HomeMy WebLinkAbout08-112REVISED
APRIL 8, 2008 08-112 RESOLUTION
(CARRIED 7-0 LOST LAID OVER WITHDRAWN )
PURPOSE: INITIAL RESOLUTION REGARDING REVENUE BOND FINANCING TO
BENEFIT UNIVERSITY OF WISCONSIN-OSHKOSH FOUNDATION, INC.
- Information with respect to the job impact of the project will be available
at the time of consideration of the Initial Resolution
INITIATED BY: CITY ADMINISTRATION
WHEREAS, Section 66.1103 of the Wisconsin Statutes (the "Act")authorizes the City of
Oshkosh, Wisconsin (the "Issuer"), to authorize the issuance and sale of bonds by the Issuer to
construct, equip, re-equip, acquire by gift, lease or purchase, install, reconstruct, rebuild,
rehabilitate, improve, supplement, replace, maintain, repair, enlarge, extend or remodel
industrial projects; and
WHEREAS, the University of Wisconsin-Oshkosh Foundation, Inc., a Wisconsin nonstock
corporation (the "Borrower") desires to complete a project consisting of (a) the renovation and
construction of Phase II improvements to the Oshkosh Sports Complex located at 450 Josslyn
Street, Oshkosh, Wisconsin (the "Complex"), (b) the purchase and installation of equipment at
the Complex, (c) capitalized interest and (d) payment of financing fees (the "Project"), which
Project will be constructed by the Borrower and owned by the University of Wisconsin System
and used by the UW-Oshkosh, Lourdes High School and the Oshkosh Area School District, all
of which would contribute to the well-being of the City of Oshkosh, Wisconsin; and
WHEREAS, the cost of the Project is presently estimated to be greater than $3,750,000, and
the amount proposed to be financed with one or more series of tax-exempt and/or taxable revenue
bonds does not exceed $3,750,000; and
WHEREAS, the Borrower has requested that the Issuer now approve an initial resolution (the
"Initial Resolution")providing for the financing of the Project in an amount not to exceed $3,750,000;
and
WHEREAS, completion of the Project will increase the number of people coming to the City
for business and recreation; and
WHEREAS, the Issuer is a municipality organized and existing under and pursuant to the
laws of the State of Wisconsin, and is authorized to enter into revenue agreements with eligible
participants with respect to the Project whereby eligible participants agree to cause said Project to be
acquired, constructed and renovated to pay the Issuer an amount of funds sufficient to provide for
the prompt payment when due of the principal and interest on said revenue bonds.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Oshkosh,
Wisconsin, as follows:
1. Based upon representations ofthe Borrower, it is the finding and determination of the
City Council that the Project is a qualified "project" within the meaning of the Act and that the
Borrower is an "eligible participant" within the meaning of the Act. The Issuer shall:
(a) Finance the Project in an amount not to exceed $3,750,000;
(b) Issue revenue bonds in one or more series of tax-exempt and/ortaxable bonds
(the "Bond(s)"), in an amount not to exceed $3,750,000 in order to finance costs of the
Project; and
(c) Completion of the Project will increase the number of people coming to the City
for business and recreation.
2. The aforesaid plan of financing contemplates, and is conditioned upon, the following:
(a) The Bonds shall never constitute an indebtedness of the Issuer within the
meaning of any state constitutional provision or statutory limitation;
(b) The Bonds shall not constitute or give rise to a pecuniary liability of the Issuer
or a charge against its general credit or taxing powers, including but not limited to:
1. Liability for failure to investigate or negligence in the investigation of the
financial position or prospects of an eligible participant, a user of the
Project or any other person or for failure to consider, or negligence
concerning, the adequacy of terms of, or collateral security for, the Bonds
or any related agreement to protect interests of holders of the Bonds; and
2. Any liability in connection with the issuance or sale of the Bonds, for
representations made, or for the performance of the obligation of any
person who is a party to a related transaction or agreement except as
specifically provided in the Act or by an express provision of the Bond or a
related written agreement to which the Issuer is a party.
(c) The Project shall be subject to property taxation in the same amount and to the
same extent as though the Project were not financed with revenue bonds;
(d) The Borrower shall find a purchaser for all of the Bonds; and
(e) The Issuer's out-of-pocket costs, including but not limited to legal fees and
Trustee's fees, in connection with the issuance and sale of the Bonds shall be paid by the
Borrower.
3. The aforesaid plan of financing shall not be legally binding upon the Issuer nor be
finally implemented unless and until:
(a) The details and mechanics of the same are authorized and approved by a
further resolution of the City Council which shall be solely within the discretion of the City
Council;
(b) The City Clerk shall cause notice of adoption of this Initial Resolution, in the
form attached hereto as Exhibit A, to be published once in a newspaper of general circulation
in the City of Oshkosh, and the electors of the City of Oshkosh shall have been given the
opportunity to petition for a referendum on the matter of the aforesaid Bond issue, all as
required by law;
(c) Either no such petition shall be timely filed or such petition shall have been filed
and said referendum shall have approved the Bond issue;
(d) The City Clerk shall have received an employment impact estimate issued
under Section 560.034 of the Wisconsin Statutes;
(e) All documents required to consummate the financing have been duly
authorized and delivered; and
(f) The Issuer and the Borrower have resolved all land use and special use issues
with respect to the affected property and the Project.
4. Pursuant to the Act, all requirements that the Project be subject to the contracting
requirements contained in Section 66.1103 (11) are waived, the Borrower having represented that it
is able to negotiate satisfactory arrangements for completing the Project and that the Issuer's
interests are not prejudiced thereby.
5. The City Clerk is directed, following adoption of this Initial Resolution (i) to publish
notice of such adoption not less than one time in the official newspaper of the City of Oshkosh,
Wisconsin, such notice to be in substantially the form attached hereto as Exhibit A and (ii) to file a
copy of this Initial Resolution, together with a statement indicating the date the Notice to Electors was
published, with the Secretary of Business Development of the State of Wisconsin within twenty (20)
days following the date of publication of such notice.
6. This Initial Resolution is an "initial resolution" within the meaning of the Act and official
action toward issuance of the Bonds for purposes of Sections 103 and 144 of the Internal Revenue
Code of 1986, as amended, and the regulations promulgated thereunder. Furthermore, it is the
reasonable expectation of the Issuer that proceeds of the Bonds may be used to reimburse
expenditures made on the Project prior to the issuance of the Bonds. The maximum principal
amount of debt expected to be issued for the Project on the date hereof is $3,750,000. This
statement of official intent is made pursuant to Internal Revenue Code §1.150-2.
Adopted: April 8, 2008.
John Fitzpatrick, Acting City Manager
Attest:
Pamela Ubrig, City Clerk
EXHIBIT A
NOTICE TO ELECTORS OF
THE CITY OF OSHKOSH, WISCONSIN
TAKE NOTICE that the City Council of the City of Oshkosh, Wisconsin (the "Issuer"), at a regular
meeting held at City Hall, 215 Church Avenue, Oshkosh, Wisconsin, on April 8, 2008, adopted an Initial
Resolution pursuant to Section 66.1103 of the Wisconsin Statutes, as amended, expressing the intention
to issue not to exceed $3,750,000 of revenue bonds of the Issuer (the "Bonds") on behalf of University of
Wisconsin-Oshkosh Foundation, Inc., a Wisconsin nonstock corporation (the "Borrower"). The Bonds
are being issued for financing a project consisting of (a) the renovation and construction of Phase II
improvements to the Oshkosh Sports Complex located at 450 Josslyn Street, Oshkosh, Wisconsin
(the "Complex"), (b) the purchase and installation of equipment at the Complex, (c) capitalized interest
and (d) payment of financing fees (the "Project"), which Project will be constructed by the Borrower
and owned by the University of Wisconsin System and used by the UW-Oshkosh, Lourdes High
School and the Oshkosh Area School District, all of which would contribute to the well-being of the
City of Oshkosh, Wisconsin. The Borrower has represented that the net number of full-time
equivalent jobs which the Project is expected to create on the Project site is 5.
Pursuant to the terms of Section 66.1103 (11) of the Wisconsin Statutes, all requirements that the
Project be subject to the contracting requirements contained in Section 66.1103 (11) are waived, the
Borrower having represented that it is able to negotiate satisfactory arrangements for completing the
Project and that the Issuer's interests are not prejudiced thereby.
THE BONDS SHALL NEVER CONSTITUTE AN INDEBTEDNESS OF THE ISSUER, NOR SHALL
THE BONDS GIVE RISE TO ANY PECUNIARY LIABILITY OF THE ISSUER, NOR SHALL THE BONDS
BE A CHARGE AGAINST THE GENERAL CREDIT OR TAXING POWERS OF THE ISSUER. RATHER,
THE BONDS SHALL BE PAYABLE SOLELY FROM THE REVENUES AND OTHER AMOUNTS TO BE
DERIVED PURSUANT TO THE REVENUE AGREEMENT RELATING TO SAID PROJECT TO BE
ENTERED INTO BETWEEN THE ISSUER AND THE BORROWER.
The Initial Resolution may be inspected in the office of the City Clerk at 215 Church Avenue,
Oshkosh, Wisconsin, during business hours.
TAKE FURTHER NOTICE THAT THE ELECTORS OF THE CITY OF OSHKOSH MAY PETITION
FOR A REFERENDUM ON THE QUESTION OF THE BOND ISSUE. Unless within thirty (30) days from
the date of the publication of this Notice a petition signed by not less than five percent (5%) of the
registered electors of the City of Oshkosh is filed with the City Clerk requesting a referendum on the
question of the issuance of the Bonds, the Issuer will issue the Bonds without submitting the proposition for
the electors' approval. If such petition is filed as aforesaid, then the Bonds shall not be issued until
approved by a majority of the electors of the City of Oshkosh voting thereon at a general or special
election.
Pamela Ubrig, City Clerk
City of Oshkosh, Wisconsin