Loading...
HomeMy WebLinkAbout2020CAFRCity of  Oshkosh    COMPREHENSIVE ANNUAL  FINANCIAL REPORT  Including Auditor’s Report  For the fiscal year ending   December 31, 2020  City of Oshkosh, Wisconsin DECEMBER 31, 2020 Table of Contents INTRODUCTORY SECTION Letter of Transmittal 1 Organizational Chart 11 The City 12 FINANCIAL SECTION INDEPENDENT AUDITORS’ REPORT 13 MANAGEMENT’S DISCUSSION AND ANALYSIS 15 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Statement of Net Position 23 Statement of Activities 24 Fund Financial Statements Balance Sheet - Governmental Funds 26 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 28 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 30 Statement of Net Position - Proprietary Funds 31 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds 33 Statement of Cash Flows - Proprietary Funds 34 Statement of Fiduciary Net Position - Fiduciary Funds 36 Statement of Changes in Net Position - Fiduciary Funds 37 Notes to Basic Financial Statements 38 REQUIRED SUPPLEMENTARY INFORMATION Schedule of Changes in Total OPEB Liability and Related Ratios 76 Schedule of Proportionate Share of Net Pension Liability (Asset) - Wisconsin Retirement System 77 Schedule of Contributions - Wisconsin Retirement System 77 Schedule of Proportionate Share of Net OPEB Liability - Local Retiree Life Insurance Plan 78 Schedule of Contributions - Local Retiree Life Insurance Plan 78 Notes to Required Supplementary Information 79 City of Oshkosh, Wisconsin DECEMBER 31, 2020 SUPPLEMENTARY INFORMATION Combining Balance Sheet - Nonmajor Governmental Funds 80 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds 96 Combining Statement of Net Position - Nonmajor Enterprise Funds 112 Combining Statement of Revenues, Expenses and Changes in Net Position - Nonmajor Enterprise Funds 113 Combining Statement of Cash Flows - Nonmajor Enterprise Funds 114 Combining Statement of Net Position - Internal Service Funds 116 Combining Statement of Revenues, Expenses and Change in Net Position - Internal Service Funds 117 Combining Statement of Cash Flows - Internal Service Funds 118 Combining Statement of Net Position - Custodial Funds 119 Combining Statement of Changes in Net Position - Custodial Fund 120 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Debt Service Fund 121 Special Assessment Improvement 122 Contract Control 123 Committee on Aging 124 Business Improvement District 125 Recycling 126 Street Lighting 127 Library 128 Museum 129 Cemetery 130 Community Development Block Grant 131 Local Revolving Loan Program 132 Senior Center Revolving Loans 133 Bicycle 134 Police Special 135 Police Asset Forfeiture 136 Federal Police Asset Forfeiture 137 EMS Fire Grant 138 Historical Marker 139 Community Development Special 140 Parks Revenue Facilities 141 Leach Amphitheater 142 City of Oshkosh, Wisconsin DECEMBER 31, 2020 Public Works Special 143 Garbage Disposal 144 Pollock Water Park 145 Healthy Neighborhood Initiative 146 Rental Inspections 147 Special Events 148 Street Tree 149 Equipment 150 Park Improvement 151 Grand Opera 152 Parking Ramp 153 TIF #8 S Aviation Industrial 154 TIF #10 Main and Washington 155 TIF #11 Oshkosh Office Center 156 TIF #12 Division Street 157 TIF #13 Marion Road/ Pearl Ave. 158 TIF #14 Mercy Medical 159 TIF #15 Park Plaza 160 TIF #16 100 Block Redevelopment 161 TIF #17 City Centre 162 TIF #18 SW Industrial #3 163 TIF #19 NW Industrial Expansion 164 TIF #20 South Side Fox River 165 TIF #21 Fox River Corridor 166 TIF #23 SW Industrial Park 167 TIF #24 Oshkosh Corp 168 TIF #25 City Center Hotel 169 TIF #26 Aviation Business Park 170 TIF #27 North Main Street 171 TIF #28 Beach Building Redevelopment 172 TIF #29 Morgan District 173 TIF #30 Washington Building 174 TIF #31 Buckstaff Redevelopment 175 TIF #32 Granary Redevelopment 176 TIF #33 Lamico Redevelopment 177 City of Oshkosh, Wisconsin DECEMBER 31, 2020 TIF #34 Oshkosh Corp Headquarters 178 TIF #35 Oshkosh Ave. Corridor 179 TIF #36 Merge Redevelopment 180 TIF #37 Aviation Plaza 181 TIF #38 Pioneer Redevelopment 182 TIF #39 Cabrini School Redevelopment 183 Transit Utility 184 Water Utility 185 Sewer Utility 186 Storm Water Utility 187 Parking Utility 188 Oshkosh Redevelopment Project 189 Industrial Park 190 Inspection Services 191 Hospital Insurance 192 Police Pension 193 Fire Pension 194 Workman’s Compensation 195 STATISTICAL SECTION Net Position 196 Changes in Net Position 197 Fund Balances, Governmental Funds 199 Changes in Fund Balance, Governmental Funds 200 Assessed and Estimated Actual Value of Taxable Property 201 Property Tax Rates - Direct and Overlapping Governments 202 Principal Taxpayers 203 Property Tax Levies and Collections 204 Outstanding Debt by Type 205 Ratios of Net General Bonded Debt Outstanding 206 Direct and Overlapping Governmental Activities Debt 207 Legal Debt Margin Information 208 Pledged-Revenue Coverage Water Revenue Bonds 209 Sewer Revenue Bonds 210 Storm Water Revenue Bonds 211 City of Oshkosh, Wisconsin DECEMBER 31, 2020 Demographic and Economic Statistics 212 Principal Employers 213 Full-time Equivalent City Government Employees by Function / Program 214 Capital Asset Statistics by Function / Program 215 Operating Indicator by Function / Program 216 Economics - Population, Building Permits, and Utility Customers 217 New Dwelling Units Constructed 218 Utility Information 219 Budgeted Revenues 222 Operating Budget by Function 223 Pie Charts - Levy Rate 224 Source of Funds (Where the Money Comes From) 225 Use of Funds (Where the Money Goes) 226 Use of Funds by Function (How the Money Goes) 227 ADDITIONAL INDEPENDENT AUDITORS’ REPORT FOR BASIC FINANCIAL STATEMENTS Independent Auditors’ Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 228 Schedule of Findings and Responses 230 Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 1  August 12, 2021 Honorable Mayor and Council Members, City of Oshkosh: The Comprehensive Annual Financial Report for the fiscal year ended December 31, 2019, has been prepared to provide readers detailed information concerning the financial condition of the City of Oshkosh. This report was prepared by the City’s Department of Finance. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the information contained herein is accurate in all material respects. In addition, we believe the information is presented in a manner designed to fairly set forth the financial activities of the City and its various funds and account groups; and that all of the disclosures necessary to enable the reader to gain the maximum understanding of the City’s financial activities have been included. THE REPORTING ENTITY The Governmental Accounting Standards Board (GASB) outlines criteria by which financial information must be supplied by the primary government. Criteria include 1) the primary government’s finances; 2) organizations for which the primary government is financially responsible; and 3) other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statement to be misleading or incomplete. This report includes all of the funds and component units of the City of Oshkosh as defined by the criteria for reporting units. General Fund Accounts for the eneral operation of the Cit of Oshkosh Special Revenue Funds Committee on Aging Business Improvement Recycling Street Lighting Library Police Special Fire/Safety Police Asset Forfeiture Federal Police Asset Forfeiture Community Develop Spec Leach Amphitheater Garbage Disposal Public Works Spec Museum Cemetery Community Development Block Grant Rental Rehab Loan Program Senior Center Revolving Loans Bicycle EMS/Fire Grant Cable TV Franchise Historical Marker Parks Revenue Pollock Water Park Healthy Neighborhoods Rental Inspections Debt Service Fund This fund accounts for the resources accumulated and payments made for the principal and interest on lon -term debt Capital Projects Funds Sidewalk Construction Street Trees Contract Control Park Improvements Mct Rochlin Park Smokestack Street Improvement Special Assessments Equipment Revolving Parks Subdivision Senior Center Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 2  TIF # 8 - 39 Enterprise Funds Transit Water Parking Sewer Storm Water Oshkosh Redevelopment Project Internal Service Funds Hospital Insurance Workman’s Compensation Police Pension Fire Pension Agency Funds Tax Collection The Redevelopment Authority is a component unit of the City, so this report include a discrete presentation of their financial data. The Redevelopment Authority was created by the City Council in 2003 for the purpose of eliminating and preventing substandard, deteriorated and blighted area and encouraging urban renewal, especially in the central city. ECONOMIC CONDITIONS Oshkosh is the perfect place for businesses to call home. With an impressive portfolio of top employers, Oshkosh has the resources that businesses and entrepreneurs need to reach their goals and find success. The top ten employers are as follows: Firm Type of Business/Product Estimated Employees Oshkosh Corporation Specialized Trucks 3,100 Bemis Packaging 2,300 UW-Oshkosh College 1,288 Oshkosh Area School District Elementary and secondary education 1,290 Silver Star Brands Mail order distribution 650 Aurora Medical Cente Healthcare 1,036 Winnebago County Government 1,046 4 Imprint Advertising specialties 819 US Bank Financial Institution 1,144 Winnebago Mental Health Institute Healthcare 625 Rooted in manufacturing excellence, Oshkosh is committed to the continued diversification of our manufacturing base in order to ensure and maintain a strong economic climate. Our focus for new growth include: Aviation Aviation is a big part of our heritage and it’s something we’d like to build upon. The Oshkosh region is uniquely positioned to cultivate business in this sector because of our incredible assets: the Experimental Aircraft Association (EAA) world headquarters, the annual AirVenture fly-in, a network of four airports with a wide array of services and facilities, aviation education programming at Fox Valley Technical College (FVTC), the University of Wisconsin Oshkosh (UW Oshkosh), a strong workforce, an established supply chain and an already existing aviation business cluster. Advancing the development of aerospace and aviation has been fully embraced by UW Oshkosh who founded the AeroInnovate program in 2008 to foster innovation in the sector. Grants from the U.S. Economic Development Administration (EDA) and the Department of Defense Office of Economic Adjustment (DoD-OEA) have provided funding support for advancement of the aerospace cluster initiative. In 2012, East Central Wisconsin Regional Planning Commission (ECRPC), the city of Oshkosh and UW Oshkosh applied for and received a $2,000,000 grant from the EDA to build the infrastructure needed at the Oshkosh Aviation Business Park. In 2013, following cuts in defense spending, the region was awarded a planning grant from DoD-OEA (ORDIDI grant). The purpose of the grant was twofold: first, to provide direct assistance to suppliers and employees in Oshkosh and surrounding communities, and second, to assist with economy diversification efforts already underway. One diversification effort was the aerospace development cluster project. A portion of the ORDIDI grant was allocated to provide funding to conduct an aerospace cluster study in Oshkosh and develop an associated business plan. The study used industry trends, market opportunities and regional assets to better focus efforts on specific areas of the aerospace/aviation industry. Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 3  One diversification effort was the aerospace development cluster project. A portion of the ORDIDI grant was allocated to provide funding to conduct an aerospace cluster study in Oshkosh and develop an associated business plan. The study used industry trends, market opportunities and regional assets to better focus efforts on specific areas of the aerospace/aviation industry. Manufacturing The Oshkosh-Neenah Metropolitan Statistical Area, (MSA) is home to over 300 manufacturing-related businesses employing more than 22,000 people. In fact, manufacturing is the area’s top industry. The economic base for Oshkosh and Winnebago County pertaining to manufacturing has a higher concentration than does the industry in Wisconsin or nationally. As a result, as both a growth and maturing industry, Oshkosh is focused on helping our employers through both opportunities and challenges related to workforce development, international trade, supplier connections, innovation and assistance with regulatory issues. Information Technology Information Technology is such an integral part of business today. Amplify Oshkosh is working to foster awareness and growth of IT in our community. A study completed by Oshkosh community partners called for Oshkosh to continue to provide the necessary resources to existing IT companies and local entrepreneurs that want to grow their businesses in Oshkosh and the New North region. The presence of a strong educational system, including UW-Oshkosh and Fox Valley Technical College, provides a talent base for future employees, as well as core degree programs that will help the IT sector grow. We have a growing network of IT professionals that is being fostered by the growth of these companies and we have the basic infrastructure network in place that has allowed these companies to locate and grow here. Ransomware, COVID-19and Economic Disruptions The City experienced two disruption in 2020, a ransomware attack in February and the on-going impact of the COVID-19 virus. The ransomware attack started when a city staff member received a phishing e-mail that was well crafted to appear legitimate. Since the end-user did not suspect anything malicious, they proceeded to open the e-mail and its subsequent macro-enabled attachment. This allowed the retrieval of a multiple command & control programs. The programs performed their own reconnaissance to allow efficient and widespread use of RYUK ransomware, which was retrieved and deployed. The cyber forensic company & legal firm retained by our cyber-liability insurance company determined no evidence of data exfiltration or remote access occurred within the city network, as a result for this cyber-attack. It appeared to be solely for the purpose of a ransom payout. The City has continued to harden its network and remain guarded against future attacks. Additionally, the Common Council has been asked to allocate appropriate funding to acquire and maintain resources to effectively mitigate, respond to and recover from future cyber-attacks. The City continues to monitor the effects of the COVID-19 pandemic and related economic disruption. While the impact of COVID-19 causes a reduction in revenue in 2020. The City also incurred fewer expenditures. The City to will continue to monitor the budgetary impact and activities and expects minimal disruption in operations. Ongoing impact of COVID-19 on the City’s operational and financial performance will depend on future developments, including the duration of the outbreak and related governmental or regulatory actions. Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 4  MAJOR INITIATIVES The City of Oshkosh developed and follow a Strategic Plan for 2019 and 2020. The Vision Statement for the City is that Oshkosh is “A thriving and sustainable community offering abundant opportunities for work and life.” To reach that vision, the mission of the City was to “provide goods and services in pursuit of a safe and vibrant community.” The Strategic Plan was developed around six strategic goals: support economic development; provide a safe, secure, and healthy community; enhance the effectiveness of our city government; improve and maintain our infrastructure; enhance our quality of life services and assets; and strengthen our neighborhoods. Economic Development The strategic goal is to be recognized as a premier community in Wisconsin by fostering entrepreneurial activity, developing and retaining a diverse mix of employees and employment opportunities, and revitalizing the downtown/central city area and the greater Oshkosh area. To accomplish this goal the City objectives include: A)Attract, expand, and retain business and workforce B)Support redevelopment opportunities for central city, waterfront, underutilized properties in the City, and busy corridors C)Continue to develop infrastructure needed to support business and residential development D)Promote and market the City of Oshkosh E)Develop an effective economic development incentive program Safe, Secure, and Healthy Community The strategic goal is to create public safety officials who are trusted, efficient and effective professionals. To accomplish this goal the City objectives include: A)Enhance community trust in Public Safety B)Strengthen relationships with neighborhood organizations and diverse community groups C)Implement strategies and solutions for community risk reduction D)Provide an appropriate level of response to emergencies E)Improve the community’s ability to withstand and recover from disruptive events F)Continue to improve strategies to address substance abuse in the community G)Improve transportation safety within the community H)Strengthen our professional and diverse workforce within public safety I)Enhance crime prevention and community policing strategies Enhance the Effectiveness of City Government The strategic goal is to maximize organizational efficiency by successfully achieving City initiatives. To accomplish this goal the City objectives include: A)Recruit, retain, engage, recognize, diversify and develop employees, future leaders and volunteers B)Increase varied programming to support organizational development C)Maximize our financial position based on our capabilities and limitations D)Improve our internal and external communication systems E)Align internal departmental action plans to strategic plan F)Align employee performance to department plans G)Implement/Improve our performance and outcome measurers H)Enhance local engagement with state legislators to increase local control I)Strengthen partnerships and collaboration in diverse community groups (public/private) Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 5  Improve and Maintain Infrastructure The strategic goal is that a safe and effective infrastructure that provides a framework for full scale community enjoyment. To accomplish this goal the City objectives include: A)Improve City streets, transit, bike, pedestrian and public utilities B)Improve City storm water management C)Execute clear water initiatives D)Improve City buildings and energy efficiency E)Update and Maintain City technology F)Update and maintain City equipment Enhance Quality of Life Services and Assets The strategic goal is that natural, cultural and recreational assets of the city are recognized as a sources of pride for the community. To accomplish this goal the City objectives include: A)Implement Comprehensive Outdoor Recreation Plan (CORP) B)Implement 2018 – 2019 Parks Strategic Plan C)Continue to develop river walk – “Focus On the Water” D)Enhance the Museum’s capacity to recognize, preserve, and interpret the history of our community E) Make progress towards the library’s vision of “A Library in Every Life” F)Establish a long-term funding strategy to support and improve arts and culture Strengthen Our Neighborhoods The strategic goal is that neighborhoods throughout the community are attractive, well maintained, and desirable places to live that inspire positive social interactions among residents. To accomplish this goal the City objectives include: A)Enhance and promote a culture of neighborhood B)Leverage city resources and incentives to encourage private investment in neighborhoods C)Build Awareness for neighborhood development D)Increase owner investment and maintenance in property E)Establish city inter-departmental teams for planning and completing neighborhood projects F)Increase quality and diversity of housing stock ACCOUNTING SYSTEM AND BUDGETARY CONTROL The City’s accounting records for general government operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City’s utilities and other enterprise funds are maintained on an accrual basis. In developing and modifying the City’s accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: 1)The safeguarding of assets against loss from unauthorized use or disposition and 2)The reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: 1)The cost of a control should not exceed the benefits likely to be derived and 2)The evaluation of costs and benefits requires estimates and judgment by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained at the department level by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of the departmental balances are not released until additional appropriations are made available. Open encumbrances are reported as reservations of fund balance as of December 31, 2020. Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 6  GENERAL GOVERNMENT FUNCTIONS City Council The City Council is the legislative and policy making body of the City and is composed of seven Council Members, who are elected at large for two-year terms. The Mayor presides over Council meetings. The Deputy Mayor presides at Council meetings in the Mayor’s absence. The responsibilities of the City Council include: (i) enacting ordinances, resolutions and orders necessary for the proper governing of the City’s affairs; (ii) reviewing and adopting the annual budget; (iii) reviewing and deciding on recommendations from various boards and commissions; (iv) establishing policies and measures to promote the general welfare of the City and safety and health of its citizens; and (v) representing the City at official functions with other governmental agencies and organizations. City Administration The City Manager, Mark A. Rohloff, is the Chief Executive Officer for the City of Oshkosh and is responsible for planning, organizing, and directing the activities of the city, with policy direction from the Common Council. Mr. Rohloff has over 35 years of experience in local government management. The Finance Department is responsible for the following divisions: Finance, Collections, Accounting, Payroll, Parking, and Water/Sewer/Storm Water Utilities. The department assists the City Manager in preparing the City Budget and is responsible for the administration of budgeted funds. The Finance Director is led by Russell Van Gompel, who is assisted by the Assistant Director of Finance, Jennifer Messerschmidt, CPA, whose day-to-day responsibilities include supervising and participating in all general, utility, and special accounting activities of the City. Principal Governmental Services Performed by the City Among the services it provides, the city maintains and oversees the capital budget operations of police and fire departments, water and sewerage utilities, parking utility, a public library, a museum, mass transit, planning and zoning, parks and recreation and public works departments. Brief descriptions of these services are set forth below. POLICE DEPARTMENT – The Police Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, includes 100 sworn officers and 29 full and part-time civilian employees, 10 community service officers, and 18 school crossing guards. The full-time mission of the Oshkosh Police Department is to promote public safety and to enhance the quality of life in our community through innovative policing and community partnerships. FIRE DEPARTMENT – The Fire Department provides fire protection to residents within the City and paramedic ambulance service to the City and surrounding communities. The Fire Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, maintains six fire stations, which house the department’s 22 pieces of fire, safety and rescue equipment. The department has 108 full-time employees. PUBLIC LIBRARY – The Oshkosh Public Library serves approximately 34,000 cardholders from Oshkosh and surrounding towns through the main library, library website, and deposit collections. Over 300,000 items in the collections are checked out over 1,000,000 times in a year and over 400,000 visits are made to the library. Pursuant to Ch. 43.54 of the Wisconsin State Statutes, a Library Board of Trustees governs the Library. MUSEUM – The Oshkosh Public Museum serves the community through permanent, traveling, and virtual exhibitions, educational services and programs, publications, and research facilities. The Museum is entrusted with the preservation, care, and documentation of 250,000 objects, as well as historic photographs, film, and archival materials. The Museum is governed by an eleven member Board which includes the Superintendent of Schools, and School Board President. DEPARTMENT OF PARKS – The Department of Parks develops and maintains the City’s 440 acres of park and public areas including recreational facilities, Lakeshore Municipal Golf Course, urban Forestry, Riverside Cemetery, Leach Amphitheater, Pollock Community Water Park, Menominee Park Zoo, multi-purpose trail systems, river walk, round-a-bouts, and Seniors Center. Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 7  MASS TRANSIT – The Transit System (GO Transit), consists of 16 buses providing service over nine fixed-routes in the City of Oshkosh. An additional intercity route provides service between Oshkosh and Neenah, WI. The intercity route is provided by a contractor. The buses travel over 550,000 miles annually. The transit system also provides four paratransit programs for the community through a service contract. In total, over 1 million rides are provided each year. A seven-member Transit Advisory Board and the Oshkosh Common council govern the activities of GO Transit. PARKING UTILITY – The Parking Utility operates nineteen off-street parking lots, containing 1,679 parking stalls. There are seventeen off-street parking lots in the central business district and two off-street lots in the Oregon Street business area. In 1987, a Business Improvement District was formed in the downtown area. The BID assists in the financing of the downtown lots. A five-member commission provides recommendations for the activities of the utility. PUBLIC WORKS DEPARTMENT – The Public Works Department consists of seven separate divisions as follows: The Engineering Division is responsible for the design and preparation of drawings and specifications for street construction and maintenance, sidewalks, sanitary sewers, water mains, storm sewers, as well as construction management for these projects. The Street Division provides for maintenance of public roadways/alleys/parking lots, and storm/sanitary sewers within those streets. Maintenance of storm sewer facilities includes ditching and drainage work. The Central Garage Division is responsible for repair, maintenance, and service of City vehicles in twelve departments. The Sanitation Division provides for collection of solid waste material from residential properties which are one to four units in size. Disposal of this solid waste is governed by agreements with the Winnebago County Solid Waste Management Board. The Sanitation Division is also responsible for the City’s recycling program. The Water Utility operates a sixteen million gallon per day water filtration plant put into operation in 1999, operating 24 hours a day, to provide potable water production and distribution for general public use, industrial and firefighting purposes. The source of water supply is Lake Winnebago. Three underground reservoirs provide 2,500,000 gallons of water storage. Elevated storage consists of two 750,000-gallon tanks, a 1,250,000-gallon tank and a 1,500,000-gallon tank. The Water Distribution Division is in charge of daily and emergency maintenance of all water mains, hydrants, services, and meters. The Sewer Utility operates a 20 million gallon per day (MGD) Wastewater Treatment Facility that provides secondary treatment and discharges the treated wastewater to the Fox River. The Storm Water Utility is responsible for managing storm water runoff generated within the City of Oshkosh. In addition to providing flood reduction benefits, the Storm Water Utility is required to comply with the requirements of the Federal Clean Water Act, administered by the Wisconsin Department of Natural Resources. These requirements include reducing the amount of pollution discharging into Lake Winnebago from the storm water generated within the City of Oshkosh. DEPARTMENT OF TRANSPORTATION – The Department of Transportation maintains and installs all signs, pavement markings, lighting systems, fiber optics, and traffic signals for public streets, parks and city buildings. City Employees The City employs approximately 558 full-time, 102 part-time, and 95 seasonal employees. Of which 14 are officials or administrators, 46 are supervisors/managers, and 202 employees are involved in protective services. Certain groups of employees of the City, including Fire, Police, and Transit are organized into labor unions for purposes of conducting collective bargaining with the City. The contracts are in effect through 2020. All eligible full-time and part-time City employees participate in the Wisconsin Retirement System, with limited seasonal staff also eligible and enrolled. Pursuant to State Law, annual contribution rates are set in June each year by an independent consulting actuary and approved by the Employee Trust Funds Board. The rates based on Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 8  assumptions concerning mortality, disability, interest rates, retirement age, retirement formula factor and the earnings, age, number of people in each category etc. The City’s total contribution to the Retirement Fund was $for the year ended December 31, 2020. In addition to the above referenced retirement fund, the State administers a plan for four retired employees of the Police and Fire Departments. These individuals had been covered by a private pension plan prior to the City joining the present plan. The City funds retirement contributions to meet current benefit payments to retired employees. The total cost for the year ended December 31, 2020 was $5,119. The accompanying financial statements include all significant operations of the City. A summary of this year’s revenues and expenditures/expenses are included in the Management’s Discussion and Analysis section, which is in the financial section of this audit report. Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 9  DEBT ADMINISTRATION The rates of net bonded debt to assessed valuation and the amount of bonded debt per capita are useful indicators of the City’s debt position to municipal management, citizens, and investors. This data for the City of Oshkosh at the end of 2019 was: MOUNT RATIO OF DEBT TO EQUALIZED VALUE DEBT PER CAPITA Direct Bonded Deb $125,376,821 2.81% $1,860 Outstanding general obligation bonds at December 31, 2020 totaled $125,376,821. Below is a chart that includes all general obligation debt by activity: Equalized valuation of $4,460,244,100 represented an increase of 5.90% from the preceding year. The City’s investment rating by Moody’s Investors Service as of December 31, 2020 was an Aa3 rating CAPITAL PROJECTS FUNDS The proceeds of general obligation bond issues are accounted for in Capital Projects Funds until improvement projects are completed. At the end of the fiscal year, completed projects are accumulated in the capital asset category for Governmental Activity Funds. General, 88,305,992  Library, 325,000 Spl Assmt, 8,105,000  TID DISTRICTS,  14,499,829  Water, 3,100,000  Sewer, 4,445,000  Storm, 3,860,000  Transit, 886,000  Parking, 25,000  Ind Park, 400,000  Conv Ctr , 1,425,000  Other, 2,736,000  Direct Bonded General Obiligation by Fund Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 10  INDEPENDENT AUDIT The City is required to have an annual audit of its financial statements by independent certified public accountants selected by the City Council. All audit requirements have been complied with and the auditor's opinions have been included in this report. The unmodified opinions expressed by the auditor, on the City's financial statements, is an assertion that there have been no irresolvable restrictions on the scope of the auditors’ examination and the auditors have no significant exceptions as to the accounting principles reflected in the financial statements, the consistency of application of accounting principles, and the adequacy of information disclosures in the financial statements. ACKNOWLEDGMENTS The preparation of this report on a timely basis could not be accomplished without the efficient and dedicated services of the entire staff of the Department of Finance. We would like to express our appreciation to all members of the Department who assisted and contributed to its preparation. We would also thank the members of the City Council for their interest and support in planning and conducting the financial operations of the City of Oshkosh in a responsible and progressive manner. Respectfully submitted, CITY OF OSHKOSH MARK A. ROHLOFF, City Manager RUSSELL VAN GOMPEL, ICMA-CM, Finance Director JENNIFER L. MESSERSCHMIDT, CPA, Assistant Director of Finance 11  ORGANIZATIONAL CHART The Voters Mayor &  City Council City Manager Administrative  Services City Clerk Community  Development Finance Fire Legal Library Museum Parks Police Public Works Transportation 12  OSHKOSH, WISCONSIN The City of Oshkosh was incorporated in 1853 and is the County seat of Winnebago County. It is located on the western shore of Lake Winnebago in the Fox River Valley 173 miles north of the City of Chicago, Illinois, and 275 miles east of the cities of Minneapolis and St. Paul, Minnesota. The corporate limits of the City encompass approximately 24.24 square miles and the population is currently 67,408. Oshkosh is the perfect place for businesses to call home. With an impressive portfolio of top employers, Oshkosh has the resources that businesses and entrepreneurs need to reach their goals and find success. Oshkosh is home to many successful businesses that are powered by the area’s exceptional workforce. The Oshkosh-Neenah Metropolitan Statistical Area (MSA) has a population of 167,860 according to the U.S. Census reports from 2013. The MSA also has a civilian labor force size of 93,243, according to the U.S. Bureau of Labor Statistics. The city plays host to hundreds of local, regional, national and international events each year—Oshkosh is, after all, Wisconsin’s Event City. GENERAL GOVERNMENT FUNCTIONS The City's government consists of a City Manager who is employed by the Mayor and Council of 6 members who are elected at large to a two term-year term. The City provides a full range of municipal services contemplated by Statute or character. This includes police, fire, streets and sanitation, social services, parks, public improvements, library and museum, mass transit, planning and zoning, and general administrative services. COUNCIL MEMBERS AND PRINCIPAL OFFICERS COUNCIL MEMBERS Name Title Lori Palmeri Mayor Matt Mugerauer Deputy Mayor Bill Miller Council Member Michael Ford Council Member Courtney Hansen Council Member Aaron Wojciechowski Council Member Lynnsey Erickson Council Member PRINCIPAL OFFICERS Name Title Mark A. Rohloff City Manager Russ Van Gompel Director of Finance Jennifer L. Messerschmidt, CPA Asst. Director of Finance CLA is an independent member of Nexia International, a leading, global network of independent   accounting and consulting firms. See nexia.com/member‐firm‐disclaimer for details. 13 CliftonLarsonAllen LLP CLAconnect.com Independent auditors’ report Common Council City of Oshkosh, Wisconsin REPORT ON THE FINANCIAL STATEMENTS We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin (the “City”) as of and for the year ended December 31, 2020, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. MANAGEMENT’S RESPONSIBILITY FOR THE FINANCIAL STATEMENTS Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. AUDITORS’ RESPONSIBILITY Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors’ judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditors consider internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. OPINIONS In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City as of December 31, 2020, and the respective changes in financial position and, where applicable, cash flows thereof and the budgetary comparison for the General Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. 14 EMPHASIS OF MATTER As described in Note 4.H., during 2020, the City recorded prior period adjustments for $3,346,793 in the Sewer Utility and $9,611,835 in the Redevelopment Authority to reflect duplicate recording of capital assets. Our opinion are not modified with respect to this matter. OTHER MATTERS Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis on pages 15 through 21 and the schedules relating to pensions and other postemployment benefits on pages 80 through 82 be presented to supplement the basic financial statements. Such information, although not part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The financial information listed in the table of contents as supplementary information is presented for purposes of additional analysis and is not a required part of the basic financial statements. The supplementary information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the supplementary information is fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. OTHER REPORTING REQUIRED BY GOVERNMENT AUDITING STANDARDS In accordance with Government Auditing Standards, we have also issued our report dated August 2, 2021, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. a CliftonLarsonAllen LLP Wausau, Wisconsin August 2, 2021 CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 15  This discussion and analysis of the financial performance of the City of Oshkosh is intended to provide an overview of the City’s financial activities for the fiscal year ended December 31, 2020. Readers are encouraged to consider the information presented here in conjunction with the additional information as furnished in the letter of transmittal and the financial statements. Financial Highlights The assets and deferred outflows of resources of the governmental activities of the City exceeded its liabilities and deferred inflows of resources by $130,906,519 (net position) as of December 31, 2020. Of this amount, $36,987,614 may be used to meet the City’s ongoing obligations to citizens and creditors. During 2020, the City’s governmental activities net position increased by $6,455,273 from 2019, or approximately 4.29%. As of December 31, 2020, the City’s governmental funds reported combined ending fund balances of $70,591,599, an increase of $1,790,984. Approximately 53.33% of this total amount, $37,682,761 is available for spending at the City’s discretion (assigned and unassigned fund balance). At the close of 2020, the unassigned fund balance for the general fund was $16,931,202, or approximately 37.00% of total general fund expenditures. The general fund unassigned balance increase by $1,353,711 from 2019. The City’s total general-obligation debt decreased by $4,840,092, or 3.72% during 2020. The key factor in this decrease was the issuance of $17,715,000 of general obligation debt and $22,555,095 of principal payments of general obligation debt. Overview of the Basic Financial Statements Management’s Discussion and Analysis serves as an introduction to the City’s basic financial statements. The City’s basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the basic financial statements. This report also contains required supplemental information and other supplemental information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The government-wide statements are made up of the statement of net position and the statement of activities. The statement of net position presents information on all of the City’s assets, liabilities, and deferred outflows and inflows of resources, with the difference being reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. (e.g., uncollected taxes and earned but unused vacation leave.) Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include: general government, public safety, public works, health and welfare, parks and recreation, transportation, community development, and TIF districts. The business-type activities of the City include mass transit services, water utility, sewer utility, parking utility, Oshkosh redevelopment project, industrial park, golf course, storm water utility and inspection services. The government-wide financial statements include not only the City itself (known as the primary government), but also a legally separate Redevelopment Authority (component unit) for which the City is financially accountable. Financial information for the component unit is reported separately from the financial information presented for the primary government itself. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 16  Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. This comparison may help readers better understand the long-term impact of the City’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 70 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the general fund, debt service fund, and special assessment improvement funds which are considered to be major funds. Data from the other 66 governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for the general fund, certain special revenue funds, and the debt service fund. As part of the basic governmental fund financial statements, budgetary comparison statements have been provided for the general fund to demonstrate compliance with the budget. Proprietary funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City maintains 8 individual enterprise funds. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City maintains 7 individual internal service funds. Because these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the transit, water utility, sewer utility, and storm water utility, all of which are considered to be major funds of the City. Data from the other 4 enterprise funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor enterprise funds is provided in the form of combining statements elsewhere in this report. The 7 internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the basic financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 17  Required Supplementary Information. The required supplementary information provides information and disclosures related to the City’s other post-employment benefits and pension plan. The required supplementary information can be found immediately following the footnotes. Other information. The combining statements referred to earlier in connection with nonmajor governmental funds, nonmajor enterprise funds and internal service funds are presented as supplementary information immediately following the required supplementary information. Government-wide Financial Analysis Net position. As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $365,317,305 and $352,299,547 at the close of 2020 and 2019, respectively. City of Oshkosh's Net Position December 31, 2020 and 2019 Governmental Activities Business-type Activities Total Primary Government 2020 2019 2020 2019 2020 2019 Current and other assets $149,694,888 $137,948,706 $99,120,469 $88,889,731 $248,815,357 $226,838,437 Capital assets 169,115,183 163,897,519 367,096,281 357,345,319 536,211,464 521,242,838 Total assets 318,810,071 301,846,225 466,216,750 446,235,050 785,026,821 748,081,275 Deferred outflows of resources 24,248,973 28,333,489 4,188,076 4,923,720 28,437,049 33,257,209 Long-term liabilities outstanding 126,436,187 137,045,359 225,851,843 216,721,665 352,288,030 353,767,024 Other liabilities 9,008,784 9,521,850 2,982,605 3,282,726 11,991,389 12,804,576 Total liabilities 135,444,971 146,567,209 228,834,448 220,004,391 364,279,419 366,571,600 Deferred inflows of resources 76,707,554 59,161,259 5,805,881 3,306,078 82,513,435 62,467,337 Net position: Net investment in capital assets 53,733,398 47,319,281 162,667,610 145,221,685 216,401,008 192,540,966 Restricted 38,831,796 28,695,910 1,555,705 16,792,800 40,387,501 45,488,710 Unrestricted 38,341,325 48,436,055 71,541,182 65,833,816 109,882,507 114,269,871 Total net position $130,906,519 $124,451,246 $235,764,497 $227,848,301 $366,671,016 $352,299,547 By far the largest portion of the City’s net position (59.02%) and (54.65%) for 2020 and 2019, respectively, reflects its investment in capital assets (e.g. land, buildings, machinery and equipment, infrastructure, etc.), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although, the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City’s net position (11.01%) and (12.91%) for 2020 and 2019, respectively, represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($109,882,507) and ($114,269,871) for 2020 and 2019, respectively, may be used to meet the City’s ongoing obligations to citizens and creditors. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 18  Change in net position. Governmental activities increased the City’s net position by $6,455,273 in 2020 and increased by $5,572,637 in 2019. Business-type activities increased the City’s net position by $7,916,196 in 2020 and by $12,625,664 in 2019. Total net position of the City increased in 2020 by $17,808,262 and in 2019 by $18,198,301. Key elements of this change are as follows: City of Oshkosh's Change in Net Position For Years Ended December 31, 2020 and 2019 Governmental ctivities Business-type Activities Total Primary Government 2020 2019 2020 2019 2020 2019 Revenues: Program revenues: Charges for services $ 9,551,252 $ 12,421,283 $ 45,413,680 $ 46,500,572 $ 54,964,932 $ 58,921,855 Operating grants & contributions 7,723,599 7,296,172 3,740,318 4,226,850 11,463,917 11,523,022 Capital grants & contributions 1,336,243 2,574,279 240,891 1,911,582 1,577,134 4,485,861 General revenues Property & other taxes 43,378,815 42,712,123 809,500 947,700 44,188,315 43,659,823 Grants & contributions not restricted to specific programs 13,718,267 13,092,274 - - 13,718,267 13,092,274 Othe 5,963,011 3,599,339 1,426,214 1,316,897 7,389,225 4,916,236 Total revenues 81,671,187 81,695,470 51,630,603 54,903,601 133,301,790 136,599,071 Expenses: General government 6,861,389 7,206,740 - - 6,861,389 7,206,740 Public safety 26,973,652 31,705,030 - - 26,973,652 31,705,030 Public works 20,166,108 15,888,569 - - 20,166,108 15,888,569 Transportation 756,552 1,081,675 - - 756,552 1,081,675 Health & Human Services 1,126,177 1,013,157 - - 1,126,177 1,013,157 Culture & recreation 8,687,753 9,395,932 - - 8,687,753 9,395,932 Conservation & development 7,894,395 8,690,720 - - 7,894,395 8,690,720 Unclassified 1,169,374 875,692 - - 1,169,374 875,692 Interest & Fiscal charges 3,413,132 3,267,500 - - 3,413,132 3,267,500 Transit utility - - 4,921,115 5,373,317 4,921,115 5,373,317 Water utility - - 11,472,772 11,119,434 11,472,772 11,119,434 Sewer utility - - 12,192,891 12,647,065 12,192,891 12,647,065 Storm water utility - - 7,486,749 7,184,160 7,486,749 7,184,160 Non Major Funds - - 2,371,469 2,951,779 2,371,469 2,951,779 Total expenses 77,048,532 79,125,015 38,444,996 39,275,755 115,493,528 118,400,770 Transfers 1,832,618 3,002,182 (1,832,618) (3,002,182) - - Total expenses and transfers 75,215,914 76,122,833 40,277,614 42,277,937 115,493,528 118,400,770 Change in net position 6,455,273 5,572,637 11,352,989 12,625,664 17,808,262 18,198,301 Net position - January 1 124,451,246 118,878,609 227,848,301 215,222,637 352,299,547 334,101,246 Prior period adjustment - - (3,436,793) -(3,436,793) - Net position - January 1, restated 124,451,246 118,878,609 224,411,508 215,222,637 348,862,754 334,101,246 Net position - December 31 $ 130,906,519 $ 124,451,246 $ 235,764,497 $227,848,301 $ 366,671,016 $352,299,547 Property and other taxes increased by $528,492 (1.21%) and decreased by $1,388,158 (3.08%) in 2019. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 19  Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City’s net resources available for spending at the end of the fiscal year. As of December 31, 2020 and 2019, the City’s governmental funds reported combined ending fund balances of $69,237,888 and $68,800,615, an increase of $437,273 and an increase of $6,831,729 in 2019. Of the total fund balance, $5,352,649 and $4,149,515 constitutes unassigned fund balance, which is available for spending at the City’s discretion. The remainder of fund balance is nonspendable, restricted, committed or assigned to indicate that it is not available for new spending because it has already been committed as follows: City of Oshkosh's Governmental Fund Balances 2020 2019 Nonspendable Inventories and prepaid items $ 220,529 $ 150,934 Receivables from other funds 113,993 703,921 Total nonspendable $ 334,522 $ 854,855 Restricted for Construction of assets $ 10,222,843 $ 12,774,151 Debt service 124,348 2,189,515 Special purposes 2,522,182 2,982,819 Trust agreements 11,636,360 11,272,813 Total restricted $ 24,505,733 $ 29,219,298 Committed to Special purposes $ 8,068,583 $ 4,541,964 Assigned to Subsequent year's budget $ 43,958 $ 49,180 Special purposes 8,991,333 5,508,363 Construction of assets 21,941,110 24,477,440 Total assigned $ 30,976,401 $ 30,034,983 Details of these fund balance categories can be found in Note J – Fund Equity. The general fund is the chief operating fund of the City. At the end of 2020 and 2019, unassigned fund balance of the general fund was $16,931,202 and $14,256,427, respectively, while total fund balance reached $17,195,689 and $14,456,427 respectively. As a measure of the general fund’s liquidity, it may be useful to compare unassigned fund balance to total fund expenditures. Unassigned fund balance represents 37.59% and 34.63% of total general fund expenditures. The fund balance of the City’s general fund increase by $2,739,148 in 2020. The debt service fund has a total fund balance of $124,348 as of December 31, 2020, a decrease of $2,065,167 from December 31, 2019. Proprietary funds. The City’s proprietary funds provide the same type of information found in the City’s government-wide financial statements, but in more detail. Unrestricted net position of the proprietary funds at the end of the 2020 and 2019 amounted to $71,541,182 and $65,833,816, respectively. Net position increased $7,916,196 in 2020 and increased $17,005,474 in 2019. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 20  Other factors concerning the finances of these funds have already been addressed in the discussion of the City’s business-type activities. General Fund Budgetary Highlights Generally the original budget is rarely modified. During 2020 actual revenues were more than budgeted revenues by $696,759, primarily in Intergovernmental revenues. Actual expenditures were less than budgeted by $2,625,884 which left a total budget unspent of $1,968,932. During 2019 actual revenues were less than budgeted revenues by $1,998,483, primarily in Intergovernmental charges for services. Actual expenditures were less than budgeted by $470,743, which left a total budget unspent of $2,469,226. Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business-type activities as of December 31, 2020 and 2019, amounted to $536,280,217 and $521,242,837 (net of accumulated depreciation), respectively. This investment in capital assets includes land, land improvements, buildings, machinery and equipment, vehicles, public domain infrastructure (highways and bridges), and construction in progress. The City’s capital assets increased by $15,037,380 or 2.88% for 2020 and increased by $19,675,456 or 3.92% for 2019. Major capital asset acquired or constructed during the years ended 2020 and 2019 include: The governmental activities include constructed streets in the amount of $8,044,882 and $8,184,402, purchased land in the amount of $62,897 and $1,326,310, vehicles in the amount of $3,573,714 and $1,295,133, and building improvements and contents in the amount of $5,417,446 and $444,605, respectively. The business-type activities purchased additional land and improvements in the amount of $14,235,768 and $12,787,605, and improvements to water, sewer and storm water utilities in the amount of $10,395,125 and $11,337,010, respectively. City of Oshkosh's Capital Assets Governmental Activities Business-type Activities Total Primary Government 2020 2019 2020 2019 2020 2019 Land $ 20,850,347 $ 20,787,450 $ 4,235,768 $ 2,787,605 $ 35,086,115 $ 23,575,055 Construction in progress 1,003,147 3,925,983 10,395,125 16,421,290 11,398,272 20,347,273 Buildings & systems 48,754,364 49,085,468 327,506,013 299,609,488 376,260,377 348,694,956 Infrastructure 66,643,827 62,963,046 - - 66,643,827 62,963,046 Machinery and equipment 31,863,498 27,135,572 14,959,375 28,526,936 46,822,873 55,662,508 Total $ 169,115,183 $ 63,897,519 $ 67,096,281 $357,345,319 $ 536,211,464 $521,242,838 CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 21  Long-term debt. At the end of 2020 and 2019, the City had total bonded debt outstanding of $326,668,841 and $318,982,983, respectively. Of this amount, $125,376,821 and $130,216,915, respectively, comprises debt backed by the full faith and credit of the government. The remainder of the City’s debt represents bonds secured solely by specified revenue sources (i.e., revenue bonds). City of Oshkosh's Outstanding Debt Governmental Activities Business-type Activities Total Primary Government 2020 2019 2020 2019 2020 2019 General obligation debt: Bonds & notes $ 111,235,821 $ 113,185,916 $ 14,141,000 $ 17,030,999 $ 125,376,821 $ 130,216,915 Total general obligation debt 111,235,821 113,185,916 14,141,000 17,030,999 125,376,821 130,216,915 Revenue bonds - - 201,292,020 188,766,068 201,292,020 188,766,068 Total $ 111,235,821 $ 113,185,916 $ 215,433,020 $205,797,067 $326,668,841 $318,982,983 The City’s total debt decreased by $7,685,858, (2.41%) in 2020 and increased by $7,926,597 (2.54%) in 2019 The City maintains an Aa3 rating from Moody’s Investors Service for its general obligation debt as of December 31, 2020. The water utility and sewer utility both maintain an Aa3 rating, while the storm water utility maintains an A1 rating from Moody’s Investors Service for their respective revenue bonds as of December 31, 2020. State statutes limit the amount of general obligation debt the City may issue to 5% of its total equalized valuation. The debt limitation for 2020 and 2019 for the City was $ 223,012,205 and $210,579,775, respectively, which is significantly in excess of the City’s $125,376,821 and $130,216,915 outstanding general obligation debt. Economic Factors and Next Year’s Budgets and Rates The City of Oshkosh is located in northeastern Wisconsin along the western shores of Lake Winnebago. Oshkosh has the resources that business and entrepreneurs need to reach their goals and find success. Oshkosh is home many successful businesses that are powered by the area’s exceptional workforce. The City plays host to hundreds of local, regional, national and international events each year. The economic condition and outlook of the City has remained fairly stable based on a relatively healthy mix of manufacturing, tourism, service industry and retail activities which support our tax base. Inflationary trends in our region compare favorably to national indices. The City adopts operating budgets for its governmental funds (General, Special Revenue, Debt Service, and Capital Projects) and enterprise funds (Water, Sewer, and Stormwater Utilities). The 2021 fiscal year combined operating budget includes $142.92 million in projected revenues and $138.56 million in projected expenditures and transfers. Funding for the operating budget of the City is provided from many sources, including property taxes, room taxes, grants and aids from the State and County, user fees, permits and licenses, fines, and other miscellaneous revenues. Several revenue sources are more sensitive to economic factors, in particular building permits, room taxes and investment earnings. The 2021 budget was developed to consider then current expectations for such revenue sources compared to 2020 actual results, reflecting the economic outlook at that time coupled with known development projects. Comparatively strong new construction values provided property tax levy flexibility, which is expected to continue for the 2022 budget. Expenditures for salaries, which represent the single largest operating cost, continue to be moderate given the low inflation economy and active labor relations efforts. An additional factor limiting such costs was the passage of Wisconsin Act 10 in 2011 which mandated employee payment of pension contributions for most employee groups. All eligible city employees contributed towards the pension program. The City’s ongoing cost control efforts towards management of health care costs resulted in no increase in budgeted health care premium contributions charged to department budgets. The 2020 operating budget does not contain significant major initiatives. Capital budgets maintained an emphasis on enhancing maintenance of City facilities and infrastructure. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 22  In December 2019, a novel strain of coronavirus was reported in Wuhan, Hubei province, China. In the first several months of 2020, the virus, SARS-CoV-2, and resulting disease, COVID-19, spread to the United States, including to areas impacting the City. The City’s evaluation of the effects of these events is ongoing; however we anticipate this situation could negatively impact a number of revenue streams, including hotel room taxes, permits, investment revenue and potentially a variety of state aid resources. The extent of the impact of COVID-19 on the City’s operational and financial performance will depend on future developments, including the duration and spread of the outbreak and related governmental or other regulatory actions. Contacting the City’s Financial Management This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the City’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to City of Oshkosh Finance Office, P. O. Box 1130, Oshkosh, Wisconsin 54903-1130. City of Oshkosh, Wisconsin STATEMENT OF NET POSITION DECEMBER 31 2020 Com onen Unit Governmental Business-t e Redevelo men Activities Activities Total Authorit ASSETS Cash and investments 93,322,31$ 59,966,54$ 153,288,85$ 132,325$ Receivables Taxes and s ecial char e 31,303,29 809,500 32,112,79 - Accounts 2,816,318 6,780,288 9,596,606 - S ecial assessments 7,581,274 - 7,581,274 - Loans 5,028,738 - 5,028,738 - Othe 746 - 746 - Due from other overnment - 1,602,627 1,602,627 - Inventories and re aid item 220,529 2,172,143 2,392,672 - Assets held for resale - 4,447,936 4,447,936 - Restricted assets Cash and investments - 21,785,724 21,785,724 - Net ension asse 9,421,673 1,555,70 10,977,37 - Ca ital assets, nonde reciable 21,853,494 24,630,89 46,484,38 - Ca ital assets, de reciable 147,261,68 342,465,38 489,727,07 6,064,547 Total assets 318,810,071 466,216,75 785,026,821 6,196,872 DEFERRED OUTFLOWS OF RESOURCE Loss on advance refundin 275,115 184,586 459,701 - Pension related amount 21,883,421 3,621,331 25,504,752 - Other ostem lo ment related amount 2,090,437 382,159 2,472,596 - Total deferred outflows of resources 24,248,97 4,188,076 28,437,04 - LIABILITIES Accounts a able 3,794,491 343,089 4,137,580 - Accrued and other current liabilities 2,943,266 1,000,000 3,943,266 - Due to other overnment - 119,870 119,870 - Accrued interest a able 365,122 1,494,438 1,859,560 - S ecial de osits 1,879,90 20,590 1,900,49 25,000 Unearned revenue 26,000 4,618 30,618 - Lon -term obli ation Due within one ea 14,338,791 15,728,96 30,067,75 - Due in more than one ea 105,112,631 208,817,90 313,930,54 - Other ostem lo ment benefit 6,984,76 1,304,968 8,289,733 - Total liabilities 135,444,971 228,834,44 364,279,41 25,000 DEFERRED INFLOWS OF RESOURCES Pro ert taxes levied for subse uent ea 46,712,17 809,500 47,521,67 - Pension related amount 28,270,631 4,668,042 32,938,67 - Other ostem lo ment related amount 1,724,746 328,339 2,053,08 - Total deferred inflows of resources 76,707,554 5,805,881 82,513,43 - NET POSITION Net investment in ca ital assets 53,733,39 162,667,61 216,401,00 6,064,547 Restricted 38,831,79 1,555,70 40,387,501 - Unrestricted 38,341,32 71,541,182 109,882,50 107,325 Total net osition 130,906,51$ 235,764,49$ 366,671,01$ 6,171,872$ The notes to the basic financial statements are an inte ral art of this statement. 23 City of Oshkosh, Wisconsin STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 202 Program Revenue Operating Capital Grants Charges fo Grants and and Functions/Programs Expense Services Contributions Contributions GOVERNMENTAL ACTIVITIE General governmen 6,861,389$ 936,771$ 1,372,841$ -$ Public safety 26,973,652 2,786,871 570,872 94,170 Public works 20,166,10 3,999,812 3,657,172 1,242,073 Transportation 756,552 35,254 - - Health and human service 1,126,177 97,715 270,765 - Culture and recreation 8,687,753 471,878 378,198 - Conservation and developmen 7,894,39 1,222,951 1,473,751 - Unclassified 1,169,374 - - - Interest and fiscal charges 3,413,132 - - - Total governmental activities 77,048,532 9,551,252 7,723,599 1,336,243 BUSINESS-TYPE ACTIVITIE Transit utility 4,921,11 880,008 3,379,612 - Water utility 11,472,772 15,576,60 - 14,394 Sewer utilit 12,192,891 15,248,46 - 226,497 Storm water utility 7,486,749 11,599,45 360,706 - Parking utility 242,224 88,991 - - Oshkosh redevelopment projec 1,204,979 864,130 - - Industrial park 29,894 14,817 - - Golf course - - - - Inspection services 894,372 1,141,203 - - Total business-t e activities 38,444,99 45,413,680 3,740,318 240,891 Total rimar overnmen 115,493,52$ 54,964,932$ 11,463,91$ 1,577,134$ Component Uni Redevelopment Authorit 17,447$ 5,520$ -$ 1,169,198$ General revenue Taxes Property taxes, levied for general purpose Property taxes, levied for debt servic Property taxes, tax increment Other taxes Federal and state grants and other contribution not restricted to specific functions Interest and investment earning Miscellaneous Gain (loss) on sale of asset Transfers Total general revenues and transfer Change in net position Net position - January 1, as originally reported Prior period adjustmen Net position - January 1, as restated Net position - December 31 The notes to the basic financial statements are an integral part of this statement. 24 Net (Expense) Revenu Componen and Changes in Net Position Unit Governmental Business-type Redevelopmen Activities Activities Total Authorit (4,551,777)$ -$ (4,551,777)$ -$ (23,521,739 - (23,521,739 - (11,267,051 - (11,267,051 - (721,298) - (721,298) - (757,697) - (757,697) - (7,837,677) - (7,837,677) - (5,197,693) - (5,197,693) - (1,169,374) - (1,169,374) - (3,413,132) - (3,413,132) - (58,437,438 - (58,437,438 - - (661,495) (661,495) - - 4,118,231 4,118,231 - - 3,282,07 3,282,07 - - 4,473,410 4,473,410 - - (153,233) (153,233) - - (340,849) (340,849) - - (15,077) (15,077) - - - - - - 246,831 246,831 - - 10,949,89 10,949,89 - 58,437,438 10,949,89 47,487,545 - - - - 1,157,271 28,259,622 809,500 29,069,122 - 12,070,600 - 12,070,600 - 2,586,498 - 2,586,498 - 462,095 - 462,095 - 13,718,26 - 13,718,26 - 1,311,446 583,594 1,895,040 - 4,589,381 17,130 4,606,511 934 62,184 825,490 887,674 (4,735,389) 1,832,618 (1,832,618) - - 64,892,711 403,096 65,295,80 (4,734,455) 6,455,273 11,352,98 17,808,262 (3,577,184) 124,451,24 227,848,301 352,299,54 19,360,891 - (3,436,793) (3,436,793) (9,611,835) 124,451,24 224,411,50 348,862,75 9,749,056 130,906,51$ 235,764,49$ 366,671,01$ 6,171,872$ 25 City of Oshkosh, Wisconsin BALANCE SHEE GOVERNMENTAL FUND DECEMBER 31, 2020 Special Non-Major Assessment Governmental General Debt Service Improvement Funds Total ASSETS Cash and investments 15,071,658$ 3,743,102$ 6,795,684$ 65,298,757$ 90,909,201$ Receivables Taxes and s ecial char e 14,518,253 7,541,946 - 9,243,098 31,303,297 Accounts 2,344,505 - - 471,813 2,816,318 Special assessments 452,810 - 7,128,464 - 7,581,274 Loans - - - 5,028,738 5,028,738 Other - - 746 - 746 Due from other funds 9,723,336 - - 1,351,127 11,074,463 Inventories and prepaid items 220,529 - - - 220,529 Deposit with GO HNI - - - 212,378 212,378 Total assets 42,331,091$ 11,285,048$ 13,924,894$ 81,605,911$ 149,146,944$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 313,424$ 500$ -$ 3,448,409$ 3,762,333$ Accrued and other current liabilities 2,943,266 - - - 2,943,266 Due to other funds - - - 11,074,463 11,074,463 Special deposits 4,212 - 1,552,913 322,780 1,879,905 Unearned revenues - - - 26,000 26,000 Total liabilities 3,260,902 500 1,552,913 14,871,652 19,685,967 Deferred inflows of resources Property taxes levied for subsequent year 21,874,500 11,160,200 - 13,651,872 46,686,572 Loans receivable - - - 5,054,343 5,054,343 Special charges assessed - - 7,128,463 - 7,128,463 Total deferred inflows of resources 21,874,500 11,160,200 7,128,463 18,706,215 58,869,378 Fund balances Nonspendable 220,529 - 113,993 - 334,522 Restricted - 124,348 - 24,381,385 24,505,733 Committed - -- 8,068,583 8,068,583 Assigned 43,958 - 5,129,525 25,802,918 30,976,401 Unassigned 16,931,202 - - (10,224,842) 6,706,360 Total fund balances 17,195,689 124,348 5,243,518 48,028,044 70,591,599 Total liabilities, deferred inflows of resources, and fund balances 42,331,091$ 11,285,048$ 13,924,894$ 81,605,911$ 149,146,944$ The notes to the basic financial statements are an integral part of this statement 26 City of Oshkosh, Wisconsin BALANCE SHEE GOVERNMENTAL FUNDS DECEMBER 31, 2020 RECONCILIATION TO THE STATEMENT OF NET POSITION Total fund balances as shown on previous page 70,591,599$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not current financial resources and therefore are not reported in the funds.169,115,183 Long-term assets are not available; therefore, are not reported in the funds: Special assessments 7,128,463 Loans receivable 5,028,738 Grants - Net pension asset 9,421,673 Net position of the internal service funds are reported in the statement of net position as governmental activities 2,160,109 Some deferred outflows and inflows of resources reflect changes in long-term liabilities and are not reported in the funds. Loss on advance refunding 275,115 Deferred outflows related to pensions 21,883,421 Deferred inflows related to pensions (28,270,631) Deferred outflows related to other postemployment benefits 2,088,492 Deferred inflows related to other postemployment benefits (1,722,309) Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. Bonds and notes payable (111,235,821) Premium on debt (3,886,343) Compensated absences (4,329,258) Net pension liability - Other postemployment benefit (6,976,790) Unfunded pension liability - Accrued interest on long-term obligations (365,122) Net position of governmental activities as reported on the statement of net position (see page 22)130,906,519$ The notes to the basic financial statements are an integral part of this statement. 27 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Special Non-Ma o Assessment Governmental General Debt Service Improvement Funds Total REVENUES Taxes 20,407,972$ 12,070,600$ -$ 10,759,633$ 43,238,205$ Special assessments - - 2,257,077 140,610 2,397,687 Intergovernmental 18,080,869 - - 3,133,226 21,214,095 Licenses and permits 813,954 - - 27 813,981 Fines and forfeits 554,835 - - 585 555,420 Public charges for services 3,580,718 - - 463,897 4,044,615 Intergovernmental charges for services 3,253,866 - - - 3,253,866 Miscellaneous 841,095 106,827 - 2,527,864 3,475,786 Total revenues 47,533,309 12,177,427 2,257,077 17,025,842 78,993,655 EXPENDITURES Current General government 6,247,669 - - - 6,247,669 Public safety 27,724,729 - - 168,327 27,893,056 Public works 5,716,441 - - 3,574,821 9,291,262 Transportation 753,027 - - - 753,027 Health and human services - - - 979,569 979,569 Culture and recreation 2,231,034 - - 5,454,476 7,685,510 Conservation and development 1,899,302 - - 2,569,544 4,468,846 Unclassified 1,105,967 - - - 1,105,967 Debt service Principal - 12,238,826 725,000 6,701,269 19,665,095 Interest and fiscal charges - 3,057,005 236,944 551,980 3,845,929 Capital outlay 72,477 - 19,718 15,698,151 15,790,346 Total expenditures 45,750,646 15,295,831 981,662 35,698,137 97,726,276 Excess of revenues over (under) expenditures 1,782,663 (3,118,404) 1,275,415 (18,672,295) (18,732,621) OTHER FINANCING SOURCES (USES) Long-term debt issued - 100,000 - 17,615,000 17,715,000 Premium on debt issued - 953,237 - -953,237 Proceeds from sale of capital assets - -- 22,750 22,750 Transfers in 1,006,485 - - 3,217,000 4,223,485 Transfers out (50,000) - - (2,340,867) (2,390,867) Total other financing sources (uses)956,485 1,053,237 - 18,513,883 20,523,605 Net change in fund balances 2,739,148 (2,065,167) 1,275,415 (158,412) 1,790,984 Fund balances - January 1 14,456,541 2,189,515 3,968,103 48,186,456 68,800,615 Fund balances - December 31 17,195,689$ 124,348$ 5,243,518$ 48,028,044$ 70,591,599$ The notes to the basic financial statements are an integral part of this statement. 28 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 2020 RECONCILIATION TO THE STATEMENT OF ACTIVITIE Net chan e in fund balances as shown on revious a e 1,790,984$ mounts re orted for overnmental activities in the statement of activities are different because: Governmental funds re ort ca ital outla s as ex enditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and re orted as de reciation ex ense. Ca ital assets re orted as ca ital outla in overnmental fund statements 16,780,033 De reciation ex ense re orted in the statement of activities 11,562,369 Governmental funds do not resent revenues that are not available to a current obli ations. In contrast, such revenues are re orted in the statement of activities when earned.761,559 Debt issued rovides current financial resources to overnmental funds, but issuin debt increases lon -term liabilities in the statement of net osition. Re a ment of bond rinci al is an ex enditure in the overnmental funds, but the re a ment reduces lon -term liabilities in the statement of net osition. Lon -term debt issued 17,715,000 Premium on debt issued 953,237 Princi al re aid 19,665,095 Some ex enses re orted in the statement of activities do not re uire the use of current financial resources and therefore are not re orted as ex enditures in the overnmental funds: ccrued interest on lon -term debt 158,266 mortization of remiums, discounts and loss on advance refundin 274,531 Com ensated absences 211,932 Net ension asset 9,421,673 Net ension liabilit 10,202,056 Deferred outflows of resources related to ensions 5,769,034 Deferred inflows of resources related to ensions 14,145,444 Deferred outflows of resources related to other ostem lo ment benefits 1,784,662 Deferred inflows of resources related to other ostem lo ment benefits 1,086,713 Other ostem lo ment benefits 1,167,676 Internal service funds are used b mana ement to char e the costs of certain activities to individual funds. The net revenue ex ense of the internal service funds is re orted with overnmental activities.672,927 Chan e in net osition of overnmental activities as re orted in the statement of activities see a es 23 - 24 6,455,273$ The notes to the basic financial statements are an inte ral part of this statement. 29 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - GENERAL FUN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 20,309,700$ 20,309,700$ 20,407,972$ 98,272$ Intergovernmental 16,826,100 16,826,100 18,080,869 1,254,769 Licenses and permits 974,000 974,000 813,954 (160,046) Fines and forfeits 799,900 799,900 554,835 (245,065) Public charges for services 3,256,550 3,256,550 3,580,718 324,168 Intergovernmental charges for services 3,761,800 3,761,800 3,253,866 (507,934) Miscellaneous 908,500 908,500 841,095 (67,405) Total revenues 46,836,550 46,836,550 47,533,309 696,759 EXPENDITURES Current General government 6,447,500 6,467,720 6,247,669 220,051 Public safety 28,900,850 28,900,348 27,724,729 1,175,619 Public works 6,667,700 6,679,330 5,716,441 962,889 Transportation 795,200 795,200 753,027 42,173 Culture and recreation 2,254,800 2,254,800 2,231,034 23,766 Conservation and development 1,974,800 1,983,403 1,899,302 84,101 Unclassified 729,900 1,277,929 1,105,967 171,962 Debt service Interest and fiscal charges 5,800 5,800 - 5,800 Capital outlay 10,000 12,000 72,477 (60,477) Total expenditures 47,786,550 48,376,530 45,750,646 2,625,884 Excess of revenues over (under) expenditures (950,000) (1,539,980) 1,782,663 3,322,643 OTHER FINANCING SOURCES Transfers in 1,000,000 1,000,000 1,006,485 6,485 Transfers out (50,000) (50,000) (50,000) - Total other financing sources 950,000 950,000 956,485 6,485 Net change in fund balance - (589,980) 2,739,148 3,329,128 Fund balance - January 1 14,456,541 14,456,541 14,456,541 - Fund balance - December 31 14,456,541$ 13,866,561$ 17,195,689$ 3,329,128$ 30 City of Oshkosh, Wisconsin STATEMENT OF NET POSITION PROPRIETARY FUND DECEMBER 31, 2020 Governmental Activities - Transit Water Sewer Storm Water Nonmajor Internal Service Utility Utility Utility Utility Funds Total Funds ASSETS Current assets Cash and investments 2,151,576$ 18,121,815$ 20,199,627$ 17,192,653$ 2,300,875$ 59,966,546$ 2,200,734$ Receivables Taxes and special charges 809,500 - - - - 809,500 - Customer accounts 155,284 2,200,166 2,768,411 1,567,882 88,545 6,780,288 - Due from other funds - - 1,028,307 - - 1,028,307 454,928 Due from other governments 1,602,627 - - - - 1,602,627 - Inventories and prepaid items 456,089 996,117 518,840 181,516 19,581 2,172,143 - Total current assets 5,175,076 21,318,098 24,515,185 18,942,051 2,409,001 72,359,411 2,655,662 Noncurrent assets Restricted assets Cash and investments - 6,400,364 7,790,435 7,594,925 - 21,785,724 - Other assets Assets held for resale - - - - 4,447,936 4,447,936 - Net pension asset 375,416 413,492 469,252 184,473 113,072 1,555,705 - Total other assets 375,416 413,492 469,252 184,473 4,561,008 6,003,641 - Capital assets Nondepreciable 389,124 1,772,468 8,361,622 9,072,597 5,035,082 24,630,893 - Depreciable 5,051,106 106,959,502 110,820,713 111,998,155 7,635,912 342,465,388 - Total capital assets 5,440,230 108,731,970 119,182,335 121,070,752 12,670,994 367,096,281 - Total assets 10,990,722 136,863,924 151,957,207 147,792,201 19,641,003 467,245,057 2,655,662 DEFERRED OUTFLOWS OF RESOURCES Loss on advance refunding - 65,169 119,417 - - 184,586 - Pension related amounts 867,593 968,056 1,093,721 427,251 264,710 3,621,331 - Other postemployment related amounts 53,310 116,909 127,162 51,011 33,767 382,159 1,945 Total deferred outflows of resources 920,903 1,150,134 1,340,300 478,262 298,477 4,188,076 1,945 The notes to the basic financial statements are an integral part of this statement Enterprise Funds 31 City of Oshkosh, Wisconsin STATEMENT OF NET POSITION PROPRIETARY FUND DECEMBER 31, 2020 Governmental Activities - Transit Water Sewer Storm Water Nonmajor Internal Service Utility Utility Utility Utility Funds Total Funds LIABILITIES Current liabilities Accounts payable 104,560$ 73,859$ 127,596$ 27,175$ 9,899$ 343,089$ 32,158$ Accrued and other current liabilities - 1,000,000 - - - 1,000,000 - Due to other funds - -- - 1,028,307 1,028,307 454,928 Due to other governments 119,870 - - - - 119,870 - Special deposits - 169 13,400 2,021 5,000 20,590 - Unearned revenue 4,095 - - - 523 4,618 - Current portion of long-term debt 136,000 5,057,440 5,182,811 5,070,000 282,715 15,728,966 - Accrued interest payable 3,774 705,033 304,262 440,866 40,503 1,494,438 - Total current liabilities 368,299 6,836,501 5,628,069 5,540,062 1,366,947 19,739,878 487,086 Long-term obligations, less current portion General obligation debt 750,000 2,385,000 3,595,000 3,160,000 1,567,285 11,457,285 - Revenue bonds - 47,491,008 65,680,761 75,075,000 - 188,246,769 - Debt premium - 2,138,020 2,954,224 2,918,142 - 8,010,386 - Compensated absences 196,590 364,302 299,155 159,994 83,428 1,103,469 - Other postemployment benefits 155,376 409,720 442,368 178,093 119,411 1,304,968 7,975 Total long-term liabilities 1,101,966 52,788,050 72,971,508 81,491,229 1,770,124 210,122,877 7,975 Total liabilities 1,470,265 59,624,551 78,599,577 87,031,291 3,137,071 229,862,755 495,061 DEFERRED INFLOWS OF RESOURCES Property taxes levied for subsequent year 809,500 - - - - 809,500 - Pension related amounts 1,126,473 1,240,721 1,408,037 553,528 339,283 4,668,042 - Other postemployment related amounts 32,786 105,351 113,112 45,932 31,158 328,339 2,437 Total deferred inflows of resources 1,968,759 1,346,072 1,521,149 599,460 370,441 5,805,881 2,437 NET POSITION Net investment in ca ital asset 4,554,230 56,835,844 47,614,007 42,442,535 11,220,994 162,667,610 - Restricted 375,416 413,492 469,252 184,473 113,072 1,555,705 - Unrestricted 3,542,955 19,794,099 25,093,522 18,012,704 5,097,902 71,541,182 2,160,109 Total net position 8,472,601$ 77,043,435$ 73,176,781$ 60,639,712$ 16,431,968$ 235,764,497$ 2,160,109$ The notes to the basic financial statements are an integral part of this statement. Enterprise Funds 32 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Governmental Activities - Transit Water Sewe Storm Water Nonmajor Internal Service Utilit Utilit Utilit Utilit Funds Total Funds OPERATING REVENUES Charges for services 846,296$ 15,334,797$ 15,285,307$ 11,551,325$ 1,218,057$ 44,235,782$ 382,401$ Taxes - - - - 831,538 831,538 - Fines, forfeitures and penalties - - - - 12,137 12,137 - Othe 41,417 241,812 - 48,128 42,017 373,374 412,942 Total operating revenues 887,713 15,576,609 15,285,307 11,599,453 2,103,749 45,452,831 795,343 OPERATING EXPENSES Operation and maintenance 4,005,851 6,126,179 6,037,623 2,229,197 1,985,766 20,384,616 - Depreciation 869,334 3,589,037 3,884,811 2,346,232 298,200 10,987,614 - Taxes - 170,077 173,962 68,958 - 412,997 - Claims and administration - -- - - - 1,486,556 Total operating expenses 4,875,185 9,885,293 10,096,396 4,644,387 2,283,966 31,785,227 1,486,556 Operating income (loss)(3,987,472) 5,691,316 5,188,911 6,955,066 (180,217) 13,667,604 (691,213) NONOPERATING REVENUES (EXPENSES) General property taxes 809,500 - - - - 809,500 - Interest income - 131,718 215,927 235,949 - 583,594 18,286 Nonoperating grants 3,379,612 - - 360,706 - 3,740,318 - Gain (loss) on disposal of capital assets - 1,889 2,383 2,175 834,477 840,924 - Interest and fiscal charges (45,930) (1,587,479) (2,133,333) (2,842,362) (88,120) (6,697,224) - Total nonoperating revenues (expenses)4,143,182 (1,453,872) (1,915,023) (2,243,532) 746,357 (722,888) 18,286 Income (loss) before contributions and transfers 155,710 4,237,444 3,273,888 4,711,534 566,140 12,944,716 (672,927) Ca ital contributions - 14,394 226,497 - - 240,891 - Transfers out (13,575) (1,000,000) - - (819,043) (1,832,618) - Change in net position 142,135 3,251,838 3,500,385 4,711,534 (252,903) 11,352,989 (672,927) Net position - January 1, As originally stated 8,330,466 73,791,597 73,113,189 55,928,178 16,684,871 227,848,301 2,833,036 Prior period adjustment - - (3,436,793) - - (3,436,793) - Net position - January 1, as restated 8,330,466 73,791,597 69,676,396 55,928,178 16,684,871 224,411,508 2,833,036 Net position - December 31 8,472,601$ 77,043,435$ 73,176,781$ 60,639,712$ 16,431,968$ 235,764,497$ 2,160,109$ The notes to the basic financial statements are an integral part of this statement. Enterprise Funds 33 City of Oshkosh, Wisconsin STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Governmental Activities - Transit Water Sewe Storm Water Nonmajor Internal Service Utilit Utilit Utilit Utilit Funds Total Funds CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers 989,242$ 16,162,216$ 15,658,169$ 11,844,066$ 2,126,292$ 46,779,985$ 795,343$ Cash received special deposits (1,352) - - - - (1,352) - Cash paid for employee wages and benefits (2,588,315) (3,132,765) (3,232,718) (1,273,877) (866,857) (11,094,532) (205,175) Cash paid to suppliers (1,379,666) (3,027,045) (2,867,342) (1,019,178) (1,210,375) (9,503,606) (1,252,811) Net cash provided (used) by operating activities (2,980,091) 10,002,406 9,558,109 9,551,011 49,060 26,180,495 (662,643) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES General property taxes 809,500 - - - - 809,500 - Intergovernmental revenues 3,366,266 - - 360,706 - 3,726,972 - Due to/from other funds - - 2,108,048 - (1,819,798) 288,250 - Transfer in (out)(13,575) (1,000,000) - - (819,043) (1,832,618) - Net cash provided (used) by noncapital financing activities 4,162,191 (1,000,000) 2,108,048 360,706 (2,638,841) 2,992,104 - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (249,714) (4,775,581) (10,755,011) (8,134,763) (159,070) (24,074,139) - Sale of capital assets - 28,646 2,383 2,175 2,772,171 2,805,375 - Proceeds from issuance of long-term debt - 5,525,000 13,930,000 4,770,000 - 24,225,000 - Premiums received on long-term debt issued - 325,598 878,730 289,274 - 1,493,602 - Principal paid on long-term debt (140,000) (4,727,244) (4,731,804) (4,655,000) (335,000) (14,589,048) - Interest paid on long-term debt (46,333) (1,772,972) (2,335,267) (3,115,759) (90,189) (7,360,520) - Net cash used by capital and related financing activities (436,047) (5,396,553) (3,010,969) (10,844,073) 2,187,912 (17,499,730) - CASH FLOWS FROM INVESTING ACTIVITIES Interest received - 131,718 215,927 235,949 - 583,594 18,286 Change in cash and cash equivalents 746,053 3,737,571 8,871,115 (696,407) (401,869) 12,256,463 (644,357) Cash and cash equivalents - January 1 1,405,523 20,784,608 19,118,947 25,483,985 2,702,744 69,495,807 2,845,091 Cash and cash equivalents - December 31 2,151,576$ 24,522,179$ 27,990,062$ 24,787,578$ 2,300,875$ 81,752,270$ 2,200,734$ The notes to the basic financial statements are an integral part of this statement. Enterprise Funds 34 City of Oshkosh, Wisconsin STATEMENT OF CASH FLOWS CONCLUDED PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Governmental Activities - Transit Water Sewe Storm Water Nonma o Internal Service Utilit Utilit Utilit Utilit Funds Total Funds RECONCILIATION OF OPERATING INCOME LOSS TO NET CASH PROVIDED USED BY OPERATING ACTIVITIES Operatin income loss 3,987,472$ 5,691,316$ 5,188,911$ 6,955,066$ 180,217$ 13,667,604$ 691,213$ Ad ustments to reconcile operatin income loss to net cash provided used b operatin activities Depreciation 869,334 3,589,037 3,884,811 2,346,232 298,200 10,987,614 - Depreciation char ed to sewer utilit - 112,904 - - - 112,904 - Chan e in liabilit asset and deferred outflows and inflows of resources Chan e in WRS Asset/Liabilit 793,364 874,411 985,416 388,344 235,692 3,277,227 - Chan e in WRS Deferred Outflow 256,723 279,959 298,603 122,205 69,753 1,027,243 - Chan e in WRS Deferred Inflow 547,806 602,559 693,385 271,259 169,509 2,284,518 - Chan e in OPEB Liabilit 38,148 64,607 69,960 22,831 14,736 210,282 1,667 Chan e in OPEB Deferred Outflo 43,491 101,384 110,082 44,087 29,357 328,401 1,735 Chan e in OPEB Deferred Inflo 12,870 72,444 76,975 31,245 21,751 215,285 1,948 Chan e in operatin assets and liabilities Accounts receivables 100,894 585,438 372,862 242,592 32,763 1,334,549 - Inventories and prepaid items 5,386 5,720 29,128 7,920 1,433 38,147 - Accounts pa able 25,847 14,821 16,384 9,077 111,103 126,310 30,024 Customer deposits 1,352 169 - 2,021 - 838 - Unearned revenu 635 - - - 10,220 9,585 - Compensated absences 39,639 309 22,588 27,006 7,504 43,034 - Net cash provided used b operatin activities 2,980,091$ 10,002,406$ 9,558,109$ 9,551,011$ 49,060$ 26,180,495$ 662,643$ Reconciliation of cash and cash equivalents to the statement of net position Cash and cash equivalents in current assets 2,151,576$ 18,121,815$ 20,199,627$ 17,192,653$ 2,300,875$ 59,966,546$ 2,200,734$ Cash and cash equivalents in restricted assets - 6,400,364 7,790,435 7,594,925 - 21,785,724 - Total cash and cash equivalents 2,151,576$ 24,522,179$ 27,990,062$ 24,787,578$ 2,300,875$ 81,752,270$ 2,200,734$ Noncash capital and related financin activities Contributed capital assets -$ 14,394$ -$ -$ -$ 14,394$ -$ The notes to the basic financial statements are an inte ral art of this statement. Enterprise Funds 35 City of Oshkosh, Wisconsin STATEMENT OF FIDUCIARY NET POSITION FIDUCIARY FUNDS DECEMBER 31, 2020 Custodial Funds ASSETS Current assets Cash and investments 21,388,268$ Receivables Taxes 44,102,761 Other 4,202 Total assets 65,495,231 LIABILITIES Current liabilities Accounts Payable 60,464$ Due to other governments 4,202 Total liabilities 64,666 DEFERRED INFLOWS OF RESOURCES Property taxes levied for subsequent year 65,430,565 NET POSITION Restricted -$ The notes to the basic financial statements are an integral part of this statement. 36 City of Oshkosh, Wisconsin STATEMENT OF CHANGES IN NET POSITION FIDUCIARY FUND FOR THE YEAR ENDED DECEMBER 31, 2020 Custodial Funds ADDITIONS Property tax collections 42,223,632$ DEDUCTIONS Payments to taxing jurisdictions 42,223,632 Chan e in net position - Net position - Januar 1 - Net position - December 31 - The notes to the basic financial statements are an integral part of this statement. 37 THIS PAGE LEFT BLANK INTENTIONALLY City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 38 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the City of Oshkosh, Wisconsin (the “City”), have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP) as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting principles and policies utilized by the City are described below: A. REPORTING ENTITY The City is a municipal corporation governed by an elected seven-member council. In accordance with GAAP, the basic financial statements are required to include the City and any separate component units that have a significant operational or financial relationship with the City. The City has identified the following component unit that is required to be included in the basic financial statements in accordance with standards. Redevelopment Authority The component unit column in the basic financial statements include the financial data of the City’s component unit, the Redevelopment Authority of the City of Oshkosh. It is reported in a separate column to emphasize that it is legally separate from the City. The Redevelopment Authority’s fiscal year end is December 31. Separate financial statements are not issued for the Redevelopment Authority. B. RELATED ORGANIZATIONS The City’s officials are also responsible for appointing the members of the Boards of other organizations, but the City’s accountability for these organizations does not extend beyond making the appointments. Therefore, these organizations are not included in the City’s reporting entity. The City Council appoints some or all of the members of the following related organizations: School District of Oshkosh Area Fox Valley VTAE District Housing Authority of the City of Oshkosh C. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which are primarily supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for services. The statement of activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Governmental funds include general, special revenue, debt service and capital projects funds. Proprietary funds include enterprise and internal service funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 39 The City reports the following major governmental funds: General Fund This is the City’s primary operating fund. It accounts for all financial resources of the general government, except those accounted for in another fund. Debt Service Fund This fund accounts for the resources accumulated and payments made for principal and interest on long-term general obligation debt of government funds. Special Assessment Improvement Capital Projects Fund This fund accounts for the cost of capital projects and the special assessments and subsequent assessment collections related to those projects. The City reports the following major enterprise funds: Transit Utility Fund This fund accounts for the operations of a bus transit system for the City of Oshkosh. Financing is provided through user fees, federal and state grants, and general property taxes. Water Utility Fund This fund accounts for the construction, operation and maintenance of the City owned water facilities. Sewer Utility Fund This fund accounts for the construction, operation, and maintenance of the City owned sewerage facilities. Storm Water Utility Fund This fund accounts for the construction, operation and maintenance of the City owned storm water facilities. Additionally, the City reports the following fund types: Internal service fund accounts for the financing of goods and services provided by one department to other city departments or to the other governments on a cost reimbursement basis. The City has created Internal Service fund for Hospital Insurance, Workman’s Compensation, Police and Fire Pensions. The custodial fund accounts for property taxes and specials collected on behalf of other governments. D. MEASUREMENT FOCUS AND BASIS OF ACCOUNTING The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 40 Revenues susceptible to accrual include intergovernmental grants, intergovernmental charges for services, public charges for services and interest. Other revenues such as licenses and permits, fines and forfeits and miscellaneous revenues are recognized when received in cash or when measurable and available. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are payments-in-lieu of taxes and other charges between the City’s water and sewer functions and various other functions of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, and fees and fines, 2) operating grants and contributions, and 3) capital grants and contributions. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City’s proprietary funds are charges to customers for services. Operating expenses for proprietary funds include the costs of services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, then unrestricted resources, as they are needed. E.ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND NET POSITION OR FUND BALANCE 1. Cash and Investments Cash and investments are combined in the financial statements. Cash deposits consist of demand and time deposits with financial institutions and are carried at cost. Investments are stated at fair value. Fair value is the price that would be received to sell an asset in an orderly transaction between market participants at the measurement date. For purposes of the statement of cash flows, all cash deposits and highly liquid investments (including restricted assets) with a maturity of three months or less from date of acquisition are considered to be cash equivalents. 2. Property Taxes and Special Charges/Receivable Property taxes and special charges consist of taxes on real estate and personal property and user charges assessed against City properties. They are levied during December of the prior year and become an enforceable lien on property the following January 1. Property taxes are payable in various options depending on the type and amount. Personal property taxes and special charges are payable on or before January 31 in full. Real estate taxes are payable in full by January 31 or in four equal installments on or before January 31, March 31, May 31, and July 31. Real estate taxes not paid by July 31 are purchased by the County as part of the August tax settlement. Delinquent personal property taxes remain the collection responsibility of the City. In addition to its levy, the City also levies and collects taxes for the Oshkosh and Winneconne Community School Districts, Winnebago County, Fox Valley Technical College, and the Algoma Sanitary District #1. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 41 Property tax calendar for the 2020 tax roll is as follows: Lien date and levy date December 31, 2020 Tax bills mailed On or after December 1, 2020 Payment in full, or: First installment due January 31, 2021 Second installment due March 31, 2021 Third installment due May 31, 2021 Fourth installment due July 31, 2021 Personal property taxes in full January 31, 2021 Tax settlements: Initial settlement January 15, 2021 Second, third and fourth settlement 20 days after the collection date Final settlement August 20, 2021 Tax deed by County - 2020 delinquent real estate taxes October 01, 2024 Property tax calendar - 2020 tax roll: Property taxes of $47,521,677 are recorded on December 31, 2020 for collection in 2021 for the City apportionment. The City apportionment is for financing 2021 operations and will be transferred in 2020 from deferred inflows of resources to current revenues of the City’s governmental and proprietary funds. 3. Accounts Receivable Accounts receivable are recorded at gross amounts with uncollectible amounts recognized under the direct write-off method. The receivable associated with ambulance billings has been shown net of an allowance of $1,631,539, which represents estimated uncollectable accounts. 4. Special Assessments Assessments against property owners for public improvements are generally not subject to full settlement in the year levied. Special assessments are placed on tax rolls on an installment basis. Revenue from special assessments recorded in governmental funds is recognized as collections are made or as current installments are placed on tax rolls. Installments placed on the 2020 tax roll are recognized as revenue in 2021. Special assessments are subject to collection procedures. 5. Loans Receivable The City has received federal and state grant funds for economic development and housing rehabilitation loan programs and has passed the funds to various businesses and individuals in the form of loans. The City records a loan receivable and expenditure when the loan has been made and the funds disbursed. No allowance for uncollectible accounts has been provided since it is believed that the amount of such allowance would not be material to the basic financial statements. In the governmental funds, the City records a deferred inflow of resources for the net amount of the receivable. As the loans are repaid, revenue is recognized. Any unspent loan proceeds are presented as restricted fund balance in the fund financial statements. 6. Interfund Receivables and Payables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as “due from other funds” and “due to other funds” in the fund financial statements. The amount reported on the statement of net position for internal balances represents the residual balance outstanding between the governmental and business-type activities. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 42 7. Inventories Inventories are recorded at cost, which approximates market, using the first-in, first-out method. Inventories consist of expendable supplies held for consumption. The cost is recorded as an expenditure at the time individual inventory items are consumed rather than when purchased. Inventories of governmental funds in the fund financial statements are offset by nonspendable fund balance to indicate that they do not represent spendable available financial resources. 8. Prepaid Items Payments made to vendors that will benefit periods beyond the end of the current fiscal year are recorded as prepaid items and are accounted for on the consumption method. Prepaid items of governmental funds in the fund financial statements are offset by nonspendable fund balance to indicate that they do not represent spendable available financial resources. 9. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of $5,000 or higher and an estimated useful life in excess of a year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated acquisition value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Capital assets of the City are depreciated using the straight-line method over the following estimated useful lives: Governmental Business-type Activities Activities Assets Buildings, systems, and land improvements 30 - 80 25 - 88 Machinery and equipment 1 - 25 10 - 25 Infrastructure 20 - 35 40 - 150 Years 10. Assets Held for Resale Assets held for resale consists of land and improvements and is valued at cost of acquisition, demolition, and site improvements. Properties include both land intended for resale and land designated as a public area. Assets held for resale is recorded at lower of cost or market value. 11. Compensated Absences It is the City’s policy to permit employees to accumulate earned but unused vacation and sick leave benefits in accordance with employee handbook policies. All vacation and sick leave is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in the governmental funds in the fund financial statements only if they have matured, for example, as a result of employee resignations and retirements. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 43 12. Deferred Outflows/Inflows of Resources Deferred outflows of resources are a consumption of net position by the government that is applicable to a future reporting period. Deferred inflows of resources are an acquisition of net position by the government that is applicable to a future reporting period. The recognition of those outflows and inflows as expenses or expenditures and revenues are deferred until the future periods to which the outflows and inflows are applicable. Governmental funds may report deferred inflows of resources for unavailable revenues. The City reports unavailable revenues for special assessments. These inflows are recognized as revenues in the government-wide financial statements. 13. Long-term Obligations In the government-wide financial statements, and proprietary funds in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are expensed as incurred. In the fund financial statements, governmental funds recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 14. Pensions For purposes of measuring the net pension liability (asset), deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the Wisconsin Retirement System (WRS) and additions to/deductions from WRS’ fiduciary net position have been determined on the same basis as they are reported by WRS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 15. Other Postemployment Benefits Other Than Pensions (OPEB) Single Employer OPEB Qualifying employees are provided with other postemployment benefits. The OPEB is a single employer defined benefit plan administered by the City. For purposes of measuring the OPEB liability, related deferred outflows and inflows, and OPEB Expense, the City has used values provided by their actuary. Benefit payments are recognized when due and payable in accordance with benefit terms. Local Retiree Life Insurance Fund The fiduciary net position of the Local Retiree Life Insurance Fund (LRLIF) has been determined using the flow of economic resources measurement focus and the accrual basis of accounting. This includes for purposes of measuring the net OPEB liability, deferred outflows of resources and deferred inflows of resources related to other postemployment benefits, OPEB expense, and information about the fiduciary net position of the LRLIF and additions to/deductions from LRLIF’s fiduciary net position have been determined on the same basis as they are reported by LRLIF. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 16. Fund Equity Governmental Fund Financial Statements City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 44 Fund balance of governmental funds is reported in various categories based on the nature of any limitations requiring the use of resources for specific purposes. The following classifications describe the relative strength of the spending constraints placed on the purposes for which resources can be used: Nonspendable fund balance. Amounts that are not in spendable form (such as inventory, prepaid items, or long-term receivables) or are legally or contractually required to remain intact. Restricted fund balance. Amounts that are constrained for specific purposes by external parties (such as grantor or bondholders), through constitutional provisions, or by enabling legislation. Committed fund balance. Amounts that are constrained for specific purposes by action of the City Council. These constraints can only be removed or changed by the City Council using the same action that was used to create them. Assigned fund balance. Amounts that are constrained for specific purposes by action of City management. Residual amounts in any governmental fund, other than the General Fund, are also reported as assigned. Unassigned fund balance. Amounts that are available for any purpose. Positive unassigned amounts are only reported in the General Fund. The City Council establishes (and modified or rescinds) fund balance commitments by passage of an ordinance or resolution. This is typically done through adoption and amendment of the budget. A fund balance commitment is further indicated in the budget document as a designation or commitment on the fund (such as for special incentives). Assigned fund balance is established by the City Council through adoption or amendment of the budget as intended for specific purpose (such as the purchase of capital assets, construction, debt service or for other purposes). Government-Wide and Proprietary Fund Statements Equity is classified as net position and displayed in three components: Net investment in capital assets. Amount of capital assets, net of accumulated depreciation, and capital related deferred outflows of resources less outstanding balances of any bonds, mortgages, notes, or other borrowings that are attributable to the acquisition, construction, or improvement of those assets and any capital related deferred inflows of resources. Restricted net position. Amount of net position that is subject to restrictions that are imposed by 1) external groups, such as creditors, grantors, contributors or laws or regulations of other governments or 2) law through constitutional provisions or enabling legislation. Unrestricted net position. Net position that is neither classified as restricted nor as net investment in capital assets. When an expense is incurred that can be paid using either restricted or unrestricted resources (net position), the City’s policy is to first apply the expense toward restricted resources and then toward unrestricted resources. In governmental funds, the City’s policy is to first apply the expenditure toward restricted fund balance and then to other, less restricted fund balance and then to other, less restrictive classification – committed and then assigned fund balances before using assigned fund balances. F. USE OF ESTIMATES The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results could differ from those estimates. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 45 NOTE 2: STEWARDSHIP AND COMPLIANCE A. BUDGETS AND BUDGETARY ACCOUNTING The City adopted budgets for the General Fund, certain Special Revenue Funds, certain Capital Project Funds, the Debt Service Fund, and certain Enterprise Funds. These budgets are adopted in accordance with state statutes and are prepared on a basis consistent with generally accepted accounting principles. The budgetary data presented on the Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual reflects the original approved budgets of the above funds and subsequent revision authorized by the City’s Common Council. Flexible, annual budgets are approved for proprietary funds to provide for financial management. Long-term budgets are adopted for Capital Projects Funds. The City follows these procedures in establishing the budgetary data reflected in the basic financial statements: 1. In early October, the Finance Director and City Manager submit to the Common Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. A public hearing is conducted in the Council Chambers to obtain taxpayer comments. 3. At the second council meeting in November, the budget is legally enacted through passage of a resolution. 4. The Finance Director is authorized to transfer budget amounts within departments upon City Manager approval; however, any revisions that alter the total expenditures of any fund must be approved by the Common Council. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund, Special Revenue Funds (except for Business Improvement District, Cable TV Franchise, Historical Marker, Public Works Special, and Community Traffic Safety) and the Debt Service Fund. 6. Budgetary expenditure control is exercised at the department level. 7. Budgeted amounts are as authorized in the original budget resolution and subsequent revisions authorized by the Common Council. 8. All appropriations lapse at year end. The City did not have any material violation of legal or contractual provisions for the fiscal year ended December 31, 2020. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 46 B. DEFICIT FUND EQUITY The following funds had deficit fund balance or net position as of December 31, 2020: Deficit Fund Funds Balance Nonmajor Special Revenue Funds Public Works Special 77,913$ Special Events 6,800 Nonmajor Capital Projects Funds Sidewalk Construction 191,502 TIF #18 - SW Industrial #3 1,406,957 TIF #21 - Fox River Corridor 404,332 TIF #23 - SW Industrial Park 1,017,878 TIF #25 - City Center Hotel 1,758,767 TIF #26 - Aviation Business Park 2,364,929 TIF #27 - North Main Street 1,813,403 TIF #29 - Morgan District 95 TIF #31 - Buckstaff Redevelopment 88,396 TIF #35 - Oshkosh Ave Corridor 1,064,919 TIF #37 - Aviation Plaza 16,801 TIF #38 - Pioneer Redevelopment 12,150 The City anticipates funding the above deficits from future revenues of the funds. C. PROPERTY TAX LEVY LIMIT Wisconsin state statutes provide for a limit on the property tax levies for all Wisconsin cities, towns and counties. For the 2020 and 2021 budget years, Wisconsin Statutes limit the increase in the maximum allowable tax levy to the change in the City’s January 1 equalized value as a result of net new construction. The actual limit for the City for the 2020 budget was 1.21%. The actual limit for the City for the 2021 budget was 1.82%. Debt service for debt authorized after July 1, 2005 is exempt from the levy limit. In addition, Wisconsin statutes allow the limit to be adjusted for the increase in debt service authorized prior to July 1, 2005 and in certain other situations. NOTE 3: DETAILED NOTES ON ALL FUNDS A. CASH AND INVESTMENTS The City maintains various cash and investment accounts, including pooled funds that are available for use by all funds. Each fund’s portion of these accounts is displayed on the financial statements as “Cash and investments”. Invested cash consists of deposits and investments that are restricted by Wisconsin Statutes to the following: Time deposits; repurchase agreements; securities issued by federal, state and local governmental entities; statutorily authorized commercial paper and corporate securities; and the Wisconsin local government investment pool. Investments in the private-purpose trust fund may be invested in other types of investments as authorized user Wisconsin Statute 881.01, “Uniform Prudent Investor Act”. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 47 The carrying amount of the City’s cash and investments totaled $196,595,177 on December 31, 2020 as summarized below: Petty cash and cash on hand 39,283$ Deposits with financial institutions 140,745,257 Investments US Treasury Securities 6,361,118 Federal Farm Credit 374,211 Federal Home Loan Bank 330,487 Federal Home Loan Mortgage Corporation 1,312,690 Federal National Mortgage Association 46,468 Money market mutual funds 371,834 Municipal bonds 6,775,010 Negotiable CDs 6,215,193 Mutual funds 3,560,631 Oshkosh Community Foundation 4,586,754 Corporate stocks and bonds 699,293 Wisconsin local government investment pool 10,149,954 WISC - Investment Series 15,026,994 196,595,177$ Reconciliation to the basic financial statements: Government-wide Statement of Net Position Cash and investments 153,288,859$ Restricted cash and investments 21,785,724 Component Unit Redevelopment Authority 132,325 Fiduciary Funds Statement of Net Position Cash and investment 21,388,268 196,595,176$ Fair Value Measurements The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant observable inputs; Level 3 inputs are significant unobservable inputs. The City has the following fair value measurements as of December 31, 2020: Level 1 Level 2 Level 3 Investments US Treasuries 6,361,118$ -$-$ Federal Farm Credit - 374,211 - Federal Home Loan Bank - 330,487 - Federal Home Loan Mortgage Corporation - 1,312,690 - Federal National Mortgage Association - 46,468 - Money market mutual funds 371,834 - - Municipal bonds - 6,775,010 - Negotiable CDs - 6,215,193 - Mutual funds 3,560,631 - - Oshkosh Community Foundation - - 4,586,754 Corporate stocks and bonds - 699,293 - 10,293,583$ 15,753,352$ 4,586,754$ Fair Value Measurements Using: City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 48 Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. Wisconsin statutes require repurchase agreements to be fully collateralized by bonds or securities issued or guaranteed by the federal government or its instrumentalities. The City does not have an additional custodial credit policy. Deposits with financial institutions within the State of Wisconsin are insured by the Federal Deposit Insurance Corporation (FDIC) in the amount of $250,000 for the combined amount of all time and savings deposits and $250,000 for interest-bearing and noninterest-bearing demand deposits per official custodian per insured depository institution. Deposits with financial institutions located outside the State of Wisconsin are insured by the FDIC in the amount of $250,000 for the combined amount of all deposit accounts per official custodian per depository institution. Also, the State of Wisconsin has a State Guarantee Fund which provides a maximum of $400,000 per public depository above the amount provided by an agency of the U.S. Government. However, due to the relatively small size of the State Guarantee Fund in relation to the Fund’s total coverage, total recovery of insured losses may not be available. This coverage has been considered in determining custodial credit risk. As of December 31, 2020, $134,532,209 of the City’s deposits with financial institutions were in excess of federal and state depository insurance limits. $127,247,301 was collateralized with securities held by the pledging financial institution or its trust department or agent but not in the City’s name. The remaining $7,284,908 was not collateralized with securities held by the pledging financial institution or its trust department or agent but not in the City’s name. Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Wisconsin statutes limit investment in securities to the top two ratings assigned by nationally recognized statistical rating organizations. The City minimizes credit risk by requiring the diversification of the investment portfolio so that the impact of potential losses from any one type of security or from any one individual issuer will be minimized. Presented below is the actual rating as of the year-end for each investment type. Not Investment Type Amount AAA Aa Other Rated US Treasuries 6,361,118 4,303,354$ 2,057,764$ -$ -$ Federal Farm Credit 374,211 -374,211 - - Federal Home Loan Bank 330,487 -330,487 - - Federal Home Loan Mortgage Corporation 1,312,690 -1,312,690 - - Federal National Mortgage Association 46,468 -46,468 - - Money market mutual funds 371,834 4,000 - - 367,834 Municipal bonds 6,775,010 1,016,102 4,712,381 1,046,527 - Negotiable CDs 6,215,193 - - 3,129,053 3,086,140 Mutual funds 3,560,631 - - - 3,560,631 Oshkosh Community Foundation 4,586,754 - - - 4,586,754 Corporate stocks and bonds 699,293 - - - 699,293 Wisconsin Local Government Investment Pool 10,149,954 - - - 10,149,954 WISC - Investment Series 15,026,994 - - - 15,026,994 Totals 55,810,637$ 5,323,456$ 8,834,001$ 4,175,580$ 37,477,600$ Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination of shorter term and longer term investments, by timing cash flows from maturities so that a portion of the portfolio is City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 49 maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations and ensuring the majority of investments have a maturity period of less than 5 years with a weighted maturity period not to exceed 3 years. Information about the sensitivity of the fair values of the City’s investments to market interest rate fluctuations is provided by the following table that shows the distribution of the City’s investments by maturity: 12 Months 13 to 24 25 to 60 More Than Investment Type Amount or Less Months Months 60 Months US Treasuries 6,361,118$ 6,180,035$ -$ 181,083$ -$ Federal Farm Credit 374,211 - 374,211 - - Federal Home Loan Bank 330,487 - - 330,487 - Federal Home Loan Mortgage Corporation 1,312,690 - - 1,312,690 - Federal National Mortgage Association 46,468 - 46,468 - - Money market mutual funds 371,834 371,834 - - - Municipal bonds 6,775,010 1,895,641 1,561,984 3,132,018 185,367 Negotiable CDs 6,215,193 4,096,738 1,558,043 560,412 - Mutual funds 3,560,631 3,560,631 - - - Oshkosh Community Foundation 4,586,754 4,586,754 - - - Corporate stocks and bonds 699,293 699,293 - - - Wisconsin Local Government Investment Pool 10,149,954 10,149,954 - - - WISC - Investment Series 15,026,994 15,026,994 - - - Totals 55,810,637$ 46,567,874$ 3,540,706$ 5,516,690$ 185,367$ Remaining Maturity (in Months) Investments with Fair Values Highly Sensitive to Interest Rate Fluctuations The City’s investments include the following investments that are highly sensitive to interest rate fluctuations (to a greater degree than already indicated in the information provided above): Fair Value Highly Sensitive Investments at Year End Federal Farm Credit 374,211$ Federal Home Loan Bank 330,487 Federal Home Loan Mortgage Corporation 1,312,690 Federal National Mortgage Association 46,468 Investments in Wisconsin Local Government Investment Pool The City has investments in the Wisconsin Local Government Investment Pool of $10,149,954 at year-end. The LGIP is part of the State Investment Fund (SIF), and is managed by the State of Wisconsin Investment Board. The SIF is not registered with the Securities and Exchange Commission, but operates under the statutory authority of Wisconsin Chapter 25. The SIF reports the fair value of its underlying assets annually. Participants in the LGIP have the right to withdraw their funds in total on one day’s notice. At December 31, 2020, the fair value of the City’s share of the LGIP’s assets was substantially equal to the carrying value. Investment in Wisconsin Investment Series Cooperation The City has investments in the Wisconsin Investment Series Cooperative (WISC) of $15,026,994 at year-end consisting of $15,026,994 invested in the Investment Series. The Cash Management Series has no minimum investment period, allows check writing privileges, and the average dollar weighted maturity is ninety (90) days or less. The Investment Series requires a 14 day minimum investment period and one business day withdrawal notice, and the average dollar weighted maturity is one hundred twenty (120) days or less. WISC is organized by and operated exclusively for Wisconsin public schools, technical colleges, and municipal entities. WISC is not registered with the Securities and Exchange Commission, but operates under Wisconsin International City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 50 Cooperate Statute, Wisconsin Statute, Section 66.031. WISC is governed by the Wisconsin Investment Series Cooperative Commission in accordance with the terms of the Intergovernmental Cooperation Agreement. WISC invests City funds in accordance with Wisconsin law. WISC investments are valued at amortized cost, which approximates market value. Beneficial Interest in Assets Held by Oshkosh Community Foundation Beneficial interest in assets held by Oshkosh Community Foundation represents amounts held at Oshkosh Community Foundation, Inc. (the “Foundation”). These amounts are legal assets of the Foundation with the restriction that the Foundation makes distributions to the City as needed. The agreement governing the assets includes a variance power allowing the Foundation to modify the restrictions on distributions from the funds. B. RESTRICTED ASSETS Restricted assets on December 31, 2020 totaled $21,785,724 and consisted of cash and investments held for the following purposes: Funds Amount Purpose Enterprise Funds Water Utility Plant replacement 1,139,925$ To account for funds specified for plant replacement projects in subsequent years Bond redemption fund 5,110,173 To be used for principal and interest payments of water utility revenue bonds Depreciation fund 150,266 To be used for the replacement of certain assets for the City's water distribution plant Total Water Utility 6,400,364 Sewer Utility Bond redemption fund 5,725,051 To be used for principal and interest payments of sanitary sewer utility revenue bonds DNR replacement 2,065,384 To be used for the replacement of certain assets for the City's sanitary sewer system. Total Sewer Utility 7,790,435 Storm Water Utility Bond redemption fund 7,594,925 To be used for principal and interest payments of storm water utility revenue bonds Total Enterprise Funds 21,785,724$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 51 C. CAPITAL ASSETS Capital asset activity for the year ended December 31, 2020 was as follows: Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets, nondepreciable: Land 20,787,450$ 62,897$ -$ 20,850,347$ Construction in progress 3,925,983 50,929 2,973,765 1,003,147 Total capital assets, nondepreciable 24,713,433 113,826 2,973,765 21,853,494 Capital assets, depreciable: Buildings, systems and land improvements 70,474,904 1,156,595 - 71,631,499 Infrastructure 105,906,271 10,648,810 4,330,290 112,224,791 Machinery and equipment 65,564,730 7,834,567 986,141 72,413,156 Subtotals 241,945,905 19,639,972 5,316,431 256,269,446 Less accumulated depreciation for: Buildings, systems and land improvements 21,389,436 1,491,803 4,104 22,877,135 Infrastructure 42,943,225 6,968,029 4,330,290 45,580,964 Machinery and equipment 38,429,158 3,106,641 986,141 40,549,658 Subtotals 102,761,819 11,566,473 5,320,535 109,007,757 Total capital assets, depreciable, net 139,184,086 8,073,499 (4,104) 147,261,689 Governmental activities capital assets, net 163,897,519$ 8,187,325$ 2,969,661$ 169,115,183 Less: Capital related debt (111,770,557) Less: Debt premium (3,886,389) Less: Capital related accounts payable (534,782) Add: Deferred charge on refunding 275,115 Net investment in capital assets 53,198,570$ Business-type activities: Capital assets, nondepreciable: Land 12,787,605$ 1,448,163$ -$ 14,235,768$ Construction in progress 16,421,290 22,408,867 28,435,032 10,395,125 Total capital assets, nondepreciable 29,208,895 23,857,030 28,435,032 24,630,893 Capital assets, depreciable: Buildings, systems and land improvements 410,479,260 27,493,968 923,557 437,049,671 Machinery and equipment 60,835,689 1,399,062 - 62,234,751 Subtotals 471,314,949 28,893,030 923,557 499,284,422 Less accumulated depreciation for: Buildings, systems and land improvements 102,390,095 8,050,365 896,802 109,543,658 Machinery and equipment 44,225,223 3,050,153 - 47,275,376 Subtotals 146,615,318 11,100,518 896,802 156,819,034 Total capital assets, depreciable, net 324,699,631 17,792,512 26,755 342,465,388 Business-type activities capital assets, net 353,908,526$ 41,649,542$ 28,461,787$ 367,096,281 Less: Capital related debt (196,602,871) Less: Debt premium (8,010,386) Add: Deferred charge on refunding 184,586 Net investment in capital assets 162,667,610$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 52 Depreciation expense was charged to functions of the City as follows: Governmental activities General government 482,667$ Public safety 1,366,922 Public works 6,373,691 Culture and recreation 1,529,375 Community development 1,813,818 Total depreciation expense - governmental activities 11,566,473$ Business-type activities Transit utility 869,334$ Water utility 3,589,037 Sewer utility 3,884,811 Storm water utility 2,346,232 Other 298,200 Total depreciation expense - business-type activities 10,987,614 Water utility charged to other operating accounts 112,904 Total increase in accumulated depreciation 11,100,518$ D. INTERFUND RECEIVABLE, PAYABLES, AND TRANSFERS Interfund receivables and payables between individual funds of the City, as reported in the fund financial statements, as of December 31, 2020 are detailed below: Interfund Interfund Receivables Payables Governmental funds General 9,723,336$ -$ Nonmajor governmental Special revenue 8,127 86,234 Capital projects 1,343,000 10,980,102 Permanent - 8,127 Internal service fund 454,928 454,928 Total governmental activities 11,529,391 11,529,391 Proprietary funds Sewer utility 1,028,307 - Nonmajor enterprise - 1,028,307 Total business-type activities 1,028,307 1,028,307 Totals 12,557,698$ 12,557,698$ Interfund transfers for the year ended December 31, 2020 were as follows: Transfer Transfer Fund In Out Governmental funds General 1,006,485$ 50,000$ Contact Control 13,575 - Nonmajor governmental 3,203,425 2,340,867 Total governmental funds 4,223,485 2,390,867 Proprietary funds Transit utility fund - 13,575 Water utility - 1,000,000 Nonmajor enterprise - 819,043 Total enterprise funds - 1,832,618 Totals 4,223,485$ 4,223,485$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 53 Interfund transfers were made for the following purposes: Tax equivalent payment made by water utility to general fund 1,000,000$ Industrial Park to purchase land 819,043 Miscellaneous transfers as approved in annual budget process 2,404,442 4,223,485$ E.LOANS RECEIVABLES Loans receivable of $5,028,738 in the Community Development Block Grant, Rental Rehabilitation Loan Program, and Local Revolving Loan Program special revenue funds represents noninterest bearing loans made to City residents as part of the City’s participation in the Community Block Grant Program for residential rehabilitation. These notes are payable to the City at the time the property is sold or at the time the property is no longer occupied by the owner and is due to the funding agency upon termination of the program. F. LONG-TERM OBLIGATIONS The following is a summary of changes in long-term obligations of the City for the year ended December 31, 2020: Beginning Ending Due Within Balance Issued Retired Balance One Year Governmental activities: General Obligation Debt Bonds and notes 109,581,346$ 17,715,000$ 18,842,959$ 108,453,387$ 13,492,278$ Notes from direct borrowings 3,604,570 - 822,136 2,782,434 846,513 Total General Obligation Debt 113,185,916 17,715,000 19,665,095 111,235,821 14,338,791 Debt premium 3,297,441 953,237 364,335 3,886,343 - Compensated absences 4,541,190 137,581 349,513 4,329,258 - Governmental activities Long-term obligations 121,024,547$ 18,805,818$ 20,378,943$ 119,451,422$ 14,338,791$ Business-type activities: General Obligation Debt Transit utility 1,026,000$ -$ 140,000$ 886,000$ 136,000$ Water utility 3,815,000 - 715,000 3,100,000 715,000 Sewer utility 5,470,000 - 1,025,000 4,445,000 850,000 Storm water utility 4,535,000 - 675,000 3,860,000 700,000 Parking utility 25,000 - -25,000 - Oshkosh Redevelopment 210,000 - 210,000 - - Industrial Park 500,000 - 100,000 400,000 105,000 Notes from direct borrowing Oshkosh Redevelopment 1,450,000 - 25,000 1,425,000 177,715 Total General Obligation Debt 17,031,000 - 2,890,000 14,141,000 2,683,715 Revenue bonds Water utility 46,015,000 5,525,000 3,405,000 48,135,000 3,720,000 Sewer utility 54,095,000 13,930,000 3,255,000 64,770,000 3,870,000 Storm water utility 78,655,000 4,770,000 3,980,000 79,445,000 4,370,000 Notes from direct borrowing Water utility 4,305,692 - 607,244 3,698,448 622,440 Sewer utility 5,695,376 - 451,804 5,243,572 462,811 Total revenue bonds 188,766,068 24,225,000 11,699,048 201,292,020 13,045,251 Debt premium Water utility 1,963,680 325,598 151,258 2,138,020 - Sewer utility 2,245,876 878,730 170,383 2,954,223 - Storm water utility 2,838,398 289,274 209,529 2,918,143 - Total debt premium 7,047,954 1,493,602 531,170 8,010,386 - Compensated absences 1,060,435 116,288 73,254 1,103,469 - Business-type activities Long-term obligations 213,905,457$ 25,834,890$ 15,193,472$ 224,546,875$ 15,728,966$ Total interest paid during the year on long-term debt totaled $10,366,758. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 The City’s outstanding general obligation notes from direct borrowings of $6,717,434 are subject to a statutory provision that in an event of late or non-payment, a one percent per month penalty will be charged and the payment will be collected through a reduction in payments from the State of Wisconsin. The City’s outstanding revenue notes from direct borrowings of $8,942,020 contain the following provisions in the event of a default: 1) The Wisconsin Department of Administration can deduct amounts due from any state payments due to the City or add the amounts due as a special charge to the property taxes apportioned; 2) may appoint a receiver for the Program’s benefit; 3) may declare the principal amount immediately due and payable; 4) may enforce any right or obligation under the financing agreement including the right to seek specific performance or mandamus; and 5) may increase the interest rate set forth in the financing agreement to the market interest rate. General Obligation Debt General obligation debt currently outstanding is detailed as follows: Date of Principal Interest Interest Original Balance Issue payable payable Rates Indebtedness 12/31/20 Refunding bonds: 2010C 8/25/10 12/1/11 - 6/1/24 6/1 - 12/1 2.00 - 3.25% 12,620,000$ 1,195,000$ 2010D 8/26/10 12/1/11 - 21 6/1 - 12/1 0.75 - 3.90% 8,420,000 650,000 2011A 3/16/11 12/1/11 - 22 6/1 - 12/1 2.00 - 3.50% 8,490,000 1,805,000 2011B 3/16/11 3/15/12 - 23 3/15 - 9/15 2.00 - 4.70% 6,350,000 1,030,000 2012A 6/28/12 12/1/13 - 27 6/1 - 12/1 0.40 - 3.00% 5,595,000 1,500,000 2016C 7/6/16 12/1/17 - 34 6/1 - 12/1 2.25 - 3.00% 9,850,000 8,620,000 2016H 10/6/16 12/1/17 - 30 6/1 - 12/1 3.00 - 4.00% 6,890,000 5,265,000 Corporate purpose bonds: 2012B 11/1/12 12/1/13 - 31 6/1 - 12/1 2.00 - 3.00% 12,480,000 7,495,000 2013B 12/4/13 12/1/14 - 33 6/1 - 12/1 2.00 - 4.00% 9,080,000 6,465,000 2014B 11/5/14 12/1/15 - 33 6/1 - 12/1 2.00 - 3.00% 14,455,000 8,845,000 2015A 7/15/15 12/1/16 - 34 6/1 - 12/1 2.00 - 4.00% 18,750,000 12,770,000 2016A 6/14/16 12/1/17 - 35 6/1 - 12/1 2.00 - 4.00% 7,950,000 3,710,000 2017A 7/6/17 12/1/18 - 36 6/1 - 12/1 3.00 - 4.00% 5,440,000 4,575,000 2018A 6/28/18 12/1/18 - 37 6/1/ - 12/1 3.00 - 3.50% 5,545,000 5,075,000 2019A 6/27/19 12/1/20 - 38 6/1/ - 12/1 2.75 - 4.00% 5,380,000 4,925,000 2020A 7/1/20 6/1/21 - 40 6/1/ - 12/1 2.00 - 3.00% 10,425,000 10,425,000 Promissory notes: STFL 05 5/31/05 3/15/07 - 25 3/15 5.00%200,000 68,807 2011D 11/1/11 6/1/12 - 21 6/1 - 12/1 2.35%2,895,000 325,000 2012C 11/1/12 12/1/13 - 21 6/1 - 12/1 2.00%3,660,000 425,000 STFL 13 3/8/13 3/15/14 - 22 3/15 2.75%2,000,000 488,915 STFL 13 4/3/13 3/15/14 - 23 3/15 2.75%640,000 210,280 STFL 13 11/19/13 3/15/14 - 23 3/15 2.75%2,644,100 962,194 2013C 12/4/13 12/1/14 - 23 6/1 - 12/1 2.00 - 3.00% 1,690,000 545,000 2014C 11/5/14 12/1/15 - 23 6/1 - 12/1 2.00%2,615,000 910,000 STFL 15 2/17/15 3/15/16- 24 3/15 3.50%1,250,000 605,045 2015B 7/15/15 12/1/16 - 24 6/1 - 12/1 2.00 - 3.00% 4,210,000 1,955,000 STFL 16 7/19/16 3/15/17- 26 3/15 3.00%711,300 447,193 2016B 9/14/16 12/1/17 - 25 6/1 - 12/1 2.00 - 4.00% 4,700,000 2,690,000 2017B 7/6/17 12/1/18 - 26 6/1 - 12/1 2.00 - 4.00% 5,830,000 3,935,000 STFL CONV CENTER 8/21/17 3/15/18 - 27 3/15 4.50%1,500,000 1,425,000 2018B 6/28/18 12/1/19 - 27 6/1-12/1 3.00 - 4.00% 5,895,000 4,610,000 2018SBA 11/1/18 11/1/18 - 32 11/1 4.00%140,000 124,387 2019B 6/27/19 12/1/19 - 28 6/1-12/1 3.00 - 4.00% 15,820,000 14,010,000 2020B 7/1/20 6/1/21 - 30 6/1/ - 12/1 2.00 - 3.00% 7,290,000 7,290,000 Total Outstanding General Obligation Deb 125,376,821$ 54 City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 55 Annual principal and interest maturities of the outstanding general obligation debt of $125,376,821 on December 31, 2020 are detailed below: December 31, Year Ended Principal Interest Principal Interest Total 2021 $13,492,278 $3,319,490 $846,513 $83,721 $17,742,002 2022 11,423,609 2,745,764 871,391 58,911 15,099,675 2023 11,028,954 2,411,717 642,340 33,362 14,116,373 2024 10,414,312 2,086,497 249,082 14,091 12,763,982 2025 9,884,684 1,780,195 92,960 5,496 11,763,335 2026 - 2030 34,959,553 5,315,555 80,148 2,404 40,357,660 2031 - 2035 14,749,997 1,442,522 - - 16,192,519 2036 - 2040 2,500,000 135,931 - - 2,635,931 108,453,387$ 19,237,671$ 2,782,434$ 197,985$ $130,671,477 December 31, Year Ended Principal Interest Principal Interest Total 2021 $2,506,000 $380,113 $177,715 $64,125 $3,127,953 2022 2,250,000 300,596 185,712 56,128 2,792,436 2023 1,755,000 232,219 194,069 47,771 2,229,059 2024 1,485,000 180,395 202,695 39,145 1,907,235 2025 1,220,000 137,357 211,923 29,916 1,599,196 2026 - 2030 2,840,000 261,794 452,886 30,794 3,585,474 2031 - 2034 660,000 41,213 - - 701,213 12,716,000$ 1,533,687$ 1,425,000$ 267,879$ $15,942,566 Bonded and General Debt Notes from Direct Borrowings Business Type Activities Governmental Activities Bonded and General Debt Notes from Direct Borrowings For governmental activities, the other long-term liabilities are generally funded by the general fund. Legal Margin for New Debt The City’s legal margin for creation of additional general obligation debt on December 31, 2020 was $97,635,384 as follows: Equalized valuation of the City 4,460,244,100$ Statutory limitation percentage (x)5% General obligation debt limitation, per Section 67.03 of the Wisconsin Statutes 223,012,205 Outstanding general obligation debt applicable to debt limitation 125,376,821 Legal margin for new debt 97,635,384$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 56 Revenue Bonds Revenue bonds outstanding on December 31, 2020 totaled $201,292,020 and were comprised of the following issues: Issue Year of Principal Interest Interest Original Balance Number Issue Payable Payable Rates Indebtedness 12/31/20 Water Utility Safe Drinking Revenue Bond 4874-98 2001 5/1/02 - 21 5/1 & 11/1 2.97% 3,483,913 222,671$ Safe Drinking Revenue Bond 4874-02 2008 5/1/10 - 28 5/1 & 11/1 2.75% 1,344,824 3,475,776 Revenue Bond 2012F 2012 1/1/14 - 32 1/1 & 7/1 0.85 - 5.15% 5,430,000 3,570,000 Revenue Bond 2013E 2013 1/1/15 - 33 1/1 & 7/1 2.25 - 3.125% 3,785,000 2,395,000 Revenue Bond 2014E 2014 1/1/16 - 34 1/1 & 7/1 2.00 - 4.125% 3,795,000 2,485,000 Revenue Bond 2015E 2015 1/1/16 - 35 1/1 & 7/1 2.00 - 4.00% 6,660,000 5,390,000 Revenue Bond 2016F 2016 1/1/17 - 36 1/1 & 7/1 3.00 - 4.00% 6,835,000 5,700,000 Refunding Revenue Bond 2016G 2016 1/1/17 - 30 1/1 & 7/1 2.00 - 3.00% 11,690,000 7,730,000 Revenue Bond 2017C 2017 1/1/18 - 37 1/1 & 7/1 2.00 - 4.00% 8,880,000 7,750,000 Revenue Bond 2019 D 2019 1/1/20 - 37 1/1 & 7/1 3.00 - 5.00% 8,220,000 7,590,000 Revenue Bond 2020 D 2020 1/1/21 - 40 1/1 & 7/1 2.00 - 4.00% 5,525,000 5,525,000 Sewer Utility Clean Water Revenue Bond 4130-05 2004 5/1/05 - 24 5/1 & 11/1 2.396% 1,989,231 817,058 Revenue Bond 2012E 2012 5/1/13 - 32 5/1 & 11/1 2.25 - 3.00% 6,270,000 3,805,000 Revenue Bond 2013D 2013 1/1/14 - 33 5/1 & 11/1 2.00 - 4.125% 4,175,000 2,815,000 Revenue Bond 2014D 2014 5/1/15 - 34 5/1 & 11/1 2.00 - 4.00% 5,980,000 4,426,515 Clean Water Revenue Bond 4130-14 2014 5/1/15 - 34 5/1 & 11/1 2.625% 5,706,185 4,255,000 Revenue Bond 2015D 2015 5/1/16 - 35 5/1 & 11/1 2.00 - 4.00% 6,695,000 5,270,000 Revenue Bond 2016D 2016 5/1/17 - 36 5/1 & 11/1 2.00 - 3.00% 10,045,000 8,165,000 Revenue Bond 2017D 2017 5/1/18 - 37 5/1 & 11/1 3.00 - 5.00% 15,075,000 13,555,000 Revenue Bond 2019E 2019 5/1/20 - 39 5/1 & 11/1 2.00 - 4.00% 13,990,000 12,975,000 Revenue Bond 2020E 2020 5/1/21 - 40 5/1 & 11/1 2.00 - 4.00% 13,930,000 13,930,000 Storm Water Utility Revenue Bond 2012D 2012 5/1/13 - 32 5/1 & 11/1 3.00 - 3.12% 6,810,000 4,545,000 Revenue Bond 2013A 2013 1/1/14 - 33 5/1 & 11/1 3.00 - 4.125% 15,220,000 11,110,000 Revenue Bond 2014A 2014 5/1/15 - 34 5/1 & 11/1 2.00 - 4.00% 8,300,000 6,420,000 Revenue Bond 2015C 2015 5/1/16 - 35 5/1 & 11/1 3.00 - 4.00% 13,115,000 10,090,000 Revenue Bond 2016E 2016 5/1/17 - 36 5/1 & 11/1 2.00 - 3.00% 5,175,000 4,360,000 Refunding Revenue Bond 2016E 2016 5/1/17 - 30 5/1 & 11/1 2.00 - 4.00% 15,295,000 11,900,000 Revenue Bond 2017E 2017 5/1/18 - 37 5/1 & 11/1 3.00 - 5.00% 9,720,000 8,810,000 Revenue Bond 2018C 2018 5/1/19 - 38 5/1 & 11/1 4.00 - 5.00% 10,060,000 9,540,000 Revenue Bond 2019C 2019 5/1/20 - 39 5/1 & 11/1 3.00 - 5.00% 8,060,000 7,900,000 Revenue Bond 2020C 2020 5/1/21 - 40 5/1 & 11/1 2.00 - 4.00% 4,770,000 4,770,000 Total Outstanding Revenue Bonds 201,292,020$ Annual principal and interest maturities of the outstanding revenue bonds of $201,292,020 on December 31, 2020 are detailed below: Year Ended December 31, Principal Interest Principal Interest Total 2021 11,960,000$ 6,202,647$ 1,085,251$ 210,471$ 19,458,369$ 2022 12,000,000 5,651,369 883,731 185,997 18,721,097 2023 12,030,000 5,248,141 905,403 164,059 18,347,603 2024 12,240,000 4,834,293 927,608 141,582 18,143,483 2025 12,390,000 4,413,497 733,713 121,147 17,658,357 2026 - 2030 62,725,000 15,775,657 2,973,748 344,268 81,818,673 2031 - 2035 49,190,000 6,697,908 1,432,566 76,428 57,396,902 2036 - 2040 19,815,000 506,900 - -20,321,900 192,350,000$ 49,330,412$ 8,942,020$ 1,243,952$ 251,866,384$ Bonded Debt Notes from Direct Borrowing Business Type Activities City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 57 Utility Revenues Pledged The City’s utilities have pledged future water, sewer, and storm water customer revenues, net of specified operating expenses, to repay the revenue bonds through 2040. Proceeds from the bonds provided financing for the construction or acquisition of capital assets used with the systems. A summary of net customer revenues and remaining principal and interest due on revenue bonds follows: Water Sewer Storm Water Utility Utility Utility Net customer revenues Operating revenues 15,576,609$ 15,285,307$ 11,599,453$ Other income 131,718 215,927 235,949 Total revenues 15,708,327 15,501,234 11,835,402 Less: Operating expenses & taxes 6,296,256 6,211,585 2,298,155 Net customer revenues 9,412,071$ 9,289,649$ 9,537,247$ Debt service Principal 4,012,244$ 3,706,804$ 3,980,000$ Interest 1,505,815 1,905,916 2,769,217 Total debt service 5,518,059$ 5,612,720$ 6,749,217$ Remaining principal and interest 63,325,409$ 87,529,270$ 101,011,705$ Build America Bonds The general obligation debt issued on May 1, 2009 and September 2, 2010 and revenue bonds issued on October 5, 2010 and October 14, 2010 qualify as Build America Bonds, as described in Section 54AA of the Internal Revenue Code. The interest on the debt is taxable as set forth in the regulations. The City is eligible to receive a 35% subsidy of the annual interest payment from the Federal government. In order to receive this subsidy, it is necessary for the City to file a claim form annually. G. CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Industrial Revenue Bonds to provide financial assistance to private sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 58 H. PENSION PLAN 1. Plan Description The Wisconsin Retirement System (WRS) is a cost-sharing, multiple-employer, defined benefit pension plan. WRS benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. Benefit terms may only be modified by the legislature. The retirement system is administered by the Wisconsin Department of Employee Trust Funds (ETF). The system provides coverage to all eligible State of Wisconsin, local government and other public employees. All employees, initially employed by a participating WRS employer on or after July 1, 2011, and expected to work at least 1200 hours a year (880 hours for teachers and school district educational support employees) and expected to be employed for at least one year from employee’s date of hire are eligible to participate in the WRS. ETF issues a standalone WRS Financial Report, which can be found at http://etf.wi.gov/about/reports-and- studies/financial-reports-and-statements. For employees beginning participation on or after January 1, 1990, and no longer actively employed on or after April 24, 1998, creditable service in each of five years is required for eligibility for a retirement annuity. Participants employed prior to 1990 and on or after April 24, 1998, and prior to July 1, 2011, are immediately vested. Participants who initially became WRS eligible on or after July 1, 2011, must have five years of creditable service to be vested. Employees who retire at or after age 65 (54 for protective occupation employees and 62 for elected officials and executive service retirement plan participants, if hired on or before December 31, 2016, are entitled to a retirement benefit based on a formula factor, their final average earnings, and creditable service. Final average earnings is the average of the participant’s three highest earnings periods. Creditable service includes current service and prior service for which a participant received earnings and made contributions as required. Creditable service also includes creditable military service. The retirement benefit will be calculated as a money purchase benefit based on the employee’s contributions plus matching employer’s contributions, with interest, if that benefit is higher than the formula benefit. Vested participants may retire at or after age 55 (50 for protective occupations) and receive an actuarially-reduced benefit. Participants terminating covered employment prior to eligibility for an annuity may either receive employee- required contributions plus interest as a separation benefit or leave contributions on deposit and defer application until eligible to receive a retirement benefit. The WRS also provides death and disability benefits for employees. 2. Post-Retirement Adjustments The Employee Trust Funds Board may periodically adjust annuity payments from the retirement system based on annual investment performance in accordance with s. 40.27, Wis. Stat. An increase (or decrease) in annuity payments may result when investment gains (losses), together with other actuarial experience factors, create a surplus (shortfall) in the reserves, as determined by the system’s consulting actuary. Annuity increases are not based on cost of living or other similar factors. For Core annuities, decreases may be applied only to previously granted increases. By law, Core annuities cannot be reduced to an amount below the original, guaranteed amount (the “floor”) set at retirement. The Core and Variable annuity adjustments granted during recent years are as follows: City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 59 Year Core Fund Adjustment (%) Variable Fund Adjustment (%) 2010 (1.3)22 2011 (1.2)11 2012 (7.0)(7) 2013 (9.6)9 2014 4.7 25 2015 2.9 2 2016 0.5 (5) 2017 2.0 4 2018 2.4 17 2019 0.0 (10) 3. Contributions Required contributions are determined by an annual actuarial valuation in accordance with Chapter 40 of the Wisconsin Statutes. The employee required contribution is one-half of the actuarially determined contribution rate for general category employees, including teachers, and executives and elected officials. Starting on January 1, 2016, the executives and elected officials category was merged into the general employee category. Required contributions for protective employees are the same rate as general employees. Employers are required to contribute the remainder of the actuarially determined contribution rate. The employer may not pay the employee required contribution unless provided for by an existing collective bargaining agreement. During the year ending December 31, 2020, the WRS recognized $3,794,808 in contributions from the City. Contribution rates for the reporting period are: Employee Category Employee Employer General (including teachers, executives and elected officials)6.55%6.55% Protective with Social Security 6.55% 10.55% Protective without Social Security 6.55% 14.95% 4. Pension Liabilities, Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions At December 31, 2020, the City reported an asset of $10,997,378 for its proportionate share of the net pension asset. The net pension asset was measured as of December 31, 2019, and the total pension liability used to calculate the net pension asset was determined by an actuarial valuation as of December 31, 2018 rolled forward to December 31, 2019. No material changes in assumptions or benefit terms occurred between the actuarial valuation date and the measurement date. The City’s proportion of the net pension asset was based on the City’s share of contributions to the pension plan relative to the contributions of all participating employers. At December 31, 2019, the City’s proportion was 0.34044120%, which was an increase of 0.00529140% from its proportion measured as of December 31, 2018. For the year ended December 31, 2020, the City recognized pension expense of $4,127,816. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 60 At December 31, 2020, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual experience 20,837,574$ 10,427,811$ Net differences between projected and actual earnings on pension plan investments - 22,441,664 Changes in assumptions 855,429 - Changes in proportion and differences between employer contributions and proportionate share of contributions 16,941 69,198 Employer contributions subsequent to the measurement date 3,794,808 - Total 25,504,752$ 32,938,673$ $3,794,808 reported as deferred outflows related to pension resulting from the City’s contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability (asset) in the year ended December 31, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pension will be recognized in pension expense as follows: Year Ended December 31, Expense 2021 (3,342,423)$ 2022 (2,484,543) 2023 372,020 2024 (5,773,783) Total (11,228,729)$ 5. Actuarial Assumptions The total pension liability in the December 31, 2018, actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Actuarial Valuation Date:December 31, 2018 Measurement Date of Net Pension Asset:December 31, 2019 Actuarial Cost Method:Entry Age Normal Asset Valuation Method:Fair Value Long-term Expected Rate of Return:7.0% Discount Rate:7.0% Salary Increases: Inflation 3.0% Seniority/Merit 0.1% - 5.6% Mortality Wisconsin 2018 Mortality Table Post-retirement Adjustments*1.9%  No post-retirement adjustment is guaranteed. Actual adjustments are based on recognized investment return, actuarial experience and other factors. 1.9% is the assumed annual adjustment based on the investment return assumption and the post-retirement discount rate. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 61 Actuarial assumptions are based upon an experience study conducted in 2018 that covered a three-year period from January 1, 2015 to December 31, 2017. The total pension liability for December 31, 2019 is based upon a roll- forward of the liability calculated from the December 31, 2018 actuarial valuation. Long-term Expected Return on Plan Assets. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: Long-term Long-term Current Asset Expected Nominal Expected Real Allocation % Rate of Return % Rate of Return % Core Fund Asset Class Global equities 49%8.1%5.1% Fixed income 24.5%4.9%2.1% Inflation sensitive assets 15.5%4.0%1.2% Real estate 9%6.3%3.5% Private equity/debt 8%10.6%7.6% Multi-asset 4%6.9%4.0% Cash -10%0.9%N/A Total Core Fund 100%7.5%4.6% Variable Fund Asset Class U.S. equities 70%7.5%4.6% International equities 30%8.2%5.3% Total Variable Fund 100%7.8%4.9% New England Pension Consultants Long Term US CPI (Inflation) Forecast: 2.75% Asset Allocations are managed within established ranges, target percentages may differ from actual monthly allocations Single Discount Rate. A single discount rate of 7.00% was used to measure the total pension liability for the current and prior year. This single discount rate is based on the expected rate of return on pension plan investments of 7.00% and a long-term bond rate of 2.75% (Source: Fixed-income municipal bonds with 20 years to maturity that include only federally tax-exempt municipal bonds as reported in Fidelity Index’s “20 year Municipal GO AA Index” as of December 31. 2019. In describing this index, Fidelity notes that the Municipal Curves are constructed using option-adjusted analytics of a diverse population of over 10,000 tax-exempt securities.). Because of the unique structure of WRS, the 7.00% expected rate of return implies that a dividend of approximately 1.9% will always be paid. For purposes of the single discount rate, it was assumed that the dividend would always be paid. The projection of cash flows used to determine this single discount rate assumed that plan members contributions will be made at the current contribution rate and that employer contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Based on these assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments (including expected dividends) of current plan members. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 62 Sensitivity of the City’s proportionate share of the net pension liability (asset) to changes in the discount rate. The following presents the City’s proportionate share of the net pension liability (asset) calculated using the discount rate of 7.00 percent, as well as what the City’s proportionate share of the net pension liability (asset) would be if it were calculated using a discount rate that is 1-percentage-point lower (6.00 percent) or 1-percentage-point higher (8.00 percent) than the current rate: 1% Decrease to Current 1% Increase to Discount Rate Discount Rate Discount Rate (6.00%)(7.00%)(8.00%) City's proportionate share of the net pension liability (asset)28,268,711$ (10,977,378)$ (40,318,344)$ Pension plan fiduciary net position. Detailed information about the pension plan’s fiduciary net position is available in separately issued financial statements available at http://etf.wi.gov/publications/cafr.htm. 6. Payables to the Pension Plan At December 31, 2020, the City reported a payable of $787,772 for the outstanding amount of contributions to the pension plan for the year ended December 31, 2020. Police-Fire Pension Fund The City currently provides contributions to the Wisconsin Retirement Fund for employees formerly covered under the City sponsored and administered Police – Fire pension fund. In accordance with the statute terminating the pension funds, the City chose a “pay-as-you-go” basis for pension contributions in which payments are made to the Wisconsin Retirement Fund as the benefits become due and payable to the participants of the terminated plan. The total expense for 2020 was approximately $5,119. The total estimated future costs to the City of this plan as of December 31, 2020 is not determinable. I. OTHER POSTEMPLOYMENT BENEFITS The City reports OPEB related balances at December 31, 2020 as summarized below: Deferred Deferred OPEB Outflows of Inflows of OPEB Liability Resources Resources Expense Local Retiree Life Insurance Fund (LRLIF) 2,973,118$ 1,175,856$ 496,808$ 313,892$ Single-employer defined OPEB plan 5,316,615 1,296,740 1,556,277 492,757 Total OPEB balances 8,289,733$ 2,472,596$ 2,053,085$ 806,649$ 1. Single-employer Defined Postemployment Benefit Plan - Health Care Plan Description The City provides health care insurance coverage for employees who retire until they reach the age of 65. The retired employee contributes 100% of the premium for family coverage or 100% of the premium for single coverage. Separate financial statements for the plan are not issued. Benefits Provided The City provides medical (including prescription drugs) and dental coverage for retired employees through the City’s self-insured plans. Retirees may continue in the plan by paying 100% of the premium until the retiree is eligible for Medicare. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 63 Employees Covered by Benefit Terms At December 31, 2020, the following employees were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefit payments 43 Active employees 581 624 Contributions Certain retired plan members and beneficiaries currently receiving benefits are required to contribute specified amounts monthly towards the cost of insurance premiums based on the employee group and their retirement date. City paid medical and dental benefits are paid until the retiree or surviving spouse becomes eligible for Medicare. Net OPEB Liability The City’s total OPEB liability was measured as of December 31, 2019, and the total OPEB liability was determined by an actuarial valuation as of December 31, 2020. Actuarial Assumptions. The total OPEB liability in the December 31, 2020 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Valuation date:December 31, 2020 Measurement date:December 31, 2019 Interest discount rate:2.74% Salary increases including inflation In addition to the merit and longevity increase, each person is assumed to get an economic increase of 3.0% each year. Mortality:Rates are based on the Wisconsin 2018 Mortality table, multiplied by 50% for males and females, in connection with the 2015-2017 Experience Study performed by the actuary for the Wisconsin Retirement System. Actuarial cost method Entry Age Normal Mortality rates are the same as those used in the December 2019 Wisconsin Retirement System’s annual report. The actuarial assumptions used in the December 31, 2020 valuation were based on the “Wisconsin Retirement System 2015 - 2017 Experience Study”. The long-term expected rate of return on OPEB plan investments was valued at 2.74%. A blend of expected earnings on City funds and the current yield for 20 year tax-exempt AA Municipal bond rate or higher as of the measurement date was used for all years of benefit payments. Discount Rate. The discount rate used to measure the total OPEB liability was 2.74%. The projection of cash flows used to determine the discount rate assumed that City contributions will be made at rates equal to the actuarially determined contribution rates. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 64 Changes in the Total OPEB Liability Increase (Decrease) Total OPEB Liability Balance at January 1, 2020 5,074,715$ Changes for the year: Service cost 306,053 Interest 217,806 Effect of liability gains or losses 1,344,242 Effect of assumption changes (1,487,994) Benefit payments (138,207) Net changes 241,900 Balance at December 31, 2020 5,316,615$ Sensitivity of the total OPEB liability to changes in the discount rate. The following presents the total OPEB liability of the City would be if it were calculated using a discount rate that is 1-percentage-point lower (1.74%) or 1- percentage-point higher (3.74%) than the current rate: 1% Decrease to Current 1% Increase to Discount Rate Discount Rate Discount Rate (1.74%) (2.74%) (3.74%) Total OPEB liability 5,740,898$ 5,316,615$ 4,917,074$ Sensitivity of the total OPEB liability to changes in the healthcare cost trend rates. The following presents the total OPEB liability of the City would be if it were calculated using healthcare cost trend rates that are 1-percentage-point lower or 1-percentage-point higher than the current healthcare cost trend rates: Current Healthcare Cost 1% Decrease Trend Rates 1% Increase Total OPEB liability 4,768,503$ 5,316,615$ 5,958,315$ OPEB Expense and Deferred Outflows of Resources Related to OPEB For the year ended December 31, 2020, the City recognized OPEB expense of $492,757. At December 31, 2020, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual experience 1,201,390$ -$ Changes in assumptions 95,350 1,556,277 Total 1,296,740$ 1,556,277$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 65 The amounts above reported as deferred outflows of resources related to OPEB will be recognized in other postemployment benefits expense as follows: Year Ended December 31,Expense 2021 (31,102)$ 2022 (31,102) 2023 (31,102) 2024 (31,102) 2025 (31,102) Thereafter (104,027) Total (259,537)$ Payable to the OPEB Plan At December 31, 2020, the City reported no payable of for the outstanding amount of contribution to the Plan required for the year ended December 31, 2020. 2. Local Retiree Life Insurance Fund Plan Description The LRLIF is a cost-sharing multiple-employer defined benefit OPEB plan. LRLIF benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. The Wisconsin Department of Employee Trust Funds (ETF) and the Group Insurance Board have statutory authority for program administration and oversight. The plan provides postemployment life insurance benefits for all eligible members. OPEB Plan Fiduciary Net Positon ETF issues a standalone Comprehensive Annual Financial Report, which can be found at http://etf.wi.gov/publications/cafr.htm. Additionally, ETF issued a standalone Retiree Life Insurance Financial Report, which can be found at https://etfonline.wi.gov/ETFGASBPublicWeb/gasb75Local.do. Benefits Provided The LRLIF plan provides fully paid up life insurance benefits for post-age 64 retired employees and pre-65 retirees who pay for their coverage. Contributions The Group Insurance Board approves contribution rates annually, based on recommendations from the insurance carrier. Recommended rates are based on an annual valuation, taking into consideration an estimate of the present value of future benefits and the present value of future contributions. A portion of employer contributions made during a member’s working lifetime funds a post-retirement benefit. Employers are required to pay the following contributions based on member contributions for active members to provide them with Basic Coverage after age 65. There are no employer contributions required for pre-age 65 annuitant coverage. If a member retires prior to age 65, they must continue paying the employee premiums until age 65 in order to be eligible for the benefit after age 65. Contribution rates as of December 31, 2020 are: Coverage Type Employer Contribution 50% Post-retirement coverage 40% of employee contribution 25% Post-retirement coverage 20% of employee contribution City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 66 Member contributions are based upon nine age bands through age 69 and an additional eight age bands for those age 70 and over. Participating members must pay monthly contribution rates per $1,000 of coverage until the age of 65 (age 70 if active). The member contribution rates in effect for the year ended December 31, 2019 are listed below: Attained Age Basic Supplemental Under 30 $0.05 $0.05 30 - 34 0.06 0.06 35 - 39 0.07 0.07 40 - 44 0.08 0.08 45 - 49 0.12 0.12 50 - 54 0.22 0.22 55 - 59 0.39 0.39 60 - 64 0.49 0.49 65 - 69 0.57 0.57 *Disabled members under age 70 receive a waiver-of-premium benefit Life Insurance Member Contribution Rates For the Year Ended December 31, 2019 During the reporting period, the LRLIF recognized $12,622 in contributions from the employer. OPEB Liabilities, OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB At December 31, 2020, the City reported a liability of $2,973,118 for its proportionate share of the net OPEB liability. The net OPEB liability was measured as of December 31, 2019, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of January 1, 2019 rolled forward to December 31, 2019. No material changes in assumptions or benefits terms occurred between the actuarial valuation date and the measurement date. The City’s proportion of the net OPEB liability was based on the City’s share of contributions to the OPEB plan relative to the contributions of all participating employers. At December 31, 2019, the City’s proportion was 0.69821100%, which was a decrease of 0.01438000% from its proportion measured as of December 31, 2018. For the year ended December 31, 2020, the City recognized OPEB expense of $313,892. At December 31, 2020, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual experience -$ 133,193$ Net differences between projected and actual earnings on OPEB plan investments 56,083 - Changes in assumptions 1,096,797 327,021 Changes in proportion and differences between employer contributions and proportionate share of contributions 22,976 36,594 Total 1,175,856$ 496,808$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 67 Amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ended December 31,Expense 2021 117,481$ 2022 117,481 2023 111,434 2024 105,206 2025 84,202 Thereafter 143,244 Total 679,048$ Actuarial assumptions. The total OPEB liability in the January 1, 2019 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Actuarial valuation date:January 1, 2019 Measurement date of net OPEB liability (asset):December 31, 2019 Actuarial cost method:Entry age normal 20 year tax-exempt municipal bond yield:2.74% Long-term expected rate of return:4.25% Discount rate:2.87% Salary increases: Inflation 3.00% Seniority/Merit 0.1% - 5.6% Mortality:Wisconsin 2018 Mortality Table Actuarial assumptions are based upon an experience study conducted in 2018 that covered a three-year period from January 1, 2015, to December 31, 2017. The total OPEB liability for December 31, 2019, is based upon a roll- forward of the liability calculated from the January 1, 2019, actuarial valuation. Long-term expected return on plan assets. The long-term expected rate of return is determined by adding expected inflation to expected long-term real returns and reflecting expected volatility and correlation. Investments for the LRLIF are held with Securian, the insurance carrier. Interest is calculated and credited to the LRLIF based on the rate of return for a segment of the insurance carriers’ general fund, specifically 10-year A- Bonds (as a proxy, and not tied to any specific investments). The overall aggregate interest rate is calculated using a tiered approach based on the year the funds were originally invested and the rate of return for that year. Investment interest is credited based on the aggregate rate of return and assets are not adjusted to fair market value. Furthermore, the insurance carrier guarantees the principal amounts of the reserves, including all interest previously credited thereto. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 68 Long-term Target Expected Geometric Asset Class Index Allocation Real Rate of Return % U.S. Credit Bonds Barclays Credit 45%2.12% U.S. Long Credit Bonds Barclays Long Credit 5%2.90% U.S. Mortgages Barclays MBS 50%1.53% Inflation 2.20% Long-term expected rate of return 5.00% Local OPEB Life Insurance Asset Allocation Targets and Expected Returns As of December 31, 2019 The long-term expected rate of return decreased slightly from 5.00% in the prior year to 4.25% in the current year. This change was primarily based on the target asset allocation and capital market expectations. The expected inflation rate also decreased slightly from 2.30% in the prior year to 2.20% in the current year. The long-term expected rate of return is determined by adding expected inflation to expected long-term real returns and reflecting expected volatility and correlation. Single discount rate. A single discount rate of 2.87% was used to measure the Total OPEB Liability for the current year, as opposed to a discount rate of 4.22% for the prior year. The significant change in the discount rate was primarily caused by the decrease in the bond rate from 4.10% as of December 31, 2018 to 2.74% as of December 31, 2019. The Plan’s fiduciary net position was projected to be insufficient to make all projected future benefit payments of current active and inactive employees. Therefore, the discount rate for calculating the Total OPEB Liability is equal to the single equivalent rate that results in the same actuarial present value as the long-term expected rate of return applied to benefit payments, to the extent that the plan’s fiduciary net position is projected to be sufficient to make projected benefit payments, and the municipal bond rate applied to benefit payment to the extent that the plan’s fiduciary net position is projected to be insufficient. The plan’s fiduciary net position was projected to be available to make projected future benefit payments of current plan members through December 31, 2036. The projection of cash flows used to determine the single discount rate assumed that employer contributions will be made according to the current employer contribution schedule and that contributions are made by plan members retiring prior to age 65 Sensitivity of the City’s proportionate share of net OPEB liability to changes in the discount rate. The following presents the City’s proportionate share of the net OPEB liability calculated using the discount rate of 2.87%, as well as what the City’s proportionate share of the net OPEB liability would be if it were calculated using a discount rate that is 1-percentage-point lower (1.87) or 1-percentage-point higher (3.87%) than the current rate: 1% Decrease to Current 1% Increase to Discount Rate Discount Rate Discount Rate (1.87%) (2.87%) (3.87%) City's proportionate share of the net OPEB liability 4,105,378$ 2,973,118$ 2,111,689$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 69 OPEB plan fiduciary net position. Detailed information about the OPEB plan’s fiduciary net position is available in separately issued financial statements available at http://etf.wi.gov/publications/cafr.htm. Payable to the OPEB Plan At December 31, 2020, the City reported payable of $21,609 for the outstanding amount of contribution to the Plan required for the year ended December 31, 2020. J. FUND EQUITY Nonspendable Fund Balance In the fund financial statements, portions of the governmental fund balances are amounts that cannot be spent because they are either 1) not in spendable form or 2) legally or contractually required to be maintained intact. At December 31, 2020, nonspendable fund balance was as follows: General Fund Nons endable Inventories and re aid items 220,529$ Ca ital Pro ect Fund Nons endable Utilit s ecial assessment receivables 113,993 Total Nons endable Fund Balance 334,522$ Restricted Fund Balance In the fund financial statements, portions of governmental fund balances are not available for appropriation or are legally restricted for use for a specific purpose. At December 31, 2020, restricted fund balance was as follows: City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 70 Debt Service Fund Restricted fo Debt retiremen 124,348$ Nonma or Governmental Funds S ecial Revenue Funds Restricted fo Committee On A in 114,282 Business Im rovement District 77,494 Communit Develo ment Block Grant 70,209 Rental Rehabilitation Loan Pro ram 221,280 Local Revolvin Loan Pro ram 1,258,051 Police S ecial Funds 182,761 EMS Fire Grant 270,729 Communit Develo ment S ecial 114,998 Health Nei hborhood Initiative 212,378 Subtotal 2,522,182 Ca ital Pro ects Funds Restricted fo Tax Incremental District No. 8 46,001 Tax Incremental District No. 10 39,659 Tax Incremental District No. 11 52,120 Tax Incremental District No. 12 791,913 Tax Incremental District No. 13 122,406 Tax Incremental District No. 14 829,835 Tax Incremental District No. 15 2,705,171 Tax Incremental District No. 16 516,801 Tax Incremental District No. 17 507,590 Tax Incremental District No. 19 422,006 Tax Incremental District No. 20 3,319,829 Tax Incremental District No. 24 45,202 Tax Incremental District No. 28 2,943 Tax Incremental District No. 30 5,840 Tax Incremental District No. 32 1,430 Tax Incremental District No. 33 67,659 Tax Incremental District No. 34 734,959 Tax Incremental District No. 36 2,479 Tax Incremental District No. 39 9,000 Subtotal 10,222,843 Permanent Fund Restricted fo Trust fund s ecific ur oses 11,636,360 Total Restricted Fund Balance 24,505,733$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 71 Committed Fund Balance In the fund financial statements, portions of government fund balances are committed by County Board action. At December 31, 2020, General Fund balance was committed as follows: Nonmajor Governmental Funds Special Revenue Funds Committed for Recycling 1,737,018$ Street Lighting 186,210 Library 532,702 Museum 878,443 Cemetery 29,192 Senior Center Revolving Loans 123,261 Parks Revenue Facilities 390,738 Leach Amphitheater 40,207 Garbage Disposal 129,024 Pollock Water Park 81,952 Healthy Neighborhood Initiative 3,908,995 Assigned Fund Balance Portions of governmental fund balances have been assigned to represent tentative management plans that are subject to change. At December 31, 2020, fund balance was assigned as follows: General Fund Assigned for subsequent year's expenditures 43,958$ Nonmajor Governmental Funds Capital Projects Funds Assigned for subsequent year's expenditures Capital Improvements Special Assessment Improvement 5,129,525 Contract Control 3,861,808 Sidewalk Construction Street Improvement 7,915,247 Street Tree 7,020 Equipment 10,713,945 Park Improvement and Acquisition 2,416,808 Park Subdivision Improvement 398,199 Mct Rochlin Park Smokestack 2,000 Senior Center 127,776 Grand Opera House 36,506 Parking Ramp Improvements 323,609 Subtotal 30,932,443 Total 30,976,401$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 72 Minimum General Fund Balance Policy The City has also adopted a minimum fund balance policy of 16% of subsequent year budgeted revenues for the general fund. The minimum fund balance is maintained for cash flow and working capital purposes. The minimum fund balance amount is calculated as follows: Budgeted 2021 General Fund Revenues 48,720,800$ Minimum Fund Balance %(x)16% Minimum Fund Balance Amount 7,795,328$ The City’s unassigned general fund balance of $16,931,202 is above the minimum fund balance amount. Net Position The City reports restricted net position at December 31, 2020 as follows: Governmental Activities Restricted for TIF District Expenditures 10,222,843$ Committee on Aging 114,282 Business Improvement District 77,494 Police special funds 182,761 EMS Fire grant 270,729 Community development 114,998 Healthy neighborhood 212,378 Trust agreements 11,636,360 Revolving loans 6,578,278 Pension 9,421,673 Total Governmental Activities Restricted Net Position 38,831,796 Business-type Activities Restricted for Construction of assets Debt service - Net Pension Asset 1,555,705 Total Business-type Activities Restricted Net Position 1,555,705 Total Restricted Net Position 40,387,501$ NOTE 4: OTHER INFORMATION A. TAX INCREMENTAL FINANCING DISTRICTS The City has established separate capital projects funds for the Tax Incremental District (TID) noted below which were created by the City in accordance with Section 66.1105 of the Wisconsin Statutes. At the time the District was created, the property tax base within the District was “frozen” and increment taxes resulting from increases to the property tax base are used to finance District improvements, including principal and interest on long-term debt issued by the City to finance such improvements. The Statutes allow eligible project costs to be incurred up to five years prior to the maximum termination date. The City’s Districts are still eligible to incur project costs. Since creation of the above Districts, the City has provided various financing sources to the TID. The foregoing amounts are not recorded as liabilities in the TID capital project fund but can be recovered by the City from any future excess tax increment revenues. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 73 The intent of the City is to recover the above amounts from future TID surplus funds, if any, prior to termination of the respective Districts. Unless terminated by the City prior thereto, each TID has a statutory termination year as follows: Termination Year TID No. 12 2024 TID No. 13 2025 TID No. 14 2027 TID No. 15 2028 TID No. 16 2028 TID No. 17 2028 TID No. 18 2029 TID No. 19 2026 TID No. 20 2032 TID No. 21 2033 TID No. 23 2029 TID No. 24 2037 TID No. 25 2039 TID No. 26 2033 TID No. 27 2034 TID No. 28 2043 TID No. 29 2043 TID No. 30 2043 TID No. 31 2045 TID No. 32 2044 TID No. 33 2044 TID No. 34 2039 TID No. 35 2046 TID No. 36 2046 TID No. 37 2046 TID No. 38 2046 TID No. 39 2048 B. TAX ABATEMENTS The City has created 27 tax incremental financing districts (the “Districts”) in accordance with Wisconsin State Statute 66.1105, Tax Increment Law. As part of the project plan for the Districts, the City entered into agreements with two developers for the creation of tax base within the Districts. The agreements require the City to make annual repayments of property taxes collected within the Districts to the developers, based upon the terms of the agreements. As tax abatements, those developer payments and the related property tax revenues are not reported as revenues or expenditures in the financial statements. For the year ended December 31, 2020, the City abated property taxes totaling $1,611,779 under this program which include the following tax abatement agreements: A property tax abatement of $280,485 to a developer within Tax Incremental District No. 14. A property tax abatement of $63,797 to a developer within Tax Incremental District No. 21. A property tax abatement of $283,244 to a developer within Tax Incremental District No. 24. A property tax abatement of $12,499 to a developer within Tax Incremental District No. 27. A property tax abatement of $39,742 to a developer within Tax Incremental District No. 28. A property tax abatement of $35,357 to a developer within Tax Incremental District No. 30. A property tax abatement of $431,608 to a developer within Tax Incremental District No. 31. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 74 A property tax abatement of $10,811 to a developer within Tax Incremental District No. 32. A property tax abatement of $201,828 to a developer within Tax Incremental District No. 33. A property tax abatement of $252,408 to a developer within Tax Incremental District No. 34. C. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; and natural disasters for which the government carries commercial insurance. The City completes an annual review of its insurance coverage to ensure adequate coverage. Settled claims have not exceeded the commercial coverage in any of the past three years. The Coronavirus Disease 2019 (COVID-19) has affected global markets, supply chains, employees of organizations, and local communities. Specific to the City, COVID-19 may impact parts of its 2021 operations and financial results. Management believes the City is taking appropriate actions to mitigate the negative impact. However, the full impact of COVID-19 is unknown and cannot be reasonably estimates as of August 2, 2021. D. CONTINGENCIES The City participates in a number of federal and state assisted grant programs. These programs are subject to program compliance audits by the grantors or their representatives. An audit under the Uniform Guidance has been conducted but final acceptance is still pending. Accordingly, the City’s compliance with applicable grant requirements will be established at some future date. The amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time although the City expects such amounts, if any, to be immaterial. From time to time, the City is party to other various pending claims and legal proceedings. Although the outcome of such matters cannot be forecast with certainty, it is the opinion of management and legal counsel that the likelihood is remote that any such claims or proceedings will have a material adverse effect on the City’s financial position or results of operations. E.SELF-INSURED MEDICAL CARE COVERAGE PLAN The City maintained a self-insured medical care coverage plan for its employees through December 31, 2015. In 2016, the City began purchasing health coverage from an outside carrier. The City has established the Hospital Insurance Fund (an Internal Service Fund) to account for the financing of its uninsured risk of loss. The Hospital Insurance Fund has an established reserve of $1,894,584 at December 31, 2020 and is reported as the net position balance of the Internal Service Fund. This reserve will be used to finance any future claims of the previous self-insurance plan. The claims liability of $0, reported in the fund at December 31, 2020, is based on the requirements of Governmental Accounting Standard Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. There was no change from 2019 to the funds’ claims liability in 2020, with an ending balance of $0. F. SUBSEQUENT EVENT Subsequent to year end the City issued the following long term debt issuances: $8,660,000 General Obligation Corporate Purpose Bonds, Series 2021A dated June 30, 2021, to finance various capital project expenditures. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 75 $5,500,000 General Obligation Promissory Notes, Series 2021B dated June 30, 2021, to finance various capital project expenditures. $7,160,000 Storm Water Utility Revenue Bonds, Series 2021C dated June 30, 2021, to finance various storm water utility projects. $5,605,000 Water System Revenue Bonds, Series 2021D dated July 14, 2021, to finance various water utility capital projects $13,940,000 Sewer System Revenue Bonds, Series 2021E dated July 14, 2021, to finance various sewer utility projects. G. UPCOMING ACCOUNTING PRONOUNCEMENTS In June 2017, the GASB issued Statement No. 87, Leases. The Statement establishes a single model for lease accounting based on the principle that leases are financings of the right to use an underlying asset. This statement is effective for reporting periods beginning after June 15, 2021. The City is currently evaluating the impact this standard will have on the financial statements when adopted. H. PRIOR PERIOD ADJUSTMENT The City recorded a prior period adjustment of $3,436,793 in the proprietary funds and government wide financial statements. This adjustment reflects a deduction of net position of $3,436,793 to reflect a prior duplicate recording of capital assets in the City’s Sewer Utility. The City also recorded a prior period adjustment of $9,611,835 within the Redevelopment Authority, a discreetly presented component unit of the City of Oshkosh. This adjustment reflects a deduction of net position of $9,611,835 to reflect errors in the capital assets owned by the Redevelopment Authority. City of Oshkosh, Wisconsin SCHEDULE OF CHANGES IN TOTAL OPEB LIABILITY AND RELATED RATIO LAST 10 FISCAL YEARS 2020 2019 2018 Total OPEB liability Service cost 306,053$ 334,296$ 301,541$ Interest 217,806 180,345 179,462 Effect of economic/demographic gains or losses 1,344,242 - - Effect of assumption changes or inputs (1,487,994) (288,188) 140,539 Benefit payments (138,207) (119,000) (199,000) Net change in total OPEB liability 241,900 107,453 422,542 Total OPEB liability - beginning 5,074,715 4,967,262 4,544,720 Total OPEB liability - ending 5,316,615$ 5,074,715$ 4,967,262$ Covered-employee payroll 39,150,924$ 38,695,522$ 37,913,920$ City's total OPEB liability as a percentage of covered-employee payroll 13.58%13.11%13.10% * The amounts presented for each fiscal year were determined as of the current fiscal year end. Amounts for prior years were not available. See notes to required supplementary information. 76 City of Oshkosh, Wisconsin SCHEDULE OF PROPORTIONATE SHARE OF THE NET PENSION LIABILITY ASSET WISCONSIN RETIREMENT SYSTEM LAST 10 FISCAL YEAR Proportionate Share of the Net Plan Fiduciary Proportionate Pension Liability Net Position as a Proportion of Share of the Covered (Asset) as a Percentage of the Plan the Net Pension Net Pension Payroll Percentage of Total Pension Year Ending Liability (Asset) Liability (Asset) (plan year) Covered Payroll Liability (Asset) 12/31/14 0.31842486% (7,821,386)$ 34,551,515$ 22.64%102.74% 12/31/15 0.31657015% 5,144,203 34,050,370 15.11%98.20% 12/31/16 0.31987366% 2,636,523 35,129,816 7.51%99.12% 12/31/17 0.32543566% (9,662,570) 36,243,909 26.66%102.93% 12/31/18 0.33514980% 11,923,578 37,018,001 32.21%96.45% 12/31/19 0.34044120% (10,977,378) 37,849,360 29.00%102.96% Information is not available prior to 2014 SCHEDULE OF CONTRIBUTIONS WISCONSIN RETIREMENT SYSTEM LAST 10 FISCAL YEAR Contributions in Relation to the Contributions Contractually Contractually Contribution Covered as a Percentage of Fiscal Required Required Deficiency Payroll Covered Year Ending Contributions Contributions (Excess)(fiscal year)Payroll 12/31/15 3,014,493$ 3,014,493$ -$34,050,370$ 8.85% 12/31/16 3,073,752 3,073,752 -35,129,816 8.75% 12/31/17 3,446,908 3,446,908 -36,243,909 9.51% 12/31/18 3,515,255 3,515,255 -37,018,001 9.50% 12/31/19 3,553,329 3,553,329 -37,849,360 9.39% 12/31/20 3,794,808 3,794,808 -39,372,622 9.64% See notes to required supplementary information. 77 City of Oshkosh, Wisconsin SCHEDULE OF PROPORTIONATE SHARE OF THE NET OPEB LIABILITY ASSET LOCAL RETIREE LIFE INSURANCE FUND LAST 10 FISCAL YEARS Pro ortionate Share of the Ne OPEB Liabilit Plan Fiduciar Pro ortionate Asset as a Net Position as a Pro ortion o Share of the Percenta e o Percenta e of the Plan Fiscal the Net OPEB Net OPEB Covered-Em lo ee Covered-Em lo ee Total OPEB Year Endin Liabilit Asset Liabilit Asset Pa roll Pa roll Liabilit Asset 12/31/17 0.71166700% 2,141,107$ 36,243,909$ 5.91% 44.81% 12/31/18 0.71259100% 1,838,727 37,018,001 4.97% 48.69% 12/31/19 0.69821100% 2,973,118 36,228,000 8.21% 37.58% SCHEDULE OF CONTRIBUTIONS LOCAL RETIREE LIFE INSURANCE FUND LAST 10 FISCAL YEARS Contributions in Relation to the Contributions Contractuall Contractuall Contribution as a Percenta e o District Fiscal Re uired Re uired Deficienc Covered-Em lo ee Covered-Em lo ee Year Endin Contributions Contributions Excess Pa roll Pa roll 12/31/18 13,693$ 13,693$ -$ 37,018,001$ 0.04% 12/31/19 13,774 13,774 - 37,849,360 0.04% 12/31/20 14,841 14,841 - 39,372,622 0.04% See notes to re uired su lementar information. 78 City of Oshkosh, Wisconsin NOTES TO REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2020 79 A. WISCONSIN RETIREMENT SYSTEM Change of benefit terms. There were no changes of benefit terms. Changes of assumptions. No significant change in assumptions were noted from the prior year. The City is required to present the last ten fiscal years of data; however accounting standards allow the presentation of as many years as are available until ten fiscal years are presented. B. OTHER POSTEMPLOYMENT BENEFITS – LOCAL RETIREE LIFE INSURANCE FUND Changes of benefit terms. There were no changes of benefit terms. Changes of assumptions. Actuarial assumptions are based upon an experience study conducted in 2018 using Wisconsin Retirement System (WRS) experience from 2015 – 2017 and the discount rate was updated to reflect the municipal bond rate one at the completion of the actuarial valuation. The City is required to present the last ten fiscal years of data; however accounting standards allow the presentation of as many years as are available until ten fiscal years are presented. C. OTHER POSTEMPLOYMENT BENEFITS – SINGLE EMPLOYER PLAN Changes of benefit terms. There were no changes of benefit terms. Changes of assumptions. No significant change in assumptions were noted from the prior year. The City does not have any assets held in trust to meet the future benefits of the plan. The City is required to present the last ten fiscal years of data; however accounting standards allow the presentation of as many years as are available until ten fiscal years are presented. City of Oshkosh, Wisconsin COMBINING BALANCE SHEE NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Special Capital Revenue Projects Permanent Total ASSETS Cash and investments 12,535,904$ 41,130,937$ 11,631,916$ 65,298,757$ Receivables Taxes and special charges 4,736,272 4,506,826 - 9,243,098 Accounts 427,142 30,783 13,888 471,813 Loans 4,978,738 50,000 - 5,028,738 Due from other funds 8,127 1,343,000 - 1,351,127 Deposit with GO HNI 212,378 - - 212,378 Total assets 22,898,561$ 47,061,546$ 11,645,804$ 81,605,911$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 319,037$ 3,128,055$ 1,317$ 3,448,409$ Due to other funds 86,234 10,980,102 8,127 11,074,463 Special deposits - 322,780 - 322,780 Unearned revenues - 26,000 - 26,000 Total liabilities 405,271 14,456,937 9,444 14,871,652 Deferred inflows of resources Property taxes levied for subsequent year 7,008,500 6,643,372 - 13,651,872 Loans receivable 4,978,738 75,605 - 5,054,343 Total deferred inflows of resources 11,987,238 6,718,977 - 18,706,215 Fund balances Restricted 2,522,182 10,222,843 11,636,360 24,381,385 Committed 8,068,583 - - 8,068,583 Assigned - 25,802,918 - 25,802,918 Unassigned (84,713) (10,140,129) - (10,224,842) Total fund balances 10,506,052 25,885,632 11,636,360 48,028,044 Total liabilities, deferred inflows of resources, and fund balances 22,898,561$ 47,061,546$ 11,645,804$ 81,605,911$ 80 City of Oshkosh, Wisconsin COMBINING BALANCE SHEE NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Committee Business on Improvement Street Aging District Recycling Lighting ASSETS Cash and investments 222,898$ 90,215$ 1,740,666$ 607,246$ Receivables Taxes and special charges 221,253 - - 726,474 Accounts 1,414 1,742 303 - Loans - - - - Due from other funds - - - - Deposit with GO HNI - - - - Total assets 445,565$ 91,957$ 1,740,969$ 1,333,720$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 3,883$ 14,463$ 3,951$ 72,510$ Due to other funds - - - - Special deposits - - - - Unearned revenues - - - - Total liabilities 3,883 14,463 3,951 72,510 Deferred inflows of resources Property taxes levied for subsequent year 327,400 - - 1,075,000 Loans receivable - - - - Total deferred inflows of resources 327,400 - - 1,075,000 Fund balances Restricted 114,282 77,494 - - Committed - - 1,737,018 186,210 Assigned - - - - Unassigned - - - - Total fund balances 114,282 77,494 1,737,018 186,210 Total liabilities, deferred inflows of resources, and fund balances 445,565$ 91,957$ 1,740,969$ 1,333,720$ Special Revenue 81 Local Senior Community Rental Revolving Center Development Rehabilitation Loan Revolving Library Museum Cemetery Block Grant Loan Program Program Loans 1,306,739$ 1,091,542$ 126,290$ -$ 221,280$ 1,258,051$ 123,292$ 1,873,762 655,516 202,737 - - - - 213,444 105,610 - 95,866 - - 9 - - - 4,213,738 50,000 715,000 - 6,481 1,481 165 - - - - - - - - - - - 3,400,426$ 1,854,149$ 329,192$ 4,309,604$ 271,280$ 1,973,051$ 123,301$ 95,024$ 5,706$ -$ 8,878$ -$ -$ 40$ - - - 16,779 - - - - - - - - - - - - - - - - - 95,024 5,706 - 25,657 - - 40 2,772,700 970,000 300,000 - - - - - - - 4,213,738 50,000 715,000 - 2,772,700 970,000 300,000 4,213,738 50,000 715,000 - - - - 70,209 221,280 1,258,051 - 532,702 878,443 29,192 - - - 123,261 - - - - - - - - - - - - - - 532,702 878,443 29,192 70,209 221,280 1,258,051 123,261 3,400,426$ 1,854,149$ 329,192$ 4,309,604$ 271,280$ 1,973,051$ 123,301$ Special Revenue 82 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Federal Police Police Asset Police Asset Bicycle Special Forfeiture Forfeiture ASSETS Cash and investments -$ 182,761$ -$ -$ Receivables Taxes and special charges - - - - Accounts - - - - Loans - - - - Due from other funds - - - - Deposit with GO HNI - - - - Total assets -$ 182,761$ -$ -$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ -$ -$ -$ Due to other funds - - - - Special deposits - - - - Unearned revenues - - - - Total liabilities - - - - Deferred inflows of resources Property taxes levied for subsequent year - - - - Loans receivable - - - - Total deferred inflows of resources - - - - Fund balances Restricted - 182,761 - - Committed - -- - Assigned - -- - Unassigned - -- - Total fund balances - 182,761 - - Total liabilities, deferred inflows of resources, and fund balances -$ 182,761$ -$ -$ Special Revenue 83 Cable TV EMS Community Parks Franchise Fire Historical Develop Revenue Escrow Grant Marker Special Facilities -$ 265,202$ -$ 145,918$ 390,684$ - - - - - - 5,566 - - 54 - - - - - - - - - - - - - - - -$ 270,768$ -$ 145,918$ 390,738$ -$ 39$ -$ 30,920$ -$ - - - - - - - - - - - - - - - - 39 - 30,920 - - - - - - - - - - - - - - - - - 270,729 - 114,998 - - - - - 390,738 - - - - - - - - - - - 270,729 - 114,998 390,738 -$ 270,768$ -$ 145,918$ 390,738$ Special Revenue 84 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Public Pollock Leach Works Garbage Water Amphitheater Special Disposal Park ASSETS Cash and investments 44,496$ -$ 663,160$ 103,336$ Receivables Taxes and special charges 9,461 - 986,923 43,251 Accounts 250 - 2,884 - Loans - - - - Due from other funds - - - - Deposit with GO HNI - - - - Total assets 54,207$ -$ 1,652,967$ 146,587$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ 15,258$ 63,543$ 635$ Due to other funds - 62,655 - - Special deposits - -- - Unearned revenues - -- - Total liabilities - 77,913 63,543 635 Deferred inflows of resources Property taxes levied for subsequent year 14,000 - 1,460,400 64,000 Loans receivable - - - - Total deferred inflows of resources 14,000 - 1,460,400 64,000 Fund balances Restricted - - - - Committed 40,207 - 129,024 81,952 Assigned - - - - Unassigned - (77,913) - - Total fund balances 40,207 (77,913) 129,024 81,952 Total liabilities, deferred inflows of resources, and fund balances 54,207$ -$ 1,652,967$ 146,587$ Special Revenue 85 Total Nonmajor Healthy Special Neighborhood Rental Special Revenue Initiative Inspections Events Funds 3,913,182$ 38,946$ -$ 12,535,904$ - 16,895 - 4,736,272 - -- 427,142 - -- 4,978,738 - -- 8,127 212,378 - - 212,378 4,125,560$ 55,841$ -$ 22,898,561$ 4,187$ -$ -$ 319,037$ - - 6,800 86,234 - - - - - - - - 4,187 - 6,800 405,271 - 25,000 - 7,008,500 - -- 4,978,738 - 25,000 - 11,987,238 212,378 - - 2,522,182 3,908,995 30,841 - 8,068,583 - - - - - - (6,800) (84,713) 4,121,373 30,841 (6,800) 10,506,052 4,125,560$ 55,841$ -$ 22,898,561$ Special Revenue 86 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Advance Payments Sidewalk Street Street Special Construction Improvement Tree Assessment ASSETS Cash and investments -$ 7,918,747$ -$ 137,144$ Receivables Taxes and special charges - - - - Accounts - - 17,620 - Loans - - - - Due from other funds - - - - Deposit with GO HNI - - - - Total assets -$ 7,918,747$ 17,620$ 137,144$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ -$ -$ -$ Due to other funds 191,502 - 10,600 - Special deposits - 3,500 - 137,144 Unearned revenues - -- - Total liabilities 191,502 3,500 10,600 137,144 Deferred inflows of resources Property taxes levied for subsequent year - - - - Loans receivable - - - - Total deferred inflows of resources - - - - Fund balances Restricted - - - - Committed - - - - Assigned - 7,915,247 7,020 - Unassigned (191,502) - - - Total fund balances (191,502) 7,915,247 7,020 - Total liabilities, deferred inflows of resources, and fund balances -$ 7,918,747$ 17,620$ 137,144$ 87 Park Mct Improvement Park Rochlin Contract and Subdivision Park Senior Control Equipment Acquisition Improvement Smokestack Center 6,902,142$ 11,263,884$ 2,459,099$ 398,199$ 2,000$ 127,776$ - 743,368 - - - - - 13,163 - - - - - -- - - - - -- - - - - -- - - - 6,902,142$ 12,020,415$ 2,459,099$ 398,199$ 2,000$ 127,776$ 2,859,198$ 206,470$ 42,291$ -$ -$ -$ - - - - - - 181,136 - - - - - - - - - - - 3,040,334 206,470 42,291 - - - - 1,100,000 - - - - - - - - - - - 1,100,000 - - - - - - - - - - - - - - - - 3,861,808 10,713,945 2,416,808 398,199 2,000 127,776 - - - - - - 3,861,808 10,713,945 2,416,808 398,199 2,000 127,776 6,902,142$ 12,020,415$ 2,459,099$ 398,199$ 2,000$ 127,776$ Capital Projects 88 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Grand TIF #8 TIF #10 Opera Parking Ramp S Aviation Main and House Improvements Industrial Washington ASSETS Cash and investments 36,626$ 323,609$ 46,001$ 44,097$ Receivables Taxes and special charges - - - 9,250 Accounts - - - - Loans - - - - Due from other funds - - - - Deposit with GO HNI - - - - Total assets 36,626$ 323,609$ 46,001$ 53,347$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 120$ -$ -$ -$ Due to other funds - - - - Special deposits - - - - Unearned revenues - - - - Total liabilities 120 - - - Deferred inflows of resources Property taxes levied for subsequent year - - - 13,688 Loans receivable - - - - Total deferred inflows of resources - - - 13,688 Fund balances Restricted - - 46,001 39,659 Committed - - - - Assigned 36,506 323,609 - - Unassigned - - - - Total fund balances 36,506 323,609 46,001 39,659 Total liabilities, deferred inflows of resources, and fund balances 36,626$ 323,609$ 46,001$ 53,347$ Capital Projects 89 Capital Projects TIF #11 TIF #12 TIF #13 TIF #14 TIF #15 Oshkosh Division Marion Road/ Mercy Park Office Center Street Pearl Ave. Medical Plaza 55,640$ 832,088$ 239,067$ 996,674$ 2,771,112$ 7,337 83,741 186,500 347,383 137,448 - - - - - - - - - - - - - - - - - - - - 62,977$ 915,829$ 425,567$ 1,344,057$ 2,908,560$ -$ -$ 188$ 182$ -$ - - - - - - - 1,000 - - - - 26,000 - - - - 27,188 182 - 10,857 123,916 275,973 514,040 203,389 - - - - - 10,857 123,916 275,973 514,040 203,389 52,120 791,913 122,406 829,835 2,705,171 - - - - - - - - - - - - - - - 52,120 791,913 122,406 829,835 2,705,171 62,977$ 915,829$ 425,567$ 1,344,057$ 2,908,560$ 90 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 TIF #16 TIF #17 TIF #18 TIF #19 100 Block City SW Industrial NW Industrial Redevelopment Centre #3 Expansion ASSETS Cash and investments 559,444$ 88,936$ 168,174$ 503,503$ Receivables Taxes and special charges 88,886 185,379 350,545 169,872 Accounts - - - - Loans 50,000 - - - Due from other funds - 1,343,000 - - Deposit with GO HNI - -- - Total assets 698,330$ 1,617,315$ 518,719$ 673,375$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ -$ -$ -$ Due to other funds - 835,410 1,406,957 - Special deposits - -- - Unearned revenues - -- - Total liabilities - 835,410 1,406,957 - Deferred inflows of resources Property taxes levied for subsequent year 131,529 274,315 518,719 251,369 Loans receivable 50,000 - - - Total deferred inflows of resources 181,529 274,315 518,719 251,369 Fund balances Restricted 516,801 507,590 - 422,006 Committed - - - - Assigned - - - - Unassigned - - (1,406,957) - Total fund balances 516,801 507,590 (1,406,957) 422,006 Total liabilities, deferred inflows of resources, and fund balances 698,330$ 1,617,315$ 518,719$ 673,375$ Capital Projects 91 TIF #20 TIF #21 TIF #23 TIF #24 TIF #25 TIF #26 TIF #27 South Side Fox River SW Industrial Oshkosh City Center Aviation North Main Fox River Corridor Park Corp Hotel Business Park Street 3,331,318$ 143,628$ -$ 138,982$ 81,457$ -$ 62,160$ - 299,381 - 195,477 169,792 - 129,568 - -- -- - - - - - - - - - - - - - - - - - - - - - - - 3,331,318$ 443,009$ -$ 334,459$ 251,249$ -$ 191,728$ 11,489$ -$ -$ -$ -$ -$ -$ - 404,332 1,017,878 - 1,758,767 2,364,929 1,813,403 - - - - - - - - - - - - - - 11,489 404,332 1,017,878 - 1,758,767 2,364,929 1,813,403 - 443,009 - 289,257 251,249 - 191,728 - -- -- - - - 443,009 - 289,257 251,249 - 191,728 3,319,829 - - 45,202 - - - - - - - - - - - - - - - - - - (404,332) (1,017,878) - (1,758,767) (2,364,929) (1,813,403) 3,319,829 (404,332) (1,017,878) 45,202 (1,758,767) (2,364,929) (1,813,403) 3,331,318$ 443,009$ -$ 334,459$ 251,249$ -$ 191,728$ Capital Projects 92 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 TIF #28 TIF #29 TIF #30 TIF #31 Beach Building Morgan Washington Buckstaff Redevelopment District Building Redevelopment ASSETS Cash and investments 18,211$ 4,311$ 20,947$ 159,708$ Receivables Taxes and special charges 31,824 4,651 31,488 332,899 Accounts - - - - Loans - - - - Due from other funds - - - - Deposit with GO HNI - - - - Total assets 50,035$ 8,962$ 52,435$ 492,607$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ 2,175$ -$ 60$ Due to other funds - - - 88,336 Special deposits - - - - Unearned revenues - - - - Total liabilities - 2,175 - 88,396 Deferred inflows of resources Property taxes levied for subsequent year 47,092 6,882 46,595 492,607 Loans receivable - - - - Total deferred inflows of resources 47,092 6,882 46,595 492,607 Fund balances Restricted 2,943 - 5,840 - Committed - - - - Assigned - - - - Unassigned - (95)- (88,396) Total fund balances 2,943 (95) 5,840 (88,396) Total liabilities, deferred inflows of resources, and fund balances 50,035$ 8,962$ 52,435$ 492,607$ Capital Projects 93 TIF #32 TIF #33 TIF #34 TIF #35 TIF #36 TIF #37 TIF #38 Granary Lamico Oshkosh Corp Oshkosh Ave Merge Aviation Pioneer Redevelopment Redevelopment Headquarters Corridor Redevelopment Plaza Redevelopment 5,830$ 156,473$ 1,077,289$ 36,881$ 2,479$ 8,206$ 95$ 9,172 185,125 713,559 76,877 - 17,106 198 - - - - - -- - - - - - - - - - - - - - - - - - - - - - 15,002$ 341,598$ 1,790,848$ 113,758$ 2,479$ 25,312$ 293$ -$ -$ -$ 5,882$ -$ -$ -$ - - - 1,059,037 - 16,801 12,150 - - - - - -- - - - - - - - - - - 1,064,919 - 16,801 12,150 13,572 273,939 1,055,889 113,758 - - - - - - - - 25,312 293 13,572 273,939 1,055,889 113,758 - 25,312 293 1,430 67,659 734,959 - 2,479 - - - - - - - - - - - - - - - - - - - (1,064,919) - (16,801) (12,150) 1,430 67,659 734,959 (1,064,919) 2,479 (16,801) (12,150) 15,002$ 341,598$ 1,790,848$ 113,758$ 2,479$ 25,312$ 293$ Capital Projects 94 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONCLUDED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Total Nonmajor TIF #39 Capital Cabrini School Projects Redevelopment Funds Total ASSETS Cash and investments 9,000$ 41,130,937$ 53,666,841$ Receivables Taxes and special charges - 4,506,826 9,243,098 Accounts - 30,783 457,925 Loans - 50,000 5,028,738 Due from other funds - 1,343,000 1,351,127 Deposit with GO HNI - -212,378 Total assets 9,000$ 47,061,546$ 69,960,107$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ 3,128,055$ 3,447,092$ Due to other funds - 10,980,102 11,066,336 Special deposits - 322,780 322,780 Unearned revenues - 26,000 26,000 Total liabilities - 14,456,937 14,862,208 Deferred inflows of resources Property taxes levied for subsequent year - 6,643,372 13,651,872 Loans receivable - 75,605 5,054,343 Total deferred inflows of resources - 6,718,977 18,706,215 Fund balances Restricted 9,000 10,222,843 12,745,025 Committed - - 8,068,583 Assigned - 25,802,918 25,802,918 Unassigned - (10,140,129) (10,224,842) Total fund balances 9,000 25,885,632 36,391,684 Total liabilities, deferred inflows of resources, and fund balances 9,000$ 47,061,546$ 69,960,107$ 95 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Special Capital Revenue Projects Permanent Total REVENUES Taxes 6,898,400$ 3,861,233$ -$ 10,759,633$ Special assessments 140,610 - - 140,610 Intergovernmental 2,533,709 599,517 - 3,133,226 Licenses and permits 27 - - 27 Fines and forfeits 585 - - 585 Public charges for services 452,832 11,065 - 463,897 Miscellaneous 1,729,207 128,050 670,607 2,527,864 Total revenues 11,755,370 4,599,865 670,607 17,025,842 EXPENDITURES Current Public safety 168,327 - - 168,327 Public works 3,323,303 251,518 - 3,574,821 Health and human services 979,569 - - 979,569 Culture and recreation 5,293,226 71,259 89,991 5,454,476 Conservation and development 1,966,922 602,622 - 2,569,544 Debt service Principal 85,000 6,616,269 - 6,701,269 Interest and fiscal charges 12,579 539,401 - 551,980 Capital outlay 437,348 15,260,803 - 15,698,151 Total expenditures 12,266,274 23,341,872 89,991 35,698,137 Excess of revenues under expenditures (510,904) (18,742,007) 580,616 (18,672,295) OTHER FINANCING SOURCES (USES) Long-term debt issued - 17,615,000 - 17,615,000 Proceeds from sale of capital assets 22,750 - - 22,750 Transfers in 378,925 2,838,075 - 3,217,000 Transfers out (2,123,798) - (217,069) (2,340,867) Total other financing sources (uses)(1,722,123) 20,453,075 (217,069) 18,513,883 Net change in fund balances (2,233,027) 1,711,068 363,547 (158,412) Fund balances - January 1 12,739,079 24,174,564 11,272,813 48,186,456 Fund balances - December 31 10,506,052$ 25,885,632$ 11,636,360$ 48,028,044$ 96 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Committee Business on Improvement Street Aging District Recycling Lighting REVENUES Taxes 327,400$ -$ -$ 1,075,000$ Special assessments - 140,610 - - Intergovernmental 189,265 - 237,038 - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services 31 - - - Miscellaneous 104,570 19,322 872,805 - Total revenues 621,266 159,932 1,109,843 1,075,000 EXPENDITURES Current Public safety - - - - Public works - - 809,271 977,413 Health and human services 574,713 - - - Culture and recreation - - - - Conservation and development - 155,750 - - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay 42,014 - - - Total expenditures 616,727 155,750 809,271 977,413 Excess of revenues over (under) expenditures 4,539 4,182 300,572 97,587 OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses)- - - - Net change in fund balances 4,539 4,182 300,572 97,587 Fund balances - January 1 109,743 73,312 1,436,446 88,623 Fund balances - December 31 114,282$ 77,494$ 1,737,018$ 186,210$ Special Revenue 97 Local Senior Community Rental Revolving Center Development Rehabilitation Loan Revolving Library Museum Cemetery Block Grant Loan Program Program Loans 2,772,700$ 970,000$ 300,000$ -$ -$ -$ -$ - - - - - - - 661,158 - - 557,920 - - 4,361 - - - - - - - - - - - - - - 226,782 14,624 - 750 - - - - 238,173 62,640 174,434 - - 11,974 3,660,640 1,222,797 362,640 733,104 - - 16,335 - - - - - - - - - - - - - - - - 387,360 - - - 17,496 3,650,867 1,150,426 - - - - - - - - 679,058 - 175,000 - 85,000 - - - - - - 12,579 - - - - - - - 20,903 - 141,952 - - - 3,748,446 1,171,329 387,360 821,010 - 175,000 17,496 (87,806) 51,468 (24,720) (87,906) - (175,000) (1,161) - - - - - - - - - - 22,750 - - - - 167,649 - - - - - - (9,700) - - - - - - 157,949 - 22,750 - - - (87,806) 209,417 (24,720) (65,156) - (175,000) (1,161) 620,508 669,026 53,912 135,365 221,280 1,433,051 124,422 532,702$ 878,443$ 29,192$ 70,209$ 221,280$ 1,258,051$ 123,261$ Special Revenue 98 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Federal Police Police Asset Police Asset Bicycle Special Forfeiture Forfeiture REVENUES Taxes -$ -$ -$ -$ Special assessments - - - - Intergovernmental - 40,083 - - Licenses and permits 27 - - - Fines and forfeits - - - 585 Public charges for services - - - - Miscellaneous - 74,433 - - Total revenues 27 114,516 - 585 EXPENDITURES Current Public safety - 70,948 10,308 - Public works - -- - Health and human services - -- - Culture and recreation - -- - Conservation and development - -- - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay - 38,918 - - Total expenditures - 109,866 10,308 - Excess of revenues over (under) expenditures 27 4,650 (10,308) 585 OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - 73,311 - - Transfers out (16,190) - (26,600) (30,521) Total other financing sources (uses)(16,190) 73,311 (26,600) (30,521) Net change in fund balances (16,163) 77,961 (36,908) (29,936) Fund balances - January 1 16,163 104,800 36,908 29,936 Fund balances - December 31 -$ 182,761$ -$ -$ Special Revenue 99 Cable TV EMS Community Parks Franchise Fire Historical Develop Revenue Escrow Grant Marker Special Facilities -$ -$ -$ -$ -$ - - - - - - 143,619 - 525,000 - - - - - - - - - - - - 12,366 - - 148,558 51 29,541 240 - 80,132 51 185,526 240 525,000 228,690 - 87,071 - - - - - - - - - - - - - - - - - 338,983 - - - 575,025 - - - - - - - - - - - - 103,967 - - 85,385 - 191,038 - 575,025 424,368 51 (5,512) 240 (50,025) (195,678) - - - - - - - - - - - 30,120 - - 73,845 (6,485) (5,000) (23,845) - (2,005,457) (6,485) 25,120 (23,845) - (1,931,612) (6,434) 19,608 (23,605) (50,025) (2,127,290) 6,434 251,121 23,605 165,023 2,518,028 -$ 270,729$ -$ 114,998$ 390,738$ Special Revenue 100 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Public Pollock Leach Works Garbage Water Amphitheater Special Disposal Park REVENUES Taxes 14,000$ -$ 1,350,300$ 64,000$ Special assessments - - - - Intergovernmental - 175,265 - - Licenses and permits - -- - Fines and forfeits - -- - Public charges for services 2,826 - 45,605 - Miscellaneous 5,237 - -- Total revenues 22,063 175,265 1,395,905 64,000 EXPENDITURES Current Public safety - - - - Public works - 147,918 1,388,701 - Health and human services - - - - Culture and recreation 69,183 - - 70,463 Conservation and development - - - - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay - - - 4,209 Total expenditures 69,183 147,918 1,388,701 74,672 Excess of revenues over (under) expenditures (47,120) 27,347 7,204 (10,672) OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in 34,000 - - - Transfers out - - - - Total other financing sources (uses)34,000 - - - Net change in fund balances (13,120) 27,347 7,204 (10,672) Fund balances - January 1 53,327 (105,260) 121,820 92,624 Fund balances - December 31 40,207$ (77,913)$ 129,024$ 81,952$ Special Revenue 101 Total Nonmajor Healthy Special Neighborhood Rental Special Revenue Initiative Inspections Events Funds -$ 25,000$ -$ 6,898,400$ - - - 140,610 - - - 2,533,709 - - - 27 - - - 585 - 1,290 - 452,832 55,655 - - 1,729,207 55,655 26,290 - 11,755,370 - - - 168,327 - - - 3,323,303 - - - 979,569 - 6,504 6,800 5,293,226 382,089 - - 1,966,922 - - - 85,000 - - - 12,579 - - - 437,348 382,089 6,504 6,800 12,266,274 (326,434) 19,786 (6,800) (510,904) - - - - - - - 22,750 - - - 378,925 - - - (2,123,798) - - - (1,722,123) (326,434) 19,786 (6,800) (2,233,027) 4,447,807 11,055 - 12,739,079 4,121,373$ 30,841$ (6,800)$ 10,506,052$ Special Revenue 102 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Advance Payments Sidewalk Street Street Special Construction Improvement Tree Assessment REVENUES Taxes -$ -$ -$ -$ Special assessments - - - - Intergovernmental - - 17,620 - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous - - 10,020 - Total revenues - - 27,640 - EXPENDITURES Current Public safety - - - - Public works - 83 - - Health and human services - -- - Culture and recreation - -39,938 - Conservation and development - -- - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay 1,471,695 4,421,578 - - Total expenditures 1,471,695 4,421,661 39,938 - Excess of revenues over (under) expenditures (1,471,695) (4,421,661) (12,298) - OTHER FINANCING SOURCES (USES) Long-term debt issued 1,205,900 7,145,000 - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses)1,205,900 7,145,000 - - Net change in fund balances (265,795) 2,723,339 (12,298) - Fund balances - January 1 74,293 5,191,908 19,318 - Fund balances - December 31 (191,502)$ 7,915,247$ 7,020$ -$ 103 Park Mct Improvement Park Rochlin Contract and Subdivision Park Senior Control Equipment Acquisition Improvement Smokestack Center 10,000$ 986,000$ 15,000$ -$ -$ -$ - - - - - - - - - - - - - - - - - - - - - - - - - - 1,065 - - - - 17,404 10,274 10,800 - - 10,000 1,003,404 26,339 10,800 - - - - - - - - - 224,891 - - - - - -- - - - - -- - - - - -- - - - - - - - - - - - - - - - - 7,119,444 244,324 - - 2,868 - 7,344,335 244,324 - - 2,868 10,000 (6,340,931) (217,985) 10,800 - (2,868) - 5,964,100 575,000 - - - - - - - - - 13,575 - 2,005,457 - - - - - -- - - 13,575 5,964,100 2,580,457 - - - 23,575 (376,831) 2,362,472 10,800 - (2,868) 3,838,233 11,090,776 54,336 387,399 2,000 130,644 3,861,808$ 10,713,945$ 2,416,808$ 398,199$ 2,000$ 127,776$ Capital Projects 104 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Grand TIF #8 TIF #10 Opera Parking Ramp S Aviation Main and House Improvements Industrial Washington REVENUES Taxes 2,000$ -$ -$ 12,956$ Special assessments - - - - Intergovernmental - - - 151 Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous 12,501 64,351 - - Total revenues 14,501 64,351 - 13,107 EXPENDITURES Current Public safety - - - - Public works - 26,544 - - Health and human services - -- - Culture and recreation 31,321 - - - Conservation and development - - - 149 Debt service Principal - - 5,000 - Interest and fiscal charges - - 893 - Capital outlay 13,498 71,725 - - Total expenditures 44,819 98,269 5,893 149 Excess of revenues over (under) expenditures (30,318) (33,918) (5,893) 12,958 OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses)- - - - Net change in fund balances (30,318) (33,918) (5,893) 12,958 Fund balances - January 1 66,824 357,527 51,894 26,701 Fund balances - December 31 36,506$ 323,609$ 46,001$ 39,659$ Capital Projects 105 Capital Projects TIF #11 TIF #12 TIF #13 TIF #14 TIF #15 Oshkosh Division Marion Road/ Mercy Park Office Center Street Pearl Ave. Medical Plaza 10,210$ 120,679$ 267,153$ 225,525$ 202,920$ - - - - - - 1,953 10,112 112 47,574 - - - - - - - - - - - - - - - - - - - - 10,210 122,632 277,265 225,637 250,494 - - - - - - - - - - - - - - - - - - - - 150 70,190 1,250 87,763 78,249 - 20,000 1,115,000 95,000 40,000 - 940 93,911 10,805 2,755 - -- - - 150 91,130 1,210,161 193,568 121,004 10,060 31,502 (932,896) 32,069 129,490 - - - - - - - - - - - - - - - - - - - - - - - - - 10,060 31,502 (932,896) 32,069 129,490 42,060 760,411 1,055,302 797,766 2,575,681 52,120$ 791,913$ 122,406$ 829,835$ 2,705,171$ 106 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 TIF #16 TIF #17 TIF #18 TIF #19 100 Block City SW Industrial NW Industrial Redevelopment Centre #3 Expansion REVENUES Taxes 129,670$ 269,735$ 442,746$ 221,635$ Special assessments - - - - Intergovernmental 564 52,522 54,240 25,259 Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous - - - - Total revenues 130,234 322,257 496,986 246,894 EXPENDITURES Current Public safety - - - - Public works - - - - Health and human services - - - - Culture and recreation - - - - Conservation and development 119,308 150 150 71,283 Debt service Principal 220,000 1,195,000 300,000 70,000 Interest and fiscal charges 17,040 74,644 25,550 7,200 Capital outlay - - - 23,011 Total expenditures 356,348 1,269,794 325,700 171,494 Excess of revenues over (under) expenditures (226,114) (947,537) 171,286 75,400 OTHER FINANCING SOURCES USES Long-term debt issued - 780,000 - 20,000 Proceeds from sale of capital assets - -- - Transfers in - -- - Transfers out - -- - Total other financing sources (uses)- 780,000 - 20,000 Net chan e in fund balances (226,114) (167,537) 171,286 95,400 Fund balances - Januar 1 742,915 675,127 (1,578,243) 326,606 Fund balances - December 31 516,801$ 507,590$ (1,406,957)$ 422,006$ Capital Projects 107 TIF #20 TIF #21 TIF #23 TIF #24 TIF #25 TIF #26 TIF #27 South Side Fox River SW Industrial Oshkosh City Center Aviation North Main Fox River Corridor Park Corp Hotel Business Park Street -$ 371,310$ -$ 5,504$ 253,132$ -$ 164,448$ - -- - - - - 1,049 485 - 8,693 7,674 - 55,745 - - - -- - - - - - - - - - - - - - - - - - - - - - 2,700 - 1,049 371,795 - 14,197 260,806 2,700 220,193 - - - - - - - - - - - - - - - - - - - - - - - - - - - - 24,437 32,757 3,426 4,978 150 150 432 270,000 1,340,000 1,303,733 - 234,602 369,974 - 71,498 30,271 112,584 - 19,951 42,534 - 1,554,193 3,441 11,283 - -- - 1,920,128 1,406,469 1,431,026 4,978 254,703 412,658 432 (1,919,079) (1,034,674) (1,431,026) 9,219 6,103 (409,958) 219,761 - 1,160,000 765,000 - - - - - -- - - - - - - 819,043 - - - - - - - - - - - - 1,160,000 1,584,043 - - - - (1,919,079) 125,326 153,017 9,219 6,103 (409,958) 219,761 5,238,908 (529,658) (1,170,895) 35,983 (1,764,870) (1,954,971) (2,033,164) 3,319,829$ (404,332)$ (1,017,878)$ 45,202$ (1,758,767)$ (2,364,929)$ (1,813,403)$ Capital Projects 108 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 TIF #28 TIF #29 TIF #30 TIF #31 Beach Building Morgan Washington Buckstaff Redevelopment District Building Redevelopment REVENUES Taxes 6,092$ 5,512$ 7,236$ 53,966$ Special assessments - - - - Intergovernmental - - - - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous - - - - Total revenues 6,092 5,512 7,236 53,966 EXPENDITURES Current Public safety - - - - Public works - - - - Health and human services - - - - Culture and recreation - - - - Conservation and development 150 2,326 963 69,410 Debt service Principal - - - 7,960 Interest and fiscal charges - - - 5,294 Capital outlay - - - - Total expenditures 150 2,326 963 82,664 Excess of revenues over (under) expenditures 5,942 3,186 6,273 (28,698) OTHER FINANCING SOURCES USES Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses)- - - - Net chan e in fund balances 5,942 3,186 6,273 (28,698) Fund balances - Januar 1 (2,999) (3,281) (433) (59,698) Fund balances - December 31 2,943$ (95)$ 5,840$ (88,396)$ Capital Projects 109 TIF #32 TIF #33 TIF #34 TIF #35 TIF #36 TIF #37 TIF #38 Granary Lamico Oshkosh Corp Oshkosh Ave. Merge Aviation Pioneer Redevelopment Redevelopment Headquarters Corridor Redevelopment Plaza Redevelopment 1,201$ 67,276$ -$ 9,327$ -$ -$ -$ - - - - - - - - - 315,764 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,201 67,276 315,764 9,327 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 150 2,250 150 209 19,961 431 10,650 - - - 30,000 - - - - - - 23,531 - - - - - - 323,743 - - - 150 2,250 150 377,483 19,961 431 10,650 1,051 65,026 315,614 (368,156) (19,961) (431) (10,650) - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,051 65,026 315,614 (368,156) (19,961) (431) (10,650) 379 2,633 419,345 (696,763) 22,440 (16,370) (1,500) 1,430$ 67,659$ 734,959$ (1,064,919)$ 2,479$ (16,801)$ (12,150)$ Capital Projects 110 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES CONCLUDED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Total Nonmajor TIF #39 Capital Cabrini School Projects Redevelopment Funds Total REVENUES Taxes -$ 3,861,233$ 10,759,633$ Special assessments - - 140,610 Intergovernmental - 599,517 3,133,226 Licenses and permits - -27 Fines and forfeits - -585 Public charges for services 10,000 11,065 463,897 Miscellaneous - 128,050 1,857,257 Total revenues 10,000 4,599,865 16,355,235 EXPENDITURES Current Public safety - - 168,327 Public works - 251,518 3,574,821 Health and human services - - 979,569 Culture and recreation - 71,259 5,364,485 Conservation and development 1,000 602,622 2,569,544 Debt service Principal - 6,616,269 6,701,269 Interest and fiscal charges - 539,401 551,980 Capital outlay - 15,260,803 15,698,151 Total expenditures 1,000 23,341,872 35,608,146 Excess of revenues over (under) expenditures 9,000 (18,742,007) (19,252,911) OTHER FINANCING SOURCES (USES) Long-term debt issued - 17,615,000 17,615,000 Proceeds from sale of capital assets - -22,750 Transfers in - 2,838,075 3,217,000 Transfers out - - (2,123,798) Total other financing sources (uses)- 20,453,075 18,730,952 Net change in fund balances 9,000 1,711,068 (521,959) Fund balances - January 1 - 24,174,564 36,913,643 Fund balances - December 31 9,000$ 25,885,632$ 36,391,684$ 111 City of Oshkosh, Wisconsin COMBINING STATEMENT OF NET POSITION NONMAJOR ENTERPRISE FUND DECEMBER 31 202 Oshkosh Parking Redevelopment Industrial Inspection Utility Project Park Services Totals ASSETS Current assets Cash and investments 87,020$ 914,369$ -$ 1,299,486$ 2,300,875$ Receivables Customer accounts 518 71,104 - 16,923 88,545 Inventories and prepaid items 19,581 - - - 19,581 Total current assets 107,119 985,473 - 1,316,409 2,409,001 Other assets Assets held for resale - - 4,447,936 - 4,447,936 Net pension asset 6,762 - - 106,310 113,072 Total other assets 6,762 - 4,447,936 106,310 4,561,008 Capital assets Nondepreciable 1,817,234 3,217,848 - - 5,035,082 Depreciable 1,549,778 6,086,134 - - 7,635,912 Total capital assets 3,367,012 9,303,982 - - 12,670,994 Total assets 3,480,893 10,289,455 4,447,936 1,422,719 19,641,003 DEFERRED OUTFLOWS OF RESOURCES Pension related amounts 15,426 - - 249,284 264,710 Other postemployment related amounts 1,761 1,945 - 30,061 33,767 Total deferred outflows of resources 17,187 1,945 - 279,345 298,477 LIABILITIES Current liabilities Accounts payable 1,811 44 1,000 7,044 9,899 Due to other funds - - 1,028,307 - 1,028,307 Accrued interest payable 158 37,911 2,434 - 40,503 Special deposits - 5,000 - - 5,000 Unearned revenue - -- 523 523 Current portion of long-term debt - 177,715 105,000 - 282,715 Total current liabilities 1,969 220,670 1,136,741 7,567 1,366,947 Long-term obligations, less current portion General obligation debt 25,000 1,247,285 295,000 - 1,567,285 Compensated absences 1,292 - - 82,136 83,428 Other postemployment benefits 6,084 7,975 - 105,352 119,411 Total long-term liabilities 32,376 1,255,260 295,000 187,488 1,770,124 Total liabilities 34,345 1,475,930 1,431,741 195,055 3,137,071 DEFERRED INFLOWS OF RESOURCES Pension related amounts 20,290 - - 318,993 339,283 Other postemployment related amounts 1,551 2,334 - 27,273 31,158 Total deferred inflows of resources 21,841 2,334 - 346,266 370,441 NET POSITION Net investment in capital assets 3,342,012 7,878,982 - - 11,220,994 Restricted 6,762 - - 106,310 113,072 Unrestricted 93,120 934,154 3,016,195 1,054,433 5,097,902 Total net position 3,441,894$ 8,813,136$ 3,016,195$ 1,160,743$ 16,431,968$ 112 THIS PAGE LEFT BLANK INTENTIONALLY City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Oshkosh Parking Redevelopment Industrial Inspection Utility Project Park Services Totals OPERATING REVENUES Charges for services 76,854$ -$ -$ 1,141,203$ 1,218,057$ Taxes - 831,538 - -831,538 Fines, forfeitures and penalties 12,137 - - - 12,137 Other - 42,017 - - 42,017 Total operating revenues 88,991 873,555 - 1,141,203 2,103,749 OPERATING EXPENSES Operation and maintenance 107,303 967,943 16,148 894,372 1,985,766 Depreciation 133,171 165,029 - - 298,200 Total operating expenses 240,474 1,132,972 16,148 894,372 2,283,966 Operating income (loss)(151,483) (259,417) (16,148) 246,831 (180,217) NONOPERATING REVENUES (EXPENSES) Gain on disposal of capital assets - - 834,477 - 834,477 Interest and fiscal charges (1,750) (72,007) (14,363) - (88,120) Total nonoperating revenues (expenses)(1,750) (72,007) 820,114 - 746,357 Income (loss) before transfers (153,233) (331,424) 803,966 246,831 566,140 Transfers out - - (819,043) - (819,043) Change in net position (153,233) (331,424) (15,077) 246,831 (252,903) Net position - January 1 3,595,127 9,144,560 3,031,272 913,912 16,684,871 Net position - December 31 3,441,894$ 8,813,136$ 3,016,195$ 1,160,743$ 16,431,968$ 113 City of Oshkosh, Wisconsin COMBINING STATEMENT OF CASH FLOWS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Oshkosh Parkin Redevelopment Industrial Utilit Pro ect Park CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers 107,193$ 893,327$ -$ Cash paid for emplo ee wa es and benefits 35,036 84,972 - Cash paid to suppliers 73,855 981,348 18,088 Net cash provided used b operatin activities 1,698 172,993 18,088 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Due to/from other funds - - 1,819,798 Transfer in out - - 819,043 Net cash provided used b noncapital financin activities - - 2,638,841 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets - 159,070 - Sale of capital assets - - 2,772,171 Principal paid on lon -term debt - 235,000 100,000 Interest paid on lon -term debt 1,749 73,198 15,242 Net cash provided used b capital and related financin activities 1,749 467,268 2,656,929 Chan e in cash and cash equivalents 3,447 640,261 - Cash and cash equivalents - Januar 1 90,467 1,554,630 - Cash and cash equivalents - December 31 87,020$ 914,369$ -$ RECONCILIATION OF OPERATING INCOME LOSS TO NET CASH PROVIDED USED BY OPERATING ACTIVITIES Operatin income loss 151,483$ 259,417$ 16,148$ Ad ustments to reconcile operatin income loss to net cash provided b used b operatin activities Depreciation 133,171 165,029 - Chan e in liabilit asset and deferred outflows and inflows of resources Chan e in WRS Asset/Liabilit 14,616 - - Chan e in WRS Deferred Outflow 5,496 - - Chan e in WRS Deferred Inflow 9,415 - - Chan e in OPEB Liabilit 812 363 - Chan e in OPEB Deferred Outflow 1,510 1,779 - Chan e in OPEB Deferred Inflow 1,021 1,948 - Chan e in operatin assets and liabilities Accounts receivables 18,202 19,772 - Inventories and prepaid items 1,433 - - Accounts pa able 3,742 98,909 1,940 Unearned revenue - - - Compensated absences 103 - - Net cash provided used b operatin activities 1,698$ 172,993$ 18,088$ Reconciliation of cash and cash equivalents to the statement of net position Cash and cash equivalents in current assets 87,020$ 914,369$ -$ Total cash and cash equivalents 87,020$ 914,369$ -$ Noncash capital and related financin activities Contributed capital assets -$ -$ -$ 114 Gol Inspection Course Services Totals -$ 1,125,772$ 2,126,292$ - 746,849 866,857 250 136,834 1,210,375 250 242,089 49,060 - - 1,819,798 - - 819,043 - - 2,638,841 - - 159,070 - - 2,772,171 - - 335,000 - - 90,189 - - 2,187,912 250 242,089 401,869 250 1,057,397 2,702,744 -$ 1,299,486$ 2,300,875$ -$ 246,831$ 180,217$ - - 298,200 - 221,076 235,692 - 64,257 69,753 - 160,094 169,509 - 13,561 14,736 - 26,068 29,357 - 18,782 21,751 - 5,211 32,763 - -1,433 250 6,262 111,103 - 10,220 10,220 - 7,401 7,504 250$ 242,089$ 49,060$ -$ 1,299,486$ 2,300,875$ -$ 1,299,486$ 2,300,875$ -$ -$ -$ 115 City of Oshkosh, Wisconsin COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS DECEMBER 31, 2020 Hos ital Police Fire Workman's Insurance Pension Pension Com ensation Total ASSETS Current assets Cash and investments 1,469,308$ 584,370$ 147,056$ -$ 2,200,734$ Due from other funds 454,928 - - - 454,928 Total assets 1,924,236 584,370 147,056 - 2,655,662 DEFERRED OUTFLOWS OF RESOURCES Other ostem lo ment related amounts - - - 1,945 1,945 LIABILITIES Current liabilities Accounts a able 29,652 - - 2,506 32,158 Due to other funds - - - 454,928 454,928 Total current liabilities 29,652 - - 457,434 487,086 Lon -term obli ations, less current ortion Other ostem lo ment benefits - - - 7,975 7,975 Total liabilities 29,652 - - 465,409 495,061 DEFERRED INFLOWS OF RESOURCES Other ostem lo ment related amounts - - - 2,437 2,437 NET POSITION Unrestricted 1,894,584$ 584,370$ 147,056$ 465,901$ 2,160,109$ 116 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION INTERNAL SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Hospital Police Fire Workman's Insurance Pension Pension Compensation Total OPERATING REVENUES Charges for services 382,401$ -$ -$ -$ 382,401$ Other - - - 412,942 412,942 Total operating revenues 382,401 - - 412,942 795,343 OPERATING EXPENSES Claims and administration 302,624 5,119 - 1,178,813 1,486,556 Operating income (loss)79,777 (5,119) - (765,871) (691,213) NONOPERATING REVENUES Interest income - 14,430 3,856 - 18,286 Change in net position 79,777 9,311 3,856 (765,871) (672,927) Net position - January 1 1,814,807 575,059 143,200 299,970 2,833,036 Net position - December 31 1,894,584$ 584,370$ 147,056$ (465,901)$ 2,160,109$ 117 City of Oshkosh, Wisconsin COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Hospital Police Fire Workman's Insurance Pension Pension Compensation Total CASH FLOWS FROM OPERATING ACTIVITIES Cash received from City 382,401$ -$ -$ 412,942$ 795,343$ Cash paid for employee wages and benefits - - - (205,175) (205,175) Cash paid to suppliers (273,445) (5,119) - (974,247) (1,252,811) Net cash used by operating activities 108,956 (5,119) - (766,480) (662,643) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Due to/from other funds (454,928) - - 454,928 - CASH FLOWS FROM INVESTING ACTIVITIES Interest received - 14,430 3,856 - 18,286 Change in cash and cash equivalents (345,972) 9,311 3,856 (311,552) (644,357) Cash and cash equivalents - January 1 1,815,280 575,059 143,200 311,552 2,845,091 Cash and cash equivalents - December 31 1,469,308$ 584,370$ 147,056$ -$ 2,200,734$ Hospital Police Fire Workman's Insurance Pension Pension Compensation Total RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH USED BY OPERATING ACTIVITIES Operating income (loss)79,777$ (5,119)$ -$ (765,871)$ (691,213)$ Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities Change in liability (asset) and deferred outflows and inflows of resources Change in OPEB Liability - - - (1,667) (1,667) Change in OPEB Deferred Outflow - - - (1,735) (1,735) Change in OPEB Deferred Inflow - - - 1,948 1,948 Change in operating assets and liabilities Accounts payable 29,179 - - 845 30,024 Net cash used by operating activities 108,956$ (5,119)$ -$ (766,480)$ (662,643)$ Reconciliation of cash and cash equivalents to the statement of net position Cash and cash equivalents in current assets 1,469,308$ 584,370$ 147,056$ -$ 2,200,734$ Total cash and cash equivalents 1,469,308$ 584,370$ 147,056$ -$ 2,200,734$ Noncash capital and related financing activities None 118 City of Oshkosh, Wisconsin COMBINING STATEMENT OF FIDUCIARY NET POSITION CUSTODIAL FUNDS DECEMBER 31, 2020 Tax Hospital Collection Bioterrorism Totals ASSETS Current assets Cash and investments 21,388,268$ -$ 21,388,268$ Receivables Taxes 44,102,761 - 44,102,761 Accounts, net - - - Other - 4,202 4,202 Total assets 65,491,029$ 4,202$ 65,495,231$ LIABILITIES Current liabilities Accounts Payable 60,464$ -$ 60,464$ Due to other governments - 4,202 4,202 Total liabilities 60,464 4,202 64,666 DEFERRED INFLOWS OF RESOURCES Property taxes levied for subsequent year 65,430,565 - 65,430,565 NET POSITION Restricted -$ -$ -$ The notes to the basic financial statements are an integral part of this statement. 119 City of Oshkosh, Wisconsin COMBINING STATEMENT OF CHANGES IN NET POSITION CUSTODIAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Tax Hospital Collection Bioterrorism Totals ADDITIONS Property tax collections 42,223,632$ -$ 42,223,632$ DEDUCTIONS Payments to taxing jurisdictions 42,223,632 - 42,223,632 Chan e in net position - - - Net position - Januar 1 - - - Net position - December 31 - - - 120 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - DEBT SERVICE FUND FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 12,070,700$ 12,070,700$ 12,070,600$ (100)$ Miscellaneous 150,000 150,000 106,827 (43,173) Total revenues 12,220,700 12,220,700 12,177,427 (43,273) EXPENDITURES Debt service Principal 16,980,100 16,980,100 12,238,826 4,741,274 Interest and fiscal charges 4,202,800 4,202,800 3,057,005 1,145,795 Total expenditures 21,182,900 21,182,900 15,295,831 5,887,069 Excess of revenues over (under) expenditures (8,962,200) (8,962,200) (3,118,404) 5,843,796 OTHER FINANCING SOURCES Long-term debt issued - - 100,000 100,000 Premium on debt issued 595,500 595,500 953,237 357,737 Transfers in 8,516,700 8,516,700 - (8,516,700) Total other financing sources 9,112,200 9,112,200 1,053,237 (8,058,963) Net change in fund balance 150,000 150,000 (2,065,167) (2,215,167) Fund balance - January 1 2,189,515 2,189,515 2,189,515 - Fund balance - December 31 2,339,515$ 2,339,515$ 124,348$ (2,215,167)$ 121 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - SPECIAL ASSESSMENT IMPROVEMENT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Special assessments -$ -$ 2,257,077$ 2,257,077$ EXPENDITURES Debt service Principal 725,000 725,000 725,000 - Interest and fiscal charges 236,900 236,900 236,944 (44) Capital outlay 15,000 70,000 19,718 50,282 Total expenditures 976,900 1,031,900 981,662 50,238 Net change in fund balance (976,900) (1,031,900) 1,275,415 2,307,315 Fund balance - January 1 3,968,103 3,968,103 3,968,103 - Fund balance - December 31 2,991,203$ 2,936,203$ 5,243,518$ 2,307,315$ 122 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - CONTACT CONTRO FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 10,000$ 10,000$ 10,000$ -$ Intergovernmental - 34,000 - (34,000) Total revenues 10,000 44,000 10,000 (34,000) EXPENDITURES Current Public works 22,453,156 28,154,676 - 28,154,676 Excess of revenues over (under) expenditures (22,443,156) (28,110,676) 10,000 28,120,676 OTHER FINANCING SOURCES Transfers in - - 13,575 13,575 Net change in fund balance (22,443,156) (28,110,676) 23,575 28,134,251 Fund balance - January 1 3,838,233 3,838,233 3,838,233 - Fund balance - December 31 (18,604,923)$ (24,272,443)$ 3,861,808$ 28,134,251$ 123 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - COMMITTEE ON AGIN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 327,400$ 327,400$ 327,400$ -$ Intergovernmental 84,000 203,000 189,265 (13,735) Public charges for services 100 100 31 (69) Miscellaneous 168,600 168,600 104,570 (64,030) Total revenues 580,100 699,100 621,266 (77,834) EXPENDITURES Current Health and human services 582,500 660,700 574,713 85,987 Capital outlay - 40,800 42,014 (1,214) Total expenditures 582,500 701,500 616,727 84,773 Excess of revenues over (under) expenditures (2,400) (2,400) 4,539 6,939 OTHER FINANCING SOURCES (USES) Transfers in 3,200 3,200 - (3,200) Net change in fund balance 800 800 4,539 3,739 Fund balance - January 1 109,743 109,743 109,743 - Fund balance - December 31 110,543$ 110,543$ 114,282$ 3,739$ 124 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - BUSINESS IMPROVEMENT DISTRIC FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Special assessments 140,600$ 140,600$ 140,610$ 10$ Miscellaneous 52,000 52,000 19,322 (32,678) Total revenues 192,600 192,600 159,932 (32,668) EXPENDITURES Current Conservation and development 192,700 192,700 155,750 36,950 Net change in fund balance (100) (100) 4,182 4,282 Fund balance - January 1 73,312 73,312 73,312 - Fund balance - December 31 73,212$ 73,212$ 77,494$ 4,282$ 125 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - RECYCLIN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 236,000$ 236,000$ 237,038$ 1,038$ Miscellaneous 874,500 874,500 872,805 (1,695) Total revenues 1,110,500 1,110,500 1,109,843 (657) EXPENDITURES Current Public works 820,800 820,800 809,271 11,529 Capital outlay 210,000 210,000 - 210,000 Total expenditures 1,030,800 1,030,800 809,271 221,529 Net change in fund balance 79,700 79,700 300,572 220,872 Fund balance - January 1 1,436,446 1,436,446 1,436,446 - Fund balance - December 31 1,516,146$ 1,516,146$ 1,737,018$ 220,872$ 126 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - STREET LIGHTING FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 1,075,000$ 1,075,000$ 1,075,000$ -$ EXPENDITURES Current Public works 1,075,000 1,092,792 977,413 115,379 Net change in fund balance - (17,792) 97,587 115,379 Fund balance - January 1 88,623 88,623 88,623 - Fund balance - December 31 88,623$ 70,831$ 186,210$ 126$ 127 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - LIBRAR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 2,772,700$ 2,772,700$ 2,772,700$ -$ Intergovernmental 661,200 661,200 661,158 (42) Public charges for services 271,500 271,500 226,782 (44,718) Miscellaneous 5,500 5,500 - (5,500) Total revenues 3,710,900 3,710,900 3,660,640 (50,260) EXPENDITURES Current Culture and recreation 3,814,700 3,814,700 3,650,867 163,833 Debt service Principal - - 85,000 (85,000) Interest and fiscal charges - - 12,579 (12,579) Total expenditures 3,814,700 3,814,700 3,748,446 66,254 Net change in fund balance (103,800) (103,800) (87,806) 15,994 Fund balance - January 1 620,508 620,508 620,508 - Fund balance - December 31 516,708$ 516,708$ 532,702$ 127$ 128 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - MUSEUM FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 970,000$ 970,000$ 970,000$ -$ Public charges for services 70,000 70,000 14,624 (55,376) Miscellaneous 114,900 114,900 238,173 123,273 Total revenues 1,154,900 1,154,900 1,222,797 67,897 EXPENDITURES Current Culture and recreation 1,268,200 1,268,200 1,150,426 117,774 Capital outlay 16,600 16,600 20,903 (4,303) Total expenditures 1,284,800 1,284,800 1,171,329 113,471 Excess of revenues over (under) expenditures (129,900) (129,900) 51,468 181,368 OTHER FINANCING SOURCES (USES) Transfers in 155,000 155,000 167,649 12,649 Transfers out (19,200) (19,200) (9,700) 9,500 Total other financing sources (uses)135,800 135,800 157,949 22,149 Net change in fund balance 5,900 5,900 209,417 203,517 Fund balance - January 1 669,026 669,026 669,026 - Fund balance - December 31 674,926$ 674,926$ 878,443$ 203,517$ 129 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - CEMETER FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 300,000$ 300,000$ 300,000$ -$ Miscellaneous 79,500 79,500 62,640 (16,860) Total revenues 379,500 379,500 362,640 (16,860) EXPENDITURES Current Health and human services 406,900 406,900 387,360 19,540 Excess of revenues over (under) expenditures (27,400) (27,400) (24,720) 2,680 OTHER FINANCING SOURCES Transfers in 28,500 28,500 - (28,500) Net change in fund balance 1,100 1,100 (24,720) (25,820) Fund balance - January 1 53,912 53,912 53,912 - Fund balance - December 31 55,012$ 55,012$ 29,192$ (25,820)$ 130 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - COMMUNITY DEVELOPMENT BLOCK GRAN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 810,000$ 810,000$ 557,920$ (252,080)$ Public charges for services - - 750 750 Miscellaneous 510,000 510,000 174,434 (335,566) Total revenues 1,320,000 1,320,000 733,104 (586,896) EXPENDITURES Current Conservation and development 1,107,000 1,107,000 679,058 427,942 Capital outlay 253,000 253,000 141,952 111,048 Total expenditures 1,360,000 1,360,000 821,010 538,990 Excess of revenues over (under) expenditures (40,000) (40,000) (87,906) (47,906) OTHER FINANCING SOURCES Proceeds from sale of capital assets 40,000 40,000 22,750 (17,250) Net change in fund balance - - (65,156) (65,156) Fund balance - January 1 135,365 135,365 135,365 - Fund balance - December 31 135,365$ 135,365$ 70,209$ (65,156)$ 131 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - LOCAL REVOLVING LOAN PROGRA FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Current Conservation and development 250,000$ 500,000$ 175,000$ 325,000$ Excess of revenues over (under) expenditures (250,000) (500,000) (175,000) 325,000 Net change in fund balance (250,000) (500,000) (175,000) 325,000 Fund balance - January 1 1,433,051 1,433,051 1,433,051 - Fund balance - December 31 1,183,051$ 933,051$ 1,258,051$ 325,000$ 132 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - SENIOR CENTER REVOLVING LOAN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 5,500$ 5,500$ 4,361$ (1,139)$ Miscellaneous 46,000 46,000 11,974 (34,026) Total revenues 51,500 51,500 16,335 (35,165) EXPENDITURES Current Health and human services 47,200 47,200 17,496 29,704 Net change in fund balance 4,300 4,300 (1,161) (5,461) Fund balance - January 1 124,422 124,422 124,422 - Fund balance - December 31 128,722$ 128,722$ 123,261$ (5,461)$ 133 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - BICYCL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Licenses and permits 300$ 300$ 27$ (273)$ EXPENDITURES Current Public safety 300 300 - 300 Excess of revenues over (under) expenditures - - 27 27 OTHER FINANCING SOURCES (USES) Transfers out - - (16,190) (16,190) Net change in fund balance - - (16,163) (16,163) Fund balance - January 1 16,163 16,163 16,163 - Fund balance - December 31 16,163$ 16,163$ -$ (16,163)$ 134 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - POLICE SPECIA FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 14,600$ 61,866$ 40,083$ (21,783)$ Miscellaneous 100,000 100,000 74,433 (25,567) Total revenues 114,600 161,866 114,516 (47,350) EXPENDITURES Current Public safety 114,600 125,866 70,948 54,918 Capital outlay - 36,000 38,918 (2,918) Total expenditures 114,600 161,866 109,866 52,000 Excess of revenues over (under) expenditures - - 4,650 4,650 OTHER FINANCING SOURCES (USES) Transfers in - - 73,311 73,311 Net change in fund balance - - 77,961 77,961 Fund balance - January 1 104,800 104,800 104,800 - Fund balance - December 31 104,800$ 104,800$ 182,761$ 77,961$ 135 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - POLICE ASSET FORFEITUR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Fines and forfeits 5,000$ 5,000$ -$ (5,000)$ EXPENDITURES Current Public safety 3,800 13,800 10,308 3,492 Excess of revenues over (under) expenditures 1,200 (8,800) (10,308) (1,508) OTHER FINANCING SOURCES (USES) Transfers out - - (26,600) (26,600) Net change in fund balance 1,200 (8,800) (36,908) (28,108) Fund balance - January 1 36,908 36,908 36,908 - Fund balance - December 31 38,108$ 28,108$ -$ (28,108)$ 136 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - FEDERAL POLICE ASSET FORFEITUR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Fines and forfeits 3,000$ 3,000$ 585$ (2,415)$ EXPENDITURES Capital outlay 15,000 15,000 - 15,000 Excess of revenues over (under) expenditures (12,000) (12,000) 585 12,585 OTHER FINANCING SOURCES (USES) Transfers out - - (30,521) (30,521) Net change in fund balance (12,000) (12,000) (29,936) (17,936) Fund balance - January 1 29,936 29,936 29,936 - Fund balance - December 31 17,936$ 17,936$ -$ (17,936)$ 137 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - EMS FIRE GRAN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Ori inal Final ctual Ne ative REVENUES Intergovernmental -$ 169,403$ 143,619$ (25,784)$ Public charges for services - 300 12,366 12,066 Miscellaneous 6,000 21,500 29,541 8,041 Total revenues 6,000 191,203 185,526 (5,677) EXPENDITURES Current Public safety 11,100 298,801 87,071 211,730 Capital outlay - 103,831 103,967 (136) Total expenditures 11,100 402,632 191,038 211,594 Excess of revenues over (under) expenditures (5,100) (211,429) (5,512) 205,917 OTHER FINANCING SOURCES Transfers in - - 30,120 30,120 Transfers out - - (5,000) (5,000) Total other financing sources (uses)- - 25,120 25,120 Net change in fund balance (5,100) (211,429) 19,608 231,037 Fund balance - January 1 251,121 251,121 251,121 - Fund balance - December 31 246,021$ 39,692$ 270,729$ 231,037$ 138 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - HISTORICAL MARKE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 3,000$ 3,000$ 240$ (2,760)$ EXPENDITURES Current Culture and recreation 3,000 3,000 - 3,000 OTHER FINANCING SOURCES (USES) Transfers out - - (23,845) (23,845) Net change in fund balance - - (23,605) (23,605) Fund balance - January 1 23,605 23,605 23,605 - Fund balance - December 31 23,605$ 23,605$ -$ (23,605)$ 139 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - COMMUNITY DEVELOPMENT SPECIAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 2,065,000$ 2,065,000$ 525,000$ (1,540,000)$ EXPENDITURES Current Conservation and development 2,065,000 2,065,000 575,025 1,489,975 Net change in fund balance - - (50,025) (50,025) Fund balance - January 1 165,023 165,023 165,023 - Fund balance - December 31 165,023$ 165,023$ 114,998$ (50,025)$ 140 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - PARKS REVENUE FACILITIE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 7,500$ 7,500$ -$ (7,500)$ Public charges for services 239,600 239,600 148,558 (91,042) Miscellaneous 103,200 103,200 80,132 (23,068) Total revenues 350,300 350,300 228,690 (121,610) EXPENDITURES Current Culture and recreation 500,200 500,200 338,983 161,217 Capital outlay 15,000 86,422 85,385 1,037 Total expenditures 515,200 586,622 424,368 162,254 Excess of revenues over (under) expenditures (164,900) (236,322) (195,678) 40,644 OTHER FINANCING SOURCES Transfers in 50,000 50,000 73,845 23,845 Transfers out - - (2,005,457) (2,005,457) Total other financing sources (uses)50,000 50,000 (1,931,612) (1,981,612) Net change in fund balance (114,900) (186,322) (2,127,290) (1,940,968) Fund balance - January 1 2,518,028 2,518,028 2,518,028 - Fund balance - December 31 2,403,128$ 2,331,706$ 390,738$ (1,940,968)$ 141 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - LEACH AMPHITHEATE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 14,000$ 14,000$ 14,000$ -$ Public charges for services 44,000 44,000 2,826 (41,174) Miscellaneous 20,000 20,000 5,237 (14,763) Total revenues 78,000 78,000 22,063 (55,937) EXPENDITURES Current Culture and recreation 111,100 111,100 69,183 41,917 Excess of revenues over (under) expenditures (33,100) (33,100) (47,120) (14,020) OTHER FINANCING SOURCES Transfers in 34,000 34,000 34,000 - Net change in fund balance 900 900 (13,120) (14,020) Fund balance - January 1 53,327 53,327 53,327 - Fund balance - December 31 54,227$ 54,227$ 40,207$ (14,020)$ 142 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - PUBLIC WORKS SPECIA FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 250,000$ 250,000$ 175,265$ (74,735)$ EXPENDITURES Current Public works 250,000 250,000 147,918 102,082 Net change in fund balance - - 27,347 27,347 Fund balance - January 1 (105,260) (105,260) (105,260) - Fund balance - December 31 (105,260)$ (105,260)$ (77,913)$ 27,347$ 143 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - GARBAGE DISPOSA FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 1,350,300$ 1,350,300$ 1,350,300$ -$ Public charges for services 41,600 41,600 45,605 4,005 Total revenues 1,391,900 1,391,900 1,395,905 4,005 EXPENDITURES Current Public works 1,390,900 1,414,949 1,388,701 26,248 Net change in fund balance 1,000 (23,049) 7,204 30,253 Fund balance - January 1 121,820 121,820 121,820 - Fund balance - December 31 122,820$ 98,771$ 129,024$ 30,253$ 144 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - POLLOCK WATER PAR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 64,000$ 64,000$ 64,000$ -$ Public charges for services 223,500 223,500 - (223,500) Miscellaneous 138,000 138,000 - (138,000) Total revenues 425,500 425,500 64,000 (361,500) EXPENDITURES Current Culture and recreation 420,500 420,500 70,463 350,037 Capital outlay 5,000 5,000 4,209 791 Total expenditures 425,500 425,500 74,672 350,828 Net change in fund balance - - (10,672) (10,672) Fund balance - January 1 92,624 92,624 92,624 - Fund balance - December 31 92,624$ 92,624$ 81,952$ (10,672)$ 145 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - HEALTHY NEIGHBORHOOD INITIATIV FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 80,000$ 80,000$ 55,655$ (24,345)$ EXPENDITURES Current Conservation and development 831,800 831,800 382,089 449,711 Net change in fund balance (751,800) (751,800) (326,434) 425,366 Fund balance - January 1 4,447,807 4,447,807 4,447,807 - Fund balance - December 31 3,696,007$ 3,696,007$ 4,121,373$ 425,366$ 146 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - RENTAL INSPECTION FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 25,000$ 25,000$ 25,000$ -$ Public charges for services - - 1,290 1,290 Total revenues 25,000 25,000 26,290 1,290 EXPENDITURES Current Culture and recreation 17,800 17,800 6,504 11,296 Net change in fund balance 7,200 7,200 19,786 12,586 Fund balance - January 1 11,055 11,055 11,055 - Fund balance - December 31 18,255$ 18,255$ 30,841$ 12,586$ 147 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - SPECIAL EVENT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 12,500$ -$ -$ -$ EXPENDITURES Current Culture and recreation 12,500 - 6,800 (6,800) Net change in fund balance - - (6,800) (6,800) Fund balance - January 1 - - - - Fund balance - December 31 -$ -$ (6,800)$ (6,800)$ 148 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - STREET TREE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 18,000$ 37,100$ 17,620$ (19,480)$ Miscellaneous 6,000 25,000 10,020 (14,980) Total revenues 24,000 62,100 27,640 (34,460) EXPENDITURES Current Culture and recreation 23,000 61,100 39,938 21,162 Net change in fund balance 1,000 1,000 (12,298) (13,298) Fund balance - January 1 19,318 19,318 19,318 - Fund balance - December 31 20,318$ 20,318$ 7,020$ (13,298)$ 149 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - EQUIPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 986,000$ 986,000$ 986,000$ -$ Miscellaneous 6,848,100 6,913,100 17,404 (6,895,696) Total revenues 7,834,100 7,899,100 1,003,404 (6,895,696) EXPENDITURES Current Public works 961,400 983,499 224,891 758,608 Capital outlay 6,955,595 11,338,332 7,119,444 4,218,888 Total expenditures 7,916,995 12,321,831 7,344,335 4,977,496 Excess of revenues over (under) expenditures (82,895) (4,422,731) (6,340,931) (1,918,200) OTHER FINANCING SOURCES Long-term debt issued - - 5,964,100 5,964,100 Net change in fund balance (82,895) (4,422,731) (376,831) 4,045,900 Fund balance - January 1 11,090,776 11,090,776 11,090,776 - Fund balance - December 31 11,007,881$ 6,668,045$ 10,713,945$ 4,045,900$ 150 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - PARK IMPROVEMENT AND ACQUISITIO FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 15,000$ 15,000$ 15,000$ -$ Public charges for services - - 1,065 1,065 Miscellaneous 2,570,000 2,570,000 10,274 (2,559,726) Total revenues 2,585,000 2,585,000 26,339 (2,558,661) EXPENDITURES Capital outlay 2,940,680 3,096,220 244,324 2,851,896 Excess of revenues over (under) expenditures (355,680) (511,220) (217,985) 293,235 OTHER FINANCING SOURCES Long-term debt issued - - 575,000 575,000 Transfers in - - 2,005,457 2,005,457 Total other financing sources (uses)- - 2,580,457 2,580,457 Net change in fund balance (355,680) (511,220) 2,362,472 2,873,692 Fund balance - January 1 54,336 54,336 54,336 - Fund balance - December 31 (301,344)$ (456,884)$ 2,416,808$ 2,873,692$ 151 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - GRAND OPERA HOUS FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 2,000$ 2,000$ 2,000$ -$ Miscellaneous 25,000 25,000 12,501 (12,499) Total revenues 27,000 27,000 14,501 (12,499) EXPENDITURES Current Culture and recreation 27,400 27,400 31,321 (3,921) Capital outlay 10,000 23,400 13,498 9,902 Total expenditures 37,400 50,800 44,819 5,981 Net change in fund balance (10,400) (23,800) (30,318) (6,518) Fund balance - January 1 66,824 66,824 66,824 - Fund balance - December 31 56,424$ 43,024$ 36,506$ (6,518)$ 152 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - PARKING RAMP IMPROVEMENT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 110,600$ 110,600$ 64,351$ (46,249)$ EXPENDITURES Current Public works 24,000 24,000 26,544 (2,544) Capital outlay 80,000 80,000 71,725 8,275 Total expenditures 104,000 104,000 98,269 5,731 Net change in fund balance 6,600 6,600 (33,918) (40,518) Fund balance - January 1 357,527 357,527 357,527 - Fund balance - December 31 364,127$ 364,127$ 323,609$ (40,518)$ 153 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #8 S AVIATION INDUSTRIA FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Debt service Principal 5,000$ 5,000$ 5,000$ -$ Interest and fiscal charges 1,100 1,100 893 207 Total expenditures 6,100 6,100 5,893 207 Net change in fund balance (6,100) (6,100) (5,893) 207 Fund balance - January 1 51,894 51,894 51,894 - Fund balance - December 31 45,794$ 45,794$ 46,001$ 207$ 154 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #10 MAIN AND WASHINGTO FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 12,500$ 12,500$ 12,956$ 456$ Intergovernmental - - 151 151 Total revenues 12,500 12,500 13,107 607 EXPENDITURES Current Conservation and development 200 200 149 51 Net change in fund balance 12,300 12,300 12,958 658 Fund balance - January 1 26,701 26,701 26,701 - Fund balance - December 31 39,001$ 39,001$ 39,659$ 658$ 155 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #11 OSHKOSH OFFICE CENTE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 6,300$ 6,300$ 10,210$ 3,910$ EXPENDITURES Current Conservation and development 200 200 150 50 Net change in fund balance 6,100 6,100 10,060 3,960 Fund balance - January 1 42,060 42,060 42,060 - Fund balance - December 31 48,160$ 48,160$ 52,120$ 3,960$ 156 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #12 DIVISION STREE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 120,300$ 120,300$ 120,679$ 379$ Intergovernmental - - 1,953 1,953 Total revenues 120,300 120,300 122,632 2,332 EXPENDITURES Current Conservation and development 91,100 91,100 70,190 20,910 Debt service Principal - - 20,000 (20,000) Interest and fiscal charges - - 940 (940) Total expenditures 91,100 91,100 91,130 (30) Net change in fund balance 29,200 29,200 31,502 2,302 Fund balance - January 1 760,411 760,411 760,411 - Fund balance - December 31 789,611$ 789,611$ 791,913$ 2,302$ 157 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #13 MARION ROAD/ PEARL AVE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 269,300$ 269,300$ 267,153$ (2,147)$ Intergovernmental - - 10,112 10,112 Total revenues 269,300 269,300 277,265 7,965 EXPENDITURES Current Conservation and development 1,209,100 1,209,100 1,250 1,207,850 Debt service Principal - - 1,115,000 (1,115,000) Interest and fiscal charges - - 93,911 (93,911) Total expenditures 1,209,100 1,209,100 1,210,161 (1,061) Net change in fund balance (939,800) (939,800) (932,896) 6,904 Fund balance - January 1 1,055,302 1,055,302 1,055,302 - Fund balance - December 31 115,502$ 115,502$ 122,406$ 6,904$ 158 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #14 MERCY MEDICA FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 503,900$ 503,900$ 225,525$ (278,375)$ Intergovernmental - - 112 112 Total revenues 503,900 503,900 225,637 (278,263) EXPENDITURES Current Conservation and development 469,100 473,770 87,763 386,007 Debt service Principal - - 95,000 (95,000) Interest and fiscal charges - - 10,805 (10,805) Total expenditures 569,100 573,770 193,568 380,202 Net change in fund balance (65,200) (69,870) 32,069 101,939 Fund balance - January 1 797,766 797,766 797,766 - Fund balance - December 31 732,566$ 727,896$ 829,835$ 101,939$ 159 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #15 PARK PLAZ FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 253,700$ 253,700$ 202,920$ (50,780)$ Intergovernmental - - 47,574 47,574 Total revenues 253,700 253,700 250,494 (3,206) EXPENDITURES Current Conservation and development 126,500 126,500 78,249 48,251 Debt service Principal - - 40,000 (40,000) Interest and fiscal charges - - 2,755 (2,755) Total expenditures 126,500 126,500 121,004 5,496 Net change in fund balance 127,200 127,200 129,490 2,290 Fund balance - January 1 2,575,681 2,575,681 2,575,681 - Fund balance - December 31 2,702,881$ 2,702,881$ 2,705,171$ 2,290$ 160 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #16 100 BLOCK REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 130,200$ 130,200$ 129,670$ (530)$ Intergovernmental - - 564 564 Total revenues 130,200 130,200 130,234 34 EXPENDITURES Current Conservation and development 306,400 556,400 119,308 437,092 Debt service Principal - - 220,000 (220,000) Interest and fiscal charges - - 17,040 (17,040) Total expenditures 306,400 556,400 356,348 200,052 Net change in fund balance (176,200) (426,200) (226,114) 200,086 Fund balance - January 1 742,915 742,915 742,915 - Fund balance - December 31 566,715$ 316,715$ 516,801$ 200,086$ 161 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #17 CITY CENTRE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 328,100$ 328,100$ 269,735$ (58,365)$ Intergovernmental - - 52,522 52,522 Total revenues 328,100 328,100 322,257 (5,843) EXPENDITURES Current Conservation and development 446,100 446,100 150 445,950 Debt service Principal - - 1,195,000 (1,195,000) Interest and fiscal charges - - 74,644 (74,644) Total expenditures 446,100 446,100 1,269,794 (823,694) Excess of revenues over (under) expenditures (118,000) (118,000) (947,537) (829,537) OTHER FINANCING SOURCES (USES) Long-term debt issued - - 780,000 780,000 Net change in fund balance (118,000) (118,000) (167,537) (49,537) Fund balance - January 1 675,127 675,127 675,127 - Fund balance - December 31 557,127$ 557,127$ 507,590$ (49,537)$ 162 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #18 SW INDUSTRIAL # FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 448,400$ 448,400$ 442,746$ (5,654)$ Intergovernmental - - 54,240 54,240 Total revenues 448,400 448,400 496,986 48,586 EXPENDITURES Current Conservation and development 335,600 335,600 150 335,450 Debt service Principal - - 300,000 (300,000) Interest and fiscal charges - - 25,550 (25,550) Total expenditures 335,600 335,600 325,700 9,900 Net change in fund balance 112,800 112,800 171,286 58,486 Fund balance - January 1 (1,578,243) (1,578,243) (1,578,243) - Fund balance - December 31 (1,465,443)$ (1,465,443)$ (1,406,957)$ 58,486$ 163 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #19 NW INDUSTRIAL EXPANSIO FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 218,000$ 218,000$ 221,635$ 3,635$ Intergovernmental - - 25,259 25,259 Total revenues 218,000 218,000 246,894 28,894 EXPENDITURES Current Conservation and development 164,400 164,400 71,283 93,117 Debt service Principal - - 70,000 (70,000) Interest and fiscal charges - - 7,200 (7,200) Capital outlay - 23,011 23,011 - Total expenditures 164,400 187,411 171,494 15,917 Excess of revenues over (under) expenditures 53,600 30,589 75,400 44,811 OTHER FINANCING SOURCES (USES) Long-term debt issued - - 20,000 20,000 Net change in fund balance 53,600 30,589 95,400 64,811 Fund balance - January 1 326,606 326,606 326,606 - Fund balance - December 31 380,206$ 357,195$ 422,006$ 64,811$ 164 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #20 SOUTH SIDE FOX RIVE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 126,000$ 126,000$ 1,049$ (124,951)$ EXPENDITURES Current Conservation and development - - 24,437 (24,437) Debt service Principal - - 270,000 (270,000) Interest and fiscal charges - - 71,498 (71,498) Capital outlay 3,192,217 2,479,466 1,554,193 925,273 Total expenditures 3,192,217 2,479,466 1,920,128 559,338 Net change in fund balance (3,066,217) (2,353,466) (1,919,079) 434,387 Fund balance - January 1 5,238,908 5,238,908 5,238,908 - Fund balance - December 31 2,172,691$ 2,885,442$ 3,319,829$ 434,387$ 165 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #21 FOX RIVER CORRIDO FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 317,800$ 317,800$ 371,310$ 53,510$ Intergovernmental - - 485 485 Total revenues 317,800 317,800 371,795 53,995 EXPENDITURES Current Conservation and development 315,700 361,770 32,757 329,013 Debt service Principal - - 1,340,000 (1,340,000) Interest and fiscal charges - - 30,271 (30,271) Capital outlay 620,000 620,000 3,441 616,559 Total expenditures 935,700 981,770 1,406,469 (424,699) Excess of revenues over (under) expenditures (617,900) (663,970) (1,034,674) (370,704) OTHER FINANCING SOURCES (USES) Long-term debt issued - - 1,160,000 1,160,000 Net change in fund balance (617,900) (663,970) 125,326 789,296 Fund balance - January 1 (529,658) (529,658) (529,658) - Fund balance - December 31 (1,147,558)$ (1,193,628)$ (404,332)$ 789,296$ 166 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #23 SW INDUSTRIAL PAR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Current Conservation and development -$ -$ 3,426$ (3,426)$ Debt service Principal - - 1,303,733 (1,303,733) Interest and fiscal charges - - 112,584 (112,584) Capital outlay 3,469,400 433,360 11,283 422,077 Total expenditures 3,469,400 433,360 1,431,026 (997,666) Excess of revenues over (under) expenditures (3,469,400) (433,360) (1,431,026) (997,666) OTHER FINANCING SOURCES Long-term debt issued - - 765,000 765,000 Transfers in - - 819,043 819,043 Total other financing sources (uses)- - 1,584,043 1,584,043 Net change in fund balance (3,469,400) (433,360) 153,017 586,377 Fund balance - January 1 (1,170,895) (1,170,895) (1,170,895) - Fund balance - December 31 (4,640,295)$ (1,604,255)$ (1,017,878)$ 586,377$ 167 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #24 OSHKOSH COR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 225,200$ 225,200$ 5,504$ (219,696)$ Intergovernmental - - 8,693 8,693 Total revenues 225,200 225,200 14,197 (211,003) EXPENDITURES Current Conservation and development 225,000 225,000 4,978 220,022 Net change in fund balance 200 200 9,219 9,019 Fund balance - January 1 35,983 35,983 35,983 - Fund balance - December 31 36,183$ 36,183$ 45,202$ 9,019$ 168 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #25 CITY CENTER HOTEL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 256,100$ 256,100$ 253,132$ (2,968)$ Intergovernmental - - 7,674 7,674 Total revenues 256,100 256,100 260,806 4,706 EXPENDITURES Current Conservation and development 274,800 274,800 150 274,650 Debt service Principal - - 234,602 (234,602) Interest and fiscal charges - - 19,951 (19,951) Total expenditures 274,800 274,800 254,703 20,097 Net change in fund balance (18,700) (18,700) 6,103 24,803 Fund balance - January 1 (1,764,870) (1,764,870) (1,764,870) - Fund balance - December 31 (1,783,570)$ (1,783,570)$ (1,758,767)$ 24,803$ 169 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #26 AVIATION BUSINESS PAR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous -$ -$ 2,700$ 2,700$ EXPENDITURES Current Conservation and development 422,700 422,700 150 422,550 Debt service Principal - - 369,974 (369,974) Interest and fiscal charges - - 42,534 (42,534) Total expenditures 422,700 422,700 412,658 10,042 Net change in fund balance (422,700) (422,700) (409,958) 12,742 Fund balance - January 1 (1,954,971) (1,954,971) (1,954,971) - Fund balance - December 31 (2,377,671)$ (2,377,671)$ (2,364,929)$ 12,742$ 170 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #27 NORTH MAIN STREE FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 208,300$ 208,300$ 164,448$ (43,852)$ Intergovernmental - - 55,745 55,745 Total revenues 208,300 208,300 220,193 11,893 EXPENDITURES Current Conservation and development 60,200 60,200 432 59,768 Net change in fund balance 148,100 148,100 219,761 71,661 Fund balance - January 1 (2,033,164) (2,033,164) (2,033,164) - Fund balance - December 31 (1,885,064)$ (1,885,064)$ (1,813,403)$ 71,661$ 171 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #28 BEACH BUILDING REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 45,600$ 45,600$ 6,092$ (39,508)$ EXPENDITURES Current Conservation and development 37,200 37,200 150 37,050 Net change in fund balance 8,400 8,400 5,942 (2,458) Fund balance - January 1 (2,999) (2,999) (2,999) - Fund balance - December 31 5,401$ 5,401$ 2,943$ (2,458)$ 172 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #29 MORGAN DISTRIC FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 5,300$ 5,300$ 5,512$ 212$ EXPENDITURES Current Conservation and development 2,000 2,000 2,326 (326) Net change in fund balance 3,300 3,300 3,186 (114) Fund balance - January 1 (3,281) (3,281) (3,281) - Fund balance - December 31 19$ 19$ (95)$ (114)$ 173 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #30 WASHINGTON BUILDIN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 41,200$ 41,200$ 7,236$ (33,964)$ EXPENDITURES Current Conservation and development 62,000 62,000 963 61,037 Net change in fund balance (20,800) (20,800) 6,273 27,073 Fund balance - January 1 (433) (433) (433) - Fund balance - December 31 (21,233)$ (21,233)$ 5,840$ 27,073$ 174 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #31 BUCKSTAFF REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 473,100$ 473,100$ 53,966$ (419,134)$ EXPENDITURES Current Conservation and development 523,500 523,500 69,410 454,090 Debt service Principal - - 7,960 (7,960) Interest and fiscal charges - - 5,294 (5,294) Total expenditures 523,500 523,500 82,664 440,836 Net change in fund balance (50,400) (50,400) (28,698) 21,702 Fund balance - January 1 (59,698) (59,698) (59,698) - Fund balance - December 31 (110,098)$ (110,098)$ (88,396)$ 21,702$ 175 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #32 GRANARY REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 11,700$ 11,700$ 1,201$ (10,499)$ EXPENDITURES Current Conservation and development 12,200 12,200 150 12,050 Net change in fund balance (500) (500) 1,051 1,551 Fund balance - January 1 379 379 379 - Fund balance - December 31 (121)$ (121)$ 1,430$ 1,551$ 176 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #33 LAMICO REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 210,000$ 210,000$ 67,276$ (142,724)$ EXPENDITURES Current Conservation and development 210,000 210,000 2,250 207,750 Net change in fund balance - - 65,026 65,026 Fund balance - January 1 2,633 2,633 2,633 - Fund balance - December 31 2,633$ 2,633$ 67,659$ 65,026$ 177 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #34 OSHKOSH CORP HEADQUARTER FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 1,093,200$ 1,093,200$ 315,764$ (777,436)$ EXPENDITURES Current Conservation and development 310,200 310,200 150 310,050 Net change in fund balance 783,000 783,000 315,614 (467,386) Fund balance - January 1 419,345 419,345 419,345 - Fund balance - December 31 1,202,345$ 1,202,345$ 734,959$ (467,386)$ 178 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #35 OSHKOSH AVE. CORRIDO FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes -$ -$ 9,327$ 9,327$ Intergovernmental 638,000 638,000 - (638,000) Total revenues 638,000 638,000 9,327 (628,673) EXPENDITURES Current Conservation and development 68,700 68,700 209 68,491 Debt service Principal - - 30,000 (30,000) Interest and fiscal charges - - 23,531 (23,531) Capital outlay - 372,693 323,743 48,950 Total expenditures 68,700 441,393 377,483 63,910 Net change in fund balance 569,300 196,607 (368,156) (564,763) Fund balance - January 1 (696,763) (696,763) (696,763) - Fund balance - December 31 (127,463)$ (500,156)$ (1,064,919)$ (564,763)$ 179 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #36 MERGE REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Current Conservation and development 50,200$ 50,200$ 19,961$ 30,239$ Net change in fund balance (50,200) (50,200) (19,961) 30,239 Fund balance - January 1 22,440 22,440 22,440 - Fund balance - December 31 (27,760)$ (27,760)$ 2,479$ 30,239$ 180 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #37 AVIATION PLAZ FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Current Conservation and development 20,000$ 20,000$ 431$ 19,569$ Net change in fund balance (20,000) (20,000) (431) 19,569 Fund balance - January 1 (16,370) (16,370) (16,370) - Fund balance - December 31 (36,370)$ (36,370)$ (16,801)$ 19,569$ 181 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #38 PIONEER REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Current Conservation and development -$ 40,000$ 10,650$ 29,350$ Net change in fund balance - (40,000) (10,650) 29,350 Fund balance - January 1 (1,500) (1,500) (1,500) - Fund balance - December 31 (1,500)$ (41,500)$ (12,150)$ 29,350$ 182 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANC BUDGET AND ACTUAL - TIF #39 CABRINi SCHOOL REDEVELOPMEN FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Public charges for services -$ -$ 10,000$ 10,000$ EXPENDITURES Current Conservation and development - 40,000 1,000 39,000 Net change in fund balance - (40,000) 9,000 49,000 Fund balance - January 1 - - - - Fund balance - December 31 -$ (40,000)$ 9,000$ 49,000$ 183 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - TRANSIT UTILIT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 1,065,600$ 1,065,600$ 846,296$ (219,304)$ Other 81,500 81,500 41,417 (40,083) Total revenues 1,147,100 1,147,100 887,713 (259,387) EXPENDITURES Operation and maintenance 5,194,000 9,732,000 4,005,851 5,726,149 Depreciation - - 869,334 (869,334) Total expenditures 5,194,000 9,732,000 4,875,185 4,856,815 Operating income (loss)(4,046,900) (8,584,900) (3,987,472) 4,597,428 NONOPERATING REVENUES (EXPENSES) General property taxes 809,500 809,500 809,500 - Nonoperating grants 3,222,600 7,726,600 3,379,612 (4,346,988) Interest and fiscal charges (25,400) (25,400) (45,930) (20,530) Total nonoperating revenues (expenses)4,006,700 8,510,700 4,143,182 (4,367,518) Income (loss) before contributions and transfers (40,200) (74,200) 155,710 229,910 Transfers out - - (13,575) (13,575) Change in net position (40,200) (74,200) 142,135 216,335 Net Position - January 1 8,330,466 8,330,466 8,330,466 - Net Position - December 31 8,290,266$ 8,256,266$ 8,472,601$ 216,335$ 184 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - WATER UTILIT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 16,898,200$ 16,898,200$ 15,334,797$ (1,563,403)$ Other 126,500 126,500 241,812 115,312 Total revenues 17,024,700 17,024,700 15,576,609 (1,448,091) EXPENDITURES Operation and maintenance 7,809,900 7,835,831 6,126,179 1,709,652 Depreciation 3,259,900 3,259,900 3,589,037 (329,137) Taxes 175,700 175,700 170,077 5,623 Total expenditures 11,245,500 11,271,431 9,885,293 1,386,138 Operating income (loss)5,779,200 5,753,269 5,691,316 (61,953) NONOPERATING REVENUES (EXPENSES) Interest income 326,300 326,300 131,718 (194,582) Gain (loss) on disposal of capital assets - - 1,889 1,889 Interest and fiscal charges (1,824,300) (1,824,300) (1,587,479) 236,821 Total nonoperating revenues (expenses)(1,498,000) (1,498,000) (1,453,872) 44,128 Income (loss) before contributions and transfers 4,281,200 4,255,269 4,237,444 (17,825) Capital contributions 57,900 57,900 14,394 (43,506) Transfers out (1,000,000) (1,000,000) (1,000,000) - Change in net position 3,339,100 3,313,169 3,251,838 (61,331) Net Position - January 1 73,791,597 73,791,597 73,791,597 - Net Position - December 31 77,130,697$ 77,104,766$ 77,043,435$ (61,331)$ 185 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - SEWER UTILIT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 16,169,500$ 16,169,500$ 15,285,307$ (884,193)$ EXPENDITURES Operation and maintenance 6,794,900 6,794,900 6,037,623 757,277 Depreciation 4,152,400 4,152,400 3,884,811 267,589 Taxes 171,800 171,800 173,962 2,162 Total expenditures 11,119,100 11,119,100 10,096,396 1,022,704 Operating income (loss)5,050,400 5,050,400 5,188,911 138,511 NONOPERATING REVENUES (EXPENSES) Interest income 352,300 352,300 215,927 (136,373) Gain (loss) on disposal of capital assets - - 2,383 2,383 Interest and fiscal charges (2,266,400) (2,266,400) (2,133,333) 133,067 Total nonoperating revenues (expenses)(1,914,100) (1,914,100) (1,915,023) (923) Income (loss) before contributions and transfers 3,136,300 3,136,300 3,273,888 137,588 Capital contributions 378,500 378,500 226,497 (152,003) Change in net position 3,514,800 3,514,800 3,500,385 (14,415) Net position - January 1, As originally stated 73,113,189 73,113,189 73,113,189 - Prior period adjustment - - (3,436,793) (3,436,793) Net position - January 1 73,113,189 73,113,189 69,676,396 (3,436,793) Net position - December 31 76,627,989$ 76,627,989$ 73,176,781$ (3,451,208)$ 186 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - STORM WATER UTILIT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 11,421,200$ 11,421,200$ 11,551,325$ 130,125$ Other 3,000 3,000 48,128 45,128 Total revenues 11,424,200 11,424,200 11,599,453 175,253 EXPENDITURES Operation and maintenance 2,515,500 2,541,757 2,229,197 312,560 Depreciation 2,263,000 2,263,000 2,346,232 (83,232) Taxes 71,000 71,000 68,958 2,042 Total expenditures 4,849,500 4,875,757 4,644,387 231,370 Operating income (loss)6,574,700 6,548,443 6,955,066 406,623 NONOPERATING REVENUES (EXPENSES) Interest income 440,000 440,000 235,949 (204,051) Nonoperating grants 4,000 4,000 360,706 356,706 Gain (loss) on disposal of capital assets - - 2,175 2,175 Interest and fiscal charges (3,178,400) (3,178,400) (2,842,362) 336,038 Total nonoperating revenues (expenses)(2,734,400) (2,734,400) (2,243,532) 490,868 Income (loss) before contributions and transfers 3,840,300 3,814,043 4,711,534 897,491 Capital contributions 127,300 127,300 - (127,300) Change in net position 3,967,600 3,941,343 4,711,534 770,191 Net Position - January 1 55,928,178 55,928,178 55,928,178 - Net Position - December 31 59,895,778$ 59,869,521$ 60,639,712$ 770,191$ 187 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - PARKING UTILIT FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 132,400$ 132,400$ 76,854$ (55,546)$ Fines, forfeitures and penalties 15,000 15,000 12,137 (2,863) Total revenues 147,400 147,400 88,991 (58,409) EXPENDITURES Operation and maintenance 117,800 117,800 107,303 10,497 Depreciation 150,000 150,000 133,171 16,829 Total expenditures 267,800 267,800 240,474 27,326 Operating income (loss)(120,400) (120,400) (151,483) (31,083) NONOPERATING REVENUES (EXPENSES) Interest and fiscal charges (600) (600) (1,750) (1,150) Change in net position (121,000) (121,000) (153,233) (32,233) Net Position - January 1 3,595,127 3,595,127 3,595,127 - Net Position - December 31 3,474,127$ 3,474,127$ 3,441,894$ (32,233)$ 188 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - OSHKOSH REDEVELOPMENT PROJEC FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 1,753,700$ 1,753,700$ 831,538$ (922,162)$ Other 92,700 96,750 42,017 (54,733) Total revenues 1,846,400 1,850,450 873,555 (976,895) EXPENDITURES Operation and maintenance 1,436,200 1,440,250 967,943 472,307 Depreciation - - 165,029 (165,029) Total expenditures 1,436,200 1,440,250 1,132,972 307,278 Operating income (loss)410,200 410,200 (259,417) (669,617) NONOPERATING REVENUES (EXPENSES) Interest and fiscal charges (81,300) (81,300) (72,007) 9,293 Change in net position 328,900 328,900 (331,424) (660,324) Net Position - January 1 9,144,560 9,144,560 9,144,560 - Net Position - December 31 9,473,460$ 9,473,460$ 8,813,136$ (660,324)$ 189 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - INDUSTRIAL PAR FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Operation and maintenance 45,000$ 45,000$ 16,148$ 28,852$ Operating income (loss)(45,000) (45,000) (16,148) 28,852 NONOPERATING REVENUES (EXPENSES) Gain (loss) on disposal of capital assets 100,000 100,000 834,477 734,477 Interest and fiscal charges - - (14,363) (14,363) Total nonoperating revenues (expenses)100,000 100,000 820,114 720,114 Income (loss) before contributions and transfers 55,000 55,000 803,966 748,966 Transfers out - - (819,043) (819,043) Change in net position 55,000 55,000 (15,077) (70,077) Net Position - January 1 3,031,272 3,031,272 3,031,272 - Net Position - December 31 3,086,272$ 3,086,272$ 3,016,195$ (70,077)$ 190 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - INSPECTION SERVICES FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 982,000$ 982,000$ 1,141,203$ 159,203$ EXPENDITURES Operation and maintenance 962,600 962,600 894,372 68,228 Change in net position 19,400 19,400 246,831 227,431 Net Position - January 1 913,912 913,912 913,912 - Net Position - December 31 933,312$ 933,312$ 1,160,743$ 227,431$ 191 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - HOSPITAL INSURANC FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 382,400$ 377,400$ 382,401$ 5,001$ Other - 5,000 - (5,000) Total revenues 382,400 382,400 382,401 1 EXPENDITURES Claims and administration 137,600 357,600 302,624 54,976 Change in net position 244,800 24,800 79,777 54,977 Net Position - January 1 1,814,807 1,814,807 1,814,807 - Net Position - December 31 2,059,607$ 1,839,607$ 1,894,584$ 54,977$ 192 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - POLICE PENSION FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) EXPENDITURES Claims and administration 5,200$ 5,200$ 5,119$ 81$ Operating income (loss)(5,200) (5,200) (5,119) 81 NONOPERATING REVENUES (EXPENSES) Interest income 3,900 3,900 14,430 10,530 Change in net position (1,300) (1,300) 9,311 10,611 Net Position - January 1 575,059 575,059 575,059 - Net Position - December 31 573,759$ 573,759$ 584,370$ 10,611$ 193 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - FIRE PENSION FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) NONOPERATING REVENUES (EXPENSES) Interest income 1,300$ 1,300$ 3,856$ 2,556$ Net Position - January 1 143,200 143,200 143,200 - Net Position - December 31 144,500$ 144,500$ 147,056$ 2,556$ 194 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET POSITION BUDGET AND ACTUAL - WORKMAN'S COMPENSATION FOR THE YEAR ENDED DECEMBER 31, 2020 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Charges for services 70,500$ 70,500$ -$ (70,500)$ Other 411,100 411,100 412,942 1,842 Total revenues 481,600 481,600 412,942 (68,658) EXPENDITURES Claims and administration 534,400 684,400 1,178,813 (494,413) Change in net position (52,800) (202,800) (765,871) (563,071) Net Position - January 1 299,970 299,970 299,970 - Net Position - December 31 247,170$ 97,170$ (465,901)$ (563,071)$ 195 2020 2019 2018 2017 2016 Governmental Activities Net Investment in Capital Assets 53,733,398$ 47,319,281$ 43,812,963$ 37,227,904$ 39,752,753$ Restricted 38,831,796 28,695,910 27,951,509 28,379,167 22,305,281 Unrestricted 36,987,614 48,436,055 47,114,137 33,786,672 26,329,710 Total Governmental Activities Net Position 129,552,808$ 124,451,246$ 118,878,609$ 99,393,743$ 88,387,744$ Business-Type Activities Net Investment in Capital Assets 162,667,610$ 145,221,685$ 140,276,752$ 113,691,844$ 120,012,568$ Restricted 1,555,705 16,792,800 16,279,781 12,250,194 31,949,679 Unrestricted 71,541,182 65,833,816 58,666,104 73,264,160 33,991,810 Total Business-Type Activities Net Position 235,764,497$ 227,848,301$ 215,222,637$ 199,206,198$ 185,954,057$ Primary government Net Investment in Capital Assets 216,401,008$ 192,540,966$ 184,089,715$ 150,919,748$ 159,765,321$ Restricted 40,387,501 45,488,710 44,231,290 40,629,361 54,254,960 Unrestricted 109,882,507 114,269,871 105,780,241 107,050,832 60,321,520 Total Primary Government Net Position 366,671,016$ 352,299,547$ 334,101,246$ 298,599,941$ 274,341,801$ City of Oshkosh, Wisconsin Net Position Last Five Years (accrual basis of accounting) 196 2020 2019 2018 2017 2016 Program Revenues Governmental Activities: Charges for Services: General Government 936,771$ 1,602,025$ 1,579,036$ 1,600,030$ 1,438,721$ Public Safety 2,786,871 3,575,002 2,930,736 3,323,449 3,275,667 Public Works 3,999,812 4,770,871 4,194,483 4,351,816 4,318,592 Health and Human Services 97,715 150,266 158,010 128,185 197,444 Culture and recreation 471,878 1,038,940 1,331,976 991,340 1,328,326 Transportation 35,254 46,162 49,406 32,311 74,052 Conservation and Development 1,222,951 1,238,017 1,910,581 1,948,213 1,160,765 Operating grants and contributions 7,723,599 7,296,173 7,382,098 5,548,647 5,931,258 Capital grants and contributions 1,336,243 2,574,279 5,997,060 6,321,824 2,731,515 Total Governmental Activities Program Revenues 18,611,094 22,291,735 25,533,386 24,245,815 20,456,340 Business-Type Activities: Charges for Services: Transit utility 880,008 1,116,993 995,725 895,265 1,153,149 Water utility 15,576,609 16,109,837 15,465,120 15,122,194 14,445,314 Sewer utility 15,248,469 15,192,344 14,560,093 13,530,955 12,601,254 Storm Water utility 11,599,453 10,753,050 9,986,323 9,254,565 8,762,387 Other 2,109,141 3,328,348 3,357,933 3,847,579 3,771,400 Operating grants and contributions 3,740,318 4,226,850 3,110,752 3,189,855 3,001,264 Capital grants and contributions 240,891 1,911,582 5,085,796 3,935,617 4,208,145 Total Business-Type Activities Program Revenues 49,394,889 52,639,004 52,561,742 49,776,030 47,942,913 Total Primary Government Program Revenues 68,005,983 74,930,739 78,095,128 74,021,845 68,399,253 Expenses Governmental Activities: General Government 6,861,389 7,206,740 6,994,718 7,136,366 7,798,046 Public Safety 26,973,652 31,705,030 28,413,351 29,348,673 27,967,136 Public Works 20,166,108 15,888,569 13,759,356 15,167,905 15,386,290 Health and Human Services 1,126,177 1,013,157 934,016 1,042,797 930,952 Culture and recreation 8,687,753 9,395,932 9,363,655 8,914,798 8,785,030 Transportation 756,552 1,081,675 712,193 1,038,006 1,092,783 Conservation and Development 7,894,395 8,690,720 2,398,993 6,364,471 14,892,738 Unclassified 1,169,374 875,692 1,149,873 1,310,095 662,548 Interest and Fiscal Charges 3,413,132 3,267,500 3,521,757 3,479,436 3,849,290 Total Governmental Activities Expenses 77,048,532 79,125,015 67,247,912 73,802,547 81,364,813 Business-Type Activities: Transit utility 4,921,115 5,373,317 5,252,110 5,115,027 4,809,392 Water utility 11,472,772 11,119,434 10,863,872 10,466,239 10,892,066 Sewer utility 12,192,891 12,647,065 11,962,807 11,528,889 10,825,702 Storm Water utility 7,486,749 7,184,160 6,911,334 6,375,794 6,312,063 Other 2,371,469 2,951,779 3,075,088 3,454,550 3,350,343 Total Business-Type Activities Expenses 38,444,996 39,275,755 38,065,211 36,940,499 36,189,566 Total Primary Government Expenses 115,493,528 118,400,770 105,313,123 110,743,046 117,554,379 City of Oshkosh, Wisconsin Changes in Net Position Last Five Years (accrual basis of accounting) 197 2020 2019 2018 2017 2016 Net (Expense)/Revenue Governmental Activities (58,437,438)$ (56,833,280)$ (49,556,732)$ (49,556,732)$ (60,908,473)$ Business-Type Activities 10,949,893 13,363,249 12,835,531 12,835,531 11,753,347 Total Primary Government Net Expense (47,487,545) (43,470,031) (36,721,201) (36,721,201) (49,155,126) General Revenues and Other Changes in Net Position Governmental Activities: Taxes: Property and Other Local Taxes Levied For: General Purposes 28,259,622 27,149,155 26,088,061 25,568,490 16,540,825 Other Purposes 3,048,593 4,111,868 7,053,820 6,652,124 13,439,350 Debt Service 12,070,600 11,451,100 10,985,500 10,323,676 9,851,809 13,718,267 13,092,274 14,004,464 13,868,473 13,286,136 Investment Earnings 1,311,446 2,171,166 966,466 1,898,404 1,351,658 Gain (Loss) on Sale of Capital Assets 62,184 42,630 16,841 150,275 18,075 Miscellaneous 4,589,381 1,385,542 355,433 1,136,780 476,935 Transfers 1,832,618 3,002,182 1,371,400 964,509 985,255 Total Governmental Activities 64,892,711 62,405,917 60,841,985 60,562,731 55,950,043 Business-Type Activities: General Purposes property taxes levied for 809,500 947,700 920,600 887,524 843,391 Investment Earnings 583,594 1,307,437 788,592 493,595 288,022 Gain (Loss) on Sale of Capital Assets 825,490 1,650 7,311 - 33,670 Miscellaneous 17,130 7,810 2,163,840 - - Transfers (1,832,618) (3,002,182) (1,371,400) (964,509) (985,255) Total Business-Type Activities 403,096 (737,585) 2,508,943 416,610 179,828 Total Primary Government 65,295,807 61,668,332 63,350,928 60,979,341 56,129,871 Change in Net Position Governmental Activities 6,455,273 5,572,637 19,127,459 11,005,999 (4,958,430) Business-Type Activities 11,352,989 12,625,664 17,005,474 13,252,141 11,933,175 Total Primary Government Change in Net Position 17,808,262$ 18,198,301$ 36,132,933$ 24,258,140$ 6,974,745$ Last Five Years (accrual basis of accounting) State and Federal Aids Not Restricted to Specific Functions City of Oshkosh, Wisconsin Changes in Net Position (continued) 198 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 FUND BALANCES RESERVED -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ UNRESERVED - - - -- - - - - - NONSPENDABLE Inventories and prepaid items 220,529 150,934 83,851 59,300 46,778 17,259 33,723 13,477 63,560 20,117 Receivables from other funds 113,993 703,921 - 1,704,665 8,022,157 13,302,738 480,191 6,082,872 9,023,957 7,822,388 RESTRICTED Construction of assets 10,222,843 12,774,151 14,305,655 15,448,351 4,891,747 7,255,154 28,384,271 19,114,218 15,864,698 12,466,838 Debt service 124,348 2,189,515 1,092,465 923,371 2,251,808 2,361,472 3,437,177 6,628,347 3,843,324 3,827,124 Special purposes 2,522,182 2,982,819 5,915,198 4,873,307 6,169,377 5,676,076 3,763,430 3,121,059 2,954,583 3,619,623 Trust agreements 11,636,360 11,272,813 10,355,777 10,622,852 9,717,845 9,437,194 10,028,621 8,276,873 7,702,043 7,615,773 COMMITTED Special purposes 8,068,583 4,541,964 5,000,463 1,171,091 1,786,878 1,948,928 870,296 327,044 199,313 453,083 ASSIGNED Subsequent years 9,035,291 49,180 161,205 - 1,835 - 44,977 91,977 502,664 687,688 Special purposes - 5,508,363 - - - - - - - - Construction of assets 21,941,110 24,477,440 22,279,952 20,927,327 15,083,683 13,759,242 8,436,116 10,610,710 9,450,113 6,368,873 UNASSIGNED General fund 16,931,202 14,256,427 11,817,119 10,230,445 8,427,707 8,540,127 8,718,502 8,262,154 8,820,427 8,520,110 Special revenue funds (84,713) (294,067) 1,181,668 (3,636,920)(74,716) (4,637,412) (3,986,743) (2,058,210) (632,057) (51,337) Capital project funds (10,140,129) (9,812,845) (10,224,467) (10,060,081)(12,319,773) (4,706,405) (4,331,169) (5,018,748) (7,783,852) (6,976,868) Total Fund Balances 70,591,599$ 68,800,615$ 61,968,886$ 52,263,708$ 44,005,326$ 52,954,373$ 55,879,392$ 55,451,773$ 50,008,773$ 44,373,412$ CITY OF OSHKOSH, WISCONSIN Fund Balances, Governmental Funds Last Ten Years December 31, 2020 199 2020 2019 2018 2017 2016 Revenues Taxes 43,238,205$ 42,525,650$ 43,928,857$ 42,339,970$ 39,678,624$ Special assessments 2,397,687 3,790,351 3,408,853 2,819,275 1,745,129 Intergovernmental 21,214,095 19,564,647 22,494,060 19,375,160 19,018,924 Licenses and permits 813,981 1,020,303 1,010,623 974,230 854,691 Fines and forfeits 555,420 904,250 763,489 799,480 697,837 Public charges for services 4,044,615 5,709,092 4,526,077 3,809,875 4,194,606 Intergovernmental charges for services 3,253,866 4,592,204 3,883,174 4,463,334 4,432,013 Miscellaneous 3,475,786 5,038,886 5,052,408 8,555,585 3,895,923 Total Revenues 78,993,655 83,145,383 85,067,541 83,136,909 74,517,747 Expenditures Current General government 6,247,669 6,258,147 6,653,597 6,384,666 6,360,784 Public safet 27,893,056 27,093,658 26,608,996 26,171,424 25,930,335 Public works 9,291,262 9,653,026 10,331,819 9,186,637 8,893,465 Transportation 753,027 749,739 719,561 5,385,542 897,614 Health and Human Services 979,569 948,483 938,160 5,212,069 7,287,928 Culture and recreation 7,685,510 8,066,415 7,670,084 1,631,738 677,920 Conservation and development 4,468,846 6,407,743 5,525,721 1,317,316 7,187,823 Unclassified 1,105,967 871,824 1,079,471 1,251,952 636,998 Debt service Principal 19,665,095 14,994,182 12,017,594 11,497,406 33,126,100 Interest and fiscal charges 3,845,929 3,650,687 3,724,439 3,675,373 4,236,487 Capital outla 15,790,346 17,580,820 13,239,606 15,898,274 19,953,642 Total Expenditures 97,726,276 96,274,724 88,509,048 87,612,397 115,189,096 Excess of Revenues Over (Under) Expenditures (18,732,621) (13,129,341) (3,441,507) (4,475,488) (40,671,349) Other Financing Sources (Uses) Long-term debt issued 17,715,000 16,000,000 11,440,000 10,965,000 29,715,239 Premium on debt issued 953,237 931,315 328,285 680,834 1,021,808 Proceeds from Sale of Capital Assets 22,750 27,573 7,000 Payment to refunding escrow agent -123,527 - Transfers in 4,223,485 3,465,539 6,974,789 12,527,625 12,858,979 Transfers out (2,390,867) (463,357) (5,603,389) (11,563,116) (11,873,724) Total Other Financing Sources (Uses)20,523,605 19,961,070 13,146,685 12,733,870 31,722,302 Net Change in Fund Balance 1,790,984 6,831,729 9,705,178 8,258,382 (8,949,047) Fund Balances - January 1, as Restated 68,800,615 61,968,886 52,263,708 44,005,326 52,954,373 Fund Balances - December 31 70,591,599$ 68,800,615$ 61,968,886$ 52,263,708$ 44,005,326$ City of Oshkosh, Wisconsin Changes in Fund Balances, Governmental Funds Last Five Fiscal Years 200 Fiscal Yea Assessed Value Estimated Actual Value Assessed Estimated Actual Value Total Assessed Value Total Direct Tax Rate Estimated Actual Value Ratio of Total ssessed to Total Estimated Actual Value 2020 3,867,063,100$ 4,294,808,493 99,822,900$ 110,864,557 3,966,886,000$ 11.1413 4,405,673,051 88.94 2019 3,806,380,700 4,087,892,193 93,736,900 100,669,474 3,900,117,600 10.9027 4,188,561,667 92.60 2018 3,758,059,400 3,949,636,890 105,526,300 110,905,796 3,863,585,700 10.5820 4,060,542,686 94.90 2017 3,723,271,100 3,793,325,937 134,564,600 137,079,919 3,858,285,700 10.5580 3,930,405,857 98.13 2016 3,641,697,700 3,650,387,038 130,942,200 131,254,637 3,772,639,900 10.3440 3,781,641,675 99.76 2015 3,606,419,800 3,606,061,488 142,327,700 142,313,559 3,748,747,500 9.7870 3,748,375,047 100.00 2014 3,618,101,100 3,592,566,171 157,144,000 156,034,948 3,775,245,100 9.5620 3,748,601,119 100.71 2013 3,602,577,600 3,602,577,600 158,294,700 158,294,700 3,760,872,300 9.2810 3,760,872,300 100.00 2012 3,591,967,000 3,621,421,129 146,992,600 148,197,939 3,738,959,600 8.9370 3,769,619,068 99.18 2011 3,581,676,200 3,623,939,979 147,234,400 148,971,766 3,728,910,600 8.7960 3,772,911,745 98.82 2010 3,558,554,500 3,625,811,180 149,579,500 152,406,553 3,708,134,000 8.6080 3,778,217,733 98.11 CITY OF OSHKOSH, WISCONSIN Assessed and Estimated Actual Value of Taxable Property Last Ten Fiscal Years December 31, 2020 Real Property Personal Property 201 Fiscal Yea Operations Debt Total Total 2020 2020 8.178$ 2.964$ 11.142$ 40.3% $ 10.034 36.3% $ 1.117 4.0% $ 5.362 19.4% - - 27.655 2019 7.672 3.230 10.902 40.0% 9.959 36.5% 1.105 4.1% 5.284 19.4% - - 27.251 2018 7.462 3.120 10.582 40.0% 9.424 35.6% 1.114 4.2% 5.352 20.2% - - 26.472 2017 7.444 3.114 10.558 39.4% 9.774 36.5% 1.105 4.1% 5.369 20.0% - - 26.806 2016 7.360 2.984 10.344 38.1% 10.131 37.3% 1.116 4.1% 5.415 19.9% 0.170 0.6% 27.176 2015 6.949 2.838 9.787 37.5% 9.579 36.7% 1.116 4.3% 5.429 20.8% 0.169 0.6% 26.080 2014 4.361 5.201 9.562 36.6% 9.737 37.3% 1.116 4.3% 5.548 21.2% 0.169 0.6% 26.132 2013 4.151 5.130 9.281 35.5% 9.154 35.0% 1.973 7.5% 5.567 21.3% 0.170 0.7% 26.145 2012 3.980 4.957 8.937 34.5% 8.892 34.4% 1.982 7.7% 5.890 22.8% 0.171 0.7% 25.872 2011 3.902 4.894 8.796 35.0% 8.640 34.3% 1.813 7.2% 5.736 22.8% 0.172 0.7% 25.157 Fiscal Yea Operations Debt Total Total 2020 30,792,500$ 11,160,200$ 41,952,700$ 104,136,455$ 2019 28,666,800 12,070,600 40,737,400 101,823,772 2018 27,784,400 11,617,200 39,401,600 98,564,296 2017 26,695,100 11,166,600 37,861,700 96,128,841 2016 25,826,000 10,471,700 36,297,700 95,407,876 2015 24,343,600 9,943,100 34,286,700 91,406,804 2014 15,204,000 18,130,300 33,334,300 91,144,879 2013 14,326,700 17,704,300 32,031,000 90,287,704 2012 13,629,708 16,975,200 30,604,908 88,650,296 2011 13,360,100 16,758,200 30,118,300 86,195,509 2010 13,100,765 16,387,400 29,488,165 86,341,268 2009 11,997,700 16,789,100 28,786,800 82,708,602 37,784,007$ 4,207,547$ 20,192,201$ -$ - City of Oshkosh State of Wisconsin CITY OF OSHKOSH, WISCONSIN Property Tax Rates - Direct and Overlapping Governments Last Ten Fiscal Years December 31, 2020 City of Oshkosh Tax Levies Oshkosh Area Public Schools Fox Valley Technical College County of Winnebago State of Wisconsin 31,595,334 County of Winnebago 33,555,438 3,910,234 19,019,113 35,051,183 3,962,683 19,253,275 Oshkosh Area Public Schools Fox Valley Technical College 6,808,053 37,213,146 4,128,654 19,744,572 - 35,089,846 4,146,909 19,925,941 33,943,225 3,890,900 19,340,255 636,199 635,319 35,551,348 3,915,834 19,002,146 640,848 - 20,169,459 19,642,097 19,882,754 19,496,778 30,451,103 6,208,876 6,212,920 6,021,254 29,585,411 30,116,037 6,786,290 27,758,578 19,215,346 637,971 638,536 640,825 641,392 645,192 202 Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Oshkosh Corp 63,167,500$ 1.63% Midwest Realty 57,441,200 1.49 Tom Rusch etal 50,552,200 1.31 Dumke & Associates 49,562,400 1.28 Bemis 31,227,100 0.81 Schwab & Associates 41,008,000 1.06 Charles Perry 33,443,500 0.86 BFO Factory Shoppes 32,575,600 0.84 Peter Frederiksen & Assoc 32,036,900 0.83 Bergstrom 31,383,800 0.81 422,398,200$ 10.92% Total Assessed Valuation 3,867,063,100$ Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Midwest Realty 69,414,300$ 1.80 Dumke & Associates 54,634,600 1.41 Tom Rusch etal 41,741,100 1.08 Oshkosh Truck 27,135,400 0.70 Curwood 28,964,700 0.75 BFO Factory Shoppes 32,090,900 0.83 Aurora Medical 26,754,900 0.69 Peter Jungbacker etal 28,032,200 0.72 Bergstrom 21,340,000 0.55 Health Care Reit 21,850,000 0.57 351,958,100$ 9.49% Total Assessed Valuation 3,708,134,000$ (1) Assessed valuation based on the valuation of property for taxes collected in 2020 and 2010 respectively, and a review of the largest taxpayers for the City. Source: City of Oshkosh Assessor's Office City of Oshkosh, Wisconsin Principal Taxpayers 12/31/2010 and 12/31/2020 December 31, 2020 December 31, 2010 203 County Percent of Total Percent of Settlemen Tax Collections Total Cit City Ta for Delinquent Total Prior to Fiscal Tax Tax Tax Collections Tax Tax Collections Year Year Levy 1 Collections To Tax Levy Collections Collections Adjustments 2020 2019 106,327,240$ 104,348,347$ 98.14% 1,978,892$ 106,327,239$ 100.00% 2019 2018 107,484,313 105,556,337 98.21% 1,900,789 107,457,126 99.97% 202 2018 2017 108,736,133 106,675,604 98.11% 2,009,132 108,684,736 99.95% 2017 2016 107,415,653 105,608,948 98.32% 1,772,098 107,381,046 99.97% 2016 2015 102,914,568 100,963,917 98.10% 1,872,639 102,836,556 99.92% 2015 2014 103,057,581 101,075,776 98.08% 1,916,907 102,992,683 99.94% 2014 2013 103,008,897 100,896,914 97.95% 2,074,659 102,971,573 99.96% 2013 2012 101,153,633 98,273,836 97.15% 2,836,923 101,110,759 99.96% 2012 2011 96,961,355 93,389,879 96.32% 3,504,895 96,894,774 99.93% 2011 2010 97,053,509 92,726,230 95.54% 4,277,936 97,004,166 99.95% Sources: Winnebago County Treasurer and City of Oshkosh Department of Finance. (1) - Total Tax Levy represents the real estate tax levies for the City, overlapping districts, and personal property taxes. Note: Real estate taxes may be paid in a single payment due January 31, or in four installments, January 31, March 31, May 31, and July 31. The City collects taxes on behalf of the overlapping governments. The City remits taxes to the other governments on five settlement dates - January 15, February 15, April 15, June 15, and August 15. The City then transfers the delinquent taxes to the County by August 15 and the County in turn makes the City whole with a settlement on August 20. The City retains the responsibility of collecting delinquent personal property taxes. City of Oshkosh, Wisconsin Property Tax Levies And Collections Last Ten Fiscal Years 204 Fiscal Yea General Obligation deb Compensated absences OPEB Obligatio Unfunded Pension Liability (WRS) General Obligation deb Revenue bond Compensated absences Total Primary Governmen Debt Percentage of Personal Incom Debt Per Capita 2020 108,345,821$ 4,329,258$ 14,141,000$ 201,292,422$ 1,103,470$ $ 329,211,971 14.93% 4,884 2019 113,185,916 4,346,430 - - 17,030,999 188,766,068 1,060,437 324,389,850 15.62% 4,827 2018 112,180,097 4,434,862 - - 20,608,509 178,267,779 833,790 316,325,037 15.29% 4,725 2017 115,311,124 4,305,769 5,605,749 - 24,042,224 182,802,130 761,542 332,828,538 16.05% 4,995 2016 115,349,675 4,352,539 5,375,052 - 25,586,223 167,032,169 808,318 318,503,976 21.50% 4,774 2015 117,857,462 4,673,902 5,147,509 - 28,709,574 147,300,274 628,849 304,317,570 20.51% 4,588 2014 (1)115,817,334 3,524,291 4,868,160 - 32,145,618 128,416,837 698,782 285,471,022 19.46% 4,275 2013 107,861,558 3,370,758 4,519,616 10,513,576 33,533,369 116,597,811 713,031 277,109,719 18.98% 4,157 2012 100,855,655 3,142,412 3,724,502 10,255,576 37,003,597 100,403,094 626,990 256,011,826 16.27% 3,860 2011 93,389,085 3,066,770 3,045,113 10,049,166 40,242,776 88,033,677 593,879 238,420,466 15.38% 3,608 Note: Details re ardin the Cit 's outstandin debt can be found in the notes to the financial statement CITY OF OSHKOSH, WISCONSIN Outstanding Debt by Type Last Ten Fiscal Years December 31, 2020 Governmental Activities Business-Type Activities (1) On August 22, 2014, the City paid off its Unfunded Pension Liability (WRS) with a State Trust Fund Loan. This loan is payable through 2034 with an interest rate of 4.25%. As a result, general obligation debt increased $10,233,802 which was split between governmental and business-type activities. 205 Fiscal Year Population Equalized Value Debt Total Ratio to Equalized Value Per Capita 2020 67,408 4,460,244,100$ 125,376,821$ 2.81% 1,859.97 2019 67,201 4,211,595,500 130,216,915 3.09% 1,937.72 2018 66,945 4,073,682,600 132,788,606 3.26%1,983.55 2017 66,636 3,858,285,700 136,799,914 3.55%2,052.94 2016 66,717 3,772,639,900 138,876,319 3.68%2,081.57 2015 66,327 3,743,645,000 145,410,531 3.88%2,192.33 2014 66,778 3,748,827,600 147,228,958 3.93%2,204.75 2013 66,653 3,759,269,500 141,394,927 3.76%2,121.36 2012 66,325 3,762,601,100 137,859,256 3.66%2,078.54 2011 66,083 3,776,085,900 133,631,865 3.54%2,022.18 Long-Term Debt CITY OF OSHKOSH, WISCONSIN Ratios of Net General Bonded Debt Outstanding Last Ten Fiscal Years December 31, 2020 Net General 206 Percent mount Direct Debt: City purpose 125,376,821$ Less Sanitary Sewer purpose (4,445,000) Less Storm Water purpose (3,860,000) Less Water Utility purpose (3,100,000) Less TIF purpose (6,606,269) Net City Purpose 107,365,552$ 100.0000% 107,365,552$ Total Net Direct Debt 107,365,552 Overlapping Deb Oshkosh Area Public School District 50,299,636 72.5000% 36,467,236 Fox Valley Technical College 70,915,000 10.0448% 7,123,270 Winnebago County 38,174,047 29.5470% 11,279,286 Total Overlapping Debt 54,869,792 162,235,344$ Information of other taxing districts was obtained from their respective financial reports and/or departments. CITY OF OSHKOSH, WISCONSIN Direct and Overlapping Governmental Activities Debt December 31, 2020 TOTAL DEBT Applicable to City Debt shown includes general obligation bonds and notes. Excluded from above are revenue bonds of $201,292,421. 207 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Equalized Value 4,460,244,100$ 4,211,595,500$ 4,073,682,600$ 3,931,778,200$ 3,776,225,300$ 3,743,645,000$ 3,748,827,600$ 3,759,269,500$ 3,762,601,100$ 3,776,085,900$ Debt limitation - 5% of equalized value 223,012,205$ 210,579,775$ 203,684,130$ 196,588,910$ 188,811,265$ 187,182,250$ 187,441,380$ 187,963,475$ 188,130,055$ 188,804,295$ Debt applicable to limitation Total outstanding general obligation debt 125,376,821 130,216,915 132,788,606 136,799,914 138,876,319 145,410,531 147,228,958 141,394,927 137,859,252 133,631,861 Less: Debt service fund (124,348) (2,189,515) (1,092,465) (923,371)(760,004) (976,051) (1,536,834)(1,766,431) (1,598,474)(878,039) Less: Other funds available for debt retirement - - - -- - -(1,631,854) -- Total debt applicable to limitation 125,252,473 128,027,400 131,696,141 135,876,543 138,116,315 144,434,480 145,692,124 137,996,642 136,260,778 132,753,822 Legal Debt Margin 97,759,732$ 82,552,375$ 71,987,989$ 60,712,367$ 50,694,950$ 42,747,770$ 41,749,256$ 49,966,833$ 51,869,277$ 56,050,473$ Total net debt applicable to the limit as a percentage of debt limit 56.16%60.80%64.66%69.12%73.15%77.16%77.73%73.42%72.43%70.31% CITY OF OSHKOSH, WISCONSIN Legal Debt Margin Information Last Ten Fiscal Years December 31, 2020 208 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue vailable for Debt Service Principal Interest Revenue Coverage 2020 $ 15,576,609 $ 9,885,293 5,691,316$ 4,727,244$ 1,772,972$ 0.876 2019 16,448,335 9,419,938 7,028,397 5,229,516 749,342 1.176 2018 15,686,166 5,669,951 10,016,215 8,408,204 2,368,490 0.929 2017 15,067,303 5,255,171 9,812,132 5,003,204 1,539,625 1.500 2016 14,389,159 5,540,506 8,848,653 4,704,579 1,686,652 1.384 2015 13,744,880 5,559,101 8,185,779 3,807,638 1,441,970 1.559 2014 13,204,960 5,833,904 7,371,056 3,872,222 1,414,596 1.394 2013 11,894,051 5,181,499 6,712,552 3,168,287 1,373,264 1.478 2012 12,476,050 5,190,896 7,285,154 2,940,800 1,292,001 1.721 2011 11,766,312 4,950,108 6,816,204 1,859,362 901,696 2.469 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2020 Last Ten Fiscal Years Pledged-Revenue Coverage Water Revenue Bonds 209 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue vailable for Debt Service Principal Interest Revenue Coverage 2020 $ 15,285,307 $ 10,096,396 5,188,911$ 4,731,804$ 2,335,267$ 0.734 2019 15,650,007 10,379,389 5,270,618 2,812,195 1,726,734 1.161 2018 14,886,186 6,022,572 8,863,614 3,326,149 2,046,348 1.650 2017 13,701,370 5,860,337 7,841,033 2,793,423 1,476,428 1.836 2016 12,692,924 5,815,792 6,877,132 2,278,072 1,244,346 1.952 2015 11,432,847 5,814,421 5,618,426 1,797,902 962,202 2.036 2014 11,667,626 5,742,234 5,925,392 2,811,576 774,747 1.652 2013 10,115,243 5,170,187 4,945,056 2,556,996 707,686 1.515 2012 10,633,650 5,227,829 5,405,821 2,433,416 595,965 1.784 2011 9,742,345 5,241,990 4,500,355 1,889,013 441,518 1.931 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2020 Last Ten Fiscal Years Pledged-Revenue Coverage Sewer Revenue Bonds 210 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue vailable for Debt Service Principal Interest Revenue Coverage 2020 $ 11,599,453 $ 4,644,387 6,955,066$ 4,655,000$ 3,115,759$ 0.895 2019 11,264,326 4,609,441 6,654,885 3,540,000 2,624,038 1.080 2018 10,227,776 2,107,879 8,119,897 3,140,000 2,285,832 1.497 2017 9,366,215 2,051,219 7,314,996 2,770,000 1,953,735 1.549 2016 8,834,283 2,117,352 6,716,931 2,530,000 2,202,164 1.419 2015 7,992,624 1,941,371 6,051,253 2,120,000 1,854,819 1.522 2014 7,263,498 2,049,110 5,214,388 1,670,000 1,790,866 1.507 2013 6,088,592 1,619,298 4,469,294 1,260,000 1,110,605 1.885 2012 4,650,424 1,821,770 2,828,654 985,000 934,695 1.473 2011 4,218,749 2,096,833 2,121,916 895,000 1,005,365 1.117 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2020 Last Ten Fiscal Years Pledged-Revenue Coverage Storm Water Revenue Bonds 211 Total Personal Per Capita Median School Unemployment Year Population (1) Income (2) Income (3)Age (3)Enrollment (4)Rate (5) 2020 67,408 2,204,376,416 $32,702 34 10,494 4.6% 2019 67,201 2,076,309,297 $30,897 34 11,050 3.2% 2018 66,945 2,068,399,665 $30,897 33.6 11,158 2.7% 2017 66,636 2,073,912,228 $31,123 33.6 11,131 3.1% 2016 66,717 2,076,433,191 31,123 N/A 11,128 3.2% 2015 66,327 1,917,115,608 28,904 32.8 11,141 3.8% 2014 66,778 1,865,643,764 27,938 33.9 11,226 4.8% 2013 66,653 1,819,960,165 27,305 32.8 11,465 5.9% 2012 66,325 1,856,768,375 27,995 33.5 11,323 6.9% 2011 66,083 1,874,378,212 28,364 34.1 11,399 7.4% Source: (1) U.S. Census Bureau - WI Dept of Administration (2) Computation of per capita personal income multiplied by population (3) Oshkosh Chamber of Commerce Esri Forecasts 2012 and U.S. Census Bureau (4) WI Department of Public Instruction http://dpi.wi.gov/lbstat/pubdata2.html (5) Wisconsin Department of Workforce Development Website: worknet.wisconsin.gov City of Oshkosh, Wisconsin Demographic and Economic Statistics Last Ten Years December 31, 2020 212 2010 Percentage of Oshkosh Total Cit Financial Employees Employment Report Manufacturing Oshkosh Corporation 3,100 9.02%4,000 Bemis (all Oshkosh locations)2,300 6.69%2,521 Silver Star Brands Inc. / Miles Kimball Co.650 1.89%700 Hoffmaster, A Solo Cup Company,440 1.28%502 (Scott Worldwide Food Service) Muza Metal Products 250 0.73%- Lapham-Hickey Steel 256 0.74%265 Non-Manufacturing Aurora Medical Center & Aurora Group 1,036 3.01%1,079 U S Bank (Firstar)1,144 3.33%675 4imprint (Nelson Marketing)819 2.38%424 Ascension Health 539 1.57%545 Oshkosh Community YMC 200 0.58%- Miravida Living 275 0.80%342 Wal-Mart 318 0.92%318 Clarity Care (Residential Care RCDD)420 1.22%326 United Parcel Service 200 0.58%- Government University of WI - Oshkosh 1,288 3.75%1,344 Oshkosh Area School District 1,290 3.75%1,440 Winnebago County 1,046 3.04%999 Winnebago Mental Health Institute 625 1.82%677 City of Oshkosh Full-Time 569 1.65%600 Oshkosh Correctional Institution 502 1.46%519 CESA6 200 0.58%244 Oshkosh's Labor Force Estimates **34,384 **Source: WI DWD - Data Search - Labor Force - Oshkosh - Annual 2020 Source: Oshkosh Chamber of Commerce and/or employers* *Employee counts listed are the number of full-time equivalent employees reported by each organization for the Oshkosh area. Principal Employers* CITY OF OSHKOSH, WISCONSIN Current Year and Ten Years Ago 2020 December 31, 2020 213 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 General Fund General Governmen Manager 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Attorney 3.65 4.00 4.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Human Resources 6.00 6.00 6.00 5.00 5.00 6.00 6.00 6.00 6.00 5.00 5.00 Clerk 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Finance 16.00 15.28 15.28 14.80 14.80 12.80 12.00 12.00 12.00 12.00 14.00 Purchasing 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Central Services - - - - - - - - - 1.00 1.00 I T / Central Services 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.00 7.00 Facilities Maint.5.80 5.80 5.80 5.80 5.80 5.80 5.00 5.00 5.00 5.00 4.00 Media Services 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Public Safety Safety - - - - - 1.00 1.00 1.00 1.00 1.00 1.00 Police 131.36 129.00 128.49 127.49 127.49 115.00 115.00 114.00 116.00 116.00 116.00 Fire 109.00 108.00 108.00 108.00 108.00 108.00 107.00 107.00 108.00 108.00 108.00 Public Works Public Works Admin.3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Engineers 12.80 11.70 11.70 11.70 11.70 11.70 11.00 12.00 12.00 12.00 11.00 Streets 29.00 29.00 29.00 29.00 29.00 29.00 29.00 29.00 29.00 31.00 31.00 Central Garage 10.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 Garbage - - - - - - 8.00 8.00 9.25 10.00 11.00 Parks Parks 15.87 16.00 15.91 14.89 14.89 14.89 14.89 15.64 15.64 15.64 15.50 Forestry 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 Community Development Assessor 5.80 5.80 5.80 5.80 5.80 5.80 5.00 5.00 6.00 6.00 6.00 Economic Development 5.00 5.00 5.00 5.00 5.00 4.80 4.80 3.00 - - - Planning 9.00 9.00 9.00 9.00 9.00 8.50 8.50 7.50 9.90 9.90 9.50 Inspection Services 7.74 7.62 7.62 7.50 7.50 7.50 7.50 7.50 10.50 10.50 10.50 Weights and Measures 1.30 1.50 1.50 1.50 1.50 - - - - - - Healthy Neighborhood Initiative 0.88 0.88 0.88 0.88 0.88 - - - - - - Transportation Electric 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 Sign 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Administrative Services Safety & Worker Compensation 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Special Revenue Funds Parks Cemetery 3.64 3.64 3.64 3.64 3.64 3.00 3.00 3.00 3.00 3.70 4.00 Senior Services 7.07 7.18 7.18 7.18 7.18 5.00 5.00 5.00 5.00 5.00 5.00 Parks Revenue Facilities 0.36 0.49 0.49 0.36 0.36 0.36 0.36 0.36 0.36 0.36 0.50 Public Works Garbage 7.50 7.50 7.50 7.50 7.50 8.00 Recycling 4.50 4.50 4.50 4.50 4.50 5.00 5.00 5.00 5.00 5.00 5.00 Other Health Services - - - - - - - - - 6.00 6.00 Health Srvcs/Nurses - - - - - - - - - 3.00 3.00 Library 39.30 38.65 38.65 37.68 37.68 38.58 40.25 40.25 40.25 32.05 32.50 Museum 12.55 11.00 11.00 11.43 11.43 10.00 10.00 10.00 10.00 10.00 10.00 Enterprise Funds Convention Center 1.00 1.00 1.00 1.00 1.00 - - - - - - Golf Course - - - 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Transit Utility 31.85 32.00 32.00 32.00 32.00 29.00 28.00 28.00 28.00 28.00 28.00 Parking Utility 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Water Utility 38.02 38.02 35.02 35.02 35.02 34.93 34.93 35.05 35.05 32.85 32.85 Sewer Utility 36.92 33.02 33.02 33.02 - 32.68 32.68 33.70 33.70 32.67 32.67 Storm Utility 14.17 14.17 10.86 10.85 10.85 10.50 10.50 10.50 10.50 8.00 8.00 Total Full-time Equivalent 600.48 588.15 581.24 577.94 544.92 555.24 551.81 550.90 558.55 556.67 558.02 Source: City of Oshkosh Finance Department - Annual Budget CITY OF OSHKOSH, WISCONSIN Full-time Equivalent City Government Employees by Function/Progra Last Ten Fiscal Years December 31, 2020 214 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Police Stations 1 1 1 1 1 1 1 1 1 1 Community Policing Offices 1 1 mobile 1 mobile 1 mobile 1 mobile I mobile I mobile 0 0 0 Patrol Units 30 30 30 29 29 28 28 28 28 28 Fire Stations 6 6 6 6 6 6 6 6 6 6 Refuse Collection Collection trucks 13 13 13 13 13 13 13 13 13 13 Other Public Works Streets (miles) 266.14 266.14 265.33 260.87 260.05 259.35 258.45 263.05 261.72 261.08 Street Lights 1,540 1,496 1,425 1,405 1,390 1,350 1,350 1,310 * * City traffic signals (intersections) 68 68 68 68 68 67 62 * * * Parks and Recreation Acreage 417 416 415 448 445 440 440 440 440 440 Playgrounds 19 19 19 19 19 19 17 17 17 17 Baseball/softball diamonds 18 19 19 19 19 19 18 18 18 18 Water Watermains (miles) 300.00 300.00 299.04 297.41 313.00 296.09 295.66 294.09 294.73 294.49 Average Daily Pumpage 5.810 5.960 5.980 5.95 5.790 6.170 6.849 6.160 6.422 6.508 (Million Gallons per day) Wastewater Sanitary sewers (miles)267.25 266.51 266.03 266.08 266.50 266.21 266.35 267.04 268.50 269.71 Storm sewers (miles)272.68 270.97 260.35 255.02 256.70 251.97 246.69 * * * Transit Buses 16 16 16 16 16 16 17 17 17 17 Sources: various city departments * Data Not Available CITY OF OSHKOSH, WISCONSIN Capital Asset Statistics by Function/Program Last Ten Fiscal Years December 31, 2020 215 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Police Physical arrests 2,874 3,518 3,675 1,652 2,646 3,854 4,606 5,162 5,727 7,603 Traffic Enforcement Citations 3,539 6,564 7,077 8,207 7,175 4,720 7,799 7,846 8,919 7,415 Reportable Accidents 962 1,316 1,370 1,453 1,464 1,434 1,243 1,403 1,453 1,381 Fire Emergency responses 8,872 7,480 8,678 7,283 8,591 8,018 8,087 7,625 7,502 7,343 Fire responses 1,180 104 124 132 113 130 107 114 121 113 Other 1,287 1,167 1,475 1,117 844 901 879 783 766 Refuse Collection Refuse collected (average tons per day) 57.02 53.74 52.83 52.94 51.85 50.42 49.86 49.30 49.23 49.61 Refuse collected total tons per year 14,825.04 13,971.79 13,735.54 13,765.69 13,481.38 13,158.55 13,062.67 12,866.88 12,947.22 13,095.82 Comingled recyclable containers (tons) - 4,421 4,353 4,262 4,317 4,526 4,434 Mixed paper (tons) Mixed paper and comingled recyclables (tons) 4,293.35 4,177.21 4,257.00 4,327.65 Other Public Works New street pavement (miles) 0.00 0.21 0.33 - 1.01 0.00 0.00 0.16 0.00 0.00 Street resurfacing (miles) 2.19 2.27 2.73 3.50 2.89 2.25 1.38 2.89 4.89 6.91 Inspection Commercial construction - units 120 9 8 325 71 248 136 30 6 100 Commercial construction (thousands of dollars) 9,563,646 15,898,993 350,000 23,293,785 14,655,000 15,897,849 11,315,000 4,383,000 283,183 9,496,000 Residential construction - units 63 35 30 39 25 27 21 21 22 14 Residential construction (thousands of dollars) 14,624,217 8,136,285 7,634,719 7,845,550 4,060,521 4,498,868 3,411,675 3,998,218 3,323,089 1,339,096 Water New construction (miles)0 2.41 4.02 4.91 3.43 2.62 2.78 2.54 4.01 4.24 Water main leaks 68 78 110 87 68 77 124 73 77 76 Average number of residential customers 20,809 20,948 20,823 20,585 20,569 21,441 21,268 22,110 20,815 20,498 Average annual usage per residential customer, 34,694 35,000 34,810 35,047 35,774 34,982 35,651 37,198 40,123 39,785 (gallons) Transit Total route miles 539,128 546,190 544,929 538,967 483,085 483,492 481,997 486,540 473,615 468,124 Passengers (includes paratransit)464,957 818,919 943,195 980,057 995,697 990,431 1,000,778 1,007,785 1,089,681 1,029,812 Sources: various city department Notes: Police Statistics Reportable - Anything that gets reported to the Stat 1) Damage to property is over $1,00 2) Report of an injury or a complaint about an injur 3) Gov't property damage over $250.00 (ex - a light pole * Data Not Availabl CITY OF OSHKOSH, WISCONSIN Operating Indicators by Function/Program Last Ten Fiscal Years December 31, 2020 216 2010 Estimate 2011 Estimate 2012 Estimate 2013 Estimate 2014 Estimate 2015 Estimate 2016 Estimate 66,717 2017 Estimate 66,636 2018 Estimate 66,945 2019 Estimate 67,201 2020 Estimate 67,408 Yea No.No. 2011 50 1,834 2012 42 2,646 2013 33 2,439 2014 26 2,136 2015 38 20,396,71 1,974 67,144,20 2016 34 15,991,43 2,265 78,369,742 2017 46 19,201,00 2,544 106,623,64 2018 39 54,058,01 2,404 92,575,78 2019 35 8,136,28 2,292 69,950,56 2020 56 14,624,21 2,524 102,797,35 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Water (3)23,547 23,823 24,225 24,352 24,352 23,538 23,573 23,832 23,832 23,955 Electric (4)43,729 43,861 44,343 44,369 42,612 38,893 39,862 39,902 39,984 39,898 Gas (4)32,867 32,987 33,019 33,028 32,226 30,077 30,229 30,312 30,394 30,249 (1) Source: U.S. Census Bureau / WI Dept. of Admin. (2) Source: City of Oshkosh Inspections Departmen (3) Source: WI Public Service Commission http://www.psc.wi.go (4) Source: Wisconsin Public Service Corporation 66,778 Value 77,672,133 66,327 BUILDING PERMITS UTILITY CUSTOMERS AT YEAR END - CITY OF OSHKOSH New Residential: Single, Family, and Apartments Total of All Permits 21,705,692 26,119,317 82,002,706 Value 66,248,867 25,447,066 15,563,675 51,095,915 CITY OF OSHKOSH, WISCONSI December 31, 2020 66,653 66,325 66,083 66,080 POPULATION - CITY OF OSHKOSH (1) ECONOMICS 217 YEAR TOTAL UNITS SINGLE FAMILY TWO FAMILY MULTIPLE FAMILY 2000 277 109 22 146 2001 450 121 10 319 2002 364 157 44 163 2003 529 153 36 340 2004 334 113 20 201 2005 138 63 32 43 2006 234 51 12 171 2007 238 58 2 178 2008 93 41 4 48 2009 46 14 4 28 2010 122 22 2 98 2011 141 12 2 127 2012 28 18 4 6 2013 53 23 - 30 2014 157 15 6 136 2015 275 17 10 248 2016 128 15 10 103 2017 364 31 8 325 2018 38 30 - 8 2019 35 32 - 3 2020 183 49 14 120 4,227 1,144 242 2,841 City of Oshkosh, Wisconsin NEW DWELLING UNITS CONSTRUCTED 2000-2020 218 Rates: Monthl Volume Char First 1,000 cubic feet CU FT $5.12 per 100 CU. FT. Nex 2,300 cubic feet 4.90 per 100 CU. FT. Nex 63,300 cubic feet 4.55 per 100 CU. FT. Over 66,600 cubic feet 4.26 per 100 CU. FT. 100 CU. FT. = 748 Gallons Minimum Monthl Char Meter Size Service Public Fire Protection 5/8" & 3/4" 8.60$ 3.38$ 1"13.40 8.50 1-1/4" 18.00 13.00 1-1/2" 23.00 17.00 2"35.00 27.00 3"54.00 51.00 4"79.00 84.00 6" 137.00 169.00 8" 207.00 270.00 10" 294.00 405.00 12" 381.00 541.00 Billings Usage (00's) Oshkosh Correctional Institute $440,375.95 97,626 Bemis/Curwood/Milprin 365,323.83 81,557 W M H I 224,923.16 50,432 Pepsi-Cola Bottlin Co.194,501.57 44,341 UW Oshkosh 193,660.18 36,240 H drite Chemical 145,961.87 32,686 State of WI - Dru Abuse Correctional Center 131,663.34 29,741 Oshkosh Corporation 143,374.58 29,534 Midwest Realt Mana emen 147,713.15 26,554 Winneba o Count 91,370.01 16,594 CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION December 31, 2020 WATER UTILITY Top Ten Users / Customers 219 Rates: Monthl Volume Char e Char e per 100 cubic Feet $5.42 100 CU. FT. = 748 Gallons Unmetered Customers: Fixed Monthl Char e based on 5 CCF/month $37.52 Special Char es: Meter Readin & Billin Char e for non-sewer deduct meters, per billin period.$5.00 Fixed Monthl Char e Meter Size Char e Meter Size Char e 5/8" & 3/4" $10.42 4" $123.13 1" 17.47 6" 240.53 1-1/4" 23.34 8" 392.19 1-1/2" 29.21 10" 592.72 2" 43.30 12" 827.52 3" 76.17 Billings Usage (00's) Oshkosh Correctional Institute $542,571.75 97,626 Bemis/Curwood/Milprint 646,192.09 86,382 WMHI 287,038.90 50,432 Cit of Oshkosh 275,927.40 46,353 Winneba o Count 251,195.01 42,967 UW Oshkosh 230,642.13 35,678 Dru Abuse Correctional Center 170,002.96 29,741 Oshkosh Corp 170,335.50 29,119 Midwest Realt Mana ement 164,642.98 26,351 Perr Charles & Maril n 127,605.75 22,246 SEWER UTILITY Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION (Continued) December 31, 2020 220 Rates: Monthly Equivalent Runoff Unit (ERU) Charge per ERU $16.41 Small Residential Impervious area < 1,750 square feet 0.67 ERU vera e Residential Impervious area > 1,750 1.00 ERU but < 3,750 square Feet Lar e Residential Impervious area > 3,750 square feet 1.33 ERU Other Square feet of impervious area/2,817 No char e for undeveloped properties Billings ERU'S Winneba o Count $581,172.81 3,006.910 Oshkosh Corporation 479,309.05 2,484.300 Cit of Oshkosh 304,032.97 1,570.920 State of Wisconsin 283,062.61 1,461.270 Oshkosh Area School District 243,439.81 1,262.130 UW Oshkosh 234,733.90 1,211.780 Bemis / Curwood / Milprin 203,070.07 1,048.320 Experimental Aircraft Association 140,480.43 725.210 Ber strom 111,513.04 575.670 BFO Factor Outlets 79,124.72 408.470 Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION (Continued) December 31, 2020 STORM WATER UTILITY 221 2018 Actuals 2019 Actuals 2020 Original 2020 Projected 2021 Adopted Change from 2020 to 2021 % of Change Revenue 41 - PROPERTY TAX REVENUE (18,697,464) (19,625,639) (20,309,700) (20,294,900) (22,233,500) 1,923,800 9.47% 42 - INTERGOV REVENUE (16,471,481) (16,559,975) (16,826,100) (16,824,200) (16,583,900) (242,200) -1.44% 43 - LICENSES AND PERMITS (1,010,482) (1,020,195) (974,000) (868,600) (947,000) (27,000) -2.77% 44 - FINES & FORFEITURES (761,047) (901,930) (799,900) (489,300) (901,900) 102,000 12.75% 45 - CHARGES FOR SERVICES (2,859,884) (3,358,025) (2,835,850) (2,470,300) (2,615,300) (220,550) -7.78% 48 - INTERNAL SERV CHRG (4,294,492) (5,004,217) (4,182,500) (4,073,700) (3,691,000) (491,500) -11.75% 49 - MISC REVENUES (1,024,005) (1,094,489) (902,000) (928,700) (793,200) (108,800) -12.06% 52 - OTHER FINANCING (1,000,000) (1,000,000) (1,000,000) (1,000,000) (1,000,000) - 0.00% 53 - SALE-CAPITAL ASSETS (9,841) (15,057) (6,500) (6,500) - (6,500) -100.00% Revenue Total (46,128,695) (48,579,528) (47,836,550) (46,956,200) (48,765,800) 929,250 1.94% Expense 61 - DIRECT LABOR 27,532,741 27,957,412 29,598,100 28,881,100 29,150,200 447,900 -1.51% 62 - INDIRECT LABOR - - - - 925,000 (925,000) 0.00% 63 - PAYROLL BENEFITS 9,384,708 9,539,973 10,214,200 9,875,200 10,255,500 (41,300) 0.40% 64 - CONTRACTUAL SERVICES 4,800,684 4,811,199 5,034,450 5,227,660 5,445,400 (410,950) 8.16% 65 - MATERIAL & SUPPLIES 2,350,461 2,509,617 2,648,300 2,502,400 2,508,800 139,500 -5.27% 72 - CAPITAL OUTLAY 252,561 255,223 279,200 275,400 330,900 (51,700) 18.52% 74 - OTHER FINANCING USES 97,128 1,100,000 50,000 50,000 150,000 (100,000) 200.00% Expense Total 44,418,283 46,173,424 47,824,250 46,811,760 48,765,800 (941,550) 1.97% Grand Total (1,710,412) (2,406,104) (12,300) (144,440) - (12,300) -100.00% 2021 General Fund Revenues & Expenditures by Function 222 Function 2021 Adopted Budget 01 - GENERAL GOVERNMENT $6,441,200.00 61 - DIRECT LABOR $3,010,400.00 63 - PAYROLL BENEFITS $1,084,000.00 64 - CONTRACTUAL SERVICES $2,015,400.00 65 - MATERIAL & SUPPLIES $211,500.00 72 - CAPITAL OUTLAY $119,900.00 74 - OTHER FINANCING USES $0.00 02 - PUBLIC SAFET $29,195,800.0 61 - DIRECT LABOR $19,525,700.00 63 - PAYROLL BENEFITS $6,917,700.00 64 - CONTRACTUAL SERVICES $2,073,100.00 65 - MATERIAL & SUPPLIES $478,300.00 72 - CAPITAL OUTLAY $201,000.00 03 - PUBLIC WORKS $6,194,900.00 61 - DIRECT LABOR $3,153,400.00 63 - PAYROLL BENEFITS $1,200,900.00 64 - CONTRACTUAL SERVICES $387,200.00 65 - MATERIAL & SUPPLIES $1,453,400.00 72 - CAPITAL OUTLAY $0.00 04 - TRANSPORTATION $797,000.00 61 - DIRECT LABOR $446,300.00 63 - PAYROLL BENEFITS $158,200.00 64 - CONTRACTUAL SERVICES $71,400.00 65 - MATERIAL & SUPPLIES $111,100.00 72 - CAPITAL OUTLAY $10,000.00 06 - CULTURE & RECREATION $2,303,900.00 61 - DIRECT LABOR $1,286,200.00 63 - PAYROLL BENEFITS $443,900.00 64 - CONTRACTUAL SERVICES $340,200.00 65 - MATERIAL & SUPPLIES $233,600.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $0.00 07 - CONSERVATION & DEVELOPM $1,949,600.00 61 - DIRECT LABOR $1,278,200.00 63 - PAYROLL BENEFITS $403,300.00 64 - CONTRACTUAL SERVICES $254,300.00 65 - MATERIAL & SUPPLIES $13,800.00 72 - CAPITAL OUTLAY $0.00 08 - UNCLASSIFIED $903,400.00 61 - DIRECT LABOR $450,000.00 63 - PAYROLL BENEFITS $47,500.00 64 - CONTRACTUAL SERVICES $248,800.00 65 - MATERIAL & SUPPLIES $7,100.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $0.00 74 - OTHER FINANCING USES $150,000.00 40 - DEBT SERVICE $18,259,800.0 64 - CONTRACTUAL SERVICES $0.00 67 - DEBT SERVICE $18,259,800.00 74 - OTHER FINANCING USES $0.00 Grand Total $66,045,600.0 2021 Operating Expenditure Budget by Function 223 PER $1,000 2020 2019 INCREASE OF TAXES TAX RATE TAX RATE (DECREASE) State 0.000 % $ 0.000 $ 0.000 $ 0.000 County 19.390%5.362 5.284 0.078 Area Schools 36.284%10.034 9.959 0.075 Area Vocational 4.039%1.117 1.105 0.012 City Tax 40.287%11.141 10.903 0.238 1.000 $ 27.654 $ 27.251 $ 0.403 State Credit 1.677 1.719 (0.042) $ 25.977 $ 25.532 $ 0.445 CITY OF OSHKOSH 2021 LEVY - 2020 TAX RATE County 19.392% Area Schools 36.548%Area  Vocational 4.052% City Tax 40.009% 224 2021 2019 INCREASE SOURCE OF FUNDS AMOUNT PERCENT PERCENT (DECREASE) GENERAL REVENUES 47,660,200$ 50.45% 45.45%5.00% INTERGOV REVENUES 23,794,700 25.19% 26.19%-1.00% LICENSES AND PERMITS 1,904,000 2.02%1.96%0.06% FINES & FORFEITURES 912,200 0.97%0.82%0.15% CHARGES FOR SERVICES 3,890,400 4.12%4.17%-0.05% PUBLIC LIBRAR 225,000 0.24%0.27%-0.03% INTERNAL SERVICE CHARGE 4,223,400 4.47% 4.65% -0.18% MISC REVENUES 4,731,000 5.01% 6.07% -1.06% OTHER FINANCING SOURCES 7,078,200 7.49% 9.81% -2.32% SALE OF CAPITAL ASSETS 50,800 0.04%0.60%-0.56% 94,469,900$ 100.00% 100.00% CITY OF OSHKOSH 2021 BUDGET SOURCE OF FUNDS - REVENUES GENERAL REVENUES 50% INTERGOV REVENUES 25% LICENSES AND PERMITS 2% FINES &  FORFEITURES… CHARGES FOR SERVICES 4%PUBLIC LIBRARY <1% INTERNAL SERVICE CHARGES 5% MISC REVENUES 5%OTHER FINANCING SOURCES 8% SALE OF CAPITAL ASSETS <1% SOURCES OF ALL FUNDS 225 2021 2020 INCREASE USE OF FUNDS AMOUNT PERCENT PERCENT (DECREASE) 01 - GENERAL GOVERNMENT 6,441,200$ 9.75% 9.23%0.52% 02 - PUBLIC SAFET 29,195,800 44.21% 41.01% 3.20% 03 - PUBLIC WORKS 6,194,900 9.38% 9.61% -0.23% 04 - TRANSPORTATION 797,000 1.21% 1.16% 0.05% 06 - CULTURE & RECREATION 2,303,900 3.49% 3.24% 0.25% 07 - CONSERVATION & DEVELOPMENT 1,949,600 2.95% 2.85% 0.10% 08 - UNCLASSIFIED 903,400 1.37% 2.42% -1.05% 40 - DEBT SERVICE 18,259,800 27.65%30.48%-2.83% 66,045,600$ 100.00% 100.00% 2021 BUDGET USE OF FUNDS - EXPENDITURES CITY OF OSHKOSH 01 ‐GENERAL  GOVERNMENT 9.75% 02 ‐PUBLIC SAFETY 44.21% 03 ‐PUBLIC WORKS 9.38% 04 ‐TRANSPORTATION 1.21% 06 ‐CULTURE &  RECREATION 3.49% 07 ‐CONSERVATION &  DEVELOPMENT 2.95% 08 ‐UNCLASSIFIED 1.37% 40 ‐DEBT SERVICE 27.65% 226 AMOUNT PER CENT 61 - DIRECT LABOR 30,075,200$ 44.9081% 63 - PAYROLL BENEFITS 10,255,500 15.3134% 64 - CONTRACTUAL SERVICES 5,390,400 8.0489% 65 - MATERIAL & SUPPLIES 2,508,800 3.7461% 67 - DEBT SERVICE 18,259,800 27.2654% 72 - CAPITAL OUTLAY 330,900 0.4941% 74 - OTHER FINANCING USES 150,000 0.2240% 66,970,600$ 100% 2021 BUDGET - USE OF FUNDS BY FUNCTION CITY OF OSHKOSH 61 ‐DIRECT  LABOR 44.91% 63 ‐PAYROLL  BENEFITS 15.31% 64 ‐ CONTRACTUAL  SERVICES 8.05% 65 ‐MATERIAL &  SUPPLIES 3.75% 67 ‐DEBT  SERVICE 27.27% 72 ‐CAPITAL  OUTLAY 0.49%74 ‐OTHER  FINANCING USES 0.22% 227 THIS PAGE LEFT BLANK INTENTIONALLY CLA is an independent member of Nexia International, a leading, global network of independent   accounting and consulting firms. See nexia.com/member‐firm‐disclaimer for details. 228 CliftonLarsonAllen LLP CLAconnect.com Independent auditors’ report on internal control over financial reporting and on compliance and other matters based on an audit of financial statements performed in accordance with Government Auditing Standards Common Council Oshkosh, Wisconsin We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin (the “City”) as of and for the year ended December 31, 2020, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements, and have issued our report thereon dated August 2, 2021. INTERNAL CONTROL OVER FINANCIAL REPORTING In planning and performing our audit of the financial statements, we considered the City’s internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the City’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the preceding paragraph and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that have not been identified. However, as described in the accompanying schedule of findings and responses, we did identify a certain deficiency in internal control that we consider to be a material weakness. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the City’s financial statements will not be prevented, or detected and corrected on a timely basis. We consider the deficiency described in the accompanying schedule of findings and responses as item 2020-001 to be a material weakness. City of Oshkosh, Wisconsin SCHEDULE OF FINDINGS AND RESPONSES FOR THE YEAR ENDED DECEMBER 31, 2020 229 COMPLIANCE AND OTHER MATTERS As part of obtaining reasonable assurance about whether the City’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. PURPOSE OF THIS REPORT The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. a CliftonLarsonAllen LLP Wausau, Wisconsin August 2, 2021 City of Oshkosh, Wisconsin SCHEDULE OF FINDINGS AND RESPONSES FOR THE YEAR ENDED DECEMBER 31, 2020 230 FINDING NO. CONTROL DEFICIENCIES 2020-001 Adjustments to the City’s Financial Records Condition: During the year, the City recorded a prior period adjustment pertaining to duplicate capital assets within the Redevelopment Authority and the Sewer Utility. Criteria: Material adjusting journal entries pertaining to prior year activity indicate a weakness in internal controls. Cause: Due to turnover within the City’s finance department, the City did not have adequate controls and review procedures in place to ensure that capital assets were not duplicated, currently tracked and updated. Effect: Year-end financial records prepared by the City may contain material misstatements. Recommendation: We recommend the City review its current process for determining the cost of capital assets to ensure assets are not duplicated and appropriately recorded. Management Response: In response to the audit findings, the City has experienced an abnormal staff turnover during the years of 2018, 2019, and 2020. The prior staff did not keep a procedures document as to how and when assets were placed on the books and during the reconciliation process for 2020 staff determined assets had been placed on the financial records twice. In 2020, the City began the implementation of an Munis Enterprise Asset Management system that will integrate with the Munis financial software to prevent future duplication of assets in the future.