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HomeMy WebLinkAbout2021ACFRAnnual Comprehensive Financial Report 2021 Including Auditors’ Report CITY OF OSHKOSH, WISCONSIN Table of Contents December 31, 2021 Page INTRODUCTORY SECTION Letter of Transmittal 1 Organizational Chart 9 The City 10 FINANCIAL SECTION INDEPENDENT AUDITORS’ REPORT 11 MANAGEMENT’S DISCUSSION AND ANALYSIS 14 BASIC FINANCIAL STATEMENTS Government - Wide Financial Statements Statement of Net Position 22 Statement of Activities 23 Fund Financial Statements Balance Sheet – Governmental Funds 25 Reconciliation of the Balance Sheet – Governmental Funds to the Statement of Net Position 27 Statement of Revenues, Expenditures and Changes in Fund Balances (Deficit) – Governmental Funds 28 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances (Deficit) – Governmental Funds to the Statement of Activities 30 Statement of Net Position – Proprietary Funds 31 Statement of Revenues, Expenses and Changes in Net Position – Proprietary Funds 33 Statement of Cash Flows – Proprietary Funds 35 Statement of Fiduciary Net Position – Fiduciary Fund 37 Statement of Changes in Net Position – Fiduciary Fund 38 Notes to Financial Statements 39 REQUIRED SUPPLEMENTARY INFORMATION Schedules of Proportionate Share of Net Pension Liability (Asset) and Employer Contributions – Wisconsin Retirement System 79 Schedules of Proportionate Share of Net OPEB Liability and Employer Contributions – Local Retiree Life Insurance Plan 80 Schedule of Changes in Total OPEB Liability and Related Ratios 81 Schedule of Budgetary Comparison – Budget and Actual – General Fund 82 Notes to Required Supplementary Information 83 SUPPLEMENTARY INFORMATION Combining Balance Sheet – Nonmajor Governmental Funds 84 CITY OF OSHKOSH, WISCONSIN Table of Contents (Continued) December 31, 2021 SUPPLEMENTARY INFORMATION (Continued) Combining Statement of Revenues, Expenditures and Changes in Fund Balances – Nonmajor Governmental Funds 92 Combining Statement of Net Position – Nonmajor Enterprise Funds Combining Statement of Revenues, Expenses and Changes in Net Position – Nonmajor Enterprise Funds 100 102 Combining Statement of Cash Flows – Nonmajor Enterprise Funds 104 Combining Statement of Net Position (Deficit) – Internal Service Funds 106 Combining Statement of Revenues, Expenses and Change in Net Position (Deficit) – Internal Service Funds 107 Combining Statement of Cash Flows – Internal Service Funds 108 Combining Statement of Net Position – Custodial Funds 109 Combining Statement of Changes in Net Position – Custodial Funds 110 Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual - Debt Service Fund 111 Committee on Aging 112 Business Improvement District 113 Recycling 114 Street Lighting 115 Library 116 Museum 117 Cemetery 118 Community Development Block Grant 119 Local Revolving Loan Program 120 Senior Center Revolving Loans 121 Police Special 122 Fire Special 123 Community Development Special 124 Health Neighborhood Initiative 125 Parks Revenue Facilities 126 Leach Amphitheater 127 Public Works Special 128 Garbage Disposal 129 CITY OF OSHKOSH, WISCONSIN Table of Contents (Continued) December 31, 2021 SUPPLEMENTARY INFORMATION (Continued) Pollock Water Park 130 Rental Inspections 131 Special Events 132 Street Tree 133 Equipment 134 Park Improvement and Acquisition 135 Grand Opera House 136 Parking Ramp Improvements 137 TIF No. 8 S Aviation Industrial 138 TIF No. 10 Main and Washington 139 TIF No. 11 Oshkosh Office Center 140 TIF No. 12 Division Street 141 TIF No. 13 Marion Road/Pearl Ave. 142 TIF No. 14 Mercy Medical 143 TIF No. 15 Park Plaza 144 TIF No. 16 100 Block Redevelopment 145 TIF No. 17 City Centre 146 TIF No. 18 SW Industrial No. 3 147 TIF No. 19 NW Industrial Expansion 148 TIF No. 20 South Side Fox River 149 TIF No. 21 Fox River Corridor 150 TIF No. 23 SW Industrial Park 151 TIF No. 24 Oshkosh Corp 152 TIF No. 25 City Center Hotel 153 TIF No. 26 Aviation Business Park 154 TIF No. 27 North Main Street 155 TIF No. 28 Beach Building Redevelopment 156 TIF No. 29 Morgan District 157 TIF No. 30 Washington Building 158 TIF No. 31 Buckstaff Redevelopment 159 TIF No. 32 Granary Redevelopment 160 TIF No. 33 Lamico Redevelopment 161 TIF No. 34 Oshkosh Corp Headquarters 162 CITY OF OSHKOSH, WISCONSIN Table of Contents (Continued) December 31, 2021 SUPPLEMENTARY INFORMATION (Continued) 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 TIF No. 35 Oshkosh Ave. Corridor TIF No. 36 Merge Redevelopment TIF No. 37 Aviation Plaza TIF No. 38 Pioneer Redevelopment TIF No. 39 Cabrini School Redevelopment Transit Utility Water Utility Sewer Utility Stormwater Utility Parking Utility Oshkosh Redevelopment Project Industrial Park Inspection Services Hospital Insurance Police Pension Fire Pension Worker’s Compensation 179 STATISTICAL SECTION Net Position 180 Changes in Net Position 181 Fund Balances, Governmental Funds 183 Changes in Fund Balance, Governmental Funds 184 Assessed and Estimated Actual Value of Taxable Property 185 Property Tax Rates – Direct and Overlapping Governments 186 Principal Taxpayers 187 Property Tax Levies and Collections 188 Outstanding Debt by Type 189 Ratios of Net General Bonded Debt Outstanding 190 Direct and Overlapping Governmental Activities Debt 191 Legal Debt Margin Information 192 Pledged-Revenue Coverage Water Revenue Bonds 193 Sewer Revenue Bonds 193 CITY OF OSHKOSH, WISCONSIN Table of Contents (Continued) December 31, 2021 STATISTICAL SECTION (Continued) Storm Water Revenue Bonds 193 Demographic an Economic Statistics 194 Principal Employers 195 Full-time Equivalent City Government Employees by Function / Program 196 Capital Asset Statistics by Function / Program 197 Operating Indicator by Function / Program 198 Economics – Population, Building Permits, and Utility Customers 199 New Dwelling Units Constructed 200 Utility Information 201 Budgeted Revenues 204 Operating Budget by Function 205 Pie Charts - Levy Rate 206 Source of Funds (Where the Money Comes From) 207 Use of Funds (Where the Money Goes) 208 Use of Funds by Function (How the Money Goes) 209 ADDITIONAL INDEPENDENT AUDITORS’ REPORT FOR BASIC FINANCIAL STATEMENTS Independent Auditors’ Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 210 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us September 12, 2022 Honorable Mayor and Council Members, City of Oshkosh: The Annual Comprehensive Financial Report for the fiscal year ended December 31, 2021, has been prepared to provide readers detailed information concerning the financial condition of the City of Oshkosh. This report was prepared by the City’s Department of Finance. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the information contained herein is accurate in all material respects. In addition, we believe the information is presented in a manner designed to fairly set forth the financial activities of the City and its various funds and account groups; and that all of the disclosures necessary to enable the reader to gain the maximum understanding of the City’s financial activities have been included. THE REPORTING ENTITY The Governmental Accounting Standards Board (GASB) outlines criteria by which financial information must be supplied by the primary government. Criteria include 1) the primary government’s finances; 2) organizations for which the primary government is financially responsible; and 3) other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statement to be misleading or incomplete. This report includes all of the funds and component units of the City of Oshkosh as defined by the criteria for reporting units. General Fund Accounts for the general operation of the City of Oshkosh Special Revenue Funds Committee on Aging Business Improvement Recycling Street Lighting Library Police Special Fire/Safety Police Asset Forfeiture Federal Police Asset Forfeiture Community Develop Spec Leach Amphitheater Garbage Disposal Public Works Spec Museum Cemetery Community Development Block Grant Rental Rehab Loan Program Senior Center Revolving Loans Bicycle Fire Special Cable TV Franchise Historical Marker Parks Revenue Pollock Water Park Healthy Neighborhoods Rental Inspections Debt Service This fund accounts for the resources accumulated and payments made for the principal and interest on long-term debt Capital Projects Funds Sidewalk Construction Street Trees Contract Control Park Improvements Mct Rochlin Park Smokestack Grand Opera House TIF # 12 - 42 Street Improvement Special Assessments Equipment Revolving Parks Subdivision Senior Center Parking Ramp Improvements 1 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us Enterprise Funds Transit Water  Sewer Storm Water  Internal Service Funds Employee Benefits  Police Pension  Custodial/ Permanent Tax Collection Investment/Trust Fund The Redevelopment Authority is a component unit of the City, so this report include a discrete presentation of their financial data. The Redevelopment Authority was created by the City Council in 2003 for the purpose of eliminating and preventing substandard, deteriorated and blighted area and encouraging urban renewal, especially in the central city. ECONOMIC CONDITIONS Oshkosh is the perfect place for businesses to call home. With an impressive portfolio of top employers, Oshkosh has the resources that businesses and entrepreneurs need to reach their goals and find success. The top ten employers are as follows: Firm Type of Business/Product Estimated Oshkosh Corporation Specialized Trucks 3,100 Bemis Packaging 2,300 Oshkosh Area School District Elementary and secondary education 1,290 UW-Oshkosh College 1,288 US Bank Financial Institution 1,144 Winnebago County Government 1,046 Aurora Medical Center and Group Health care 1,036 4imprint Advertising specialties 819 Silver Star Brands Mail order distribution 650 Winnebago Mental Health Institute Health care 625 Rooted in manufacturing excellence, Oshkosh is committed to the continued diversification of our manufacturing base in order to ensure and maintain a strong economic climate. Our focus for new growth include: Aviation Aviation is a big part of our heritage and it’s something we’d like to build upon. The Oshkosh region is uniquely positioned to cultivate business in this sector because of our incredible assets: the Experimental Aircraft Association (EAA) world headquarters, the annual AirVenture fly-in, a network of four airports with a wide array of services and facilities, aviation education programming at Fox Valley Technical College (FVTC), the University of Wisconsin Oshkosh (UW Oshkosh), a strong workforce, an established supply chain and an already existing aviation business cluster. Grants from the U.S. Economic Development Administration (EDA) and the Department of Defense Office of Economic Adjustment (DoD-OEA) have provided funding support for advancement of the aerospace cluster initiative. In 2012, East Central Wisconsin Regional Planning Commission (ECWRPC), the city of Oshkosh and UW Oshkosh applied for and received a $2,000,000 grant from the EDA to build the infrastructure needed at the Oshkosh Aviation Business Park. In 2013, following cuts in defense spending, the region was awarded a planning grant from DoD-OEA (ORDIDI grant). The purpose of the grant was twofold: first, to provide direct assistance to suppliers and employees in Oshkosh and surrounding communities, and second, to assist with economy diversification efforts already underway. One diversification effort was the aerospace development cluster project. A portion of the ORDIDI grant was allocated to provide funding to conduct an aerospace cluster study in Oshkosh and develop an associated 2 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us business plan. The study used industry trends, market opportunities and regional assets to better focus efforts on specific areas of the aerospace/aviation industry. Manufacturing The Oshkosh-Neenah Metropolitan Statistical Area, (MSA) is home to over 300 manufacturing-related businesses employing more than 21,000 people. As a result, as both a growth and maturing industry, Oshkosh is focused on helping our employers through both opportunities and challenges related to workforce development, international trade, supplier connections, innovation and assistance with regulatory issues. Information Technology Information Technology is such an integral part of business today. Amplify Oshkosh is working to foster awareness and growth of IT in our community. A study completed by Oshkosh community partners called for Oshkosh to continue to provide the necessary resources to existing IT companies and local entrepreneurs that want to grow their businesses in Oshkosh and the New North region. The presence of a strong educational system, including UW-Oshkosh and Fox Valley Technical College, provides a talent base for future employees, as well as core degree programs that will help the IT sector grow. We have a growing network of IT professionals that is being fostered by the growth of these companies and we have the basic infrastructure network in place that has allowed these companies to locate and grow here. COVID-19 and Economic Disruptions The City experienced two disruption in 2020, a ransomware attack in February and the on-going impact of the COVID-19 virus. The City continues to monitor the effects of the COVID-19 pandemic and related economic disruption. While the impact of COVID-19 causes a reduction in revenue in 2021, the City also incurred fewer expenditures. The City to will continue to monitor the budgetary impact and activities and expects minimal disruption in operations. Ongoing impact of COVID-19 on the City’s operational and financial performance will depend on future developments, including the duration of the outbreak and related governmental or regulatory actions. On March 11, 2021, President Biden signed the American Rescue Plan Act of 2021 (H.R. 1319) into law. The $1.9 trillion package, based on President Biden’s American Rescue Plan, is intended to combat the COVID-19 pandemic, including the public health and economic impacts. The City was allocated $20.5 million and received $10,257,242 funds in 2021. MAJOR INITIATIVES The City of Oshkosh developed and is following a Strategic Plan for 2021 and 2022. The Vision Statement for the City is that Oshkosh is “A thriving and sustainable community offering abundant opportunities for work and life.” To reach that vision, the mission of the City was to “provide goods and services in pursuit of a safe and vibrant community.” The Strategic Plan was developed around six strategic goals: support economic development; provide a safe, secure, and healthy community; enhance the effectiveness of our city government; improve and maintain our infrastructure; enhance our quality of life services and assets; and strengthen our neighborhoods. Economic Development The strategic goal is to be recognized as a premier community in Wisconsin by fostering entrepreneurial activity, developing and retaining a diverse mix of employees and employment opportunities, and revitalizing the downtown/central city area and the greater Oshkosh area. To accomplish this goal the City objectives include: 3 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us A) Continue to support business retention and expansion, attraction and entrepreneurship B) Support redevelopment opportunities throughout the City C) Continue to develop infrastructure needed to support business and residential development D) Work with community partners to attract and develop our workforce Safe, Secure, and Healthy Community The strategic goal is to create public safety officials who are trusted, efficient and effective professionals. To accomplish this goal the City objectives include: A) Enhance community trust in Public Safety B) Provide well trained, effective and equipped Public Safety professionals C) Enhance crime prevention and community policing, and transportation safety strategies D) Strengthen relationships with neighborhood organizations and diverse community groups E) Improve the communities ability to withstand and recover from disruptive events F) Implement strategies and solutions for community risk reduction G) Continue to improve strategies to address substance abuse in the community Enhance the Effectiveness of City Government The strategic goal is to maximize organizational efficiency by successfully achieving City initiatives. To accomplish this goal the City objectives include: A) Maximize our financial position B) Recruit, retain, engage, recognize employees C) Develop future leaders and volunteers and reconnect with alumni D) Improve our performance and outcome measures including benchmarks E) Align employee performance to department plans F) Improve our internal and external communications G) Strengthen partnerships and community collaboration Improve and Maintain Infrastructure The strategic goal is that a safe and effective infrastructure that provides a framework for full scale community enjoyment. To accomplish this goal the City objectives include: A) Improve our streets, transit, bicycle and pedestrian facilities B) Update and Maintain City technology C) Improve our city facilities D) Improve our public utilities E) Update and improve our city equipment Enhance Quality of Life Services and Assets The strategic goal is that natural, cultural and recreational assets of the city are recognized as a sources of pride for the community. To accomplish this goal the City objectives include: A) Provide improved park and senior facilities B) Analyze, plan and implement strategies to maximize parks department operational efficiencies C) Implement the adopted design for improvements to Museum’s facilities D) Initiate work on three major long-term exhibition identified in the master plan E) Strengthen exhibitions to alignment with K-12 curriculum F) Accelerate key collection management tasks G) Continue to make progress towards the library’s vision of “A Library in Every Life” Strengthen Our Neighborhoods The strategic goal is that neighborhoods throughout the community are attractive, well maintained, and desirable places to live that inspire positive social interactions among residents. To accomplish this goal the City objectives include: A) Enhance and promote a culture of neighborhood B) Leverage city resources and incentives to encourage private investment in neighborhoods C) Build Awareness for neighborhood development and redevelopment in specific neighborhoods D) Increase owner investment and maintenance in property E) Expand city inter-department teams for planning and completing neighborhood projects F) Explore options for promoting housing stability relate to homelessness G) Promote social connectedness 4 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us ACCOUNTING SYSTEM AND BUDGETARY CONTROL The City’s accounting records for general government operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City’s utilities and other enterprise funds are maintained on an accrual basis. In developing and modifying the City’s accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: 1) The safeguarding of assets against loss from unauthorized use or disposition and 2) The reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: 1) The cost of a control should not exceed the benefits likely to be derived and 2) The evaluation of costs and benefits requires estimates and judgment by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained at the department level by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of the departmental balances are not released until additional appropriations are made available. Open encumbrances are reported as reservations of fund balance as of December 31, 2021. GENERAL GOVERNMENT FUNCTIONS City Council The City Council is the legislative and policy making body of the City and is composed of seven Council Members, who are elected at large for two-year terms. The Mayor presides over Council meetings. The Deputy Mayor presides at Council meetings in the Mayor’s absence. The responsibilities of the City Council include: (i) enacting ordinances, resolutions and orders necessary for the proper governing of the City’s affairs; (ii) reviewing and adopting the annual budget; (iii) reviewing and deciding on recommendations from various boards and commissions; (iv) establishing policies and measures to promote the general welfare of the City and safety and health of its citizens; and (v) representing the City at official functions with other governmental agencies and organizations. City Administration The City Manager, Mark A. Rohloff, is the Chief Executive Officer for the City of Oshkosh and is responsible for planning, organizing, and directing the activities of the city, with policy direction from the Common Council. Mr. Rohloff has over 35 years of experience in local government management. The Finance Department is responsible for the following divisions: Finance, Collections, Accounting, Payroll, Parking, and Water/Sewer/Storm Water Utilities. The department assists the City Manager in preparing the City Budget and is responsible for the administration of budgeted funds. The Finance Director is led by Russell Van Gompel, who is assisted by the Assistant Director of Finance, Jennifer Messerschmidt, CPA, whose day-to-day responsibilities include supervising and participating in all general, utility, and special accounting activities of the City. Principal Governmental Services Performed by the City Among the services it provides, the city maintains and oversees the capital budget operations of police and fire departments, water and sewerage utilities, parking utility, a public library, a museum, mass transit, planning and zoning, parks and recreation and public works departments. Brief descriptions of these services are set forth below. POLICE DEPARTMENT – The Police Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, includes 100 sworn officers and 29 5 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us full and part-time civilian employees, 10 community service officers, and 18 school crossing guards. The full-time mission of the Oshkosh Police Department is to promote public safety and to enhance the quality of life in our community through innovative policing and community partnerships. FIRE DEPARTMENT – The Fire Department provides fire protection to residents within the City and paramedic ambulance service to the City and surrounding communities. The Fire Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, maintains six fire stations, which house the department’s 22 pieces of fire, safety and rescue equipment. The department has 108 full-time employees. PUBLIC LIBRARY – The Oshkosh Public Library serves approximately 34,000 cardholders from Oshkosh and surrounding towns through the main library, library website, and deposit collections. Over 300,000 items in the collections are checked out over 1,000,000 times in a year and over 400,000 visits are made to the library. Pursuant to Ch. 43.54 of the Wisconsin State Statutes, a Library Board of Trustees governs the Library. MUSEUM – The Oshkosh Public Museum serves the community through permanent, traveling, and virtual exhibitions, educational services and programs, publications, and research facilities. The Museum is entrusted with the preservation, care, and documentation of 250,000 objects, as well as historic photographs, film, and archival materials. The Museum is governed by an eleven member Board which includes the Superintendent of Schools, and School Board President. DEPARTMENT OF PARKS – The Department of Parks develops and maintains the City’s 440 acres of park and public areas including recreational facilities, Lakeshore Municipal Golf Course, urban Forestry, Riverside Cemetery, Leach Amphitheater, Pollock Community Water Park, Menominee Park Zoo, multi-purpose trail systems, river walk, round-a-bouts, and Seniors Center. MASS TRANSIT – The Transit System (GO Transit), consists of 16 buses providing service over nine fixed-routes in the City of Oshkosh. An additional intercity route provides service between Oshkosh and Neenah, WI. The intercity route is provided by a contractor. The buses travel over 550,000 miles annually. The transit system also provides four paratransit programs for the community through a service contract. In total, over 1 million rides are provided each year. A seven-member Transit Advisory Board and the Oshkosh Common council govern the activities of GO Transit. PARKING UTILITY – The Parking Utility operates nineteen off-street parking lots, containing 1,679 parking stalls. There are seventeen off-street parking lots in the central business district and two off-street lots in the Oregon Street business area. In 1987, a Business Improvement District was formed in the downtown area. The BID assists in the financing of the downtown lots. A five-member commission provides recommendations for the activities of the utility. PUBLIC WORKS DEPARTMENT – The Public Works Department consists of seven separate divisions as follows: The Engineering Division is responsible for the design and preparation of drawings and specifications for street construction and maintenance, sidewalks, sanitary sewers, water mains, storm sewers, as well as construction management for these projects. The Street Division provides for maintenance of public roadways/alleys/parking lots, and storm/sanitary sewers within those streets. Maintenance of storm sewer facilities includes ditching and drainage work. The Central Garage Division is responsible for repair, maintenance, and service of City vehicles in twelve departments. The Sanitation Division provides for collection of solid waste material from residential properties which are one to four units in size. Disposal of this solid waste is governed by agreements with the Winnebago County Solid Waste Management Board. The Sanitation Division is also responsible for the City’s recycling program. The Water Utility operates a sixteen million gallon per day water filtration plant put into operation in 1999, operating 24 hours a day, to provide potable water production and distribution for general public use, industrial and firefighting purposes. The source of water supply is Lake Winnebago. Three underground reservoirs provide 6 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 2,500,000 gallons of water storage. Elevated storage consists of two 750,000-gallon tanks, a 1,250,000-gallon tank and a 1,500,000-gallon tank. The Water Distribution Division is in charge of daily and emergency maintenance of all water mains, hydrants, services, and meters. The Sewer Utility operates a 20 million gallon per day (MGD) Wastewater Treatment Facility that provides secondary treatment and discharges the treated wastewater to the Fox River. The Storm Water Utility is responsible for managing storm water runoff generated within the City of Oshkosh. In addition to providing flood reduction benefits, the Storm Water Utility is required to comply with the requirements of the Federal Clean Water Act, administered by the Wisconsin Department of Natural Resources. These requirements include reducing the amount of pollution discharging into Lake Winnebago from the storm water generated within the City of Oshkosh. DEPARTMENT OF COMMUNITY DEVELOPMENT- The Department of Community Development plays a variety of roles ion carry out its responsibilities through four divisions; Assessment Services, Economic Development, Inspection Services, and Planning. DEPARTMENT OF TRANSPORTATION – The Department of Transportation maintains and installs all signs, pavement markings, lighting systems, fiber optics, and traffic signals for public streets, parks and city buildings. City Employees The City employs approximately 581 full-time, 102 part-time, and 95 seasonal employees, of which 14 are officials or administrators, 46 are supervisors/managers, and 244 employees are involved in protective services. Certain groups of employees of the City, including Fire, Police, and Transit are organized into labor unions for purposes of conducting collective bargaining with the City. The contracts are in effect through 2020. All eligible full-time and part-time City employees participate in the Wisconsin Retirement System, with limited seasonal staff also eligible and enrolled. Pursuant to State Law, annual contribution rates are set in June each year by an independent consulting actuary and approved by the Employee Trust Funds Board. The rates based on assumptions concerning mortality, disability, interest rates, retirement age, retirement formula factor and the earnings, age, number of people in each category etc. The City’s total contribution to the Retirement Fund was $4,083,340 for the year ended December 31, 2021. In addition to the above referenced retirement fund, the State administers a plan for one retired employee of the Police Department. This individual had been covered by a private pension plan prior to the City joining the present plan. The City funds retirement contributions to meet current benefit payments to retired employees. The total cost for the year ended December 31, 2021 was $5,119. The accompanying financial statements include all significant operations of the City. A summary of this year’s revenues and expenditures/expenses are included in the Management’s Discussion and Analysis section, which is in the financial section of this audit report. 7 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us INDEPENDENT AUDIT The City is required to have an annual audit of its financial statements by independent certified public accountants selected by the City Council. All audit requirements have been complied with and the auditor's opinions have been included in this report. The unmodified opinions expressed by the auditor, on the City's financial statements, is an assertion that there have been no irresolvable restrictions on the scope of the auditors’ examination and the auditors have no significant exceptions as to the accounting principles reflected in the financial statements, the consistency of application of accounting principles, and the adequacy of information disclosures in the financial statements. ACKNOWLEDGMENTS The preparation of this report on a timely basis could not be accomplished without the efficient and dedicated services of the entire staff of the Department of Finance. We would like to express our appreciation to all members of the Department who assisted and contributed to its preparation. We would also thank the members of the City Council for their interest and support in planning and conducting the financial operations of the City of Oshkosh in a responsible and progressive manner. Respectfully submitted, CITY OF OSHKOSH MARK A. ROHLOFF, City Manager RUSSELL VAN GOMPEL, ICMA-CM, Finance Director JENNIFER L. MESSERSCHMIDT, CPA, Assistant Director of Finance 8 ORGANIZATIONAL CHART The Voters Mayor & City Council City Manager Administrative Services City Clerk Community Development Finance Fire Legal Library Museum Parks Police Public Works Transportation 9 OSHKOSH, WISCONSIN The City of Oshkosh was incorporated in 1853 and is the County seat of Winnebago County. It is located on the western shore of Lake Winnebago in the Fox River Valley 173 miles north of the City of Chicago, Illinois, and 275 miles east of the cities of Minneapolis and St. Paul, Minnesota. The corporate limits of the City encompass approximately 24.24 square miles and the population is currently 67,408. Oshkosh is the perfect place for businesses to call home. With an impressive portfolio of top employers, Oshkosh has the resources that businesses and entrepreneurs need to reach their goals and find success. Oshkosh is home to many successful businesses that are powered by the area’s exceptional workforce. The Oshkosh-Neenah Metropolitan Statistical Area (MSA) has a population of 167,860 according to the U.S. Census reports from 2013. The MSA also has a civilian labor force size of 93,243, according to the U.S. Bureau of Labor Statistics. The city plays host to hundreds of local, regional, national and international events each year—Oshkosh is, after all, Wisconsin’s Event City. GENERAL GOVERNMENT FUNCTIONS The City's government consists of a City Manager who is employed by the Mayor and Council of 6 members who are elected at large to a two term-year term. The City provides a full range of municipal services contemplated by Statute or character. This includes police, fire, streets and sanitation, social services, parks, public improvements, library and museum, mass transit, planning and zoning, and general administrative services. COUNCIL MEMBERS AND PRINCIPAL OFFICERS COUNCIL MEMBERS Name Title Lori Palmeri Mayor (2023) Matt Mugerauer Deputy Mayor (2024) Bill Miller Council Member (2023) Michael Ford Council Member (2024) Courtney Hansen Council Member (2023) Aaron Wojciechowski Council Member (2023) Lynnsey Erickson Council Member (2024) PRINCIPAL OFFICERS Name Title Mark A. Rohloff City Manager Jennifer L. Messerschmidt, CPA Asst. Director of Finance 10 INDEPENDENT AUDITORS’ REPORT 11 Independent Auditors’ Report To the Common Council City of Oshkosh Oshkosh, Wisconsin Report on the Audit of the Financial Statements Opinions We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin, as of and for the year ended December 31, 2021, and the related notes to the financial statements, which collectively comprise City of Oshkosh, Wisconsin’s basic financial statements as listed in the table of contents. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin, as of December 31, 2021, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Our responsibilities under those standards are further described in the Auditors’ Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of City of Oshkosh, Wisconsin, and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about City of Oshkosh, Wisconsin’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditors’ Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors’ report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with generally accepted auditing standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. 12 To the Common Council City of Oshkosh, Wisconsin Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with generally accepted auditing standards and Government Auditing Standards, we: Exercise professional judgment and maintain professional skepticism throughout the audit. Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness City of Oshkosh, Wisconsin’s internal control. Accordingly, no such opinion is expressed. Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements. Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about City of Oshkosh, Wisconsin’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, schedules of employer’s proportionate share of the net pension liability (asset) and employer contributions - Wisconsin Retirement System, schedules of employer’s proportionate share of the net OPEB liability and employer contributions – other post-employment benefits other than pensions – cost sharing plan, schedule of changes in total OPEB liability and related ratios, and the budgetary comparison schedule – general fund as listed in the table of contents, be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Oshkosh, Wisconsin’s basic financial statements. The financial information listed in the table of contents as supplementary information is presented for purposes of additional analysis is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. 15 To the Common Council City of Oshkosh, Wisconsin Supplementary Information (Continued) The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the supplementary information is fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Information Management is responsible for the other information included in the annual report. The other information comprises the introductory and statistical sections, but does not include the basic financial statements and our auditors’ report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Prior Year Summarized Information The City of Oshkosh, Wisconsin’s December 31, 2020 financial statements were audited by CliftonLarsonAllen, LLP and in their report dated August 2, 2021, they expressed an unmodified opinion on those statements. The supplementary information for the year ended December 31, 2020, is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and related directly to the underlying accounting and other records used to prepare the 2020 basic financial statements. The information was subjected to the audit procedures applied by CliftonLarsonAllen, LLP in the audit of those basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the summarized comparative information presented herein as of and for the year ended December 31, 2020, is consistent, in all material respects, with the audited financial statements from which it was derived. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated September 12, 2022 on our consideration of the City of Oshkosh, Wisconsin’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and results of that testing, and not to provide an opinion on the effectiveness of the City of Oshkosh, Wisconsin’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Oshkosh, Wisconsin’s internal control over financial reporting and compliance. KerberRose SC KerberRose SC Certified Public Accountants Appleton, Wisconsin September 12, 2022 MANAGEMENT DISCUSSION AND ANALYSIS CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 14 This discussion and analysis of the financial performance of the City of Oshkosh is intended to provide an overview of the City’s financial activities for the fiscal year ended December 31, 2021. Readers are encouraged to consider the information presented here in conjunction with the additional information as furnished in the letter of transmittal and the financial statement which begin on page 1. Financial Highlights  The assets and deferred outflows of resources of the governmental activities of the City exceeded its liabilities and deferred inflows of resources by $149,546,145 (net position) as of December 31, 2021.Of this amount, $52,633,003 may be used to meet the City’s ongoing obligations to citizens and creditors.  During 2021, the City’s governmental activities net position increase by $19,092,436 from 2020, or approximately 15.34%.  As of December 31, 2021, the City’s governmental funds reported combined ending fund balances of $85,033,260, an increase of $9,412,923.Approximately 54.30% of this total amount, $46,173,888 is available for spending at the City’s discretion (assigned and unassigned fund balance).  At the close of 2021, the unassigned fund balance for the general fund was $18,281,841, or approximately 38.72% of total general fund expenditures. The general fund unassigned balance increase by $1,803,449 from 2020.  The City’s total general-obligation debt decreased by $-3,397,507 (-2.71%) during 2021.The key factor in this decrease was the issuance of $20,480,000 of general obligation debt and $23,877,506 of principal payments of general obligation debt. Overview of the Basic Financial Statements Management’s Discussion and Analysis serves as an introduction to the City’s basic financial statements. The City’s basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the basic financial statements. This report also contains required supplemental information and other supplemental information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The government-wide statements are made up of the statement of net position and the statement of activities. The statement of net position presents information on all of the City’s assets, liabilities, and deferred outflows and inflows of resources, with the difference being reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods.(e.g., uncollected taxes and earned but unused vacation leave.) Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities).The governmental activities of the City include: general government, public safety, public works, health and welfare, parks and recreation, transportation, community development, and TIF districts. The business-type activities of the City include mass transit services, water utility, sewer utility, parking utility, Oshkosh redevelopment project, industrial park, golf course, storm water utility and inspection services. The government-wide financial statements include not only the City itself (known as the primary government), but also a legally separate Redevelopment Authority (component unit) for which the City is CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 15 financially accountable. Financial information for the component unit is reported separately from the financial information presented for the primary government itself. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government- wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. This comparison may help readers better understand the long-term impact of the City’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 70 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the general fund, debt service fund, and special assessment improvement funds which are considered to be major funds. Data from the other 66 governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for the general fund, certain special revenue funds, and the debt service fund. As part of the basic governmental fund financial statements, budgetary comparison statements have been provided for the general fund to demonstrate compliance with the budget. Proprietary funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City maintains 8 individual enterprise funds. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City maintains 4 individual internal service funds. Because these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the transit, water utility, sewer utility, and storm water utility, all of which are considered to be major funds of the City. Data from the other 4 enterprise funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor enterprise funds is provided in the form of combining statements elsewhere in this report. The 5 internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 16 Notes to the basic financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Required Supplementary Information. The required supplementary information provides information and disclosures related to the City’s other post-employment benefits and pension plan. The required supplementary information can be found immediately following the footnotes. Other information. The combining statements referred to earlier in connection with nonmajor governmental funds, nonmajor enterprise funds and internal service funds are presented as supplementary information immediately following the required supplementary information. Government-wide Financial Analysis Net position. As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $396,041,381 and $366,218,206 at the close of 2021 and 2020, respectively. 2021 2020 2021 2020 2021 2020 Current and other assets 179,535,930$ 149,242,078$ 113,711,674$ 99,120,469$ 293,247,604$ 248,362,547$ Deferred outflows of resources 33,298,453 24,248,973 5,826,574 4,188,076 39,125,027 28,437,049 Long-term liabilities outstanding 126,245,855 126,436,187 238,528,467 225,851,843 364,774,322 352,288,030 Total liabilities 144,774,601 135,444,971 242,000,102 228,834,448 386,774,703 364,279,419 Net position: Net investment in capital assets 57,867,428 53,733,398 141,692,794 162,667,610 199,560,222 216,401,008 Restricted 39,045,714 38,831,796 23,124,605 1,555,705 62,170,319 40,387,501 City of Oshkosh's Net Position December 31, 2021 and 2020 Governmental Activities Business-type Activities Total Primary Government By far the largest portion of the City’s net position (50.39%) and (59.09%) for 2021 and 2020, respectively, reflects its investment in capital assets (e.g. land, buildings, machinery and equipment, infrastructure, etc.), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although, the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City’s net position (15.70%) and (11.06%) for 2021 and 2020, respectively, represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($134,310,840) and ($109,429,697) for 2021 and 2020, respectively, may be used to meet the City’s ongoing obligations to citizens and creditors. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 17 Change in net position. Governmental activities increased the City’s net position by $19,092,436 in 2021 and increased by $5,101,562 in 2020. Business-type activities increased the City’s net position by $10,730,739 in 2021 and by $7,916,196 in 2020. Total net position of the City increased in 2021 by $29,370,365 and in 2020 by $14,371,469. Key elements of this change are as follows: 2021 2020 2021 2020 2021 2020 Revenues: Program revenues: Charges for services 15,691,016$ 9,551,252$ 47,945,087$ 45,413,680$ 63,636,103$ 54,964,932$ Operating grants & contributions 2,464,359 7,723,599 4,011,307 3,740,318 6,475,666 11,463,917 Capital grants & contributions 2,843,820 1,336,243 458,712 240,891 3,302,532 1,577,134 General revenues Property & other taxes 46,982,023 43,378,815 809,500 809,500 47,791,523 44,188,315 Grants & contributions not restricted to specific programs 18,015,015 13,718,267 - 18,015,015 13,718,267 Other 3,444,399 5,963,011 114,513 1,426,214 3,558,912 7,389,225 Expenses: General government 5,875,221 6,861,389 - - 5,875,221 6,861,389 Public safety 26,527,572 26,973,652 - - 26,527,572 26,973,652 Public works 13,344,942 20,166,108 - - 13,344,942 20,166,108 Transportation 691,401 756,552 - - 691,401 756,552 Health & Human Services 945,661 1,126,177 - - 945,661 1,126,177 Culture & recreation 9,633,892 8,687,753 - - 9,633,892 8,687,753 Conservation & development 10,158,963 7,894,395 - - 10,158,963 7,894,395 Unclassified 819,412 1,169,374 - - 819,412 1,169,374 Interest & Fiscal charges 3,409,132 3,413,132 - - 3,409,132 3,413,132 Transit utility - - 5,410,888 4,921,115 5,410,888 4,921,115 Water utility - - 12,757,074 11,472,772 12,757,074 11,472,772 Sewer utility - - 13,445,130 12,192,891 13,445,130 12,192,891 Storm water utility - - 7,275,841 7,486,749 7,275,841 7,486,749 Transfers 1,058,000 1,832,618 (1,058,000) (1,832,618) - - Change in net position 19,092,436 6,455,273 10,730,739 11,352,989 29,823,175 17,808,262 Prior period adjustment (452,810) - - (3,436,793) (452,810) (3,436,793) Governmental Activities Business-type Activities Total Primary Government City of Oshkosh's Change in Net Position For Years Ended December 31, 2021 and 2020 Property and other taxes increased by $3,603,208 (8.31%) and increased by $3,450,915 (8.47%) in 2020. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 18 Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City’s net resources available for spending at the end of the fiscal year. As of December 31, 2021 and 2020, the City’s governmental funds reported combined ending fund balances of $85,033,260 and $75,620,337, an increase of $9,412,923 and an increase of $6,819,722 in 2020. Of the total fund balance, $6,925,380 and $11,735,098 constitutes unassigned fund balance, which is available for spending at the City’s discretion. The remainder of fund balance is nonspendable, restricted, committed or assigned to indicate that it is not available for new spending because it has already been committed as follows: 2021 2020 Nonspendable Inventories and prepaid items 235,147$ 220,529$ Receivables from other funds Total nonspendable Restricted for Construction of assets 10,363,853$ 10,222,843$ Debt service - 124,348 Special purposes 7,742,864 2,522,182 Trust agreements Total restricted Committed to Special purposes Assigned to Subsequent year's budget 43,958$ Special purposes 712,583$ 8,991,333$ Construction of assets Total assigned City of Oshkosh's Governmental Fund Balances Details of these fund balance categories can be found in Note 8 – Fund Equity. The general fund is the chief operating fund of the City. At the end of 2021 and 2020, unassigned fund balance of the general fund was $18,281,841 and $16,478,392, respectively, while total fund balance reached $19,229,571 and $16,742,879 respectively. As a measure of the general fund’s liquidity, it may be useful to compare both unassigned fund balance to total fund expenditures. Unassigned fund balance represents 38.72% and 36.02% of total general fund expenditures. The fund balance of the City’s general fund increased by $2,033,882 in 2021. The debt service fund has a total fund deficit of $877,277 as of December 31, 2021, a decrease of $1,001,625 from December 31, 2020. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 19 Proprietary funds. The City’s proprietary funds provide the same type of information found in the City’s government-wide financial statements, but in more detail. Unrestricted net position of the proprietary funds at the end of the 2021 and 2020 amounted to $81,677,837 and $71,541,182, respectively. Net position increased $10,730,739 in 2021 and increased $11,352,989 in 2020. Other factors concerning the finances of these funds have already been addressed in the discussion of the City’s business-type activities. General Fund Budgetary Highlights Generally the original budget is rarely modified. During 2021 actual revenues were greater than budgeted revenues by $1,184,338, primarily in public charges for services. Actual expenditures were less than budgeted by $2,146,463 which left a total budget unspent of $3,330,801. During 2020 actual revenues were less than budgeted revenues by $696,759, primarily in intergovernmental revenues. Actual expenditures were less than budgeted by $2,625,884, which left a total budget unspent of $3,322,643. Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business-type activities as of December 31, 2021 and 2020, amounted to $549,510,318 and $536,211,464 (net of accumulated depreciation), respectively. This investment in capital assets includes land, land improvements, buildings, machinery and equipment, vehicles, public domain infrastructure (highways and bridges), and construction in progress. The City’s capital assets increased by $13,298,854 or 2.48% for 2021 and increased by $34,644,083 or 6.91% for 2020. Major capital asset acquired or constructed during the years ended 2021 and 2020 include: The governmental activities include constructed streets in the amount of $7,751,176 and $8,044,882, purchased land in the amount of $1,424,033 and $62,897, vehicles in the amount of $2,271,756 and $3,573,714, and building improvements and contents in the amount of $161,400 and $5,417,446, respectively. The business-type activities constructed improvements to transit, water, sewer and storm water utilities in the amount of $20,902,105 and $24,074,139, respectively. 2021 2020 2021 2020 2021 2020 Land 22,274,380$ 20,850,348$ 14,235,768$ 14,235,768$ 36,510,148$ 35,086,116$ Construction in progress 1,581,145 1,003,148 9,721,772 10,395,125 11,302,917 11,398,273 Buildings & systems 48,077,513 48,754,363 311,555,643 327,506,013 359,633,156 376,260,376 Infrastructure 71,279,774 66,575,074 - - 71,279,774 66,575,074 City of Oshkosh's Capital Assets Governmental Activities Business-type Activities Total Primary Government CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 20 Long-term debt. At the end of 2021 and 2020, the City had total bonded debt outstanding of $336,416,084 and $326,669,243, respectively. Of this amount, $121,979,315 and $125,376,822, respectively, comprises debt backed by the full faith and credit of the government. The remainder of the City’s debt represents bonds secured solely by specified revenue sources (i.e., revenue bonds). 2021 2020 2021 2020 2021 2020 General obligation debt: Total general obligation debt 110,372,030 111,235,822 11,607,285 14,141,000 121,979,315 125,376,822 City of Oshkosh's Outstanding Debt Governmental Activities Business-type Activities Total Primary Government The City’s total debt increased by $9,746,841 (2.98%) in 2021 and decreased by $8,260,761 (2.47%) in 2020 The City maintains an Aa3 rating from Moody’s Investors Service for its general obligation debt as of December 31, 2021.The water utility and sewer utility both maintain an Aa3 rating, while the storm water utility maintains an A1 rating from Moody’s Investors Service for their respective revenue bonds as of December 31, 2021. State statutes limit the amount of general obligation debt the City may issue to 5% of its total equalized valuation. The debt limitation for 2021 and 2020 for the City was $241,055,625 and $223,012,205, respectively, which is significantly in excess of the City’s $121,979,315 and $125,376,822 outstanding general obligation debt. Economic Factors and Next Year’s Budgets and Rates The City of Oshkosh is located in northeastern Wisconsin along the western shores of Lake Winnebago. Oshkosh has the resources that business and entrepreneurs need to reach their goals and find success. Oshkosh is home many successful businesses that are powered by the area’s exceptional workforce. The City plays host to hundreds of local, regional, national and international events each year. The economic condition and outlook of the City has remained fairly stable based on a relatively healthy mix of manufacturing, tourism, service industry and retail activities which support our tax base. Inflationary trends in our region compare favorably to national indices. The City adopts operating budgets for its governmental funds (General, Special Revenue, Debt Service, and Capital Projects) and enterprise funds (Water, Sewer, and Stormwater Utilities). The 2022 fiscal year combined operating budget includes $145 million in projected revenues and $121 million in projected expenditures and transfers. Funding for the operating budget of the City is provided from many sources, including property taxes, room taxes, grants and aids from the State and County, user fees, permits and licenses, fines, and other miscellaneous revenues. Several revenue sources are more sensitive to economic factors, in particular building permits, room taxes and investment earnings. The 2022 budget was developed to consider then current expectations for such revenue sources compared to 2021 actual results, reflecting the economic outlook at that time coupled with known development projects. Comparatively strong new construction values provided property tax levy flexibility, which is expected to continue for the 2023 budget. Expenditures for salaries, which represent the single largest operating cost, continue to be moderate given the low inflation economy and active labor relations efforts. An additional factor limiting such costs was the passage of Wisconsin Act 10 in 2011 which mandated employee payment of pension contributions for most employee groups. All eligible city employees contributed towards the pension program. The City’s ongoing cost control efforts towards management of health care costs resulted in no increase in budgeted health care premium contributions charged to department budgets. The 2022 operating budget does not contain CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 21 significant major initiatives. Capital budgets maintained an emphasis on enhancing maintenance of City facilities and infrastructure. In December 2019, a novel strain of coronavirus was reported in Wuhan, Hubei province, China. In the first several months of 2020, the virus, SARS-CoV-2, and resulting disease, COVID-19, spread to the United States, including to areas impacting the City. The City’s evaluation of the effects of these events is ongoing; however we anticipate this situation could negatively impact a number of revenue streams, including hotel room taxes, permits, investment revenue and potentially a variety of state aid resources. The extent of the impact of COVID-19 on the City’s operational and financial performance will depend on future developments, including the duration and spread of the outbreak and related governmental or other regulatory actions. Contacting the City’s Financial Management This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the City’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to City of Oshkosh Finance Office, P. O. Box 1130, Oshkosh, Wisconsin 54903-1130. BASIC FINANCIAL STATEMENTS ASSETS Cash and Investments $ 116,963,907 $ 73,170,085 $ 190,133,992 $ 153,076,481 $ Taxes Receivable 30,420,947 498,148 30,919,095 32,112,797 - Due from Other Governments - 2,194,742 2,194,742 1,602,627 - Accounts Receivable 3,514,777 6,635,385 10,150,162 9,596,606 - Interest Receivable 29,127 - 29,127 - - Special Assessments 4,159,454 - 4,159,454 7,128,464 - Loans Receivable 5,398,583 - 5,398,583 5,028,738 - Other Receivables 12,928 - 12,928 746 - Deposits with GO HNI 212,933 - 212,933 212,378 - Inventories and Prepaid Items 310,147 2,100,943 2,411,090 2,392,672 - Restricted Cash and Investments - 21,747,876 21,747,876 21,785,724 - Asset Held for Resale - 4,447,936 4,447,936 4,447,936 7,806,036 Net Pension Asset 18,513,127 2,916,559 21,429,686 10,977,378 - Capital Assets - Nondepreciable 23,855,525 23,957,540 47,813,065 46,484,387 - Capital Assets - Depreciable, Net 149,023,626 352,673,622 501,697,248 489,727,077 - TOTAL ASSETS 352,415,081 490,342,836 842,757,917 784,574,011 7,994,582 DEFERRED OUTFLOWS OF RESOURCES Deferred Outflows of Resources Related to Pension 30,785,301 4,849,918 35,635,219 25,504,752 - Deferred Outflows of Resources Related to Other Post-Employment Benefits 2,339,916 828,873 3,168,789 2,472,596 - Deferred Charge on Refunding 173,236 147,783 321,019 459,701 - Total Deferred Outflows of Resources 33,298,453 5,826,574 39,125,027 28,437,049 - LIABILITIES Accounts Payable 2,466,337 398,547 2,864,884 4,137,580 4,172 Accrued and Other Current Liabilities 4,055,569 1,000,000 5,055,569 3,943,266 - Due to Other Governments - - - 119,870 - Accrued Interest Payable 407,109 1,770,271 2,177,380 1,859,560 - Deposits from Others 1,848,828 20,900 1,869,728 1,900,495 25,000 Current Portion of Compensated Absences 450,564 280,454 731,018 - - Current Portion of Long-Term Obligations 13,480,000 15,824,443 29,304,443 30,067,757 - Unearned Revenues Grants - 1,463 1,463 30,618 - American Rescue Plan Act Funds - 2021 9,300,339 - 9,300,339 - - Net Other Post-Employment Benefits Liability 7,427,376 2,575,483 10,002,859 8,289,733 - Compensated Absences 3,633,520 571,833 4,205,353 - - Noncurrent Portion of Long-Term Obligations 101,704,959 219,556,708 321,261,667 313,930,540 - TOTAL LIABILITIES 144,774,601 242,000,102 386,774,703 364,279,419 29,172 DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period 49,437,869 809,500 50,247,369 47,521,677 - Deferred Inflows of Resources Related to Pension 40,559,526 6,389,748 46,949,274 32,938,673 - Deferred Inflows of Resources Related to Other Post-Employment Benefits 1,395,393 474,824 1,870,217 2,053,085 - Total Deferred Inflows of Resources 91,392,788 7,674,072 99,066,860 82,513,435 - NET POSITION Net Investment in Capital Assets 57,867,428 141,692,794 199,560,222 216,401,008 - Restricted 39,045,714 23,124,605 62,170,319 40,387,501 - Unrestricted 52,633,003 81,677,837 134,310,840 109,429,697 7,965,410 TOTAL NET POSITION $ 149,546,145 $ 246,495,236 $ 396,041,381 $ 366,218,206 $ 7,965,410 2020 Type Business - Activities Governmental Activities Total 2021 CITY OF OSHKOSH, WISCONSIN Statement of Net Position As of December 31, 2021 With Summarized Information from December 31, 2020 Component Unit Redevelopment Authority See Accompanying Notes 22 THIS PAGE LEFT BLANK INTENTIONALLY GOVERNMENTAL ACTIVITIES General Government $ 5,875,221 $ 1,129,474 $- $- Public Safety 26,527,572 4,009,103 825,653 - Public Works 13,344,942 8,324,516 476,616 1,823,508 Transportation 691,401 - - - Health and Human Services 945,661 82,116 120,232 - Culture and Recreation 9,633,892 1,076,121 874,792 - Conservation and Development 10,158,963 1,069,686 167,066 1,020,312 Unclassified 819,412 - - - Interest and Fiscal Charges 3,409,132 - - - Total Governmental Activities 71,406,196 15,691,016 2,464,359 2,843,820 BUSINESS-TYPE ACTIVITIES Transit Utility 5,410,888 791,695 4,011,307 - Water Utility 12,757,074 15,577,307 - 70,381 Sewer Utility 13,445,130 15,797,270 - 338,079 Stormwater Utility 7,275,841 12,358,285 - 50,252 Parking Utility 208,667 109,478 - - Oshkosh Redevelopment Project 1,568,768 1,906,658 - - Industrial Park 12,507 - - - Inspection Services 871,505 1,404,394 - - Total Business-Type Activities 41,550,380 47,945,087 4,011,307 458,712 TOTAL CITY OF OSHKOSH $ 112,956,576 $ 63,636,103 $ 6,475,666 $ 3,302,532 COMPONENT UNIT GENERAL REVENUES: Taxes: General Property Taxes Tax Increments Other Taxes State and Federal Aids not Restricted to Specific Functions Interest and Investment Earnings Gain (Loss) on Property Sales Miscellaneous Total General Revenues TRANSFERS CHANGE IN NET POSITION NET POSITION - BEGINNING OF YEAR, AS RESTATED NET POSITION - END OF YEAR Operating Capital CITY OF OSHKOSH, WISCONSIN Statement of Activities For the Year Ended December 31, 2021 Expenses Services Contributions Grants and Charges for Contributions Grants and With Summarized Information from December 31, 2020 Program Revenues See Accompanying Notes 23 $ (4,745,747) $- (4,745,747) (4,551,777) $- (21,692,816) - (21,692,816) (23,521,739) - (2,720,302) - (2,720,302) (11,267,051) - (691,401) - (691,401) (721,298) - (743,313) - (743,313) (757,697) - (7,682,979) - (7,682,979) (7,837,677) - (7,901,899) - (7,901,899) (5,197,693) - (819,412) - (819,412) (1,169,374) - (3,409,132) - (3,409,132) (3,413,132) - (50,407,001) - (50,407,001) (58,437,438) - - (607,886) (607,886) (661,495) - - 2,890,614 2,890,614 4,118,231 - - 2,690,219 2,690,219 3,282,075 - - 5,132,696 5,132,696 4,473,410 - - (99,189) (99,189) (153,233) - - 337,890 337,890 (340,849) - - (12,507) (12,507) (15,077) - - 532,889 532,889 246,831 - - 10,864,726 10,864,726 10,949,893 - (50,407,001) 10,864,726 (39,542,275) (47,487,545) - 41,142,543 809,500 41,952,043 41,139,722 - 5,568,977 - 5,568,977 2,586,498 - 270,503 - 270,503 462,095 - - 18,015,015 - 18,015,015 13,718,267 - 1,768,125 70,255 1,838,380 1,895,040 - 118,356 44,258 162,614 887,674 (233,501) 1,557,918 - 1,557,918 4,606,511 1,062 68,441,437 924,013 69,365,450 65,295,807 (232,439) 1,058,000 (1,058,000) - - - 19,092,436 10,730,739 29,823,175 17,808,262 (195,235) 130,453,709 235,764,497 366,218,206 348,409,944 8,160,645 $ 149,546,145 $ 246,495,236 $ 396,041,381 $ 366,218,206 $ 7,965,410 Component Unit Redevelopment Authority 2021ActivitiesActivities Governmental Business-Type Net (Expense) Revenue 2020 and Changes in Net Position See Accompanying Notes 24 ASSETS Cash and Investments $ 28,815,228 $ 4,020,815 $ 12,880,648 Receivables: Accounts Receivable 3,135,906 - - Property Taxes 13,673,778 7,835,908 - Special Assessments - - 4,159,454 Interest Receivable - - - Loans Receivable - - - Other Receivable - - 12,928 Deposits with GO HNI - - - Due from Other Funds - - - Inventories and Prepaid Items 235,147 - - TOTAL ASSETS $ 45,860,059 $ 11,856,723 $ 17,053,030 LIABILITIES Accounts Payable $ 350,747 $ 500 $2 Accrued Liabilities 4,055,569 - - Due to Other Funds - - - Special Deposits 772 - 1,528,726 Unearned Revenues Grant - - - American Rescue Plan Act Funds - 2021 - - - Total Liabilities 4,407,088 500 1,528,728 DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period 22,223,400 12,733,500 - Special Assessments - - 6,573,228 Total Deferred Inflows of Resources 22,223,400 12,733,500 6,573,228 FUND BALANCES (DEFICIT) Nonspendable 235,147 - - Restricted - - - Committed - - - Assigned 712,583 - 8,951,074 Unassigned (Deficit)18,281,841 (877,277) - Total Fund Balances (Deficit)19,229,571 (877,277) 8,951,074 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICT)$ 45,860,059 $ 11,856,723 $ 17,053,030 General Debt Service Fund Special Assessment Improvement CITY OF OSHKOSH, WISCONSIN Balance Sheet Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 See Accompanying Notes 25 $ 68,991,739 $ 114,708,430 $ 90,909,201 378,871 3,514,777 2,790,713 8,911,261 30,420,947 31,303,297 - 4,159,454 7,581,274 29,127 29,127 - 5,398,583 5,398,583 5,028,738 - 12,928 746 212,933 212,933 212,378 10,716,781 10,716,781 11,074,463 - 235,147 220,529 $ 94,639,295 $ 169,409,107 $ 149,121,339 $ 2,091,984 $ 2,443,233 $ 3,762,333 - 4,055,569 2,943,266 10,716,781 10,716,781 11,074,463 319,330 1,848,828 1,879,905 - - 26,000 9,300,339 9,300,339 - 22,428,434 28,364,750 19,685,967 14,480,969 49,437,869 46,686,572 - 6,573,228 7,128,463 14,480,969 56,011,097 53,815,035 - 235,147 334,522 30,306,812 30,306,812 24,505,733 8,317,413 8,317,413 8,068,583 29,584,851 39,248,508 30,976,401 (10,479,184) 6,925,380 11,735,098 57,729,892 85,033,260 75,620,337 $ 94,639,295 $ 169,409,107 $ 149,121,339 Totals 2021 2020Funds Governmental Nonmajor See Accompanying Notes 26 2021 2020 Total Fund Balances - Governmental Funds 85,033,260$ 75,167,527$ Total net position reported for governmental activities in the statement of net position are different from the amount reported above as total governmental funds fund balance because: Capital assets used in government activities are not financial resources and therefore are not reported in the fund statements. Amounts reported for governmental activities in the statement of net position: Some receivables that are not currently available are reported as deferred inflows of resources in the fund financial statements but are recognized as revenue when earned in the government-wide statements. position as governmental activities 2,302,020 2,160,109 Some deferred outflows and inflows of resources reflect changes in long-term not reported in the fund financial statements (7,422,006) (6,976,790) current period and therefore not reported in the fund statements. Noncurrent liabilities reported in the statement of net position that are not reported in the funds balance sheet Total Net Position - Governmental Activities CITY OF OSHKOSH, WISCONSIN With Summarized Information from December 31, 2020 As of December 31, 2021 Governmental Funds to the Statement of Net Position Reconciliation of the Balance Sheet See Accompanying Notes 27 THIS PAGE LEFT BLANK INTENTIONALLY REVENUES Taxes $ 22,254,467 $ 11,160,200 $- Special Assessments - - 4,974,825 Intergovernmental 16,900,511 - - Licenses and Permits 846,865 - - Fines, Forfeitures and Penalties 604,003 - - Charges for Services 3,903,123 - - Intergovernmental Charges for Services 3,535,484 - - Investment Income 17,447 56,468 - Donations - - - Miscellaneous 985,938 - - Total Revenues 49,047,838 11,216,668 4,974,825 EXPENDITURES Current: General Government 6,522,580 - - Public Safety 29,235,580 - - Public Works 5,742,445 - 11,532 Transportation 691,401 - - Health and Human Services - - - Culture and Recreation 2,245,535 - - Conservation and Development 1,957,748 - - Unclassified 819,412 - - Debt Service: Principal Retirement - 13,928,949 885,000 Interest and Fiscal Charges - 3,012,200 263,046 Capital Outlay 2,745 - 107,691 Total Expenditures 47,217,446 16,941,149 1,267,269 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,830,392 (5,724,481) 3,707,556 OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt - 3,363,156 - Debt Premium - 1,359,700 - Sale of Capital Assets - -- Transfers In 1,006,300 - - Transfers Out (350,000) - - Total Other Financing Sources (Uses)656,300 4,722,856 - NET CHANGE IN FUND BALANCES 2,486,692 (1,001,625) 3,707,556 FUND BALANCES - BEGINNING, AS RESTATED 16,742,879 124,348 5,243,518 FUND BALANCES (DEFICIT) - ENDING $ 19,229,571 $ (877,277) $ 8,951,074 General Debt Service Fund Special Assessment Improvement CITY OF OSHKOSH, WISCONSIN Statement of Revenues, Expenditures and Changes in Fund Balances (Deficit) Governmental Funds For the Year Ended December 31, 2021 With Summarized Information from December 31, 2020 See Accompanying Notes 28 $ 13,677,378 $ 47,092,045 $ 43,238,205 171,347 5,146,172 2,397,687 5,789,117 22,689,628 21,214,095 - 846,865 813,981 - 604,003 555,420 2,037,151 5,940,274 4,044,615 - 3,535,484 3,253,866 1,121,616 1,195,531 799,831 730,690 730,690 568,073 1,194,089 2,180,027 2,107,882 24,721,388 89,960,719 78,993,655 59,961 6,582,541 6,247,669 597,967 29,833,547 27,893,056 4,851,166 10,605,143 9,291,262 - 691,401 753,027 975,653 975,653 979,569 6,861,260 9,106,795 7,685,510 6,241,954 8,199,702 4,468,846 - 819,412 1,105,967 6,379,842 21,193,791 19,665,095 423,134 3,698,380 3,845,929 10,668,614 10,779,050 15,790,346 37,059,551 102,485,415 97,726,276 (12,338,163) (12,524,696) (18,732,621) 16,966,844 20,330,000 17,715,000 - 1,359,700 953,237 30,729 30,729 22,750 2,243,118 3,249,418 4,223,485 (2,229,418) (2,579,418) (2,390,867) 17,011,273 22,390,429 20,523,605 4,673,110 9,865,733 1,790,984 53,056,782 75,167,527 73,376,543 $ 57,729,892 $ 85,033,260 $ 75,167,527 Nonmajor Governmental Funds 2020 Total 2021 See Accompanying Notes 29 2021 2020 Net Change in Fund Balances - Total Governmental Funds 9,865,733$ 1,790,984$ activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. affect the fund financial statements.5,704,439 (290,749) Amounts related to the other post-employment benefit that are not current financial 133,107 (469,727) are not reported as revenue in the funds. Vested employee benefits are reported in the government funds when amounts are paid. The statement of activities reports the value of benefits earned during the year. This year the accrual of these benefits was less than the amount paid.245,174 211,932 Repayment of principal on long-term debt is reported in the governmental funds as an expenditure, but is reported as a reduction in long-term debt in the statement of net position and does not affect the statement of activities. The amount of long-term debt principal payments in the current year is:21,193,791 19,665,095 Debt incurred in governmental funds is reported as an other financing source, but is reported as an increase in outstanding long-term debt in the statement of net position, and does not affect the statement of activities. Long-term Debt Issued (20,330,000) (17,715,000) Premium on Debt Issued (1,359,700) (953,237) Interest payments on outstanding debt are reported in the governmental funds as an expenditure when paid, in the statement of activities interest is reported as it accrues.(41,987) 158,266 Discounts, loss on advance refundings and premiums on debt issued are recorded as other financing sources and uses in the governmental funds but are amortized over the life of the related debt issue in the governmental activtiies financial statements.331,236 274,531 with governmental activities.141,910 (672,927) Change in Net Position - Governmental Activities CITY OF OSHKOSH, WISCONSIN Amounts reported for governmental activities in the statement of With Summarized Information from December 31, 2020 For the Year Ended December 31, 2021 Governmental Funds to the Statement of Activities Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) - See Accompanying Notes 30 THIS PAGE LEFT BLANK INTENTIONALLY ASSETS Current Assets: Cash and Investments 2,260,543 18,879,457 26,390,724 23,711,829 Accounts Receivable 146,839 2,064,097 2,506,069 1,692,133 Property Taxes Levied for Subsequent Year 498,148 - - - Due from Other Funds - - - - Due from Other Governments 2,194,742 - - - Prepaid Items 321,477 402,742 430,554 127,683 Inventories 111,443 569,156 63,926 55,814 Total Current Assets 5,533,192 21,915,452 29,391,273 25,587,459 Noncurrent Assets: Restricted Cash - 6,386,194 7,812,118 7,549,564 Asset Held for Resale - -- - Net Pension Asset 647,731 835,989 856,337 326,126 Land 367,811 141,277 301,288 8,390,975 Construction Work in Progress 57,582 1,714,961 6,650,115 1,299,114 Buildings and Improvements 3,727,532 - - 13,661,477 Infrastructure 394,451 115,431,973 145,783,002 119,952,903 Machinery and Equipment 10,986,838 53,441,269 40,644,933 2,137,969 Accumulated Depreciation (10,182,416) (60,260,180) (66,860,009) (23,589,857) Total Noncurrent Assets 5,999,529 117,691,483 135,187,784 129,728,271 TOTAL ASSETS 11,532,721 139,606,935 164,579,057 155,315,730 DEFERRED OUTFLOWS OF RESOURCES Deferred Charge on Advance Refunding - 51,340 96,443 - Deferred Outflows of Resources Related to Pension 1,077,105 1,390,158 1,423,994 542,312 Deferred Outflows of Resources Related to Other Post-Employment Benefits 226,987 224,679 238,125 84,589 Total Deferred Outflows of Resources 1,304,092 1,666,177 1,758,562 626,901 CURRENT LIABILITIES Accounts Payable 51,551 79,026 97,130 9,475 Accrued and Other Current Liabilities - 1,000,000 - - Accrued Interest 3,855 784,491 444,001 491,535 Due to Other Funds - - - - Deposits from Others - 2,500 13,400 - Due to Other Governments - - - - Unearned Revenue 980 - - - Compensated Absences 53,183 91,152 80,977 39,878 Current Portion of Long-Term Obligations 110,000 4,539,223 5,379,508 5,500,000 Total Current Liabilities 219,569 6,496,392 6,015,016 6,040,888 NONCURRENT LIABILITIES Net Other Post-Employment Benefits Liability 703,438 699,018 732,227 260,940 Compensated Absences 107,979 187,492 164,409 80,963 Noncurrent Portion of Long-Term Obligations 790,000 52,995,691 81,460,313 83,039,131 Total Noncurrent Liabilities 1,601,417 53,882,201 82,356,949 83,381,034 TOTAL LIABILITIES 1,820,986 60,378,593 88,371,965 89,421,922 DEFERRED INFLOWS OF RESOURCES Property Taxes Levied for Subsequent Period 809,500 - - - Deferred Inflows of Resources Related to Pension 1,419,082 1,831,528 1,876,107 714,494 Deferred Inflows of Resources Related to Other Post-Employment Benefits 129,379 129,022 133,719 47,793 Total Deferred Inflows of Resources 2,357,961 1,960,550 2,009,826 762,287 NET POSITION Net Investment in Capital Assets 4,451,798 52,985,726 39,775,951 33,313,450 Restricted 305,754 6,780,813 8,216,342 7,703,508 Unrestricted 3,900,314 19,167,430 27,963,535 24,741,464 TOTAL NET POSITION Transit Utility Water Utility Sewer Utility Stormwater Utility CITY OF OSHKOSH, WISCONSIN With Summarized Information from December 31, 2020 As of December 31, 2021 Proprietary Funds Statement of Net Position See Accompanying Notes 31 $1,927,532 73,170,085 59,966,546 2,255,477 2,200,734 226,247 6,635,385 6,780,288 - - - 498,148 809,500 - - 1,145,768 1,145,768 1,028,307 474,431 454,928 - 2,194,742 1,602,627 - - 18,148 1,300,604 1,396,789 75,000 - - 800,339 775,354 - - 3,317,695 85,745,071 72,359,411 2,804,908 2,655,662 - 21,747,876 21,785,724 - - 4,447,936 4,447,936 4,447,936 - - 250,376 2,916,559 1,555,705 - - 5,034,417 14,235,768 14,235,768 - - - 9,721,772 10,395,125 - - 7,955,203 25,344,212 25,639,070 - - 3,447,323 385,009,652 368,572,910 - - 1,559,741 108,770,750 105,072,442 - - (5,558,530) (166,450,992) (156,819,034) - - 17,136,466 405,743,533 394,885,646 - - 20,454,161 491,488,604 467,245,057 2,804,908 2,655,662 - 147,783 184,586 - - 416,349 4,849,918 3,621,331 - - 54,493 828,873 382,159 1,253 1,945 470,842 5,826,574 4,188,076 1,253 1,945 161,365 398,547 343,089 23,104 32,158 - 1,000,000 1,000,000 - - 46,389 1,770,271 1,494,438 - - 1,145,768 1,145,768 1,028,307 474,431 454,928 5,000 20,900 20,590 - - - - 119,870 - - 483 1,463 4,618 - - 15,264 280,454 - - - 295,712 15,824,443 15,728,966 - - 1,669,981 20,441,846 19,739,878 497,535 487,086 179,860 2,575,483 1,304,968 5,370 7,975 30,990 571,833 1,103,469 - - 1,271,573 219,556,708 207,714,440 - - 1,482,423 222,704,024 210,122,877 5,370 7,975 3,152,404 243,145,870 229,862,755 502,905 495,061 - 809,500 809,500 - - 548,537 6,389,748 4,668,042 - - 34,911 474,824 328,339 1,236 2,437 583,448 7,674,072 5,805,881 1,236 2,437 11,165,869 141,692,794 162,667,610 - - 118,188 23,124,605 1,555,705 - - 5,905,094 81,677,837 71,541,182 2,302,020 2,160,109 Totals Governmental Activities - Internal Service Funds 2021 202020212020Nonmajor Funds See Accompanying Notes 32 OPERATING REVENUES Charges for Services $ 714,485 $ 15,381,609 $ 15,797,270 $ 12,321,058 Taxes - - - - Fines, Forfeitures and Penalties - - - - Other Operating Revenues 77,210 195,698 -37,227 Total Operating Revenues 791,695 15,577,307 15,797,270 12,358,285 OPERATING EXPENSES Operation and Maintenance 4,678,585 7,063,584 6,234,879 2,155,373 Depreciation 684,231 3,706,264 4,215,592 2,459,072 Taxes - 142,765 180,181 70,624 Claims and Administration - -- - Total Operating Expenses 5,362,816 10,912,613 10,630,652 4,685,069 OPERATING INCOME (LOSS)(4,571,121) 4,664,694 5,166,618 7,673,216 NONOPERATING REVENUES (EXPENSES) General Property Taxes 809,500 - - - Gain on Disposal of Capital Assets 651 14,168 23,534 5,905 Nonoperating Grants 4,011,307 - - - Investment Earnings - 8,152 79,094 (16,991) Interest Expense (48,072) (1,844,461) (2,814,478) (2,590,772) Total Nonoperating Revenues (Expenses)4,773,386 (1,822,141) (2,711,850) (2,601,858) INCOME (LOSS) BEFORE CONTRIBUTIONS AND TRANSFERS 202,265 2,842,553 2,454,768 5,071,358 TRANSFERS IN - - - - TRANSFERS OUT (17,000) (1,022,400) (13,800) (2,900) CAPITAL CONTRIBUTIONS - 70,381 338,079 50,252 CHANGE IN NET POSITION 185,265 1,890,534 2,779,047 5,118,710 NET POSITION - BEGINNING 8,472,601 77,043,435 73,176,781 60,639,712 NET POSITION - ENDING Transit Utility Sewer Utility CITY OF OSHKOSH, WISCONSIN Water Utility Stormwater Utility With Summarized Information from December 31, 2020 For the Year Ended December 31, 2021 Proprietary Funds Statement of Revenues, Expenses and Changes in Net Position See Accompanying Notes 33 $ 1,500,069 $ 45,714,491 $ 44,235,782 $ 977,999 $ 795,343 1,800,580 1,800,580 831,538 - - 13,803 13,803 12,137 - - 106,078 416,213 373,374 - - 3,420,530 47,945,087 45,452,831 977,999 795,343 2,275,604 22,408,025 20,384,616 - - 302,065 11,367,224 10,987,614 - - - 393,570 412,997 - - - -- 1,228,506 1,486,556 2,577,669 34,168,819 31,785,227 1,228,506 1,486,556 842,861 13,776,268 13,667,604 (250,507) (691,213) - 809,500 809,500 - - - 44,258 840,924 - - - 4,011,307 3,740,318 - - - 70,255 583,594 4,418 18,286 (83,778) (7,381,561) (6,697,224) - - (83,778) (2,446,241) (722,888) 4,418 18,286 759,083 11,330,027 12,944,716 (246,089) (672,927) - - - 388,000 - (1,900) (1,058,000) (1,832,618) - - - 458,712 240,891 - - 757,183 10,730,739 11,352,989 141,911 (672,927) 16,431,968 235,764,497 224,411,508 2,160,109 2,833,036 2021 2020 2021 2020 Service Funds Nonmajor Funds Totals See Accompanying Notes 34 CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers $ 800,140 15,713,376 16,059,612 12,234,034 Cash Paid To Suppliers (1,788,799) (3,863,623) (3,285,418) (1,053,823) Cash Paid to Employees For Wages and Benefits (2,729,592) (3,327,161) (3,357,400) (1,277,647) Net Cash Flows From Operating Activities (3,718,251) 8,522,592 9,416,794 9,902,564 CASH FLOWS FROM NON-CAPITAL FINANCING ACTIVITIES General Property Taxes 1,120,852 - - - Intergovernmental Revenues 3,352,505 - - - Due To/Due From Other Funds - - 1,028,307 - Net Cash Flows From Noncapital Financing Activities 4,456,357 (1,022,400) 1,014,507 (2,900) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of Capital Assets (595,799) (5,561,693) (11,434,488) (3,240,901) Capital Assets Salvaged - - - 5,905 Sale of Capital Assets 651 14,168 23,534 - Capital Contributions - 70,381 338,079 Principal Payments on Long-Term Debt (136,000) (8,327,440) (5,182,811) (5,070,000) Proceeds from Long-Term Debt 150,000 8,360,000 13,940,000 7,160,000 Premiums Received on Long-Term Debt - 600,042 872,038 454,104 Interest and Fiscal Charges (47,991) (1,920,330) (2,853,967) (2,768,218) Net Cash Flows From Capital and Related Financing Activities (629,139) (6,764,872) (4,297,615) (3,408,858) CASH FLOWS FROM INVESTING ACTIVITIES Investment Income (Loss)-8,152 79,094 (16,991) 2,260,543 25,265,651 34,202,842 31,261,393 RECONCILIATION OF CASH ACCOUNTS Cash and Investments $ 2,260,543 18,879,457 26,390,724 23,711,829 Restricted Cash and Investments - 6,386,194 7,812,118 7,549,564 Total Reconciliation of Cash Accounts 2,260,543 25,265,651 34,202,842 31,261,393 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating Income (Loss)$ (4,571,121) $ 4,664,694 $ 5,166,618 $ 7,673,216 Adjustments to Reconcile Operating Income (Loss) to Net Cash Flows from Operating Activities: Depreciation 684,231 3,706,264 4,215,592 2,459,072 Meter Depreciation Charged to Sewer - 118,098 (118,098) - Changes in Assets and Liabilities: Customer Accounts Receivable 8,445 136,070 262,342 (124,251) Prepaids 25,380 28,138 31,153 10,081 Inventories (2,211) (3,919) (6,793) (12,062) Accounts Payable (53,009) 5,167 (30,466) (17,700) Unearned Revenue (3,115) - - - Special Deposits - 2,331 - (2,021) Compensated Absences (88,611) (85,658) (53,769) (39,153) Net Pension Asset (272,315) (422,497) (387,085) (141,653) Deferred Outflows Related to Pension (209,512) (422,102) (330,273) (115,061) Deferred Inflows Related to Pension 292,609 590,807 468,070 160,966 Net OPEB Liability 548,062 289,298 289,859 82,847 Deferred Outflows Related to OPEB (173,677) (107,770) (110,963) (33,578) Deferred Inflows Related to OPEB 96,593 23,671 20,607 1,861 Net Cash Flows From $(3,718,251) $8,522,592 $9,416,794 $9,902,564 CITY OF OSHKOSH, WISCONSIN Statement of Cash Flows Proprietary Funds For the Year Ended December 31, 2021 With Summarized Information from December 31, 2020 Transit Utility Water CASH AND INVESTMENTS - ENDING CHANGE IN CASH AND INVESTMENTS Stormwater Utility CASH AND INVESTMENTS - BEGINNING Sewer UtilityUtility See Accompanying Notes 35 $ 3,282,828 48,089,990 46,778,633 977,999 (1,294,081) (11,285,744) (9,503,606) (1,265,132) (1,252,811) (902,052) (11,593,852) (11,094,532) (50,542) (205,175) 1,086,695 25,210,394 26,180,495 (337,675) (662,643) - 1,120,852 809,500 - - 3,352,505 3,726,972 - (1,028,307)- 288,250 - (1,030,207) 3,415,357 2,992,104 388,000 (69,224) (20,902,105) (24,074,139) - - 5,905 - - - 38,353 2,805,375 - - 458,712 - - (282,715) (18,998,966) (14,589,048) - 29,610,000 25,718,602 - - 1,926,184 - - (77,892) (7,668,398) (7,360,520) - (429,831) (15,530,315) (17,499,730) - -70,255 583,594 4,418 1,927,532 94,917,961 81,752,270 2,255,477 $ 1,927,532 73,170,085 59,966,546 2,255,477 - 21,747,876 21,785,724 - 1,927,532 94,917,961 81,752,270 2,255,477 $ 842,861 302,065 - (137,702) 1,433 - 151,465 (40) - (37,174) (137,304) (151,639) 120,498 60,449 68,030 3,753 Governmental Activities - Internal Service Funds 2021 2020 Nonmajor 2020 Totals Funds 2021 See Accompanying Notes 36 ASSETS Cash and Investments $25,918,388 21,388,268 Taxes Receivable 41,506,843 44,102,761 Other Receivables - 4,202 Total Assets 67,425,231 65,495,231 LIABILITIES Accounts Payable 19,353 60,464 Due to Other Governments - 4,202 Total Liabilities 67,425,231 65,495,231 NET POSITION $- $- CITY OF OSHKOSH, WISCONSIN 2021 2020 Custodial Funds See Accompanying Notes 37 ADDITIONS Taxes Collected on Behalf of Other Taxing Entities $46,073,361 $42,223,632 DEDUCTIONS Taxes Remitted to Other Taxing Entities 46,073,361 42,223,632 CHANGE IN NET POSITION - - NET POSITION - BEGINNING - - NET POSITION - ENDING $- $- Statement of Changes in Net Position CITY OF OSHKOSH, WISCONSIN 2021 2020 With Summarized Information from December 31, 2020 For the Year Ended December 31, 2021 Fiduciary Fund Custodial Fund See Accompanying Notes 38 CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 39 Note 1 - Summary of Significant Accounting Policies This summary of significant accounting policies of the City of Oshkosh, Wisconsin (City) is presented to assist in understanding the City’s financial statements. The financial statements and notes are representations of the City’s management who is responsible for the integrity and objectivity of the financial statements. These accounting policies conform to generally accepted accounting principles (GAAP) and have been consistently applied in the preparation of the financial statements. The Governmental Accounting Standards Board (GASB) is the accepted standards setting body for establishing governmental accounting and financial reporting principles. Reporting Entity The City is a municipal corporation governed by an elected seven member council. In accordance with generally accepted accounting principles (GAAP), the financial statements are required to include the City (the primary government) and any separate component units that have a significant operational or financial relationship with the City. The City has identified the following component unit that is required to be included in the basic financial statements in accordance with the standards. Redevelopment Authority The component unit column in the basic financial statements include the financial data of the City’s component unit, the Redevelopment Authority of the City of Oshkosh. It is reported in a separate column to emphasize that it is legally separate from the City. The Redevelopment Authority’s fiscal year end is December 31. Separate financial statements are not issued for the Redevelopment Authority. City officials are responsible for appointing the board members of other organizations of the City of Oshkosh, but the City’s accountability of this organization does not extend beyond making the appointments. The City is not financially accountable for these organizations as defined by standards in GASB Statement No. 61. Therefore these organizations are not included in the City’s reporting entity. The City appoints some or all of the members of the following organizations: Oshkosh Area School District Fox Valley VTAE District Housing Authority of the City of Oshkosh Government-Wide and Fund Financial Statements Government-Wide Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the activities of the City. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for services. The statement of activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, 2) grants and contributions that are restricted to meeting the operational requirements of a particular function, and 3) capital grants and contributions. Taxes and other items not properly included among program revenues are reported instead as general revenues. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are other charges between the City’s enterprise funds and various other functions of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 40 Note 1 - Summary of Significant Accounting Policies (Continued) Government-Wide and Fund Financial Statements (Continued) Fund Financial Statements Separate financial statements are provided for governmental funds, proprietary funds and fiduciary funds. Governmental funds include general, special revenue, capital projects and debt service funds. Proprietary funds include enterprise funds and internal service funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Fund financial statements of the reporting entity are organized into individual funds each of which are considered to be separate accounting entities. Each fund is accounted for by providing a separate set of self-balancing accounts which constitute its assets, deferred outflows of resources, liabilities, deferred inflows of resources, fund equity, revenues, and expenditures/ expenses. Funds are organized as major funds or non-major funds within the governmental and proprietary statements. An emphasis is placed on major funds within the governmental and proprietary categories. A fund is considered major if it is the primary operating fund of the City or meets the following criteria: a. Total assets plus deferred outflows of resources, liabilities plus deferred inflows of resources, revenues, or expenditures/expenses of that individual governmental or proprietary fund are at least 10 percent of the corresponding total for all funds of that category or type and b. The same element that met the 10 percent criterion in (a) is at least 5 percent of the corresponding element total for all governmental and proprietary funds combined. c. In addition, any other governmental fund that the City believes is particularly important to financial statement users may be reported as a major fund. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City’s enterprise funds are charges to customers for services. Operating expenses for enterprise funds include the cost of services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Governmental Funds Governmental funds are identified as either general, debt service, special revenue or capital projects based upon the following guidelines: General Fund The general fund is the primary operating fund of the City and is always classified as a major fund. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds Special revenue funds are used to account for the specific revenue sources (other than major capital projects) that are legally restricted to expenditures for specific purposes. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 41 Note 1 - Summary of Significant Accounting Policies (Continued) Government-Wide and Fund Financial Statements (Continued) Governmental Funds (Continued) Trust Funds Trust funds are used to account for the specific revenue sources (other than major capital projects) that are legally restricted to expenditures for specific purposes. Debt Service Funds Debt service funds are used to account for the accumulation of resources for, and the payment of, general long-term principal, interest, and related costs. Capital Projects Funds Capital projects funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds). The City reports the following major governmental funds: General Fund This is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. Debt Service Fund This fund accounts for the resources accumulated and payments made for principal and interest on long-term general obligation debt of governmental funds, except debt issued to finance project plan expenditures of the City’s tax incremental financing Districts. Special Assessment Improvement Capital Projects Fund This fund accounts for the cost of capital projects and the special assessments and subsequent assessment collections related to those projects. Enterprise Funds The City reports the following major enterprise funds: Transit This is the City’s fund to account for operations of the City bus transit system. Financing is provided through user fees, federal and state grants and general property taxes. Water Utility This is the City’s fund to account for the operations of the City-owned water facilities. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 42 Note 1 - Summary of Significant Accounting Policies (Continued) Government-Wide and Fund Financial Statements (Continued) Sewer Utility This is the City’s fund to account for the operations of the City-owned sewage facilities. Storm Water Utility This is the City’s fund to account for the operations of the City-owned storm water services to City residents, business entities and public authorities. Additionally, the City reports the following fund type: Internal service funds account for the financing of goods and services provided by one department to other city departments or to other governments on a cost reimbursement basis. The City has created internal service funds for employee benefits, worker’s compensation, police and fire pensions. Fiduciary Funds The City follows the presentation requirements of accounting principles generally accepted in the United States of America as prescribed by the Government Accounting Standards Board and GASB Statement No. 84, Fiduciary Activities. This statement revised the criteria on whether the government is controlling the assets of the fiduciary activity and the beneficiaries with whom a fiduciary relationship exists. An activity meeting the criteria should present a statement of fiduciary net position and a statement of changes in fiduciary net position. Four types of fiduciary funds that should be reported, if applicable, include pension (and other employee benefit) trust funds, investment trust funds, private-purpose trust funds, and custodial funds. The City reports the following custodial fund: Tax Collection Fund This fund accounts for taxes and deposits collected by the City, acting in the capacity of a custodian, for distribution to other governmental units or designated beneficiaries. Measurement Focus And Basis Accounting The government-wide financial statements, proprietary fund statements and fiduciary fund statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 43 Note 1 - Summary of Significant Accounting Policies (Continued) Assets, Liabilities and Net Position or Equity Cash and Investments Cash and investments are combined. Cash deposits consist of demand and time deposits with financial institutions and are carried at cost. For purpose of the statement of cash flows, all cash deposits and highly liquid investments (including restricted assets) with a maturity of three months or less from date of acquisition are considered to be cash. The City categories the fair value measurement of its investments based on the hierarchy established by generally accepted accounting principles. The fair value hierarchy, which has three levels, is based on the valuation inputs used to measure an asset’s fair value: Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; Level 3 inputs are significant unobservable inputs. Restricted Cash Enterprise Funds - Cash has been set aside to provide for debt service of the water, sewer and stormwater utilities and replacement of certain water and sewer utilities plant equipment. Accounts Receivable Accounts receivable are recorded at their gross amount with uncollectible amounts being recognized under the direct write-off method. The receivable associated with ambulance billings has been shown net of an allowance of $1,680,065. Delinquent personal property taxes remain the collection responsibility of the City. The City is able to recover a portion of these delinquent personal property taxes from other taxing jurisdictions. The City has received federal and state grants for rehabilitation and business development loan programs provided to area businesses and homeowners. A loan receivable is recorded when loan funds are disbursed to area businesses or homeowners. No allowance for uncollectible accounts has been provided since it is believed that the amount of such allowance would not be material to the basic financial statements. Inventories Inventories of governmental fund types are offset by a nonspendable fund balance to indicate they do not represent spendable available financial resources. Inventories of governmental and proprietary fund types are recorded at cost, which approximates market, using the first-in, first-out method of valuation. The cost is recorded as an expenditure/expense at the time individual inventory items are consumed rather than when purchased. Prepaid Items Payments made to vendors that will benefit periods beyond the end of the current fiscal year are recorded as prepaid items. Prepaid items of governmental fund types in the fund financial statements are offset by a nonspendable fund balance to indicate that they do not represent spendable available financial resources. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 44 Note 1 - Summary of Significant Accounting Policies (Continued) Assets, Liabilities and Net Position or Equity (Continued) Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of $5,000 or more and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition cost at the date of donation. In the fund financial statements, capital assets used in governmental fund operations are accounted for as capital outlay expenditures of the governmental fund upon acquisition. Capital assets used in proprietary fund operations are accounted for the same as in the government-wide statements. The costs of normal maintenance and repairs that do not add to the value of the assets or materially extend asset lives are not capitalized. Property, plant and equipment of the City is depreciated using the straight-line method over the following estimated useful lives: Years Governmental Business-Type Assets Activities Activities Buildings and Improvements 30 – 80 25 – 88 Machinery and Equipment 5 – 16 5 – 25 Infrastructure 15 – 20 40 – 75 Compensated Absences It is the City’s policy to permit employees to accumulate earned but unused vacation, sick leave, and other benefits at various rates depending on classification and length of service. Terminated employees are paid their unused balances based on their current salary rates. All vacation and sick leave is accrued when incurred in the government-wide and proprietary fund financial statements. In the governmental funds, accrued vacation and sick pay are recognized as expenditures when liquidated with expendable available financial resources. Deferred Outflows of Resources and Deferred Inflows of Resources In addition to assets, the balance sheet and/or statement of net position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has three items that quality for reporting in this category. Accordingly, deferred outflows of resources related to pension, deferred outflows are resources related to other post-employment benefits and deferred charge on refunding are reported in the statement of net position. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 45 Note 1 - Summary of Significant Accounting Policies (Continued) Assets, Liabilities and Net Position or Equity (Continued) Deferred Outflows of Resources and Deferred Inflows of Resources (Continued) In addition to liabilities, the balance sheet and/or statement of net position will sometimes report a separate section for deferred inflows of resources. The separate financial statement element, deferred inflows of resources, represents an acquisition of net position or fund balance that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has four types of deferred inflows of resources, one which arises under both modified accrual and the full accrual basis of accounting, one that only arises under the modified accrual basis of accounting on the governmental funds balance sheet and two that arise under the full accrual basis of accounting. Taxes levied for the subsequent period have not met the time requirement to be recognized as an acquisition of resources and is therefore reported as deferred inflows of resources on both the governmental funds balance sheet and the governmental activities statement of net position. The governmental funds report unavailable revenues from special assessments. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. Deferred inflows of resources related to pension and deferred inflows of resources related to other post-employment benefits are reported in the statement of net position. Long-Term Obligations In the government-wide financial statements and proprietary fund types fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts, are deferred and amortized over the life of the bonds. Bonds payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Interfund Receivables and Payables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as “due from other funds” and “due to other funds” on the balance sheet. Interfund Transactions During the course of normal operations, the City has various transactions between funds, including expenditures and transfers of resources to provide services, construct assets and service debt. The governmental funds generally record such transactions as operating transfers if within governmental funds. Transactions between governmental and proprietary funds are usually recorded as revenues and either expenditures or expenses of the respective funds. Unearned Revenue Revenue received that has not been earned, is recorded as a liability until a period of time or expenditures occur. Once the funds are considered earned, at that point they are recognized as revenue. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 46 Note 1 - Summary of Significant Accounting Policies (Continued) Assets, Liabilities and Net Position or Equity (Continued) Equity Classifications Government-Wide Statements Equity is classified as net position and displayed in three components: Net investment in capital assets – Amount of capital assets, net of accumulated depreciation, less outstanding balances of any bonds, mortgages, notes or other borrowings that are attributable to the acquisition, construction, or improvements of those assets. Restricted net position – Amount of net position that is subject to restrictions that are imposed by 1) external groups, such as creditors, contributors or laws or regulations of other governments or 2) law through constitutional provisions or enabling legislation. Unrestricted net position – Net position that is neither classified as restricted nor as net investment in capital assets. When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, then unrestricted resources, as they are needed. Fund Financial Statements Fund balance is classified as either 1) nonspendable, 2) restricted, 3) committed, 4) assigned, or 5) unassigned. Nonspendable fund balance represents amounts that cannot be spent due to form (such as inventories and prepaid amounts), or amounts that must be maintained intact legally or contractually (such as the principal of a permanent fund). Restricted fund balance represents amounts constrained for a specific purpose by external parties, constitutional provision or enabling legislation. Committed fund balance represents amounts constrained for a specific purpose by a government using its highest level of decision-making authority. It would require action by the same group to remove or change the constraints placed on the resources. The action to constrain resources must occur prior to year-end; however, the amount can be determined in the subsequent period. The Common Council is the decision-making authority that can, by adoption of a resolution prior to the end of the fiscal year, commit fund balance. Assigned fund balance, in the general fund, represents amounts constrained by the Common Council for a specific intended purpose. The City has not delegated that authority to others. Assigned fund balance in all other governmental funds represents any positive remaining amount after classifying nonspendable, restricted or committed fund balance. Unassigned fund balance, represents amounts not classified as nonspendable, restricted, committed or assigned. The general fund is the only fund that would report a positive amount in the unassigned fund balance. The City, unless otherwise required by law or agreements, spends funds in the following order: restricted first, then committed, then assigned, and lastly unassigned. The City has also adopted a minimum fund balance policy of 16% of subsequent year budgeted revenues for the general fund. The minimum fund balance is maintained for cash flow and working capital purposes. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 47 Note 1 - Summary of Significant Accounting Policies (Continued) Assets, Liabilities and Net Position or Equity (Continued) Fund Financial Statements The minimum fund balance amount is calculated as follows: Budgeted 2022 General Fund Revenues 49,752,600$ Minimum Fund Balance %x 16% Minimum Fund Balance Amount 7,960,416$ The City’s unassigned fund balance of $18,281,841 is above the minimum fund balance amount. Claims and Judgments Claims and judgments are recorded as liabilities if all the conditions of Governmental Accounting Standards Board pronouncements are met. Claims and judgments expected to be liquidated with expendable available financial resources are recorded during the year as expenditures in the governmental funds. If they are not expected to be liquidated with expendable available financial resources, no liability is recognized in the governmental fund financial statements. Claims and judgments in the government-wide financial statements and proprietary funds are recorded as expenses when the related liabilities are incurred. There were no significant claims or judgments at the end of the year. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets, deferred outflows of resources, liabilities and deferred inflows of resources and disclosure of contingent assets, deferred outflows of resources, liabilities and deferred inflows of resources at the date of the financial statements and the reported amounts of revenues and expenditures/expenses during the reporting period. Actual results may differ from those estimates, particularly given the significant social and economic disruptions and uncertainties associated with the ongoing COVID-19 pandemic and the COVID-19 control responses, and such differences may be material. Prior Year Information Comparative amounts for the prior year have been presented in the basic financial statements to provide an understanding of changes in the City’s financial position and operations. The comparative amounts are summarized in total and not at the level of detail required for a presentation in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the government’s financial statements for the year ended December 31, 2020, from which the summarized information was derived. Reclassifications Certain amounts in the prior year financial statements have been classified to conform to the presentation in the current year financial statements. Note 2 - Cash and Investments The City is required to invest its funds in accordance with Wisconsin Statutes. Allowable investments are as follows: Time deposits in any credit union, bank, savings bank or trust company maturing in three year or less. Bonds or securities of any county, city, drainage district, technical college district, village, town, or school district of the state. Also, bonds issued by a local exposition district, local professional baseball park district, or the University of Wisconsin Hospitals and Clinics Authority. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 48 Note 2 - Cash and Investments (Continued) Bonds or securities issued or guaranteed by the federal government. The Wisconsin Local Government Investment Pool. Any security maturing in seven year or less and having the highest or second highest rating category of a nationally recognized rating. Securities of an open-end management investment company or investment trust subject to various conditions and investment options. Repurchase agreements with public depositories, with certain conditions. The carrying amount of the City’s cash and investments totaled $238,201,735 on December 31, 2021 are as follows: Petty Cash and Cash on Hand $15,187 Deposits With Financial Institutions 184,858,134 Investments 53,328,414 Reconciliation to the Financial Statements Government-Wide Statement of Net Position: Cash and Investments $ 190,322,538 Deposit with GO HNI 212,933 Restricted Cash 21,747,876 Fiduciary Funds Statement of Net Position: Custodial Funds 25,918,388 Wisconsin statutes require repurchase agreements to be fully collateralized by bonds or securities issued or guaranteed by the federal government or its instrumentalities. The City does not have an additional custodial credit policy. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of failure of the counterparty (e.g., broker- dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. At December 31, 2021, the City’s deposits had a bank balance of $184,355,464. The City maintains its cash accounts at several financial institutions. Deposits in each bank are insured by the FDIC up to $250,000 for the combined amounts of all time and savings accounts (including NOW accounts); up to $250,000 for the combined amount of all interest and noninterest bearing demand deposit accounts. Deposits in credit unions are insured by the NCUA up to $250,000 for all accounts. Any losses caused by failure of public depositories are also covered by the State Deposit Guarantee Fund. The fund provides coverage of $400,000 in each financial institution above the applicable insurance coverage provided by the FDIC. However, although the fund had reserves available at December 31, 2021, the future availability of resources to cover the losses cannot be projected because provisions of the 1985 Wisconsin Act 25 provided that the amount in the fund will be used to repay public depositors for losses until the appropriation is exhausted, at which time the fund will be abolished; therefore, the State Deposit Guarantee Fund is not considered in covered amounts noted below. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 49 Note 2 - Cash and Investments (Continued) The following represents a summary of deposits as of December 31, 2021: Fully Insured Deposits 9,320,095$ Collateralized 166,904,705 Uninsured and Uncollateralized 11,540,067 Total 187,764,867$ The difference between the bank balance and carrying value is due to outstanding checks and/or deposits in transit at December 31, 2021. Credit Risk – State law limits investments in commercial paper, corporate bonds, and mutual bond funds to the top two ratings issued by nationally recognized statistical rating organizations. The City’s investment policy does not further limit its investment choices. As of December 31, 2021, the City’s credit quality ratings are as follows: U.S. Treasury Securities $ 384,437 $- $ 384,437 $- $- $- $- Federal Farm Credit 365,125 - 365,125 - - - - Federal Home Loan Bank 5,570,221 - 5,570,221 - - - - Federal Home Loan Mortgage 1,282,655 - 1,282,655 - - - - Federal National Mortgage 45,572 - 45,572 - - - - Money market mutual funds 1,170,992 - 8,118 - - - 1,162,874 Municipal Bonds 8,214,179 - 754,987 1,098,994 2,287,627 392,659 3,679,912 Mutual funds 3,305,289 - -- - - 3,305,289 Negotiable Certificate of Deposts 1,478,595 - -491,210 - 241,209 746,176 Oshkosh Community Foundation 5,533,028 - -- - - 5,533,028 Corporate stocks / bonds 791,230 - -- - - 791,230 Wisconsin Investment Series Cooperative 15,031,244 - -- - - 15,031,244 WI Local Government Investment Pool 10,155,847 - -- - - 10,155,847 Exempt From Not Investment Type Amount Disclosure AAA Aa1 A RatedAa2 Concentration of Credit Risk The City’s investment policy states that it will diversify its investments by security type and institution. With the exception of U.S. Treasury securities and authorized pools, no more than 50% of the City’s total investment portfolio will be invested in a single type or with a single financial institution. Investments in any one issuer that represent 5% or more of City’s total investments are as follows: Issuer Investment Type Reported Amount Total Investments Federal Home Loan Bank Federal Agency Security 5,570,221$ 10.45% Interest Rate Risk Interest rate risk is the risk that changes in interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 50 Note 2 - Cash and Investments (Continued) As of December 31, 2021, the City’s investments were as follows: Investment Type U.S. Treasury Securities $ 384,437 $- $ - $ 384,437 $ - Federal Farm Credit 365,125 365,125 - - - Federal Home Loan Bank 5,570,221 - - 5,570,221 - Federal Home Loan Mortgage 1,282,655 - 618,877 663,778 - Federal National Mortgage 45,572 45,572 - - - Money market mutual funds 30,862 30,862 - - - Municipal Bonds 8,214,178 2,717,870 1,907,783 2,814,086 774,439 Mutual funds 3,305,289 3,305,289 - - - Negotiable Certificate of Deposts 2,618,726 1,886,307 - 732,419 - Oshkosh Community Foundation 5,533,028 5,533,028 - -- Corporate stocks / bonds 791,230 791,230 - -- Wisconsin Investment Series Cooperative 15,031,244 15,031,244 - -- WI Local Government Investment Pool 10,155,847 10,155,847 - -- Amount or Less Months Months 60 Months Remaining Maturity (in Months) 12 Months 13 to 24 25 to 60 More Than Investments with Fair Values Highly Sensitive to Interest Rate Fluctuations The City’s investments include the following investments that are highly sensitive to interest rate fluctuations (to a greater degree that already indicated in the information provided above): Highly Sensitive Investments Fair Value at Year End Federal National Mortgage Association 45,572$ Federal Home Loan Bank 5,570,221 Federal Home Loan Mortgage Corp 1,282,655 Federal Farm Credit Bureau 365,125 Fair Value Investments are measured at fair value on a recurring basis. Recurring fair value measurements are those that Governmental Accounting Standards Board (GASB) Statements require in the statement of net position at the end of each reporting period. Fair value measurements are categorized based on the valuation inputs used to measure an asset’s fair value. Level 1 – Valuation for assets are from quoted prices in active markets. These valuations are obtained from readily available pricing sources for market transactions involving identical assets. Level 2 – Valuation for assets are from less active markets. These valuations are obtained from third party pricing services for identical or similar assets. Level 3 – Measurements that are least observable are estimated from related market data, determined from sources with little or no market activity for comparable contracts, or are positions with longer durations. These valuations incorporate certain assumptions and projections in determining fair value assigned to such assets. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 51 Note 2 - Cash and Investments (Continued) U.S. Treasury Securities $ 384,437 $- $- Federal Farm Credit - 365,125 - Federal Home Loan Bank - 5,570,221 - Federal Home Loan Mortgage - 1,282,655 - Federal National Mortgage - 45,572 - Money market mutual funds 30,862 - - Municipal Bonds - 8,214,178 - Mutual funds 3,305,289 - - Negotiable Certificate of Deposts - 2,618,726 - Oshkosh Community Foundation - -5,533,028 Corporate stocks / bonds - 791,230 - Fair Value Measurement Using Level 1 Level 2 Level 3 The Wisconsin Local Government Investment Pool (LGIP) is part of the State Investment Fund (SIF), and is managed by the State of Wisconsin Investment Board. The SIF is not registered with the Securities and Exchange Commission, but operates under the statutory authority of Wisconsin Chapter 25. Participants in the LGIP have the right to withdraw their funds in total on one day’s notice. Investments in the local government investment pool are not insured. Investments in the LGIP are valued at amortized cost. The balance in the local government investment pool at December 31, 2021 was $10,155,847. The City has investments in the Wisconsin Investment Series Cooperative (WISC) of $15,031,244 at year-end consisting of $15,031,244 invested in the Investment Series. The Investment Serries requires a 14 day minimum investment period and one business day withdrawal notice, and the average dollar weighted maturity in one hundred twenty (120) days or less. WISC is organized by and operated exclusively for Wisconsin public schools, technical colleges, and municipal entities. WISC is not registered with the Securities and Exchange Commission, but operates under Wisconsin International Cooperate Statute, Section 66.031. WISC is governed by the Wisconsin Investment Series Cooperative Commission in accordance with Wisconsin law. WISC investments are valued at amortized cost, which approximates market value. Beneficial interest in assets held by Oshkosh Community Foundation represents amounts held by Oshkosh Community Foundation, Inc. (the “Foundation”). These amounts are legal assets of the Foundation with the restriction that the Foundation makes distributions to the City as needed. The agreement governing the assets includes a variance power allowing the Foundation to modify the restrictions on distributions from the funds. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 52 Note 3 - Restricted Assets Restricted assets on December 31, 20201 totaled $21,747,876 and consisted of cash and investments held for the following purposes: Enterprise Funds: Water Utility Plant Replacement 1,140,131$ Bond Reserve - To make up for potential future defiencies in net revenues 5,092,385 Depreciaiton Fund - To replace certain assets for water distribution 153,678 Total 6,386,194 Sewer Utility Bond Reserve - To make up for potential future defiencies in net revenues 5,699,838 DNR Infrastructure Plant Replacement 2,112,280 Total 7,812,118 Storm Water Utility Bond Reserve - To make up for potential future defiencies in net revenues 7,549,564 Total Restricted Assets 21,747,876$ Note 4 - Property Taxes Real estate property taxes are payable in full by January 31 or in four installments on or before January 31, March 31, May 31, and July 31. Real estate taxes not paid by July 31 are submitted to Winnebago County for final collection as part of the August tax settlement. Personal Property tax bills, except improvements on leased land, must be paid in full on or before January 31 or the taxes are delinquent. All delinquent real estate and personal property taxes are subject to interest of 1% per month (fraction of a month counts as a whole month) from February 1 until paid and may be subject to an additional penalty (sec. 74.47, Wis. Stats.). The payment must be received by the treasurer within 5 working days of the due date. Under 2011 Wisconsin Act 32, a municipality is allowed to increase its levy over the amount it levied in the prior year by the percentage increase in equalized value from net new construction or zero percent. Changes in debt service from one year to the next are generally exempt from this limit. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 53 Note 5 - Capital Assets Capital asset activity for the year ended December 31, 2021 was as follows: Governmental Activities Capital Assets not Being Depreciated Land $ 20,850,348 1,424,032 - 22,274,380 Construction in Progress 1,003,147 577,998 - 1,581,145 Total Capital Assets Not Being Depreciated 21,853,495 2,002,030 - 23,855,525 Capital Assets Being Depreciated Buildings and Improvements 71,631,498 833,392 -72,464,890 Machinery and Equipment 72,413,156 2,271,756 2,443,070 72,241,842 Infrastructure 112,224,791 11,954,377 4,203,201 119,975,967 Total Capital Assets Being Depreciated 256,269,445 15,059,525 6,646,271 264,682,699 Less Accumulated Depreciation (109,007,757) (13,297,587) (6,646,271) (115,659,073) Total Capital Assets Being Depreciated, Net of Depreciation 147,261,688 1,761,938 - 149,023,626 Governmental Activities Capital Assets, Net of Accumulated Depreciation $169,115,183 3,763,968 -172,879,151 Business-Type Activities Capital Assets not Being Depreciated Land $ 14,235,768 - -14,235,768 Construction in Progress 10,395,125 7,685,201 8,358,554 9,721,772 Total Capital Assets Not Being 24,630,893 7,685,201 8,358,554 23,957,540 Depreciated Capital Assets Being Depreciated Buildings and Improvements 25,639,070 6,065 300,923 25,344,212 Machinery and Equipment 105,072,442 4,491,912 793,604 108,770,750 Infrastructure 368,572,910 17,077,481 640,739 385,009,652 Subtotal 499,284,422 21,575,458 1,735,266 519,124,614 Less Accumulated Depreciation (156,819,034) (11,367,224) (1,735,266) (166,450,992) Total Capital Assets Being Depreciated, Net of Depreciation 342,465,388 10,208,234 - 352,673,622 Business-Type Activities Capital Assets, Net of Accumulated Depreciation $367,096,281 17,893,435 8,358,554 376,631,162 Ending Beginning Increases Decreases Ending Beginning Increases Decreases CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 54 Note 5 - Capital Assets (Continued) Depreciation expense was charged to functions of the City as follows: Governmental Activities: General Government 487,683 Public Safety 1,846,740 Public Works 7,506,752 Culture and Recreation 1,553,815 Conservation and Development 1,902,597 Total Depreciation Expense - Governmental Activities $ 13,297,587 Business-Type Activities: Transit 684,231 Storm Water Utility 2,459,072 Water Utility Depreciation Charged to Accumulated Depreciation 3,824,362 Less: Share of Meter Depreciation (118,098) Water Utility Depreciation Expense 3,706,264 Sewer Utility Depreciation Charged to Accumulated Depreciation 4,097,494 Plus: Share of Meter Depreciation 118,098 Sewer Utility Depreciation Expense 4,215,592 Parking Utility 125,792 Oshkosh Redevelopment Project 176,273 Total Depreciation Expense - Business-Type Activities 11,367,224 CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 55 Note 6 - Interfund Receivables, Payables and Transfers The following is a schedule of interfund receivables and payables: Receivable Fund Payable Fund Amount Purpose Governmental Activities: Library Permanent Funds 5,433$ Year End Cash Flow Timing Museum Permanent Funds 349,550 Street Improvement Sidewalk Construction 657,961 Street Improvement Public Works Special 142,242 TIF No. 35 TIF No. 41 8,582 TIF No. 35 TIF No. 38 11,630 Equipment TIF No. 27 1,457,727 Equipment TIF No. 26 2,777,587 Equipment TIF No. 25 307,144 Equipment TIF No. 23 1,603,366 Equipment TIF No. 18 913,857 Equipment TIF No. 17 658,406 Equipment TIF No. 13 469,811 Equipment Grand Opera House 1,661 Year End Cash Flow Timing Worker's Compensation Hospital Insurance 474,431 TIF No. 17 TIF No. 2 1,343,000 11,191,212$ Business-type Activities: Interfund transfers for the year ended December 31, 2021 were as follows: Fund Transferred To Fund Transferred From Amount General Fund Water Utility 1,000,000$ Street Improvement Equipment 758,100 TIF No. 35 TIF No. 34 787,500 Worker's Compensation General Fund 330,000 Worker's Compensation Transit 17,000 Worker's Compensation Water Utility 22,400 Worker's Compensation Sewer Utility 13,800 Worker's Compensation Stormwater Utility 2,900 Worker's Compensation Inspection Services 1,900 TIF No. 35 Street Improvement 165,550 Museum Permanent Funds 360,897 Cemetery Permanent Funds 77,800 Police Special Permanent Funds 51,986 EMS Fire Grant Permanent Funds 285 Leach Amphitheater Permanent Funds 20,000 Permanent Funds Museum 1,000 General Fund TIF No. 41 6,300 TIF No. 40 General Fund 10,000 TIF No. 41 General Fund 10,000 CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 56 Note 6 - Interfund Receivables, Payables and Transfers (Continued) Transfers are used to: 1) move unrestricted revenues collected in the general fund to finance various programs accounted for in other funds in accordance with budgetary authorizations; 2) move revenues from the fund that is required to collect them to the fund that is required or allowed to expend them; 3) move receipts restricted to or allowed for debt service from the funds collecting the receipts to the debt service funds as debt service payments become due; and 4) move payment in lieu of taxes from the regulated utilities to the general fund. Note 7 - Long-Term Obligations The following is a summary of changes in long-term obligations of the City for the year ended December 31, 2021: Governmental Activities General Obligation Debt Bonds and Notes $ 108,453,387 $ 20,330,000 $ 20,347,278 $ 108,436,109 $ 12,608,609 Notes From Direct Borrowing 2,782,434 - 846,513 1,935,921 871,391 Total General Obligation Debt 111,235,821 20,330,000 21,193,791 110,372,030 13,480,000 Debt Premium 3,886,343 1,359,700 433,114 4,812,929 - Compensated Absences 4,329,258 - 245,174 4,084,084 450,564 Total Governmental Activity Long-Term Liabilities $ 119,451,422 $ 21,689,700 $ 21,872,079 $ 119,269,043 $ 13,930,564 Business-Type Activities General Obligation Debt Transit Utility $ 886,000 $ 150,000 $ 136,000 $ 900,000 $ 110,000 Water Utility 3,100,000 - 715,000 2,385,000 580,000 Sewer Utility 4,445,000 - 850,000 3,595,000 740,000 Stormwater Utility 3,860,000 - 700,000 3,160,000 725,000 Parking Utility 25,000 - -25,000 - Industrial Park 400,000 - 105,000 295,000 110,000 Notes From Direct Borrowing Oshkosh Redevelopment 1,425,000 - 177,715 1,247,285 185,712 Total General Obligation Debt 14,141,000 150,000 2,683,715 11,607,285 2,450,712 Revenue Bonds Water Utility 48,135,000 8,360,000 6,990,000 49,505,000 3,550,000 Sewer Utility 64,770,000 13,940,000 3,870,403 74,839,597 4,165,000 Stormwater Utility 79,445,000 7,160,000 4,370,000 82,235,000 4,775,000 Notes from Direct Borrowing Water Utility 3,698,448 - 622,440 3,076,008 409,223 Sewer Utility 5,243,572 - 462,408 4,781,164 474,508 Total Revenue Bonds 201,292,020 29,460,000 16,315,251 214,436,769 13,373,731 Debt Premium Water Utility 2,138,020 600,042 169,156 2,568,906 - Sewer Utility 2,954,223 872,038 202,201 3,624,060 - Stormwater Utility 2,918,143 454,104 228,116 3,144,131 - Total Debt Premium 8,010,386 1,926,184 599,473 9,337,097 - Compensated Absences 1,103,469 - 251,182 852,287 280,454 Total Business Activity Long-Term Liabilities $ 224,546,875 $ 31,536,184 $ 19,849,621 $ 236,233,438 $ 16,104,897 Beginning Ending Due Within Balance Issued Retired Balance One Year CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 57 Note 7 - Long-Term Obligations (Continued) General obligation debt currently outstanding is detailed as follows: Refunding Bonds: 2010C 8/25/10 12/1/11 - 6/1/24 6/1 - 12/1 2.00 - 3.25% $ 12,620,000 $ 250,000 2011A 3/16/11 12/1/21 - 22 6/1 - 12/1 2.00 - 3.50% 8,490,000 895,000 2011B 3/16/11 3/15/12 - 23 3/15 - 9/15 2.00 - 4.70% 6,350,000 540,000 2012A 6/28/12 12/1/13 - 27 6/1 - 12/1 0.40 - 3.00% 5,595,000 1,185,000 2016C 7/6/16 12 1/17 - 34 6/1 - 12/1 2.25 - 3.00% 9,850,000 8,235,000 2016H 10/6/16 12/1/17 - 30 6/1 - 12/1 3.00 - 4.00 % 6,890,000 4,820,000 2021F 11/28/21 12/1/22 - 31 6/1 - 12/1 2.00 - 5.00% 6,320,000 6,320,000 Coporate Purpose Bonds: 2012B 11/1/12 12/1/13 -31 6/1 - 12/1 2.00 - 3.00% 12,480,000 - 2013B 12/4/13 12/1/14 -33 6/1 - 12/1 2.00 - 4.00% 9,080,000 6,060,000 2014B 11/5/14 12/1/15 -33 6/1 - 12/1 2.00 - 3.00% 14,455,000 7,525,000 2015A 7/15/15 12/1/16 - 34 6/1 - 12/1 2.00 - 4.00% 18,750,000 11,200,000 2016A 6/14/16 12/1/17 - 35 6/1 - 12/1 2.00 - 4.00% 7,950,000 3,525,000 2017A 7/6/17 12/1/18 - 36 6/1 - 12/1 3.00 - 4.00% 5,440,000 4,235,000 2018A 6/28/18 12/1/18 - 37 6/1 - 12/1 3.00 - 3.50% 5,545,000 4,800,000 2019A 6/27/19 12/1/20 - 38 6/1 - 12/1 2.75 - 4.00% 5,380,000 4,570,000 2020A 7/1/20 6/1/21 - 40 6/1 - 12/1 2.00 - 3.00% 10,425,000 9,615,000 2021A 6/30/21 6/1/22 - 41 6/1 - 12/1 2.00 - 3.00% 8,660,000 8,660,000 Promissory Notes: STFL 05 5/31/05 3/15/07 - 25 3/15 5.00%200,000 56,356 STFL 13 3/8/13 3/15/14 - 22 3/15 2.75%2,000,000 247,807 STFL 13 4/3/13 3/15/14 - 23 3/15 2.75%640,000 142,086 STFL 13 11/19/13 3/15/14 - 24 3/15 2.75%2,644,100 650,124 2013C 12/4/13 12/1/14 - 23 6/1 - 12/1 2.00 - 3.00% 1,690,000 370,000 2014C 11/5/14 12/1/15 - 23 6/1 - 12/1 2.00%2,615,000 615,000 STFL 15 2/17/15 3/15/16 - 24 3/15 3.50%1,250,000 461,494 2015B 7/15/15 12/1/16 - 24 6/1 - 12/1 2.00 - 3.00% 4,210,000 1,485,000 STFL 16 7/19/16 3/15/17 - 26 3/15 3.00%711,300 378,055 2016B 9/14/16 12/1/17 - 25 6/1 - 12/1 2.00 - 4.00% 4,700,000 2,180,000 2017B 7/6/17 12/1/18 - 26 6/1 - 12/1 2.00 - 4.00% 5,830,000 3,335,000 STFL CONV CENTER 8/21/17 3/15/18 - 27 3/15 4.50%1,500,000 1,247,285 2018B 6/28/18 12/1/19 - 27 6/1 - 12/1 3.00 - 4.00% 5,895,000 4,010,000 2018SBA 11/1/18 11/1/18 - 32 11/1 4.00%140,000 116,108 2019B 6/27/19 12/1/19 - 28 6/1 - 12/1 3.00 - 4.00% 15,820,000 12,245,000 2020B 7/1/20 6/1/21 - 30 6/1 - 12/1 2.00 - 3.00% 7,290,000 6,505,000 2021B 6/30/21 6/1/22 - 31 6/1 - 12/1 2.00 - 3.00% 5,500,000 5,500,000 Total Outstanding General Obligation Debt $ 121,979,315 12/31/2021 Date of Principal Interest Interest Original Balance Issuance Payable Payable Rates Indebtedness CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 58 Note 7 - Long-Term Obligations (Continued) The annual principal and interest maturities are as follows: 2022 $ 12,608,609 $ 3,239,836 $ 871,391 $ 58,911 $ 13,480,000 $ 3,298,747 2023 12,128,954 2,707,442 642,340 33,362 12,771,294 2,740,804 2024 11,394,311 2,335,547 249,082 14,091 11,643,393 2,349,638 2025 10,684,684 2,001,970 92,960 5,496 10,777,644 2,007,466 2026 9,570,073 1,712,626 80,148 2,404 9,650,221 1,715,030 2027 - 2031 34,826,734 4,917,716 - - 34,826,734 4,917,716 2032 - 2036 13,797,744 1,301,238 - - 13,797,744 1,301,238 2037 - 2041 3,425,000 162,103 - - 3,425,000 162,103 Governmental Activities Bonded and General Debt Notes From Direct Borrowings Totals Principal Interest Principal Interest Principal Interest 2022 $ 2,265,000 $ 305,055 $ 185,712 $ 56,128 $ 2,450,712 $ 361,183 2023 1,770,000 234,844 194,069 47,771 1,964,069 282,615 2024 1,500,000 182,645 202,695 39,145 1,702,695 221,790 2025 1,235,000 139,307 211,923 29,916 1,446,923 169,223 2026 1,125,004 104,552 221,456 20,384 1,346,460 124,936 2027 - 2031 1,954,996 180,004 231,430 10,410 2,186,426 190,414 2032 - 2036 510,000 23,850 - - 510,000 23,850 Business Type Activities Bonded and General Debt Notes From Direct Borrowings Totals Principal Interest Principal Interest Principal Interest CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 59 Note 7 - Long-Term Obligations (Continued) Revenue bond debt currently outstanding is detailed as follows: Water Utility Safe Drinking Revenue Bond 4874-02 2008 5/1/10 - 28 5/1/ & 11/1 2.75% $ 1,344,824 $ 3,076,008 Revenue Bond 2013E 2013 1/1/15 - 33 1/1 & 7/1 2.25 - 3.125% 3,785,000 2,130,000 Revenue Bond 2014E 2014 1/1/16 - 34 1/1 & 7/1 2.00 - 4.125% 3,795,000 2,205,000 Revenue Bond 2015E 2015 1/1/16 - 35 1/1 & 7/1 2.00 - 4.00% 6,660,000 5,120,000 Revenue Bond 2016F 2016 1/1/17 - 36 1/1 & 7/1 3.00 - 4.00% 6,835,000 5,405,000 Safe Drinking Revenue Bond 2016G 2016 1/1/17 - 37 1/1 & 7/1 2.00 - 3.00% 11,690,000 6,660,000 Revenue Bond 2017C 2017 1/1/18 - 38 1/1 & 7/1 2.00 - 4.00% 8,880,000 7,340,000 Revenue Bond 2019D 2019 1/1/20 - 39 1/1 & 7/1 3.00 - 5.00% 8,220,000 6,960,000 Revenue Bond 2020D 2020 1/1/21 - 40 1/1 & 7/1 2.00 - 4.00% 5,525,000 5,325,000 Revenue Bond 2021D 2021 1/1/22 - 41 1/1 & 7/1 2.00 - 3.00% 5,605,000 5,605,000 Refunding Revenue Bond 2021G 2021 1/1/23 - 32 1/1 & 7/1 3.00%2,755,000 2,755,000 Sewer Utility Clean Water Revenue Bond 4130-05 2004 5/1/05 - 24 5/1/ & 11/1 2.396%1,989,231 619,990 Revenue Bond 2012E 2012 5/1/13 - 32 5/1/ & 11/1 2.25 - 3.00% 6,270,000 3,460,000 Revenue Bond 2013D 2013 1/1/14 - 33 5/1/ & 11/1 2.00 - 4.125% 4,175,000 2,595,000 Clean Water Revenue Bond 4130-14 2014 5/1/15 - 34 5/1/ & 11/1 2.625%5,706,185 4,160,771 Revenue Bond 2014D 2014 5/1/15 - 34 5/1/ & 11/1 2.00 - 4.00% 5,980,000 3,945,000 Revenue Bond 2015D 2015 5/1/16 - 35 5/1/ & 11/1 2.00 - 4.00% 6,695,000 4,950,000 Revenue Bond 2016D 2016 5/1/17 - 36 5/1/ & 11/1 2.00 - 3.00% 10,045,000 7,655,000 Revenue Bond 2017D 2017 5/1/18 - 37 5/1/ & 11/1 3.00 - 5.00% 15,075,000 12,950,000 Revenue Bond 2019E 2019 5/1/20 - 39 5/1/ & 11/1 2.00 - 4.00% 13,990,000 11,830,000 Revenue Bond 2020E 2020 5/1/21 - 40 5/1/ & 11/1 2.00 - 4.00% 13,930,000 13,515,000 Revenue Bond 2021E 2021 5/1/22 - 41 5/1/ & 11/1 2.00 - 4.00% 13,940,000 13,940,000 Stormwater Utility Revenue Bond 2012D 2012 5/1/13 - 32 5/1/ & 11/1 3.00 - 3.12% 6,810,000 4,220,000 Revenue Bond 2013A 2013 1/1/14 - 33 5/1/ & 11/1 3.00 - 4.125% 15,220,000 10,420,000 Revenue Bond 2014A 2014 5/1/15 - 34 5/1/ & 11/1 2.00 - 4.00% 8,300,000 6,055,000 Revenue Bond 2015C 2015 5/1/16 - 35 5/1/ & 11/1 3.00 - 4.00% 13,115,000 9,390,000 Revenue Bond 2016E 2016 5/1/17 - 36 5/1/ & 11/1 3.00 - 4.00% 5,175,000 4,135,000 Refunding Revenue Bond 2016E 2016 5/1/17 - 30 5/1/ & 11/1 2.00 - 4.00% 15,295,000 10,950,000 Revenue Bond 2017E 2017 5/1/18 - 37 5/1/ & 11/1 3.00 - 5.00% 9,720,000 8,450,000 Revenue Bond 2018C 2018 5/1/19 - 38 5/1/ & 11/1 4.00 - 5.00% 10,060,000 9,185,000 Revenue Bond 2019C 2019 5/1/20 - 39 5/1/ & 11/1 3.00 - 5.00% 8,060,000 7,625,000 Revenue Bond 2020C 2020 5/1/21 - 40 5/1/ & 11/1 2.00 - 4.00% 4,770,000 4,645,000 Revenue Bond 2021C 2021 5/1/22 - 41 5/1/ & 11/1 2.00 - 4.00% 7,160,000 7,160,000 Total Outstanding Revenue Bonds $ 214,436,769 Issue Year of Principal Interest Interest Original Balance 12/31/2021Number Issue Payable Payable Rates Indebtedness The annual principal and interest maturities are as follows: 2022 $ 12,490,000 $ 6,547,827 $ 883,731 $ 185,997 $ 13,373,731 $ 6,733,824 2023 13,020,000 5,923,584 905,403 164,059 13,925,403 6,087,643 2024 13,270,000 5,469,699 927,608 141,582 14,197,608 5,611,281 2025 13,465,000 5,007,700 733,713 121,147 14,198,713 5,128,847 2026 13,600,000 4,557,504 751,832 102,804 14,351,832 4,660,308 2027 - 2031 68,028,591 15,763,800 2,248,070 274,550 70,276,661 16,038,350 2032 - 2036 51,526,006 5,993,661 1,406,815 43,342 52,932,821 6,037,003 2037 - 2041 21,180,000 919,006 - - 21,180,000 919,006 Business Type Activities Bonded Debt Notes From Direct Borrowing Totals Principal Interest Principal Interest Principal Interest CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 60 Note 7 - Long-Term Obligations (Continued) Interest paid on long-term debt during 2021 was $11,366,731. The City’s outstanding notes from direct borrowings and direct placements of $11,040,378 contain a provision that in an event of default, outstanding amounts become immediately due if the City is unable to make a payment. Legal Margin For Debt The 2021 equalized valuation of the City as certified by the Wisconsin Department of Revenue is $4,821,112,500. The legal debt limit and margin of indebtedness as of December 31, 2021, in accordance with Section 67.03 of the Wisconsin Statutes follows: Legal Margin For Debt Equalized Valuation of the City $ 4,821,112,500 Statutory Limitation Percentage 5% General Obligation Debt Limitation, per Section 67.03 of the Wisconsin Statues 241,055,625 Net Outstanding General Obligation Debt Applicable to Debt Service Fund 121,979,315 Legal Margin for New Debt $ 119,076,310 Utility Revenues Pledged The Utility has pledged future revenue derived from the Water, Sewer and Storm Utilities, net of specified operating expenses, to repay the Clean Water Fund Loan, Safe Drinking Water Loans, and Revenue Bonds. Proceeds from the debt provided financing for the construction or acquisition of capital assets used within the utilities. The Safe Drinking Water Loans and Revenues Bonds are payable from Water System net revenues and are payable through 2041. The total principal remaining to be paid on the loans is $52,580,605. Principal and interest paid for the current year and total water system net revenues were $5,880,968 and $8,379,110, respectively. The Water System did meet the Safe Drinking Water Loans and Revenue Bonds revenue requirements in 2021. The Clean Water Fund Loan is payable from Sewerage System net revenues and payable through 2041. The total principal remaining to be paid on the loans is $79,621,164. Principal and interest paid for the current year and total Sewerage System net revenues were $6,502,255 and $9,461,304, respectively. The Sewerage System did meet the Clean Water Fund Loan revenue requirements in 2021. The Clean Water Fund Loan is payable from Stormwater System net revenues and payable through 2041. The total principal remaining to be paid on the loans is $82,235,000. Principal and interest paid for the current year and total Stormwater System net revenues were $7,007,882 and $10,115,297, respectively. The Stormwater System did meet the Clean Water Fund Loan revenue requirements in 2021. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 61 Note 8 - Fund Equity Fund Financial Statements At December 31, 2021 the assigned and restricted fund balances are as follows: Nonspendable General Fund Inventory and Prepaid Items 235,147$ Restricted Special Revenues Aging Programs 99,450$ Business Improvements 86,782 Community Development 4,559,083 Revolving Loans 2,239,614 Police Activities 307,124 EMS/Fire Grant Activities 237,878 Healthy Neighborhoods 212,933 Tax Incremental District Development 10,363,853 18,106,717 Permanent Funds 12,200,095 Total Restricted Fund Balance 30,306,812$ Committed Special Revenue and Capital Projects Funds: Recycling Program 2,050,680$ Street Lighting 244,347 Library 374,273 Museum 1,172,909 Cemetery 116,330 Senior Center Revolving Loans 133,301 Park Activities 281,801 Leach Amphitheater 62,701 Garbage Disposal 165,188 Pollock Water Park 123,090 Healthy Neighborhoods 3,561,015 Rental Inspections 31,778 Total Committed Fund Balance 8,317,413$ CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 62 Note 8 - Fund Equity (Continued) Assigned General Fund: Community Development 712,583$ Special Revenue and Capital Projects Funds: Special Events 127 General Capital Projects 12,812,882 Street Improvements 10,536,464 Street Trees 16,839 Equipment 11,178,015 Park Improvement and Acquisition 3,056,402 Park Subdivision Improvement 406,439 Mct Rochlin Park Smokestack 2,000 Senior Center 127,776 Parking Ramp Improvements 398,981 Subtotal 38,535,925 Government-Wide Financial Statements At December 31, 2021 net position was as follows: Net Investment in Capital Assets Net Capital Assets $ 172,879,151 $ 376,631,162 $ 549,510,313 Less: Related Long-Term Debt (110,372,030) (225,749,054) (336,121,084) Premium on Capital Debt (4,812,929) (9,337,097) (14,150,026) Add: Deferred Charge on Refunding 173,236 147,783 321,019 Total Net Investment in Capital Assets 57,867,428 141,692,794 199,560,222 Restricted Community Development Loans 2,239,614 - 2,239,614 Community Development 14,922,936 - 14,922,936 Business Improvements 86,782 - 86,782 Permanent Fund Programs 12,200,095 - 12,200,095 Police Tactical Activities 307,124 - 307,124 EMS/Fire Grant 237,878 - 237,878 Healthy Neighborhoods 212,933 - 212,933 Aging Programs 99,450 - 99,450 Debt Service - 18,341,787 18,341,787 Plant Replacement - 3,406,089 3,406,089 Pension Benefits 8,738,902 1,376,729 10,115,631 Total Restricted 39,045,714 23,124,605 62,170,319 Unrestricted 52,633,003 81,677,837 134,310,840 Total Government-Wide Activities Net Position $ 149,546,145 $ 246,495,236 $ 396,041,381 Governmental Business-Type Activities Activities Total CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 63 Note 9 - Individual Fund Balance Disclosures The following governmental funds have a deficit fund balance as of December 31, 2021: Debt Service 877,277$ Public Works Special 142,242$ Sidewalk Construction 657,961$ Grand Opera House 2,492$ TIF No. 13 Marion Road/Pearl Avenue 582,395$ TIF No. 18 SW Industrial No. 3 1,115,240$ TIF No. 21 Fox River Corridor 150,942$ TIF No. 23 SW Industrial Park 1,611,233$ TIF No. 25 City Center Hotel 1,751,619$ TIF No. 26 Aviation Business Park 2,777,587$ TIF No. 27 North Main Street 1,542,441$ TIF No. 31 Buckstaff Redevelopment 29,841$ TIF No. 34 Oshkosh Corp Headquarters 52,691$ TIF No. 36 Merge Redevelopment 16,417$ TIF NO. 37 Aviation Plaza 15,463$ TIF No. 38 Pioneer Redevelopment 13,214$ TIF No. 40 Miles Kimball Redevelopment 8,824$ TIF No. 41 Smith School Redevelopment 8,582$ These deficit fund balances will be corrected with subsequent years’ revenues. Note 10 - Defined Benefit Pension Plan General Information about the Pension Plan Plan Description. The Wisconsin Retirement System (WRS) is a cost-sharing multiple-employer defined benefit pension plan. WRS benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. Benefit terms may only be modified by the legislature. The retirement system is administered by the Wisconsin Department of Employee Trust Funds (ETF). The system provides coverage to all eligible State of Wisconsin, local government and other public employees. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 64 Note 10 - Defined Benefit Pension Plan (Continued) All employees, initially employed by a participating WRS employer on or after July 1, 2011, expected to work at least 1,200 hours a year (880 hours for teachers and school City educational support employees) and expected to be employed for at least one year from employee’s date of hire are eligible to participate in the WRS. ETF issues a standalone Annual Comprehensive Financial Report (ACFR), which can be found at http://etf.wi.gov/publications/cafr.htm. Vesting. For employees beginning participation on or after January 1, 1990, and no longer actively employed on or after April 24, 1998, creditable service in each of five years is required for eligibility for a retirement annuity. Participants employed prior to 1990 and on or after April 24, 1998, and prior to July 1, 2011, are immediately vested. Participants who initially became WRS eligible on or after July 1, 2011, must have five years of creditable service to be vested. Benefits Provided. Employees who retire at or after age 65 (54 for protective occupations and 62 for elected officials and executive service retirement plan participants, if hired on or before December 31, 2016) are entitled to a retirement benefit based on a formula factor, their final average earnings, and creditable service. Final average earnings is the average of the participant's three highest annual earnings periods. Creditable service includes current service and prior service for which a participant received earnings and made contributions as required. Creditable service also includes creditable military service. The retirement benefit will be calculated as a money purchase benefit based on the employee’s contributions plus matching employer's contributions, with interest, if that benefit is higher than the formula benefit. Vested participants may retire at or after age 55 (50 for protective occupations) and receive an actuarially-reduced benefit. Participants terminating covered employment prior to eligibility for an annuity may either receive employee- required contributions plus interest as a separation benefit or leave contributions on deposit and defer application until eligible to receive a retirement benefit. The WRS also provides death and disability benefits for employees. Post-Retirement Adjustments. The Employee Trust Funds Board may periodically adjust annuity payments from the retirement system based on annual investment performance in accordance with s. 40.27, Wis. Stat. An increase (or decrease) in annuity payments may result when investment gains (losses), together with other actuarial experience factors, create a surplus (shortfall) in the reserves, as determined by the system’s consulting actuary. Annuity increases are not based on cost of living or other similar factors. For Core annuities, decreases may be applied only to previously granted increases. By law, Core annuities cannot be reduced to an amount below the original, guaranteed amount (the “floor”) set at retirement. The Core and Variable annuity adjustments granted during recent years are as follows: Year Core Fund Adjustment Variable Fund Adjustment 2011 (1.2)% 11% 2012 (7.0) (7) 2013 (9.6) 9 2014 4.7 25 2015 2.9 2 2016 0.5 (5) 2017 2.0 4 2018 2.4 17 2019 0.0 (10) 2020 1.7 (21 CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 65 Note 10 - Defined Benefit Pension Plan (Continued) Contributions. Required contributions are determined by an annual actuarial valuation in accordance with Chapter 40 of the Wisconsin Statutes. The employee required contribution is one-half of the actuarially determined contribution rate for General category employees, including Teachers, and Executives and Elected Officials. Starting January 1, 2016, the Executives and Elected Officials category was merged into the General Employee Category. Required contributions for protective employees are the same rate as general employees. Employers are required to contribute the remainder of the actuarially determined contribution rate. The employer may not pay the employee required contribution unless provided for by an existing collective bargaining agreement. During the reporting period, the WRS recognized $4,083,340 in contributions from the employer. Contribution rates as of December 31, 2021 are: Employee Category Employee Employer General (including teachers, executives, and elected officials) 6.75% 6.75% Protective with Social Security 6.75% 11.65% Protective without Social Security 6.75% 16.25% Pension Liabilities (Assets), Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions At December 31, 2021, the City reported an asset of $21,429,686 for its proportionate share of the net pension asset. The net pension asset was measured as of December 31, 2020, and the total pension liability used to calculate the net pension asset was determined by an actuarial valuation as of December 31, 2019 rolled forward to December 31, 2020. No material changes in assumptions or benefit terms occurred between the actuarial valuation date and the measurement date. The City’s proportion of the net pension asset was based on the City’s share of contributions to the pension plan relative to the contributions of all participating employers. At December 31, 2020, the City’s proportion was .34325180%, which was an increase of 0.00281060% from its proportion measured as of December 31, 2019. For the year ended December 31, 2021, the City recognized a reduction of pension expense of $2,341,290. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 66 Note 10 - Defined Benefit Pension Plan (Continued) At December 31, 2021, the City reported deferred outflows of resources and deferred inflows of resources related to pension from the following sources: Deferred Outflows of Resources Deferred Inflows of Resources Differences between projected and actual experiences 31,015,335$ 6,680,647$ Changes in assumptions 486,067 - Net differences between projected and actual earnings on pension plan investments - 40,232,489 Changes in proportion and differences between employer of contributions 50,477 36,138 Employer contributions subsequent to the measurement date 4,083,340 - Total 35,635,219$ 46,949,274$ The $4,083,340 reported as deferred outflows related to pension resulting from the WRS Employer’s contributions subsequent to the measurement date will be recognized as an adjustment of the net pension liability (asset) in the year ending December 31, 2022. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pension will be recognized in pension expense as follows: Years Ending December 31, Net Deferred Outflows (Inflows) of Resources 2022 (3,961,111)$ 2023 (1,080,912) 2024 (7,277,580) 2025 (3,077,792) (15,397,395)$ CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 67 Note 10 - Defined Benefit Pension Plan (Continued) Actuarial Assumptions. The total pension liability in the December 31, 2020 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Actuarial Valuation Date: December 31, 2019 Measurement Date of Net Pension Liability (Asset): December 31, 2020 Actuarial Cost Method: Entry Age Normal Asset Valuation Method: Fair Value Long-Term Expected Rate of Return: 7.0% Discount Rate: 7.0% Salary Increases: Inflation Seniority/Merit 3.0% 0.1% - 5.6% Mortality: Wisconsin 2018 Mortality Table Post-retirement Adjustments* 1.9% * No post-retirement adjustment is guaranteed. Actual adjustments are based on recognized investment return, actuarial experience and other factors. 1.9% is the assumed annual adjustment based on the investment return assumption and the post-retirement discount rate. Actuarial assumptions are based upon an experience study conducted in 2018 that covered a three-year period from January 1, 2015 to December 31, 2017. The total pension liability for December 31, 2020 is based upon a roll- forward of the liability calculated from the December 31, 2019 actuarial valuation. Long-term Expected Return on Plan Assets. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: Asset Allocation Targets and Expected Returns as of December 31, 2020 Core Fund Asset Class Asset Allocation % Long-Term Expected Nominal Rate of Return % Long-Term Expected Real Rate of Return % Global Equities 51.0% 7.2% 4.7% Fixed Income 25.0 3.2 0.8 Inflation Sensitive Assets 16.0 2.0 (0.4) Real Estate 8.0 5.6 3.1 Private Equity/Debt 11.0 10.2 7.6 Multi-Asset 4.0 5.8 3.3 Total Core Fund 115.0% * 6.6% 4.1% Variable Fund Asset Class U.S. Equities 70.0% 6.6% 4.1% International Equities 30.0 7.4 4.9 Total Variable Fund 100.0% 7.1% 4.6% New England Pension Consultants Long Term US CPI (Inflation) Forecast: 2.4% * Asset Allocations are managed within established ranges; target percentages may differ from actual monthly allocations. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 68 Note 10 - Defined Benefit Pension Plan (Continued) Single Discount Rate. A single discount rate of 7.00% was used to measure the total pension liability for the current and prior year. This single discount rate is based on the expected rate of return on pension plan investments of 7.00% and a municipal bond rate of 2.00% (Source: Fixed-income municipal bonds with 20 years to maturity that include only federally tax-exempt municipal bonds as reported in Fidelity Index’s “20-year Municipal GO AA Index” as of December 31, 2020. In describing this index, Fidelity notes that the Municipal Curves are constructed using option-adjusted analytics of a diverse population of over 10,000 tax-exempt securities.). Because of the unique structure of WRS, the 7.00% expected rate of return implies that a dividend of approximately 1.9% will always be paid. For purposes of the single discount rate, it was assumed that the dividend would always be paid. The projection of cash flows used to determine this single discount rate assumed that plan member contributions will be made at the current contribution rate and that employer contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Based on these assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments (including expected dividends) of current plan members. Therefore, the municipal bond rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the City’s Proportionate Share of the Net Pension Liability (Asset) to Changes in the Discount Rate. The following presents the City’s proportionate share of the net pension liability (asset) calculated using the discount rate of 7.00 percent, as well as what the City’s proportionate share of the net pension liability (asset) would be if it were calculated using a discount rate that is 1-percentage-point lower (6.00 percent) or 1-percentage-point higher (8.00 percent) than the current rate: 1% Decrease to Discount Rate (6.00%) Discount Rate (7.00%) Discount Rate (8.00%) City's proportionate share of the net pension liability (asset)20,398,091$ (21,429,686)$ (52,151,876)$ Pension Plan Fiduciary Net Position. Detailed information about the pension plan’s fiduciary net position is available in separately issued financial statements available at https://etf.wi.gov/about-etf/reports-and- studies/financial-reports-and-statements. Payables to the Pension Plan. The City is required to remit the monthly required contribution for both the employee and City portions by the last day of the following month. The amount due to WRS as of December 31, 2021 is $563,054 for December payroll. Note 11 - Post-Employment Benefits Other Than Pension Benefits The City reports OPEB related balances at December 31, 2021 as summarized below: Local Retiree Life Insurance Fund (LRIF) $ 4,060,633 $ 1,782,545 $ 502,957 Single-Employer Defined OPEB Plan 5,942,226 1,386,244 1,367,260 OPEB Deferred Outflows Deferred Inflows Liability of Resources of Resources CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 69 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) 1. Local Retiree Life Insurance Fund Defined Postemployment Benefit Plan General Information About the OPEB Plan Plan Description. The LRLIF is a multiple-employer defined benefit OPEB plan. LRLIF benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. The Wisconsin Department of Employee Trust Funds (ETF) and the Group Insurance Board have statutory authority for program administration and oversight. The plan provides post-employment life insurance benefits for all eligible members. OPEB Plan Fiduciary Net Position. ETF issues a standalone Annual Comprehensive Financial Report (ACFR), which can be found at http://etf.wi.gov/publications/cafr.htm. Benefits Provided. The LRLIF plan provides fully paid up life insurance benefits for post-age 64 retired members and pre-65 retirees who pay for their coverage. Contributions. The Group Insurance Board approves contribution rates annually, based on recommendations from the insurance carrier. Recommended rates are based on an annual valuation, taking into consideration an estimate of the present value of future benefits and the present value of future contributions. A portion of employer contributions made during a member’s working lifetime funds a post-retirement benefit. Employers are required to pay the following contributions based on member contributions for active members to provide them with Basic Coverage after age 65. There are no employer contributions required for pre-age 65 annuitant coverage. If a member retires prior to age 65, they must continue paying the member premiums until age 65 in order to be eligible for the benefit after age 65. Contribution rates as of December 31, 2021 are: 50% Post Retirement Coverage 40% of Member Contribution 25% Post Retirement Coverage 20% of Member Contribution Member contributions are based upon nine age bands through age 69 and an additional eight age bands for those age 70 and over. Participating members must pay monthly contribution rates per $1,000 of coverage until the age of 65 (age 70 if active). The member contribution rates in effect for the year ended December 31, 2020 are as listed below: Life Insurance Member Under 30 $ 0.05 30-34 0.06 35-39 0.07 40-44 0.08 45-49 0.12 50-54 0.22 55-59 0.39 60-64 0.49 65-69 0.57 * Disabled members under age 70 receive a waiver-of-premium benefit. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 70 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) During the reporting period, the Plan recognized $13,746 in contributions from the employer. OPEB Liabilities, OPEB Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEBs At December 31, 2021, the City reported a liability of $4,060,633 for its proportionate share of the net OPEB liability. The net OPEB liability was measured as of December 31, 2020, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of December 31, 2019 rolled forward to December 31, 2020. No material changes in assumptions or benefit terms occurred between the actuarial valuation date and the measurement date. The City’s proportion of the net OPEB liability was based on the City’s share of contributions to the OPEB plan relative to the contributions of all participating employers. At December 31, 2020, the City’s proportion was 0.73820000%, which was an increase of 0.03998900% from its proportion measured as of December 31, 2019. For the year ended December 31, 2021, the City recognized OPEB expense of $515,444. At December 31, 2021, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Outflows of Resources Deferred Inflows of Resources Differences between projected and actual experiences -$ 193,759$ Changes in assumptions 1,579,643 278,614 and actual earnings on plan investments 59,120 - Changes in proportion and differences between employer contributions and proportionate share of contributions 130,036 30,584 Employer contributions subsequent to the measurement date 13,746 - Total 1,782,545$ 502,957$ The $13,746 reported as deferred outflows related to OPEB resulting from the WRS Employer’s contributions subsequent to the measurement date will be recognized as an adjustment of the net OPEB liability in the year ending December 31, 2022. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 71 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Years Ending December 31, Net Deferred Outflows (Inflows) of Resources 2022 236,890$ 2023 230,497 2024 223,912 2025 201,830 2026 246,065 Thereafter 126,648 1,265,842$ Actuarial Assumptions. The total OPEB liability in the January 1, 2020, actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Actuarial Valuation Date: January 1, 2020 Measurement Date of Net OPEB Liability: December 31, 2020 Actuarial Cost Method: Entry Age Normal 20 Year Tax-Exempt Municipal Bond Yield: 2.74% Long-Term Expected Rate of Return: 4.25% Discount Rate: 2.87% Salary Increases: Inflation Seniority/Merit 3.0% 0.1% - 5.6% Mortality: Wisconsin 2018 Mortality Table Actuarial assumptions are based upon an experience study conducted in 2018 that covered a three-year period from January 1, 2015 to December 31, 2017. The total OPEB liability for December 31, 2020 is based upon a roll- forward of the liability calculated from the January 1, 2020 actuarial valuation. Long-term Expected Return on Plan Assets. The long-term expected rate of return is determined by adding expected inflation to expected long-term real returns and reflecting expected volatility and correlation. Investments for the LRLIF are held with Securian, the insurance carrier. Interest is calculated and credited to the LRLIF based on the rate of return for a segment of the insurance carriers’ general fund, specifically 10-year A- Bonds (as a proxy, and not tied to any specific investments). The overall aggregate interest rate is calculated using a tiered approach based on the year the funds were originally invested and the rate of return for that year. Investment interest is credited based on the aggregate rate of return and assets are not adjusted to fair market value. Furthermore, the insurance carrier guarantees the principal amounts of the reserves, including all interest previously credited thereto. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 72 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) Local OPEB Life Insurance Asset Allocation Targets and Expected Returns Asset Class Index Target Allocation Long-Term Expected Geometric Real Rate of Return % U.S. Credit Bonds Barclays Credit 50% 1.47% U.S. Mortgages Barclays MBS 50 0.82 Inflation 2.20 Long-Term Expected Rate of Return 4.25 The long-term expected rate of return and expected inflation rate remained unchanged from the prior year at 4.25% and 2.20% respectively. The long-term expected rate of return is determined by adding expected inflation to expected long-term real returns and reflecting expected volatility and correlation. Single Discount Rate. A single discount rate of 2.25% was used to measure the total OPEB liability for the current year, as opposed to a discount rate of 2.87% for the prior year. The significant change in the discount rate was primarily caused by the decrease in the municipal bond rate from 2.74% as of December 31, 2019 to 2.12% as of December 31, 2020. The Plan’s fiduciary net position was projected to be insufficient to make all projected future benefit payments of current active and inactive members. Therefore, the discount rate for calculating the total OPEB liability is equal to the single equivalent rate that results in the same actuarial present value as the long-term expected rate of return applied to benefit payments, to the extent that the plan’s fiduciary net position is projected to be sufficient to make projected benefit payments, and the municipal bond rate applied to benefit payment to the extent that the plan’s fiduciary net position is projected to be insufficient. The plan’s fiduciary net position was projected to be available to make projected future benefit payments of current plan members through December 31, 2036. The projection of cash flows used to determine the single discount rate assumed that employer contributions will be made according to the current employer contribution schedule and that contributions are made by plan members retiring prior to age 65. Sensitivity of the City’s Proportionate Share of the Net OPEB Liability to Changes in the Discount Rate. The following presents the City’s proportionate share of the net OPEB liability calculated using the discount rate of 2.25 percent, as well as what the City’s proportionate share of the net OPEB liability would be if it were calculated using a discount rate that is 1-percentage-point lower (1.25 percent) or 1-percentage-point higher (3.25 percent) than the current rate: 1% Decrease to Discount Rate (1.25%) Current Discount Rate (2.25%) 1% Increase to Discount Rate (3.25%) City's proportionate share of the net OPEB liability 5,523,622$ 4,060,633$ 2,954,217$ Payables to the OPEB Plan. The City is required to remit the monthly required contribution for both the employee and City portions by the last day of the following month. There was no amount due for the life insurance plan at December 31, 2021. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 73 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) 2. Single-Employer Defined Postemployment Benefit Plan Plan Description. The Plan is a single-employer defined benefit postemployment health plan. City provides medical coverage (including prescription drugs) and dental coverage for retired employees through the City’s self-insure plans. Retirees may continue in the plan by paying 100% of the premium until the retiree is eligible for Medicare. Employees Covered by Benefit Terms. As of the December 31, 2020 actuarial valuation, the following employees were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefit payments 43 Active employees 581 Contributions. Retired plan members and beneficiaries currently receiving benefits are required to contribute towards the cost of insurance premiums based on the employee group and their retirement date. Total OPEB Liability. City’s total OPEB liability was measured as of December 31, 2020 and was determined by an actuarial valuation as of December 31, 2020. Actuarial Assumptions. The total OPEB liability in the December 31, 2020 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Inflation 3.00% Salary Increases: Inflation 3.00% Seniority/Merit .4 to 4.8% Discount Rate:2.12% Healthcare Trend Rates: 6.0% for 2021 Decreasing to an Ultimate Rate of 3.70% After 53 Years Mortality rates are based on the Wisconsin 2018 Mortality table. The actuarial assumptions used in the January 1, 2020 valuation were based on the “Wisconsin Retirement System 2015 – 2017 Experience Study.” Discount Rate. The discount rate used to measure the total OPEB liability was 2.12%, which is based on the Bond Buyer GO 20-year Municipal Bond Index as of the week of the measurement date. The discount rate used in the January 1, 2018 actuarial valuation was 4.10%. No assets have been accumulated in an irrevocable trust, so the Bond buyer GO 20-year Municipal; Bond Index has been applied to all periods. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 74 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) Changes in the Total OPEB Liability: Total OPEB Liability $ 5,316,615 Changes for the Year: Service Cost 363,894 Interest 153,353 Changes of Assumptions or Other Input 276,841 Benefit Payments (168,477) Net Changes 625,611 Balance at 12/31/2020 Sensitivity of the Total OPEB Liability to Changes in the Discount Rate. The following presents the total OPEB liability of City, as well as what City’s total OPEB liability would be if it were calculated using a discount rate that is 1- percentage-point lower (1.12%) or 1-percentage-point higher (3.12%) than the current rate: 1% Decrease (1.12%)Rate (2.12%)(3.12%) $$$Total OPEB Liability 6,410,120 5,942,226 5,500,984 Sensitivity of the Total OPEB Liability to Changes in the Healthcare Cost Trend Rates. The following presents the total OPEB liability of City, as well as what City’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are 1-percentage-point lower or 1-percentage-point higher than the current healthcare cost trend rates: 1% Decrease to (5.0% Decreasing to 2.7%) Healthcare Cost Trend Rates (6.0% Decreasing to 3.7%) Decreasing to 4.7%) $$$Total OPEB Liability 5,273,501 5,942,226 6,732,929 CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 75 Note 11 - Post-Employment Benefits Other Than Pension Benefits (Continued) OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended December 31, 2020, City recognized OPEB expense of $515,565. At December 31, 2021, City reported deferred outflows and inflows of resources related to OPEB from the following sources: Deferred Outflows of Resources Deferred Inflows of Resources Differences between projected and actual experiences 1,058,538$ -$ Changes in assumptions 327,706 1,367,260 Total 1,386,244$ 1,367,260$ Amounts reported as deferred outflows or resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Years Ending December 31, Net Deferred Outflows (Inflows) of Resources 2022 (1,682)$ 2023 (1,682) 2024 (1,682) 2025 (1,682) 2026 (1,682) Thereafter 27,394 18,984$ Payable to the OPEB Plan. At December 31, 2021, City did not report a payable for the outstanding amount of contribution to the OPEB Plan required. Note 12 - Tax Incremental Financing Districts The City has established separate capital projects funds for the Tax Incremental Financing Districts (TID) created by the City in accordance with Section 66.1105 of the Wisconsin Statutes. At the time the TID’s were created, the property tax base within each TID was “frozen” and increment taxes resulting from increases to the property tax base are used to finance TID improvements, including principal and interest on long-term debt issued by the City to finance such improvements. State Statutes allow a tax incremental district to incur eligible project costs up to five years from the maximum termination date. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 76 Note 12 - Tax Incremental Financing Districts (Continued) The intent of the City is to recover the above amounts from future TID surplus funds, if any, prior to termination of the respective TID’s. Unless terminated by the City prior thereto, each TID has a statutory termination year as follows: Termination Date TID No.12 04/24/24 TID No.13 09/22/25 TID No.15 01/09/28 TID No.16 05/22/28 TID No.17 09/25/28 TID No.18 07/09/29 TID No.19 05/13/26 TID No.20 07/12/32 TID No.21 02/14/33 TID No.23 06/09/29 TID No.24 02/23/37 TID No.25 05/22/39 TID No.26 02/26/33 TID No.27 07/08/34 TID No.28 06/14/43 TID No.29 07/12/43 TID No.30 08/23/43 TID No.31 02/28/45 TID No.32 05/23/44 TID No.33 07/11/44 TID No.34 01/23/39 TID No.35 01/23/46 TID No.36 06/11/46 TID No.37 07/23/46 TID No.38 09/24/46 TID No.39 01/14/48 TID No.40 03/09/49 TID No.41 09/21/49 Tax Abatements The City has entered into agreements within some of the Districts that require the City to make annual repayments of property taxes collected within the Districts to the developers, based upon the terms of the agreements. As tax abatements, those developer payments and the related property tax revenues are not reported as revenues or expenditures in the financial statements. For the year ended December 31, 2021, the City abated property taxes of $1,961,249 under this program which include the following tax abatement agreements: A property tax abatement of $284,849 to a developer within Tax Incremental District No. 14. A property tax abatement of $60,819 to a developer within Tax Incremental District No. 21. A property tax abatement of $284,280 to a developer within Tax Incremental District No. 24. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 77 Note 12 - Tax Incremental Financing Districts (Continued) A property tax abatement of $272,456 to a developer within Tax Incremental District No. 27. A property tax abatement of $37,887 to a developer within Tax Incremental District No. 28. A property tax abatement of $30,833 to a developer within Tax Incremental District No. 30. A property tax abatement of $12,215 to a developer within Tax Incremental District No. 32. A property tax abatement of $205,454 to a developer within Tax Incremental District No. 33. A property tax abatement of $500,000 to a developer within Tax Incremental District No. 34. A property tax abatement of $272,456 to a developer within Tax Incremental District No. 27. Note 13 - Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, or destruction of assets; errors and omissions; injuries to employees; employee health claims; unemployment compensation claims; and environmental damage for which the City purchases commercial insurance. There has been no reduction in insurance coverage from the prior year. Insurance settlements for claims resulting from the risks covered by commercial insurance have not exceeded the insurance coverage in past year. Health and Dental Self-Insurance Fund The City maintained a self-insured medical care coverage plan for its employees through December 31, 2015. It has also maintained a self-insured dental plan for 2020 and 2021. In 2016, the City began purchasing health coverage from an outside carrier. The City has established the Employee Benefits Fund (an internal service fund) to account for the financing of its uninsured risk of loss. On January 1, 2022 the City went back to a self-insurance plan and claims will be accumulated during 2022 in the Employee Benefits Fund. The Employee Benefits Fund has an established reserve of $1,989,719 at December 31, 2021 and is reported as the net position of the Internal Service Fund. This reserve will be used to finance claims in 2022 and the future self- insurance plan. The claims liability of $0, reported in the fund at December 31, 2021, is based on the requirements of the Governmental Accounting Standards Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. There no change from 2020 to the fund’s claims liability in 2020, with an ending balance of $0. Note 14 - Commitments and Contingencies The City received federal and state grants for specific purposes that are subject to review and audit by the grantor agencies. Such audits could lead to requests for reimbursements to the grantor for expenditures disallowed under terms of the grants. The City believes such disallowances, if any, would be immaterial. From time to time the City is involved in legal actions and claims, most of which normally occur in governmental operations. In the opinion of District management, these issues, and any other proceedings known to exist at December 31, 2021, are not likely to have a material adverse impact on the District’s financial position. CITY OF OSHKOSH, WISCONSIN Notes to Financial Statements December 31, 2021 78 Note 15 - Basis For Utility Existing Rates Water Current water rates were approved by the PSCW effective date of May 1, 2019. Sewer Current sewer rates were approved by the Utility commission with an effective date of February 1, 2021. Note 16 - Subsequent Events The City issued the following debt subsequent to December 31, 2021: General obligation bonds, series 2022A, par amount of $21,360,000 on July 7, 2022 with interest rates of 4.25 – 5.00% and a maturity date of June 1, 2033. General obligation promissory notes, series 2022B, par amount of $9,050,000 on July 7, 2022 with interest rate of 5.00% and a maturity date of June 1, 2023. Note 17 - Restatements The City restated nonmajor governmental fund balances for loans receivable per Governmental Accounting Standards Board Statement No. 65, which indicates unavailable loans should be a component of fund balance. The City also determined a special assessment receivable was incorrectly recorded in a prior year. The effect of this restatement is shown below: Beginning Fund Balance - December 31, 2020 $ 130,906,519 $ 17,195,689 $ 48,028,044 Restatement of Special Assessment Receivable (452,810) (452,810) - Restatement of Deferred Loans - - 5,028,738 Nonmajor Governmental FundsGeneral Fund Governmental Activities Net Position The Redevelopment Authority (RDA) component unit also restated its beginning net position from $6,171,872 to $8,160,645 due to reassessing records on land owned by the RDA. REQUIRED SUPPLEMENTARY INFORMATION City's Proportionate City's City's Share of the Plan Fiduciary WRS Fiscal Proportion Proportionate Net Pension Net Position Year End Date of the Net Share of the City's Asset/Liability as a Percentage (Measurement Pension Net Pension Covered as a Percentage of of the Total Pension Date)Asset/Liability (Asset)/Liability Payroll Covered Payroll Asset/Liability 12/31/2020 0.34325180%(21,429,686)$ 39,367,936$ 54.43%105.26% 12/31/2019 0.34044120%(10,977,387) 37,849,360 29.00%102.96% 12/31/2018 0.33514980%11,923,578 37,018,001 32.21%96.45% 12/31/2017 0.32543566%(9,662,570) 36,243,909 26.66%102.93% 12/31/2016 0.31987366%2,636,523 35,129,816 7.51%99.12% 12/31/2015 0.31657015%5,144,203 34,050,370 15.11%98.20% 12/31/2014 0.31842486%(7,821,386) 34,551,515 22.64%102.74% Contributions in Relation to the Contributions Contractually Contractually Contribution as a Percentage City Required Required Deficiency Covered of Covered Year End Date Contributions Contributions (Excess)Payroll Payroll 12/31/2021 4,083,340$ 4,083,340$ -$ 40,712,361$ 10.03% 12/31/2020 3,794,808 3,794,808 - 39,367,936 9.64% 12/31/2019 3,553,329 3,553,329 - 37,849,360 9.39% 12/31/2018 3,515,255 3,515,255 - 37,018,001 9.50% 12/31/2017 3,446,908 3,446,908 - 36,243,909 9.51% 12/31/2016 3,073,752 3,073,752 - 35,129,816 8.75% 12/31/2015 3,014,493 3,014,493 - 34,050,370 8.85% CITY OF OSHKOSH, WISCONSIN Schedule of Employer's Proportionate Share of the Net Pension Liability (Asset) Wisconsin Retirement System (WRS) Schedule of Employer Contributions Wisconsin Retirement System (WRS) See Accompanying Notes to Required Supplementary Information 79 City's Proportionate City's City's Share of the Plan Fiduciary WRS Fiscal Proportion Proportionate Net OPEB Net Position Year End Date of the Net Share of the City's Liability as a Percentage (Measurement OPEB Net OPEB Covered as a Percentage of of the Total Date)Liability Liability Payroll Covered Payroll OPEB Liability 12/31/2019 0.69821100%2,973,118 36,228,000 8.21%37.58% 12/31/2018 0.71259100%1,838,727 37,018,001 4.97%48.69% 12/31/2017 0.71166700%2,141,107 36,243,909 5.91%44.81% Contributions in Relation to the Contributions Contractually Contractually Contribution as a Percentage Year End Date Contributions Contributions (Excess)Payroll Payroll 12/31/2021 13,746$ 13,746$ -$ 38,786,000$ 0.04% 12/31/2019 13,774 13,774 - 36,228,000 0.04% CITY OF OSHKOSH, WISCONSIN See Accompanying Notes to Required Supplementary Information 80 Total OPEB Liability Service Cost $363,894 $306,053 $334,296 $301,541 Interest 153,353 217,806 180,345 179,462 Effect of economic/demographic gains or losses - 1,344,242 - - Changes of Assumptions or Other Input 276,841 (1,487,994) (288,188) 140,539 Benefit Payments (168,477) (138,207) (119,000) (199,000) Net Change in Total OPEB Liability 625,611 241,900 107,453 422,542 Total OPEB Liability - Beginning 5,316,615 5,074,715 4,967,262 4,544,720 Total OPEB Liability - Ending $5,942,226 $5,316,615 $5,074,715 $4,967,262 Covered-Employee Payroll 39,150,924 39,150,924$ 38,695,522$ 37,913,920$ City's Total OPEB Liability as a Percentage of Covered-Employee Payroll 15.18%13.58%13.11%13.10% *Ten years of data will be accumulated beginning with 2018. CITY OF OSHKOSH, WISCONSIN 2021 2020 2019 2018 See Accompanying Notes to Required Supplementary Information 81 REVENUES Taxes $ 22,233,500 $ 22,233,500 $ 22,254,467 $ 20,967 Intergovernmental 16,726,600 16,726,600 16,900,511 173,911 Licenses and Permits 947,000 947,000 846,865 (100,135) Fines, Forfeitures and Penalties 901,900 901,900 604,003 (297,897) Public Charges for Services 2,966,000 2,966,000 3,903,123 937,123 Intergovernmental Charges for Services 3,295,300 3,295,300 3,535,484 240,184 Investment Income 175,000 175,000 17,447 (157,553) Miscellaneous 618,200 618,200 985,938 367,738 Total Revenues 47,863,500 47,863,500 49,047,838 1,184,338 EXPENDITURES Current: General Government 7,486,800 7,608,800 6,522,580 1,086,220 Public Safety 29,195,800 29,700,602 29,235,580 465,022 Public Works 6,194,900 6,286,900 5,742,445 544,455 Transportation 787,000 800,100 691,401 108,699 Culture and Recreation 2,303,900 2,340,900 2,245,535 95,365 Conservation and Development 1,949,600 1,986,400 1,957,748 28,652 Unclassified 618,800 619,607 819,412 (199,805) Capital Outlay 24,000 20,600 2,745 17,855 Total Expenditures 48,560,800 49,363,909 47,217,446 2,146,463 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (697,300) (1,500,409) 1,830,392 3,330,801 OTHER FINANCING SOURCE (USE) Transfers In 1,000,000 1,000,000 1,006,300 6,300 Transfers Out (150,000) (150,000) (350,000) (200,000) Total Other Financing Sources (Uses)850,000 850,000 656,300 (193,700) NET CHANGE IN FUND BALANCE 152,700 (650,409) 2,486,692 3,137,101 FUND BALANCE - BEGINNING, AS RESTATED 16,742,879 16,742,879 16,742,879 - FUND BALANCE - ENDING $ 16,895,579 $ 16,092,470 $ 19,229,571 $ 3,137,101 Budget and Actual Schedule of Budgetary Comparison CITY OF OSHKOSH, WISCONSIN (Negative) Variance with Positive Final Budget For the Year Ended December 31, 2021 General Fund Amounts Actual Original Final Budgeted Amounts See Accompanying Notes to Required Supplementary Information 82 83 CITY OF OSHKOSH, WISCONSIN Notes to Required Supplementary Information For the Year Ended December 31, 2021 Defined Benefit Pension Plan Changes of benefit terms. There were no changes of benefit terms for any participating employer in WRS. Changes of assumptions. No significant changes in assumptions from the prior year were noted. Post-Employment Benefits Other Than Pension Benefits Changes of benefit terms. There were no changes of benefit terms for any participating employer in LRLIF or the single- employer health insurance plan. Changes of assumptions. The Single Discount Rate assumption use to develop the Total OPEB Liability for the single- employer plan changed from the prior year. Please refer to the Actuarial Assumptions section above for additional detail. Budgetary Process The City follows these procedures in establishing the budgetary data reflected in the budgetary comparison schedule: During November, City management submits to the Common Council a proposed operating budget for the calendar year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. After submission to the governing body, public hearings are held to obtain taxpayer comments. Following the public hearings, the proposed budget, including authorized additions and deletions, is legally enacted by Common Council action. Budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America for the general fund, certain special revenue funds, debt service funds, and certain capital projects funds. Budget is defined as the originally approved budget plus or minus approved amendments. Budget appropriations not expended during the year are closed to fund balance unless authorized by the governing body to be forwarded into the succeeding year’s budget. During the year, formal budgetary integration is employed as a management control device for the general fund, certain special revenue funds, debt service funds, and certain capital projects funds. Expenditures may not exceed appropriations provided in detailed budget accounts maintained for each department of the City. Amendments to the budget during the year require initial approval by management and are subsequently authorized by the Common Council. Excess of Actual Expenditures Over Budget The following fund had an excess of actual expenditures over budget for the year ended December 31, 2021: Excess General Fund Expenditures Unclassified $ 199,805 SUPPLEMENTARY INFORMATION 2021 ASSETS Cash and Investments $ 22,028,466 $ 34,408,358 $ 12,554,915 $ 68,991,739 $ 65,298,757 Receivables: Accounts Receivable 378,708 - 163 378,871 446,208 Taxes 4,323,703 4,587,558 - 8,911,261 9,243,098 Interest 28,859 268 - 29,127 - Loans 5,348,583 50,000 - 5,398,583 5,028,738 Deposits with GO HNI 212,933 - - 212,933 212,378 Due from Other Funds 354,983 10,361,798 - 10,716,781 1,351,127 Total Assets $ 32,676,235 $ 49,407,982 $ 12,555,078 $ 94,639,295 $ 81,580,306 LIABILITIES Accounts Payable $ 289,342 $ 1,802,642 $- $ 2,091,984 $ 3,448,409 Due to Other Funds 142,242 10,219,556 354,983 10,716,781 11,074,463 Deposits from Others 50 319,280 - 319,330 322,780 Unearned Revenues Grant - - - - 26,000 American Rescue Plan Act Funds - 2021 9,300,339 - - 9,300,339 - Total Liabilities 9,731,973 12,341,478 354,983 22,428,434 14,871,652 DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period 7,026,100 7,454,869 - 14,480,969 13,651,872 FUND BALANCES Restricted 7,742,864 10,363,853 12,200,095 30,306,812 24,381,385 Committed 8,317,413 - - 8,317,413 8,068,583 Assigned 127 29,584,724 - 29,584,851 25,802,918 Unassigned (Deficits)(142,242) (10,336,942) - (10,479,184) (5,196,104) Total Fund Balances 15,918,162 29,611,635 12,200,095 57,729,892 53,056,782 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES $ 32,676,235 $ 49,407,982 $ 12,555,078 $ 94,639,295 $ 81,580,306 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds December 31, 2021 With Summarized Information From December 31, 2020 Special Revenue Capital Projects Totals Permanent 2020 84 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments $ 239,094 95,552 2,057,058 715,454 1,269,222 $ 1,180,686 238,808 104,311 221,280 857,431 Receivables: Accounts Receivable 59 - 635 - 214,620 16,923 986 114,427 - - Taxes 217,536 - - 630,762 1,718,564 596,916 197,536 - - - Interest Receivable - - - - - - - - - 28,859 Loans - - - - - - - 4,216,539 50,000 1,082,044 Deposits with GO HNI - - - - - - - - - - Due from Other Funds - - - - 5,433 349,550 - - - - Total Assets $ 456,689 $ 95,552 $ 2,057,693 $ 1,346,216 $ 3,207,839 $ 2,144,075 437,330 $ 4,435,277 271,280 1,968,334 LIABILITIES Accounts Payable 3,739 8,770 6,963 76,869 40,866 1,166 - 24,571 - - Due to Other Funds - - - - - - - - - - Deposits from Others - - 50 - - - - - - - Unearned Revenues Grant - - - - - - - - - - American Rescue Plan Act Funds - 2021 - - - - - - - - - - Total Liabilities 3,739 8,770 7,013 76,869 40,866 1,166 - 24,571 - - DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period 353,500 - - 1,025,000 2,792,700 970,000 321,000 - - - FUND BALANCES (DEFICITS) Restricted 99,450 86,782 - - - - - 4,410,706 271,280 1,968,334 Committed - - 2,050,680 244,347 374,273 1,172,909 116,330 - - - Assigned - - - - - - - - - - Unassigned (Deficits)- - - - - - - - - - Total Fund Balances (Deficits)99,450 86,782 2,050,680 244,347 374,273 1,172,909 116,330 4,410,706 271,280 1,968,334 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS)$ 456,689 $ 95,552 $ 2,057,693 $ 1,346,216 $ 3,207,839 $ 2,144,075 437,330 $ 4,435,277 271,280 1,968,334 Local Revolving Loan Program Special Revenue Funds Committee on Aging Business Improvement District Recycling Street Lighting Library Museum Cemetery Community Development Block Grant Rental Rehabilitation Loan Program 85 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments Receivables: Accounts Receivable Taxes Interest Receivable Loans Deposits with GO HNI Due from Other Funds Total Assets LIABILITIES Accounts Payable Due to Other Funds Deposits from Others Unearned Revenues Grant American Rescue Plan Act Funds - 2021 Total Liabilities DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period FUND BALANCES (DEFICITS) Restricted Committed Assigned Unassigned (Deficits) Total Fund Balances (Deficits) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS) Leach Garbage Pollock $133,779 314,774 272,668 148,377 278,536 75,404 - 777,747 149,022 3,545,235 82 - 3,035 - 3,955 499 - 7,617 - 15,870 - - - - - 14,154 - 898,697 39,384 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 212,933 - - - - - - - - - - 133,861 $ 314,774 $ 275,703 $ 148,377 $ 282,491 $ 90,057 $ - $ 1,684,061 $ 188,406 $ 3,774,038 560 7,650 37,825 - 690 4,356 - 58,473 1,316 90 - - - - - - 142,242 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 560 7,650 37,825 - 690 4,356 142,242 58,473 1,316 90 - - - - - 23,000 - 1,460,400 64,000 - - 307,124 237,878 148,377 - - - - - 212,933 133,301 - - - 281,801 62,701 - 165,188 123,090 3,561,015 - - - - - - - -- - - - - - - - (142,242) - - - 133,301 307,124 237,878 148,377 281,801 62,701 (142,242) 165,188 123,090 3,773,948 133,861 $ 314,774 $ 275,703 $ 148,377 $ 282,491 $ 90,057 $ - $ 1,684,061 $ 188,406 $ 3,774,038 Special Revenue Funds Parks Revenue Facilities Police Special Healthy Neighborhood InitiativeSpecialFire Special Senior Center Revolving Loans Community Develop Special 86 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments Receivables: Accounts Receivable Taxes Interest Receivable Loans Deposits with GO HNI Due from Other Funds Total Assets LIABILITIES Accounts Payable Due to Other Funds Deposits from Others Unearned Revenues Grant American Rescue Plan Act Funds - 2021 Total Liabilities DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period FUND BALANCES (DEFICITS) Restricted Committed Assigned Unassigned (Deficits) Total Fund Balances (Deficits) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS) $38,124 9,315,904 22,028,466 - 9,736,261 $ 16,839 137,144 $ 5,429,354 3,812,633 - - 378,708 - - - - - - 10,154 - 4,323,703 - - - - - 676,915 - - 28,859 - - - - - - - - 5,348,583 - - - - - - - - 212,933 - - - - - - - - 354,983 - 800,203 - - - 8,189,559 $ 48,278 $ 9,315,904 $ 32,676,235 $ - 10,536,464 $ 16,839 $ 137,144 $ 5,429,354 $ 12,679,107 - 15,438 289,342 - - $ - - 1,386,410 401,092 - - 142,242 657,961 - - - -- - - 50 - - - 137,144 181,136 - - - - - - - - - - - 9,300,339 9,300,339 - - - - - - - 9,315,777 9,731,973 657,961 - - 137,144 1,567,546 401,092 16,500 - 7,026,100 - - - - - 1,100,000 - - 7,742,864 - - - - - - 31,778 - 8,317,413 - - - - - - - 127 127 - 10,536,464 16,839 - 3,861,808 11,178,015 - - (142,242) (657,961) - - - -- 31,778 127 15,918,162 (657,961) 10,536,464 16,839 - 3,861,808 11,178,015 $ 48,278 $ 9,315,904 $ 32,676,235 $- 10,536,464 $ 16,839 $ 137,144 $ 5,429,354 $ 12,679,107 Special Revenue Funds Equipment Special Events Rental Inspections Total Nonmajor Special Revenue Funds Advance Payments Special Assessment Contract Control Sidewalk Construction Street Improvement Street Tree Capital Projects Funds 87 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments Receivables: Accounts Receivable Taxes Interest Receivable Loans Deposits with GO HNI Due from Other Funds Total Assets LIABILITIES Accounts Payable Due to Other Funds Deposits from Others Unearned Revenues Grant American Rescue Plan Act Funds - 2021 Total Liabilities DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period FUND BALANCES (DEFICITS) Restricted Committed Assigned Unassigned (Deficits) Total Fund Balances (Deficits) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS) $3,066,463 406,439 2,000 127,776 - 398,981 40,209 $ 53,496 62,915 824,868 - - - - - - - - - - - - - - - - - - - 82,510 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 3,066,463 $ 406,439 $ 2,000 $ 127,776 $ - $ 398,981 $ 40,209 $ 53,496 $ 62,915 907,378 10,061 - - - 831 - - - - - - - - - 1,661 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 10,061 - - - 2,492 - - - - - - - - - - - - - - 134,080 - - - - - - 40,209 53,496 62,915 773,298 - - - - - - - - - - 3,056,402 406,439 2,000 127,776 - 398,981 - - - - - - - - (2,492) - - - - - 3,056,402 406,439 2,000 127,776 (2,492) 398,981 40,209 53,496 62,915 773,298 3,066,463 $ 406,439 $ 2,000 $ 127,776 $- $ 398,981 $ 40,209 $ 53,496 $ 62,915 907,378 TIF No. 12 Division Street Park Improvement and Acquisition Park Subdivision Improvement Mct Rochlin Park Smokestack Senior Center Capital Projects Funds Parking Ramp Improvements TIF No. 8 S Aviation Industrial TIF No. 10 Main and Washington TIF No. 11 Oshkosh Office Center Grand Opera House 88 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments Receivables: Accounts Receivable Taxes Interest Receivable Loans Deposits with GO HNI Due from Other Funds Total Assets LIABILITIES Accounts Payable Due to Other Funds Deposits from Others Unearned Revenues Grant American Rescue Plan Act Funds - 2021 Total Liabilities DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period FUND BALANCES (DEFICITS) Restricted Committed Assigned Unassigned (Deficits) Total Fund Balances (Deficits) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS) $- 1,172,960 2,895,765 391,889 - - 653,600 3,288,555 30,955 - - - - - - - - - - - 178,529 336,722 129,104 85,499 179,638 322,202 158,065 - 291,026 12,588 - - - 268 - - - - - - - - - 50,000 - - - - - - - - - - - - - - - - - - - - 1,343,000 - - - - - $ 178,529 $ 1,509,682 $ 3,024,869 $ 527,656 $ 1,522,638 $ 322,202 $ 811,665 $ 3,288,555 $ 321,981 $ 12,588 - 23 - - - - - 4,225 - - 469,811 - - - 658,406 913,857 - - - 1,603,366 1,000 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 470,811 23 - - 658,406 913,857 - 4,225 - 1,603,366 290,113 547,179 209,797 138,937 291,915 523,585 256,858 - 472,923 20,455 - 962,480 2,815,072 388,719 572,317 - 554,807 3,284,330 - - - -- - - - - - - - - -- - - - - - - - (582,395) - - - - (1,115,240) - - (150,942) (1,611,233) (582,395) 962,480 2,815,072 388,719 572,317 (1,115,240) 554,807 3,284,330 (150,942) (1,611,233) $ 178,529 $ 1,509,682 $ 3,024,869 $ 527,656 $ 1,522,638 $ 322,202 $ 811,665 $ 3,288,555 $ 321,981 $ 12,588 TIF No. 13 Marion Road/Pearl Ave. TIF No. 21 Fox River Corridor Industrial Park TIF No. 20 South Side Fox River Capital Projects Funds TIF No. 15 Park Plaza TIF No. 16 100 Block Redevelopment TIF No. 17 City Centre TIF No. 18 SW Industrial No. 3 TIF No. 19 Expansion TIF No. 14 Mercy Medical 89 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments Receivables: Accounts Receivable Taxes Interest Receivable Loans Deposits with GO HNI Due from Other Funds Total Assets LIABILITIES Accounts Payable Due to Other Funds Deposits from Others Unearned Revenues Grant American Rescue Plan Act Funds - 2021 Total Liabilities DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period FUND BALANCES (DEFICITS) Restricted Committed Assigned Unassigned (Deficits) Total Fund Balances (Deficits) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS) $169,080 - - - 31,460 10,281 40,757 171,389 8,113 243,884 - - - - - - - - - - 178,029 162,354 - 135,538 31,443 5,852 31,140 321,959 8,762 179,959 - - - -- - - - - - - - - -- - - - - - - - - -- - - - - - - - - -- - - - - - $ 347,109 $ 162,354 $ - $ 135,538 $ 62,903 $ 16,133 $ 71,897 $ 493,348 $ 16,875 $ 423,843 - - - - - - - - - - - 1,650,144 2,777,587 1,457,727 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,650,144 2,777,587 1,457,727 - - - - - - 289,300 263,829 - 220,252 51,096 9,510 50,603 523,189 14,238 292,437 57,809 - - - 11,807 6,623 21,294 - 2,637 131,406 - - - - - - - - - - - - - - - - - - - - - (1,751,619) (2,777,587) (1,542,441) - - - (29,841) - - 57,809 (1,751,619) (2,777,587) (1,542,441) 11,807 6,623 21,294 (29,841) 2,637 131,406 $ 347,109 $ 162,354 $- $ 135,538 $ 62,903 $ 16,133 $ 71,897 $ 493,348 $ 16,875 $ 423,843 TIF No. 24 Oshkosh Corp Center Hotel TIF No. 26 Aviation Business Park TIF No. 27 North Main Street TIF No. 28 Beach Building Redevelopment TIF No. 29 Morgan District TIF No. 30 Washington Building TIF No. 31 Buckstaff Redevelopment TIF No. 32 Granary Redevelopment TIF No. 33 Lamico Redevelopment Capital Projects Funds 90 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds As of December 31, 2021 With Summarized Information from December 31, 2020 ASSETS Cash and Investments Receivables: Accounts Receivable Taxes Interest Receivable Loans Deposits with GO HNI Due from Other Funds Total Assets LIABILITIES Accounts Payable Due to Other Funds Deposits from Others Unearned Revenues Grant American Rescue Plan Act Funds - 2021 Total Liabilities DEFERRED INFLOWS OF RESOURCES Taxes Levied for Subsequent Period FUND BALANCES (DEFICITS) Restricted Committed Assigned Unassigned (Deficits) Total Fund Balances (Deficits) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES (DEFICITS) $369,390 709,726 30,597 66,020 - 8,559 - - 34,408,358 $ 56,436,824 $ 53,666,841 - - - - - - - - - 378,708 432,320 675,308 189,137 75,220 130,369 2,534 7,156 - - 4,587,558 8,911,261 9,243,098 - - - - - - - - 268 29,127 - - - - - - - - - 50,000 5,398,583 5,028,738 - - - - - - - - - 212,933 212,378 - 29,036 - - - - - - 10,361,798 10,716,781 1,351,127 $ 1,044,698 $ 927,899 $ 105,817 $ 196,389 2,534 $ 15,715 $- $- $ 49,407,982 $ 82,084,217 $ 69,934,502 - - - - - - - - 1,802,642 $ 2,091,984 $ 3,447,092 - - - - 11,630 - 8,824 8,582 10,219,556 10,361,798 11,066,336 - - - - - - - - 319,280 319,330 322,780 - - - - - - - - - - 26,000 - - - - - - - - - 9,300,339 - - - - - 11,630 - 8,824 8,582 12,341,478 22,073,451 14,862,208 1,097,389 307,351 122,234 211,852 4,118 11,629 - - 7,454,869 14,480,969 13,651,872 - 620,548 - - - 4,086 - - 10,363,853 18,106,717 12,745,025 - -- - - - - - - 8,317,413 8,068,583 - -- - - - - - 29,584,724 29,584,851 25,802,918 (52,691) - (16,417) (15,463) (13,214) - (8,824) (8,582) (10,336,942) (10,479,184) (5,196,104) (52,691) 620,548 (16,417) (15,463) (13,214) 4,086 (8,824) (8,582) 29,611,635 45,529,797 41,420,422 $ 1,044,698 $ 927,899 $ 105,817 $ 196,389 2,534 $ 15,715 $- $- $ 49,407,982 $ 82,084,217 $ 69,934,502 Total Nomajor Capital Projects Funds School Redevelopment TIF No. 35 Oshkosh Ave Corridor TIF No. 36 Merge Redevelopment Total Nonmajor Funds TIF No. 37 Aviation Plaza 2021 TIF No. 34 Oshkosh Corp Headquarters TIF No. 40 Miles Kimball Redevelopment TIF No. 41 Smith School Redevelopment TIF No. 38 Pioneer Redevelopment Capital Projects Funds 91 2021 REVENUES Taxes $ 7,008,401 $ 6,668,977 $- 13,677,378 $ 10,759,633 Special Assessments 171,347 - - 171,347 140,610 Intergovernmental 3,519,822 2,269,295 - 5,789,117 3,133,226 Licenses and Permits - - - -27 Fines, Forfeitures and Penalties - - - -585 Public Charges for Services 2,027,071 10,080 - 2,037,151 463,897 Investment Income 104,535 - 1,017,081 1,121,616 617,226 Donations 508,831 60,988 160,871 730,690 547,652 Miscellaneous 1,052,215 121,416 20,458 1,194,089 1,362,986 Total Revenues 14,392,222 9,130,756 1,198,410 24,721,388 17,025,842 EXPENDITURES Current: General Government - 59,961 - 59,961 - Public Safety 210,476 387,491 - 597,967 168,327 Public Works 4,396,580 454,586 - 4,851,166 3,574,821 Health and Human Services 975,653 - - 975,653 979,569 Culture and Recreation 6,204,044 533,509 123,707 6,861,260 5,454,476 Conservation and Development 2,560,364 3,681,590 - 6,241,954 2,569,544 Debt Service Principal 70,000 6,309,842 - 6,379,842 6,701,269 Interest 9,669 413,465 - 423,134 551,980 Capital Outlay 73,761 10,594,853 - 10,668,614 15,698,151 Total Expenditures 14,500,547 22,435,297 123,707 37,059,551 35,698,137 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (108,325) (13,304,541) 1,074,703 (12,338,163) (18,672,295) OTHER FINANCING SOURCE (USE) Proceeds of Long-Term Debt - 16,966,844 - 16,966,844 17,615,000 Sale of Capital Assets 30,729 - - 30,729 22,750 Transfers In 510,968 1,731,150 1,000 2,243,118 3,217,000 Transfers Out - (1,717,450) (511,968) (2,229,418) (2,340,867) Total Other Financing Sources (Uses)541,697 16,980,544 (510,968) 17,011,273 18,513,883 NET CHANGE IN FUND BALANCES 433,372 3,676,003 563,735 4,673,110 (158,412) FUND BALANCES - BEGINNING, AS RESTATED 15,484,790 25,935,632 11,636,360 53,056,782 48,186,456 FUND BALANCES - ENDING $ 15,918,162 $ 29,611,635 $ 12,200,095 $ 57,729,892 $ 48,028,044 CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 Special Revenue Capital Projects Totals Permanent 2020 92 CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 REVENUES Taxes $ 327,400 $- - $ 1,075,000 $ 2,772,700 $ 970,000 $ 300,000 - $- $- Special Assessments - 171,347 - - - - - - - - Intergovernmental 120,232 - 238,003 - 683,668 - - 903,964 - - Licenses and Permits - - - - - - - - - - Fines, Forfeitures and Penalties - - - - - - - - - - Charges for Services 19 - 853,003 - 233,217 336,382 82,097 450 - - Interest on Investments - - - - - 5,328 - - - 91,725 Donations 78,303 - - - - 86,777 - - - - Miscellaneous 39,834 39,098 - - 50 65,225 385 235,287 - 496,779 Total Revenues 565,788 210,445 1,091,006 1,075,000 3,689,635 1,463,712 382,482 1,139,701 - 588,504 EXPENDITURES Current: General Government - - - - - - - - - - Public Safety - - - - - - - - - - Public Works - - 808,073 1,016,863 - - - - - - Health and Human Services 580,063 - - - - - 373,144 - - - Culture, Recreation, and Education - - - - 3,768,395 1,523,733 - - - - Conservation and Development - 201,157 - - - - - 1,012,942 - 593,221 Debt Service Principal - - - - 70,000 - - - - - Interest - - - - 9,669 - - - - - Capital Outlay 557 - - - - 6,410 - - - - Total Expenditures 580,620 201,157 808,073 1,016,863 3,848,064 1,530,143 373,144 1,012,942 - 593,221 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (14,832) 9,288 282,933 58,137 (158,429) (66,431) 9,338 126,759 - (4,717) OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt - - - - - - - - - - Sale of Capital Assets - - 30,729 - - - - - - - Transfers In - - - - - 360,897 77,800 - - - Transfers Out - - - - - -- - - - Total Other Financing Sources (Uses)- - 30,729 - - 360,897 77,800 - - - NET CHANGE IN FUND BALANCES (DEFICITS)(14,832) 9,288 313,662 58,137 (158,429) 294,466 87,138 126,759 - (4,717) FUND BALANCES (DEFICITS) - BEGINNING AS RESTATED FUND BALANCES (DEFICITS) - ENDING $ 99,450 $ 86,782 $ 2,050,680 $ 244,347 $ 374,273 $ 1,172,909 $ 116,330 $ 4,410,706 $ 271,280 $ 1,968,334 Museum Cemetery Community Development Rental Rehabilitation Local Revolving Committee on Business Improvement 93 REVENUES Taxes Special Assessments Intergovernmental Licenses and Permits Fines, Forfeitures and Penalties Charges for Services Interest on Investments Donations Miscellaneous Total Revenues EXPENDITURES Current: General Government Public Safety Public Works Health and Human Services Culture, Recreation, and Education Conservation and Development Debt Service Principal Interest Capital Outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt Sale of Capital Assets Transfers In Transfers Out Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES (DEFICITS) FUND BALANCES (DEFICITS) - ENDING CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 $- $- - $- $- $ 14,000 $- $ 1,460,301 $ 64,000 $- - - - - - - - - - - 3,230 53,071 78,592 366,348 - - 115,811 - - - - - - - - - - - - - - - - - - - - - - - - - 1,628 - 225,077 41,380 - 59,817 194,001 - - - - - -- - - - 555 3,463 166,426 12,500 - 73,485 4,877 - - 83,000 - 25,592 - - - 20,170 17,093 - - 43,614 69,088 32,285 219,497 92,720 366,348 318,732 77,350 115,811 1,520,118 384,615 69,643 - - - - - - - - - - - 84,620 125,856 - - - - - - - - - - - - - 180,140 1,483,954 - - 22,245 - - - - - -- - 201 - - - - 427,669 74,856 - - 339,183 - - - - 332,969 - - - - - 416,867 - - - - - - - - - - - - - - - - - - - - - 62,500 - - - - - - 4,294 - 22,245 147,120 125,856 332,969 427,669 74,856 180,140 1,483,954 343,477 417,068 10,040 72,377 (33,136) 33,379 (108,937) 2,494 (64,329) 36,164 41,138 (347,425) - - - - - - - - - - - - - - - - - - - - - 51,986 285 - - 20,000 - - - - - -- - - - - - - - - 51,986 285 - - 20,000 - - - - 10,040 124,363 (32,851) 33,379 (108,937) 22,494 (64,329) 36,164 41,138 (347,425) 123,261 182,761 270,729 114,998 390,738 40,207 (77,913) 129,024 81,952 4,121,373 $ 133,301 $ 307,124 $ 237,878 $ 148,377 $ 281,801 $ 62,701 $ (142,242) $ 165,188 $ 123,090 $ 3,773,948 Public Works Garbage Pollock Water Healthy Neighborhood Senior Center Revolving Community Parks Revenue Leach 94 REVENUES Taxes Special Assessments Intergovernmental Licenses and Permits Fines, Forfeitures and Penalties Charges for Services Interest on Investments Donations Miscellaneous Total Revenues EXPENDITURES Current: General Government Public Safety Public Works Health and Human Services Culture, Recreation, and Education Conservation and Development Debt Service Principal Interest Capital Outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt Sale of Capital Assets Transfers In Transfers Out Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES (DEFICITS) FUND BALANCES (DEFICITS) - ENDING CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 $ 25,000 $- $ 7,008,401 $- $- $- $- $- $ 1,100,000 - - 171,347 - - - - - - - 956,903 3,519,822 - 1,063,153 21,093 - - - - - - - -- - - - - - - - - - - - - - - 2,027,071 - - - - - - - 6,927 104,535 - - - - - - - - 508,831 - - 12,535 - - 30,126 - - 1,052,215 - - - - - - 25,000 963,830 14,392,222 - 1,063,153 33,628 - - 1,130,126 - - - - - - - - 59,961 - - 210,476 - - - - - 387,491 - 907,550 4,396,580 - - - - - 443,052 - -975,653 - - - - - - 20,855 49,353 6,204,044 - - - - - 281,280 3,208 - 2,560,364 - - 23,809 - - 765,676 - - 70,000 - - - - - - - - 9,669 - - - - - - - - 73,761 1,146,959 6,097,774 - - - 2,598,552 24,063 956,903 14,500,547 1,146,959 6,097,774 23,809 - - 4,536,012 937 6,927 (108,325) (1,146,959) (5,034,621) 9,819 - - (3,405,886) - - - 680,500 7,063,288 - - - 4,628,056 - - 30,729 - - - - - - - - 510,968 - 758,100 - - - - - - - - (165,550) - - - (758,100) - - 541,697 680,500 7,655,838 - - - 3,869,956 937 6,927 433,372 (466,459) 2,621,217 9,819 - - 464,070 30,841 (6,800) 15,484,790 (191,502) 7,915,247 7,020 - 3,861,808 10,713,945 $ 31,778 $127 $ 15,918,162 $ (657,961) $ 10,536,464 $ 16,839 $- $ 3,861,808 $ 11,178,015 Special Events Sidewalk Street Rental Special Advance Payments Special Contract 95 REVENUES Taxes Special Assessments Intergovernmental Licenses and Permits Fines, Forfeitures and Penalties Charges for Services Interest on Investments Donations Miscellaneous Total Revenues EXPENDITURES Current: General Government Public Safety Public Works Health and Human Services Culture, Recreation, and Education Conservation and Development Debt Service Principal Interest Capital Outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt Sale of Capital Assets Transfers In Transfers Out Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES (DEFICITS) FUND BALANCES (DEFICITS) - ENDING CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 $- $- $- $- $- $- $- $ 13,688 $ 10,857 $ 123,916 - - - - - - - - - - - - - - - - - 149 62 2,945 - - - - - - - - - - - - - - - - - - - - 10,080 - - - - - - - - - - - - - - - - - - - 18,327 - - - - - - - - - - 8,240 - - - 87,176 - - - - 28,407 8,240 - - - 87,176 - 13,837 10,919 126,861 - - - - - - - - - - - - - - - - - - - - - - - - - 11,534 - - - - - - - - - -- - - - 213,231 - - - 38,998 - - - - - - - - - - - - - 124 135,150 - - - - - - 5,000 - - 10,000 - - - - - - 792 - - 326 705,582 - - - - 270 - - - - 918,813 - - - 38,998 11,804 5,792 - 124 145,476 (890,406) 8,240 - - (38,998) 75,372 (5,792) 13,837 10,795 (18,615) 1,530,000 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,530,000 - - - - - - - - - 639,594 8,240 - - (38,998) 75,372 (5,792) 13,837 10,795 (18,615) 2,416,808 398,199 2,000 127,776 36,506 323,609 46,001 39,659 52,120 791,913 $ 3,056,402 $ 406,439 $ 2,000 $ 127,776 $ (2,492) $ 398,981 $ 40,209 $ 53,496 $ 62,915 $ 773,298 Capital Project Funds Parking Ramp TIF No. 8 S Aviation TIF No. 10 Main TIF No. 11 Oshkosh Office Grand Opera Mct Rochlin Park Park Subdivision Park Improvement TIF No. 12 96 REVENUES Taxes Special Assessments Intergovernmental Licenses and Permits Fines, Forfeitures and Penalties Charges for Services Interest on Investments Donations Miscellaneous Total Revenues EXPENDITURES Current: General Government Public Safety Public Works Health and Human Services Culture, Recreation, and Education Conservation and Development Debt Service Principal Interest Capital Outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt Sale of Capital Assets Transfers In Transfers Out Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES (DEFICITS) FUND BALANCES (DEFICITS) - ENDING CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 $ 275,973 $ 514,040 $ 203,389 $ 131,529 $ 274,315 $ 518,719 $ 251,369 $- $ 443,009 $- - - - - - - - - - - 17,713 2,264 47,629 51 56,714 104,461 42,382 169,855 2,068 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 26,000 - - - - - - - - - 319,686 516,304 251,018 131,580 331,029 623,180 293,751 169,855 445,077 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 2,942 301,223 95,150 65,252 150 150 85,850 534 68,365 150 965,000 75,000 45,000 235,000 1,575,000 315,000 70,000 1,800,000 85,000 500,191 56,545 7,413 967 9,410 71,152 16,313 5,100 64,048 38,322 92,414 - 23 - - - - - 25,772 - 600 1,024,487 383,659 141,117 309,662 1,646,302 331,463 160,950 1,890,354 191,687 593,355 (704,801) 132,645 109,901 (178,082) (1,315,273) 291,717 132,801 (1,720,499) 253,390 (593,355) - - - - 1,380,000 - - 1,685,000 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,380,000 - - 1,685,000 - - (704,801) 132,645 109,901 (178,082) 64,727 291,717 132,801 (35,499) 253,390 (593,355) 122,406 829,835 2,705,171 566,801 507,590 (1,406,957) 422,006 3,319,829 (404,332) (1,017,878) $ (582,395) $ 962,480 $ 2,815,072 $ 388,719 $ 572,317 $ (1,115,240) $ 554,807 $ 3,284,330 $ (150,942) $ (1,611,233) Capital Projects Funds TIF No. 14 TIF No. 17 City TIF No. 18 SW TIF No. 19 NW Industrial TIF No. 20 South Side Fox TIF No. 21 Fox TIF No. 23 SW TIF No. 15 Park TIF No. 16 100 Block TIF No. 13 Marion 97 REVENUES Taxes Special Assessments Intergovernmental Licenses and Permits Fines, Forfeitures and Penalties Charges for Services Interest on Investments Donations Miscellaneous Total Revenues EXPENDITURES Current: General Government Public Safety Public Works Health and Human Services Culture, Recreation, and Education Conservation and Development Debt Service Principal Interest Capital Outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt Sale of Capital Assets Transfers In Transfers Out Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES (DEFICITS) FUND BALANCES (DEFICITS) - ENDING CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 $ 289,257 $ 251,249 $- $ 191,728 $ 47,092 $ 6,882 $ 46,595 $ 492,607 $ 13,572 $ 273,939 - - - - - - - - - - 7,780 10,602 - 81,851 191 14 158 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 297,037 261,851 - 273,579 47,283 6,896 46,753 492,607 13,572 273,939 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 284,430 150 150 2,617 38,419 178 31,299 420,799 12,365 210,192 - 241,108 380,265 - - - - 8,278 - - - 13,445 32,243 - - - - 4,975 - - - -- - - - - - - - 284,430 254,703 412,658 2,617 38,419 178 31,299 434,052 12,365 210,192 12,607 7,148 (412,658) 270,962 8,864 6,718 15,454 58,555 1,207 63,747 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 12,607 7,148 (412,658) 270,962 8,864 6,718 15,454 58,555 1,207 63,747 45,202 (1,758,767) (2,364,929) (1,813,403) 2,943 (95) 5,840 (88,396) 1,430 67,659 $ 57,809 $ (1,751,619) $ (2,777,587) $ (1,542,441) $ 11,807 $ 6,623 $ 21,294 $ (29,841) $ 2,637 $ 131,406 Capital Projects Funds TIF No. 31 Buckstaff TIF No. 29 TIF No. 30 Washington TIF No. 24 TIF No. 25 City TIF No. 26 Aviation TIF No. 27 North Main TIF No. 28 Beach Building TIF No. 32 Granary TIF No. 33 Lamico 98 REVENUES Taxes Special Assessments Intergovernmental Licenses and Permits Fines, Forfeitures and Penalties Charges for Services Interest on Investments Donations Miscellaneous Total Revenues EXPENDITURES Current: General Government Public Safety Public Works Health and Human Services Culture, Recreation, and Education Conservation and Development Debt Service Principal Interest Capital Outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Long-Term Debt Sale of Capital Assets Transfers In Transfers Out Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCES (DEFICITS) FUND BALANCES (DEFICITS) - ENDING CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances (Deficits) Nonmajor Governmental Funds For the Year Ended December 31, 2021 With Summarized Information From December 31, 2020 2020 $ 1,055,889 $ 113,758 $- $ 25,312 $293 $- $- $- $ 6,668,977 $ 13,677,378 $ 10,759,633 - - - - - - - - - 171,347 140,610 - 638,160 - - - - - - 2,269,295 5,789,117 3,133,226 - -- - - - - - - - 27 - -- - - - - - - - 585 - -- - - - - - 10,080 2,037,151 463,897 - -- - - - - - - 104,535 6,726 - -- - - - - - 60,988 569,819 508,894 - -- - - - - - 121,416 1,173,631 1,341,637 1,055,889 751,918 - 25,312 293 - - - 9,130,756 23,522,978 16,355,235 - - - - - - - - 59,961 59,961 - - - - - - - - - 387,491 597,967 168,327 - - - - - - - - 454,586 4,851,166 3,574,821 - - - - - - - - - 975,653 979,569 - - - - - - - - 533,509 6,737,553 5,364,485 1,056,039 180 18,896 23,974 1,357 4,914 18,824 12,282 3,681,590 6,241,954 2,569,544 - - - - - - - - 6,309,842 6,379,842 6,701,269 - - - - - - - - 413,465 423,134 551,980 - 19,321 - - - - - - 10,594,853 10,668,614 15,698,151 1,056,039 19,501 18,896 23,974 1,357 4,914 18,824 12,282 22,435,297 36,935,844 35,608,146 (150) 732,417 (18,896) 1,338 (1,064) (4,914) (18,824) (12,282) (13,304,541) (13,412,866) (19,252,911) - - - - - - - - 16,966,844 16,966,844 17,615,000 - - - - - - - - - 30,729 22,750 - 953,050 - - - - 10,000 10,000 1,731,150 2,242,118 3,217,000 (787,500) - - - - - - (6,300) (1,717,450) (1,717,450) (2,123,798) (787,500) 953,050 - - - - 10,000 3,700 16,980,544 17,522,241 18,730,952 (787,650) 1,685,467 (18,896) 1,338 (1,064) (4,914) (8,824) (8,582) 3,676,003 4,109,375 (521,959) 734,959 (1,064,919) 2,479 (16,801) (12,150) 9,000 - - 25,935,632 41,420,422 41,942,381 $ (52,691) $ 620,548 $ (16,417) $ (15,463) $ (13,214) $ 4,086 $ (8,824) $ (8,582) $ 29,611,635 $ 45,529,797 $ 41,420,422 Capital Projects Funds Total Nomajor Capital Projects TIF No. 40 Miles Kimball School TIF No. 36 Merge TIF No. 37 TIF No. 38 Pioneer TIF No. 39 Cabrini School TIF No. 34 Oshkosh Corp TIF No. 35 Oshkosh Ave 99 THIS PAGE LEFT BLANK INTENTIONALLY ASSETS Current Assets: Cash and Investments $ 93,039 $ 1,249,667 $- Accounts Receivable - 171,760 - Due from Other Funds - -- Prepaid Items 18,148 - - Total Current Assets 111,187 1,421,427 - Noncurrent Assets: Assets Held for Resale - - 4,447,936 Net Pension Asset 49,848 - - Land 1,817,234 3,217,183 - Construction Work in Progress - - - Buildings and Improvements - 7,955,203 - Infrastructure 3,447,323 - - Machinery and Equipment 10,291 1,549,450 - Accumulated Depreciation (2,033,628) (3,524,902) - Total Noncurrent Assets 3,291,068 9,196,934 4,447,936 TOTAL ASSETS 3,402,255 10,618,361 4,447,936 DEFERRED OUTFLOWS OF RESOURCES Deferred Outflows of Resources Related to Pension 82,892 - - Deferred Outflows of Resources Related to Other Post-Employment Benefits 1,598 3,684 - Total Deferred Outflows of Resources 84,490 3,684 - CURRENT LIABILITIES Accounts Payable 170 154,555 2,000 Accrued Interest 158 44,751 1,480 Due to Other Funds - - 1,145,768 Deposits from Others - 5,000 - Unearned Revenue - - - Compensated Absences 356 - - Current Portion of Long-Term Obligations - 185,712 110,000 Total Current Liabilities 684 390,018 1,259,248 NONCURRENT LIABILITIES Net Other Post-Employment Benefits Liability 6,848 15,794 - Compensated Absences 723 - - Noncurrent Portion of Long-Term Obligations 25,000 1,061,573 185,000 Total Noncurrent Liabilities 32,571 1,077,367 185,000 TOTAL LIABILITIES 33,255 1,467,385 1,444,248 DEFERRED INFLOWS OF RESOURCES Deferred Inflows of Resources Related to Pension 109,209 - - Deferred Inflows of Resources Related to Other Post-Employment Benefits 1,576 3,634 - Total Deferred Inflows of Resources 110,785 3,634 - NET POSITION Net Investment in Capital Assets 3,216,220 7,949,649 - Restricted 23,531 - - Unrestricted 102,954 1,201,377 3,003,688 TOTAL NET POSITION Parking Utility Redevelopment Project CITY OF OSHKOSH, WISCONSIN Combining Statement of Net Position Nonmajor Enterprise Funds As of December 31, 2021 With Summarized Information from December 31, 2020 Industrial Park 100 $ 584,826 $ 1,927,532 $ 2,300,875 54,487 226,247 88,545 1,145,768 1,145,768 - - 18,148 19,581 1,785,081 3,317,695 2,409,001 - 4,447,936 4,447,935 200,528 250,376 113,072 - 5,034,417 5,034,417 - -665 - 7,955,203 7,949,139 - 3,447,323 3,447,323 - 1,559,741 1,495,915 - (5,558,530) (5,256,464) 200,528 17,136,466 17,232,002 1,985,609 20,454,161 19,641,003 333,457 416,349 264,710 49,211 54,493 33,767 382,668 470,842 298,477 4,640 161,365 9,899 - 46,389 40,503 - 1,145,768 1,028,307 - 5,000 5,000 483 483 523 14,908 15,264 - - 295,712 282,715 20,031 1,669,981 1,366,947 157,218 179,860 119,411 30,267 30,990 83,428 - 1,271,573 1,567,285 187,485 1,482,423 1,770,124 207,516 3,152,404 3,137,071 439,328 548,537 339,283 29,701 34,911 31,158 469,029 583,448 370,441 - 11,165,869 11,220,994 94,657 118,188 113,072 1,597,075 5,905,094 5,097,902 Inspection Services 2021 2020 Totals 101 OPERATING REVENUES Charges for Services $ 95,675 $- $- Taxes - 1,800,580 - Fines, Forfeitures and Penalties 13,803 - - Other Operating Revenues - 106,078 - Total Operating Revenues 109,478 1,906,658 - OPERATING EXPENSES Operation and Maintenance 80,811 1,321,530 1,758 Depreciation 125,792 176,273 - Total Operating Expenses 206,603 1,497,803 1,758 OPERATING INCOME (LOSS)(97,125) 408,855 (1,758) NONOPERATING REVENUES (EXPENSES) Gain on Disposal of Capital Assets - - - Interest Expense (2,064) (70,965) (10,749) Total Nonoperating Revenues (Expenses)(2,064) (70,965) (10,749) INCOME (LOSS) BEFORE CONTRIBUTIONS AND TRANSFERS (99,189) 337,890 (12,507) TRANSFERS OUT - - - CHANGE IN NET POSITION (99,189) 337,890 (12,507) NET POSITION - BEGINNING 3,441,894 8,813,136 3,016,195 NET POSITION - ENDING Parking Utility Oshkosh Redevelopment Project Industrial Park CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenses and Changes in Net Position Nonmajor Enterprise Funds For the Year Ended December 31, 2021 With Summarized Information from December 31, 2020 102 $ 1,404,394 $ 1,500,069 $ 1,218,057 - 1,800,580 831,538 - 13,803 12,137 - 106,078 42,017 1,404,394 3,420,530 2,103,749 871,505 2,275,604 1,985,766 - 302,065 298,200 871,505 2,577,669 2,283,966 532,889 842,861 (180,217) - - 834,477 - (83,778) (88,120) - (83,778) 746,357 532,889 759,083 566,140 (1,900) (1,900) (819,043) 530,989 757,183 (252,903) 1,160,743 16,431,968 16,684,871 Inspection Services 2021 2020 Totals 103 CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers $ 109,996 $ 1,806,002 $ - Cash Paid To Suppliers (58,635) (1,078,861) (758) Cash Paid to Employees For Wages and Benefits (43,278) (80,779) - Net Cash Flows From Operating Activities 8,083 646,362 (758) CASH FLOWS FROM NON-CAPITAL FINANCING ACTIVITIES Due to/From Other Funds - - 117,461 Net Cash Flows From Noncapital Financing Activities - - 117,461 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of Capital Assets -(69,224) - Sale of Capital Assets -- - Principal Payments on Long-Term Debt -(177,715) (105,000) Interest and Fiscal Charges (2,064)(64,125) (11,703) Net Cash Flows From Capital and Related Financing Activities (2,064) (311,064) (116,703) 93,039 1,249,667 - RECONCILIATION OF CASH ACCOUNTS Cash and Investments $ 93,039 1,249,667 - RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating Income (Loss)$ (97,125) $ 408,855 $ (1,758) Adjustments to Reconcile Operating Income (Loss) to Net Cash Flows from Operating Activities: Depreciation 125,792 176,273 - Changes in Assets and Liabilities: Customer Accounts Receivable 518 (100,656) - Prepaids 1,433 - - Accounts Payable (1,641) 154,510 1,000 Unearned Revenue - - - Compensated Absences (213) - - Net Pension Asset (43,086) - - Deferred Outflows Related to Pension (67,466) - - Deferred Inflows Related to Pension 163 - - Net OPEB Liability 764 7,819 - Deferred Outflows Related to OPEB 88,919 (1,739) - Deferred Inflows Related to OPEB 25 1,300 - Net Cash Flows From $8,083 $646,362 $(758) CASH AND INVESTMENTS - ENDING CHANGE IN CASH AND INVESTMENTS CASH AND INVESTMENTS - BEGINNING Industrial ParkParking Utility Oshkosh Redevelopment Project CITY OF OSHKOSH, WISCONSIN Combining Statement of Cash Flows Nonmajor Enterprise Funds For the Year Ended December 31, 2021 With Summarized Information from December 31, 2020 104 $ 1,366,830 $ 3,282,828 $ (155,827) (1,294,081) (1,210,375) (777,995) (902,052) (866,857) 433,008 1,086,695 (1,145,768) (1,028,307) (1,819,798) (1,147,668) (1,030,207) (2,638,841) -(69,224) (159,070) -- - (282,715) (335,000) -(77,892) (90,189) - (429,831) 584,826 1,927,532 584,826 1,927,532 $ 532,889 $ 842,861 $ (180,217) - 302,065 298,200 (37,564) (137,702) 32,763 - 1,433 1,433 (2,404) 151,465 (111,103) (40) (40) (10,220) (36,961) (37,174) 7,504 (94,218) (137,304) (235,692) (84,173) (151,639) 69,753 120,335 120,498 169,509 51,866 60,449 14,736 (19,150) 68,030 (29,357) 2,428 3,753 21,751 2020 Totals Inspection Services 2021 105 ASSETS Current Assets: Cash and Investments $ 1,524,752 $ 582,933 $ 147,792 $- $ 2,255,477 $ 2,200,734 Due from Other Funds 474,431 - - - 474,431 454,928 Prepaid Items - - - 75,000 75,000 - TOTAL ASSETS 1,999,183 582,933 147,792 75,000 2,804,908 2,655,662 DEFERRED OUTFLOWS OF RESOURCES Deferred Outflows of Resources Related to Other Post-Employment Benefits - - - 1,253 1,253 1,945 CURRENT LIABILITIES Accounts and Claims Payable 9,464 - - 13,640 23,104 32,158 Due to Other Funds - - - 474,431 474,431 454,928 Total Current Liabilities 9,464 - - 488,071 497,535 487,086 NONCURRENT LIABILITIES Net Other Post-Employment Benefits Liability - - - 5,370 5,370 7,975 TOTAL LIABILITIES 9,464 - - 493,441 502,905 495,061 DEFERRED INFLOWS OF RESOURCES Deferred Inflows of Resources Related to Other Post-Employment Benefits - - - 1,236 1,236 2,437 NET POSITION Unrestricted (Deficit)$1,989,719 $582,933 $147,792 $(418,424) $2,302,020 $2,160,109 CITY OF OSHKOSH, WISCONSIN With Summarized Information from December 31, 2020 As of December 31, 2021 Internal Service Funds Combining Statement of Net Position (Deficit) 2020 TotalEmployee Benefits Worker's CompensationFire PensionPolice Pension 2021 106 OPERATING REVENUES Charges for Services $ 383,858 $- $- $ 594,141 $ 977,999 $ 795,343 OPERATING EXPENSES Claims and Administration 288,723 5,119 - 934,664 1,228,506 1,486,556 OPERATING INCOME (LOSS)95,135 (5,119) - (340,523) (250,507) (691,213) NONOPERATING REVENUES Investment Earnings - 3,682 736 - 4,418 18,286 INCOME (LOSS) BEFORE CONTRIBUTIONS AND TRANSFERS 95,135 (1,437) 736 (340,523) (246,089) (672,927) TRANSFERS IN - - - 388,000 388,000 - CHANGE IN NET POSITION 95,135 (1,437) 736 47,477 141,911 (672,927) NET POSITION (DEFICIT) - BEGINNING 1,894,584 584,370 147,056 (465,901) 2,160,109 2,833,036 NET POSITION (DEFICIT) - ENDING With Summarized Information from December 31, 2020 For the Year Ended December 31, 2021 Internal Service Funds Statement of Revenues, Expenses and Changes in Net Position (Deficit) CITY OF OSHKOSH, WISCONSIN 2021 2020 Worker's Compensation Employee Benefits Police Pension Fire Pension Total 107 CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from City $ 383,858 $-$-$ 594,141 $ 977,999 $ Paid to Suppliers for Goods and Services (308,911) (5,119)- (951,102) (1,265,132) (1,252,811) Paid to Employees for Operating Payroll - - - (50,542) (50,542) (205,175) Net Cash Flows From Operating Activities 74,947 (5,119)- (407,503) (337,675) (662,643) CASH FLOWS FROM NON-CAPITAL FINANCING ACTIVITIES Due to/from Other Fund (19,503) - - 19,503 - Net Cash Flows From Noncapital Financing Activities (19,503) - - 407,503 388,000 CASH FLOWS FROM INVESTING ACTIVITIES Investment Income - 3,682 736 - 4,418 1,524,752 582,933 147,792 - 2,255,477 RECONCILIATION OF CASH ACCOUNTS Cash and Investments $ 1,524,752 582,933 147,792 - 2,255,477 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH FLOWS FROM OPERATING ACTIVITIES Operating Income (Loss)$ 95,135 $(5,119) $- $ (340,523) $ (250,507) $ (691,213) Adjustments to Reconcile Operating Income (Loss) to Net Cash Flows from Operating Activities: Prepayments - - - (75,000) (75,000) - Deferred Outflows Related to OPEB - - - 692 692 (1,735) Accounts Payable (20,188) - - 11,134 (9,054) 30,024 Net OPEB Liability - - - (2,605) (2,605) (1,667) Deferred Inflows Related to OPEB - - - (1,201) (1,201) 1,948 Net Cash Flows From $74,947 $(5,119) $- $(407,503) $(337,675) $(662,643) With Summarized Information from December 31, 2020 For the Year Ended December 31, 2021 Internal Service Funds Combining Statement of Cash Flows CITY OF OSHKOSH, WISCONSIN Employee Benefits Police Pension Fire Pension Worker's Compensation Totals 2021 2020 CHANGE IN CASH AND INVESTMENTS CASH AND INVESTMENTS - BEGINNING CASH AND INVESTMENTS - ENDING 108 THIS PAGE LEFT BLANK INTENTIONALLY Tax Collection ASSETS Cash and Investments $ 25,918,388 $ 25,918,388 $ 21,388,268 Taxes Receivable 41,506,843 41,506,843 44,102,761 Other Receivables - - 4,202 Total Assets 67,425,231 67,425,231 65,495,231 LIABILITIES Due to Other Taxing Units 67,405,878 67,405,878 65,430,565 Accounts Payable 19,353 19,353 60,464 Due to Other Governments - - 4,202 Total Liabilities 67,425,231 67,425,231 65,495,231 NET POSITION Custodial Funds 2021 2020 CITY OF OSHKOSH, WISCONSIN Combinging Statement of Net Position Custodial Funds As of December 31, 2021 With Summarized Information from December 31, 2020 109 Tax Collection ADDITIONS Taxes Collected on Behalf of Other Taxing Entities $ 46,073,361 $ 46,073,361 $ 42,223,632 DEDUCTIONS Taxes Remitted to Other Taxing Entities 46,073,361 46,073,361 42,223,632 CHANGE IN NET POSITION - - - NET POSITION - BEGINNING - - - NET POSITION - ENDING *Note: The 2020 Financials included the Hospial Bioterrorism Fund, which closed at December 31, 2020 Custodial Funds 2021 2020 CITY OF OSHKOSH, WISCONSIN Combinging Statement of Changes in Net Position Custodial Funds For the Year Ended December 31, 2021 With Summarized Information from December 31, 2020 110 REVENUES Taxes 11,160,200 11,160,200 11,160,200 - Total Revenues EXPENDITURES Principal 14,757,500 14,757,500 13,928,949 828,551 Interest and Fiscal Charges 3,502,300 3,502,300 3,012,200 490,100 Total Expenditures DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Proceeds from Long-term Debt Issued - - 3,363,156 3,363,156 Premium Received on Long-Term Debt Issued - - 1,359,700 1,359,700 Transfers In 5,685,200 5,685,200 - (5,685,200) Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Favorable Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Debt Service Fund For the Year Ended December 31, 2021 Variance Original Actual Final Budget 111 REVENUES Taxes 327,400 327,400 327,400 - Intergovernmental 95,000 128,000 120,232 (7,768) Total Revenues EXPENDITURES Capital Outlay 555 555 557 (2) Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Committee on Aging For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 112 REVENUES Special Assessments 140,600 140,600 171,347 30,747 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Business Improvement District For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 113 REVENUES Intergovernmental 236,500 236,500 238,003 1,503 Total Revenues EXPENDITURES Capital Outlay 210,000 210,000 - 210,000 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Recycling For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 114 REVENUES Taxes 1,075,000 1,075,000 1,075,000 - EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Street Lighting For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 115 REVENUES Taxes 2,772,700 2,772,700 2,772,700 - Intergovernmental 683,700 683,700 683,668 (32) Total Revenues EXPENDITURES Principal - - 70,000 (70,000) Interest and Fiscal Charges - - 9,669 (9,669) Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Library For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 116 REVENUES Taxes 970,000 970,000 970,000 - Total Revenues EXPENDITURES Capital Outlay 8,500 8,500 6,410 2,090 Total Expenditures DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Transfers In 155,700 155,700 360,897 205,197 NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Museum For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 117 REVENUES Taxes 300,000 300,000 300,000 - Total Revenues EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES Transfers In 49,300 49,300 77,800 28,500 NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Cemetery For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 118 Final Budget REVENUES Intergovernmental 850,000 850,000 903,964 53,964 Total Revenues EXPENDITURES Capital Outlay 304,400 254,400 - 254,400 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Community Development Block Grant For the Year Ended December 31, 2021 Variance Original Actual Favorable 119 REVENUES Investment Income $- $- $91,725 $91,725 Miscellaneous - - 496,779 496,779 Total Revenues - - 588,504 588,504 EXPENDITURES Current: Conservation and Development 300,000 300,000 593,221 (293,221) NET CHANGE IN FUND BALANCE (300,000) (300,000) (4,717) 295,283 FUND BALANCE - BEGINNING 1,973,051 1,973,051 1,973,051 - FUND BALANCE - ENDING $1,673,051 $1,673,051 $1,968,334 $295,283 Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Local Revolving Loan Program For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 120 REVENUES Intergovernmental 5,500 5,500 3,230 (2,270) Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Senior Center Revolving Loans For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 121 REVENUES Intergovernmental 22,000 22,000 53,071 31,071 Total Revenues EXPENDITURES Capital Outlay - - 62,500 (62,500) Total Expenditures EXCESS OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES Transfers In - - 51,986 51,986 NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Police Special For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 122 REVENUES Intergovernmental 39,800 39,800 78,592 38,792 Total Revenues EXPENDITURES DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Transfers In - - 285 285 NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Fire Special For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 123 REVENUES Intergovernmental 1,500,000 1,500,000 366,348 (1,133,652) EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Community Development Special For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 124 REVENUES Investment Income $- $- $555 $555 Miscellaneous 50,000 50,000 69,088 19,088 Total Revenues 50,000 50,000 69,643 19,643 EXPENDITURES Current: Health and Human Services - - 201 (201) Conservation and Development 826,400 827,500 416,867 410,633 Total Expenditures 826,400 827,500 417,068 410,432 NET CHANGE IN FUND BALANCE (776,400) (777,500) (347,425) 430,075 FUND BALANCE - BEGINNING 4,121,373 4,121,373 4,121,373 - FUND BALANCE - ENDING $3,344,973 $3,343,873 $3,773,948 $430,075 Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Healthy Neighborhood Initiative For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 125 REVENUES Intergovernmental 7,500 7,500 - (7,500) Total Revenues EXPENDITURES DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Transfers In 150,000 150,000 - (150,000) NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Parks Revenue Facilities For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 126 Original and Final Budget REVENUES Taxes 14,000 14,000 14,000 - Total Revenues EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES Transfers In 20,000 20,000 20,000 - NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Leach Amphitheater For the Year Ended December 31, 2021 Variance Original Actual Favorable 127 REVENUES Intergovernmental 250,000 250,000 115,811 (134,189) EXPENDITURES NET CHANGE IN FUND BALANCE (DEFICIT) FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - Public Works Special For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 128 REVENUES Taxes 1,460,400 1,460,400 1,460,301 (99) Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Garbage Disposal For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 129 REVENUES Taxes 64,000 64,000 64,000 - Total Revenues EXPENDITURES Capital Outlay - - 4,294 (4,294) Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Pollock Water Park For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 130 REVENUES Taxes 25,000 16,500 25,000 8,500 EXPENDITURES Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Rental Inspections For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 131 REVENUES Intergovernmental - - 956,903 956,903 Total Revenues EXPENDITURES Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING (DEFICIT) FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - Special Events For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 132 REVENUES Intergovernmental - - 21,093 21,093 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Street Tree For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 133 REVENUES Taxes 1,100,000 1,100,000 1,100,000 - Total Revenues EXPENDITURES Capital Outlay 1,353,736 4,231,572 2,598,552 1,633,020 Total Expenditures DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds from Long-term Debt Issued - - 4,628,056 4,628,056 Transfers Out - - (758,100) (758,100) Total Other Financing Sources (Uses) NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Equipment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 134 REVENUES Charges for Services $- $- $10,080 $10,080 Miscellaneous - - 18,327 18,327 Total Revenues - - 28,407 28,407 EXPENDITURES Current: Culture and Recreation - 222,000 213,231 8,769 Capital Outlay 53,104 453,104 705,582 (252,478) Total Expenditures DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Proceeds from Long-term Debt Issued - - 1,530,000 1,530,000 Transfers In 34,150 34,150 - (34,150) Total Other Financing Sources NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Park Improvement and Acquisition For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 135 EXPENDITURES Current: Culture and Recreation $29,600 $29,600 $38,998 $(9,398) NET CHANGE IN FUND BALANCE (29,600) (29,600) (38,998) (9,398) FUND BALANCE - BEGINNING 36,506 36,506 36,506 - FUND BALANCE (DEFICIT) - ENDING $6,906 $6,906 $(2,492) $(9,398) Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - Grand Opera House For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 136 REVENUES Miscellaneous $44,200 $44,200 $87,176 $42,976 EXPENDITURES Current: Public Works 19,700 19,700 11,534 8,166 Capital Outlay 50,000 50,000 270 49,730 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - Parking Ramp Improvements For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 137 EXPENDITURES Debt Service: Principal 5,000 5,000 5,000 - Interest and Fiscal Charges 1,100 1,100 792 308 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 8 S Aviation Industrial For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 138 REVENUES Taxes 13,000 13,000 13,688 688 Intergovernmental 200 200 149 (51) Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 10 Main and Washington For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 139 REVENUES Taxes 10,200 10,200 10,857 657 EXPENDITURES EXCESS OF REVENUES OVER EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 11 Oshkosh Office Center For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 140 REVENUES Taxes 120,700 120,700 123,916 3,216 Intergovernmental 2,000 2,000 2,945 945 Total Revenues EXPENDITURES Principal 10,000 10,000 10,000 - Interest and Fiscal Charges 400 400 326 74 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 12 Division Street For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 141 REVENUES Taxes 267,200 267,200 275,973 8,773 Intergovernmental 10,100 10,100 17,713 7,613 Total Revenues EXPENDITURES Principal 969,600 969,600 965,000 4,600 Interest and Fiscal Charges 52,000 52,000 56,545 (4,545) Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 13 Marion Road/ Pearl Ave For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 142 REVENUES Taxes 506,000 506,000 514,040 8,040 Intergovernmental 100 100 2,264 2,164 Total Revenues EXPENDITURES Principal 80,000 80,000 75,000 5,000 Interest and Fiscal Charges 2,400 2,400 7,413 (5,013) Capital Outlay 100,000 300,000 23 299,977 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 14 Mercy Medical For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 143 REVENUES Taxes 202,900 202,900 203,389 489 Intergovernmental 47,600 47,600 47,629 29 Total Revenues EXPENDITURES Principal 44,000 44,000 45,000 (1,000) Interest and Fiscal Charges 2,000 2,000 967 1,033 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 15 Park Plaza For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 144 REVENUES Taxes 129,700 129,700 131,529 1,829 Intergovernmental 600 600 51 (549) Total Revenues EXPENDITURES Principal 236,000 236,000 235,000 1,000 Interest and Fiscal Charges 8,500 8,500 9,410 (910) Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 16 100 Block Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 145 REVENUES Taxes 269,700 269,700 274,315 4,615 Intergovernmental 5,600 5,600 56,714 51,114 Total Revenues EXPENDITURES Principal 391,900 391,900 1,575,000 (1,183,100) Interest and Fiscal Charges - - 71,152 (71,152) Total Expenditures DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Proceeds from Long-term Debt Issued - - 1,380,000 1,380,000 NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 17 City Centre For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 146 REVENUES Taxes 442,700 442,700 518,719 76,019 Intergovernmental 54,200 54,200 104,461 50,261 Total Revenues EXPENDITURES Principal 300,000 300,000 315,000 (15,000) Interest and Fiscal Charges 31,400 31,400 16,313 15,087 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 18 SW Industrial No. 3 For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 147 REVENUES Taxes 221,600 221,600 251,369 29,769 Intergovernmental 25,300 25,300 42,382 17,082 Total Revenues EXPENDITURES Principal 68,000 68,000 70,000 (2,000) Interest and Fiscal Charges 7,100 7,100 5,100 2,000 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 19 NW Industrial Expansion For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 148 REVENUES Intergovernmental 1,000 1,000 169,855 168,855 EXPENDITURES Principal 284,100 284,100 1,800,000 (1,515,900) Interest and Fiscal Charges 30,000 30,000 64,048 (34,048) Capital Outlay 1,256,922 1,679,226 25,772 Total Expenditures DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING SOURCES Proceeds from Long-term Debt Issued - - 1,685,000 1,685,000 NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 20 South Side Fox River For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 149 REVENUES Taxes 435,100 435,100 443,009 7,909 Intergovernmental 500 500 2,068 1,568 Total Revenues EXPENDITURES Principal 90,000 90,000 85,000 5,000 Interest and Fiscal Charges 51,100 51,100 38,322 12,778 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 21 Fox River Corridor For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 150 EXPENDITURES Current: Conservation and Development $200 $200 $150 $50 Debt Service: Principal 364,600 364,600 500,191 (135,591) Interest and Fiscal Charges 49,700 49,700 92,414 (42,714) Capital Outlay 10,300 10,900 600 10,300 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 23 SW Industrial Park For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 151 REVENUES Taxes 288,700 288,700 289,257 557 Intergovernmental - - 7,780 7,780 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 24 Oshkosh Corp For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 152 REVENUES Taxes $253,100 253,100 251,249 (1,851) Intergovernmental 7,700 7,700 10,602 2,902 Total Revenues EXPENDITURES Principal 234,700 234,700 241,108 (6,408) Interest and Fiscal Charges 20,000 20,000 13,445 6,555 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 25 City Center Hotel For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 153 EXPENDITURES Current: Conservation and Development $10,200 $10,200 $150 $10,050 Debt Service: Principal 370,000 370,000 380,265 (10,265) Interest and Fiscal Charges 42,600 42,600 32,243 10,357 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 26 Aviation Business Park For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 154 REVENUES Taxes 176,900 176,900 191,728 14,828 Intergovernmental 55,700 55,700 81,851 26,151 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 27 North Main Street For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 155 REVENUES Taxes $45,800 45,800 47,092 1,292 Intergovernmental - - 191 191 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 28 Beach Building Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 156 REVENUES Taxes 5,500 5,500 6,882 1,382 Intergovernmental - - 14 14 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 29 Morgan District For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 157 REVENUES Taxes $42,600 42,600 46,595 3,995 Intergovernmental - - 158 158 Total Revenues EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 30 Washington Building For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 158 Original and Final Budget REVENUES Taxes 485,600 485,600 492,607 7,007 EXPENDITURES Principal 7,700 7,700 8,278 (578) Interest and Fiscal Charges 5,600 5,600 4,975 625 Total Expenditures NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No. 31 Buckstaff Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable 159 REVENUES Taxes 12,000 12,000 13,572 1,572 EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 32 Granary Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 160 REVENUES Taxes 269,100 269,100 273,939 4,839 EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance Budget to Actual - TIF No. 33 Lamico Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 161 REVENUES Taxes $1,000,500 1,000,500 1,055,889 55,389 EXPENDITURES DEFICIENCY OF REVENUES UNDER EXPENDITURES OTHER FINANCING USE Transfers Out - - (787,500) (787,500) NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No.34 Oshkosh Corp Headquarters For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 162 REVENUES Taxes $9,300 9,300 113,758 104,458 Intergovernmental - - 638,160 638,160 Total Revenues EXPENDITURES Principal 43,000 43,000 - 43,000 Interest and Fiscal Charges 14,600 14,600 - 14,600 Capital Outlay 43,594 48,950 19,321 29,629 Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No.35 Oshkosh Ave. Corridor For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 163 Original and Final Budget EXPENDITURES Current: Conservation and Development $1,200 $19,950 $18,896 $1,054 NET CHANGE IN FUND BALANCE (1,200) (19,950) (18,896) 1,054 FUND BALANCE - BEGINNING 2,479 2,479 2,479 - FUND BALANCE (DEFICIT) - ENDING $1,279 $(17,471) $(16,417) $1,054 Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No.36 Merge Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable 164 REVENUES Taxes $- - 25,312 25,312 EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No.37 Aviation Plaza For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 165 REVENUES Taxes $- - 293 293 EXPENDITURES NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING FUND BALANCE (DEFICIT) - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No.38 Pioneer Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 166 EXPENDITURES Current: Conservation and Development $20,200 $20,200 $4,914 $15,286 NET CHANGE IN FUND BALANCE (20,200) (20,200) (4,914) 15,286 FUND BALANCE - BEGINNING 9,000 9,000 9,000 - FUND BALANCE (DEFICIT) - ENDING $(11,200) $(11,200) $4,086 $15,286 Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenditures and Changes in Fund Balance (Deficit) Budget to Actual - TIF No.39 Cabrini School Redevelopment For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 167 OPERATING REVENUES Charges for Services 1,009,200 1,009,200 714,485 (294,715) Other Operating Revenues 35,000 35,000 77,210 42,210 Total Operating Revenues OPERATING EXPENSES Total Operating Expenses OPERATING LOSS NONOPERATING REVENUES (EXPENSES) General Property Taxes 809,500 809,500 809,500 - Gain on Disposal of Capital Assets - - 651 651 Nonoperating grants 3,270,200 3,270,200 4,011,307 741,107 Interest Expense (48,100) (48,100) (48,072) 28 Total Nonoperating Revenues (Expenses) INCOME (LOSS) BEFORE CONTRIBUTIONS AND TRANSFERS (4,959,190) (5,540,300) 202,265 5,742,565 TRANSFERS OUT - - (17,000) NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Transit Utility For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 168 OPERATING REVENUES Charges for Services $16,989,900 16,989,900 15,381,609 (1,608,291) Other Operating Revenues 122,500 122,500 195,698 73,198 Total Operating Revenues OPERATING EXPENSES Total Operating Expenses OPERATING INCOME NONOPERATING REVENUES (EXPENSES) Gain on Disposal of Capital Assets - - 14,168 14,168 Investment Earnings 185,600 185,600 8,152 (177,448) Interest Expense (1,823,000) (1,823,000) (1,844,461) (21,461) Total Nonoperating Revenues (Expenses) INCOME BEFORE CONTRIBUTIONS AND TRANSFERS 3,424,100 3,286,835 2,842,553 (444,282) TRANSFERS OUT (1,000,000) (1,000,000) (1,022,400) CAPITAL CONTRIBUTIONS 57,900 57,900 70,381 NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Water Utility For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 169 OPERATING REVENUES Charges for Services 16,799,000 16,799,000 15,797,270 (1,001,730) OPERATING EXPENSES Total Operating Expenses OPERATING INCOME NONOPERATING REVENUES (EXPENSES) Gain on Disposal of Capital Assets - - 23,534 23,534 Investment Earnings 230,400 230,400 79,094 (151,306) Interest Expense (2,582,500) (2,582,500) (2,814,478) (231,978) Total Nonoperating Revenues (Expenses) INCOME BEFORE CONTRIBUTIONS AND TRANSFERS 2,849,900 2,780,500 2,454,768 (325,732) TRANSFERS OUT - - (13,800) CAPITAL CONTRIBUTIONS 378,500 378,500 338,079 NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Sewer Utility For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 170 OPERATING REVENUES Charges for Services $12,529,000 12,529,000 12,321,058 (207,942) Other Operating Revenues 2,000 2,000 37,227 35,227 Total Operating Revenues OPERATING EXPENSES Total Operating Expenses OPERATING INCOME NONOPERATING REVENUES (EXPENSES) Gain on Disposal of Capital Assets - - 5,905 5,905 Nonoperating grants 4,000 4,000 - (4,000) Net Investment Earnings (Loss)349,000 349,000 (16,991) (365,991) Interest Expense (2,990,500) (2,990,500) (2,590,772) 399,728 Total Nonoperating Revenues (Expenses) INCOME BEFORE CONTRIBUTIONS AND TRANSFERS 4,823,200 4,790,440 5,071,358 280,918 TRANSFERS OUT - - (2,900) CAPITAL CONTRIBUTIONS 127,300 127,300 50,252 NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Stormwater Utility For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 171 Original and Final Budget OPERATING REVENUES Charges for Services 129,800 129,800 95,675 (34,125) Fines, Forfeitures and Penalties 15,000 15,000 13,803 (1,197) Total Operating Revenues OPERATING EXPENSES Total Operating Expenses OPERATING LOSS NONOPERATING EXPENSES Interest Expense (2,000) (2,000) (2,064) (64) NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Parking Utility For the Year Ended December 31, 2021 Variance Original Actual Favorable 172 OPERATING REVENUES Taxes 831,000 831,000 1,800,580 969,580 Other Operating Revenues 34,700 34,700 106,078 71,378 Total Operating Revenues OPERATING EXPENSES Total Operating Expenses OPERATING INCOME (LOSS) NONOPERATING EXPENSES Interest Expense (67,500) (67,500) (70,965) (3,465) NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Oshkosh Redevelopment Project For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 173 OPERATING EXPENSES Operation and Maintenance $45,000 $45,000 $1,758 $43,242 OPERATING LOSS (45,000) (45,000) (1,758) 43,242 NONOPERATING EXPENSES Interest Expense (4,600) (4,600) (10,749) (6,149) NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Industrial Park For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 174 OPERATING REVENUES Charges for Services $957,000 $957,000 $1,404,394 $ 447,394 OPERATING EXPENSES Operation and Maintenance 71,895 OPERATING INCOME 29,400 13,600 532,889 519,289 TRANSFERS OUT - - (1,900) (1,900) NET CHANGE IN NET POSITION 29,400 13,600 530,989 517,389 NET POSITION - BEGINNING 1,160,743 1,160,743 1,160,743 - NET POSITION - ENDING $ 1,190,143 $ 1,174,343 $ 1,691,732 $ 517,389 Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Inspection Services For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 175 OPERATING REVENUES Charges for Services $382,400 382,400 380,700 (1,700) Taxes - - - - Fines, Forfeitures and Penalties - - - - Other Operating Revenues - - 3,158 3,158 Total Operating Revenues OPERATING EXPENSES NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Hospital Insurance For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 176 Final Budget OPERATING EXPENSES Claims and Administration $5,200 $5,200 $5,119 $81 OPERATING LOSS (5,200) (5,200) (5,119) 81 NONOPERATING REVENUES Investment Earnings 1,500 1,500 3,682 2,182 NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Police Pension For the Year Ended December 31, 2021 Variance Original Actual Favorable 177 NONOPERATING REVENUES Investment Earnings 1,300 1,300 736 (564) NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Fire Pension For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 178 OPERATING REVENUES Charges for Services 744,000 744,000 594,141 (149,859) OPERATING EXPENSES LOSS BEFORE CONTRIBUTIONS AND TRANSFERS (110,100) (111,000) (340,523) (229,523) TRANSFERS IN - - 388,000 NET CHANGE IN NET POSITION NET POSITION - BEGINNING NET POSITION - ENDING Budget Amounts (Unfavorable) CITY OF OSHKOSH, WISCONSIN Schedule of Revenues, Expenses and Changes in Net Position Budget to Actual - Worker's Compensation For the Year Ended December 31, 2021 Variance Original Actual Favorable Final Budget 179 STATISTICAL SECTION 2021 2020 2019 2018 2017 Governmental Activities Net Investment in Capital Assets 57,867,428$ 53,733,398$ 47,319,281$ 43,812,963$ 37,227,904$ Restricted 39,045,714 38,831,796 28,695,910 27,951,509 28,379,167 Unrestricted 52,633,003 37,888,515 48,436,055 47,114,137 33,786,672 Total Governmental Activities Net Position 149,546,145$ 130,453,709$ 124,451,246$ 118,878,609$ 99,393,743$ Business-Type Activities Net Investment in Capital Assets 141,692,794$ 162,667,610$ 145,221,685$ 140,276,752$ 113,691,844$ Restricted 23,124,605 1,555,705 16,792,800 16,279,781 12,250,194 Unrestricted 81,677,837 71,541,182 65,833,816 58,666,104 73,264,160 Total Business-Type Activities Net Position 246,495,236$ 235,764,497$ 227,848,301$ 215,222,637$ 199,206,198$ Primary government Net Investment in Capital Assets 199,560,222$ 216,401,008$ 192,540,966$ 184,089,715$ 150,919,748$ Restricted 62,170,319 40,387,501 45,488,710 44,231,290 40,629,361 Unrestricted 134,310,840 109,429,697 114,269,871 105,780,241 107,050,832 Total Primary Government Net Position 396,041,381$ 366,218,206$ 352,299,547$ 334,101,246$ 298,599,941$ Net Position Last Five Years (accrual basis of accounting) CITY OF OSHKOSH, WISCONSIN 180 2021 2020 2019 2018 2017 Program Revenues Governmental Activities: Charges for Services: General Government 1,129,474$ 936,771$ 1,602,025$ 1,579,036$ 1,600,030$ Public Safety 4,009,103 2,786,871 3,575,002 2,930,736 3,323,449 Public Works 8,324,516 3,999,812 4,770,871 4,194,483 4,351,816 Health and Human Services 82,116 97,715 150,266 158,010 128,185 Culture and recreation 1,076,121 471,878 1,038,940 1,331,976 991,340 Transportation - 35,254 46,162 49,406 32,311 Conservation and Development 1,069,686 1,222,951 1,238,017 1,910,581 1,948,213 Operating grants and contributions 2,464,359 7,723,599 7,296,173 7,382,098 5,548,647 Capital grants and contributions 2,843,820 1,336,243 2,574,279 5,997,060 6,321,824 Total Governmental Activities Program Revenues 20,999,195 18,611,094 22,291,735 25,533,386 24,245,815 Business-Type Activities: Charges for Services: Transit utility 791,695 880,008 1,116,993 995,725 895,265 Water utility 15,577,307 15,576,609 16,109,837 15,465,120 15,122,194 Sewer utility 15,797,270 15,248,469 15,192,344 14,560,093 13,530,955 Storm Water utility 12,358,285 11,599,453 10,753,050 9,986,323 9,254,565 Other 3,420,530 2,109,141 3,328,348 3,357,933 3,847,579 Operating grants and contributions 4,011,307 3,740,318 4,226,850 3,110,752 3,189,855 Capital grants and contributions 458,712 240,891 1,911,582 5,085,796 3,935,617 Total Business-Type Activities Program Revenues 52,415,106 49,394,889 52,639,004 52,561,742 49,776,030 Total Primary Government Program Revenues 73,414,301 68,005,983 74,930,739 78,095,128 74,021,845 Expenses Governmental Activities: General Government 5,875,221 6,861,389 7,206,740 6,994,718 7,136,366 Public Safety 26,527,572 26,973,652 31,705,030 28,413,351 29,348,673 Public Works 13,344,942 20,166,108 15,888,569 13,759,356 15,167,905 Health and Human Services 691,401 1,126,177 1,013,157 934,016 1,042,797 Culture and recreation 945,661 8,687,753 9,395,932 9,363,655 8,914,798 Transportation 9,633,892 756,552 1,081,675 712,193 1,038,006 Conservation and Development 10,158,963 7,894,395 8,690,720 2,398,993 6,364,471 Unclassified 819,412 1,169,374 875,692 1,149,873 1,310,095 Interest and Fiscal Charges 3,409,132 3,413,132 3,267,500 3,521,757 3,479,436 Total Governmental Activities Expenses 71,406,196 77,048,532 79,125,015 67,247,912 73,802,547 Business-Type Activities: Transit utility 5,410,888 4,921,115 5,373,317 5,252,110 5,115,027 Water utility 12,757,074 11,472,772 11,119,434 10,863,872 10,466,239 Sewer utility 13,445,130 12,192,891 12,647,065 11,962,807 11,528,889 Storm Water utility 7,275,841 7,486,749 7,184,160 6,911,334 6,375,794 Other 2,661,447 2,371,469 2,951,779 3,075,088 3,454,550 Total Business-Type Activities Expenses 41,550,380 38,444,996 39,275,755 38,065,211 36,940,499 Total Primary Government Expenses 112,956,576 115,493,528 118,400,770 105,313,123 110,743,046 Changes in Net Position Last Five Years (accrual basis of accounting) CITY OF OSHKOSH, WISCONSIN 181 2021 2020 2019 2018 2017 Net (Expense)/Revenue Governmental Activities (50,407,001)$ (58,437,438)$ (56,833,280)$ (49,556,732)$ (49,556,732)$ Business-Type Activities 10,864,726 10,949,893 13,363,249 12,835,531 12,835,531 Total Primary Government Net Expense (39,542,275) (47,487,545) (43,470,031) (36,721,201) (36,721,201) General Revenues and Other Changes in Net Position Governmental Activities: Taxes: Property and Other Local Taxes Levied For: General Purposes 29,982,343 28,259,622 27,149,155 26,088,061 25,568,490 Other Purposes 5,839,480 3,048,593 4,111,868 7,053,820 6,652,124 Debt Service 11,160,200 12,070,600 11,451,100 10,985,500 10,323,676 18,015,015 13,718,267 13,092,274 14,004,464 13,868,473 Change in Net Position Changes in Net Position (continued) Last Five Years (accrual basis of accounting) State and Federal Aids Not Restricted to Specific Functions City of Oshkosh, Wisconsin 182 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 FUND BALANCES NONSPENDABLE Inventories and prepaid items 235,147$ 220,529$ 150,934$ 83,851$ 59,300$ 46,778$ 17,259$ 33,723$ 13,477$ 63,560$ Receivables from other funds - 113,993 703,921 - 1,704,665 8,022,157 13,302,738 480,191 6,082,872 9,023,957 RESTRICTED Construction of assets 10,363,853 10,222,843 12,774,151 14,305,655 15,448,351 4,891,747 7,255,154 28,384,271 19,114,218 15,864,698 Debt service - 124,348 2,189,515 1,092,465 923,371 2,251,808 2,361,472 3,437,177 6,628,347 3,843,324 Special purposes 7,742,864 7,550,920 2,982,819 5,915,198 4,873,307 6,169,377 5,676,076 3,763,430 3,121,059 2,954,583 Trust agreements 12,200,095 11,636,360 11,272,813 10,355,777 10,622,852 9,717,845 9,437,194 10,028,621 8,276,873 7,702,043 COMMITTED Special purposes 8,317,413 8,068,583 4,541,964 5,000,463 1,171,091 1,786,878 1,948,928 870,296 327,044 199,313 ASSIGNED Subsequent years 712,583 9,035,291 49,180 161,205 - 1,835 - 44,977 91,977 502,664 Special purposes 8,951,201 - 5,508,363 - - - - - - - Construction of assets 29,584,724 21,941,110 24,477,440 22,279,952 20,927,327 15,083,683 13,759,242 8,436,116 10,610,710 9,450,113 UNASSIGNED General fund 18,281,841 16,478,392 14,256,427 11,817,119 10,230,445 8,427,707 8,540,127 8,718,502 8,262,154 8,820,427 Debt Service (877,277) - - - - - - - - - Special revenue funds (142,242) (84,713) (294,067) 1,181,668 (3,636,920)(74,716) (4,637,412) (3,986,743) (2,058,210) (632,057) Capital project funds (10,336,942) (10,140,129) (9,812,845) (10,224,467) (10,060,081)(12,319,773) (4,706,405) (4,331,169) (5,018,748) (7,783,852) Total Fund Balances 85,033,260$ 75,167,527$ 68,800,615$ 61,968,886$ 52,263,708$ 44,005,326$ 52,954,373$ 55,879,392$ 55,451,773$ 50,008,773$ CITY OF OSHKOSH, WISCONSIN Fund Balances, Governmental Funds Last Ten Years December 31, 2021 183 2021 2020 2019 2018 2017 Revenues Taxes 47,092,045$ 43,238,205$ 42,525,650$ 43,928,857$ 42,339,970$ Special assessments 5,146,172 2,397,687 3,790,351 3,408,853 2,819,275 Intergovernmental 22,689,628 21,214,095 19,564,647 22,494,060 19,375,160 Licenses and permits 846,865 813,981 1,020,303 1,010,623 974,230 Fines and forfeits 604,003 555,420 904,250 763,489 799,480 Public charges for services 5,940,274 4,044,615 5,709,092 4,526,077 3,809,875 Intergovernmental charges for services 3,535,484 3,253,866 4,592,204 3,883,174 4,463,334 Miscellaneous 4,106,248 3,475,786 5,038,886 5,052,408 8,555,585 Total Revenues 89,960,719 78,993,655 83,145,383 85,067,541 83,136,909 Expenditures Current General government 6,582,541 6,247,669 6,258,147 6,653,597 6,384,666 Public safety 29,833,547 27,893,056 27,093,658 26,608,996 26,171,424 Public works 10,605,143 9,291,262 9,653,026 10,331,819 9,186,637 Transportation 691,401 753,027 749,739 719,561 5,385,542 Health and Human Services 975,653 979,569 948,483 938,160 5,212,069 Culture and recreation 9,106,795 7,685,510 8,066,415 7,670,084 1,631,738 Conservation and development 8,199,702 4,468,846 6,407,743 5,525,721 1,317,316 Unclassified 819,412 1,105,967 871,824 1,079,471 1,251,952 Debt service Principal 21,193,791 19,665,095 14,994,182 12,017,594 11,497,406 Interest and fiscal charges 3,698,380 3,845,929 3,650,687 3,724,439 3,675,373 Capital outlay 10,779,050 15,790,346 17,580,820 13,239,606 15,898,274 Total Expenditures 102,485,415 97,726,276 96,274,724 88,509,048 87,612,397 Excess of Revenues Over (Under) Expenditures (12,524,696) (18,732,621) (13,129,341) (3,441,507) (4,475,488) Other Financing Sources (Uses) Long-term debt issued 20,330,000 17,715,000 16,000,000 11,440,000 10,965,000 Premium on debt issued 1,359,700 953,237 931,315 328,285 680,834 Proceeds from sale of capital assets 30,729 22,750 27,573 7,000 Transfers in 3,249,418 4,223,485 3,465,539 6,974,789 12,527,625 Transfers out (2,579,418) (2,390,867) (463,357) (5,603,389) (11,563,116) Total Other Financing Sources (Uses)22,390,429 20,523,605 19,961,070 13,146,685 12,733,870 Net Change in Fund Balance 9,865,733 1,790,984 6,831,729 9,705,178 8,258,382 Fund Balances - January 1, as Restated 75,167,527 73,376,543 61,968,886 52,263,708 44,005,326 Fund Balances - December 31 85,033,260$ 75,167,527$ 68,800,615$ 61,968,886$ 52,263,708$ CITY OF OSHKOSH, WISCONSIN Changes in Fund Balances, Governmental Funds Last Five Fiscal Years 184 Fiscal Year Assessed Value Estimated Actual Value Assessed Estimated Actual Value Total Assessed Value Total Direct Tax Rate Estimated Actual Value Ratio of Total Assessed to Total Estimated Actual Value 2021 3,903,326,700$ 4,571,938,460 91,964,200$ 107,717,005 3,995,290,900$ 11.6083 4,679,655,465 82.87 2020 3,867,063,100 4,294,808,493 99,822,900 110,864,557 3,966,886,000 11.1413 4,405,673,051 88.94 2019 3,806,380,700 4,087,892,193 93,736,900 100,669,474 3,900,117,600 10.9027 4,188,561,667 92.60 2018 3,758,059,400 3,949,636,890 105,526,300 110,905,796 3,863,585,700 10.5820 4,060,542,686 94.90 2017 3,723,271,100 3,793,325,937 134,564,600 137,079,919 3,858,285,700 10.5580 3,930,405,857 98.13 2016 3,641,697,700 3,650,387,038 130,942,200 131,254,637 3,772,639,900 10.3440 3,781,641,675 99.76 2015 3,606,419,800 3,606,061,488 142,327,700 142,313,559 3,748,747,500 9.7870 3,748,375,047 100.00 2014 3,618,101,100 3,592,566,171 157,144,000 156,034,948 3,775,245,100 9.5620 3,748,601,119 100.71 2013 3,602,577,600 3,602,577,600 158,294,700 158,294,700 3,760,872,300 9.2810 3,760,872,300 100.00 2012 3,591,967,000 3,621,421,129 146,992,600 148,197,939 3,738,959,600 8.9370 3,769,619,068 99.18 CITY OF OSHKOSH, WISCONSIN Assessed and Estimated Actual Value of Taxable Property Last Ten Fiscal Years December 31, 2021 Real Property Personal Property 185 Fiscal Year Operations Debt Total Total 2021 8.241$ 3.368$ 11.609$ 39.4% $ 11.350 38.5% $ 1.089 3.7% $ 5.407 18.4%- - 29.455 2020 8.178 2.964 11.142 40.3% 10.034 36.3% 1.117 4.0% 5.362 19.4%- - 27.655 2019 7.672 3.230 10.902 40.0%9.959 36.5%1.105 4.1%5.284 19.4%- - 27.251 2018 7.462 3.120 10.582 40.0%9.424 35.6%1.114 4.2%5.352 20.2%- - 26.472 2017 7.444 3.114 10.558 39.4%9.774 36.5%1.105 4.1%5.369 20.0%- - 26.806 2016 7.360 2.984 10.344 38.1%10.131 37.3%1.116 4.1%5.415 19.9%0.170 0.6%27.176 2015 6.949 2.838 9.787 37.5%9.579 36.7%1.116 4.3%5.429 20.8%0.169 0.6%26.080 2014 4.361 5.201 9.562 36.6%9.737 37.3%1.116 4.3%5.548 21.2%0.169 0.6%26.132 2013 4.151 5.130 9.281 35.5%9.154 35.0%1.973 7.5%5.567 21.3%0.170 0.7%26.145 2012 3.980 4.957 8.937 34.5%8.892 34.4%1.982 7.7%5.890 22.8%0.171 0.7%25.872 Fiscal Year Operations Debt Total Total 2021 31,159,000$ 12,733,500$ 43,892,500$ 111,372,003$ 2020 30,792,500 11,160,200 41,952,700 104,136,455 2019 28,666,800 12,070,600 40,737,400 101,823,772 2018 27,784,400 11,617,200 39,401,600 98,564,296 2017 26,695,100 11,166,600 37,861,700 96,128,841 2016 25,826,000 10,471,700 36,297,700 95,407,876 2015 24,343,600 9,943,100 34,286,700 91,406,804 2014 15,204,000 18,130,300 33,334,300 91,144,879 2013 14,326,700 17,704,300 32,031,000 90,287,704 2012 13,629,708 16,975,200 30,604,908 88,650,296 31,595,334 6,808,053 19,215,346 637,971 30,451,103 6,786,290 20,169,459 638,536 33,555,438 3,910,234 19,019,113 635,319 33,943,225 3,890,900 19,340,255 636,199 35,051,183 3,962,683 19,253,275 - 35,551,348 3,915,834 19,002,146 640,848 37,213,146 4,128,654 19,744,572 - 35,089,846 4,146,909 19,925,941 - 42,916,637$ 4,119,695$ 20,443,171$ -$ 37,784,007 4,207,547 20,192,201 - Oshkosh Area Public Schools Fox Valley Technical College County of Winnebago State of Wisconsin City of Oshkosh CITY OF OSHKOSH, WISCONSIN Property Tax Rates - Direct and Overlapping Governments Last Ten Fiscal Years December 31, 2021 City of Oshkosh Oshkosh Area Public Schools Fox Valley Technical College County of Winnebago State of Wisconsin Tax Levies 186 Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Taxpayer Assessed Valuation (1)Assessed Valuation City of Oshkosh, Wisconsin Principal Taxpayers 12/31/2021 and 12/31/2011 December 31, 2021 December 31, 2011 187 County Percent of Total Year Year (1) City of Oshkosh, Wisconsin Property Tax Levies And Collections Last Ten Fiscal Years Note: Real estate taxes may be paid in a single payment due January 31, or in four installments, January 31, March 31, May 31, and July 31. The City collects taxes on behalf of the overlapping governments. The City remits taxes to the other governments on five settlement dates - January 15, February 15, April 15, June 15, and August 15. The City then transfers the delinquent taxes to the County by August 15 and the County in turn makes the City whole with a settlement on August 20. The City retains the responsibility of collecting delinquent personal property taxes. 188 Fiscal Year General Compensated Pension Liability General Compensate Total Primary Percentage of Personal (1) (1) On August 22, 2014, the City paid off its Unfunded Pension Liability (WRS) with a State Trust Fund Loan. This loan is payable through 2034 with an interest rate of 4.25%. As a result, general obligation debt increased $10,233,802 which was split between governmental and business-type activities. CITY OF OSHKOSH, WISCONSIN Outstanding Debt by Type Last Ten Fiscal Years December 31, 2021 Governmental Activities Business-Type Activities 189 Fiscal Year Population Equalized Value Debt Total Value Per Capita Long-Term Debt CITY OF OSHKOSH, WISCONSIN Ratios of Net General Bonded Debt Outstanding Last Ten Fiscal Years December 31, 2021 Net General 190 Percent Amount Direct Debt: City purpose 121,979,315$ Less Sanitary Sewer purpose (3,595,000) Less Storm Water purpose (3,160,000) Less Water Utility purpose (2,385,000) Less TIF purpose (10,009,988) Net City Purpose 102,829,327$ 100.0000%102,829,327$ Total Net Direct Debt 102,829,327 Overlapping Debt Oshkosh Area Public School District 113,345,000 72.8000%82,515,160 Fox Valley Technical College 72,675,000 10.0440%7,299,477 Winnebago County 33,944,857 29.8200%10,122,356 Total Overlapping Debt 99,936,993 202,766,320$ CITY OF OSHKOSH, WISCONSIN Direct and Overlapping Governmental Activities Debt December 31, 2021 TOTAL DEBT Applicable to City 191 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 Equalized Value 4,821,112,500$ 4,460,244,100$ 4,211,595,500$ 4,073,682,600$ 3,931,778,200$ 3,776,225,300$ 3,743,645,000$ 3,748,827,600$ 3,759,269,500$ 3,762,601,100$ Debt limitation - 5% of equalized value 241,055,625 223,012,205 210,579,775 203,684,130 196,588,910 188,811,265 187,182,250 187,441,380 187,963,475 188,130,055 Debt applicable to limitation Total outstanding general obligation debt 121,979,315 125,376,821 130,216,915 132,788,606 136,799,914 138,876,319 145,410,531 147,228,958 141,394,927 137,859,252 Less: Debt service fund - (124,348) (2,189,515) (1,092,465) (923,371) (760,004) (976,051) (1,536,834) (1,766,431) (1,598,474) Less: Other funds available for debt retirement - -- - - - - - (1,631,854) - % Of Change CITY OF OSHKOSH, WISCONSIN Legal Debt Margin Information Last Ten Fiscal Years December 31, 2021 192 Fiscal Utility Service (1) Less: Operating (2) Net Revenue Available for Debt Principal Interest Revenue Fiscal Utility Service (1) Less: Operating (2) Net Revenue Available for Debt Principal Interest Revenue Fiscal Utility Service (1) Less: Operating (2) Net Revenue Available for Debt Principal Interest Revenue Includes total operating expenses less: depreciation, bond issue expense and interest expense. CITY OF OSHKOSH, WISCONSIN Pledged-Revenue Coverage Last Ten Fiscal Years December 31, 2021 Water Revenue Bonds Debt Service Sewer Revenue Bonds Debt Service Storm Water Revenue Bonds Debt Service Includes total operating revenues and investment income. 193 Total Personal Per Capita Median School Unemployment Year (1)Income (2)Income (3)Age (3)Enrollment (4)Rate (5) 2021 67,610 2,329,164,500 $34,450 34.3 9,191 2.9% 2020 67,408 2,204,376,416 32,702 34 10,494 4.6% 2019 67,201 2,076,309,297 30,897 34 11,050 3.2% 2018 66,945 2,068,399,665 30,897 33.6 11,158 2.7% 2017 66,636 2,073,912,228 31,123 33.6 11,131 3.1% 2016 66,717 2,076,433,191 31,123 N/A 11,128 3.2% 2015 66,327 1,917,115,608 28,904 32.8 11,141 3.8% 2014 66,778 1,865,643,764 27,938 33.9 11,226 4.8% 2013 66,653 1,819,960,165 27,305 32.8 11,465 5.9% 2012 66,325 1,856,768,375 27,995 33.5 11,323 6.9% Source: (1) U.S. Census Bureau - WI Dept of Adminstration (2) Computation of per capita personal income multiplied by population (3) U.S. Census Bureau, http://www.census.gov/ (4) WI Department of Public Instruction, https://dpi.wi.gov/wisedash (5) Wisconsin Department of Workforce Development Website: worknet.wisconsin.gov N/A = Not Available at time of publication City of Oshkosh, Wisconsin Demographic and Economic Statistics Last Ten Years December 31, 2021 194 2011 Percentage of Oshkosh Total City Financial Employees Employment Report Manufacturing Oshkosh Corporation 3,100 8.80%4,500 Amcor (all Oshkosh locations)2,516 7.14%2,325 Silver Star Brands Inc. / Miles Kimball Co.650 1.84%650 Hoffmaster, A Solo Cup Company,440 1.25%481 (Scott Worldwide Food Service) Muza Metal Products 250 0.71%225 Lapham-Hickey Steel 256 0.73%285 Non-Manufacturing Aurora Medical Center & Aurora Group 1,036 2.94%905 U S Bank (Firstar)1,144 3.25%675 4imprint (Nelson Marketing)819 2.32%456 Ascension Health 539 1.53%606 Oshkosh Community YMCA 200 0.57%- Miravida Living 275 0.78%394 Wal-Mart 318 0.90%318 Clarity Care (Residential Care RCDD)420 1.19%326 United Parcel Service 200 0.57%- Government University of WI - Oshkosh 1,288 3.66%1,483 Oshkosh Area School District 1,290 3.66%1,388 Winnebago County 1,046 2.97%996 Winnebago Mental Health Institute 625 1.77%527 City of Oshkosh Full-Time 569 1.61%634 Oshkosh Correctional Institution 502 1.42%519 CESA6 200 0.57%200 Oshkosh's Labor Force Estimates **35,239 **Source: WI DWD - Data Search - Labor Force - Oshkosh - Annual 2020 Source: Oshkosh Chamber of Commerce and/or employers* *Employee counts listed are the number of full-time equivalent employees reported by each organization for the Oshkosh area. http://www.oshkoshchamber.com/business-resources/statistics/employment-statistics CITY OF OSHKOSH, WISCONSIN Principal Employers* Current Year and Ten Years Ago December 31, 2021 2021 195 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 General Fund General Government Manager 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Attorney 4.00 3.65 4.00 4.00 3.00 3.00 3.00 3.00 3.00 3.00 Human Resources 6.00 6.00 6.00 6.00 5.00 5.00 6.00 6.00 6.00 6.00 Clerk 4.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Finance 14.00 16.00 15.28 15.28 14.80 14.80 12.80 12.00 12.00 12.00 Purchasing 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 I T / Central Services 10.00 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.40 Facilities Maint.6.00 5.80 5.80 5.80 5.80 5.80 5.80 5.00 5.00 5.00 Media Services 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Public Safety Safety - - - - - - 1.00 1.00 1.00 1.00 Police 127.00 131.36 129.00 128.49 127.49 127.49 115.00 115.00 114.00 116.00 Fire 117.00 109.00 108.00 108.00 108.00 108.00 108.00 107.00 107.00 108.00 Public Works Public Works Admin.3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Engineers 13.00 12.80 11.70 11.70 11.70 11.70 11.70 11.00 12.00 12.00 Streets 25.00 29.00 29.00 29.00 29.00 29.00 29.00 29.00 29.00 29.00 Central Garage 11.00 10.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 Garbage - - - - - - - 8.00 8.00 9.25 Parks Parks 16.00 15.87 16.00 15.91 14.89 14.89 14.89 14.89 15.64 15.64 Forestry 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 Community Development Assessor 5.00 5.80 5.80 5.80 5.80 5.80 5.80 5.00 5.00 6.00 Economic Development 6.00 5.00 5.00 5.00 5.00 5.00 4.80 4.80 3.00 - Planning 9.00 9.00 9.00 9.00 9.00 9.00 8.50 8.50 7.50 9.90 Inspection Services 8.25 7.74 7.62 7.62 7.50 7.50 7.50 7.50 7.50 10.50 Weights and Measures 1.00 1.30 1.50 1.50 1.50 1.50 - - - - Healthy Neighborhood Initiative 0.75 0.88 0.88 0.88 0.88 0.88 - - - - Transportation Electric 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 Sign 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Administrative Services Safety & Worker Compensation 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Special Revenue Funds Parks Cemetery 3.75 3.64 3.64 3.64 3.64 3.64 3.00 3.00 3.00 3.00 Senior Services 6.25 7.07 7.18 7.18 7.18 7.18 5.00 5.00 5.00 5.00 Parks Revenue Facilities 0.50 0.36 0.49 0.49 0.36 0.36 0.36 0.36 0.36 0.36 Public Works Garbage 9.00 7.50 7.50 7.50 7.50 7.50 8.00 Recycling 5.00 4.50 4.50 4.50 4.50 4.50 5.00 5.00 5.00 5.00 Other Library 38.50 39.30 38.65 38.65 37.68 37.68 38.58 40.25 40.25 40.25 Museum 12.00 12.55 11.00 11.00 11.43 11.43 10.00 10.00 10.00 10.00 Enterprise Funds Convention Center 1.00 1.00 1.00 1.00 1.00 1.00 - - - - Golf Course - - - - 2.00 2.00 2.00 2.00 2.00 2.00 Transit Utility 35.00 31.85 32.00 32.00 32.00 32.00 29.00 28.00 28.00 28.00 Parking Utility 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Water Utility 44.00 38.02 38.02 35.02 35.02 35.02 34.93 34.93 35.05 35.05 Sewer Utility 26.00 36.92 33.02 33.02 33.02 - 32.68 32.68 33.70 33.70 Storm Utility 14.00 14.17 14.17 10.86 10.85 10.85 10.50 10.50 10.50 10.50 Total Full-time Equivalent 602.00 600.48 588.15 581.24 577.94 544.92 555.24 551.81 550.90 558.55 Source: City of Oshkosh Finance Department - Annual Budget CITY OF OSHKOSH, WISCONSIN Full-time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years December 31, 2021 196 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 Police Stations 1 1 1 1 1 1 1 1 1 1 Community Policing Offices 1 1 1 mobile 1 mobile 1 mobile 1 mobile I mobile I mobile 0 0 Patrol Units 30 30 30 30 29 29 28 28 28 28 Fire Stations 6 6 6 6 6 6 6 6 6 6 Refuse Collection Collection trucks 13 13 13 13 13 13 13 13 13 13 Other Public Works Streets (miles)266.14 266.14 266.14 265.33 260.87 260.05 259.35 258.45 263.05 261.72 Street Lights 1,610 1,540 1,496 1,425 1,405 1,390 1,350 1,350 1,310 * City traffic signals (intersections)68 68 68 68 68 68 67 62 ** Parks and Recreation Acreage 417 417 416 415 448 445 440 440 440 440 Playgrounds 19 19 19 19 19 19 19 17 17 17 Baseball/softball diamonds 18 18 19 19 19 19 19 18 18 18 Water Watermains (miles)298.37 300.00 300.00 299.04 297.41 313.00 296.09 295.66 294.09 294.73 Average Daily Pumpage (Million Gallons per day)6.211 5.810 5.960 5.980 5.95 5.790 6.170 6.849 6.160 6.422 Wastewater Sanitary sewers (miles)267.4 267.3 266.51 266.03 266.08 266.50 266.21 266.35 267.04 268.50 Storm sewers (miles)274.4 272.7 270.97 260.35 255.02 256.70 251.97 246.69 ** Transit Buses 16 16 16 16 16 16 16 17 17 17 Sources: various city departments * Data Not Available CITY OF OSHKOSH, WISCONSIN Capital Asset Statistics by Function/Program Last Ten Fiscal Years December 31, 2021 197 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 Police Physical arrests 3,514 2,874 3,518 3,675 1,652 2,646 3,854 4,606 5,162 5,727 Traffic Enforcement Citations 4,501 3,539 6,564 7,077 8,207 7,175 4,720 7,799 7,846 8,919 Reportable Accidents 1,229 962 1,316 1,370 1,453 1,464 1,434 1,243 1,403 1,453 Fire Emergency responses 8,121 8,872 7,480 8,678 7,283 8,591 8,018 8,087 7,625 7,502 Fire responses 125 1,180 104 124 132 113 130 107 114 121 Other 1,305 1,287 1,167 1,475 1,117 844 901 879 783 Refuse Collection Refuse collected (average tons per day)57.82 57.02 53.74 52.83 52.94 51.85 50.42 49.86 49.30 49.23 Refuse collected total tons per year 15,034.32 14,825.04 13,971.79 13,735.54 13,765.69 13,481.38 13,158.55 13,062.67 12,866.88 12,947.22 Comingled recyclable containers (tons)- 4,421 4,353 4,262 4,317 4,526 Mixed paper and comingled recyclables (tons)4,193.96 4,293.35 4,177.21 4,257.00 4,327.65 Other Public Works New street pavement (miles)0.25 0.00 0.21 0.33 - 1.01 0.00 0.00 0.16 0.00 Street resurfacing (miles)2.15 2.19 2.27 2.73 3.50 2.89 2.25 1.38 2.89 4.89 Inspection Commercial construction - units 485 120 9 8 325 71 248 136 30 6 Commercial construction (thousands of dollars)41,674,417 9,563,646 15,898,993 350,000 23,293,785 14,655,000 15,897,849 11,315,000 4,383,000 283,183 Residential construction - units 96 63 35 30 39 25 27 21 21 22 Residential construction (thousands of dollars)17,540,614 14,624,217 8,136,285 7,634,719 7,845,550 4,060,521 4,498,868 3,411,675 3,998,218 3,323,089 Water New construction (miles)0 0 2.41 4.02 4.91 3.43 2.62 2.78 2.54 4.01 Water main leaks 75 68 78 110 87 68 77 124 73 77 Average number of residential customers 21,090 20,809 20,948 20,823 20,585 20,569 21,441 21,268 22,110 20,815 Average annual usage per residential customer, (gallons)33,412 34,694 35,000 34,810 35,047 35,774 34,982 35,651 37,198 40,123 Transit Total route miles 541,003 539,128 546,190 544,929 538,967 483,085 483,492 481,997 486,540 473,615 Passengers (includes paratransit)607,527 464,957 818,919 943,195 980,057 995,697 990,431 1,000,778 1,007,785 1,089,681 Sources: various city departments Notes: Police Statistics Reportable - Anything that gets reported to the State 1) Damage to property is over $1,000 2) Report of an injury or a complaint about an injury 3) Gov't property damage over $250.00 (ex - a light pole) *Data Not Available CITY OF OSHKOSH, WISCONSIN Operating Indicators by Function/Program Last Ten Fiscal Years December 31, 2021 198 2011 Estimate 2012 Estimate 2013 Estimate 2014 Estimate 2015 Estimate 2016 Estimate 2017 Estimate 66,636 2018 Estimate 66,945 2019 Estimate 67,201 2020 Estimate 67,408 2021 Estimate 67,610 Year No. Value No. Value (3) (4) (4) UTILITY CUSTOMERS AT YEAR END - CITY OF OSHKOSH 66,327 66,717 BUILDING PERMITS (2) CITY OF OSHKOSH, WISCONSIN December 31, 2021 66,778 66,653 66,325 66,083 POPULATION - CITY OF OSHKOSH (1) ECONOMICS 199 YEAR TOTAL UNITS SINGLE FAMILY TWO FAMILY FAMILY 2016 128 15 10 103 2017 364 31 8 325 2018 38 30 0 8 2019 35 32 0 3 2020 183 49 14 120 2021 581 72 24 485 CITY OF OSHKOSH, WISCONSIN NEW DWELLING UNITS CONSTRUCTED 2003-2021 200 First 1,000 CU FT $5.12 per 100 CU. FT. Next 2,300 CU FT 4.90 per 100 CU. FT. Next 63,300 CU FT 4.55 per 100 CU. FT. Over 66,600 CU FT 4.26 per 100 CU. FT. Meter Size Meter Size Billings Usage (00's) Minimum Monthly Charge CITY OF OSHKOSH, WISCONSIN UTILITY RATE INFORMATION December 31, 2021 WATER UTILITY RATES Monthly Volume Charge 100 Cubic Feet (CU FT) = 748 Gallons Top Ten Users / Customers 201 CITY OF OSHKOSH, WISCONSIN UTILITY RATE INFORMATION December 31, 2021 per 100 CU FT $5.61 $5.00 Unmetered Customers: $37.52 Billings Usage (00's) Fixed Monthly Charge Top Ten Users / Customers SEWER UTILITY RATES Monthly Volume Charge 100 Cubic Feet (CU FT) = 748 Gallons Special Charges: Meter Reading & Billing Charge for non-sewer deduct meters, per billing period. Fixed Monthly Charge (based on 5 CCF/month) 202 CITY OF OSHKOSH, WISCONSIN UTILITY RATE INFORMATION December 31, 2021 Billings ERU'S STORM WATER UTILITY RATES Top Ten Users / Customers 203 2018 Actuals 2019 Actuals 2020 Original 2020 2021 Change from % of 41 - PROPERTY TAX REVENUE (18,697,464) (19,625,639) (20,309,700) (20,294,900) (22,233,500) 1,923,800 9.47% 42 - INTERGOV REVENUE (16,471,481) (16,559,975) (16,826,100) (16,824,200) (16,726,600) (242,200) -1.44% 43 - LICENSES AND PERMITS (1,010,482) (1,020,195) (974,000) (868,600) (947,000) (27,000) -2.77% 44 - FINES & FORFEITURES (761,047) (901,930) (799,900) (489,300) (901,900) 102,000 12.75% 45 - CHARGES FOR SERVICES (2,859,884) (3,358,025) (2,835,850) (2,470,300) (2,966,000) (220,550) -7.78% 48 - INTERNAL SERV CHRG (4,294,492) (5,004,217) (4,182,500) (4,073,700) (3,295,300) (491,500) -11.75% 49 - MISC REVENUES (1,024,005) (1,094,489) (902,000) (928,700) (793,200) (108,800) -12.06% 52 - OTHER FINANCING (1,000,000) (1,000,000) (1,000,000) (1,000,000) (1,000,000) -0.00% 53 - SALE-CAPITAL ASSETS (9,841) (15,057) (6,500) (6,500) - (6,500)-100.00% (46,128,695) (48,579,528) (47,836,550) (46,956,200) (48,863,500) 929,250 1.94% 61 - DIRECT LABOR 27,532,741 27,957,412 29,598,100 28,881,100 29,150,200 447,900 -1.51% 62 - INDIRECT LABOR - - - - 925,000 (925,000) 0.00% 63 - PAYROLL BENEFITS 9,384,708 9,539,973 10,214,200 9,875,200 10,255,500 (41,300) 0.40% 64 - CONTRACTUAL SERVICES 4,800,684 4,811,199 5,034,450 5,227,660 5,390,400 (410,950) 8.16% 65 - MATERIAL & SUPPLIES 2,350,461 2,509,617 2,648,300 2,502,400 2,508,800 139,500 -5.27% 72 - CAPITAL OUTLAY 252,561 255,223 279,200 275,400 330,900 (51,700) 18.52% 74 - OTHER FINANCING USES 97,128 1,100,000 50,000 50,000 150,000 (100,000) 200.00% 44,418,283 46,173,424 47,824,250 46,811,760 48,710,800 (941,550) 1.97% (1,710,412) (2,406,104) (12,300) (144,440) (152,700) (12,300) -100.00% 2021 General Fund Revenue Budget by Function CITY OF OSHKOSH, WISCONSIN 204 Function 2021 Adopted Budget 2021 Revised Budget 2021 Actuals 01 - GENERAL GOVERNMENT 6,441,200 6,755,200 6,558,220 61 - DIRECT LABOR 3,010,400 3,084,000 3,072,326 63 - PAYROLL BENEFITS 1,084,000 1,095,900 1,068,715 64 - CONTRACTUAL SERVICES 2,034,500 2,076,950 2,129,873 65 - MATERIAL & SUPPLIES 192,400 196,450 161,689 72 - CAPITAL OUTLAY 119,900 301,900 105,617 74 - OTHER FINANCING USES - - 20,000 02 - PUBLIC SAFETY 29,195,800 29,700,602 29,257,130 61 - DIRECT LABOR 19,525,700 19,857,200 19,685,891 63 - PAYROLL BENEFITS 6,917,700 6,991,700 6,818,633 64 - CONTRACTUAL SERVICES 2,157,900 2,203,457 2,156,563 65 - MATERIAL & SUPPLIES 393,500 447,245 415,671 72 - CAPITAL OUTLAY 201,000 201,000 180,373 03 - PUBLIC WORKS 6,194,900 6,286,900 5,742,444 61 - DIRECT LABOR 3,153,400 3,233,400 2,973,716 63 - PAYROLL BENEFITS 1,200,900 1,212,900 1,109,104 64 - CONTRACTUAL SERVICES 396,200 396,200 349,453 65 - MATERIAL & SUPPLIES 1,444,400 1,444,400 1,310,171 04 - TRANSPORTATION 797,000 810,100 800,554 61 - DIRECT LABOR 446,300 457,500 458,502 63 - PAYROLL BENEFITS 158,200 160,100 170,520 64 - CONTRACTUAL SERVICES 72,900 72,900 68,910 65 - MATERIAL & SUPPLIES 109,600 109,600 99,878 72 - CAPITAL OUTLAY 10,000 10,000 2,745 06 - CULTURE & RECREATION 2,303,900 2,340,900 2,287,172 61 - DIRECT LABOR 1,286,200 1,312,300 1,320,053 63 - PAYROLL BENEFITS 443,900 448,700 430,828 64 - CONTRACTUAL SERVICES 343,200 343,200 338,403 65 - MATERIAL & SUPPLIES 230,600 236,700 197,888 07 - CONSERVATION & DEVELOPMENT 1,949,600 1,986,400 1,833,714 61 - DIRECT LABOR 1,278,200 1,310,100 1,249,933 63 - PAYROLL BENEFITS 403,300 408,200 364,891 64 - CONTRACTUAL SERVICES 254,400 254,400 209,108 65 - MATERIAL & SUPPLIES 13,700 13,700 9,782 08 - UNCLASSIFIED 903,400 237,007 1,373,618 61 - DIRECT LABOR 450,000 450,000 663,634 63 - PAYROLL BENEFITS 47,500 47,500 62,507 64 - CONTRACTUAL SERVICES 248,800 222,807 125,659 65 - MATERIAL & SUPPLIES 7,100 7,100 6,418 74 - OTHER FINANCING USES 150,000 (490,400) 515,400 40 - DEBT SERVICE 18,259,800 18,259,800 34,057,947 64 - CONTRACTUAL SERVICES - - 15 67 - DEBT SERVICE 18,259,800 18,259,800 16,941,088 74 - OTHER FINANCING USES - - 17,116,844 Grand Total 66,045,600 66,376,908 81,910,800 CITY OF OSHKOSH, WISCONSIN 2021 Operating Expenditure Budget by Function 205 PER $1,000 2021 2020 INCREASE OF TAXES TAX RATE TAX RATE (DECREASE) State 0.000%-$ -$ -$ County 18.355%5.406 5.284 0.122 City Tax 39.412% 11.608 10.903 0.705 Area Schools 38.536% 11.350 9.959 1.391 Area Vocational 3.697%1.089 1.105 (0.016) 100.000% 29.453 27.251 2.202 State Credit 1.659 1.719 (0.060) 27.794$ 25.532$ 2.262$ CITY OF OSHKOSH 2022 LEVY - 2021 TAX RATE State 0.000% County 18.355% City Tax 39.412% Area Schools 38.536% Area Vocational 3.697% 206 2022 2021 INCREASE SOURCE OF FUNDS AMOUNT PERCENT PERCENT (DECREASE) GENERAL REVENUES 51,587,300 53.47%50.45%3.02% INTERGOV REVENUES 24,574,500 25.47%25.19%0.28% LICENSES AND PERMITS 1,943,500 2.01%2.02%-0.01% FINES & FORFEITURES 867,300 0.90%0.97%-0.07% CHARGES FOR SERVICES 4,191,500 4.34%4.12%0.22% PUBLIC LIBRARY 224,000 0.23%0.24%-0.01% INTERNAL SERVICE CHARGES 4,794,400 4.97%4.47%0.50% MISC REVENUES 4,695,800 4.87%5.01%-0.14% OTHER FINANCING SOURCES 3,497,100 3.62%7.49%-3.87% SALE OF CAPITAL ASSETS 107,800 0.11%0.04%0.07% 96,483,200$ 100.00%100.00% CITY OF OSHKOSH, WISCONSIN 2022 BUDGET SOURCE OF FUNDS - REVEUNES GENERAL REVENUES 53% INTERGOV REVENUES 26% LICENSES AND PERMITS 2% FINES & FORFEITURES… CHARGES FOR SERVICES 4%PUBLIC LIBRARY <1% INTERNAL SERVICE CHARGES 5% MISC REVENUES 5% OTHER FINANCING SOURCES 4% SALE OF CAPITAL ASSETS <1% 207 2022 2021 INCREASE USE OF FUNDS AMOUNT PERCENT PERCENT (DECREASE) 01 - GENERAL GOVERNMENT 7,012,500 11.22%9.75%1.47% 02 - PUBLIC SAFETY 30,624,500 48.99%44.21%4.78% 03 - PUBLIC WORKS 5,317,100 8.51%9.38%-0.87% 04 - TRANSPORTATION 848,100 1.36%1.21%0.15% 06 - CULTURE & RECREATION 2,495,400 3.99%3.49%0.50% 07 - CONSERVATION & DEVELOPMENT 2,006,800 3.21%2.95%0.26% 08 - UNCLASSIFIED 1,469,700 2.35%1.37%0.98% 40 - DEBT SERVICE 12,741,700 20.38%27.65%-7.27% 62,515,800 100.00%100.00% CITY OF OSHKOSH, WISCONSIN 2022 BUDGET USE OF FUNDS - EXPENDITURES 01 - GENERAL GOVERNMENT 11.22% 02 - PUBLIC SAFETY 48.99%03 - PUBLIC WORKS 8.51% 04 - TRANSPORTATION 1.36% 06 - CULTURE & RECREATION 3.99% 07 - CONSERVATION & DEVELOPMENT 3.21% 08 - UNCLASSIFIED 2.35% 40 - DEBT SERVICE 20.38% 208 AMOUNT PERCENT 61 - DIRECT LABOR 30,544,000 48.5359% 63 - PAYROLL BENEFITS 10,431,400 16.5760% 64 - CONTRACTUAL SERVICES 5,934,200 9.4297% 65 - MATERIAL & SUPPLIES 2,817,100 4.4765% 67 - DEBT SERVICE 12,741,700 20.2472% 72 - CAPITAL OUTLAY 262,400 0.4170% 74 - OTHER FINANCING USES 200,000 0.3178% 62,930,800$ 100.0000% CITY OF OSHKOSH, WISCONSIN 2022 BUDGET - USE OF FUNDS BY FUNCTION 61 - DIRECT LABOR 48.54% 63 - PAYROLL BENEFITS 16.58% 64 - CONTRACTUAL SERVICES 9.43% 65 - MATERIAL & SUPPLIES 4.48% 67 - DEBT SERVICE 20.25% 72 - CAPITAL OUTLAY 0.42%74 - OTHER FINANCING USES 0.32% 209 ADDITIONAL REPORT 210 Independent Auditors’ Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards To the Common Council City of Oshkosh, Wisconsin We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of City of Oshkosh, Wisconsin, (City) as of and for the year ended December 31, 2021, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements, and have issued our report thereon dated September 12, 2022. Report on Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered City of Oshkosh, Wisconsin’s internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of City of Oshkosh, Wisconsin’s internal control. Accordingly, we do not express an opinion on the effectiveness of City of Oshkosh, Wisconsin’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements, on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or, significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses or significant deficiencies may exist that were not identified. Report on Compliance and Other Matters As part of obtaining reasonable assurance about whether City of Oshkosh, Wisconsin’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. 211 Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. KerberRose SC KerberRose SC Certified Public Accountants Appleton, Wisconsin September 12, 2022 THIS PAGE LEFT BLANK INTENTIONALLY