of the
underlying contract, absent the express consent by the Federal Government, the Federal
Government is not a party to this contract and shall not be subject to any obligations or
liabilities to the Recipient, contractor, or any other party (whether or not party to that
contract) pertaining to any matter resulting from the underlying contract.
B. The Recipient agrees to include the above clause in each subcontract financed in whole
or in part with Federal assistance provided by FTA. It is further agreed that the clause
shall not be modified, except to identify the subcontractor who will be subject to its
provisions.
10. Program Fraud and False or Fraudulent Statements and Related Acts
A. The Recipient acknowledges that the provisions of the Program Fraud Civil Remedies
Act of 1986, as amended, 31 USC § 3801 et seq. and U.S. DOT regulations, "Program
Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project.
Upon execution of the underlying contract, the Recipient certifies or affirms the
truthfulness and accuracy of any statement it has made, it makes, it may make, or causes
to be made, pertaining to the underlying contract or the FTA assisted project for which
this contract work is being performed. In addition to other penalties that may be
applicable, the Recipient further acknowledges that if it makes, or causes to be made, a
false, fictitious, or fraudulent claim, statement, submission, or certification, the Federal ,..s
Government resei , the right to impose the penalties of ti 'rogram Fraud Civil
Remedies Act of 1986 on the Recipient to the extent the Federal Government deems
appropriate.
B. The Recipient also acknowledges that if it makes, or causes to be made, a false, fictitious,
or fraudulent claim, statement, submission, or certification to the Federal Government
under a contract connected with a project that is financed in whole or in part with Federal
assistance originally awarded by FTA under the authority of 49 USC § 5307, the
Government reserves the right to impose the penalties of 18 USC § 1001 and 49 USC §
5307(n)(1) on the Recipient, to the extent the Federal Government deems appropriate.
C. The Recipient agrees to include the above two clauses in each subcontract financed in
whole or in part with Federal assistance provided by FTA. It is further agreed that the
clauses shall not be modified, except to identify the subcontractor who will be subject to
the provisions.
11. Termination
A. The Department may terminate this Contract at any time that the Secretary determines
that the Recipient or their subcontractor has failed to perform in the manner called for in
the contractor has failed to fulfill contract obligations. Failure of the Recipient or their
subcontractor to comply with the terms and conditions of its grant application and/or the
provisions of this Contract shall be considered cause for termination.
B. The Recipient may terminate this Contract if so directed by their appropriate governing
body for whatever reason such request to terminate is made.
C. Both parties agree that notice of intent to terminate the contract shall be made in writing
through "return- receipt certified mail," at least 30 calendar days prior to the proposed
termination date.
D. Upon termination of this Contract under the provisions of paragraphs A, B or C of this
Article, the Recipient agrees to dispose of the project facilities, equipment, and /or
rolling stock, in accordance with Wisconsin Department of Transportation
instructions.
12. Government Debarment and Suspension
Executive Order 12549, as implemented by 49 CFR Part 29, prohibits FTA recipients and sub
recipients from contracting for goods and services from organizations that have been suspended
or debarred from receiving Federally- assisted contracts. Recipient agrees to submit a
certification to the effect that it will not enter into contracts over $25,000 with suspended or
debarred contractors and that it will require their contractors (and their subcontractors) to make
the same certification to it. Recipients are required to pass this requirement on to subcontractors
seeking subcontracts over $25,000. Thus the terms "lower tier covered participant" and "lower
tier covered transaction" include both contractors and subcontractors and contracts and
subcontracts over $25,000. The certification and instruction language is obtained at 29 CFR Part
29, Appendix B, and must be included in IFB's and RFP's (for inclusion by contractors in their
bids or proposals) for all contracts over $25,000, regardless of the type of contract to be
awarded.
13. Privacy Act
The recipient agrees to comply with, and assures the compliance of its employees with, the
information restrictions and other applicable requirements of the Privacy Act of 1974, 5 USC §
552a. Among other things, the recipient agrees to obtain the express consent of the Federal
Government before the recipient or its employees operate a system of records on behalf of the
Federal Government. The recipient understands that the requirements of the Privacy Act,
including the civil and criminal penalties for violation of that Act, apply to those individuals
involved, and that failure to comply with the terms of the Privacy Act may result in termination
of the underlying contract.
The recipient also agrees to include these requirements in each subcontract to administer any
system of records on behalf of the Federal Government financed in whole or in part with Federal
Assistance provided by FTA.
14. Civil Rights
The Recipient agrees that it will comply with Title VI of the Civil Rights Act of 1964 and all
U.S. Department of Transportation regulations relating to enforcement of that Act. The following
specific requirements apply to this contract:
A. Nondiscrimination - In accordance with Title VI of the Civil Rights Act, as amended, 42
USC § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 USC §
6102, section 202 of the Americans with Disabilities Act of 1990, 42 USC § 12132, and
Federal transit law at 49 USC § 5332, the Recipient and contractor agree to not
discriminate against any employee or applicant for employment because of race, color,
creed, national origin, sex, age, or disability. In addition, the Recipient and contractor
agree to comply with applicable Federal implementing regulations and other
implementing requirements FTA may issue.
B. Equal Employment Opportunity - The following equal employment opportunity
requirements apply to the underlying contract:
(1) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil
Rights Act, as amended, 42 USC § 2000e, and Federal transit laws at 49 USC § 5332, the
Recipient and contractor agree to comply with all applicable equal employment
opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office
of Federal Contract Compliance Programs, Equal Employment Opportunity, Department
of Labor," 41 C.F.R. Parts 60 et seq., (which implement Executive Order No. 11246,
"Equal Employment Opportunity," as amended by Executive Order No. 11375,
"Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42
USC § 2000e note), and with any applicable Federal statutes, executive orders,
regulations, and Federal policies that may in the future affect construction activities
undertaken in the course of the Project. The Recipient and contractor agree to take
affirmative action to ensure that applicants are employed, and that employees are treated
during employment, without regard to their race, color, creed, national origin, sex, or age.
Such action shall include, but not be limited to, the following: employment, upgrading,
demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates
of pay or other forms of compensation; and selection for training, including
apprenticeship. In addition, the Recipient and contractor agrees to comply with any
implementing requirements FTA may issue.
(2) Ate. ee - In accor- ce with section 4 of the Age Discrim on in Employment Act of
1967, as amended, 29 USC § 623 and Federal transit law at 49 USC § 5332, the
Recipient and contractor agree to refrain from discrimination against present and
prospective employees for reason of age. In addition, the Recipient and contractor agree
to comply with any implementing requirements FTA may issue.
(3) Disabilities In accordance with section 102 of the Americans with Disabilities Act,
as amended, 42 USC § 12112, the Recipient agrees that it will comply with the
requirements of U.S. Equal Employment Opportunity Commission, "Regulations to
Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29
C.F.R. Part 1630, pertaining to employment of persons with disabilities. In addition, the
Recipient agrees to comply with any implementing requirements FTA may issue.
C. The Recipient also agrees to include these requirements in each subcontract financed in
whole or in part with Federal assistance provided by FTA, modified only if necessary to
identify the affected parties.
15. Breaches and Dispute Resolution
All contracts in excess of $100,000 shall contain provisions or conditions which will allow for
administrative, contractual, or legal remedies in instances where contractors violate or breach
contract terms, and provide for such sanctions and penalties as may be appropriate. This may
include provisions for bonding, penalties for late or inadequate performance, retained earnings,
liquidated damages or other appropriate measures.
Disputes arising in the performance of this contract that are not resolved by agreement of the
parties shall be decided in writing by the authorized representative of the State of Wisconsin, the
Chief of Public Transit. This decision shall be final and conclusive unless within 10 days from
the date of receipt of its copy, the Recipient mails or otherwise furnishes a written appeal to the
Chief of the Public Transit Section. In connection with any such appeal, the Recipient shall be
afforded an opportunity to be heard and to offer evidence in support of its position. The decision
of the Chief of Public Transit shall be binding and the Recipient will abide by the decision.
Unless otherwise directed, the Recipient shall continue performance under this contract while
matters in dispute are being resolved.
16. Labor Protection
The Recipient agrees to comply with applicable transit employee protective requirements, terms,
and conditions determined by the U.S. Secretary of Labor to be fair and equitable to protect the
interests of employees employed under this contract and to meet the employee protective
requirements of 49 U.S.C. A5333(b), and U.S. DOL guidelines at 29 C.F.R. Part 215, and any
amendments thereto.
17. Disadvantaged Business Enterprises
A. Policy. It is the policy. of the U. S. Department of Transportation that disadvantaged
business enterprises (DBE) as defined in 49 CFR Part 26 shall have the opportunity to
participate in the performance of contracts financed in whole or in part with Federal
funds under this Agreement. Consequently, the DBE requirements of 49 CFR Part 26
apply to this Agreement.
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B. DBE Obligation. �. Recipient or its contractor agrees to
are that disadvantaged
business enterprises as defined in 49 CFR Part 26 have the opportunity to participate in
the performance of contracts and subcontracts financed in whole or in part with Federal
funds provided under this Agreement. In this regard, all recipients or contractors shall
take all necessary and reasonable steps in accordance with 49 CFR Part 26 to ensure
nondiscrimination in the award and administration of all contracts and subagreements
supported with Federal assistance from the U.S. D.O.T.
18. Incorporation of Federal Transit Administration (FTA) Terms
All contractual provisions required by the USDOT, as set forth in FTA Circular 4220.1D, dated
April 15, 1996 or any subsequent amendments, are hereby incorporated by reference. Anything
to the contrary herein notwithstanding, all FTA mandated terms shall be deemed to control in the
event of a conflict with other provisions contained in this Agreement. The Recipient shall not
perform any act, fail to perform any act, or refuse to comply with any WisDOT requests that
would cause WisDOT to be in violation of the FTA terms and conditions.
19. Drug and Alcohol Testing
The Recipient agrees to comply with the following Federal substance abuse regulations:
a. Drug -Free Workplace. U.S. DOT regulations, "Drug -Free Workplace Requirements (Grants),"
49 C.F.R. Part 29, Subpart F, as modified by 41 U.S.C. §§ 702 et seq.
b. Alcohol Misuse and Prohibited Drug Use. FTA regulations, "Prevention of Alcohol Misuse
and Prohibited Drug Use in Transit Operations," 49 CFR Part 655, to the extent applicable.
20. Intelligent Transportation System Program
The Recipient agrees that it will comply with all requirements of Section VII of FTA Notice,
"FTA National ITS Architecture Policy on Transit Projects, "66 Fed. Reg. 1459, January 8,
2001, in the course of implementing an ITS project. The applicant further agrees that it will
comply, and require its third party contractors and subrecipients to comply, with all applicable
requirements imposed by Section V (Regional ITS Architecture) and Section VI (Project
Implementation) of that Notice.
21. Access Reauirements for Persons with Disabilities
The Recipient agrees to comply with the requirements of 49 U.S.C. § 5301(d), which states the
Federal policy that elderly persons and persons with disabilities have the same right as other
persons to use mass transportation service and facilities, and that special efforts shall be made in
planning and designing those services and facilities to implement that policy. The Recipient also
agrees to comply with all applicable requirements of section 504 of the Rehabilitation Act of
1973, as amended, 29 U.S.C. § 794, which prohibits discrimination on the basis of handicaps,
with the Americans with Disabilities Act of 1990 (ADA), as amended, 42 U.S.C. §§ 12101 et
seq., which requires that accessible facilities and services be made available to persons with
disabilities, including any subsequent amendments to that Act, and with the Architectural
Barriers Act of 1968, as amended, 42 U.S.C. §§ 4151 et seq., which requires that buildings and
public accommodations be accessible to persons with disabilities, including any subsequent
amendments to that Act. In addition, the Recipient agrees to comply with all applicable
requirements of the following regulations and any subsequent amendments thereto:
l;
(1) U.S. DOT regulations, ransportation Services for Individuah Ah Disabilities (ADA)," 49
C.F.R. Part 37
(2) U.S. DOT regulations, "Nondiscrimination on the Basis of Handicap in Programs and
Activities Receiving or Benefiting from Federal Financial Assistance," 49 C.F.R. Part 27;
(3) Joint U.S. Architectural and Transportation Barriers Compliance Board (U.S. ATBCB) /U.S.
DOT regulations, "Americans With Disabilities (ADA) Accessibility Specifications for
Transportation Vehicles," 36 C.F.R. Part 1192 and 49 C.F.R. Part 38;
(4) U.S. DOJ regulations; "Nondiscrimination on the Basis of Disability in State and Local
Government Services," 28 C.F.R. Part 35;
(5) U.S. DOJ regulations, "Nondiscrimination on the Basis of Disability by Public
Accommodations and in Commercial Facilities," 28 C.F.R. Part 36;
(6) U.S. General Services Administration (U.S. GSA) regulations, "Accommodations for the
Physically Handicapped," 41 C.F.R. Subpart 101 -19;
(7) U.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal
Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 1630;
(8) U.S. Federal Communications Commission regulations, "Telecommunications Relay
Services and Related Customer Premises Equipment for the Hearing and Speech Disabled," 47
C.F.R. Part 64, Subpart F; and
(9) U.S. ATBCB regulations, "Electronic and Information Technology Accessibility Standards,"
36 C.F.R. Part 1194; and
(10) FTA regulations, "Transportation for Elderly and Handicapped Persons," 49 C.F.R. Part
609;
(11) Any implementing requirements FTA may issue.
22. Notification of Federal Participation
To the extent required by law, in the announcement of any third party contract award for goods
or services (including construction services) having an aggregate value of $500,000 or more, the
Recipient agrees to specify the amount of Federal assistance to be used in financing that
acquisition of goods and services and to express that amount of that Federal assistance as a
percentage of the total cost of that third party contract.
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Appendix B
1 THE OSHKOSH TRANSIT SYSTEM
.2 DRUG AND ALCOHOL TESTING POLICY
3 (EFFECTIVE JANUARY 1, 1996)
4 (Revised May 8, 2001)
I. INTRODUCTION
The Oshkosh Transit System performs a vital public service to the residents of Oshkosh and
Winnebago County. We are committed to ensuring that transit services are delivered safely in a
drug and alcohol free environment. Oshkosh Transit's drug and alcohol testing policy is designed
to:
Assure that employees can perform their assigned duties in a safe, healthy and
productive manner.
Create a workplace free from the adverse effects of drug and alcohol abuse or
misuse.
Ensure that all safety - sensitive* personnel of paratransit organizations that contract
with Oshkosh Transit to provide transit services are covered under the same drug
and alcohol regulations as employees of Oshkosh Transit. **
* Safety- sensitive employees are defined as those that perform any of the following:
• Operation of a revenue service vehicle, even if it is not in revenue service;
• Operation of a non - revenue service vehicle that requires a CDL;
• Dispatch or controlling movement of a revenue service vehicle;
• Maintenance of a revenue service vehicle or equipment used in revenue service; or
• Carrying a firearm for security purposes.
** Safety- sensitive personnel of private transit or paratransit organizations shall be governed
under the same guidelines as employees of the Oshkosh Transit System. Unless specifically
stated, they will also be defined as employees in this policy statement.
If you have any questions or concerns regarding this policy, contact the Transportation
Supervisor, Oshkosh Transit System, located at 926 Dempsey Trail, Oshkosh, WI 54902,
920/232 -5340.
II. PURPOSE
The purpose of this policy is to ensure employee fitness for duty and to protect our employees
and safety - sensitive personnel employed by paratransit organizations that contract with us,
passengers and the public from risks posed by worker use of alcohol and drugs. This policy is
intended to comply with all applicable Federal regulations governing workplace alcohol and drug
.use and misuse in the transit industry. Regulations issued by the U.S. Department of
Transportation and the Federal Transit Administration mandate urine drug testing and evidential
breath alcohol testing for safety- sensitive positions.* This policy document sets forth the
Oshkosh Transit System alcohol and drug abuse program and the conduct and testing reporting
guidelines for safety - sensitive employees and those safety- sensitive personnel employed by
paratransit organizations that contract with Oshkosh Transit.
III. APPLICABILITY
This policy applies to all transit system employees. It also applies to all personnel in safety -
sensitive positions in transit organizations that contract to provide transit or paratransit services
with Oshkosh Transit. Participation in the Oshkosh Transit System's drug and alcohol testing
program is a requirement of each safety- sensitive employee, and therefore, is a condition of
employment with the Oshkosh Transit System and contracted transportation providers. The policy
is in effect whether they are on transit property or when performing transit related business at any
location in Oshkosh or Winnebago County. All of the individuals covered by this policy will be
subject to specific alcohol and drug testing as required by federal regulations. A safety- sensitive
function is any duty related to the safe operation of mass transit or paratransit services including
Y �
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125
Appendix B
the operation, dispatch and maintenance of a mass transit or paratransit service vehicle including
supervisors. A list of safety sensitive positions is attached (See Appendix A).
IV. PROHIBITED SUBSTANCES
Prohibited drugs include any illegal or controlled substance including, but not limited to:
marijuana, amphetamines, opiates, phencyclidine (PCP), and cocaine. It also includes any drug
not approved for medical use by the USDA or the USFDA. Illegal use includes: use of or impair-
ment by any illegal drug, misuse of legally prescribed or over the counter drugs, or illegally
obtained prescription drugs.
The use of any beverage or mixture, including any medication, containing alcohol during or up to
four hours before performing a safety - sensitive function is also prohibited.
V. PROHIBITED CONDUCT
A. FEDERAL GUIDELINES FOR PROHIBITED CONDUCT
These guidelines are according to Federal Transit Administration regulations concerning
prohibited conduct for safety - sensitive employees:
Using or possessing alcohol while on duty. NOTE: Federal Regulations include
medications containing alcohol in the substances banned from use or possession in
the workplace Therefore employees will not be assigned to safety- sensitive job
functions while using or possessing prescription or non - prescription medication if
such medication contains any measurable amount of alcohol. It is the
responsibility of the employee to notify his/her supervisor of their use of any
medication containing a measurable amount of alcohol.
2. Using alcohol within (8) hours following an accident, if the employee was required to
be tested, unless an earlier test results in a reading of less than 0.02.
3. Reporting for duty or remaining on duty while having an alcohol concentration of
0.02 or greater.
4. Consuming any amount of alcohol within four (4) hours before reporting for duty.
5. Using any controlled substances while on duty.
6. Reporting or remaining on duty if the employee tests positive for alcohol or drugs.
7. Refusing to submit to any drug or alcohol test that is required by this Policy.
B. OSHKOSH TRANSIT PROHIBITED POLICIES
These practices are specifically prohibited under Oshkosh Transit policy.
1. Dispensing, distributing or receiving alcohol and controlled substances while on
duty.
2. Possession of controlled substances while on duty.
3. Reporting for duty or remaining on duty in a safety- sensitive position while having an
alcohol concentration of 0.02 or greater.
4. Reporting for duty or remaining on duty while under the influence of alcohol or a
controlled substance.
5. Providing false information concerning a test, or falsifying test results through
tampering, contamination, adulteration or substitution of test samples.
2 °:;"
d
Appendix B
126 6 . Refusing to sign an employee acknowledgement form or failure to participate in
127 required drug /alcohol training before working in a sensitive - safety position after
128- January 1, 1996.
129
130 Any employee who violates any of these rules set forth is subject to discipline, up to and including
131 termination.
VI. REQUIRED TESTING SITUATIONS AND PROCEDURES
All safety sensitive employees will be subject to testing after January 1, 1996. All safety sensitive
employees are required to take drug or alcohol test when requested by a supervisor. These tests
may be conducted just before, during, and just after performing a safety - sensitive function. Failure
to take a required drug or alcohol test will result in an employee's removal from that assignment(s)
and will result in immediate termination.
All time spent undergoing required alcohol or drug testing, including travel time shall be paid in
accordance with applicable provisions of a Collective Bargaining Agreement or the pay policy of
the City of Oshkosh.
Testing shall be conducted in the following situations:
A. Pre - Employment Testing - A prospective employee must take proscribed drug tests after
the offer of conditional employment and prior to beginning of work in a safety - sensitive
position. A positive test will result in the individual's disqualification from the safety -
sensitive position and withdrawal of the conditional employment offer. The individual will
be ineligible to reapply for the same safety- sensitive position for a period of one -year
following the test. Existing employees who transfer from anon safety- sensitive position to
a safety - sensitive position will be subject to the same procedures as the prospective
employment except a ositive test will automatically result in disqualification for a period of
one year from the safety- sensitive position. A positive test may also result in additional
discipline action against the employee up to and including dismissal. Employees and
prospective employees will be able to request that the sprit test be performed under the
guidelines specified in Section VII /Part C of this policy statement. FTA Regulations
effective May 10, 1995) no longer require pre - employment alcohol testing.
B. Reasonable Suspicion Testing - A safety- sensitive employee can be subjected to
reasonable suspicion testing if a supervisor believes there is reasonable cause to suspect
drug or alcohol impairment:
1. There is reason to suspect impairment based upon documentable objective facts
and circumstances. These circumstances include but are not limited to: employee
appearance, employees manner of acting or reacting, employee behavior, indication
of controlled substance withdrawal, speech, breath, odor, indication of chronic
effects of controlled substances. The supervisor may act if he /she believes the
employee is under the influence of controlled substance prior, during or after the
performance of a safety- sensitive function.
2. This behavior or impairment is observed to prior, during or after the performance of
safety- sensitive functions.
If the supervisor believes that reasonable suspicion testing is warranted, the following
steps should be followed:
a) The employee should be removed from the safety- sensitive function
immediately.
b) The supervisor should escort the employee to the drug /alcohol testing site.
The alcohol test shall take place no later than (8) hours and the drug test no
later than (24) hours after the reasonable suspicion is determined. If the
alcohol test shall take place more than (2) hours but less than (8) hours after
the reasonable suspicion is determined, the supervisor will be required to
complete a report explaining the reason for the delay.
3° .�
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Appendix B
190
3. The supervisor will wait at the clinic until the testing has been completed.
191
192
4. The employee shall not return to duty until the results of the test are known.
193
194
5. The employee will not be allowed to drive home if the alcohol test and confirmation
195
indicate a blood alcohol level of 0.02 or greater. An alternate mode of
196
transportation must be provided and it is the responsibility of the employee to
197
arrange alternate transportation.
198
199
6. If the employee has been removed from their safety - sensitive position as a result of
drug by their they will be removed from all
200
reasonable suspicion of use supervisor,
duties the the drug test. If the drug test is
201
202
safety- sensitive pending results of
negative, they will be reinstated and the suspension will be removed from their
203
record. If the drug test is positive, they will be subject to the discipline procedure
204
associated with a positive drug test.
205
206
7. The supervisor will complete and sign a copy of the Reasonable Suspicion
207
Observation Form within 24 hours of removing the employee from the safety -
208
sensitive function.
209
210 C.
Random Testing - All employees in safety- sensitive positions will be subject to random
211
testing. The testing may be conducted immediately before, during or immediately after the
212
performing of the employee's safety- sensitive duties. Employees of Oshkosh Transit and
213
other employers who contract with Oshkosh Transit will be
placed in a pool of employees
214
subject to testing. The individuals who will be tested will
be selected from a pool of
be
215
employees subject to testing. The testing dates and times will unannounced and will
frequency throughout the Random tests will 25
216
occur with random year. alcohol equal
217
percent of all employees in the testing pool; drug tests will be 50 percent of employees in
218
- the pool. These testing levels are based upon Federal Transit Administration
219
requirements. Testing levels will change if required Federal Transit Administration Testing
220
levels change.
221
222
Occupational Health Systems will select employees for random testing using a scientifically
The of computer based
223
valid method of random number generation. method will consist
224
225
random number generation which will match with individual's Social Security numbers. All
employees will have an equal possibility of being selected on each occasion that
226
selections are made. Hence, some employees will be required to take more than one test
227
during a year, while others will not be tested at all during a year.
228
229 D.
230
Post - Accident Testing - Federal Transit Administration policy requires post- accident
testing if employees are involved in an accident with a Oshkosh Transit vehicle that results
231
in:
232
233
1. A fatality
234
2. An individual suffering bodily injury and receiving immediate medical treatment.
235
3. The transit vehicle or any vehicle involved in the accident is towed OR the transit
236
vehicle is removed from service as a result of disabling damage incurred in the
237
accident.
238
239
The employee will report the accident to their supervisor immediately. If no supervisor is
240
on duty, supervisors will be contacted according to the Supervisor Call -out Schedule.
241
Failure to contact a supervisor when post accident testing is required or refusing to take a
drug /alcohol test in termination. Between the time the employee
242
will result an employee's
243
244
is involved in the accident until the after the drug time testing occurs the employee is to
refrain from alcohol use for no less than eight hours and remain available for drug and
245
alcohol testing.
246
247
The employee upon direction of the supervisor shall report to the drug /alcohol testing site.
248
The alcohol test shall take place no later than (8) hours and the drug
test no later than (24)
249
hours after the accident. If the alcohol test shall take place more than
(2) hours but less
250
than (8) hours after the accident, the supervisor will be required to complete a report
251
explaining the reason for the delay.
4
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Appendix B
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E. Return to Duty /Follow -up Testing - An employee who tests positive on a drug or alcohol
test will be required to take another drug and alcohol test before returnin to work. The
employee will also have to be cleared by a Substance Abuse Professional SAP) to return
to work.
This employee will be subject to a minimum of six random drug tests in the following twelve
months, which will be considered follow -up testing. This does not include post accident
testing, reasonable suspicion testing or random testing of all safety- sensitive employees.
An employee who tests positive on a second occasion for either alcohol or drugs will be
terminated immediately upon confirmation of test results. It does not affect the decision if
the first positive test was for a different substance. Evidential Breath Tests on return to
duty of follow -up tests which the result of the initial and confirmatory test are .02 or greater
will be considered a positive test and will result in immediate termination.
VII. DRUG TESTING PROCEDURES
A. OVERVIEW
The City of Oshkosh has entered into an alcohol and drug testing agreement with the
Occupational Health Systems at Mercy Oakwood /Mercy Medical Center (hereafter known as OHS
and MMC). Drug testing will normally be conducted through the use of urine samples to determine
if illegal substances are present.
We will test for the following prohibited substances as mandated by the Federal Transit
Administration:
1. Tetrahydrocannabinol (marijuana)
2. Cocaine (or crack)
3. Amphetamines (uppers, speed)
4. Opiates (including heroin)
5. Phencyclidine (PCP)
If there is reasonable suspicion by a supervisor that the employee is abusing a controlled
substance other than the five class of drugs listed above, Oshkosh Transit reserves the right to
test for those drugs using standard laboratory testing procedures. Those tests will be conducted
with separate specimens from any FTA mandated drug tests. Positive tests of these controlled
substances will result in the same discipline procedures as with other positive drug test results.
Drug testing is conducted by analyzing an employee's urine specimen (through a NIDA certified
testing lab). This test will use a split sample testing procedure. Each urine specimen is divided
into two bottles. Both specimen bottles will be sent to a certified lab. The specimen deemed to be
the primary specimen will be used for the actual urinalysis. The split sample will be stored at the
lab and remain sealed. If the analysis of the primary specimen confirms the presence of a
controlled substance, the employee has three options. First, the employee can request that the
split sample be sent to a separate lab for retest. Second, the employee can request that the same
lab test the split sample. The employee must contact the Medical Review Officer (MRO) within 72
hours of receiving the results of a positive test if he/she wishes to pursue either of these options.
Third, the employee can waive the right to a retest by not contacting the Medical Review Officer
within 72 hours or indicating prior to that time that they are waiving the option of a split sample.
The employee will be required to pay the cost of the split test. If the results of the split test are
negative, Oshkosh Transit will reimburse the cost to the employee. If the employee waives the
right to retest, the test results will be considered positive and actions will be taken on that basis. If
the retest is also positive, the test results will be deemed positive. If the retest fails to reconfirm
the initial test, the test is canceled.
5
9
s
Appendix B`
377 Substance Abuse Professional (SAP). A referral to the SAP will take place
378 regardless of disciplinary action brought against the employee.
379
380 4. The Substance Abuse Professional will develop the appropriate treatment program.
381 The employee will be required to fully follow the designated treatment program.
382
383 5. The Substance Abuse Professional will determine when the employee is ready to
384 return to work. They will forward that written authorization to the Medical Review
385 Officer and the Oshkosh Transit Drug /Alcohol Coordinator.
386
387 6. The employee will able to return to work after receipt by the employer and Medical
388 Review Officer of a negative drug and alcohol test result in their return to work tests.
389 They will be subject to a minimum of six random follow -up drug and alcohol tests in
390 the next twelve months.
391
392 D. GUIDELINES FOR PRESCRIPTION AND NON PRESCRIPTION DRUGS
393
394 It is required to notify the Personnel Department or a supervisor if an employee is taking any
395 legally prescribed medication, therapeutic drug or non prescription drug that contains any
396 measurable amount of alcohol or carries a warning label that indicates the employee's mental
397 functioning, motor skills or judgement may be adversely affected by the use of this medication.
398 Federal regulations stipulate that an employee is not permitted to use or possess medication
399 containing alcohol while in performance of a safety - sensitive duty. A positive alcohol test as a
400 result of legally prescribed medication will be treated as any other valid positive test results for
401 alcohol.
402
403
404 VIII. EFFECTS OF ALCOHOL MISUSE
405
406 Alcoholism and drug dependency are treatable illnesses that can be successfully dealt with if
407 identified in the early stages and referred to an appropriate source for treatment. Indications of
408 alcohol and drug abuse include extreme changes in personality, problems with employer or other
409 employees, interrupted or changing sleep patterns, problems with attendance and lateness,
410 concealment of social habits involving drugs and alcohol, and family problems. Continued alcohol.
411 and drug dependency can lead to a deterioration of health.
412
413 The Oshkosh Transit System encourages employees to seek treatment voluntarily and supports
414 employees who volunteer for treatment of alcohol or drug abuse. If you feel you have an alcohol
415 or drug dependency, we encourage you to speak with your immediate supervisor for information
416 about the Employee Assistance Program (EAP) that is available to you. Confidentiality of
417 information will be maintained at all times. The Oshkosh Transit System and the City of Oshkosh
418 will assist the employee with sick leave, vacation time, or leave without pay during treatment and
419 rehabilitation, and insurance coverage will be provided to the extent of individual coverage.
420
421 While the Oshkosh Transit System is willing to assist employees with alcohol or chemical
422 dependency problems, safety is our first priority. Employees must adhere to the attached Drug
423 and Alcohol Policy regardless of participation in a treatment program and are expected to observe
424 all other job performance standards and work rules.
425
426
427 IX. ALCOHOL TESTING PROCEDURES
428
429 A. OVERVIEW
430
431 The City of Oshkosh has entered into an alcohol and drug testing agreement with the
432 Occupational Health Systems at Mercy Oakwood /Mercy Medical Center hereafter known as OHS
433 and MMC). Drug testing will normally be conducted through the use of Evidential Breath Tests
434 (EBT) to determine the presence of alcohol.
7
Appendix B
435
436 The Evidential Breath Testing device is capable of measuring an employee's blood alcohol
437 concentration. A qualified Breath Alcohol Technician (BAT) will administer the test. Identification
438 procedures will be the same for an alcohol test as they are for a drug test at OHS /MMC. The
439 employee will complete any forms fully and without modification. The Breath Alcohol Technician
440 will direct the employee through the procedures associated with performing the Evidential Breath
441 Testing.
If the initial test indicates a blood alcohol concentration of less than 0.02, no further testing will
occur. The test will be reported to the employer as negative. Initial test results indicating a blood
alcohol test of .02 or greater will require a confirmatory test. The confirmatory test will be
conducted no less than 15 minutes and no more than 30 minutes following the initial alcohol test.
If the confirmatory test indicates a blood alcohol concentration of less than 0.02, the test will be
considered and reported to the employer as negative. Confirmatory, test results of .04 or greater
will result in the employees removal from any safety- sensitive position. It will also result in the
discipline and procedures associated with the verification of a positive drug or alcohol test result.
The initial and confirmatory Evidential Breath Tests constitute complete verification of the validity
of the alcohol testing procedures.
If initial and confirmatory or confirmatory Evidential Breath Test results are between .02 and .039,
the employee will be subject to discipline pursuant to "just cause ". The employee, at minimum will
be placed on leave without pay and removed from their safety- sensitive position for a minimum of
24 hours following administration of the test. They may be subject to additional discipline up to
and including termination. If any employee has tested positive for alcohol or drugs within the
previous thirty -six months, an Evidential Breath Test that indicates a blood alcohol level of .02 or
over will result in disciplinary procedures up to and including termination.
B. RESULTS OF A POSITIVE ALCOHOL TEST
This procedure applies onl for the first positive alcohol or drug test within a thirty -six month
period. If a drug test is determined to be positive and the confirmation process has been
completed, the following actions will occur:
1. The employee will be immediately removed from a safety- sensitive position.
2. The employee will be subject to immediate termination UNLESS he /she agrees to
enter into a last chance agreement involving mandatory completion of a Substance
Abuse Treatment Program as deemed appropriate for the individual by the
Substance Abuse Professional. A referral to the SAP will take place regardless of
disciplinary action brought against the employee.
3. The Substance Abuse Professional will develop the appropriate treatment program.
The employee will be required to fully follow the designated treatment program.
4. The Substance Abuse Professional will determine when the employee is ready to
return to work. They will forward that written authorization to the Medical Review
Officer and the Oshkosh Transit Drug /Alcohol Coordinator.
5. The employee will able to return to work after receipt by the employer and Medical
Review Officer of a negative drug and alcohol test result in their return to work tests.
They will be subject to a minimum of six random follow -up drug and alcohol tests in
the next twelve months.
X. REFUSAL TO SUBMIT TO A TEST
The following behaviors are defined as constituting a refusal to submit to a test:
1. Refusal to take the test (verbal refusal or physical absence);
2. Inability to provide sufficient quantities of breath or urine to be tested without a valid
medical explanation;
3. Tampering with or attempting to adulterate the specimen or interfere with the
collection procedure;
8
APPendix B
498 4. Not report
499 ing to the collection site in the time allotted;
5 . Leaving the scene of an accident without a valid reason before the tests have been
500 conducted; or
501 6. Failure to sign required testing forms for urine collection.
502
503
504
505 XL CONFIDENTIALITY OF RECORDS
506
507 The Oshkosh Transit System respects the privacy rights of all of its employees. It understands
508 that the nature of these tests requires respect for the employees' rights for confidentiality. Test
509 results will be communicated to the employee, their supervisor, and the drug and alcohol program
510 manager. Oshkosh Transit will not reveal these records or the identity of any employees partici-
511 pating in related treatment programs unless one of the following circumstances arise:
512
513 1. The employee directs release of records /information to a third part yy in writing
514 (exceptions: Medical Review Office, Substance Abuse Professional, and /or Program
515 Manager).
516
517 2. Oshkosh Transit may disclose information related to a test result to the decision -
518 maker in a, lawsuit, grievance, on behalf of the employee tested.
519
520 3. Upon written request, Oshkosh Transit will provide any employee with their records
521 relating to his/her test.
522
523 4. Oshkosh Transit must release information to the National Transportation Safety
524 Board (NTSB) about any post accident test performed for an accident that is under
525 NTSB investigation.
526
527 5. Oshkosh Transit will make available copies of all results of employee testing
528 programs, and any other records pertaining to testing programs when requested by
529 the US Department of Transportation (DOT) or any other records pertaining to
530 testing programs when requested by OT or any DOT agency with regulatory
531 authority over Oshkosh Transit or any of its employees. It will also reply to similar
532 requests with Wisconsin agencies that have authorized oversight responsibilities.
533
534 These exceptions to employee confidentiality are required by Federal Transit Administration
535 guidelines.
536
537
538 XII. TRAINING
539
540 All employees will be subject to a minimum of sixty minutes of training. It will focus upon the
541 effects and indicators of drug use. Training will be primarily the use of audio - visual materials
542 that are in compliance with Federal Transit Administration guidelines. New employees will receive
543 this training prior to performance of safety sensitive duties. All employees will also be required to
544 read this document and verify that they have read and understand this policy and agree to fully
545 comply with it with the Drug and Alcohol Verification Form.
546
547 All supervisors will receive a minimum of 120 minutes of training in addition to the training
548 indicated above. Sixty minutes of the training will be with respect to the alcohol program and sixty
549 minutes will be for the drug program.
550
551
552
553
9 �� ,�
Appendix B
617
618
619 APPENDIX B
620
621
622 POLICIES CONCERNING EMPLOYEES WITH BUSINESSES THAT CONTRACT WITH
623 OSHKOSH TRANSIT
624
625 Federal Transit Administration guidelines require that all companies that contract with Oshkosh
626 Transit have all persons who perform safety - sensitive functions undergo drug and alcohol testing
627 procedures outlined in the policy manual.
The Contractor will be required to be included with Oshkosh Transit in their drug and alcohol
testing program. This program will include all employees of Oshkosh Transit and all safety -
sensitive employees of companies that provided contracted transit and paratransit services for
Oshkosh Transit. Safety- sensitive employees include all employees who drive, repair or dispatch
transit and /or paratransit vehicles. The Federal Transit Administration mandated drug and alcohol
testing program will be effective January 1, 1996 for Oshkosh Transit.
Oshkosh Transit will provide all training associated with this program. A new employee or an
employee who becomes involved in a safety - sensitive function after January 1, 1996 will be
required to take a pre- employment drug test and undergo Oshkosh Transit drug and alcohol
training before beginning their safety - sensitive duties. Oshkosh Transit will communicate the time
and date that safety - sensitive employees are required to take drug and alcohol tests. All
individuals who are instructed to take a drug test must do so at the time, date and location indicat-
ed. Oshkosh Transit will pay the cost of: drug and alcohol training, pre - employment tests,
suspicion testing, post- accident testing and random testing. The cost of split drug tests will be in
accordance with the written policy of Oshkosh Transit.
Safety - sensitive personnel of the Contractor who test positive for either drugs or alcohol, when
that positive test is verified by the Medical Review Officer will be removed from their safety -
sensitive position. They will be prohibited from working in any safety- sensitive paratransit position
that contracts with Oshkosh Transit. The Contractor will be required to provide Oshkosh Transit a
list of all new safety- sensitive and non safety- sensitive employees on a quarterly basis. A list of all
employees will be provided on an annual basis. The initial list needs to be submitted to Oshkosh
Transit no later than October 28, 1995. It will include the employee's name, position, social
security number, and indicate if that is a safety - sensitive employee. Subsequent lists will be
updated monthly for the term of the contract. The Contractor will also promptly provide upon
request any additional employee information necessary for Oshkosh Transit to administer this
program.
The Contractor agrees to abide by the conditions and guidelines spelled out in the Oshkosh
Transit System Drug and Alcohol Policy. If the Contractor wishes to have drug and alcohol policies
different from Oshkosh Transit, it must submit these policies in writing to Oshkosh Transit for
approval. Oshkosh Transit reserves the right to accept or reject any changes to the existing drug
and alcohol policy. Contractor's can set up their own drug and alcohol program. Contractors must
submit a letter no later than December 15 of each year certifying that they have set up a program
which complies with FTA regulations for the following calendar year. Oshkosh Transit will not pay,
the Contractor any of its costs if it opts for a separate program.