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HomeMy WebLinkAbout2019CAFR City of  Oshkosh      ANNUAL FINANCIAL REPORT  Including Auditor’s Report        For the fiscal year ending   December 31, 2019  City of Oshkosh, Wisconsin DECEMBER 31, 2019 Table of Contents INTRODUCTORY SECTION Letter of Transmittal 1 Organizational Chart 11 The City 12 INDEPENDENT AUDITORS’ REPORT 13 MANAGEMENT’S DISCUSSION AND ANALYSIS 15 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Statement of Net Position 22 Statement of Activities 23 Fund Financial Statements Balance Sheet - Governmental Funds 25 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 28 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 31 Statement of Net Position - Proprietary Funds 32 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds 36 Statement of Cash Flows - Proprietary Funds 38 Statement of Fiduciary Net Position - Fiduciary Funds 42 Statement of Changes in Net Position - Fiduciary Funds 43 Notes to Basic Financial Statements 44 REQUIRED SUPPLEMENTARY INFORMATION Schedule of Changes in Total OPEB Liability and Related Ratios 80 Schedule of Proportionate Share of Net Pension Liability (Asset) - Wisconsin Retirement System 81 Schedule of Contributions - Wisconsin Retirement System 81 Schedule of Proportionate Share of Net OPEB Liability - Local Retiree Life Insurance Plan 82 Schedule of Contributions - Local Retiree Life Insurance Plan 82 Notes to Required Supplementary Information 83 City of Oshkosh, Wisconsin DECEMBER 31, 2019 SUPPLEMENTARY INFORMATION Combining Balance Sheet - Nonmajor Governmental Funds 84 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds 100 Combining Statement of Net Position - Nonmajor Enterprise Funds 116 Combining Statement of Revenues, Expenses and Changes in Net Position - Nonmajor Enterprise Funds 118 Combining Statement of Cash Flows - Nonmajor Enterprise Funds 120 Combining Statement of Net Position - Internal Service Funds 122 Combining Statement of Revenues, Expenses and Change in Net Position - Internal Service Funds 123 Combining Statement of Cash Flows - Internal Service Funds 124 Combining Statement of Net Position - Custodial Funds 125 Combining Statement of Changes in Net Position - Custodial Fund 126 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Debt Service Fund 127 Special Assessment Improvement 128 Committee on Aging 129 Business Improvement District 130 Recycling 131 Street Lighting 132 Library 133 Museum 134 Cemetery 135 Community Development Block Grant 136 Local Revolving Loan Program 137 Senior Center Revolving Loans 138 Bicycle 139 Police Special 140 Fire/Safety 141 Police Asset Forfeiture 142 Federal Police Asset Forfeiture 143 EMS Fire Grant 144 Historical Marker 145 Community Development Special 146 Parks Revenue Facilities 147 Leach Amphitheater 148 Public Works Special 149 City of Oshkosh, Wisconsin DECEMBER 31, 2019 Garbage Disposal 150 Pollock Water Park 151 Healthy Neighborhood Initiative 152 Rental Inspections 153 Street Tree 154 Equipment 155 Park Improvement 156 Grand Opera 157 Parking Ramp 158 TIF #8 S Aviation Industrial 159 TIF #10 Main and Washington 160 TIF #11 Oshkosh Office Center 161 TIF #12 Division Street 162 TIF #13 Marion Road/ Pearl Ave. 163 TIF #14 Mercy Medical 164 TIF #15 Park Plaza 165 TIF #16 100 Block Redevelopment 166 TIF #17 City Centre 167 TIF #18 SW Industrial #3 168 TIF #19 NW Industrial Expansion 169 TIF #20 South Side Fox River 170 TIF #21 Fox River Corridor 171 TIF #23 SW Industrial Park 172 TIF #24 Oshkosh Corp 173 TIF #25 City Center Hotel 174 TIF #26 Aviation Business Park 175 TIF #27 North Main Street 176 TIF #28 Beach Building Redevelopment 177 TIF #29 Morgan District 178 TIF #30 Washington Building 179 TIF #31 Buckstaff Redevelopment 180 TIF #32 Granary Redevelopment 181 TIF #33 Lamico Redevelopment 182 TIF #34 Oshkosh Corp Headquarters 183 TIF #35 Oshkosh Ave. Corridor 184 City of Oshkosh, Wisconsin DECEMBER 31, 2019 TIF #36 Merge Redevelopment 185 TIF #37 Aviation Plaza 186 TIF #38 Pioneer Redevelopment 187 STATISTICAL SECTION Net Position 188 Changes in Net Position 189 Fund Balances, Governmental Funds 191 Changes in Fund Balance, Governmental Funds 192 Assessed and Estimated Actual Value of Taxable Property 193 Property Tax Rates - Direct and Overlapping Governments 194 Principal Taxpayers 195 Property Tax Levies and Collections 196 Outstanding Debt by Type 197 Ratios of Net General Bonded Debt Outstanding 198 Direct and Overlapping Governmental Activities Debt 199 Legal Debt Margin Information 200 Pledged-Revenue Coverage Water Revenue Bonds 201 Sewer Revenue Bonds 202 Storm Water Revenue Bonds 203 Demographic and Economic Statistics 204 Principal Employers 205 Full-time Equivalent City Government Employees by Function / Program 206 Capital Asset Statistics by Function / Program 207 Operating Indicator by Function / Program 208 Economics - Population, Building Permits, and Utility Customers 209 New Dwelling Units Constructed 210 Utility Information 211 Budgeted Revenues 214 Operating Budget by Function 218 Pie Charts - Levy Rate 219 Source of Funds (Where the Money Comes From) 220 Use of Funds (Where the Money Goes) 221 Use of Funds by Function (How the Money Goes) 222 City of Oshkosh, Wisconsin DECEMBER 31, 2019 ADDITIONAL INDEPENDENT AUDITORS’ REPORT FOR BASIC FINANCIAL STATEMENTS Independent Auditors’ Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 223  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 1 July 31, 2020 Honorable Mayor and Council Members, City of Oshkosh: The Comprehensive Annual Financial Report for the fiscal year ended December 31, 2019, has been prepared to provide readers detailed information concerning the financial condition of the City of Oshkosh. This report was prepared by the City’s Department of Finance. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the information contained herein is accurate in all material respects. In addition, we believe the information is presented in a manner designed to fairly set forth the financial activities of the City and its various funds and account groups; and that all of the disclosures necessary to enable the reader to gain the maximum understanding of the City’s financial activities have been included. THE REPORTING ENTITY The Governmental Accounting Standards Board (GASB) outlines criteria by which financial information must be supplied by the primary government. Criteria include 1) the primary government’s finances; 2) organizations for which the primary government is financially responsible; and 3) other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statement to be misleading or incomplete. This report includes all of the funds and component units of the City of Oshkosh as defined by the criteria for reporting units. General Fund x Accounts for the general operation of the City of Oshkosh Special Revenue Funds x Committee on Aging x Business Improvement x Recycling x Street Lighting x Library x Police Special x Fire/Safety x Police Asset Forfeiture x Federal Police Asset Forfeiture x Community Develop Spec x Leach Amphitheater x Garbage Disposal x Public Works Spec x Museum, x Cemetery x Community Development Block Grant x Rental Rehab Loan Program x Senior Center Revolving Loans x Bicycle x EMS/Fire Grant x Cable TV Franchise x Historical Marker x Parks Revenue x Pollock Water Park x Healthy Neighborhoods x Rental Inspections Debt Service Fund This fund accounts for the resources accumulated and payments made for the principal and interest on long-term debt  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 2 Capital Projects Funds x Sidewalk Construction x Street Trees x Contract Control x Park Improvements x Mct Rochlin Park Smokestack x Grand Opera House x TIF # 8 - 38 x Street Improvement x Special Assessments x Equipment Revolving x Parks Subdivision x Senior Center x Parking Ramp Improvements Enterprise Funds x Transit x Water x Parking x Sewer x Storm Water x Oshkosh Redevelopment Project Internal Service Funds x Hospital Insurance x Workman’s Compensation x Police Pension x Fire Pension Agency Funds x Tax Collection The Redevelopment Authority is a component unit of the City, so this report include a discrete presentation of their financial data. The Redevelopment Authority was created by the City Council in 2003 for the purpose of eliminating and preventing substandard, deteriorated and blighted area and encouraging urban renewal, especially in the central city. ECONOMIC CONDITIONS Oshkosh is the perfect place for businesses to call home. With an impressive portfolio of top employers, Oshkosh has the resources that businesses and entrepreneurs need to reach their goals and find success. The top ten employers are as follows: Firm Type of Business/Product Estimated Employees Oshkosh Corporation Specialized Trucks 3591 Bemis Packaging 2600 UW-Oshkosh College 1486 Oshkosh Area School District Elementary and secondary education 1418 Silver Star Brands Mail order distribution 1300 Aurora Medical Center Healthcare 1298 Winnebago County Government 1188 4 Imprint Advertising specialties 914 US Bank Financial Institution 750 Winnebago Mental Health Institute Healthcare 694 Rooted in manufacturing excellence, Oshkosh is committed to the continued diversification of our manufacturing base in order to ensure and maintain a strong economic climate. Our focus for new growth include:  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 3 Aviation Aviation is a big part of our heritage and it’s something we’d like to build upon. The Oshkosh region is uniquely positioned to cultivate business in this sector because of our incredible assets: the Experimental Aircraft Association (EAA) world headquarters, the annual AirVenture fly-in, a network of four airports with a wide array of services and facilities, aviation education programming at Fox Valley Technical College (FVTC), the University of Wisconsin Oshkosh (UW Oshkosh), a strong workforce, an established supply chain and an already existing aviation business cluster. Advancing the development of aerospace and aviation has been fully embraced by UW Oshkosh who founded the AeroInnovate program in 2008 to foster innovation in the sector. Grants from the U.S. Economic Development Administration (EDA) and the Department of Defense Office of Economic Adjustment (DoD-OEA) have provided funding support for advancement of the aerospace cluster initiative. In 2012, East Central Wisconsin Regional Planning Commission (ECRPC), the city of Oshkosh and UW Oshkosh applied for and received a $2,000,000 grant from the EDA to build the infrastructure needed at the Oshkosh Aviation Business Park. In 2013, following cuts in defense spending, the region was awarded a planning grant from DoD-OEA (ORDIDI grant). The purpose of the grant was twofold: first, to provide direct assistance to suppliers and employees in Oshkosh and surrounding communities, and second, to assist with economy diversification efforts already underway. One diversification effort was the aerospace development cluster project. A portion of the ORDIDI grant was allocated to provide funding to conduct an aerospace cluster study in Oshkosh and develop an associated business plan. The study used industry trends, market opportunities and regional assets to better focus efforts on specific areas of the aerospace/aviation industry. Manufacturing The Oshkosh-Neenah Metropolitan Statistical Area, (MSA) is home to over 300 manufacturing-related businesses employing more than 22,000 people. In fact, manufacturing is the area’s top industry. The economic base for Oshkosh and Winnebago County pertaining to manufacturing has a higher concentration than does the industry in Wisconsin or nationally. As a result, as both a growth and maturing industry, Oshkosh is focused on helping our employers through both opportunities and challenges related to workforce development, international trade, supplier connections, innovation and assistance with regulatory issues. Information Technology Information Technology is such an integral part of business today. Amplify Oshkosh is working to foster awareness and growth of IT in our community. A study completed by Oshkosh community partners called for Oshkosh to continue to provide the necessary resources to existing IT companies and local entrepreneurs that want to grow their businesses in Oshkosh and the New North region. The presence of a strong educational system, including UW-Oshkosh and Fox Valley Technical College, provides a talent base for future employees, as well as core degree programs that will help the IT sector grow. We have a growing network of IT professionals that is being fostered by the growth of these companies and we have the basic infrastructure network in place that has allowed these companies to locate and grow here.  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 4 MAJOR INITIATIVES The City of Oshkosh developed and follow a Strategic Plan for 2019 and 2020. The Vision Statement for the City is that Oshkosh is “A thriving and sustainable community offering abundant opportunities for work and life.” To reach that vision, the mission of the City was to “provide goods and services in pursuit of a safe and vibrant community.” The Strategic Plan was developed around six strategic goals: support economic development; provide a safe, secure, and healthy community; enhance the effectiveness of our city government; improve and maintain our infrastructure; enhance our quality of life services and assets; and strengthen our neighborhoods. Economic Development The strategic goal is to be recognized as a premier community in Wisconsin by fostering entrepreneurial activity, developing and retaining a diverse mix of employees and employment opportunities, and revitalizing the downtown/central city area and the greater Oshkosh area. To accomplish this goal the City objectives include: A) Attract, expand, and retain business and workforce B) Support redevelopment opportunities for central city, waterfront, underutilized properties in the City, and busy corridors C) Continue to develop infrastructure needed to support business and residential development D) Promote and market the City of Oshkosh E) Develop an effective economic development incentive program Safe, Secure, and Healthy Community The strategic goal is to create public safety officials who are trusted, efficient and effective professionals. To accomplish this goal the City objectives include: A) Enhance community trust in Public Safety B) Strengthen relationships with neighborhood organizations and diverse community groups C) Implement strategies and solutions for community risk reduction D) Provide an appropriate level of response to emergencies E) Improve the community’s ability to withstand and recover from disruptive events F) Continue to improve strategies to address substance abuse in the community G) Improve transportation safety within the community H) Strengthen our professional and diverse workforce within public safety I) Enhance crime prevention and community policing strategies  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 5 Enhance the Effectiveness of City Government The strategic goal is to maximize organizational efficiency by successfully achieving City initiatives. To accomplish this goal the City objectives include: A) Recruit, retain, engage, recognize, diversify and develop employees, future leaders and volunteers B) Increase varied programming to support organizational development C) Maximize our financial position based on our capabilities and limitations D) Improve our internal and external communication systems E) Align internal departmental action plans to strategic plan F) Align employee performance to department plans G) Implement/Improve our performance and outcome measurers H) Enhance local engagement with state legislators to increase local control I) Strengthen partnerships and collaboration in diverse community groups (public/private) Improve and Maintain Infrastructure The strategic goal is that a safe and effective infrastructure that provides a framework for full scale community enjoyment. To accomplish this goal the City objectives include: A) Improve City streets, transit, bike, pedestrian and public utilities B) Improve City storm water management C) Execute clear water initiatives D) Improve City buildings and energy efficiency E) Update and Maintain City technology F) Update and maintain City equipment Enhance Quality of Life Services and Assets The strategic goal is that natural, cultural and recreational assets of the city are recognized as a sources of pride for the community. To accomplish this goal the City objectives include: A) Implement Comprehensive Outdoor Recreation Plan (CORP) B) Implement 2018 – 2019 Parks Strategic Plan C) Continue to develop river walk – “Focus On the Water” D) Enhance the Museum’s capacity to recognize, preserve, and interpret the history of our community E) Make progress towards the library’s vision of “A Library in Every Life” F) Establish a long-term funding strategy to support and improve arts and culture Strengthen Our Neighborhoods The strategic goal is that neighborhoods throughout the community are attractive, well maintained, and desirable places to live that inspire positive social interactions among residents. To accomplish this goal the City objectives include: A) Enhance and promote a culture of neighborhood B) Leverage city resources and incentives to encourage private investment in neighborhoods C) Build Awareness for neighborhood development D) Increase owner investment and maintenance in property E) Establish city inter-departmental teams for planning and completing neighborhood projects F) Increase quality and diversity of housing stock  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 6 ACCOUNTING SYSTEM AND BUDGETARY CONTROL The City’s accounting records for general government operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City’s utilities and other enterprise funds are maintained on an accrual basis. In developing and modifying the City’s accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: 1) The safeguarding of assets against loss from unauthorized use or disposition and 2) The reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: 1) The cost of a control should not exceed the benefits likely to be derived and 2) The evaluation of costs and benefits requires estimates and judgment by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained at the department level by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of the departmental balances are not released until additional appropriations are made available. Open encumbrances are reported as reservations of fund balance as of December 31, 2019. GENERAL GOVERNMENT FUNCTIONS City Council The City Council is the legislative and policy making body of the City and is composed of seven Council Members, who are elected at large for two-year terms. The Mayor presides over Council meetings. The Deputy Mayor presides at Council meetings in the Mayor’s absence. The responsibilities of the City Council include: (i) enacting ordinances, resolutions and orders necessary for the proper governing of the City’s affairs; (ii) reviewing and adopting the annual budget; (iii) reviewing and deciding on recommendations from various boards and commissions; (iv) establishing policies and measures to promote the general welfare of the City and safety and health of its citizens; and (v) representing the City at official functions with other governmental agencies and organizations. City Administration The City Manager, Mark A. Rohloff, is the Chief Executive Officer for the City of Oshkosh and is responsible for planning, organizing, and directing the activities of the city, with policy direction from the Common Council. Mr. Rohloff has over 35 years of experience in local government management. The Finance Department is responsible for the following divisions: Finance, Collections, Accounting, Payroll, Parking, and Water/Sewer/Storm Water Utilities. The department assists the City Manager in preparing the City Budget and is responsible for the administration of budgeted funds. The Finance Director is led by Russell Van Gompel, who is assisted by the Assistant Director of Finance, Jennifer Messerschmidt, CPA, whose day-to-day responsibilities include supervising and participating in all general, utility, and special accounting activities of the City.  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 7 Principal Governmental Services Performed by the City Among the services it provides, the city maintains and oversees the capital budget operations of police and fire departments, water and sewerage utilities, parking utility, a public library, a museum, mass transit, planning and zoning, parks and recreation and public works departments. Brief descriptions of these services are set forth below. POLICE DEPARTMENT – The Police Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, includes 100 sworn officers and 29 full and part-time civilian employees, 10 community service officers, and 18 school crossing guards. The full-time mission of the Oshkosh Police Department is to promote public safety and to enhance the quality of life in our community through innovative policing and community partnerships. FIRE DEPARTMENT – The Fire Department provides fire protection to residents within the City and paramedic ambulance service to the City and surrounding communities. The Fire Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, maintains six fire stations, which house the department’s 22 pieces of fire, safety and rescue equipment. The department has 108 full-time employees. PUBLIC LIBRARY – The Oshkosh Public Library serves approximately 34,000 cardholders from Oshkosh and surrounding towns through the main library, library website, and deposit collections. Over 300,000 items in the collections are checked out over 1,000,000 times in a year and over 400,000 visits are made to the library. Pursuant to Ch. 43.54 of the Wisconsin State Statutes, a Library Board of Trustees governs the Library. MUSEUM – The Oshkosh Public Museum serves the community through permanent, traveling, and virtual exhibitions, educational services and programs, publications, and research facilities. The Museum is entrusted with the preservation, care, and documentation of 250,000 objects, as well as historic photographs, film, and archival materials. The Museum is governed by an eleven member Board which includes the Superintendent of Schools, and School Board President. DEPARTMENT OF PARKS – The Department of Parks develops and maintains the City’s 440 acres of park and public areas including recreational facilities, Lakeshore Municipal Golf Course, urban Forestry, Riverside Cemetery, Leach Amphitheater, Pollock Community Water Park, Menominee Park Zoo, multi-purpose trail systems, river walk, round-a-bouts, and Seniors Center. MASS TRANSIT – The Transit System (GO Transit), consists of 16 buses providing service over nine fixed-routes in the City of Oshkosh. An additional intercity route provides service between Oshkosh and Neenah, WI. The intercity route is provided by a contractor. The buses travel over 550,000 miles annually. The transit system also provides four paratransit programs for the community through a service contract. In total, over 1 million rides are provided each year. A seven-member Transit Advisory Board and the Oshkosh Common council govern the activities of GO Transit. PARKING UTILITY – The Parking Utility operates nineteen off-street parking lots, containing 1,679 parking stalls. There are seventeen off-street parking lots in the central business district and two off-street lots in the Oregon Street business area. In 1987, a Business Improvement District was formed in the downtown area. The BID assists in the financing of the downtown lots. A five-member commission provides recommendations for the activities of the utility. PUBLIC WORKS DEPARTMENT – The Public Works Department consists of seven separate divisions as follows: The Engineering Division is responsible for the design and preparation of drawings and specifications for street construction and maintenance, sidewalks, sanitary sewers, water mains, storm sewers, as well as construction management for these projects. The Street Division provides for maintenance of public roadways/alleys/parking lots, and storm/sanitary sewers within those streets. Maintenance of storm sewer facilities includes ditching and drainage work.  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 8 The Central Garage Division is responsible for repair, maintenance, and service of City vehicles in twelve departments. The Sanitation Division provides for collection of solid waste material from residential properties which are one to four units in size. Disposal of this solid waste is governed by agreements with the Winnebago County Solid Waste Management Board. The Sanitation Division is also responsible for the City’s recycling program. The Water Utility operates a sixteen million gallon per day water filtration plant put into operation in 1999, operating 24 hours a day, to provide potable water production and distribution for general public use, industrial and firefighting purposes. The source of water supply is Lake Winnebago. Three underground reservoirs provide 2,500,000 gallons of water storage. Elevated storage consists of two 750,000-gallon tanks, a 1,250,000-gallon tank and a 1,500,000-gallon tank. The Water Distribution Division is in charge of daily and emergency maintenance of all water mains, hydrants, services, and meters. The Sewer Utility operates a 20 million gallon per day (MGD) Wastewater Treatment Facility that provides secondary treatment and discharges the treated wastewater to the Fox River. The Storm Water Utility is responsible for managing storm water runoff generated within the City of Oshkosh. In addition to providing flood reduction benefits, the Storm Water Utility is required to comply with the requirements of the Federal Clean Water Act, administered by the Wisconsin Department of Natural Resources. These requirements include reducing the amount of pollution discharging into Lake Winnebago from the storm water generated within the City of Oshkosh. DEPARTMENT OF TRANSPORTATION – The Department of Transportation maintains and installs all signs, pavement markings, lighting systems, fiber optics, and traffic signals for public streets, parks and city buildings. City Employees The City employs approximately 523 full-time, 95 part-time, and 85 seasonal employees. Of which 14 are officials or administrators, 46 are supervisors/managers, and 202 employees are involved in protective services. Certain groups of employees of the City, including Fire, Police, and Transit are organized into labor unions for purposes of conducting collective bargaining with the City. The contracts are in effect through 2020. All eligible full-time and part-time City employees participate in the Wisconsin Retirement System, with limited seasonal staff also eligible and enrolled. Pursuant to State Law, annual contribution rates are set in June each year by an independent consulting actuary and approved by the Employee Trust Funds Board. The rates based on assumptions concerning mortality, disability, interest rates, retirement age, retirement formula factor and the earnings, age, number of people in each category etc. The City’s total contribution to the Retirement Fund was $3,553,329 for the year ended December 31, 2019. In addition to the above referenced retirement fund, the State administers a plan for four retired employees of the Police and Fire Departments. These individuals had been covered by a private pension plan prior to the City joining the present plan. The City funds retirement contributions to meet current benefit payments to retired employees. The total cost for the year ended December 31, 2019 was $13,774. The accompanying financial statements include all significant operations of the City. A summary of this year’s revenues and expenditures/expenses are included in the Management’s Discussion and Analysis section, which is in the financial section of this audit report.  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 9 DEBT ADMINISTRATION The rates of net bonded debt to assessed valuation and the amount of bonded debt per capita are useful indicators of the City’s debt position to municipal management, citizens, and investors. This data for the City of Oshkosh at the end of 2019 was: AMOUNT RATIO OF DEBT TO EQUALIZED VALUE DEBT PER CAPITA Direct Bonded Debt $130,216,915 3.09%$1,938 Outstanding general obligation bonds at December 31, 2019 totaled $130,216,915. Below is a chart that includes all general obligation debt by activity: Equalized valuation of $4,211,595,500 represented an increase of 3.39% from the preceding year. The City’s investment rating by Moody’s Investors Service as of December 31, 2019 was an Aa3 rating CAPITAL PROJECTS FUNDS The proceeds of general obligation bond issues are accounted for in Capital Projects Funds until improvement projects are completed. At the end of the fiscal year, completed projects are accumulated in the capital asset category for Governmental Activity Funds. GeneralͲ 0401, 87,724,818 LibraryͲ 0239,410,000 SplAssmtͲ 0317, 6,640,000 TIDDISTRICTS, 18,411,098WaterGOͲ0541, 3,815,000 SewerGOͲ 0551, 5,470,000 StormGOͲ 0561, 4,535,000 TransitGOͲ 0511, 1,026,000 ParkingGOͲ 0509,25,000 IndParkGOͲ 0515, 500,000 ConvCtrGOͲ 0503, 1,660,000  Finance Department City Hall, 215 Church Avenue P.O. Box 1130 Oshkosh, WI 54903-1130 920.236.5005 http://www.ci.oshkosh.wi.us 10 INDEPENDENT AUDIT The City is required to have an annual audit of its financial statements by independent certified public accountants selected by the City Council. All audit requirements have been complied with and the auditor's opinions have been included in this report. The unmodified opinions expressed by the auditor, on the City's financial statements, is an assertion that there have been no irresolvable restrictions on the scope of the auditors’ examination and the auditors have no significant exceptions as to the accounting principles reflected in the financial statements, the consistency of application of accounting principles, and the adequacy of information disclosures in the financial statements. ACKNOWLEDGMENTS The preparation of this report on a timely basis could not be accomplished without the efficient and dedicated services of the entire staff of the Department of Finance. We would like to express our appreciation to all members of the Department who assisted and contributed to its preparation. We would also thank the members of the City Council for their interest and support in planning and conducting the financial operations of the City of Oshkosh in a responsible and progressive manner. Respectfully submitted, CITY OF OSHKOSH MARK A. ROHLOFF, City Manager RUSSELL VAN GOMPEL, ICMA-CM, Finance Director JENNIFER L. MESSERSCHMIDT, CPA, Assistant Director of Finance  11 ORGANIZATIONAL CHART   The Voters Mayor & City Council CityManager Administrative Services CityClerk Community Development Finance Fire Legal Library Museum Parks Police PublicWorks Transportation 12 OSHKOSH, WISCONSIN The City of Oshkosh was incorporated in 1853 and is the County seat of Winnebago County. It is located on the western shore of Lake Winnebago in the Fox River Valley 173 miles north of the City of Chicago, Illinois, and 275 miles east of the cities of Minneapolis and St. Paul, Minnesota. The corporate limits of the City encompass approximately 24.24 square miles and the population is currently 66,717. Oshkosh is the perfect place for businesses to call home. With an impressive portfolio of top employers, Oshkosh has the resources that businesses and entrepreneurs need to reach their goals and find success. Oshkosh is home to many successful businesses that are powered by the area’s exceptional workforce. The Oshkosh-Neenah Metropolitan Statistical Area (MSA) has a population of 167,860 according to the U.S. Census reports from 2013. The MSA also has a civilian labor force size of 93,243, according to the U.S. Bureau of Labor Statistics. The city plays host to hundreds of local, regional, national and international events each year—Oshkosh is, after all, Wisconsin’s Event City. GENERAL GOVERNMENT FUNCTIONS The City's government consists of a City Manager who is employed by the Mayor and Council of 6 members who are elected at large to a two term-year term. The City provides a full range of municipal services contemplated by Statute or character. This includes police, fire, streets and sanitation, social services, parks, public improvements, library and museum, mass transit, planning and zoning, and general administrative services. COUNCIL MEMBERS AND PRINCIPAL OFFICERS COUNCIL MEMBERS Name Title Lori Palmeri Mayor Jake Krause Deputy Mayor Debra Allison-Aasby Council Member Michael Ford Council Member Matt Mugerauer Council Member Bob Poeschl Council Member Lynnsey Erickson Council Member PRINCIPAL OFFICERS Name Title Mark A. Rohloff City Manager Russ Van Gompel Director of Finance Jennifer L. Messerschmidt, CPA Asst. Director of Finance CliftonLarsonAllen LLP CLAconnect.com 13 Independent auditors’ report To the Common Council City of Oshkosh, Wisconsin REPORT ON THE FINANCIAL STATEMENTS We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin (the “City”) as of and for the year ended December 31, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. MANAGEMENT’S RESPONSIBILITY FOR THE FINANCIAL STATEMENTS Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. AUDITORS’ RESPONSIBILITY Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors’ judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditors consider internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. OPINIONS In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City as of December 31, 2019, and the respective changes in financial position and, where applicable, cash flows thereof and the budgetary comparison for the General Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. 14 EMPHASIS OF MATTER As described in Note 1.C., during 2019, the City adopted new accounting guidance, Statement No. 84, Fiduciary Activities. In prior years, these amounts were reported in the general fund. Our opinions are not modified with respect to this matter OTHER MATTERS Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis on pages 15 through 21 and the schedules relating to pensions and other postemployment benefits on pages 80 through 82 be presented to supplement the basic financial statements. Such information, although not part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The financial information listed in the table of contents as supplementary information is presented for purposes of additional analysis and is not a required part of the basic financial statements. The supplementary information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the supplementary information is fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. OTHER REPORTING REQUIRED BY GOVERNMENT AUDITING STANDARDS In accordance with Government Auditing Standards, we have also issued our report dated July 31, 2020, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. CliftonLarsonAllen LLP Wausau, Wisconsin July 31, 2020 CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 15 This discussion and analysis of the financial performance of the City of Oshkosh is intended to provide an overview of the City’s financial activities for the fiscal year ended December 31, 2019. Readers are encouraged to consider the information presented here in conjunction with the additional information as furnished in the letter of transmittal and the financial statement which begin on page 1. Financial Highlights x The assets and deferred outflows of resources of the governmental activities of the City exceeded its liabilities and deferred inflows of resources by $124,451,246 (net position) as of December 31, 2019. Of this amount, $44,024,834 may be used to meet the City’s ongoing obligations to citizens and creditors. x During 2019, the City’s governmental activities net position increase by $5,572,637 from 2018, or approximately 5%. x As of December 31, 2019, the City’s governmental funds reported combined ending fund balances of $68,800,615, an increase of $6,831,729. Approximately 50% of this total amount, $34,184,498 is available for spending at the City’s discretion (assigned and unassigned fund balance). x At the close of 2019, the unassigned fund balance for the general fund was $14,256,427, or approximately 31% of total general fund expenditures. The general fund unassigned balance increase by $2,439,308 from 2018. x The City’s total general-obligation debt decrease by $-2,571,690 (-1.9%) during 2019. The key factor in this decrease was the issuance of $21,340,000 of general obligation debt and $23,911,690 of principal payments of general obligation debt. Overview of the Basic Financial Statements Management’s Discussion and Analysis serves as an introduction to the City’s basic financial statements. The City’s basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the basic financial statements. This report also contains required supplemental information and other supplemental information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The government-wide statements are made up of the statement of net position and the statement of activities. The statement of net position presents information on all of the City’s assets, liabilities, and deferred outflows and inflows of resources, with the difference being reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. (e.g., uncollected taxes and earned but unused vacation leave.) Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include: general government, public safety, public works, health and welfare, parks and recreation, transportation, community development, and TIF districts. The business-type activities of the City include mass transit services, water utility, sewer utility, parking utility, Oshkosh redevelopment project, industrial park, golf course, storm water utility and inspection services. The government-wide financial statements include not only the City itself (known as the primary government), but also a legally separate Redevelopment Authority (component unit) for which the City is financially accountable. Financial information for the component unit is reported separately from the financial information presented for the primary government itself. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 16 Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government- wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. This comparison may help readers better understand the long-term impact of the City’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 73 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the general fund, debt service fund, and special assessment improvement funds which are considered to be major funds. Data from the other 70 governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for the general fund, certain special revenue funds, and the debt service fund. As part of the basic governmental fund financial statements, budgetary comparison statements have been provided for the general fund to demonstrate compliance with the budget. Proprietary funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City maintains 9 individual enterprise funds. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City maintains 4 individual internal service funds. Because these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the transit, water utility, sewer utility, and storm water utility, all of which are considered to be major funds of the City. Data from the other 5 enterprise funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor enterprise funds is provided in the form of combining statements elsewhere in this report. The 4 internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the basic financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 17 Required Supplementary Information. The required supplementary information provides information and disclosures related to the City’s other post-employment benefits and pension plan. The required supplementary information can be found immediately following the footnotes. Other information. The combining statements referred to earlier in connection with nonmajor governmental funds, nonmajor enterprise funds and internal service funds are presented as supplementary information immediately following the required supplementary information. Government-wide Financial Analysis Net position. As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $352,299,547 and $334,101,246 at the close of 2019 and 2018, respectively. 2019 2018 2019 2018 2019 2018 Current and other assets 137,948,706$ 136,650,822$ 88,889,731$ 81,942,261$ 226,838,437$ 218,593,083$ Capital assets 163,897,519 158,239,206 357,345,319 343,328,127 521,242,838$ 501,567,333$ Total assets 301,846,225 294,890,028 446,235,050 425,270,388 748,081,275 720,160,416 Deferred outflows of resources 28,333,489 15,966,286 4,923,720 2,883,482 33,257,209 18,849,768 Long-term liabilities outstanding 137,045,359 125,252,931 216,721,665 206,001,644 353,767,024 331,254,575 Other liabilities 9,521,850 8,211,833 3,282,726 3,206,293 12,804,576 11,418,126 Total liabilities 146,567,209 133,464,764 220,004,391 209,207,937 366,571,600 342,672,701 Deferred inflows of resources 59,161,259 58,512,941 3,306,078 3,723,296 62,467,337 62,236,237 Net position: Net investment in capital assets 47,319,281 43,812,963 145,221,685 140,276,752 192,540,966 184,089,715 Restricted 33,107,131 27,951,509 16,792,800 16,279,781 49,899,931 44,231,290 Unrestricted 44,024,834 47,114,137 65,833,816 58,666,104 109,858,650 105,780,241 Total net position 124,451,246$ 118,878,609$ 227,848,301$ 215,222,637$ 352,299,547$ 334,101,246$ City of Oshkosh's Net Position December 31, 2019 and 2018 Governmental Activities Business-type Activities Total Primary Government By far the largest portion of the City’s net position (55%) and (55%) for 2019 and 2018, respectively, reflects its investment in capital assets (e.g. land, buildings, machinery and equipment, infrastructure, etc.), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although, the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City’s net position (14%) and (13%) for 2019 and 2018, respectively, represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($109,858,650) and ($105,780,241) for 2019 and 2018, respectively, may be used to meet the City’s ongoing obligations to citizens and creditors. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 18 Change in net position. Governmental activities increased the City’s net position by $5,572,637 in 2019 and increased by $19,127,459 in 2018. Business-type activities increased the City’s net position by $12,625,664 in 2019 and by $17,005,474 in 2018. Total net position of the City increased in 2019 by $18,198,301 and in 2018 by $36,132,933. Key elements of this change are as follows: 2019 2018 2019 2018 2019 2018 Revenues: Program revenues: Charges for services 12,421,283$ 12,154,228$ 46,500,572$ 44,365,194$ 58,921,855$ 56,519,422$ Operating grants & contributions 7,296,173 7,382,098 4,226,850 3,110,752 11,523,023 10,492,850 Capital grants & contributions 2,574,279 5,997,060 1,911,582 5,085,796 4,485,861 11,082,856 General revenues Property & other taxes 42,712,123 44,127,381 947,700 920,600 43,659,823 45,047,981 Grants & contributions not restricted to specific programs 13,092,274 14,004,464 - - 13,092,274 14,004,464 Other 3,599,338 1,338,740 1,316,897 2,959,743 4,916,235 4,298,483 Total revenues 81,695,470 85,003,971 54,903,601 56,442,085 136,599,071 141,446,056 Expenses: General government 7,206,740 6,994,718 - - 7,206,740 6,994,718 Public safety 31,705,030 28,413,351 - - 31,705,030 28,413,351 Public works 15,888,569 13,759,356 - - 15,888,569 13,759,356 Transportation 1,081,675 712,193 - - 1,081,675 712,193 Health & Human Services 1,013,157 934,016 - - 1,013,157 934,016 Culture & recreation 9,395,932 9,363,655 - - 9,395,932 9,363,655 Conservation & development 8,690,720 2,398,993 - - 8,690,720 2,398,993 Unclassified 875,692 1,149,873 - - 875,692 1,149,873 Interest & Fiscal charges 3,267,500 3,521,757 - - 3,267,500 3,521,757 Transit utility - - 5,373,317 5,252,110 5,373,317 5,252,110 Water utility - - 11,119,434 10,863,872 11,119,434 10,863,872 Sewer utility - - 12,647,065 11,962,807 12,647,065 11,962,807 Storm water utility - - 7,184,160 6,911,334 7,184,160 6,911,334 Non Major Funds - - 2,951,779 3,075,088 2,951,779 3,075,088 Total expenses 79,125,015 67,247,912 39,275,755 38,065,211 118,400,770 105,313,123 Transfers 3,002,182 1,371,400 (3,002,182) (1,371,400) - - Total expenses and transfers 76,122,833 65,876,512 42,277,937 39,436,611 118,400,770 105,313,123 Change in net position 5,572,637 19,127,459 12,625,664 17,005,474 18,198,301 36,132,933 Net position - January 1 118,878,609 99,751,150 215,222,637 198,217,163 334,101,246 297,968,313 Prior period adjustment - - - - - - Net position - January 1, restated 118,878,609 99,751,150 215,222,637 198,217,163 334,101,246 297,968,313 Net position - December 31 124,451,246$ 118,878,609$ 227,848,301$ 215,222,637$ 352,299,547$ 334,101,246$ Governmental Activities Business-type Activities Total Primary Government City of Oshkosh's Change in Net Position For Years Ended December 31, 2019 and 2018 Property and other taxes decreased by $-1,388,158 (-3.1%) and increased by $1,616,167 (3.7%) in 2018. Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City’s net resources available for spending at the end of the fiscal year. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 19 As of December 31, 2019 and 2018, the City’s governmental funds reported combined ending fund balances of $68,800,615 and $61,968,886, an increase of $6,831,729 and an increase of $9,705,178 in 2018. Of the total fund balance, $4,338,322 and $2,774,320 constitutes unassigned fund balance, which is available for spending at the City’s discretion. The remainder of fund balance is nonspendable, restricted, committed or assigned to indicate that it is not available for new spending because it has already been committed as follows: 2019 2018 Nonspendable Inventories and prepaid items 150,934$ 83,851$ Receivables from other funds 703,921 - Total nonspendable 854,855$ 83,851$ Restricted for Construction of assets 12,774,151$ 14,305,655$ Debt service 2,189,515 1,092,465 Special purposes 2,794,012 5,915,198 Trust agreements 11,272,813 10,355,777 Total restricted 29,030,491$ 31,669,095$ Committed to Special purposes 4,541,964$ 5,000,463$ Assigned to Subsequent year's budget 49,180$ 161,205$ Special purposes 5,508,363 - Construction of assets 24,477,440 22,279,952 Total assigned 30,034,983$ 22,441,157$ City of Oshkosh's Governmental Fund Balances Details of these fund balance categories can be found in Note J – Fund Equity. The general fund is the chief operating fund of the City. At the end of 2019 and 2018, unassigned fund balance of the general fund was $14,256,427 and $11,817,119, respectively, while total fund balance reached $14,456,541 and $12,062,175 respectively. As a measure of the general fund’s liquidity, it may be useful to compare both unassigned fund balance to total fund expenditures. Unassigned fund balance represents 31% and 31% of total general fund expenditures. The fund balance of the City’s general fund increased by $2,394,366 in 2019. The debt service fund has a total fund balance of $2,189,515 as of December 31, 2019, an increase of $1,097,050 from December 31, 2018. Proprietary funds. The City’s proprietary funds provide the same type of information found in the City’s government-wide financial statements, but in more detail. Unrestricted net position of the proprietary funds at the end of the 2019 and 2018 amounted to $65,833,816 and $58,666,104, respectively. Net position increased $12,625,664 in 2019 and increased $17,005,474 in 2018. Other factors concerning the finances of these funds have already been addressed in the discussion of the City’s business-type activities. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 20 General Fund Budgetary Highlights Generally the original budget is rarely modified. During 2019 actual revenues were greater than budgeted revenues by $1,998,483, primarily in intergovernmental charges for services. Actual expenditures were less than budgeted by $470,743 which left a total budget unspent of $2,469,226. During 2018 actual revenues were less than budgeted revenues by $1,383,229, primarily in public charges for services and intergovernmental revenue. Actual expenditures were less than budgeted by $173,754, which left a total budget unspent of $1,556,983. Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business-type activities as of December 31, 2019 and 2018, amounted to $521,242,837and $501,567,381 (net of accumulated depreciation), respectively. This investment in capital assets includes land, land improvements, buildings, machinery and equipment, vehicles, public domain infrastructure (highways and bridges), and construction in progress. The City’s capital assets increased by $19,675,456 or 4% for 2019 and increased by $25,282,873 or 5% for 2018. Major capital asset acquired or constructed during the years ended 2019 and 2018 include: x The governmental activities include constructed streets in the amount of $8,184,402 and $8,827,616, purchased land in the amount of $1,326,310 and $0, vehicles in the amount of $1,295,133 and $461,477, and building improvements and contents in the amount of $444,605 and $4,463,567, respectively. x The business-type activities purchased additional land and improvements in the amount of $0 and $0, and improvements to water, sewer and storm water utilities in the amount of $11,337,010 and $9,522,041, respectively. 2019 2018 2019 2018 2019 2018 Land 20,787,450$ 21,036,008$ 12,787,605$ 12,821,920$ 33,575,055$ 33,857,928$ Construction in progress 3,925,983 5,728,640 16,421,290 5,613,801 20,347,273 11,342,441 Buildings & systems 49,085,468 48,848,996 299,609,488 296,573,131 348,694,956 345,422,127 Infrastructure 62,963,046 57,098,374 - - 62,963,046 57,098,374 Machinery and equipment 27,135,572 25,527,236 28,526,936 28,319,275 55,662,508 53,846,511 Total 163,897,519$ 158,239,254$ 357,345,319$ 343,328,127$ 521,242,838$ 501,567,381$ City of Oshkosh's Capital Assets Governmental Activities Business-type Activities Total Primary Government Long-term debt. At the end of 2019 and 2018, the City had total bonded debt outstanding of $318,982,982and $311,056,385, respectively. Of this amount, $130,216,914and $132,788,606, respectively, comprises debt backed by the full faith and credit of the government. The remainder of the City’s debt represents bonds secured solely 2019 2018 2019 2018 2019 2018 General obligation debt: Bonds & notes 113,185,916$ 112,180,096$ 17,031,000$ 20,608,510$ 130,216,916$ 132,788,606$ Total general obligation debt 113,185,916 112,180,096 17,031,000 20,608,510 130,216,916 132,788,606 Revenue bonds - - 188,766,068 178,267,779 188,766,068 178,267,779 Total 113,185,916$ 112,180,096$ 205,797,068$ 198,876,289$ 318,982,984$ 311,056,385$ City of Oshkosh's Outstanding Debt Governmental Activities Business-type Activities Total Primary Government CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis 21 The City’s total debt increased by $7,926,599 (2.5%) in 2019 and decreased by $8,545,659 (-2.7%) in 2018. The City maintains an Aa3 rating from Moody’s Investors Service for its general obligation debt as of December 31, 2019. The water utility and sewer utility both maintain an Aa3 rating, while the storm water utility maintains an A1 rating from Moody’s Investors Service for their respective revenue bonds as of December 31, 2019. State statutes limit the amount of general obligation debt the City may issue to 5% of its total equalized valuation. The debt limitation for 2019 and 2018 for the City was $ 210,579,775 and $203,684,130, respectively, which is significantly in excess of the City’s $130,216,914 and $132,788,606 outstanding general obligation debt. Economic Factors and Next Year’s Budgets and Rates The City of Oshkosh is located in northeastern Wisconsin along the western shores of Lake Winnebago. Oshkosh has the resources that business and entrepreneurs need to reach their goals and find success. Oshkosh is home many successful businesses that are powered by the area’s exceptional workforce. The City plays host to hundreds of local, regional, national and international events each year. The economic condition and outlook of the City has remained fairly stable based on a relatively healthy mix of manufacturing, tourism, service industry and retail activities which support our tax base. Inflationary trends in our region compare favorably to national indices. The City adopts operating budgets for its governmental funds (General, Special Revenue, Debt Service, and Capital Projects) and enterprise funds (Water, Sewer, and Stormwater Utilities). The 2020 fiscal year combined operating budget includes $147.2 million in projected revenues and $137 million in projected expenditures and transfers. Funding for the operating budget of the City is provided from many sources, including property taxes, room taxes, grants and aids from the State and County, user fees, permits and licenses, fines, and other miscellaneous revenues. Several revenue sources are more sensitive to economic factors, in particular building permits, room taxes and investment earnings. The 2020 budget was developed to consider then current expectations for such revenue sources compared to 2019 actual results, reflecting the economic outlook at that time coupled with known development projects. Comparatively strong new construction values provided property tax levy flexibility, which is expected to continue for the 2021 budget. Expenditures for salaries, which represent the single largest operating cost, continue to be moderate given the low inflation economy and active labor relations efforts. An additional factor limiting such costs was the passage of Wisconsin Act 10 in 2011 which mandated employee payment of pension contributions for most employee groups. All eligible city employees contributed towards the pension program. The City’s ongoing cost control efforts towards management of health care costs resulted in no increase in budgeted health care premium contributions charged to department budgets. The 2020 operating budget does not contain significant major initiatives. Capital budgets maintained an emphasis on enhancing maintenance of City facilities and infrastructure. In December 2019, a novel strain of coronavirus was reported in Wuhan, Hubei province, China. In the first several months of 2020, the virus, SARS-CoV-2, and resulting disease, COVID-19, spread to the United States, including to areas impacting the City. The City’s evaluation of the effects of these events is ongoing; however we anticipate this situation could negatively impact a number of revenue streams, including hotel room taxes, permits, investment revenue and potentially a variety of state aid resources. The extent of the impact of COVID-19 on the City’s operational and financial performance will depend on future developments, including the duration and spread of the outbreak and related governmental or other regulatory actions. Contacting the City’s Financial Management This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the City’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to City of Oshkosh Finance Office, P. O. Box 1130, Oshkosh, Wisconsin 54903-1130. 22 City of Oshkosh, Wisconsin STATEMENT OF NET POSITION DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION AS OF DECEMBER 31, 2018 Com onent Unit Governmental Business-t e Totals Redevelo ment Activities Activities 2019 2018 Authorit ASSETS Cash and investments 76,562,563$ 51,086,390$ 127,648,953$ 106,478,384$ 136,737$ Receivables Taxes and s ecial char es 44,387,912 809,500 45,197,412 43,109,974 - Delin uent taxes 42,477 - 42,477 48,221 - Accounts 3,447,105 8,114,837 11,561,942 16,727,036 - S ecial assessments 8,772,694 - 8,772,694 9,868,296 - Loans 4,600,028 - 4,600,028 4,129,693 - Internal balances 288,250 288,250 - - - Due from other overnments 273,241 1,585,417 1,858,658 2,367,883 - Inventories and re aid items 150,934 2,210,290 2,361,224 2,417,215 6,081 Assets held for resale - 6,385,630 6,385,630 6,549,663 - Restricted assets Cash and investments - 18,409,417 18,409,417 17,234,100 - Net ension asset - - - 9,662,570 - Ca ital assets, nonde reciable 24,713,433 29,208,895 53,922,328 45,200,369 - Ca ital assets, de reciable 139,184,086 328,136,424 467,320,510 456,367,012 19,218,899 Total assets 301,846,225 446,235,050 748,081,275 720,160,416 19,361,717 DEFERRED OUTFLOWS OF RESOURCES Loss on advance refundin 376,994 221,388 598,382 690,941 - Pension related amounts 27,652,455 4,648,574 32,301,029 17,771,292 - Other ostem lo ment related amounts 304,040 53,758 357,798 387,535 - Total deferred outflows of resources 28,333,489 4,923,720 33,257,209 18,849,768 - LIABILITIES Accounts a able 4,709,340 469,399 5,178,739 4,154,195 826 Accrued and other current liabilities 2,406,006 1,000,000 3,406,006 3,715,161 - Due to other overnments - 116,006 116,006 119,606 - Accrued interest a able 523,388 1,663,366 2,186,754 1,679,268 - S ecial de osits 1,857,116 19,752 1,876,868 1,697,442 - Unearned revenues 26,000 14,203 40,203 52,454 - Lon -term obli ations Due within one ear 14,115,095 14,588,646 28,703,741 24,700,745 - Due in more than one ear 106,909,452 199,316,811 306,226,263 299,445,461 - Net ension liabilit 10,202,056 1,721,522 11,923,578 - - Other ostem lo ment benefits 5,818,756 1,094,686 6,913,442 7,108,369 - Total liabilities 146,567,209 220,004,391 366,571,600 342,672,701 826 DEFERRED INFLOWS OF RESOURCES Pro ert taxes levied for subse uent ear 44,387,912 809,500 45,197,412 43,109,974 - Deferred ain on refundin 12,075 - 12,075 26,053 - Pension related amounts 14,125,187 2,383,524 16,508,711 19,070,042 - Other ostem lo ment related amounts 636,085 113,054 749,139 30,168 - Total deferred inflows of resources 59,161,259 3,306,078 62,467,337 62,236,237 - NET POSITION Net investment in ca ital assets 47,319,281 145,221,685 192,540,966 184,089,715 19,218,899 Restricted 33,107,131 16,792,800 49,899,931 44,231,290 - Unrestricted 44,024,834 65,833,816 109,858,650 105,780,241 141,992 Total net osition 124,451,246$ 227,848,301$ 352,299,547$ 334,101,246$ 19,360,891$ The notes to the basic financial statements are an inte ral part of this statement. 23 City of Oshkosh, Wisconsin STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2018 Program Revenues Operating Capital Grants Charges for Grants and and Functions/Programs Expenses Services Contributions Contributions GOVERNMENTAL ACTIVITIES General government 7,206,740$ 1,602,025$ 6,000$ -$ Public safety 31,705,030 3,575,002 890,664 159,892 Public works 15,888,569 4,770,871 3,405,844 2,414,387 Transportation 1,081,675 46,162 - - Health and human services 1,013,157 150,266 173,888 - Culture and recreation 9,395,932 1,038,940 1,110,699 - Conservation and development 8,690,720 1,238,017 1,709,078 - Unclassified 875,692 - - - Interest and fiscal charges 3,267,500 - - - Total governmental activities 79,125,015 12,421,283 7,296,173 2,574,279 BUSINESS-TYPE ACTIVITIES Transit utility 5,373,317 1,116,993 4,226,850 - Water utility 11,119,434 16,109,837 - 562,123 Sewer utility 12,647,065 15,192,344 - 676,267 Storm water utility 7,184,160 10,753,050 - 673,192 Parking utility 253,594 155,996 - - Oshkosh redevelopment project 1,640,921 1,947,913 - - Industrial park 26,875 184,921 - - Golf course 77,390 - - - Inspection services 952,999 1,039,518 - - Total business-t e activities 39,275,755 46,500,572 4,226,850 1,911,582 Total rimar overnment 118,400,770$ 58,921,855$ 11,523,023$ 4,485,861$ Component Unit Redevelopment Authority 826$ 9,357$ -$ 1,500,000$ General revenues Taxes Property taxes, levied for general purposes Property taxes, levied for debt service Property taxes, tax increments Other taxes Federal and state grants and other contributions not restricted to specific functions Interest and investment earnings Miscellaneous Gain on sale of asset Transfers Total general revenues and transfers Change in net position Net position - January 1 Net position - December 31 The notes to the basic financial statements are an integral part of this statement. 24 Net (Expense) Revenue Component and Changes in Net Position Unit Governmental Business-type Totals Redevelopment Activities Activities 2019 2018 Authority (5,598,715)$ -$ (5,598,715)$ (4,945,067)$ -$ (27,079,472) - (27,079,472) (24,445,086) - (5,297,467) - (5,297,467) (1,765,349) - (1,035,513) - (1,035,513) (662,787) - (689,003) - (689,003) (574,851) - (7,246,293) - (7,246,293) (6,709,219) - (5,743,625) - (5,743,625) 2,011,999 - (875,692) - (875,692) (1,102,409) - (3,267,500) - (3,267,500) (3,521,757) - (56,833,280) - (56,833,280) (41,714,526) - - (29,474) (29,474) 1,341,881 - - 5,552,526 5,552,526 4,857,345 - - 3,221,546 3,221,546 2,875,818 - - 4,242,082 4,242,082 5,138,642 - - (97,598) (97,598) (123,393) - - 306,992 306,992 90,747 - - 158,046 158,046 115,680 - - (77,390) (77,390) (103,222) - - 86,519 86,519 303,033 - - 13,363,249 13,363,249 14,496,531 - 56,833,280 13,363,249 43,470,031 27,217,995 - - - - - 1,508,531 27,149,155 947,700 28,096,855 27,008,661 - 11,451,100 - 11,451,100 10,985,500 - 3,708,374 - 3,708,374 6,731,857 - 403,494 - 403,494 321,963 - 13,092,274 - 13,092,274 14,004,464 - 2,171,166 1,307,437 3,478,603 1,755,058 - 1,385,542 7,810 1,393,352 2,519,273 3,346 42,630 1,650 44,280 24,152 - 3,002,182 (3,002,182) - - - 62,405,917 (737,585) 61,668,332 63,350,928 3,346 5,572,637 12,625,664 18,198,301 36,132,933 1,511,877 118,878,609 215,222,637 334,101,246 297,968,313 17,849,014 124,451,246$ 227,848,301$ 352,299,547$ 334,101,246$ 19,360,891$ 25 City of Oshkosh, Wisconsin BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION AS OF DECEMBER 31, 2018 Special Other Assessment Governmental General Debt Service Improvement Funds ASSETS Cash and investments 5,289,312$ 2,190,015$ 5,183,283$ 60,844,994$ Receivables Taxes and special char es 19,988,377 12,070,600 - 12,371,412 Accounts 2,884,980 - - 562,125 Special assessments 452,810 - 8,319,884 - Loans - - - 4,600,028 Due from other funds 8,348,525 - - 1,394,397 Due from other governments 23,241 - - 250,000 Inventories and prepaid items 150,934 - - - Deposit with GO HNI - - - 209,868 Total assets 37,138,179$ 14,260,615$ 13,503,169$ 80,232,824$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 318,679$ 500$ -$ 4,388,027$ Accrued and other current liabilities 2,406,006 - - - Due to other funds - - - 10,031,172 Special deposits 11,053 - 1,466,334 379,729 Unearned revenues - - - 26,000 Total liabilities 2,735,738 500 1,466,334 14,824,928 Deferred inflows of resources Property taxes levied for subsequent year 19,945,900 12,070,600 - 12,371,412 Grants - - - 250,000 Loans receivable - - - 4,600,028 Special charges assessed - - 8,068,732 - Total deferred inflows of resources 19,945,900 12,070,600 8,068,732 17,221,440 Fund balances Nonspendable 150,934 - 703,921 - Restricted - 2,189,515 - 26,840,976 Committed - - - 4,541,964 Assigned 49,180 - 3,264,182 26,721,621 Unassigned 14,256,427 - - (9,918,105) Total fund balances 14,456,541 2,189,515 3,968,103 48,186,456 Total liabilities, deferred inflows of resources, and fund balances 37,138,179$ 14,260,615$ 13,503,169$ 80,232,824$ The notes to the basic financial statements are an integral part of this statement. 26 Totals 2019 2018 73,507,604$ 73,415,755$ 44,430,389 42,210,495 3,447,105 3,461,116 8,772,694 9,462,522 4,600,028 4,129,693 9,742,922 3,944,366 273,241 532,853 150,934 83,851 209,868 204,380 145,134,787$ 137,445,031$ 4,707,206$ 3,110,269$ 2,406,006 2,715,161 10,031,172 11,943,500 1,857,116 1,679,042 26,000 26,000 19,027,500 19,473,972 44,387,912 42,162,274 250,000 - 4,600,028 4,129,693 8,068,732 9,710,206 57,306,672 56,002,173 854,855 83,851 29,030,491 31,669,095 4,541,964 5,000,463 30,034,983 22,441,157 4,338,322 2,774,320 68,800,615 61,968,886 145,134,787$ 137,445,031$ 27 City of Oshkosh, Wisconsin BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION AS OF DECEMBER 31, 2018 2019 2018 RECONCILIATION TO THE STATEMENT OF NET POSITION Total fund balances as shown on previous page 68,800,615$ 61,968,886$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not current financial resources and therefore are not reported in the funds. 163,897,519 158,239,254 Long-term assets are not available; therefore, are not reported in the funds: Special assessments 8,068,732 9,460,206 Loans receivable 4,600,028 4,129,693 Grants 250,000 250,000 Net pension asset - 8,258,428 Net position of the internal service funds are reported in the statement of net position as governmental activities 2,833,036 2,861,843 Some deferred outflows and inflows of resources reflect changes in long-term liabilities and are not reported in the funds. Loss on advance refunding 376,994 432,750 Gain on advance refunding (12,075) (26,053) Deferred outflows related to pensions 27,652,455 15,204,598 Deferred inflows related to pensions (14,125,187) (16,298,830) Deferred outflows related to other postemployment benefits 303,830 328,700 Deferred inflows related to other postemployment benefits (635,596) (25,784) Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. Bonds and notes payable (113,185,916) (112,180,096) Premium on debt (3,297,441) (2,652,892) Compensated absences (4,541,190) (4,434,862) Net pension liability (10,202,056) - Other postemployment benefit (5,809,114) (5,975,643) Accrued interest on long-term obligations (523,388) (661,589) Net position of governmental activities as reported on the statement of net position (see page 22) 124,451,246$ 118,878,609$ The notes to the basic financial statements are an integral part of this statement. 28 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2018 Special Other Assessment Governmental General Debt Service Improvement Funds REVENUES Taxes 19,579,776$ 11,451,100$ -$ 11,494,774$ Special assessments - - 3,649,741 140,610 Intergovernmental 16,559,976 - - 3,004,671 Licenses and permits 1,020,195 - - 108 Fines and forfeits 901,931 - - 2,319 Public charges for services 3,770,038 - - 1,939,054 Intergovernmental charges for services 4,592,204 - - - Miscellaneous 1,109,563 319,917 - 3,609,406 Total revenues 47,533,683 11,771,017 3,649,741 20,190,942 EXPENDITURES Current General government 6,258,147 - - - Public safety 26,855,672 - - 237,986 Public works 6,167,754 - - 3,485,272 Transportation 749,739 - - - Health and human services - - - 948,483 Culture and recreation 2,246,909 - - 5,819,506 Conservation and development 2,930,264 - - 3,477,479 Unclassified 871,824 - - - Debt service Principal - 10,787,521 530,000 3,676,661 Interest and fiscal charges 2,450 2,782,261 213,004 652,972 Capital outlay 56,558 - 120,302 17,403,960 Total expenditures 46,139,317 13,569,782 863,306 35,702,319 Excess of revenues over (under) expenditures 1,394,366 (1,798,765) 2,786,435 (15,511,377) OTHER FINANCING SOURCES (USES) Long-term debt issued - 1,964,500 - 14,035,500 Premium on debt issued - 931,315 - - Proceeds from sale of capital assets - - - 27,573 Transfers in 1,000,000 - - 2,276,732 Transfers out - - - (274,550) Total other financing sources (uses) 1,000,000 2,895,815 - 16,065,255 Net change in fund balances 2,394,366 1,097,050 2,786,435 553,878 Fund balances - January 1 12,062,175 1,092,465 1,181,668 47,632,578 Fund balances - December 31 14,456,541$ 2,189,515$ 3,968,103$ 48,186,456$ The notes to the basic financial statements are an integral part of this statement. 29 Totals 2019 2018 42,525,650$ 43,928,857$ 3,790,351 3,408,853 19,564,647 22,494,060 1,020,303 1,010,623 904,250 763,489 5,709,092 4,526,077 4,592,204 3,883,174 5,038,886 5,052,408 83,145,383 85,067,541 6,258,147 6,653,597 27,093,658 26,608,996 9,653,026 10,331,819 749,739 719,561 948,483 938,160 8,066,415 7,670,084 6,407,743 5,525,721 871,824 1,079,471 14,994,182 12,017,594 3,650,687 3,724,439 17,580,820 13,239,606 96,274,724 88,509,048 (13,129,341) (3,441,507) 16,000,000 11,440,000 931,315 328,285 27,573 7,000 3,276,732 6,974,789 (274,550) (5,603,389) 19,961,070 13,146,685 6,831,729 9,705,178 61,968,886 52,263,708 68,800,615$ 61,968,886$ 30 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2018 2019 2018 RECONCILIATION TO THE STATEMENT OF ACTIVITIES Net change in fund balances as shown on previous page 6,831,729$ 9,705,178$ Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital assets reported as capital outlay in governmental fund statements 17,069,879 16,649,594 Depreciation expense reported in the statement of activities (11,080,167) (10,447,614) Net book value of disposals (331,447) (53,353) Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are reported in the statement of activities when earned. (921,139) 4,109,637 Debt issued provides current financial resources to governmental funds, but issuing debt increases long-term liabilities in the statement of net position. Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net position. Long-term debt issued (16,000,000) (11,440,000) Premium on debt issued (931,315) (328,285) Principal repaid 14,994,180 12,017,594 Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in the governmental funds: Accrued interest on long-term debt 138,201 15,559 Amortization of premiums, discounts and loss on advance refunding 244,988 187,123 Compensated absences (106,328) (129,093) Net pension asset (8,258,428) 8,258,428 Net pension liability (10,202,056) 2,248,061 Deferred outflows of resources related to pensions 12,447,857 (2,178,799) Deferred inflows of resources related to pensions 2,173,643 (9,175,445) Deferred outflows of resources related to other postemployment benefits (24,870) 328,700 Deferred inflows of resources related to other postemployment benefits (609,812) (25,784) Other postemployment benefits 166,529 (727,301) Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue (expense) of the internal service funds is reported with governmental activities. (28,807) 113,259 Change in net position of governmental activities as reported in the statement of activities (see pages 23 - 24) 5,572,637$ 19,127,459$ The notes to the basic financial statements are an integral part of this statement. 31 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 19,514,400$ 19,514,400$ 19,579,776$ 65,376$ Intergovernmental 16,358,000 16,358,000 16,559,976 201,976 Licenses and permits 979,100 979,100 1,020,195 41,095 Fines and forfeits 707,500 707,500 901,931 194,431 Public charges for services 3,283,700 3,283,700 3,770,038 486,338 Intergovernmental charges for services 3,776,900 3,776,900 4,592,204 815,304 Miscellaneous 915,600 915,600 1,109,563 193,963 Total revenues 45,535,200 45,535,200 47,533,683 1,998,483 EXPENDITURES Current General government 6,493,500 6,357,900 6,258,147 99,753 Public safety 27,308,600 27,408,960 26,855,672 553,288 Public works 6,614,900 6,614,900 6,167,754 447,146 Transportation 750,000 750,000 749,739 261 Culture and recreation 2,189,300 2,189,300 2,246,909 (57,609) Conservation and development 1,961,900 1,953,900 2,930,264 (976,364) Unclassified 716,400 1,274,500 871,824 402,676 Debt service Interest and fiscal charges - - 2,450 (2,450) Capital outlay 10,000 60,600 56,558 4,042 Total expenditures 46,044,600 46,610,060 46,139,317 470,743 Excess of revenues over (under) expenditures (509,400) (1,074,860) 1,394,366 2,469,226 OTHER FINANCING SOURCES Transfers in 1,000,000 1,000,000 1,000,000 - Net change in fund balance 490,600 (74,860) 2,394,366 2,469,226 Fund balance - January 1 12,062,175 12,062,175 12,062,175 - Fund balance - December 31 12,552,775$ 11,987,315$ 14,456,541$ 2,469,226$ The notes to the basic financial statements are an integral part of this statement. 32 City of Oshkosh, Wisconsin STATEMENT OF NET POSITION PROPRIETARY FUNDS DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION AS OF DECEMBER 31, 2018 Enterprise Funds Transit Water Sewer Storm Water Nonmajor Utility Utility Utility Utility Funds ASSETS Current assets Cash and investments 1,405,523$ 15,470,669$ 12,461,552$ 19,045,902$ 2,702,744$ Receivables Taxes and special charges 809,500 - - - - Customer accounts 256,178 2,785,604 3,141,273 1,810,474 121,308 Special assessments - - - - - Due from other funds - - 3,136,355 - - Due from other governments 1,585,417 - - - - Inventories and prepaid items 461,475 990,397 547,968 189,436 21,014 Total current assets 4,518,093 19,246,670 19,287,148 21,045,812 2,845,066 Noncurrent assets Restricted assets Cash and investments - 5,313,939 6,657,395 6,438,083 - Other assets Assets held for resale - - - - 6,385,630 Net pension asset - - - - - Total other assets - - - - 6,385,630 Capital assets Nondepreciable 367,811 5,399,806 5,625,701 12,780,495 5,035,082 Depreciable 5,692,039 102,270,887 109,896,730 102,501,726 7,775,042 Total capital assets 6,059,850 107,670,693 115,522,431 115,282,221 12,810,124 Total assets 10,577,943 132,231,302 141,466,974 142,766,116 22,040,820 DEFERRED OUTFLOWS OF RESOURCES Loss on advance refunding - 78,997 142,391 - - Pension related amounts 1,124,316 1,248,015 1,392,324 549,456 334,463 Other postemployment related amounts 9,819 15,525 17,080 6,924 4,410 Total deferred outflows of resources 1,134,135 1,342,537 1,551,795 556,380 338,873 The notes to the basic financial statements are an integral part of this statement. 33 Governmental Activities - Totals Internal Service Funds 2019 2018 2019 2018 51,086,390$ 29,967,434$ 2,845,091$ 2,890,815$ 809,500 947,700 - - 8,114,837 13,265,920 - - - 405,774 - - 3,136,355 12,550,726 - - 1,585,417 1,835,030 - - 2,210,290 2,333,364 - - 66,942,789 61,305,948 2,845,091 2,890,815 18,409,417 17,234,100 - - 6,385,630 6,549,663 - - - 1,404,142 - - 6,385,630 7,953,805 - - 29,208,895 18,435,721 - - 328,136,424 324,892,406 - - 357,345,319 343,328,127 - - 449,083,155 429,821,980 2,845,091 2,890,815 221,388 258,191 - - 4,648,574 2,566,694 - - 53,758 58,597 210 238 4,923,720 2,883,482 210 238 34 City of Oshkosh, Wisconsin STATEMENT OF NET POSITION PROPRIETARY FUNDS DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION AS OF DECEMBER 31, 2018 Enterprise Funds Transit Water Sewer Storm Water Nonmajor Utility Utility Utility Utility Funds LIABILITIES Current liabilities Accounts payable 130,407$ 88,680$ 111,212$ 18,098$ 121,002$ Accrued and other current liabilities - 1,000,000 - - - Due to other funds - - - - 2,848,105 Due to other governments 116,006 - - - - Special deposits 1,352 - 13,400 - 5,000 Unearned revenue 3,460 - - - 10,743 Current portion of long-term debt 140,000 4,727,244 4,731,402 4,655,000 335,000 Accrued interest payable 4,177 753,096 358,788 504,733 42,572 Total current liabilities 395,402 6,569,020 5,214,802 5,177,831 3,362,422 Long-term obligations, less current portion General obligation debt 886,000 3,100,000 4,445,000 3,860,000 1,850,000 Revenue bonds - 46,308,448 56,083,974 74,675,000 - Debt premium - 1,963,680 2,245,876 2,838,398 - Compensated absences 156,951 363,993 276,567 187,000 75,924 Net pension liability 417,948 460,919 516,164 203,871 122,620 Other postemployment benefits 117,228 345,113 372,408 155,262 104,675 Total long-term liabilities 1,578,127 52,542,153 63,939,989 81,919,531 2,153,219 Total liabilities 1,973,529 59,111,173 69,154,791 87,097,362 5,515,641 DEFERRED INFLOWS OF RESOURCES Property taxes levied for subsequent year 809,500 - - - - Deferred gain on refunding - - - - - Pension related amounts 578,667 638,162 714,652 282,269 169,774 Other postemployment related amounts 19,916 32,907 36,137 14,687 9,407 Total deferred inflows of resources 1,408,083 671,069 750,789 296,956 179,181 NET POSITION Net investment in capital assets 5,033,850 51,650,318 48,158,570 29,253,823 11,125,124 Restricted - 4,560,843 6,298,607 5,933,350 - Unrestricted 3,296,616 17,580,436 18,656,012 20,741,005 5,559,747 Total net position 8,330,466$ 73,791,597$ 73,113,189$ 55,928,178$ 16,684,871$ The notes to the basic financial statements are an integral part of this statement. 35 Governmental Activities - Totals Internal Service Funds 2019 2018 2019 2018 469,399$ 1,024,154$ 2,134$ 19,772$ 1,000,000 1,000,000 -- 2,848,105 4,551,592 -- 116,006 119,606 -- 19,752 18,400 -- 14,203 26,454 -- 14,588,646 11,848,097 -- 1,663,366 1,017,679 - - 20,719,477 19,605,982 2,134 19,772 14,141,000 17,382,123 -- 177,067,422 169,646,069 - - 7,047,954 5,168,277 -- 1,060,435 833,790 -- 1,721,522 - - - 1,094,686 1,123,288 9,642 9,438 202,133,019 194,153,547 9,642 9,438 222,852,496 213,759,529 11,776 29,210 809,500 947,700 -- - - -- 2,383,524 2,771,212 - - 113,054 4,384 489 - 3,306,078 3,723,296 489 - 145,221,685 140,276,752 - - 16,792,800 16,279,781 - - 65,833,816 58,666,104 2,833,036 2,861,843 227,848,301$ 215,222,637$ 2,833,036$ 2,861,843$ 36 City of Oshkosh, Wisconsin STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2018 Enterprise Funds Transit Water Sewer Storm Water Nonmajor Utility Utility Utility Utility Funds OPERATING REVENUES Charges for services 1,070,359$ 15,916,771$ 15,088,569$ 10,705,258$ 1,183,892$ Taxes - - - - 1,854,394 Fines, forfeitures and penalties - - - - 11,622 Other 46,634 193,066 103,775 47,792 105,619 Total operating revenues 1,116,993 16,109,837 15,192,344 10,753,050 3,155,527 OPERATING EXPENSES Operation and maintenance 4,522,676 5,791,532 6,339,135 2,361,539 2,564,228 Depreciation 794,541 3,473,118 3,877,354 2,183,877 299,493 Taxes - 155,288 162,897 64,025 - Claims and administration -- - - - Total operating expenses 5,317,217 9,419,938 10,379,386 4,609,441 2,863,721 Operating income (loss) (4,200,224) 6,689,899 4,812,958 6,143,609 291,806 NONOPERATING REVENUES (EXPENSES) General property taxes 947,700 - - - - Interest income - 338,498 457,663 511,276 - Nonoperating grants 4,226,850 - - 4,000 - Gain (loss) on disposal of capital assets 1,650 - - - 180,631 Interest and fiscal charges (56,100) (1,699,496) (2,267,679) (2,574,719) (88,058) Total nonoperating revenues (expenses) 5,120,100 (1,360,998) (1,810,016) (2,059,443) 92,573 Income (loss) before contributions and transfers 919,876 5,328,901 3,002,942 4,084,166 384,379 Capital contributions - 562,123 676,267 669,192 - Transfers out - (1,000,000) - - (2,002,182) Change in net position 919,876 4,891,024 3,679,209 4,753,358 (1,617,803) Net position - January 1 7,410,590 68,900,573 69,433,980 51,174,820 18,302,674 Net position - December 31 8,330,466$ 73,791,597$ 73,113,189$ 55,928,178$ 16,684,871$ The notes to the basic financial statements are an integral part of this statement. 37 Governmental Activities - Totals Internal Service Funds 2019 2018 2019 2018 43,964,849$ 41,945,437$ 69,146$ 67,198$ 1,854,394 1,757,572 - - 11,622 18,333 - - 496,886 529,915 593,147 629,367 46,327,751 44,251,257 662,293 696,565 21,579,110 21,091,544 - - 10,628,383 10,078,809 - - 382,210 372,454 - - - - 699,664 618,324 32,589,703 31,542,807 699,664 618,324 13,738,048 12,708,450 (37,371) 78,241 947,700 920,600 - 18,200 1,307,437 771,563 8,564 25,453 4,230,850 3,115,752 - - 182,281 2,302,227 - - (6,686,052) (6,522,514) - - (17,784) 587,628 8,564 43,653 13,720,264 13,296,078 (28,807) 121,894 1,907,582 5,080,796 - - (3,002,182)(1,371,400) - - 12,625,664 17,005,474 (28,807) 121,894 215,222,637 199,206,198 2,861,843 2,748,584 227,848,301$ 215,222,637$ 2,833,036$ 2,861,843$ 38 City of Oshkosh, Wisconsin STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2018 Enterprise Funds Transit Water Sewer Storm Water Nonmajor Utility Utility Utility Utility Funds CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers 1,002,254$ 18,212,266$ 17,040,322$ 12,071,667$ 3,140,074$ Cash received special deposits 1,352 - - - - Cash paid for employee wages and benefits (2,568,303) (2,910,412) (3,094,209) (1,216,315) (927,586) Cash paid to suppliers (1,738,698) (2,943,711) (3,119,866) (1,057,423) (1,735,762) Net cash provided (used) by operating activities (3,303,395) 12,358,143 10,826,247 9,797,929 476,726 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES General property taxes 947,700 - - - - Intergovernmental revenues 4,472,863 - - 4,000 - Due to/from other funds - 42,243 8,207,765 (420,780) (118,344) Transfer in (out) - (1,000,000) - 8,200 (2,002,182) Net cash provided (used) by noncapital financing activities 5,420,563 (957,757) 8,207,765 (408,580) (2,120,526) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (1,514,766) (5,448,014) (7,527,860) (8,021,279) (2,244) Sale of capital assets 1,650 - - - 405,340 Proceeds from issuance of long-term debt - 9,145,000 15,125,000 11,340,000 - Premiums received on long-term debt issued - 577,566 963,470 770,210 - Principal paid on long-term debt (135,000) (7,008,710) (13,320,654) (7,754,857) (470,000) Interest paid on long-term debt (56,497) (1,104,483) (2,339,210) (2,830,669) (104,272) Net cash used by capital and related financing activities (1,704,613) (3,838,641) (7,099,254) (6,496,595) (171,176) CASH FLOWS FROM INVESTING ACTIVITIES Interest received - 338,498 457,663 511,276 - Change in cash and cash equivalents 412,555 7,900,243 12,392,421 3,404,030 (1,814,976) Cash and cash equivalents - January 1 992,968 12,884,365 6,726,526 22,079,955 4,517,720 Cash and cash equivalents - December 31 1,405,523$ 20,784,608$ 19,118,947$ 25,483,985$ 2,702,744$ The notes to the basic financial statements are an integral part of this statement. 39 Governmental Activities - Totals Internal Service Funds 2019 2018 2019 2018 51,466,583$ 43,787,203$ 662,293$ 696,565$ 1,352 - - - (10,716,825) (10,731,607) (199,077) (187,259) (10,595,460) (9,886,275) (517,504) (413,266) 30,155,650 23,169,321 (54,288) 96,040 947,700 920,600 - 18,200 4,476,863 1,709,643 - - 7,710,884 7,674,782 - - (2,993,982) (1,379,600) - - 10,141,465 8,925,425 - 18,200 (22,514,163) (25,771,820) - - 406,990 3,537,171 - - 35,610,000 10,060,000 - - 2,311,246 473,890 - - (28,689,221) (18,028,065) - - (6,435,131) (7,607,272) - - (19,310,279) (37,336,096) - - 1,307,437 771,563 8,564 25,453 22,294,273 (4,469,787) (45,724) 139,693 47,201,534 51,671,321 2,890,815 2,751,122 69,495,807$ 47,201,534$ 2,845,091$ 2,890,815$ City of Oshkosh, Wisconsin STATEMENT OF CASH FLOWS CONCLUDED PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 WITH SUMMARIZED FINANCIAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2018 Transit Water Sewer Utility Utility Utility RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES Operating income (loss) (4,200,224)$ 6,689,899$ 4,812,958$ Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities Depreciation 794,541 3,473,118 3,877,354 Depreciation charged to sewer utility - 113,068 - Change in liability (asset) and deferred outflows and inflows of resources Change in WRS Asset/Liability 763,927 860,261 943,043 Change in WRS Deferred Outflow (493,516) (541,958) (612,492) Change in WRS Deferred Inflow (104,157) (149,978) (127,836) Change in OPEB Liability (21,527) (7,139) (6,311) Change in OPEB Deferred Outflow 1,132 1,969 1,675 Change in OPEB Deferred Inflow 18,836 31,660 34,804 Change in operating assets and liabilities Accounts receivables (114,979) 2,102,429 1,847,978 Inventories and prepaid items 53,580 1,480 51,489 Accounts payable 11,113 (243,046) (86,468) Accrued and other current liabilities - - - Customer deposits 1,352 - - Unearned revenue 240 - - Compensated absences (13,713) 26,380 90,053 Net cash provided (used) by operating activities (3,303,395)$ 12,358,143$ 10,826,247$ Reconciliation of cash and cash equivalents to the statement of net position Cash and cash equivalents in current assets 1,405,523$ 15,470,669$ 12,461,552$ Cash and cash equivalents in restricted assets - 5,313,939 6,657,395 Total cash and cash equivalents 1,405,523$ 20,784,608$ 19,118,947$ Noncash capital and related financing activities Contributed capital assets -$ 663,244$ -$ The notes to the basic financial statements are an integral part of this statement. Enterprise Funds 40 Governmental Activities - Totals Internal Service Funds Storm Water Nonmajor Utility Funds 2019 2018 2019 2018 6,143,609$ 291,806$ 13,738,048$ 12,708,450$ (37,371)$ 78,241$ 2,183,877 299,493 10,628,383 10,078,809 - - - - 113,068 110,396 - - 371,052 187,381 3,125,664 (1,792,604) - - (242,934) (190,980) (2,081,880) 444,991 - - (47,680) 41,963 (387,688) 1,540,303 - - (501) 6,876 (28,602) 134,253 204 565 609 (546) 4,839 (58,597) 28 - 14,165 9,205 108,670 4,384 489 - 1,318,617 (2,962) 5,151,083 (448,816) - - 15,093 1,432 123,074 (25,604) - - (64,352) (172,002) (554,755) 545,966 (17,638) 17,234 - - - (129,620) - - - - 1,352 (2,596) - - - (12,491) (12,251) (12,642) - - 106,374 17,551 226,645 72,248 - - 9,797,929$ 476,726$ 30,155,650$ 23,169,321$ (54,288)$ 96,040$ 19,045,902$ 2,702,744$ 51,086,390$ 29,967,434$ 2,845,091$ 2,890,815$ 6,438,083 - 18,409,417 17,234,100 - - 25,483,985$ 2,702,744$ 69,495,807$ 47,201,534$ 2,845,091$ 2,890,815$ 669,192$ -$ 1,332,436$ 4,701,143$ -$ -$ 41 42 City of Oshkosh, Wisconsin STATEMENT OF FIDUCIARY NET POSITION FIDUCIARY FUNDS DECEMBER 31, 2019 Custodial Funds ASSETS Current assets Cash and investments 46,237,381$ LIABILITIES Current liabilities Accounts payable 43,993$ Due to other governments 46,164,706 Deposits 28,682 Total liabilities 46,237,381 NET POSITION Restricted -$ The notes to the basic financial statements are an integral part of this statement. 43 City of Oshkosh, Wisconsin STATEMENT OF CHANGES IN NET POSITION FIDUCIARY FUND FOR THE YEAR ENDED DECEMBER 31, 2019 Custodial Funds ADDITIONS Property tax collections 55,331,995$ DEDUCTIONS Payments to taxing jurisdictions 55,331,995 Change in net position - Net position - January 1 - Net position - December 31 -$ The notes to the basic financial statements are an integral part of this statement. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 44 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the City of Oshkosh, Wisconsin (the “City”), have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP) as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting principles and policies utilized by the City are described below: A. REPORTING ENTITY The City is a municipal corporation governed by an elected seven member council. In accordance with GAAP, the basic financial statements are required to include the City and any separate component units that have a significant operational or financial relationship with the City. The City has identified the following component unit that is required to be included in the basic financial statements in accordance with standards. Redevelopment Authority The component unit column in the basic financial statements include the financial data of the City’s component unit, the Redevelopment Authority of the City of Oshkosh. It is reported in a separate column to emphasize that it is legally separate from the City. The Redevelopment Authority’s fiscal year end is December 31. Separate financial statements are not issued for the Redevelopment Authority. B. RELATED ORGANIZATIONS The City’s officials are also responsible for appointing the members of the Boards of other organizations, but the City’s accountability for these organizations does not extend beyond making the appointments. Therefore, these organizations are not included in the City’s reporting entity. The City Council appoints some or all of the members of the following related organizations: School District of Oshkosh Area Fox Valley VTAE District Housing Authority of the City of Oshkosh C. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which are primarily supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for services. The statement of activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Governmental funds include general, special revenue, debt service and capital projects funds. Proprietary funds include enterprise and internal service funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 45 The City reports the following major governmental funds: General Fund This is the City’s primary operating fund. It accounts for all financial resources of the general government, except those accounted for in another fund. Debt Service Fund This fund accounts for the resources accumulated and payments made for principal and interest on long-term general obligation debt of government funds. Special Assessment Improvement Capital Projects Fund This fund accounts for the cost of capital projects and the special assessments and subsequent assessment collections related to those projects. The City reports the following major enterprise funds: Transit Utility Fund This fund accounts for the operations of a bus transit system for the City of Oshkosh. Financing is provided through user fees, federal and state grants, and general property taxes. Water Utility Fund This fund accounts for the construction, operation and maintenance of the City owned water facilities. Sewer Utility Fund This fund accounts for the construction, operation, and maintenance of the City owned sewerage facilities. Storm Water Utility Fund This fund accounts for the construction, operation and maintenance of the City owned storm water facilities. Additionally, the City reports the following fund types: f Internal service fund accounts for the financing of goods and services provided by one department to other city departments or to the other governments on a cost reimbursement basis. f The custodial fund accounts for property taxes and specials collected on behalf of other governments. These amounts were recorded in an agency fund in prior years. Due to the implementation of GASB 84, Fiduciary Activities, they are now recorded in a custodial fund. D. MEASUREMENT FOCUS AND BASIS OF ACCOUNTING The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 46 Revenues susceptible to accrual include intergovernmental grants, intergovernmental charges for services, public charges for services and interest. Other revenues such as licenses and permits, fines and forfeits and miscellaneous revenues are recognized when received in cash or when measurable and available. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are payments-in-lieu of taxes and other charges between the City’s water and sewer functions and various other functions of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, and fees and fines, 2) operating grants and contributions, and 3) capital grants and contributions. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City’s proprietary funds are charges to customers for services. Operating expenses for proprietary funds include the costs of services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, then unrestricted resources, as they are needed. E. ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND NET POSITION OR FUND BALANCE 1. Cash and Investments Cash and investments are combined in the financial statements. Cash deposits consist of demand and time deposits with financial institutions and are carried at cost. Investments are stated at fair value. Fair value is the price that would be received to sell an asset in an orderly transaction between market participants at the measurement date. For purposes of the statement of cash flows, all cash deposits and highly liquid investments (including restricted assets) with a maturity of three months or less from date of acquisition are considered to be cash equivalents. 2. Property Taxes and Special Charges/Receivable Property taxes and special charges consist of taxes on real estate and personal property and user charges assessed against City properties. They are levied during December of the prior year and become an enforceable lien on property the following January 1. Property taxes are payable in various options depending on the type and amount. Personal property taxes and special charges are payable on or before January 31 in full. Real estate taxes are payable in full by January 31 or in four equal installments on or before January 31, March 31, May 31, and July 31. Real estate taxes not paid by July 31 are purchased by the County as part of the August tax settlement. Delinquent personal property taxes remain the collection responsibility of the City. In addition to its levy, the City also levies and collects taxes for the Oshkosh and Winneconne Community School Districts, Winnebago County, Fox Valley Technical College, and the Algoma Sanitary District #1. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 47 Property tax calendar for the 2019 tax roll is as follows: Lien date and levy date December 31, 2019 Tax bills mailed On or after December 1, 2019 Payment in full, or: First installment due January 31, 2020 Second installment due March 31, 2020 Third installment due May 31, 2020 Fourth installment due July 31, 2020 Personal property taxes in full January 31, 2020 Tax settlements: Initial settlement January 15, 2020 Second, third and fourth settlement 20 days after the collection date Final settlement August 20, 2020 Tax deed by County - 2019 delinquent real estate taxes October 01, 2023 Property tax calendar - 2019 tax roll: Property taxes of $45,197,412 are recorded on December 31, 2019 for collection in 2020 for the City apportionment. The City apportionment is for financing 2020 operations and will be transferred in 2019 from deferred inflows of resources to current revenues of the City’s governmental and proprietary funds. 3. Accounts Receivable Accounts receivable are recorded at gross amounts with uncollectible amounts recognized under the direct write-off method. The receivable associated with ambulance billings has been shown net of an allowance of $1,859,483, which represents estimated uncollectable accounts. 4. Special Assessments Assessments against property owners for public improvements are generally not subject to full settlement in the year levied. Special assessments are placed on tax rolls on an installment basis. Revenue from special assessments recorded in governmental funds is recognized as collections are made or as current installments are placed on tax rolls. Installments placed on the 2019 tax roll are recognized as revenue in 2020. Special assessments are subject to collection procedures. 5. Loans Receivable The City has received federal and state grant funds for economic development and housing rehabilitation loan programs and has passed the funds to various businesses and individuals in the form of loans. The City records a loan receivable and expenditure when the loan has been made and the funds disbursed. No allowance for uncollectible accounts has been provided since it is believed that the amount of such allowance would not be material to the basic financial statements. In the governmental funds, the City records a deferred inflow of resources for the net amount of the receivable. As the loans are repaid, revenue is recognized. Any unspent loan proceeds are presented as restricted fund balance in the fund financial statements. 6. Interfund Receivables and Payables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as “due from other funds” and “due to other funds” in the fund financial statements. The amount reported on the statement of net position for internal balances represents the residual balance outstanding between the governmental and business-type activities. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 48 7. Inventories Inventories are recorded at cost, which approximates market, using the first-in, first-out method. Inventories consist of expendable supplies held for consumption. The cost is recorded as an expenditure at the time individual inventory items are consumed rather than when purchased. Inventories of governmental funds in the fund financial statements are offset by nonspendable fund balance to indicate that they do not represent spendable available financial resources. 8. Prepaid Items Payments made to vendors that will benefit periods beyond the end of the current fiscal year are recorded as prepaid items and are accounted for on the consumption method. Prepaid items of governmental funds in the fund financial statements are offset by nonspendable fund balance to indicate that they do not represent spendable available financial resources. 9. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of $1,500 or higher and an estimated useful life in excess of a year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated acquisition value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Capital assets of the City are depreciated using the straight-line method over the following estimated useful lives: Governmental Business-type Activities Activities Assets Buildings, systems, and land improvements 30 - 80 25 - 88 Machinery and equipment 1 - 25 10 - 25 Infrastructure 20 - 35 40 - 150 Years 10. Assets Held for Resale Assets held for resale consists of land and improvements and is valued at cost of acquisition, demolition, and site improvements. Properties include both land intended for resale and land designated as a public area. Assets held for resale is recorded at lower of cost or market value. 11. Compensated Absences It is the City’s policy to permit employees to accumulate earned but unused vacation and sick leave benefits in accordance with employee handbook policies. All vacation and sick leave is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in the governmental funds in the fund financial statements only if they have matured, for example, as a result of employee resignations and retirements. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 49 12. Deferred Outflows/Inflows of Resources Deferred outflows of resources are a consumption of net position by the government that is applicable to a future reporting period. Deferred inflows of resources are an acquisition of net position by the government that is applicable to a future reporting period. The recognition of those outflows and inflows as expenses or expenditures and revenues are deferred until the future periods to which the outflows and inflows are applicable. Governmental funds may report deferred inflows of resources for unavailable revenues. The City reports unavailable revenues for special assessments. These inflows are recognized as revenues in the government-wide financial statements. 13. Long-term Obligations In the government-wide financial statements, and proprietary funds in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are expensed as incurred. In the fund financial statements, governmental funds recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 14. Pensions For purposes of measuring the net pension liability (asset), deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the Wisconsin Retirement System (WRS) and additions to/deductions from WRS’ fiduciary net position have been determined on the same basis as they are reported by WRS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 15. Other Postemployment Benefits Other Than Pensions (OPEB) Local Retiree Life Insurance Fund The fiduciary net position of the Local Retiree Life Insurance Fund (LRLIF) has been determined using the flow of economic resources measurement focus and the accrual basis of accounting. This includes for purposes of measuring the net OPEB liability, deferred outflows of resources and deferred inflows of resources related to other postemployment benefits, OPEB expense, and information about the fiduciary net position of the LRLIF and additions to/deductions from LRLIF’s fiduciary net position have been determined on the same basis as they are reported by LRLIF. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 16. Fund Equity Governmental Fund Financial Statements Fund balance of governmental funds is reported in various categories based on the nature of any limitations requiring the use of resources for specific purposes. The following classifications describe the relative strength of the spending constraints placed on the purposes for which resources can be used: f Nonspendable fund balance. Amounts that are not in spendable form (such as inventory, prepaid items, or long-term receivables) or are legally or contractually required to remain intact. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 50 f Restricted fund balance. Amounts that are constrained for specific purposes by external parties (such as grantor or bondholders), through constitutional provisions, or by enabling legislation. f Committed fund balance. Amounts that are constrained for specific purposes by action of the City Council. These constraints can only be removed or changed by the City Council using the same action that was used to create them. f Assigned fund balance. Amounts that are constrained for specific purposes by action of City management. Residual amounts in any governmental fund, other than the General Fund, are also reported as assigned. f Unassigned fund balance. Amounts that are available for any purpose. Positive unassigned amounts are only reported in the General Fund. The City Council establishes (and modified or rescinds) fund balance commitments by passage of an ordinance or resolution. This is typically done through adoption and amendment of the budget. A fund balance commitment is further indicated in the budget document as a designation or commitment on the fund (such as for special incentives). Assigned fund balance is established by the City Council through adoption or amendment of the budget as intended for specific purpose (such as the purchase of capital assets, construction, debt service or for other purposes). Government-Wide and Proprietary Fund Statements Equity is classified as net position and displayed in three components: f Net investment in capital assets. Amount of capital assets, net of accumulated depreciation, and capital related deferred outflows of resources less outstanding balances of any bonds, mortgages, notes, or other borrowings that are attributable to the acquisition, construction, or improvement of those assets and any capital related deferred inflows of resources. f Restricted net position. Amount of net position that is subject to restrictions that are imposed by 1) external groups, such as creditors, grantors, contributors or laws or regulations of other governments or 2) law through constitutional provisions or enabling legislation. f Unrestricted net position. Net position that is neither classified as restricted nor as net investment in capital assets. When an expense is incurred that can be paid using either restricted or unrestricted resources (net position), the City’s policy is to first apply the expense toward restricted resources and then toward unrestricted resources. In governmental funds, the City’s policy is to first apply the expenditure toward restricted fund balance and then to other, less restricted fund balance and then to other, less restrictive classification – committed and then assigned fund balances before using assigned fund balances. F. USE OF ESTIMATES The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results could differ from those estimates. G. PRIOR YEAR INFORMATION Comparative amounts for the prior year have been presented in the basic financial statements to provide an understanding of changes in the City’s financial position and operations. The comparative amounts may be summarized in total and not at the level of detail required for a presentation in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the government’s financial statements for the year ended December 31, 2018, from which the summarized information was derived. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 51 H. RECLASSIFICATIONS Certain amounts in the prior year financial statements have been reclassified to conform with the presentation in the current year financial statements with no change in previously reported net position, changes in net position, fund balance or changes in fund balance. NOTE 2: STEWARDSHIP AND COMPLIANCE A. BUDGETS AND BUDGETARY ACCOUNTING The City adopted budgets for the General Fund, certain Special Revenue Funds, certain Capital Project Funds and the Debt Service Fund. These budgets are adopted in accordance with state statutes and are prepared on a basis consistent with generally accepted accounting principles. The budgetary data presented on the Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual reflects the original approved budgets of the above funds and subsequent revision authorized by the City’s Common Council. Flexible, annual budgets are approved for proprietary funds to provide for financial management. Long-term budgets are adopted for Capital Projects Funds. The City follows these procedures in establishing the budgetary data reflected in the basic financial statements: 1. In early October, the Finance Director and City Manager submit to the Common Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. A public hearing is conducted in the Council Chambers to obtain taxpayer comments. 3. At the second council meeting in November, the budget is legally enacted through passage of a resolution. 4. The Finance Director is authorized to transfer budget amounts within departments upon City Manager approval; however, any revisions that alter the total expenditures of any fund must be approved by the Common Council. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund, Special Revenue Funds (except for Business Improvement District, Cable TV Franchise, Historical Marker, Public Works Special, and Community Traffic Safety) and the Debt Service Fund. 6. Budgetary expenditure control is exercised at the department level. 7. Budgeted amounts are as authorized in the original budget resolution and subsequent revisions authorized by the Common Council. 8. All appropriations lapse at year end. The City did not have any material violation of legal or contractual provisions for the fiscal year ended December 31, 2019. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 52 B. DEFICIT FUND EQUITY The following funds had deficit fund balance or net position as of December 31, 2019: Deficit Fund Funds Balance Nonmajor Special Revenue Funds Public Works Special 105,260$ Nonmajor Capital Projects Funds TIF #18 - SW Industrial #3 1,578,243 TIF #21 - Fox River Corridor 529,658 TIF #23 - SW Industrial Park 1,170,895 TIF #25 - City Center Hotel 1,764,870 TIF #26 - Aviation Business Park 1,954,971 TIF #27 - North Main Street 2,033,164 TIF #28 - Beach Building Redevelopment 2,999 TIF #29 - Morgan District 3,281 TIF #30 - Washington Building 433 TIF #31 - Buckstaff Redevelopment 59,698 TIF #35 - Oshkosh Ave Corridor 696,763 TIF #37 - Aviation Plaza 16,370 TIF #38 - Pioneer Redevelopment 1,500 The City anticipates funding the above deficits from future revenues of the funds. C. PROPERTY TAX LEVY LIMIT Wisconsin state statutes provide for a limit on the property tax levies for all Wisconsin cities, towns and counties. For the 2019 and 2020 budget years, Wisconsin Statutes limit the increase in the maximum allowable tax levy to the change in the City’s January 1 equalized value as a result of net new construction. The actual limit for the City for the 2019 budget was 1.26%. The actual limit for the City for the 2020 budget was 1.21%. Debt service for debt authorized after July 1, 2005 is exempt from the levy limit. In addition, Wisconsin statutes allow the limit to be adjusted for the increase in debt service authorized prior to July 1, 2005 and in certain other situations. NOTE 3: DETAILED NOTES ON ALL FUNDS A. CASH AND INVESTMENTS The City maintains various cash and investment accounts, including pooled funds that are available for use by all funds. Each fund’s portion of these accounts is displayed on the financial statements as “Cash and investments”. Invested cash consists of deposits and investments that are restricted by Wisconsin Statutes to the following: Time deposits; repurchase agreements; securities issued by federal, state and local governmental entities; statutorily authorized commercial paper and corporate securities; and the Wisconsin local government investment pool. Investments in the private-purpose trust fund may be invested in other types of investments as authorized user Wisconsin Statute 881.01, “Uniform Prudent Investor Act”. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 53 The carrying amount of the City’s cash and investments totaled $192,432,488 on December 31, 2019 as summarized below: Petty cash and cash on hand 14,335$ Deposits with financial institutions 155,696,143 Investments Federal Farm Credit 4,191,297 Federal Home Loan Bank 3,013,691 Federal Home Loan Mortgage Corporation 6,487,078 Federal National Mortgage Association 1,008,473 Money market mutual funds 813,724 Municipal bonds 331,146 Negotiable CDs 2,323,513 Mutual funds 3,608,570 Oshkosh Community Foundation 4,194,560 Corporate stocks and bonds 649,846 Wisconsin local government investment pool 10,100,112 192,432,488$ Reconciliation to the basic financial statements: Government-wide Statement of Net Position Cash and investments 127,648,953$ Restricted cash and investments 18,409,417 Component Unit Redevelopment Authority 136,737 Fiduciary Funds Statement of Net Position Cash and investment 46,237,381 192,432,488$ Fair Value Measurements The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant observable inputs; Level 3 inputs are significant unobservable inputs. The City has the following fair value measurements as of December 31, 2019: Level 1 Level 2 Level 3 Investments Federal Farm Credit -$ 4,191,297$ -$ Federal Home Loan Bank - 3,013,691 - Federal Home Loan Mortgage Corporation - 6,487,078 - Federal National Mortgage Association - 1,008,473 - Money market mutual funds 813,724 - - Municipal bonds - 331,146 - Negotiable CDs - 2,323,513 - Mutual funds 3,608,570 - - Oshkosh Community Foundation - - 4,194,560 Corporate stocks and bonds - 649,846 - 4,422,294$ 18,005,044$ 4,194,560$ Fair Value Measurements Using: City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 54 Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. Wisconsin statutes require repurchase agreements to be fully collateralized by bonds or securities issued or guaranteed by the federal government or its instrumentalities. The City does not have an additional custodial credit policy. Deposits with financial institutions within the State of Wisconsin are insured by the Federal Deposit Insurance Corporation (FDIC) in the amount of $250,000 for the combined amount of all time and savings deposits and $250,000 for interest-bearing and noninterest-bearing demand deposits per official custodian per insured depository institution. Deposits with financial institutions located outside the State of Wisconsin are insured by the FDIC in the amount of $250,000 for the combined amount of all deposit accounts per official custodian per depository institution Also, the State of Wisconsin has a State Guarantee Fund which provides a maximum of $400,000 per public depository above the amount provided by an agency of the U.S. Government. However, due to the relatively small size of the State Guarantee Fund in relation to the Fund’s total coverage, total recovery of insured losses may not be available. This coverage has been considered in determining custodial credit risk. As of December 31, 2019, $139,936,239 of the City’s deposits with financial institutions were in excess of federal and state depository insurance limits. All amounts above federal and state depository insurance limits were collateralized with securities held by the pledging financial institution or its trust department or agent but not in the City’s name. Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Wisconsin statutes limit investment in securities to the top two ratings assigned by nationally recognized statistical rating organizations. Presented below is the actual rating as of the year-end for each investment type. Not Investment Type Amount AAA Aa Other Rated Federal Farm Credit 4,191,297$ -$ 4,191,297$ -$ -$ Federal Home Loan Bank 3,013,691 - 3,013,691 - - Federal Home Loan Mortgage Corporation 6,487,078 - 6,487,078 - - Federal National Mortgage Association 1,008,473 - 1,008,473 - - Money market mutual funds 813,724 637,000 100,363 - 76,361 Municipal bonds 331,146 100,363 230,783 - - Negotiable CDs 2,323,513 105,272 - 1,727,023 491,218 Mutual funds 3,608,570 - - - 3,608,570 Oshkosh Community Foundation 4,194,560 - - - 4,194,560 Corporate stocks and bonds 649,846 - - - 649,846 Wisconsin Local Government Investment Pool 10,100,112 - - - 10,100,112 Totals 36,722,010$ 842,635$ 15,031,685$ 1,727,023$ 19,120,667$ Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 55 Information about the sensitivity of the fair values of the City’s investments to market interest rate fluctuations is provided by the following table that shows the distribution of the City’s investments by maturity: 12 Months 13 to 24 25 to 60 More Than Investment Type Amount or Less Months Months 60 Months Federal Farm Credit 4,191,297$ 1,892,005$ 1,103,452$ 1,195,840$ -$ Federal Home Loan Bank 3,013,691 1,778,811 - 1,234,880 - Federal Home Loan Mortgage Corporation 6,487,078 544,967 - 5,942,111 - Federal National Mortgage Association 1,008,473 663,730 299,259 45,484 - Money market mutual funds 813,724 713,361 100,363 - - Municipal bonds 331,146 - 100,363 96,773 134,010 Negotiable CDs 2,323,513 661,810 1,407,824 253,879 - Mutual funds 3,608,570 3,608,570 - - - Oshkosh Community Foundation 4,194,560 4,194,560 - - - Corporate stocks and bonds 649,846 649,846 - - - Wisconsin Local Government Investment Pool 10,100,112 10,100,112 - - - Totals 36,722,010$ 24,807,772$ 3,011,261$ 8,768,967$ 134,010$ Remaining Maturity (in Months) Investments with Fair Values Highly Sensitive to Interest Rate Fluctuations The City’s investments include the following investments that are highly sensitive to interest rate fluctuations (to a greater degree than already indicated in the information provided above): Fair Value Highly Sensitive Investments at Year End Federal Farm Credit 4,191,297$ Federal Home Loan Bank 3,013,691 Federal Home Loan Mortgage Corporation 6,487,078 Federal National Mortgage Association 1,008,473 Investments in Wisconsin Local Government Investment Pool The City has investments in the Wisconsin Local Government Investment Pool of $10,100,112 at year-end. The LGIP is part of the State Investment Fund (SIF), and is managed by the State of Wisconsin Investment Board. The SIF is not registered with the Securities and Exchange Commission, but operates under the statutory authority of Wisconsin Chapter 25. The SIF reports the fair value of its underlying assets annually. Participants in the LGIP have the right to withdraw their funds in total on one day’s notice. At December 31, 2019, the fair value of the City’s share of the LGIP’s assets was substantially equal to the carrying value. Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Wisconsin statues limit investments in securities to the top two ratings assigned by nationally recognized statistical rating organizations. The City does not have an additional credit risk policy. The City’s investment in the Wisconsin Local Government Investment Pool is not rated. Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. The City does not have a formal investment policy that limits investment maturities as a means of managing its exposure to fair value losses arising from increasing interest rates. The investment held by the Wisconsin Local Government Investment Pool mature in 12 months or less. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 56 Beneficial Interest in Assets Held by Oshkosh Community Foundation Beneficial interest in assets held by Oshkosh Community Foundation represents amounts held at Oshkosh Community Foundation, Inc. (the “Foundation”). These amounts are legal assets of the Foundation with the restriction that the Foundation makes distributions to the City as needed. The agreement governing the assets includes a variance power allowing the Foundation to modify the restrictions on distributions from the funds. B. RESTRICTED ASSETS Restricted assets on December 31, 2019 totaled $18,409,417 and consisted of cash and investments held for the following purposes: Funds Amount Purpose Enterprise Funds Water Utility Plant replacement 1,134,295$ To account for funds specified for plant replacement projects in subsequent years Bond redemption fund 4,032,755 To be used for principal and interest payments o water utility revenue bonds Depreciation fund 146,889 To be used for the replacement of certain assets for the City's water distribution plant Total Water Utility 5,313,939 Sewer Utility Bond redemption fund 4,638,433 To be used for principal and interest payments o sanitary sewer utility revenue bonds DNR replacement 2,018,962 To be used for the replacement of certain assets for the City's sanitary sewer system. Total Sewer Utility 6,657,395 Storm Water Utility Bond redemption fund 6,438,083 To be used for principal and interest payments o storm water utility revenue bonds Total Enterprise Funds 18,409,417$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 57 C. CAPITAL ASSETS Capital asset activity for the year ended December 31, 2019 was as follows: Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets, nondepreciable: Land 21,036,008$ 80,500$ 329,058$ 20,787,450$ Construction in pro ress 5,728,640 2,785,869 4,588,526 3,925,983 Total capital assets, nondepreciable 26,764,648 2,866,369 4,917,584 24,713,433 Capital assets, depreciable: Buildin s, s stems and land improvements 68,788,594 1,690,415 4,105 70,474,904 Infrastructure 96,678,388 12,368,893 3,141,010 105,906,271 Machiner and equipment 62,274,777 4,732,729 1,442,776 65,564,730 Subtotals 227,741,759 18,792,037 4,587,891 241,945,905 Less accumulated depreciation for: Buildin s, s stems and land improvements 19,939,598 1,451,554 1,716 21,389,436 Infrastructure 39,580,014 6,504,221 3,141,010 42,943,225 Machiner and equipment 36,747,541 3,124,393 1,442,776 38,429,158 Subtotals 96,267,153 11,080,168 4,585,502 102,761,819 Total capital assets, depreciable, net 131,474,606 7,711,869 2,389 139,184,086 Governmental activities capital assets, net 158,239,254$ 10,578,238$ 4,919,973$ 163,897,519 Less: Capital related debt 113,645,716 Less: Debt premium 3,297,441 Less: Deferred ain on refundin 12,075 Add: Deferred char e on refundin 376,994 Net investment in capital assets 47,319,281$ Business-t pe activities: Capital assets, nondepreciable: Land 12,821,920$ -$ 34,315$ 12,787,605$ Construction in pro ress 5,613,801 19,546,765 8,739,276 16,421,290 Total capital assets, nondepreciable 18,435,721 19,546,765 8,773,591 29,208,895 Capital assets, depreciable: Buildin s, s stems and land improvements 391,672,003 11,337,010 1,009,430 401,999,583 Machiner and equipment 70,991,609 2,778,552 1,018,002 72,752,159 Subtotals 462,663,612 14,115,562 2,027,432 474,751,742 Less accumulated depreciation for: Buildin s, s stems and land improvements 95,098,872 8,196,922 905,699 102,390,095 Machiner and equipment 42,672,334 2,544,530 991,641 44,225,223 Subtotals 137,771,206 10,741,452 1,897,340 146,615,318 Total capital assets, depreciable, net 324,892,406 3,374,110 130,092 328,136,424 Business-t pe activities capital assets, net 343,328,127$ 22,920,875$ 8,903,683$ 357,345,319 Less: Capital related debt 205,297,068 Less: Debt premium 7,047,954 Add: Deferred char e on refundin 221,388 Net investment in capital assets 145,221,685$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 58 Depreciation expense was charged to functions of the City as follows: Governmental activities General overnment 453,593$ Public safet 1,246,918 Public works 6,338,577 Culture and recreation 1,454,144 Communit develo ment 1,586,936 Total depreciation expense - overnmental activities 11,080,168$ Business-t e activities Transit utilit 794,541$ Water utilit 3,473,118 Water utilit char ed to other operatin accounts 113,069 Sewer utilit 3,877,354 Storm water utilit 2,183,877 Other 299,493 Total de reciation ex ense - business-t e activities 10,741,452$ D. INTERFUND RECEIVABLE, PAYABLES, AND TRANSFERS Interfund receivables and payables between individual funds of the City, as reported in the fund financial statements, as of December 31, 2019 are detailed below: Interfund Interfund Receivables Payables Governmental funds General 8,348,525$ -$ Nonma or overnmental Special revenue 51,397 100,760 Capital pro ects 1,343,000 9,879,015 Permanent - 51,397 Total overnmental activities 9,742,922 10,031,172 Proprietar funds Sewer utilit 3,136,355 - Nonma or enter rise - 2,848,105 Total business-t pe activities 3,136,355 2,848,105 Totals 12,879,277$ 12,879,277$ Interfund transfers for the year ended December 31, 2019 were as follows: Transfer Transfer Fund In Out Governmental funds General 1,000,000$ -$ Nonmajor governmental 2,276,732 274,550 Total governmental funds 3,276,732 274,550 Proprietar funds Water utilit - 1,000,000 Nonma or enterprise - 2,002,182 Total enterprise funds - 3,002,182 Totals 3,276,732$ 3,276,732$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 59 Interfund transfers were made for the following purposes: Tax equivalent payment made by water utility to general fund 1,000,000$ Transfer from Library Perm Fund (Trust Funds) 80,000 Transfer to close out the Golf Course Fund and move into Parks 2,002,182 Miscellaneous transfers as approved in annual budget process 194,550 3,276,732$ E. LOANS RECEIVABLES Loans receivable of $4,600,028 in the Community Development Block Grant, Rental Rehabilitation Loan Program, and Local Revolving Loan Program special revenue funds represents noninterest bearing loans made to City residents as part of the City’s participation in the Community Block Grant Program for residential rehabilitation. These notes are payable to the City at the time the property is sold or at the time the property is no longer occupied by the owner and is due to the funding agency upon termination of the program. F. LONG-TERM OBLIGATIONS The following is a summary of changes in long-term obligations of the City for the year ended December 31, 2019: Beginning Ending Due Within Balance Issued Retired Balance One Yea Governmental activities: General Obligation Debt Bonds and notes 112,180,096$ 16,000,000$ 14,994,180$ 113,185,916$ 14,115,095$ Debt premium 2,652,892 931,315 286,766 3,297,441 - Compensated absences 4,434,862 106,328 - 4,541,190 - Governmental activities Long-term obligations 119,267,850$ 17,037,643$ 15,280,946$ 121,024,547$ 14,115,095$ Business-type activities: General Obligation Debt Transit utilit 1,161,000$ -$ 135,000$ 1,026,000$ 140,000$ Water utilit 4,669,194 925,000 1,779,194 3,815,000 715,000 Sewer utilit 6,653,459 1,135,000 2,318,459 5,470,000 1,025,000 Storm water utilit 5,469,857 3,280,000 4,214,857 4,535,000 675,000 Parking utilit 25,000 - - 25,000 - Oshkosh Redevelopment 1,895,000 - 235,000 1,660,000 235,000 Industrial Park 735,000 - 235,000 500,000 100,000 Total General Obligation Debt 20,608,510 5,340,000 8,917,510 17,031,000 2,890,000 Revenue bonds Water utilit 47,330,208 8,220,000 5,229,516 50,320,692 4,012,244 Sewer utilit 56,802,571 13,990,000 11,002,195 59,790,376 3,706,402 Storm water utilit 74,135,000 8,060,000 3,540,000 78,655,000 3,980,000 Total revenue bonds 178,267,779 30,270,000 19,771,711 188,766,068 11,698,646 Debt premium Water utilit 1,517,236 577,566 131,122 1,963,680 - Sewer utilit 1,405,707 963,470 123,301 2,245,876 - Storm water utilit 2,245,334 770,210 177,146 2,838,398 - Total debt premium 5,168,277 2,311,246 431,569 7,047,954 - Compensated absences 833,790 226,645 - 1,060,435 - Business-type activities Long-term obligations 204,878,356$ 38,147,891$ 29,120,790$ 213,905,457$ 14,588,646$ Total interest paid during the year on long-term debt totaled $9,419,013. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 60 General Obligation Debt General obligation debt currently outstanding is detailed as follows: Date o Principal Interest Interest Original Balance Issue payable payable Rates Indebtedness 12/31/19 Refunding bonds: 2010C 8/25/10 12/1/11 - 6/1/24 6/1 - 12/1 2.00 - 3.25% 12,620,000$ 2,105,000$ 2010D 8/26/10 12/1/11 - 21 6/1 - 12/1 0.75 - 3.90% 8,420,000 1,480,000 2011 3/16/11 12/1/11 - 22 6/1 - 12/1 2.00 - 3.50% 8,490,000 2,690,000 2011B 3/16/11 3/15/12 - 23 3/15 - 9/15 2.00 - 4.70% 6,350,000 1,715,000 2012 6/28/12 12/1/13 - 27 6/1 - 12/1 0.40 - 3.00% 5,595,000 1,830,000 2016C 7/6/16 12/1/17 - 34 6/1 - 12/1 2.25 - 3.00% 9,850,000 8,980,000 2016H 10/6/16 12/1/17 - 30 6/1 - 12/1 3.00 - 4.00% 6,890,000 5,695,000 Corporate purpose bonds: 2011C 11/1/11 6/1/12 - 31 6/1 - 12/1 2.00 - 4.00% 9,965,000 6,085,000 2012B 11/1/12 12/1/13 - 31 6/1 - 12/1 2.00 - 3.00% 12,480,000 8,120,000 2013B 12/4/13 12/1/14 - 33 6/1 - 12/1 2.00 - 4.00% 9,080,000 6,860,000 2014B 11/5/14 12/1/15 - 33 6/1 - 12/1 2.00 - 3.00% 14,455,000 10,130,000 2015 7/15/15 12/1/16 - 34 6/1 - 12/1 2.00 - 4.00% 18,750,000 14,315,000 2016 6/14/16 12/1/17 - 35 6/1 - 12/1 2.00 - 4.00% 7,950,000 4,320,000 2017A 7/6/17 12/1/18 - 36 6/1 - 12/1 3.00 - 4.00% 5,440,000 4,910,000 2018A 6/28/18 12/1/18 - 37 6/1/ - 12/1 3.00 - 3.50% 5,545,000 5,340,000 2019A 6/27/19 12/1/20 - 38 6/1/ - 12/1 2.75 - 4.00% 5,380,000 5,380,000 Promissory notes: STFL 05 5/31/05 3/15/07 - 25 3/15 5.00% 200,000 80,655 2010B 9/2/10 8/1/11 - 20 2/1 - 8/1 0.80 - 3.55% 4,150,000 555,000 2011D 11/1/11 6/1/12 - 21 6/1 - 12/1 2.35% 2,895,000 640,000 2012C 11/1/12 12/1/13 - 21 6/1 - 12/1 2.00% 3,660,000 840,000 STFL 13 3/8/13 3/15/14 - 22 3/15 2.75% 2,000,000 723,517 STFL 13 4/3/13 3/15/14 - 23 3/15 2.75% 640,000 276,628 STFL 13 11/19/13 3/15/14 - 23 3/15 2.75% 2,644,100 1,265,821 2013C 12/4/13 12/1/14 - 23 6/1 - 12/1 2.00 - 3.00% 1,690,000 720,000 2014C 11/5/14 12/1/15 - 23 6/1 - 12/1 2.00% 2,615,000 1,200,000 STFL 15 2/17/15 3/15/16- 24 3/15 3.50% 1,250,000 743,673 2015B 7/15/15 12/1/16 - 24 6/1 - 12/1 2.00 - 3.00% 4,210,000 2,415,000 STFL 16 7/19/16 3/15/17- 26 3/15 3.00% 711,300 514,276 2016B 9/14/16 12/1/17 - 25 6/1 - 12/1 2.00 - 4.00% 4,700,000 3,180,000 2017B 7/6/17 12/1/18 - 26 6/1 - 12/1 2.00 - 4.00% 5,830,000 1,450,000 STFL CONV CENTER 8/21/17 3/15/18 - 27 3/15 4.50% 1,500,000 4,510,000 2018B 6/28/18 12/1/19 - 27 6/1-12/1 3.00 - 4.00% 5,895,000 5,195,000 2018SB 11/1/18 11/1/18 - 32 11/1 4.00% 140,000 132,346 2019B 6/27/19 12/1/19 - 28 6/1-12/1 3.00 - 4.00% 15,820,000 15,820,000 Total Outstanding General Obligation Debt 130,216,916$ Annual principal and interest maturities of the outstanding general obligation debt of $130,219,916 on December 31, 2019 are detailed below: December 31, Year Ended Principal Interest Principal Interest Principal Interest 2020 14,115,095$ 3,661,203$ 2,890,000$ 607,021$ 17,005,095$ 4,268,224$ 2021 13,288,791 3,029,863 2,683,715 444,238 15,972,506 3,474,101 2022 11,305,000 2,628,781 2,435,712 356,724 13,740,712 2,985,505 2023 10,791,294 2,288,754 1,949,069 279,990 12,740,363 2,568,744 2024 9,768,394 1,961,638 1,687,695 219,540 11,456,089 2,181,178 2025 - 2029 34,675,562 5,958,866 4,579,809 438,533 39,255,371 6,397,399 2030 - 2034 16,911,780 1,790,493 805,000 62,541 17,716,780 1,853,034 2035 - 2038 2,330,000 146,175 - - 2,330,000 146,175 113,185,916$ 21,465,773$ 17,031,000$ 2,408,587$ 130,216,916$ 23,874,360$ Governmental Activities Business-type Activities Totals City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 61 For governmental activities, the other long-term liabilities are generally funded by the general fund. Legal Margin for New Debt The City’s legal margin for creation of additional general obligation debt on December 31, 2019 was $82,552,374 as follows: Equalized valuation of the City 4,211,595,500$ Statutory limitation percentage (x) 5% General obligation debt limitation, per Section 67.03 of the Wisconsin Statutes 210,579,775 Total outstanding general obligation debt applicable to debt limitation 130,216,916$ Less: Amounts available for financing general obligation debt Debt service fund 2,189,515 Net outstanding general obligation debt applicable to debt limitation 128,027,401 Legal margin for new deb 82,552,374$ Revenue Bonds Revenue bonds outstanding on December 31, 2019 totaled $188,766,068 and were comprised of the following issues: Issue Year of Principal Interest Interest Original Balance Number Issue Payable Payable Rates Indebtedness 12/31/19 Water Utility Safe Drinking Revenue Bond 4874-98 2001 5/1/02 - 21 5/1 & 11/1 2.97% 3,483,913 439,383$ Safe Drinking Revenue Bond 4874-02 2008 5/1/10 - 28 5/1 & 11/1 2.75% 1,344,824 3,866,309 Revenue Bond 2012F 2012 1/1/14 - 32 1/1 & 7/1 0.85 - 5.15% 5,430,000 3,860,000 Revenue Bond 2013E 2013 1/1/15 - 33 1/1 & 7/1 2.25 - 3.125% 3,785,000 2,650,000 Revenue Bond 2014E 2014 1/1/16 - 34 1/1 & 7/1 2.00 - 4.125% 3,795,000 2,755,000 Revenue Bond 2015E 2015 1/1/16 - 35 1/1 & 7/1 2.00 - 4.00% 6,660,000 5,650,000 Revenue Bond 2016F 2016 1/1/17 - 36 1/1 & 7/1 3.00 - 4.00% 6,835,000 5,990,000 Refunding Revenue Bond 2016G 2016 1/1/17 - 30 1/1 & 7/1 2.00 - 3.00% 11,690,000 8,750,000 Revenue Bond 2017C 2017 1/1/18 - 37 1/1 & 7/1 2.00 - 4.00% 8,880,000 8,140,000 Revenue Bond 2019 D 2019 1/1/19 - 37 1/1 & 7/1 3.00 - 5.00% 8,220,000 8,220,000 Sewer Utility Clean Water Revenue Bond 4130-05 2004 5/1/05 - 24 5/1 & 11/1 2.396% 1,989,231 1,009,514 Revenue Bond 2012E 2012 5/1/13 - 32 5/1 & 11/1 2.25 - 3.00% 6,270,000 4,145,000 Revenue Bond 2013D 2013 1/1/14 - 33 5/1 & 11/1 2.00 - 4.125% 4,175,000 3,025,000 Revenue Bond 2014D 2014 5/1/15 - 34 5/1 & 11/1 2.00 - 4.00% 5,980,000 4,685,862 Clean Water Revenue Bond 4130-14 2014 5/1/15 - 34 5/1 & 11/1 2.625% 5,706,185 4,555,000 Revenue Bond 2015D 2015 5/1/16 - 35 5/1 & 11/1 2.00 - 4.00% 6,695,000 5,575,000 Revenue Bond 2016D 2016 5/1/17 - 36 5/1 & 11/1 2.00 - 3.00% 10,045,000 8,670,000 Revenue Bond 2017D 2017 5/1/18 - 37 5/1 & 11/1 3.00 - 5.00% 15,075,000 14,135,000 Revenue Bond 2019E 2019 5/1/20 - 39 5/1 & 11/1 2.00 - 4.00% 13,990,000 13,990,000 Storm Water Utility Revenue Bond 2012D 2012 5/1/13 - 32 5/1 & 11/1 3.00 - 3.12% 6,810,000 4,860,000 Revenue Bond 2013A 2013 1/1/14 - 33 5/1 & 11/1 3.00 - 4.125% 15,220,000 11,780,000 Revenue Bond 2014A 2014 5/1/15 - 34 5/1 & 11/1 2.00 - 4.00% 8,300,000 6,770,000 Revenue Bond 2015C 2015 5/1/16 - 35 5/1 & 11/1 3.00 - 4.00% 13,115,000 10,760,000 Revenue Bond 2016E 2016 5/1/17 - 36 5/1 & 11/1 2.00 - 3.00% 5,175,000 4,580,000 Refunding Revenue Bond 2016E 2016 5/1/17 - 30 5/1 & 11/1 2.00 - 4.00% 15,295,000 12,810,000 Revenue Bond 2017E 2017 5/1/18 - 37 5/1 & 11/1 3.00 - 5.00% 9,720,000 9,160,000 Revenue Bond 2018C 2018 5/1/19 - 38 5/1 & 11/1 4.00 - 5.00% 10,060,000 9,875,000 Revenue Bond 2019C 2019 5/1/20 - 39 5/1 & 11/1 3.00 - 5.00% 8,060,000 8,060,000 Total Outstanding Revenue Bonds 188,766,068$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 62 Annual principal and interest maturities of the outstanding revenue bonds of $188,766,068 on December 31, 2019 are detailed below: Year Ended December 31, Principal Interest Total 2020 11,698,646$ 6,180,947$ 17,879,593$ 2021 12,305,251 5,608,709 17,913,960 2022 11,973,731 5,204,110 17,177,841 2023 12,000,403 4,805,143 16,805,546 2024 12,197,608 4,401,518 16,599,126 2025 - 2029 59,917,325 16,077,338 75,994,663 2030 - 2034 49,523,104 6,743,408 56,266,512 2035 - 2039 19,150,000 1,060,494 20,210,494 188,766,068$ 50,081,667$ 238,847,735$ Business-type Activities Utility Revenues Pledged The City’s utilities have pledged future water, sewer, and storm water customer revenues, net of specified operating expenses, to repay the revenue bonds through 2039. Proceeds from the bonds provided financing for the construction or acquisition of capital assets used with the systems. A summary of net customer revenues and remaining principal and interest due on revenue bonds follows: Water Sewer Storm Water Utility Utility Utility Net customer revenues Operating revenues 16,109,837$ 15,192,344$ 10,753,050$ Other income 338,498 457,663 511,276 Total revenues 16,448,335 15,650,007 11,264,326 Less: Operating expenses 5,946,820 6,502,032 2,425,564 Net customer revenues 10,501,515$ 9,147,975$ 8,838,762$ Debt service Principal 5,229,516$ 11,002,195$ 3,540,000$ Interest 749,342 1,726,734 2,624,038 Total debt service 5,978,858$ 12,728,929$ 6,164,038$ Remaining principal and interest 61,847,007$ 75,403,797$ 101,596,932$ Build America Bonds The general obligation debt issued on May 1, 2009 and September 2, 2010 and revenue bonds issued on October 5, 2010 and October 14, 2010 qualify as Build America Bonds, as described in Section 54AA of the Internal Revenue Code. The interest on the debt is taxable as set forth in the regulations. The City is eligible to receive a 35% subsidy of the annual interest payment from the Federal government. In order to receive this subsidy it is necessary for the City to file a claim form annually. G. CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Industrial Revenue Bonds to provide financial assistance to private sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 63 H. PENSION PLAN 1. Plan Description The WRS is a cost-sharing, multiple-employer, defined benefit pension plan. WRS benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. Benefit terms may only be modified by the legislature. The retirement system is administered by the Wisconsin Department of Employee Trust Funds (ETF). The system provides coverage to all eligible State of Wisconsin, local government and other public employees. All employees, initially employed by a participating WRS employer on or after July 1, 2011, and expected to work at least 1200 hours a year (880 hours for teachers and school district educational support employees) and expected to be employed for at least one year from employee’s date of hire are eligible to participate in the WRS. ETF issues a standalone Comprehensive Annual Financial Report (CAFR), which can be found at http://etf.wi.gov/publications/cafr.htm. For employees beginning participation on or after January 1, 1990, and no longer actively employed on or after April 24, 1998, creditable service in each of five years is required for eligibility for a retirement annuity. Participants employed prior to 1990 and on or after April 24, 1998, and prior to July 1, 2011, are immediately vested. Participants who initially became WRS eligible on or after July 1, 2011, must have five years of creditable service to be vested. Employees who retire at or after age 65 (54 for protective occupation employees, 62 for elected officials and executive service retirement plan participants, if hired on or before December 31, 2016 are entitled to a retirement benefit based on a formula factor, their final average earnings, and creditable service. Final average earnings is the average of the participant’s three highest earnings periods. Creditable service includes current service and prior service for which a participant received earnings and made contributions as required. Creditable service also includes creditable military service. The retirement benefit will be calculated as a money purchase benefit based on the employee’s contributions plus matching employer’s contributions, with interest, if that benefit is higher than the formula benefit. Vested participants may retire at or after age 55 (50 for protective occupations) and receive an actuarially-reduced benefit. Participants terminating covered employment prior to eligibility for an annuity may either receive employee- required contributions plus interest as a separation benefit or leave contributions on deposit and defer application until eligible to receive a retirement benefit. The WRS also provides death and disability benefits for employees. 2. Post-Retirement Adjustments The Employee Trust Funds Board may periodically adjust annuity payments from the retirement system based on annual investment performance in accordance with s. 40.27, Wis. Stat. An increase (or decrease) in annuity payments may result when investment gains (losses), together with other actuarial experience factors, create a surplus (shortfall) in the reserves, as determined by the system’s consulting actuary. Annuity increases are not based on cost of living or other similar factors. For Core annuities, decreases may be applied only to previously granted increases. By law, Core annuities cannot be reduced to an amount below the original, guaranteed amount (the “floor”) set at retirement. The Core and Variable annuity adjustments granted during recent years are as follows: City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 64 Year Core Fund Adjustment Variable Fund Adjustment 2008 6.6 0 2009 (2.1) (42) 2010 (1.3) 22 2011 (1.2) 11 2012 (7.0) (7) 2013 (9.6) 9 2014 4.7 25 2015 2.9 2 2016 0.5 (5) 2017 2 4 2018 2.4 17 3. Contributions Required contributions are determined by an annual actuarial valuation in accordance with Chapter 40 of the Wisconsin Statutes. The employee required contribution is one-half of the actuarially determined contribution rate for general category employees, including teachers, and Executives and Elected Officials. Starting on January 1, 2016, the Executives and Elected Officials category was merged into the General Employee Category. Required contributions for protective employees are the same rate as general employees. Employers are required to contribute the remainder of the actuarially determined contribution rate. The employer may not pay the employee required contribution unless provided for by an existing collective bargaining agreement. During the year ending December 31, 2019, the WRS recognized $3,553,329 in contributions from the City. Contribution rates for the reporting period are: Employee Category Employee Employer General (including teachers, executives and elected officials) 6.55% 6.55% Protective with Social Security 6.55% 10.55% Protective without Social Security 6.55% 14.95% 4. Pension Liabilities, Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions At December 31, 2019, the City reported a liability of $11,923,578 for its proportionate share of the net pension liability. The net pension liability was measured as of December 31, 2018, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of December 31, 2017 rolled forward to December 31, 2018. No material changes in assumptions or benefit terms occurred between the actuarial valuation date and the measurement date. The City’s proportion of the net pension liability was based on the City’s share of contributions to the pension plan relative to the contributions of all participating employers. At December 31, 2018, the City’s proportion was 0.335149480%, which was an increase of 0.00971414% from its proportion measured as of December 31, 2017. For the year ended December 31, 2019, the City recognized pension expense of $8,053,758. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 65 At December 31, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual experience 9,286,661$ 16,415,479$ Net differences between projected and actual earnings on pension plan investments 17,413,573 - Changes in assumptions 2,009,879 - Changes in proportion and differences between employer contributions and proportionate share of contributions 37,587 93,232 Employer contributions subsequent to the measurement date 3,553,329 - Total 32,301,029$ 16,508,711$ $3,553,329 reported as deferred outflows related to pension resulting from the City’s contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability (asset) in the year ended December 31, 2020. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pension will be recognized in pension expense as follows: Year Ended December 31, Expense 2020 4,437,020$ 2021 1,100,124 2022 1,944,889 2023 4,756,956 Total 12,238,989$ 5. Actuarial Assumptions The total pension liability in the December 31, 2018, actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Actuarial Valuation Date: December 31, 2017 Actuarial Cost Method: Entry Age Asset Valuation Method: Fair Value Long-term Expected Rate of Return: 7.0% Discount Rate: 7.0% Salary Increases: Inflation 3.0% Seniority/Merit 0.1% - 5.6% Mortality Wisconsin 2018 Mortality Table Post-retirement Adjustments* 1.9% No post-retirement adjustment is guaranteed. Actual adjustments are based on recognized investment return, actuarial experience and other factors. 1.9% is the assumed annual adjustment based on the investment return assumption and the post-retirement discount rate. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 66 Actuarial assumptions are based upon an experience study conducted in 2018 that covered a three-year period from January 1, 2015 to December 31, 2017. Based on this experience study, actuarial assumptions used to measure the total pension liability changed from prior year, including the discount rate, long-term expected rate of return, post-retirement adjustment, wage inflation rate, mortality and separation rates. The total pension liability for December 31, 2018 is based upon a roll-forward of the liability calculated from the December 31, 2017 actuarial valuation. Long-term Expected Return on Plan Assets. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: Long-term Long-term Current Asset Expected Nominal Expected Real Allocation % Rate of Return % Rate of Return % Core Fund Asset Class Global equities 49% 8.1% 5.5% Fixed income 24.5% 4.0% 1.5% Inflation sensitive assets 15.5% 3.8% 1.3% Real estate 9% 6.5% 3.9% Private equity/debt 8% 9.4% 6.7% Multi-asset 4% 6.7% 4.1% Total Core Fund 110% 7.3% 4.7% Variable Fund Asset Class U.S. equities 70% 7.6% 5.0% International equities 30% 8.5% 5.9% Total Variable Fund 100% 8.0% 5.0% New England Pension Consultants Long Term US CPI (Inflation) Forecast: 2.5% Asset Allocations are managed within established ranges, target percentages may differ from actual monthly allocations Single Discount Rate. A single discount rate of 7.00% was used to measure the total pension liability, as opposed to a discount rate of 7.20% for the prior year. This single discount rate was based on the expected rate of return on pension plan investments of 7.00% and a long-term bond rate of 3.71%. Because of the unique structure of WRS, the 7.00% expected rate of return implies that a dividend of approximately 1.9% will always be paid. For purposes of the single discount rate, it was assumed that the dividend would always be paid. The projection of cash flows used to determine this single discount rate assumed that plan members contributions will be made at the current contribution rate and that employer contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Based on these assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments (including expected dividends) of current plan members. Therefore, the municipal bond rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 67 Sensitivity of the City’s proportionate share of the net pension liability (asset) to changes in the discount rate. The following presents the City’s proportionate share of the net pension liability (asset) calculated using the discount rate of 7.00 percent, as well as what the City’s proportionate share of the net pension liability (asset) would be if it were calculated using a discount rate that is 1-percentage-point lower (6.00 percent) or 1-percentage-point higher (8.00 percent) than the current rate: 1% Decrease to Current 1% Increase to Discount Rate Discount Rate Discount Rate (6.00%) (7.00%) (8.00%) City's proportionate share of the net pension liability (asset) 47,385,553$ 11,923,578$ (14,445,148)$ Pension plan fiduciary net position. Detailed information about the pension plan’s fiduciary net position is available in separately issued financial statements available at http://etf.wi.gov/publications/cafr.htm. 6. Payables to the Pension Plan At December 31, 2019, the City reported a payable of $696,395 for the outstanding amount of contributions to the pension plan for the year ended December 31, 2019. Police-Fire Pension Fund The City currently provides contributions to the Wisconsin Retirement Fund for employees formerly covered under the City sponsored and administered Police – Fire pension fund. In accordance with the statute terminating the pension funds, the City chose a “pay-as-you-go” basis for pension contributions in which payments are made to the Wisconsin Retirement Fund as the benefits become due and payable to the participants of the terminated plan. The total expense for 2019 was approximately $7,438. The total estimated future costs to the City of this plan as of December 31, 2019 is not determinable. I. OTHER POSTEMPLOYMENT BENEFITS The City reports OPEB related balances at December 31, 2019 as summarized below: Deferred Deferred OPEB Outflows of Inflows of OPEB Liability Resources Resources Expense Local Retiree Life Insurance Fund (LRLIF) 1,838,727$ 247,385$ 491,839$ 187,694$ Single-employer defined OPEB plan 5,074,715 110,413 257,300 498,816 Total OPEB balances 6,913,442$ 357,798$ 749,139$ 686,510$ 1. Single-employer Defined Postemployment Benefit Plan - Health Care Plan Description The City provides health care insurance coverage for employees who retire until they reach the age of 65. The retired employee contributes 100% of the premium for family coverage or 100% of the premium for single coverage. Benefits Provided The City provides medical (including prescription drugs) and dental coverage for retired employees through the City’s self-insured plans. Retirees may continue in the plan by paying 100% of the premium until the retiree is eligible for Medicare. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 68 Employees Covered by Benefit Terms At December 31, 2019, the following employees were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefit payments 29 ctive employees 564 593 Contributions Certain retired plan members and beneficiaries currently receiving benefits are required to contribute specified amounts monthly towards the cost of insurance premiums based on the employee group and their retirement date. City paid medical and dental benefits are paid until the retiree or surviving spouse becomes eligible for Medicare. Net OPEB Liability The City’s total OPEB liability was measured as of December 31, 2018, and the total OPEB liability was determined by an actuarial valuation as of December 31, 2019. Actuarial Assumptions.The total OPEB liability in the December 31, 2019 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Valuation date: December 31, 2019 Measurement date: December 31, 2018 Interest discount rate: 4.10% Salary increases including inflation In addition to the merit and longevity increase, each person is assumed to get an economic increase of 3.0% each year. Mortality: Rates are based on the Wisconsin 2018 Mortality table, multiplied by 50% for males and females, in connection with the 2015-2017 Experience Study performed by the actuary for the Wisconsin Retirement System. ctuarial cost method Entry Age Normal Mortality rates are the same as those used in the December 2018 Wisconsin Retirement System’s annual report. The actuarial assumptions used in the December 31, 2019 valuation were based on the “Wisconsin Retirement System 2015 - 2017 Experience Study”. The long-term expected rate of return on OPEB plan investments was valued at 4.10%. A blend of expected earnings on City funds and the current yield for 20 year tax-exempt AA Municipal bond rate or higher as of the measurement date was used for all years of benefit payments. Discount Rate.The discount rate used to measure the total OPEB liability was 4.10%. The projection of cash flows used to determine the discount rate assumed that City contributions will be made at rates equal to the actuarially determined contribution rates. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 69 Changes in the Total OPEB Liability Increase (Decrease) Total OPEB Liability Balance at January 1, 2019 4,967,262$ Changes for the year: Service cost 334,296 Interest 180,345 Effect of assumption changes (288,188) Recognition of assumption changes - Benefit payments (119,000) Net changes 107,453 Balance at December 31, 2019 5,074,715$ Sensitivity of the total OPEB liability to changes in the discount rate.The following presents the total OPEB liability of the City would be if it were calculated using a discount rate that is 1-percentage-point lower (3.10%) or 1- percentage-point higher (4.10%) than the current rate: 1% Decrease to Current 1% Increase to Discount Rate Discount Rate Discount Rate (3.10%) (4.10%) (5.10%) Total OPEB liability 5,516,727$ 5,074,715$ 4,664,657$ Sensitivity of the total OPEB liability to changes in the healthcare cost trend rates. The following presents the total OPEB liability of the City would be if it were calculated using healthcare cost trend rates that are 1-percentage-point lower or 1-percentage-point higher than the current healthcare cost trend rates: Current Healthcare Cost 1% Decrease Trend Rates 1% Increase Total OPEB liability 4,501,049$ 5,074,715$ 5,748,586$ OPEB Expense and Deferred Outflows of Resources Related to OPEB For the year ended December 31, 2019, the City recognized OPEB expense of $498,816. At December 31, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Changes in assumptions 110,413$ 257,300$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 70 The amounts above reported as deferred outflows of resources related to OPEB will be recognized in other postemployment benefits expense as follows: Year Ended December 31, Expense 2020 (15,825)$ 2021 (15,825) 2022 (15,825) 2023 (15,825) 2024 (15,825) Thereafte (67,762) Total (146,887)$ Payable to the OPEB Plan At December 31, 2019, the City reported no payable of for the outstanding amount of contribution to the Plan required for the year ended December 31, 2019. 2. Local Retiree Life Insurance Fund Plan Description The LRLIF is a cost-sharing multiple-employer defined benefit OPEB plan. LRLIF benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. The Wisconsin Department of Employee Trust Funds (ETF) and the Group Insurance Board have statutory authority for program administration and oversight. The plan provides postemployment life insurance benefits for all eligible employees. OPEB Plan Fiduciary Net Positon ETF issues a standalone Comprehensive Annual Financial Report (CAFR), which can be found at http://etf.wi.gov/publications/cafr.htm. Benefits Provided The LRLIF plan provides fully paid up life insurance benefits for post-age 64 retired employees and pre-65 retirees who pay for their coverage. Contributions The Group Insurance Board approves contribution rates annually, based on recommendations from the insurance carrier. Recommended rates are based on an annual valuation, taking into consideration an estimate of the present value of future benefits and the present value of future contributions. A portion of employer contributions made during a member’s working lifetime funds a post-retirement benefit. Employers are required to pay the following contributions based on employee contributions for active members to provide them with Basic Coverage after age 65. There are no employer contributions required for pre-age 65 annuitant coverage. If a member retires prior to age 65, they must continue paying the employee premiums until age 65 in order to be eligible for the benefit after age 65. Contribution rates as of December 31, 2019 are: Coverage Type Employer Contribution 50% Post-retirement coverage 40% of employee contribution 25% Post-retirement coverage 20% of employee contribution City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 71 Employee contributions are based upon nine age bands through age 69 and an additional eight age bands for those age 70 and over. Participating employees must pay monthly contribution rates per $1,000 of coverage until the age of 65 (age 70 if active). The employee contribution rates in effect for the year ended December 31, 2018 are listed below: Attained Age Basic Supplemental Under 30 $0.05 $0.05 30 - 34 0.06 0.06 35 - 39 0.07 0.07 40 - 44 0.08 0.08 45 - 49 0.12 0.12 50 - 54 0.22 0.22 55 - 59 0.39 0.39 60 - 64 0.49 0.49 65 - 69 0.57 0.57 * Disabled members under age 70 receive a waiver-of-premium benefit Life Insurance Employee Contribution Rates For the Year Ended December 31, 2018 During the reporting period, the LRLIF recognized $13,774 in contributions from the employer. OPEB Liabilities, OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB At December 31, 2019, the City reported a liability of $1,838,727 for its proportionate share of the net OPEB liability. The net OPEB liability was measured as of December 31, 2018, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of December 31, 2017 rolled forward to December 31, 2018. No material changes in assumptions or benefits terms occurred between the actuarial valuation date and the measurement date. The City’s proportion of the net OPEB liability was based on the City’s share of contributions to the OPEB plan relative to the contributions of all participating employers. At December 31, 2018, the City’s proportion was 0.71259100%, which was an increase of 0.000092400% from its proportion measured as of December 31, 2017. For the year ended December 31, 2019, the City recognized OPEB expense of $187,694. At December 31, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual experience -$ 93,277$ Net differences between projected and actual earnings on OPEB plan investments 43,943 - Changes in assumptions 175,443 398,562 Changes in proportion and differences between employer contributions and proportionate share of contributions 27,999 - Total 247,385$ 491,839$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 72 Amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ended December 31, Expense 2020 (31,162)$ 2021 (31,162) 2022 (31,162) 2023 (37,333) 2024 (43,690) Thereafte (69,945) Total (244,454)$ Actuarial assumptions.The total OPEB liability in the January 1, 2018 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: ctuarial valuation date: January 1, 2018 ctuarial cost method: Entry age normal 20 year tax-exempt municipal bond yield: 4.10% Long-term expected rate of return: 5.00% Discount rate: 4.22% Salary increases: Inflation 3.00% Seniority/Merit 0.1% - 5.6% Mortality: Wisconsin 2018 Mortality Table Actuarial assumptions are based upon an experience study conducted in 2018 that covered a three-year period from January 1, 2015, to December 31, 2017. Based on this experience study, actuarial assumptions used to measure the total OPEB liability changed from prior year, including the discount rate, wage inflation rate, mortality, and separation rates. The total OPEB liability for December 31, 2018, is based upon a roll-forward of the liability calculated from the December 31, 2017, actuarial valuation. Long-term expected return on plan assets. The long-term expected rate of return is determined by adding expected inflation to expected long-term real returns and reflecting expected volatility and correlation. Investments for the LRLIF are held with Securian, the insurance carrier. Interest is calculated and credited to the LRLIF based on the rate of return for a segment of the insurance carriers’ general fund, specifically 10-year A- Bonds (as a proxy, and not tied to any specific investments). The overall aggregate interest rate is calculated using a tiered approach based on the year the funds were originally invested and the rate of return for that year. Investment interest is credited based on the aggregate rate of return and assets are not adjusted to fair market value. Furthermore, the insurance carrier guarantees the principal amounts of the reserves, including all interest previously credited thereto. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 73 Long-term Target Expected Geometric Asset Class Index Allocation Real Rate of Return % U.S. Government Bonds Barclays Government 1% 1.44% U.S. Credit Bonds Barclays Credit 40% 2.69% U.S. Long Credit Bonds Barclays Long Credit 4% 3.01% U.S. Mortgages Barclays MBS 54% 2.25% U.S. Municipal Bonds Bloomberg Barclays Muni 1% 1.68% Inflation 2.30% Long-term expected rate of return 5.00% Local OPEB Life Insurance Asset Allocation Targets and Expected Returns As of December 31, 2018 Single discount rate.A single discount rate of 4.22% was used to measure the total OPEB liability, as opposed to a discount rate of 3.63% for the prior year. The Plan’s fiduciary net position was projected to be insufficient to make all projected future benefit payments of current active and inactive employees. Therefore, the discount rate for calculating the total OPEB liability is equal to the single equivalent rate that results in the same actuarial present value as the long-term expected rate of return applied to benefit payments, to the extent that the plan’s fiduciary net position is projected to be sufficient to make projected benefit payments, and the municipal bond rate applied to benefit payment to the extent that the plan’s fiduciary net position is projected to be insufficient. The plan’s fiduciary net position was projected to be available to make projected future benefit payments of current plan members through December 31, 2036. Sensitivity of the City’s proportionate share of net OPEB liability (asset) to changes in the discount rate.The following presents the City’s proportionate share of the net OPEB liability (asset) calculated using the discount rate of 4.22%, as well as what the City’s proportionate share of the net OPEB liability (asset) would be if it were calculated using a discount rate that is 1-percentage-point lower (3.22%) or 1-percentage-point higher (5.22%) than the current rate: 1% Decrease to Current 1% Increase to Discount Rate Discount Rate Discount Rate (3.22%) (4.22%) (5.22%) City's proportionate share of the net OPEB liability (asset) 2,615,708$ 1,838,725$ 1,239,459$ OPEB plan fiduciary net position.Detailed information about the OPEB plan’s fiduciary net position is available in separately issued financial statements available at http://etf.wi.gov/publications/cafr.htm. Payable to the OPEB Plan At December 31, 2019, the City reported no payable for the outstanding amount of contribution to the Plan required for the year ended December 31, 2019. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 74 J. FUND EQUITY Nonspendable Fund Balance In the fund financial statements, portions of the governmental fund balances are amounts that cannot be spent because they are either 1) not in spendable form or 2) legally or contractually required to be maintained intact. At December 31, 2019, nonspendable fund balance was as follows: General Fund Nons endable Inventories and re aid items 150,934$ Ca ital Pro ect Fund Nons endable Utilit s ecial assessment receivables 703,921 Total Nons endable Fund Balance 854,855$ Restricted Fund Balance In the fund financial statements, portions of governmental fund balances are not available for appropriation or are legally restricted for use for a specific purpose. At December 31, 2019, restricted fund balance was as follows: Debt Service Fund Restricted for Debt retirement 2,189,515$ Nonmajor Governmental Funds Special Revenue Funds Restricted for Committee On Aging 109,743 Business Improvement District 73,312 Community Development Block Grant 135,365 Rental Rehabilitation Loan Program 221,280 Local Revolving Loan Program 1,433,051 Police Special Funds 104,800 Police Asset Forfeiture 36,908 Federal Police Asset Forfeiture 29,936 EMS Fire Grant 251,121 Historical Marker 23,605 Community Development Special 165,023 Healthy Neighborhood Imitative 209,868 Subtotal 2,794,012 Capital Projects Funds Restricted for Tax Incremental District No. 8 51,894 Tax Incremental District No. 10 26,701 Tax Incremental District No. 11 42,060 Tax Incremental District No. 12 760,411 Tax Incremental District No. 13 1,055,302 Tax Incremental District No. 14 797,766 Tax Incremental District No. 15 2,575,681 Tax Incremental District No. 16 742,915 Tax Incremental District No. 17 675,127 Tax Incremental District No. 19 326,606 Tax Incremental District No. 20 5,238,908 Tax Incremental District No. 24 35,983 Tax Incremental District No. 32 379 Tax Incremental District No. 33 2,633 Tax Incremental District No. 34 419,345 Tax Incremental District No. 36 22,440 Subtotal 12,774,151 Permanent Fund Restricted for Trust fund specific purposes 11,272,813 Total Restricted Fund Balance 29,030,491$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 75 Committed Fund Balance In the fund financial statements, portions of government fund balances are committed by County Board action. At December 31, 2019, General Fund balance was committed as follows: Nonmajor Governmental Funds Special Revenue Funds Committed for Senior Center Revolving Loans 124,422$ Bicycle 16,163 Cable TV Franchise Escrow 6,434 Leach Amphitheater 53,327 Pollock Water Park 92,624 Healthy Neighborhood Imitative 4,237,939 Rental Inspections 11,055 Total Committed Fund Balance 4,541,964$ Assigned Fund Balance Portions of governmental fund balances have been assigned to represent tentative management plans that are subject to change. At December 31, 2019, fund balance was assigned as follows: General Fund ssigned for subsequent year's expenditures 49,180$ Nonmajor Governmental Funds Special Revenue Funds ssigned for subsequent year's expenditures Recycling 1,436,446 Street Lighting 88,623 Library 620,508 Museum 669,026 Cemetery 53,912 Parks Revenue Facilities 2,518,028 Garbage Disposal 121,820 Subtotal 5,508,363 Capital Projects Funds ssigned for subsequent year's expenditures Capital Improvements Special Assessment Improvement 3,264,182 Sidewalk Construction 74,293 Street Improvement 5,191,908 Street Tree 19,318 Contract Control 3,838,233 Equipment 11,090,776 Park Improvement and Acquisition 54,336 Park Subdivision Improvement 387,399 Mct Rochlin Park Somestack 2,000 Senior Cente 130,644 Grand Opera House 66,824 Parking Ramp Improvements 357,527 Subtotal 24,477,440 Total 30,034,983$ City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 76 Minimum General Fund Balance Policy The City has also adopted a minimum fund balance policy of 16% of subsequent year budgeted revenues for the general fund. The minimum fund balance is maintained for cash flow and working capital purposes. The minimum fund balance amount is calculated as follows: Budgeted 2020 General Fund Revenues 47,836,550$ Minimum Fund Balance % (x) 16% Minimum Fund Balance Amount 7,653,848$ The City’s unassigned general fund balance of $14,256,427 is above the minimum fund balance amount. Net Position The City reports restricted net position at December 31, 2019 as follows: Governmental Activities Restricted for Construction of assets 12,774,151$ Debt service 1,666,127 Special purposes 2,794,012 Trust agreements 11,272,813 Revolving loans 4,600,028 Total Governmental Activities Restricted Net Position 33,107,131 Business-type Activities Restricted for Debt service 16,792,800 Total Restricted Net Position 49,899,931$ NOTE 4: OTHER INFORMATION A. TAX INCREMENTAL FINANCING DISTRICTS The City has established separate capital projects funds for the Tax Incremental District (TID) noted below which were created by the City in accordance with Section 66.1105 of the Wisconsin Statutes. At the time the District was created, the property tax base within the District was “frozen” and increment taxes resulting from increases to the property tax base are used to finance District improvements, including principal and interest on long-term debt issued by the City to finance such improvements. The Statutes allow eligible project costs to be incurred up to five years prior to the maximum termination date. The City’s Districts are still eligible to incur project costs. Since creation of the above Districts, the City has provided various financing sources to the TID. The foregoing amounts are not recorded as liabilities in the TID capital project fund but can be recovered by the City from any future excess tax increment revenues. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 77 The intent of the City is to recover the above amounts from future TID surplus funds, if any, prior to termination of the respective Districts. Unless terminated by the City prior thereto, each TID has a statutory termination year as follows: Termination ear TID No. 10 2020 TID No. 11 2022 TID No. 12 2024 TID No. 13 2025 TID No. 14 2027 TID No. 15 2028 TID No. 16 2028 TID No. 17 2028 TID No. 18 2029 TID No. 19 2026 TID No. 20 2032 TID No. 21 2033 TID No. 23 2029 TID No. 24 2037 TID No. 25 2039 TID No. 26 2033 TID No. 27 2034 TID No. 28 2043 TID No. 29 2043 TID No. 30 2043 TID No. 31 2045 TID No. 32 2044 TID No. 33 2044 TID No. 34 2039 TID No. 35 2046 TID No. 36 2046 TID No. 37 2046 TID No. 38 2046 B. TAX ABATEMENTS The City has created 33 tax incremental financing districts (the “Districts”) in accordance with Wisconsin State Statute 66.1105,Tax Increment Law. As part of the project plan for the Districts, the City entered into agreements with two developers for the creation of tax base within the Districts. The agreements require the City to make annual repayments of property taxes collected within the Districts to the developers, based upon the terms of the agreements. As tax abatements, those developer payments and the related property tax revenues are not reported as revenues or expenditures in the financial statements. For the year ended December 31, 2019, the City abated property taxes totaling $1,307,964 under this program which include the following tax abatement agreements: f A property tax abatement of $271,944 to a developer within Tax Incremental District No. 14. f A property tax abatement of $57,935 to a developer within Tax Incremental District No. 21. f A property tax abatement of $211,037 to a developer within Tax Incremental District No. 24. f A property tax abatement of $258,405 to a developer within Tax Incremental District No. 27. f A property tax abatement of $36,090 to a developer within Tax Incremental District No. 28. f A property tax abatement of $32,108 to a developer within Tax Incremental District No. 30. f A property tax abatement of $429,891 to a developer within Tax Incremental District No. 31. f A property tax abatement of $10,554 to a developer within Tax Incremental District No. 32. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 78 C. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the government carries commercial insurance. The City completes an annual review of its insurance coverage to ensure adequate coverage. D. CONTINGENCIES The City participates in a number of federal and state assisted grant programs. These programs are subject to program compliance audits by the grantors or their representatives. An audit under the Uniform Guidance has been conducted but final acceptance is still pending. Accordingly, the City’s compliance with applicable grant requirements will be established at some future date. The amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time although the City expects such amounts, if any, to be immaterial. From time to time, the City is party to other various pending claims and legal proceedings. Although the outcome of such matters cannot be forecast with certainty, it is the opinion of management and legal counsel that the likelihood is remote that any such claims or proceedings will have a material adverse effect on the City’s financial position or results of operations. E. SELF-INSURED MEDICAL CARE COVERAGE PLAN The City maintained a self-insured medical care coverage plan for its employees through December 31, 2015. In 2016, the City began purchasing health coverage from an outside carrier. The City has established the Hospital Insurance Fund (an Internal Service Fund) to account for the financing of its uninsured risk of loss. The Hospital Insurance Fund has an established reserve of $1,814,807 at December 31, 2019 and is reported as the net position balance of the Internal Service Fund. This reserve will be used to finance any future claims of the previous self-insurance plan. The claims liability of $0, reported in the fund at December 31, 2019, is based on the requirements of Governmental Accounting Standard Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. There was no change from 2018 to the funds’ claims liability in 2019, with an ending balance of $0. F. SUBSEQUENT EVENT Subsequent to year end, the World Health Organization declared the spread of Coronavirus Disease (COVID-19) a worldwide pandemic. The COVID-19 pandemic is having significant effects on global markets, supply chains, businesses, and communities. Specific to the City, COVID-19 may impact various parts of its 2020 operations and financial results including, but not limited to, costs for emergency preparedness and shortages of personnel. Management believes the City is taking appropriate actions to mitigate the negative impact. However, the full impact of COVID-19 is unknown and cannot be reasonably estimated as these events occurred subsequent to year end and are still developing. During the period from January 1, 2020 through July 31, 2020, both domestic and international equity markets have experienced significant declines. These losses are not reflected in the financial statements as of and for the year ended December 31, 2019 as these events occurred subsequent to year end and are still developing. Subsequent to year end the City issued the following long term debt issuances: f $10,425,000 General Obligation Corporate Purpose Bonds, Series 2020A dated July 1, 2020, to refund $6,085,000 Series 2011C bond issuance and to finance various capital project expenditures. City of Oshkosh, Wisconsin NOTES TO BASIC FINANCIAL STATEMENTS DECEMBER 31, 2019 79 f $7,290,000 General Obligation Promissory Notes, Series 2020B dated July 1, 2020, to finance various capital project expenditures. f $4,770,000 Storm Water Utility Revenue Bonds, Series 2020C dated July 1, 2020, to finance various storm water utility projects. f $5,525,000 Water System Revenue Bonds, Series 2020D dated July 16, 2020, to finance various water system projects f $13,930,000 Sewer System Revenue Bonds, Series 2020E dated July 16, 2020, to finance various sewer system projects. G. UPCOMING ACCOUNTING PRONOUNCEMENTS In June 2017, the GASB issued Statement No. 87, Leases. The Statement establishes a single model for lease accounting based on the principle that leases are financings of the right to use an underlying asset. This statement is effective for reporting periods beginning after June 15, 2021. The City is currently evaluating the impact this standard will have on the financial statements when adopted. 80 City of Oshkosh, Wisconsin SCHEDULE OF CHANGES IN TOTAL OPEB LIABILITY AND RELATED RATIOS LAST 10 FISCAL YEARS * 2019 2018 Total OPEB liability Service cost 334,296$ 301,541$ Interest 180,345 179,462 Effect of assumption changes or inputs (288,188) 140,539 Benefit payments (119,000) (199,000) Net change in total OPEB liability 107,453 422,542 Total OPEB liability - beginning 4,967,262 4,544,720 Total OPEB liability - ending 5,074,715$ 4,967,262$ Covered-employee payroll 38,695,522$ 37,913,920$ City's total OPEB liability as a percentage of covered-employee payroll 13.11% 13.10% * The amounts presented for each fiscal year were determined as of the current fiscal year end. Amounts for prior years were not available. See notes to required supplementary information. 81 City of Oshkosh, Wisconsin SCHEDULE OF PROPORTIONATE SHARE OF THE NET PENSION LIABILITY ASSET WISCONSIN RETIREMENT SYSTEM LAST 10 FISCAL YEARS Proportionate Share of the Net Plan Fiduciary Proportionate Pension Liability Net Position as a Proportion of Share of the Covered (Asset) as a Percentage of the Plan the Net Pension Net Pension Payroll Percentage of Total Pension Year Ending Liability (Asset) Liability (Asset)(plan year) Covered Payroll Liability (Asset) 12/31/14 0.31842486% (7,821,386)$ 34,551,515$ 22.64% 102.74% 12/31/15 0.31657015% 5,144,203 34,050,370 15.11% 98.20% 12/31/16 0.31987366% 2,636,523 35,129,816 7.51% 99.12% 12/31/17 0.32543566% (9,662,570) 36,243,909 26.66% 102.93% 12/31/18 0.33514980% 11,923,578 37,018,001 32.21% 96.45% SCHEDULE OF CONTRIBUTIONS WISCONSIN RETIREMENT SYSTEM LAST 10 FISCAL YEARS Contributions in Relation to the Contributions Contractually Contractually Contribution Covered as a Percentage of Fiscal Required Required Deficiency Payroll Covered Year Ending Contributions Contributions (Excess) (fiscal year) Payroll 12/31/15 3,014,493$ 3,014,493$ -$ 34,050,370$ 8.85% 12/31/16 3,073,752 3,073,752 - 35,129,816 8.75% 12/31/17 3,446,908 3,446,908 - 36,243,909 9.51% 12/31/18 3,515,255 3,515,255 - 37,018,001 9.50% 12/31/19 3,553,329 3,553,329 - 37,855,022 9.39% See notes to required supplementary information. 82 City of Oshkosh, Wisconsin SCHEDULE OF PROPORTIONATE SHARE OF THE NET OPEB LIABILITY ASSET LOCAL RETIREE LIFE INSURANCE FUND LAST 10 FISCAL YEARS Proportionate Share of the Net OPEB Liabilit Plan Fiduciar Proportionate Asset as a Net Position as a Proportion of Share of the Percenta e of Percenta e of the Plan Fiscal the Net OPEB Net OPEB Covered-Emplo ee Covered-Emplo ee Total OPEB Year Endin Liabilit Asset Liabilit Asset Pa roll Pa roll Liabilit Asset 12/31/17 0.71166700% 2,141,107$ 36,243,909$ 5.91% 44.81% 12/31/18 0.71259100% 1,838,727 37,018,001 4.97% 48.69% SCHEDULE OF CONTRIBUTIONS LOCAL RETIREE LIFE INSURANCE FUND LAST 10 FISCAL YEARS Contributions in Relation to the Contributions Contractuall Contractuall Contribution as a Percenta e of District Fiscal Required Required Deficienc Covered-Emplo ee Covered-Emplo ee Year Endin Contributions Contributions Excess Pa roll Pa roll 12/31/18 13,693$ 13,693$ -$ 37,018,001$ 0.04% 12/31/19 13,774 13,774 - 37,855,022 0.04% See notes to required supplementary information. City of Oshkosh, Wisconsin NOTES TO REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2019 83 A. WISCONSIN RETIREMENT SYSTEM Changes of benefit terms. There were no changes of benefit terms for any participating employer in WRS. Changes of assumptions. Actuarial assumptions are based upon an experience study conducted in 2018 using experience from 2015 - 2017. Based on the experience study conducted in 2018, actuarial assumptions used to develop Total Pension Liability changed, including the discount rate, long-term expected rate of return, post-retirement adjustment, wage inflation rate, mortality and separation rates. The City is required to present the last ten fiscal years of data; however accounting standards allow the presentation of as many years as are available until ten fiscal years are presented. B. OTHER POSTEMPLOYMENT BENEFITS – LOCAL RETIREE LIFE INSURANCE FUND Changes of benefit terms. There were no changes of benefit terms for any participating employer in LRLIF. Changes of assumptions. Actuarial assumptions are based upon an experience study conducted in 2018 using experience from 2015 - 2017. Based on the experience study conducted in 2018, actuarial assumptions used to develop Total OPEB Liability changed, including the discount rate, wage inflation rate, and mortality and separation rates. The City is required to present the last ten fiscal years of data; however accounting standards allow the presentation of as many years as are available until ten fiscal years are presented. 84 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Special Capital Revenue Projects Permanent Total ASSETS Cash and investments 12,354,711$ 37,178,954$ 11,311,329$ 60,844,994$ Receivables Taxes and special charges 6,898,400 5,473,012 - 12,371,412 Accounts 508,284 35,516 18,325 562,125 Loans 4,600,028 - - 4,600,028 Due from other funds 51,397 1,343,000 - 1,394,397 Due from other governments - 250,000 - 250,000 Deposit with GO HNI 209,868 - - 209,868 Total assets 24,622,688$ 44,280,482$ 11,329,654$ 80,232,824$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 274,367$ 4,108,216$ 5,444$ 4,388,027$ Due to other funds 100,760 9,879,015 51,397 10,031,172 Special deposits 10,054 369,675 - 379,729 Unearned revenues - 26,000 - 26,000 Total liabilities 385,181 14,382,906 56,841 14,824,928 Deferred inflows of resources Property taxes levied for subsequent year 6,898,400 5,473,012 - 12,371,412 Special charges assessed - 250,000 - 250,000 Loans receivable 4,600,028 - - 4,600,028 Total deferred inflows of resources 11,498,428 5,723,012 - 17,221,440 Fund balances Restricted 2,794,012 12,774,151 11,272,813 26,840,976 Committed 4,541,964 - - 4,541,964 Assigned 5,508,363 21,213,258 - 26,721,621 Unassigned (105,260) (9,812,845) - (9,918,105) Total fund balances 12,739,079 24,174,564 11,272,813 48,186,456 Total liabilities, deferred inflows of resources, and fund balances 24,622,688$ 44,280,482$ 11,329,654$ 80,232,824$ 85 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Committee Business on Improvement Street Aging District Recycling Lighting ASSETS Cash and investments 113,531$ 84,757$ 1,452,388$ 176,100$ Receivables Taxes and special charges 327,400 - - 1,075,000 Accounts 884 - 789 - Loans - - - - Due from other funds - - - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 441,815$ 84,757$ 1,453,177$ 1,251,100$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 4,672$ 11,445$ 16,731$ 87,477$ Due to other funds - - - - Special deposits - - - - Unearned revenues - - - - Total liabilities 4,672 11,445 16,731 87,477 Deferred inflows of resources Property taxes levied for subsequent year 327,400 - - 1,075,000 Grants - - - - Loans receivable - - - - Total deferred inflows of resources 327,400 - - 1,075,000 Fund balances Restricted 109,743 73,312 - - Committed - - - - Assigned - - 1,436,446 88,623 Unassigned - - - - Total fund balances 109,743 73,312 1,436,446 88,623 Total liabilities, deferred inflows of resources, and fund balances 441,815$ 84,757$ 1,453,177$ 1,251,100$ Special Revenue 86 Local Senior Community Rental Revolving Center Development Rehabilitation Loan Revolving Library Museum Cemetery Block Grant Loan Program Program Loans 371,938$ 673,787$ 54,541$ 14,933$ 221,281$ 1,433,051$ 123,738$ 2,772,700 970,000 300,000 - - - - 263,027 - - 134,263 - - 884 - - - 4,205,028 50,000 345,000 - 49,751 1,481 165 - - - - - - - - - - - - - - - - - - 3,457,416$ 1,645,268$ 354,706$ 4,354,224$ 271,281$ 1,778,051$ 124,622$ 64,208$ 6,242$ 794$ 13,831$ -$ -$ 200$ - - - - - - - - - - - 1 - - - - - - - - - 64,208 6,242 794 13,831 1 - 200 2,772,700 970,000 300,000 - - - - - - - - - - - - - - 4,205,028 50,000 345,000 - 2,772,700 970,000 300,000 4,205,028 50,000 345,000 - - - - 135,365 221,280 1,433,051 - - - - - - - 124,422 620,508 669,026 53,912 -- - - - - - - - - - 620,508 669,026 53,912 135,365 221,280 1,433,051 124,422 3,457,416$ 1,645,268$ 354,706$ 4,354,224$ 271,281$ 1,778,051$ 124,622$ Special Revenue 87 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Police Fire/ Project Bicycle Special Safety D.A.R.E. ASSETS Cash and investments 16,163$ 107,150$ 1,317$ -$ Receivables Taxes and special charges - - - - Accounts - - - - Loans - - - - Due from other funds - - - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 16,163$ 107,150$ 1,317$ -$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ 2,350$ 1,317$ -$ Due to other funds - - - - Special deposits - - - - Unearned revenues - - - - Total liabilities - 2,350 1,317 - Deferred inflows of resources Property taxes levied for subsequent year - - - - Grants - - - - Loans receivable - - - - Total deferred inflows of resources - - - - Fund balances Restricted - 104,800 - - Committed 16,163 - - - Assigned - - - - Unassigned - - - - Total fund balances 16,163 104,800 - - Total liabilities, deferred inflows of resources, and fund balances 16,163$ 107,150$ 1,317$ -$ Special Revenue 88 Federal Cable TV EMS Community Parks Police Asset Police Asset Franchise Fire Historical Develop Revenue Forfeiture Forfeiture Escrow Grant Marker Special Facilities 36,908$ 29,936$ 16,434$ 256,303$ 23,605$ 61,223$ 2,516,108$ - - - - - - - - - - - -103,800 1,920 - - - - - - - - - - - - - - - - - - - - - - - - - - - - 36,908$ 29,936$ 16,434$ 256,303$ 23,605$ 165,023$ 2,518,028$ -$ -$ -$ 5,182$ -$ -$ -$ - - - - - - - - - 10,000 - - - - - - - - - - - - - 10,000 5,182 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 36,908 29,936 - 251,121 23,605 165,023 - - - 6,434 - - - - - - --- - 2,518,028 - - - - - - - 36,908 29,936 6,434 251,121 23,605 165,023 2,518,028 36,908$ 29,936$ 16,434$ 256,303$ 23,605$ 165,023$ 2,518,028$ Special Revenue 89 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Public Pollock Leach Works Garbage Water Amphitheater Special Disposal Park ASSETS Cash and investments 52,984$ -$ 173,998$ 93,514$ Receivables Taxes and special charges 14,000 - 1,350,300 64,000 Accounts 343 - 2,373 - Loans - - - - Due from other funds - - - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 67,327$ -$ 1,526,671$ 157,514$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ 4,500$ 54,498$ 890$ Due to other funds - 100,760 - - Special deposits - - 53 - Unearned revenues - - - - Total liabilities - 105,260 54,551 890 Deferred inflows of resources Property taxes levied for subsequent year 14,000 - 1,350,300 64,000 Grants - - - - Loans receivable - - - - Total deferred inflows of resources 14,000 - 1,350,300 64,000 Fund balances Restricted - - - - Committed 53,327 - - 92,624 Assigned - - 121,820 - Unassigned - (105,260) - - Total fund balances 53,327 (105,260) 121,820 92,624 Total liabilities, deferred inflows of resources, and fund balances 67,327$ -$ 1,526,671$ 157,514$ Special Revenue 90 Total Nonmajor Community Healthy Special Traffic Safety Neighborhood Rental Revenue Grant Initiative Inspections Funds -$ 4,237,969$ 11,054$ 12,354,711$ - - 25,000 6,898,400 - - 1 508,284 - - - 4,600,028 - - - 51,397 - - - - - 209,868 - 209,868 -$ 4,447,837$ 36,055$ 24,622,688$ -$ 30$ -$ 274,367$ - - - 100,760 - - - 10,054 - - - - - 30 - 385,181 - - 25,000 6,898,400 - - - - - - - 4,600,028 - - 25,000 11,498,428 - 209,868 - 2,794,012 - 4,237,939 11,055 4,541,964 - - - 5,508,363 - - - (105,260) - 4,447,807 11,055 12,739,079 -$ 4,447,837$ 36,055$ 24,622,688$ Special Revenue 91 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Advance Payments Sidewalk Street Street Special Construction Improvement Tree Assessment ASSETS Cash and investments 74,293$ 5,195,408$ 19,318$ 137,144$ Receivables Taxes and special charges - - - - Accounts - - - - Loans - - - - Due from other funds - - - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 74,293$ 5,195,408$ 19,318$ 137,144$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ -$ -$ -$ Due to other funds - - - - Special deposits - 3,500 - 137,144 Unearned revenues - - - - Total liabilities - 3,500 - 137,144 Deferred inflows of resources Property taxes levied for subsequent year - - - - Grants - - - - Loans receivable - - - - Total deferred inflows of resources - - - - Fund balances Restricted - - - - Committed - - - - Assigned 74,293 5,191,908 19,318 - Unassigned - - - - Total fund balances 74,293 5,191,908 19,318 - Total liabilities, deferred inflows of resources, and fund balances 74,293$ 5,195,408$ 19,318$ 137,144$ Capital Projects 92 Park Mct Improvement Park Rochlin Golf Course Contract and Subdivision Park Equipment Senior Control Equipment Acquisition Improvement Smokestack Improvement Center 7,094,914$ 11,435,591$ 125,774$ 387,399$ 2,000$ -$ 130,644$ - 1,011,000 - - - - - - 10,000 - - - - - - - - - - - - - - - - - - - 250,000 - - - - - - - - - - - - - 7,344,914$ 12,456,591$ 125,774$ 387,399$ 2,000$ -$ 130,644$ 3,028,650$ 354,815$ 71,438$ -$ -$ -$ -$ - - - - - - - 228,031 - - - - - - - - - - - - - 3,256,681 354,815 71,438 - - - - - 1,011,000 - - - - - 250,000 - - - - - - - - - - - - - 250,000 1,011,000 - - - - - - - - - - - - - - - - - - - 3,838,233 11,090,776 54,336 387,399 2,000 - 130,644 - - - - - - - 3,838,233 11,090,776 54,336 387,399 2,000 - 130,644 7,344,914$ 12,456,591$ 125,774$ 387,399$ 2,000$ -$ 130,644$ Capital Projects 93 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Grand TIF #8 TIF #10 Opera Parking Ramp S Aviation Main and House Improvements Industrial Washington ASSETS Cash and investments 66,824$ 358,120$ 51,894$ 26,701$ Receivables Taxes and special charges 2,000 - - 12,956 Accounts - - - - Loans - - - - Due from other funds - - - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 68,824$ 358,120$ 51,894$ 39,657$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ 593$ -$ -$ Due to other funds - - - - Special deposits - - - - Unearned revenues - - - - Total liabilities - 593 - - Deferred inflows of resources Property taxes levied for subsequent year 2,000 - - 12,956 Grants - - - - Loans receivable - - - - Total deferred inflows of resources 2,000 - - 12,956 Fund balances Restricted - - 51,894 26,701 Committed - - - - Assigned 66,824 357,527 - - Unassigned - - - - Total fund balances 66,824 357,527 51,894 26,701 Total liabilities, deferred inflows of resources, and fund balances 68,824$ 358,120$ 51,894$ 39,657$ Capital Projects 94 Capital Projects TIF #11 TIF #12 TIF #13 TIF #14 TIF #15 Oshkosh Division Marion Road/ Mercy Park Office Center Street Pearl Ave. Medical Plaza 42,060$ 760,411$ 1,082,302$ 797,766$ 2,575,681$ 10,210 120,679 267,153 506,010 202,920 - - - - - - - - - - - - - - - - - - - - - - - - - 52,270$ 881,090$ 1,349,455$ 1,303,776$ 2,778,601$ -$ -$ -$ -$ -$ - - - - - - - 1,000 - - - - 26,000 - - - - 27,000 - - 10,210 120,679 267,153 506,010 202,920 - - - - - - - - - - 10,210 120,679 267,153 506,010 202,920 42,060 760,411 1,055,302 797,766 2,575,681 - - - - - - - - - - - - - - - 42,060 760,411 1,055,302 797,766 2,575,681 52,270$ 881,090$ 1,349,455$ 1,303,776$ 2,778,601$ 95 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 TIF #16 TIF #17 TIF #18 TIF #19 100 Block City SW Industrial NW Industrial Redevelopment Centre #3 Expansion ASSETS Cash and investments 742,915$ -$ -$ 326,845$ Receivables Taxes and special charges 129,670 269,735 442,746 221,635 Accounts - - - - Loans - - - - Due from other funds - 1,343,000 - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 872,585$ 1,612,735$ 442,746$ 548,480$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ -$ -$ 239$ Due to other funds - 667,873 1,578,243 - Special deposits - - - - Unearned revenues - - - - Total liabilities - 667,873 1,578,243 239 Deferred inflows of resources Property taxes levied for subsequent year 129,670 269,735 442,746 221,635 Grants - - - - Loans receivable - - - - Total deferred inflows of resources 129,670 269,735 442,746 221,635 Fund balances Restricted 742,915 675,127 - 326,606 Committed - - - - Assigned - - - - Unassigned - - (1,578,243) - Total fund balances 742,915 675,127 (1,578,243) 326,606 Total liabilities, deferred inflows of resources, and fund balances 872,585$ 1,612,735$ 442,746$ 548,480$ Capital Projects 96 TIF #20 TIF #21 TIF #23 TIF #24 TIF #25 TIF #26 TIF #27 South Side Fox River SW Industrial Oshkosh City Center Aviation North Main Fox River Corridor Park Corp Hotel Business Park Street 5,264,140$ -$ -$ 35,983$ -$ -$ -$ - 435,107 - 288,748 253,132 - 176,947 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 5,264,140$ 435,107$ -$ 324,731$ 253,132$ -$ 176,947$ 25,232$ -$ -$ -$ -$ -$ -$ - 529,658 1,170,895 - 1,764,870 1,954,971 2,033,164 - - - - - - - - - - - - - - 25,232 529,658 1,170,895 - 1,764,870 1,954,971 2,033,164 - 435,107 - 288,748 253,132 - 176,947 - - - - - - - - - - - - - - - 435,107 - 288,748 253,132 - 176,947 5,238,908 - - 35,983 - - - - - - - - - - - - --- - - - (529,658) (1,170,895) - (1,764,870) (1,954,971) (2,033,164) 5,238,908 (529,658) (1,170,895) 35,983 (1,764,870) (1,954,971) (2,033,164) 5,264,140$ 435,107$ -$ 324,731$ 253,132$ -$ 176,947$ Capital Projects 97 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONTINUED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 TIF #28 TIF #29 TIF #30 TIF #31 Beach Building Morgan Washington Buckstaff Redevelopment District Building Redevelopment ASSETS Cash and investments -$ -$ -$ -$ Receivables Taxes and special charges 45,834 5,512 42,593 485,574 Accounts - - - 25,516 Loans - - - - Due from other funds - - - - Due from other governments - - - - Deposit with GO HNI - - - - Total assets 45,834$ 5,512$ 42,593$ 511,090$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable -$ -$ -$ 25,516$ Due to other funds 2,999 3,281 433 59,698 Special deposits - - - - Unearned revenues - - - - Total liabilities 2,999 3,281 433 85,214 Deferred inflows of resources Property taxes levied for subsequent year 45,834 5,512 42,593 485,574 Grants - - - - Loans receivable - - - - Total deferred inflows of resources 45,834 5,512 42,593 485,574 Fund balances Restricted - - - - Committed - - - - Assigned - - - - Unassigned (2,999) (3,281) (433) (59,698) Total fund balances (2,999) (3,281) (433) (59,698) Total liabilities, deferred inflows of resources, and fund balances 45,834$ 5,512$ 42,593$ 511,090$ Capital Projects 98 TIF #32 TIF #33 TIF #34 TIF #35 TIF #36 TIF #37 TIF #38 Granary Lamico Oshkosh Corp Oshkosh Ave Merge Aviation Pioneer Redevelopment Redevelopment Headquarters Corridor Redevelopment Plaza Redevelopment 379$ 2,633$ 419,345$ -$ 22,470$ -$ -$ 12,012 269,104 252,408 9,327 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 12,391$ 271,737$ 671,753$ 9,327$ 22,470$ -$ -$ -$ -$ -$ 601,703$ 30$ -$ -$ - - - 95,060 - 16,370 1,500 - - - - - - - - - - - - - - - - - 696,763 30 16,370 1,500 12,012 269,104 252,408 9,327 - - - - - - - - - - - - - - - - - 12,012 269,104 252,408 9,327 - - - 379 2,633 419,345 - 22,440 - - - - - - - - - - - --- - - - - - (696,763) - (16,370) (1,500) 379 2,633 419,345 (696,763) 22,440 (16,370) (1,500) 12,391$ 271,737$ 671,753$ 9,327$ 22,470$ -$ -$ Capital Projects 99 City of Oshkosh, Wisconsin COMBINING BALANCE SHEET CONCLUDED NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2019 Total Nonmajor Capital Projects Funds Total ASSETS Cash and investments 37,178,954$ 49,533,665$ Receivables Taxes and special charges 5,473,012 12,371,412 Accounts 35,516 543,800 Loans - 4,600,028 Due from other funds 1,343,000 1,394,397 Due from other governments 250,000 250,000 Deposit with GO HNI - 209,868 Total assets 44,280,482$ 68,903,170$ LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts payable 4,108,216$ 4,382,583$ Due to other funds 9,879,015 9,979,775 Special deposits 369,675 379,729 Unearned revenues 26,000 26,000 Total liabilities 14,382,906 14,768,087 Deferred inflows of resources Property taxes levied for subsequent year 5,473,012 12,371,412 Grants 250,000 250,000 Loans receivable - 4,600,028 Total deferred inflows of resources 5,723,012 17,221,440 Fund balances Restricted 12,774,151 15,568,163 Committed - 4,541,964 Assigned 21,213,258 26,721,621 Unassigned (9,812,845) (9,918,105) Total fund balances 24,174,564 36,913,643 Total liabilities, deferred inflows of resources, and fund balances 44,280,482$ 68,903,170$ 100 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Special Capital Revenue Projects Permanent Total REVENUES Taxes 6,784,400$ 4,710,374$ -$ 11,494,774$ Special assessments 140,610 - - 140,610 Intergovernmental 2,151,049 853,622 - 3,004,671 Licenses and permits 108 - - 108 Fines and forfeits 2,319 - - 2,319 Public charges for services 1,766,386 172,668 - 1,939,054 Miscellaneous 1,200,615 1,270,196 1,138,595 3,609,406 Total revenues 12,045,487 7,006,860 1,138,595 20,190,942 EXPENDITURES Current Public safety 237,986 - - 237,986 Public works 3,376,028 109,244 - 3,485,272 Health and human services 948,483 - - 948,483 Culture and recreation 5,580,773 97,174 141,559 5,819,506 Conservation and development 1,631,598 1,845,881 - 3,477,479 Debt service Principal - 3,676,661 - 3,676,661 Interest and fiscal charges - 652,972 - 652,972 Capital outlay 493,491 16,910,469 - 17,403,960 Total expenditures 12,268,359 23,292,401 141,559 35,702,319 Excess of revenues under expenditures (222,872) (16,285,541) 997,036 (15,511,377) OTHER FINANCING SOURCES (USES) Long-term debt issued - 14,035,500 - 14,035,500 Proceeds from sale of capital assets 27,573 - - 27,573 Transfers in 2,276,732 - - 2,276,732 Transfers out (191,275) (3,275) (80,000) (274,550) Total other financing sources (uses) 2,113,030 14,032,225 (80,000) 16,065,255 Net change in fund balances 1,890,158 (2,253,316) 917,036 553,878 Fund balances - January 1 10,848,921 26,427,880 10,355,777 47,632,578 Fund balances - December 31 12,739,079$ 24,174,564$ 11,272,813$ 48,186,456$ 101 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Committee Business on Improvement Street Aging District Recycling Lighting REVENUES Taxes 320,400$ -$ -$ 1,052,000$ Special assessments - 140,610 - - Intergovernmental 78,747 - 237,131 - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services 69 - 868,014 - Miscellaneous 126,214 51,001 13,120 - Total revenues 525,430 191,611 1,118,265 1,052,000 EXPENDITURES Current Public safety - - - - Public works - - 803,502 1,024,232 Health and human services 522,995 - - - Culture and recreation - - - - Conservation and development - 181,023 - - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay - - -- Total expenditures 522,995 181,023 803,502 1,024,232 Excess of revenues over (under) expenditures 2,435 10,588 314,763 27,768 OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses)- - - - Net change in fund balances 2,435 10,588 314,763 27,768 Fund balances - January 1 107,308 62,724 1,121,683 60,855 Fund balances - December 31 109,743$ 73,312$ 1,436,446$ 88,623$ Special Revenue 102 Local Senior Community Rental Revolving Center Development Rehabilitation Loan Revolving Library Museum Cemetery Block Grant Loan Program Program Loans 2,696,100$ 977,700$ 304,000$ -$ -$ -$ -$ - - - - - - - 632,880 - - 801,802 - - 2,588 - - - - - - - - - - - - - - 324,698 44,405 - - - - - 1,779 124,968 61,780 132,739 - - 57,304 3,655,457 1,147,073 365,780 934,541 - - 59,892 - - - - - - - - - - - - - - -- 392,043 - - - 33,445 3,637,137 1,217,664 - - - - - - - - 740,892 - 215,000 - - - - - - - - - - - - - - - 3,249 7,017 - 168,139 - - - 3,640,386 1,224,681 392,043 909,031 - 215,000 33,445 15,071 (77,608) (26,263) 25,510 - (215,000) 26,447 - - - - - - - - - - 25,863 - - - - - 28,500 - - - - - - --- - - - - 28,500 25,863 - - - 15,071 (77,608) 2,237 51,373 - (215,000) 26,447 605,437 746,634 51,675 83,992 221,280 1,648,051 97,975 620,508$ 669,026$ 53,912$ 135,365$ 221,280$ 1,433,051$ 124,422$ Special Revenue 103 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Police Fire/ Project Bicycle Special Safety D.A.R.E. REVENUES Taxes -$ -$ -$ -$ Special assessments - - - - Intergovernmental - 34,016 81,596 - Licenses and permits 108 - - - Fines and forfeits - - - - Public charges for services - - 272 - Miscellaneous - 140,212 11,406 - Total revenues 108 174,228 93,274 - EXPENDITURES Current Public safety - 151,695 71,896 3 Public works - - - - Health and human services - - - - Culture and recreation - - - - Conservation and development - - - - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay - - 74,992 - Total expenditures -151,695 146,888 3 Excess of revenues over (under) expenditures 108 22,533 (53,614) (3) OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - (191,275) - Total other financing sources (uses) - - (191,275) - Net change in fund balances 108 22,533 (244,889) (3) Fund balances - January 1 16,055 82,267 244,889 3 Fund balances - December 31 16,163$ 104,800$ -$ -$ Special Revenue 104 Federal Cable TV EMS Community Parks Police Asset Police Asset Franchise Fire Historical Develop Revenue Forfeiture Forfeiture Escrow Grant Marker Special Facilities -$ -$ -$ -$ -$ -$ -$ - - - - - - - - 11,390 - 12,771 - 199,813 - - - - - - - - 2,319 - - - - - - - - - - - - 205,148 - - 147 8,798 712 103,800 134,902 2,319 11,390 147 21,569 712 303,613 340,050 2,350 - - 12,042 - - - - - - - - -- - - - - - - - - - - - 666 - 233,828 - - - - - 67,983 - - - - - - - - - - - - - - - - - - - - -227,373 2,350 --12,042 666 67,983 461,201 (31) 11,390 147 9,527 46 235,630 (121,151) - - - - - - - - - - - - - 1,710 - - - 217,775 - - 2,005,457 - --- - - - - - - 217,775 - - 2,007,167 (31) 11,390 147 227,302 46 235,630 1,886,016 36,939 18,546 6,287 23,819 23,559 (70,607) 632,012 36,908$ 29,936$ 6,434$ 251,121$ 23,605$ 165,023$ 2,518,028$ Special Revenue 105 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Public Pollock Leach Works Garbage Water Amphitheater Special Disposal Park REVENUES Taxes 14,000$ -$ 1,331,200$ 64,000$ Special assessments - - - - Intergovernmental - 58,315 - - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services 42,025 - 43,981 236,484 Miscellaneous 23,414 - - 158,911 Total revenues 79,439 58,315 1,375,181 459,395 EXPENDITURES Current Public safety - - - - Public works - 167,931 1,380,363 - Health and human services - - - - Culture and recreation 75,178 - - 401,554 Conservation and development - - - - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay - -- 12,721 Total expenditures 75,178 167,931 1,380,363 414,275 Excess of revenues over (under) expenditures 4,261 (109,616) (5,182) 45,120 OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in 25,000 - - - Transfers out - - - - Total other financing sources (uses) 25,000 - - - Net change in fund balances 29,261 (109,616) (5,182) 45,120 Fund balances - January 1 24,066 4,356 127,002 47,504 Fund balances - December 31 53,327$ (105,260)$ 121,820$ 92,624$ Special Revenue 106 Total Nonmajor Community Healthy Special Traffic Safety Neighborhood Rental Revenue Grant Initiative Inspections Funds -$ -$ 25,000$ 6,784,400$ - - - 140,610 - - - 2,151,049 - - - 108 - - - 2,319 - - 1,290 1,766,386 - 49,408 - 1,200,615 - 49,408 26,290 12,045,487 - - - 237,986 - - - 3,376,028 - - - 948,483 - - 14,746 5,580,773 - 426,700 - 1,631,598 - - - - - - - - - - - 493,491 - 426,700 14,746 12,268,359 - (377,292) 11,544 (222,872) -- - - - - - 27,573 - - - 2,276,732 - - - (191,275) - - - 2,113,030 - (377,292) 11,544 1,890,158 - 4,825,099 (489) 10,848,921 -$ 4,447,807$ 11,055$ 12,739,079$ Special Revenue 107 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Advance Payments Sidewalk Street Street Special Construction Improvement Tree Assessment REVENUES Taxes -$ -$ -$ -$ Special assessments - - - - Intergovernmental - - 18,000 - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous - - 7,700 - Total revenues - - 25,700 - EXPENDITURES Current Public safety - - - - Public works - - - - Health and human services - - - - Culture and recreation - - 11,156 - Conservation and development - - - - Debt service Principal - - - - Interest and fiscal charges - - - - Capital outlay 1,326,951 5,623,987 -- Total expenditures 1,326,951 5,623,987 11,156 - Excess of revenues over (under) expenditures (1,326,951) (5,623,987) 14,544 - OTHER FINANCING SOURCES (USES) Long-term debt issued 1,315,000 3,864,000 - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses) 1,315,000 3,864,000 - - Net change in fund balances (11,951) (1,759,987) 14,544 - Fund balances - January 1 86,244 6,951,895 4,774 - Fund balances - December 31 74,293$ 5,191,908$ 19,318$ -$ Capital Projects 108 Park Mct Improvement Park Rochlin Golf Course Contract and Subdivision Park Equipment Senior Control Equipment Acquisition Improvement Smokestack Improvement Center 10,000$ 975,000$ 15,000$ -$ -$ -$ -$ - - - - - - - - 45,000 - - - - - - - - - - - - - - - - - - - - - 10,951 - - - - 97,805 7,457 153,874 14,400 - - - 107,805 1,027,457 179,825 14,400 - - - - - - - - - - 17,956 76,503 - - - -- - - - - - - - - - 50,927 - - - - - - - - - - - - - - - - - - - - - - - - - - 6,496,442 1,235,529 - - - - 17,956 6,572,945 1,286,456 - - - - 89,849 (5,545,488) (1,106,631) 14,400 - - - - 6,636,500 580,000 - - - - - - - - - - - - - - - - - - - --- - (3,275) - - 6,636,500 580,000 - - (3,275) - 89,849 1,091,012 (526,631) 14,400 - (3,275) - 3,748,384 9,999,764 580,967 372,999 2,000 3,275 130,644 3,838,233$ 11,090,776$ 54,336$ 387,399$ 2,000$ -$ 130,644$ Capital Projects 109 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Grand TIF #8 TIF #10 Opera Parking Ramp S Aviation Main and House Improvements Industrial Washington REVENUES Taxes 2,000$ -$ -$ 12,468$ Special assessments - - - - Intergovernmental - - - 153 Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous 25,001 112,079 - - Total revenues 27,001 112,079 - 12,621 EXPENDITURES Current Public safety - - - - Public works - 14,785 - - Health and human services - - - - Culture and recreation 35,091 - - - Conservation and development - - - 150 Debt service Principal - - 50,000 - Interest and fiscal charges - - 2,780 - Capital outlay 6,725 57,134 - - Total expenditures 41,816 71,919 52,780 150 Excess of revenues over (under) expenditures (14,815) 40,160 (52,780) 12,471 OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses)- - - - Net change in fund balances (14,815) 40,160 (52,780) 12,471 Fund balances - January 1 81,639 317,367 104,674 14,230 Fund balances - December 31 66,824$ 357,527$ 51,894$ 26,701$ Capital Projects 110 Capital Projects TIF #11 TIF #12 TIF #13 TIF #14 TIF #15 Oshkosh Division Marion Road/ Mercy Park Office Center Street Pearl Ave. Medical Plaza 6,271$ 119,734$ 266,819$ 501,396$ 206,173$ - - - - - 62 961 2,511 2,488 47,519 - - - - - - - - - - - - - - - - - 209,180 - - 6,333 120,695 478,510 503,884 253,692 - - - - - - - - - - - - - - - - - - - - 149 70,144 150 356,247 82,242 - 30,000 1,070,000 95,000 40,000 -2,038 131,566 14,415 4,335 - - - - - 149 102,182 1,201,716 465,662 126,577 6,184 18,513 (723,206) 38,222 127,115 - - - - - - - - - - - - - - - - - - - - - - - - - 6,184 18,513 (723,206) 38,222 127,115 35,876 741,898 1,778,508 759,544 2,448,566 42,060$ 760,411$ 1,055,302$ 797,766$ 2,575,681$ 111 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 TIF #16 TIF #17 TIF #18 TIF #19 100 Block City SW Industrial NW Industrial Redevelopment Centre #3 Expansion REVENUES Taxes 129,008$ 279,801$ 444,389$ 209,899$ Special assessments - - - - Intergovernmental 1,178 48,329 4,019 8,136 Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - - - Miscellaneous - - - - Total revenues 130,186 328,130 448,408 218,035 EXPENDITURES Current Public safety - - - - Public works - - - - Health and human services - - - - Culture and recreation - - - - Conservation and development 70,587 150 150 66,347 Debt service Principal 215,000 350,000 295,000 132,760 Interest and fiscal charges 24,040 96,870 34,050 11,509 Capital outlay - - - 109,613 Total expenditures 309,627 447,020 329,200 320,229 Excess of revenues over (under) expenditures (179,441) (118,890) 119,208 (102,194) OTHER FINANCING SOURCES (USES) Long-term debt issued - - - - Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses) - - - - Net change in fund balances (179,441) (118,890) 119,208 (102,194) Fund balances - January 1 922,356 794,017 (1,697,451) 428,800 Fund balances - December 31 742,915$ 675,127$ (1,578,243)$ 326,606$ Capital Projects 112 TIF #20 TIF #21 TIF #23 TIF #24 TIF #25 TIF #26 TIF #27 South Side Fox River SW Industrial Oshkosh City Center Aviation North Main Fox River Corridor Park Corp Hotel Business Park Street -$ 314,758$ -$ 211,184$ 251,323$ -$ 178,660$ - - - - - - - 1,049 3,038 - 9,607 4,747 - 29,638 - - - - - - - - - - - - - - - - - - - - - 35,000 - 5,000 - - 2,700 - 36,049 317,796 5,000 220,791 256,070 2,700 208,298 - - - - - - - - - - - --- - - - - - - - - - - - - - - 30,703 98,872 53,200 217,346 150 149 35,825 360,000 90,000 332,685 - 228,376 360,186 - 80,298 51,569 81,015 - 26,177 52,323 - 548,640 127,931 210 - - - - 1,019,641 368,372 467,110 217,346 254,703 412,658 35,825 (983,592) (50,576) (462,110) 3,445 1,367 (409,958) 172,473 - - 1,500,000 - - - - - - - - - - - - - - - - - - --- - - - - - - 1,500,000 - - - - (983,592) (50,576) 1,037,890 3,445 1,367 (409,958) 172,473 6,222,500 (479,082) (2,208,785) 32,538 (1,766,237) (1,545,013) (2,205,637) 5,238,908$ (529,658)$ (1,170,895)$ 35,983$ (1,764,870)$ (1,954,971)$ (2,033,164)$ Capital Projects 113 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONTINUED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 TIF #28 TIF #29 TIF #30 TIF #31 Beach Building Morgan Washington Buckstaff Redevelopment District Building Redevelopment REVENUES Taxes 45,399$ 5,270$ 40,950$ 473,145$ Special assessments - - - - Intergovernmental 191 14 158 - Licenses and permits - - - - Fines and forfeits - - - - Public charges for services - - 78,717 - Miscellaneous - - - - Total revenues 45,590 5,284 119,825 473,145 EXPENDITURES Current Public safety - - - - Public works - - - - Health and human services - - - - Culture and recreation - - - - Conservation and development 67,954 150 32,756 566,622 Debt service Principal - - - 7,654 Interest and fiscal charges - - - 5,600 Capital outlay - - - - Total expenditures 67,954 150 32,756 579,876 Excess of revenues over (under) expenditures (22,364) 5,134 87,069 (106,731) OTHER FINANCING SOURCES (USES) Long-term debt issued - - - 140,000 Proceeds from sale of capital assets - - - - Transfers in - - - - Transfers out - - - - Total other financing sources (uses) - - - 140,000 Net change in fund balances (22,364) 5,134 87,069 33,269 Fund balances - January 1 19,365 (8,415) (87,502) (92,967) Fund balances - December 31 (2,999)$ (3,281)$ (433)$ (59,698)$ Capital Projects 114 TIF #32 TIF #33 TIF #34 TIF #35 TIF #36 TIF #37 TIF #38 Granary Lamico Oshkosh Corp Oshkosh Ave. Merge Aviation Pioneer Redevelopment Redevelopment Headquarters Corridor Redevelopment Plaza Redevelopment 11,727$ -$ -$ -$ -$ -$ -$ - - - - - - - - - 471,736 155,088 - - - - - - - - - - - - - - - - - - - - - 63,000 10,000 10,000 - - - 600,000 - - - 11,727 - 471,736 755,088 63,000 10,000 10,000 - - - - - - - - - - - - - - - - - --- - - - - - - - - 10,704 150 1,977 4,577 40,560 26,370 11,500 - - - 20,000 - - - - - - 34,387 - - - - - - 1,377,307 - - - 10,704 150 1,977 1,436,271 40,560 26,370 11,500 1,023 (150) 469,759 (681,183) 22,440 (16,370) (1,500) - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,023 (150) 469,759 (681,183) 22,440 (16,370) (1,500) (644) 2,783 (50,414) (15,580) - - - 379$ 2,633$ 419,345$ (696,763)$ 22,440$ (16,370)$ (1,500)$ Capital Projects 115 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES CONCLUDED NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Total Nonmajor Capital Projects Funds Total REVENUES Taxes 4,710,374$ 11,494,774$ Special assessments - 140,610 Intergovernmental 853,622 3,004,671 Licenses and permits - 108 Fines and forfeits - 2,319 Public charges for services 172,668 1,939,054 Miscellaneous 1,270,196 2,470,811 Total revenues 7,006,860 19,052,347 EXPENDITURES Current Public safety - 237,986 Public works 109,244 3,485,272 Health and human services - 948,483 Culture and recreation 97,174 5,677,947 Conservation and development 1,845,881 3,477,479 Debt service Principal 3,676,661 3,676,661 Interest and fiscal charges 652,972 652,972 Capital outlay 16,910,469 17,403,960 Total expenditures 23,292,401 35,560,760 Excess of revenues over (under) expenditures (16,285,541) (16,508,413) OTHER FINANCING SOURCES (USES) Long-term debt issued 14,035,500 14,035,500 Proceeds from sale of capital assets - 27,573 Transfers in - 2,276,732 Transfers out (3,275) (194,550) Total other financing sources (uses) 14,032,225 16,145,255 Net change in fund balances (2,253,316) (363,158) Fund balances - January 1 26,427,880 37,276,801 Fund balances - December 31 24,174,564$ 36,913,643$ 116 City of Oshkosh, Wisconsin COMBINING STATEMENT OF NET POSITION NONMAJOR ENTERPRISE FUNDS DECEMBER 31, 2019 Oshkosh Parkin Redevelopment Industrial Utilit Pro ect Park ASSETS Current assets Cash and investments 90,467$ 1,554,630$ -$ Receivables Customer accounts 18,720 90,876 - Inventories and prepaid items 21,014 - - Total current assets 130,201 1,645,506 - Other assets Assets held for resale - - 6,385,630 Net pension asset - - - Total other assets - - 6,385,630 Capital assets Nondepreciable 1,817,234 3,217,848 - Depreciable 1,682,949 6,092,093 - Total capital assets 3,500,183 9,309,941 - Total assets 3,630,384 10,955,447 6,385,630 DEFERRED OUTFLOWS OF RESOURCES Pension related amounts 20,922 - - Other postemplo ment related amounts 251 166 - Total deferred outflows of resources 21,173 166 - LIABILITIES Current liabilities Accounts pa able 5,553 98,953 2,940 Due to other funds - - 2,848,105 Accrued interest pa able 157 39,102 3,313 Special deposits - 5,000 - Unearned revenue - - - Current portion of lon -term debt - 235,000 100,000 Total current liabilities 5,710 378,055 2,954,358 Lon -term obli ations, less current portion General obli ation debt 25,000 1,425,000 400,000 Compensated absences 1,189 - - Net pension liabilit 7,854 - - Other postemplo ment benefits 5,272 7,612 - Total lon -term liabilities 39,315 1,432,612 400,000 Total liabilities 45,025 1,810,667 3,354,358 DEFERRED INFLOWS OF RESOURCES Pension related amounts 10,875 - - Other postemplo ment related amounts 530 386 - Total deferred inflows of resources 11,405 386 - NET POSITION Net investment in capital assets 3,475,183 7,649,941 - Unrestricted 119,944 1,494,619 3,031,272 Total net position 3,595,127$ 9,144,560$ 3,031,272$ 117 Golf Inspection Course Services Totals 250$ 1,057,397$ 2,702,744$ - 11,712 121,308 - - 21,014 250 1,069,109 2,845,066 - - 6,385,630 - - - - - 6,385,630 - - 5,035,082 - - 7,775,042 - - 12,810,124 250 1,069,109 22,040,820 - 313,541 334,463 - 3,993 4,410 - 317,534 338,873 250 13,306 121,002 - - 2,848,105 - - 42,572 - - 5,000 - 10,743 10,743 - - 335,000 250 24,049 3,362,422 - - 1,850,000 - 74,735 75,924 - 114,766 122,620 - 91,791 104,675 - 281,292 2,153,219 250 305,341 5,515,641 - 158,899 169,774 - 8,491 9,407 - 167,390 179,181 - - 11,125,124 - 913,912 5,559,747 -$ 913,912$ 16,684,871$ 118 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Oshkosh Parking Redevelopment Industrial Utility Project Park OPERATING REVENUES Charges for services 144,374$ -$ -$ Taxes - 1,854,394 - Fines, forfeitures and penalties 11,622 - - Other - 93,519 12,100 Total operating revenues 155,996 1,947,913 12,100 OPERATING EXPENSES Operation and maintenance 110,980 1,415,707 7,152 Depreciation 140,551 158,942 - Total operating expenses 251,531 1,574,649 7,152 Operating income (loss) (95,535) 373,264 4,948 NONOPERATING REVENUES (EXPENSES) Gain on disposal of capital assets - - 172,821 Interest and fiscal charges (2,063) (66,272) (19,723) Total nonoperating revenues (expenses) (2,063) (66,272) 153,098 Income (loss) before transfers (97,598) 306,992 158,046 Transfers out - - - Change in net position (97,598) 306,992 158,046 Net position - January 1 3,692,725 8,837,568 2,873,226 Net position - December 31 3,595,127$ 9,144,560$ 3,031,272$ 119 Golf Inspection Course Services Totals -$ 1,039,518$ 1,183,892$ - - 1,854,394 - - 11,622 - - 105,619 - 1,039,518 3,155,527 77,390 952,999 2,564,228 - - 299,493 77,390 952,999 2,863,721 (77,390) 86,519 291,806 7,810 - 180,631 - - (88,058) 7,810 - 92,573 (69,580) 86,519 384,379 (2,002,182) - (2,002,182) (2,071,762) 86,519 (1,617,803) 2,071,762 827,393 18,302,674 -$ 913,912$ 16,684,871$ 120 City of Oshkosh, Wisconsin COMBINING STATEMENT OF CASH FLOWS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Oshkosh Parking Redevelopment Industrial Utility Project Park CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers 141,505$ 1,955,587$ 12,100$ Cash paid for employee wages and benefits (43,287) (84,935) - Cash paid to suppliers (60,578) (1,506,250) (4,618) Net cash provided (used) by operating activities 37,640 364,402 7,482 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Due to/from other funds (29,896) - (88,448) Transfer in (out)- - - Net cash provided (used) by noncapital financing activities (29,896) - (88,448) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets - (2,244) - Sale of capital assets 34,315 - 336,854 Principal paid on long-term debt - (235,000) (235,000) Interest paid on long-term debt (2,064) (81,320) (20,888) Net cash provided (used) by capital and related financing activities 32,251 (318,564) 80,966 Change in cash and cash equivalents 39,995 45,838 - Cash and cash equivalents - January 1 50,472 1,508,792 - Cash and cash equivalents - December 31 90,467$ 1,554,630$ -$ RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES Operating income (loss) (95,535)$ 373,264$ 4,948$ Adjustments to reconcile operating income (loss) to net cash provided by (used) by operating activities Depreciation 140,551 158,942 - Change in liability (asset) and deferred outflows and inflows of resources Change in WRS Asset/Liability 14,998 - - Change in WRS Deferred Outflow (8,275) - - Change in WRS Deferred Inflow (3,224) - - Change in OPEB Liability (284) 161 - Change in OPEB Deferred Outflow 43 22 - Change in OPEB Deferred Inflow 508 386 - Change in operating assets and liabilities Accounts receivables (14,491) 7,674 - Inventories and prepaid items 1,432 - - Accounts payable 1,954 (176,047) 2,534 Accrued and other current liabilities - - - Customer deposits - - - Unearned revenue - - - Compensated absences (37) - - Net cash provided (used) by operating activities 37,640$ 364,402$ 7,482$ Reconciliation of cash and cash equivalents to the statement of net position Cash and cash equivalents in current assets 90,467$ 1,554,630$ -$ Noncash capital and related financing activities Contributed capital assets -$ -$ -$ 121 Golf Inspection Course Services Totals -$ 1,030,882$ 3,140,074$ (49,052) (750,312) (927,586) (20,503) (143,813) (1,735,762) (69,555) 136,757 476,726 - - (118,344) (2,002,182) - (2,002,182) (2,002,182) - (2,120,526) - - (2,244) 34,171 - 405,340 - - (470,000) - - (104,272) 34,171 - (171,176) (2,037,566) 136,757 (1,814,976) 2,037,816 920,640 4,517,720 250$ 1,057,397$ 2,702,744$ (77,390)$ 86,519$ 291,806$ - - 299,493 - 172,383 187,381 8,505 (191,210) (190,980) - 45,187 41,963 - 6,999 6,876 - (611) (546) - 8,311 9,205 - 3,855 (2,962) - - 1,432 (670) 227 (172,002) - - - - - - - (12,491) (12,491) - 17,588 17,551 (69,555)$ 136,757$ 476,726$ 250$ 1,057,397$ 2,702,744$ -$ -$ -$ 122 City of Oshkosh, Wisconsin COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS DECEMBER 31, 2019 Hospital Police Fire Workman's Insurance Pension Pension Compensation Total ASSETS Current assets Cash and investments 1,815,280$ 575,059$ 143,200$ 311,552$ 2,845,091$ DEFERRED OUTFLOWS OF RESOURCES Other ostem lo ment related amounts - - - 210 210 LIABILITIES Current liabilities Accounts a able 473 - - 1,661 2,134 Lon -term obli ations, less current ortion Other ostem lo ment benefits - - - 9,642 9,642 Total liabilities 473 - - 11,303 11,776 DEFERRED INFLOWS OF RESOURCES Other ostem lo ment related amounts - - - 489 489 NET POSITION Unrestricted 1,814,807$ 575,059$ 143,200$ 299,970$ 2,833,036$ 123 City of Oshkosh, Wisconsin COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION INTERNAL SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Hospital Police Fire Workman's Insurance Pension Pension Compensation Total OPERATING REVENUES Charges for services -$ -$ -$ 69,146$ 69,146$ Other 75,199 - - 517,948 593,147 Total operating revenues 75,199 - - 587,094 662,293 OPERATING EXPENSES Claims and administration 74,589 3,278 4,160 617,637 699,664 Operating income (loss) 610 (3,278) (4,160) (30,543) (37,371) NONOPERATING REVENUES Interest income - 5,314 3,250 - 8,564 Change in net position 610 2,036 (910) (30,543) (28,807) Net position - January 1 1,814,197 573,023 144,110 330,513 2,861,843 Net position - December 31 1,814,807$ 575,059$ 143,200$ 299,970$ 2,833,036$ 124 City of Oshkosh, Wisconsin COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Hospital Police Fire Workman's Insurance Pension Pension Compensation Total CASH FLOWS FROM OPERATING ACTIVITIES Cash received from City 75,199$ -$ -$ 587,094$ 662,293$ Cash paid for employee wages and benefits - - - (199,077) (199,077) Cash paid to suppliers (91,154) (3,278) (4,160) (418,912) (517,504) Net cash used by operating activities (15,955) (3,278) (4,160) (30,895) (54,288) CASH FLOWS FROM INVESTING ACTIVITIES Interest received - 5,314 3,250 - 8,564 Change in cash and cash equivalents (15,955) 2,036 (910) (30,895) (45,724) Cash and cash equivalents - January 1 1,831,235 573,023 144,110 342,447 2,890,815 Cash and cash equivalents - December 31 1,815,280$ 575,059$ 143,200$ 311,552$ 2,845,091$ RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH USED BY OPERATING ACTIVITIES Operating income (loss) 610$ (3,278)$ (4,160)$ (30,543)$ (37,371)$ Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities Change in liability (asset) and deferred outflows and inflows of resources Change in OPEB Liability - - - 204 204 Change in OPEB Deferred Outflow - - - 28 28 Change in OPEB Deferred Inflow - - - 489 489 Change in operating assets and liabilities Accounts payable (16,565) - - (1,073) (17,638) Net cash used by operating activities (15,955)$ (3,278)$ (4,160)$ (30,895)$ (54,288)$ Reconciliation of cash and cash equivalents to the statement of net position Cash and cash equivalents in current assets 1,815,280$ 575,059$ 143,200$ 311,552$ 2,845,091$ Noncash capital and related financing activities None 125 City of Oshkosh, Wisconsin COMBINING STATEMENT OF FIDUCIARY NET POSITION CUSTODIAL FUNDS DECEMBER 31, 2019 Tax Hospital Collection Bioterrorism Totals ASSETS Current assets Cash and investments 46,233,179$ 4,202$ 46,237,381$ LIABILITIES Current liabilities Accounts payable 43,993$ -$ 43,993$ Due to other governments 46,160,504 4,202 46,164,706 Deposits 28,682 - 28,682 Total liabilities 46,233,179 4,202 46,237,381 NET POSITION Restricted -$ -$ -$ The notes to the basic financial statements are an integral part of this statement. 126 City of Oshkosh, Wisconsin COMBINING STATEMENT OF CHANGES IN NET POSITION CUSTODIAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2019 Tax Hospital Collection Bioterrorism Totals ADDITIONS Property tax collections 55,331,995$ -$ 55,331,995$ DEDUCTIONS Payments to taxing jurisdictions 55,331,995 - 55,331,995 Change in net position - - - Net position - January 1 - - - Net position - December 31 -$ -$ -$ 127 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - DEBT SERVICE FUND FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 11,617,200$ 11,617,200$ 11,451,100$ (166,100)$ Miscellaneous - - 319,917 319,917 Total revenues 11,617,200 11,617,200 11,771,017 153,817 EXPENDITURES Debt service Principal 16,054,100 16,054,100 10,787,521 5,266,579 Interest and fiscal charges 4,354,600 4,354,600 2,782,261 1,572,339 Total expenditures 20,408,700 20,408,700 13,569,782 6,838,918 Excess of revenues over (under) expenditures (8,791,500) (8,791,500) (1,798,765) 6,992,735 OTHER FINANCING SOURCES Long-term debt issued - - 1,964,500 1,964,500 Premium on debt issued - - 931,315 931,315 Transfers in 8,625,500 8,625,500 - (8,625,500) Total other financing sources 8,625,500 8,625,500 2,895,815 (5,729,685) Net change in fund balance (166,000) (166,000) 1,097,050 1,263,050 Fund balance - January 1 1,092,465 1,092,465 1,092,465 - Fund balance - December 31 926,465$ 926,465$ 2,189,515$ 1,263,050$ 128 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - SPECIAL ASSESSMENT IMPROVEMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Special assessments -$ -$ 3,649,741$ 3,649,741$ EXPENDITURES Debt service Principal 530,000 530,000 530,000 - Interest and fiscal charges 213,000 213,000 213,004 (4) Capital outlay 100,000 106,495 120,302 (13,807) Total expenditures 843,000 849,495 863,306 (13,811) Excess of revenues over (under) expenditures (843,000) (849,495) 2,786,435 3,635,930 Net change in fund balance (843,000) (849,495) 2,786,435 3,635,930 Fund balance - January 1 1,181,668 1,181,668 1,181,668 - Fund balance - December 31 338,668$ 332,173$ 3,968,103$ 3,635,930$ 129 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - COMMITTEE ON AGING FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 320,400$ 320,400$ 320,400$ -$ Intergovernmental 52,000 52,000 78,747 26,747 Public charges for services 110,265 110,265 69 (110,196) Miscellaneous 57,135 57,135 126,214 69,079 Total revenues 539,800 539,800 525,430 (14,370) EXPENDITURES Current Health and human services 539,200 547,300 522,995 24,305 Excess of revenues over (under) expenditures 600 (7,500) 2,435 9,935 Net change in fund balance 600 (7,500) 2,435 9,935 Fund balance - January 1 107,308 107,308 107,308 - Fund balance - December 31 107,908$ 99,808$ 109,743$ 9,935$ 130 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - BUSINESS IMPROVEMENT DISTRICT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Special assessments 140,600$ 140,600$ 140,610$ 10$ Miscellaneous 52,000 52,000 51,001 (999) Total revenues 192,600 192,600 191,611 (989) EXPENDITURES Current Conservation and development 192,600 192,600 181,023 11,577 Excess of revenues over (under) expenditures - - 10,588 10,588 Net change in fund balance - - 10,588 10,588 Fund balance - January 1 62,724 62,724 62,724 - Fund balance - December 31 62,724$ 62,724$ 73,312$ 10,588$ 131 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - RECYCLING FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 235,000$ 235,000$ 237,131$ 2,131$ Public charges for services - - 868,014 868,014 Miscellaneous 874,300 874,300 13,120 (861,180) Total revenues 1,109,300 1,109,300 1,118,265 8,965 EXPENDITURES Current Public works 816,400 816,400 803,502 12,898 Capital outlay 300,000 300,000 - 300,000 Total expenditures 1,116,400 1,116,400 803,502 312,898 Excess of revenues over (under) expenditures (7,100) (7,100) 314,763 321,863 Net change in fund balance (7,100) (7,100) 314,763 321,863 Fund balance - January 1 1,121,683 1,121,683 1,121,683 - Fund balance - December 31 1,114,583$ 1,114,583$ 1,436,446$ 321,863$ 132 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - STREET LIGHTING FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 1,052,000$ 1,052,000$ 1,052,000$ -$ EXPENDITURES Current Public works 1,052,000 1,074,229 1,024,232 49,997 Net change in fund balance - (22,229) 27,768 49,997 Fund balance - January 1 60,855 60,855 60,855 - Fund balance - December 31 60,855$ 38,626$ 88,623$ 49,997$ 133 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - LIBRARY FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 2,696,100$ 2,696,100$ 2,696,100$ -$ Intergovernmental 632,900 632,900 632,880 (20) Public charges for services 319,700 319,700 324,698 4,998 Miscellaneous 5,000 5,000 1,779 (3,221) Total revenues 3,653,700 3,653,700 3,655,457 1,757 EXPENDITURES Current Culture and recreation 3,826,400 3,826,400 3,637,137 189,263 Capital outlay - - 3,249 (3,249) Total expenditures 3,826,400 3,826,400 3,640,386 186,014 Net change in fund balance (172,700) (172,700) 15,071 187,771 Fund balance - January 1 605,437 605,437 605,437 - Fund balance - December 31 432,737$ 432,737$ 620,508$ 187,771$ 134 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - MUSEUM FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 977,700$ 977,700$ 977,700$ -$ Public charges for services 58,000 58,000 44,405 (13,595) Miscellaneous 71,700 71,700 124,968 53,268 Total revenues 1,107,400 1,107,400 1,147,073 39,673 EXPENDITURES Current Culture and recreation 1,246,800 1,246,800 1,217,664 29,136 Capital outlay 6,000 9,000 7,017 1,983 Total expenditures 1,252,800 1,255,800 1,224,681 31,119 Excess of revenues over (under) expenditures (145,400) (148,400) (77,608) 70,792 OTHER FINANCING SOURCES (USES) Transfers in 142,500 142,500 - (142,500) Transfers out (9,100) (9,100) - 9,100 Total other financing sources (uses) 133,400 133,400 - (133,400) Net change in fund balance (12,000) (15,000) (77,608) (62,608) Fund balance - January 1 746,634 746,634 746,634 - Fund balance - December 31 734,634$ 731,634$ 669,026$ (62,608)$ 135 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - CEMETERY FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 304,000$ 304,000$ 304,000$ -$ Miscellaneous 80,200 80,200 61,780 (18,420) Total revenues 384,200 384,200 365,780 (18,420) EXPENDITURES Current Health and human services 410,700 410,700 392,043 18,657 Excess of revenues over (under) expenditures (26,500) (26,500) (26,263) 237 OTHER FINANCING SOURCES Transfers in 28,500 28,500 28,500 - Net change in fund balance 2,000 2,000 2,237 237 Fund balance - January 1 51,675 51,675 51,675 - Fund balance - December 31 53,675$ 53,675$ 53,912$ 237$ 136 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - COMMUNITY DEVELOPMENT BLOCK GRANT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 795,000$ 795,000$ 801,802$ 6,802$ Miscellaneous 550,000 550,000 132,739 (417,261) Total revenues 1,345,000 1,345,000 934,541 (410,459) EXPENDITURES Current Conservation and development 1,345,000 1,345,000 740,892 604,108 Capital outlay - - 168,139 (168,139) Total expenditures 1,345,000 1,345,000 909,031 435,969 Excess of revenues over (under) expenditures - - 25,510 25,510 OTHER FINANCING SOURCES Proceeds from sale of capital assets - - 25,863 25,863 Net change in fund balance - - 51,373 51,373 Fund balance - January 1 83,992 83,992 83,992 - Fund balance - December 31 83,992$ 83,992$ 135,365$ 51,373$ 137 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - LOCAL REVOLVING LOAN PROGRAM FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES -$ -$ -$ -$ EXPENDITURES Current Conservation and development 250,000 250,000 215,000 35,000 Excess of revenues over (under) expenditures (250,000) (250,000) (215,000) 35,000 Net change in fund balance (250,000) (250,000) (215,000) 35,000 Fund balance - January 1 1,648,051 1,648,051 1,648,051 - Fund balance - December 31 1,398,051$ 1,398,051$ 1,433,051$ 35,000$ 138 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - SENIOR CENTER REVOLVING LOANS FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 4,000$ 4,000$ 2,588$ (1,412)$ Miscellaneous 58,000 58,000 57,304 (696) Total revenues 62,000 62,000 59,892 (2,108) EXPENDITURES Current Health and human services 39,400 43,300 33,445 9,855 Net change in fund balance 22,600 18,700 26,447 7,747 Fund balance - January 1 97,975 97,975 97,975 - Fund balance - December 31 120,575$ 116,675$ 124,422$ 7,747$ 139 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - BICYCLE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Licenses and permits -$ -$ 108$ 108$ Miscellaneous 300 300 - (300) Total revenues 300 300 108 (192) EXPENDITURES Current Public safety 300 300 - 300 Net change in fund balance - - 108 108 Fund balance - January 1 16,055 16,055 16,055 - Fund balance - December 31 16,055$ 16,055$ 16,163$ 108$ 140 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - POLICE SPECIAL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 15,500$ 15,500$ 34,016$ 18,516$ Miscellaneous 25,000 25,000 140,212 115,212 Total revenues 40,500 40,500 174,228 133,728 EXPENDITURES Current Public safety 41,500 116,500 151,695 (35,195) Net change in fund balance (1,000) (76,000) 22,533 98,533 Fund balance - January 1 82,267 82,267 82,267 - Fund balance - December 31 81,267$ 6,267$ 104,800$ 98,533$ 141 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - FIRE/SAFETY FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 59,600$ 59,600$ 81,596$ 21,996$ Public charges for services 300 300 272 (28) Miscellaneous - - 11,406 11,406 Total revenues 59,900 59,900 93,274 33,374 EXPENDITURES Current Public safety 54,400 82,692 71,896 10,796 Capital outlay 15,000 76,626 74,992 1,634 Total expenditures 69,400 159,318 146,888 12,430 Excess of revenues over (under) expenditures (9,500) (99,418) (53,614) 45,804 OTHER FINANCING USES Transfers out - - (191,275) (191,275) Net change in fund balance (9,500) (99,418) (244,889) (145,471) Fund balance - January 1 244,889 244,889 244,889 - Fund balance - December 31 235,389$ 145,471$ -$ (145,471)$ 142 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - POLICE ASSET FORFEITURE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Fines and forfeits 5,000$ 5,000$ 2,319$ (2,681)$ EXPENDITURES Current Public safety 1,400 3,750 2,350 1,400 Excess of revenues over (under) expenditures 3,600 1,250 (31) (1,281) Net change in fund balance 3,600 1,250 (31) (1,281) Fund balance - January 1 36,939 36,939 36,939 - Fund balance - December 31 40,539$ 38,189$ 36,908$ (1,281)$ 143 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - FEDERAL POLICE ASSET FORFEITURE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 3,000$ 3,000$ 11,390$ 8,390$ EXPENDITURES Capital outlay 15,000 15,000 - 15,000 Net change in fund balance (12,000) (12,000) 11,390 23,390 Fund balance - January 1 18,546 18,546 18,546 - Fund balance - December 31 6,546$ 6,546$ 29,936$ 23,390$ 144 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - EMS FIRE GRANT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental -$ -$ 12,771$ 12,771$ Miscellaneous 6,000 6,000 8,798 2,798 Total revenues 6,000 6,000 21,569 15,569 EXPENDITURES Current Public safety 4,700 31,200 12,042 19,158 Excess of revenues over (under) expenditures 1,300 (25,200) 9,527 34,727 OTHER FINANCING SOURCES Transfers in - - 217,775 217,775 Net change in fund balance 1,300 (25,200) 227,302 252,502 Fund balance - January 1 23,819 23,819 23,819 - Fund balance - December 31 25,119$ (1,381)$ 251,121$ 252,502$ 145 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - HISTORICAL MARKER FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 1,000$ 1,000$ 712$ (288)$ EXPENDITURES Current Culture and recreation 3,000 3,000 666 2,334 Net change in fund balance (2,000) (2,000) 46 2,046 Fund balance - January 1 23,559 23,559 23,559 - Fund balance - December 31 21,559$ 21,559$ 23,605$ 2,046$ 146 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - COMMUNITY DEVELOPMENT SPECIAL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 1,175,000$ 1,175,000$ 199,813$ (975,187)$ Miscellaneous 40,000 40,000 103,800 63,800 Total revenues 1,215,000 1,215,000 303,613 (911,387) EXPENDITURES Current Conservation and development 1,215,000 1,215,000 67,983 1,147,017 Net change in fund balance - - 235,630 235,630 Fund balance - January 1 (70,607) (70,607) (70,607) - Fund balance - December 31 (70,607)$ (70,607)$ 165,023$ 235,630$ 147 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - PARKS REVENUE FACILITIES FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 20,300$ 20,300$ -$ (20,300)$ Public charges for services 240,000 240,000 205,148 (34,852) Miscellaneous 125,500 160,500 134,902 (25,598) Total revenues 385,800 420,800 340,050 (80,750) EXPENDITURES Current Culture and recreation 270,200 272,400 233,828 38,572 Capital outlay 255,000 300,000 227,373 72,627 Total expenditures 525,200 572,400 461,201 111,199 Excess of revenues over (under) expenditures (139,400) (151,600) (121,151) 30,449 OTHER FINANCING SOURCES Proceeds from sale of capital assets - - 1,710 1,710 Transfers in - - 2,005,457 2,005,457 Total other financing sources (uses) - - 2,007,167 2,007,167 Net change in fund balance (139,400) (151,600) 1,886,016 2,037,616 Fund balance - January 1 632,012 632,012 632,012 - Fund balance - December 31 492,612$ 480,412$ 2,518,028$ 2,037,616$ 148 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - LEACH AMPHITHEATER FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 14,000$ 14,000$ 14,000$ -$ Public charges for services 35,000 35,000 42,025 7,025 Miscellaneous 40,000 40,000 23,414 (16,586) Total revenues 89,000 89,000 79,439 (9,561) EXPENDITURES Current Culture and recreation 114,000 114,000 75,178 38,822 Excess of revenues over (under) expenditures (25,000) (25,000) 4,261 29,261 OTHER FINANCING SOURCES Transfers in 25,000 25,000 25,000 - Net change in fund balance - - 29,261 29,261 Fund balance - January 1 24,066 24,066 24,066 - Fund balance - December 31 24,066$ 24,066$ 53,327$ 29,261$ 149 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - PUBLIC WORKS SPECIAL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 250,000$ 250,000$ 58,315$ (191,685)$ EXPENDITURES Current Public works 250,000 250,000 167,931 82,069 Net change in fund balance - - (109,616) (109,616) Fund balance - January 1 4,356 4,356 4,356 - Fund balance - December 31 4,356$ 4,356$ (105,260)$ (109,616)$ 150 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - GARBAGE DISPOSAL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 1,331,200$ 1,331,200$ 1,331,200$ -$ Public charges for services 40,600 40,600 43,981 3,381 Total revenues 1,371,800 1,371,800 1,375,181 3,381 EXPENDITURES Current Public works 1,371,800 1,417,370 1,380,363 37,007 Net change in fund balance - (45,570) (5,182) 40,388 Fund balance - January 1 127,002 127,002 127,002 - Fund balance - December 31 127,002$ 81,432$ 121,820$ 40,388$ 151 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - POLLOCK WATER PARK FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 64,000$ 64,000$ 64,000$ -$ Public charges for services 185,000 185,000 236,484 51,484 Miscellaneous 120,000 120,000 158,911 38,911 Total revenues 369,000 369,000 459,395 90,395 EXPENDITURES Current Culture and recreation 355,100 372,100 401,554 (29,454) Capital outlay 12,500 12,500 12,721 (221) Total expenditures 367,600 384,600 414,275 (29,675) Net change in fund balance 1,400 (15,600) 45,120 60,720 Fund balance - January 1 47,504 47,504 47,504 - Fund balance - December 31 48,904$ 31,904$ 92,624$ 60,720$ 152 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - HEALTHY NEIGHBORHOOD INITIATIVE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 12,000$ 12,000$ 49,408$ 37,408$ EXPENDITURES Current Conservation and development 531,900 531,900 426,700 105,200 Net change in fund balance (519,900) (519,900) (377,292) 142,608 Fund balance - January 1 4,825,099 4,825,099 4,825,099 - Fund balance - December 31 4,305,199$ 4,305,199$ 4,447,807$ 142,608$ 153 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - RENTAL INSPECTIONS FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 25,000$ 25,000$ 25,000$ -$ Public charges for services - - 1,290 1,290 Total revenues 25,000 25,000 26,290 1,290 EXPENDITURES Current Culture and recreation 25,000 25,000 14,746 10,254 Net change in fund balance - - 11,544 11,544 Fund balance - January 1 (489) (489) (489) - Fund balance - December 31 (489)$ (489)$ 11,055$ 11,544$ 154 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - STREET TREE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental -$ -$ 18,000$ 18,000$ Miscellaneous - 4,000 7,700 3,700 Total revenues - 4,000 25,700 21,700 EXPENDITURES Current Culture and recreation - 22,000 11,156 10,844 Net change in fund balance - (18,000) 14,544 32,544 Fund balance - January 1 4,774 4,774 4,774 - Fund balance - December 31 4,774$ (13,226)$ 19,318$ 32,544$ 155 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - EQUIPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes -$ -$ 975,000$ 975,000$ Intergovernmental - - 45,000 45,000 Miscellaneous - - 7,457 7,457 Total revenues - - 1,027,457 1,027,457 EXPENDITURES Current Public works 2,028,622 2,271,771 76,503 2,195,268 Capital outlay 8,026,903 10,082,058 6,496,442 3,585,616 Total expenditures 10,055,524 12,353,829 6,572,945 5,780,884 Excess of revenues over (under) expenditures (10,055,524) (12,353,829) (5,545,488) 6,808,341 OTHER FINANCING SOURCES Long-term debt issued - - 6,636,500 6,636,500 Net change in fund balance (10,055,524) (12,353,829) 1,091,012 13,444,841 Fund balance - January 1 9,999,764 9,999,764 9,999,764 - Fund balance - December 31 (55,760)$ (2,354,065)$ 11,090,776$ 13,444,841$ 156 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - PARK IMPROVEMENT AND ACQUISITION FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes -$ -$ 15,000$ 15,000$ Public charges for services - - 10,951 10,951 Miscellaneous - 6,000 153,874 147,874 Total revenues - 6,000 179,825 173,825 EXPENDITURES Current Culture and recreation 50,000 51,700 50,927 773 Capital outlay 1,494,014 1,752,915 1,235,529 517,386 Total expenditures 1,544,014 1,804,615 1,286,456 518,159 Excess of revenues over (under) expenditures (1,544,014) (1,798,615) (1,106,631) 691,984 OTHER FINANCING SOURCES Long-term debt issued - - 580,000 580,000 Net change in fund balance (1,544,014) (1,798,615) (526,631) 1,271,984 Fund balance - January 1 580,967 580,967 580,967 - Fund balance - December 31 (963,047)$ (1,217,648)$ 54,336$ 1,271,984$ 157 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - GRAND OPERA HOUSE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 2,000$ 2,000$ 2,000$ -$ Miscellaneous 25,000 25,000 25,001 1 Total revenues 27,000 27,000 27,001 1 EXPENDITURES Current Culture and recreation 27,000 37,000 35,091 1,909 Capital outlay - 6,800 6,725 75 Total expenditures 27,000 43,800 41,816 1,984 Net change in fund balance - (16,800) (14,815) 1,985 Fund balance - January 1 81,639 81,639 81,639 - Fund balance - December 31 81,639$ 64,839$ 66,824$ 1,985$ 158 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - PARKING RAMP IMPROVEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous 110,600$ 109,770$ 112,079$ 2,309$ EXPENDITURES Current Public works 16,600 16,600 14,785 1,815 Capital outlay 50,000 50,830 57,134 (6,304) Total expenditures 66,600 67,430 71,919 (4,489) Net change in fund balance 44,000 42,340 40,160 (2,180) Fund balance - January 1 317,367 317,367 317,367 - Fund balance - December 31 361,367$ 359,707$ 357,527$ (2,180)$ 159 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #8 S AVIATION INDUSTRIAL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES -$ -$ -$ -$ EXPENDITURES Debt service Principal - - 50,000 (50,000) Interest and fiscal charges - - 2,780 (2,780) Capital outlay 53,000 53,000 - 53,000 Total expenditures 53,000 53,000 52,780 220 Net change in fund balance (53,000) (53,000) (52,780) 220 Fund balance - January 1 104,674 104,674 104,674 - Fund balance - December 31 51,674$ 51,674$ 51,894$ 220$ 160 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #10 MAIN AND WASHINGTON FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 13,700$ 13,700$ 12,468$ (1,232)$ Intergovernmental 100 100 153 53 Total revenues 13,800 13,800 12,621 (1,179) EXPENDITURES Current Conservation and development 13,800 13,800 150 13,650 Net change in fund balance - - 12,471 12,471 Fund balance - January 1 14,230 14,230 14,230 - Fund balance - December 31 14,230$ 14,230$ 26,701$ 12,471$ 161 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #11 OSHKOSH OFFICE CENTER FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 12,900$ 12,900$ 6,271$ (6,629)$ Intergovernmental - - 62 62 Total revenues 12,900 12,900 6,333 (6,567) EXPENDITURES Current Conservation and development 200 200 149 51 Net change in fund balance 12,700 12,700 6,184 (6,516) Fund balance - January 1 35,876 35,876 35,876 - Fund balance - December 31 48,576$ 48,576$ 42,060$ (6,516)$ 162 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #12 DIVISION STREET FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 116,000$ 116,000$ 119,734$ 3,734$ Intergovernmental 400 400 961 561 Total revenues 116,400 116,400 120,695 4,295 EXPENDITURES Current Conservation and development 106,500 106,500 70,144 36,356 Debt service Principal - - 30,000 (30,000) Interest and fiscal charges - - 2,038 (2,038) Total expenditures 106,500 106,500 102,182 4,318 Net change in fund balance 9,900 9,900 18,513 8,613 Fund balance - January 1 741,898 741,898 741,898 - Fund balance - December 31 751,798$ 751,798$ 760,411$ 8,613$ 163 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #13 MARION ROAD/ PEARL AVE. FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 299,700$ 299,700$ 266,819$ (32,881)$ Intergovernmental 1,000 1,000 2,511 1,511 Miscellaneous 14,500 14,500 209,180 194,680 Total revenues 315,200 315,200 478,510 163,310 EXPENDITURES Current Conservation and development 1,201,800 1,201,800 150 1,201,650 Debt service Principal - - 1,070,000 (1,070,000) Interest and fiscal charges - - 131,566 (131,566) Total expenditures 1,201,800 1,201,800 1,201,716 84 Net change in fund balance (886,600) (886,600) (723,206) 163,394 Fund balance - January 1 1,778,508 1,778,508 1,778,508 - Fund balance - December 31 891,908$ 891,908$ 1,055,302$ 163,394$ 164 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #14 MERCY MEDICAL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 489,700$ 489,700$ 501,396$ 11,696$ Intergovernmental 100 100 2,488 2,388 Total revenues 489,800 489,800 503,884 14,084 EXPENDITURES Current Conservation and development 464,700 464,700 356,247 108,453 Debt service Principal - - 95,000 (95,000) Interest and fiscal charges - - 14,415 (14,415) Total expenditures 464,700 464,700 465,662 (962) Net change in fund balance 25,100 25,100 38,222 13,122 Fund balance - January 1 759,544 759,544 759,544 - Fund balance - December 31 784,644$ 784,644$ 797,766$ 13,122$ 165 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #15 PARK PLAZA FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 202,500$ 202,500$ 206,173$ 3,673$ Intergovernmental 45,400 45,400 47,519 2,119 Total revenues 247,900 247,900 253,692 5,792 EXPENDITURES Current Conservation and development 116,200 116,200 82,242 33,958 Debt service Principal - - 40,000 (40,000) Interest and fiscal charges - - 4,335 (4,335) Total expenditures 116,200 116,200 126,577 (10,377) Net change in fund balance 131,700 131,700 127,115 (4,585) Fund balance - January 1 2,448,566 2,448,566 2,448,566 - Fund balance - December 31 2,580,266$ 2,580,266$ 2,575,681$ (4,585)$ 166 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #16 100 BLOCK REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 126,600$ 126,600$ 129,008$ 2,408$ Intergovernmental 500 500 1,178 678 Total revenues 127,100 127,100 130,186 3,086 EXPENDITURES Current Conservation and development 310,900 310,900 70,587 240,313 Debt service Principal - - 215,000 (215,000) Interest and fiscal charges - - 24,040 (24,040) Total expenditures 310,900 310,900 309,627 1,273 Net change in fund balance (183,800) (183,800) (179,441) 4,359 Fund balance - January 1 922,356 922,356 922,356 - Fund balance - December 31 738,556$ 738,556$ 742,915$ 4,359$ 167 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #17 CITY CENTRE FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 282,800$ 282,800$ 279,801$ (2,999)$ Intergovernmental 45,900 45,900 48,329 2,429 Total revenues 328,700 328,700 328,130 (570) EXPENDITURES Current Conservation and development 447,100 447,100 150 446,950 Debt service Principal - - 350,000 (350,000) Interest and fiscal charges - - 96,870 (96,870) Total expenditures 447,100 447,100 447,020 80 Net change in fund balance (118,400) (118,400) (118,890) (490) Fund balance - January 1 794,017 794,017 794,017 - Fund balance - December 31 675,617$ 675,617$ 675,127$ (490)$ 168 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #18 SW INDUSTRIAL #3 FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 519,700$ 519,700$ 444,389$ (75,311)$ Intergovernmental 1,500 1,500 4,019 2,519 Total revenues 521,200 521,200 448,408 (72,792) EXPENDITURES Current Conservation and development 338,200 338,200 150 338,050 Debt service Principal - - 295,000 (295,000) Interest and fiscal charges - - 34,050 (34,050) Total expenditures 338,200 338,200 329,200 9,000 Net change in fund balance 183,000 183,000 119,208 (63,792) Fund balance - January 1 (1,697,451) (1,697,451) (1,697,451) - Fund balance - December 31 (1,514,451)$ (1,514,451)$ (1,578,243)$ (63,792)$ 169 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #19 NW INDUSTRIAL EXPANSION FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 222,800$ 222,800$ 209,899$ (12,901)$ Intergovernmental 6,900 6,900 8,136 1,236 Total revenues 229,700 229,700 218,035 (11,665) EXPENDITURES Current Conservation and development 144,500 144,500 66,347 78,153 Debt service Principal - - 132,760 (132,760) Interest and fiscal charges - - 11,509 (11,509) Capital outlay - 145,000 109,613 35,387 Total expenditures 144,500 289,500 320,229 (30,729) Net change in fund balance 85,200 (59,800) (102,194) (42,394) Fund balance - January 1 428,800 428,800 428,800 - Fund balance - December 31 514,000$ 369,000$ 326,606$ (42,394)$ 170 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #20 SOUTH SIDE FOX RIVER FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 1,000$ 1,000$ 1,049$ 49$ Miscellaneous - - 35,000 35,000 Total revenues 1,000 1,000 36,049 35,049 EXPENDITURES Current Conservation and development - - 30,703 (30,703) Debt service Principal - - 360,000 (360,000) Interest and fiscal charges - - 80,298 (80,298) Capital outlay 3,901,745 4,295,290 548,640 3,746,650 Total expenditures 3,901,745 4,295,290 1,019,641 3,275,649 Net change in fund balance (3,900,745) (4,294,290) (983,592) 3,310,698 Fund balance - January 1 6,222,500 6,222,500 6,222,500 - Fund balance - December 31 2,321,755$ 1,928,210$ 5,238,908$ 3,310,698$ 171 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #21 FOX RIVER CORRIDOR FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 526,100$ 526,100$ 314,758$ (211,342)$ Intergovernmental 500 500 3,038 2,538 Total revenues 526,600 526,600 317,796 (208,804) EXPENDITURES Current Conservation and development 1,000,000 1,000,000 98,872 901,128 Debt service Principal - - 90,000 (90,000) Interest and fiscal charges - - 51,569 (51,569) Capital outlay 1,240,000 1,846,347 127,931 1,718,416 Total expenditures 2,240,000 2,846,347 368,372 2,477,975 Net change in fund balance (1,713,400) (2,319,747) (50,576) 2,269,171 Fund balance - January 1 (479,082) (479,082) (479,082) - Fund balance - December 31 (2,192,482)$ (2,798,829)$ (529,658)$ 2,269,171$ 172 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #23 SW INDUSTRIAL PARK FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous -$ -$ 5,000$ 5,000$ EXPENDITURES Current Conservation and development - - 53,200 (53,200) Debt service Principal - - 332,685 (332,685) Interest and fiscal charges - - 81,015 (81,015) Capital outlay 420,900 487,100 210 486,890 Total expenditures 420,900 487,100 467,110 19,990 Excess of revenues over (under) expenditures (420,900) (487,100) (462,110) 24,990 OTHER FINANCING SOURCES Long-term debt issued - - 1,500,000 1,500,000 Net change in fund balance (420,900) (487,100) 1,037,890 1,524,990 Fund balance - January 1 (2,208,785) (2,208,785) (2,208,785) - Fund balance - December 31 (2,629,685)$ (2,695,885)$ (1,170,895)$ 1,524,990$ 173 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #24 OSHKOSH CORP FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 188,400$ 188,400$ 211,184$ 22,784$ Intergovernmental 8,500 8,500 9,607 1,107 Total revenues 196,900 196,900 220,791 23,891 EXPENDITURES Current Conservation and development 195,200 225,200 217,346 7,854 Net change in fund balance 1,700 (28,300) 3,445 31,745 Fund balance - January 1 32,538 32,538 32,538 - Fund balance - December 31 34,238$ 4,238$ 35,983$ 31,745$ 174 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #25 CITY CENTER HOTEL FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 276,600$ 276,600$ 251,323$ (25,277)$ Intergovernmental 3,300 3,300 4,747 1,447 Total revenues 279,900 279,900 256,070 (23,830) EXPENDITURES Current Conservation and development 275,100 275,100 150 274,950 Debt service Principal - - 228,376 (228,376) Interest and fiscal charges - - 26,177 (26,177) Total expenditures 275,100 275,100 254,703 20,397 Net change in fund balance 4,800 4,800 1,367 (3,433) Fund balance - January 1 (1,766,237) (1,766,237) (1,766,237) - Fund balance - December 31 (1,761,437)$ (1,761,437)$ (1,764,870)$ (3,433)$ 175 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #26 AVIATION BUSINESS PARK FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Miscellaneous -$ -$ 2,700$ 2,700$ EXPENDITURES Current Conservation and development 425,000 425,000 149 424,851 Debt service Principal - - 360,186 (360,186) Interest and fiscal charges - - 52,323 (52,323) Total expenditures 425,000 425,000 412,658 12,342 Net change in fund balance (425,000) (425,000) (409,958) 15,042 Fund balance - January 1 (1,545,013) (1,545,013) (1,545,013) - Fund balance - December 31 (1,970,013)$ (1,970,013)$ (1,954,971)$ 15,042$ 176 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #27 NORTH MAIN STREET FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 122,600$ 122,600$ 178,660$ 56,060$ Intergovernmental 28,400 28,400 29,638 1,238 Total revenues 151,000 151,000 208,298 57,298 EXPENDITURES Current Conservation and development 107,200 107,200 35,825 71,375 Net change in fund balance 43,800 43,800 172,473 128,673 Fund balance - January 1 (2,205,637) (2,205,637) (2,205,637) - Fund balance - December 31 (2,161,837)$ (2,161,837)$ (2,033,164)$ 128,673$ 177 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #28 BEACH BUILDING REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 39,300$ 39,300$ 45,399$ 6,099$ Intergovernmental - - 191 191 Public charges for services 2,500 2,500 - (2,500) Total revenues 41,800 41,800 45,590 3,790 EXPENDITURES Current Conservation and development 37,600 73,600 67,954 5,646 Net change in fund balance 4,200 (31,800) (22,364) 9,436 Fund balance - January 1 19,365 19,365 19,365 - Fund balance - December 31 23,565$ (12,435)$ (2,999)$ 9,436$ 178 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #29 MORGAN DISTRICT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 2,900$ 2,900$ 5,270$ 2,370$ Intergovernmental - - 14 14 Total revenues 2,900 2,900 5,284 2,384 EXPENDITURES Current Conservation and development 200 200 150 50 Net change in fund balance 2,700 2,700 5,134 2,434 Fund balance - January 1 (8,415) (8,415) (8,415) - Fund balance - December 31 (5,715)$ (5,715)$ (3,281)$ 2,434$ 179 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #30 WASHINGTON BUILDING FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 32,600$ 32,600$ 40,950$ 8,350$ Intergovernmental - - 158 158 Public charges for services - - 78,717 78,717 Total revenues 32,600 32,600 119,825 87,225 EXPENDITURES Current Conservation and development 25,300 35,300 32,756 2,544 Net change in fund balance 7,300 (2,700) 87,069 89,769 Fund balance - January 1 (87,502) (87,502) (87,502) - Fund balance - December 31 (80,202)$ (90,202)$ (433)$ 89,769$ 180 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #31 BUCKSTAFF REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 485,700$ 485,700$ 473,145$ (12,555)$ Public charges for services 10,000 10,000 - (10,000) Total revenues 495,700 495,700 473,145 (22,555) EXPENDITURES Current Conservation and development 450,000 450,000 566,622 (116,622) Debt service Principal - - 7,654 (7,654) Interest and fiscal charges - - 5,600 (5,600) Total expenditures 450,000 450,000 579,876 (129,876) Excess of revenues over (under) expenditures 45,700 45,700 (106,731) (152,431) OTHER FINANCING SOURCES (USES) Long-term debt issued - - 140,000 140,000 Net change in fund balance 45,700 45,700 33,269 (12,431) Fund balance - January 1 (92,967) (92,967) (92,967) - Fund balance - December 31 (47,267)$ (47,267)$ (59,698)$ (12,431)$ 181 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #32 GRANARY REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 10,500$ 10,500$ 11,727$ 1,227$ EXPENDITURES Current Conservation and development 10,000 15,000 10,704 4,296 Net change in fund balance 500 (4,500) 1,023 5,523 Fund balance - January 1 (644) (644) (644) - Fund balance - December 31 (144)$ (5,144)$ 379$ 5,523$ 182 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #33 LAMICO REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Taxes 350,000$ 350,000$ -$ (350,000)$ EXPENDITURES Current Conservation and development 276,200 276,200 150 276,050 Net change in fund balance 73,800 73,800 (150) (73,950) Fund balance - January 1 2,783 2,783 2,783 - Fund balance - December 31 76,583$ 76,583$ 2,633$ (73,950)$ 183 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #34 OSHKOSH CORP HEADQUARTERS FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental 193,500$ 193,500$ 471,736$ 278,236$ Miscellaneous 600,000 600,000 - (600,000) Total revenues 793,500 793,500 471,736 (321,764) EXPENDITURES Current Conservation and development 75,000 76,828 1,977 74,851 Net change in fund balance 718,500 716,673 469,759 (246,914) Fund balance - January 1 (50,414) (50,414) (50,414) - Fund balance - December 31 668,086$ 666,259$ 419,345$ (246,914)$ 184 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #35 OSHKOSH AVE. CORRIDOR FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Intergovernmental -$ -$ 155,088$ 155,088$ Miscellaneous - - 600,000 600,000 Total revenues - - 755,088 755,088 EXPENDITURES Current Conservation and development 25,000 25,000 4,577 20,423 Debt service Principal - - 20,000 (20,000) Interest and fiscal charges - - 34,387 (34,387) Capital outlay 1,600,000 1,750,000 1,377,307 372,693 Total expenditures 1,625,000 1,775,000 1,436,271 338,729 Net change in fund balance (1,625,000) (1,775,000) (681,183) 1,093,817 Fund balance - January 1 (15,580) (15,580) (15,580) - Fund balance - December 31 (1,640,580)$ (1,790,580)$ (696,763)$ 1,093,817$ 185 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #36 MERGE REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Public charges for services -$ -$ 63,000$ 63,000$ EXPENDITURES Current Conservation and development - 63,000 40,560 22,440 Net change in fund balance - (63,000) 22,440 85,440 Fund balance - January 1 - - - - Fund balance - December 31 -$ (63,000)$ 22,440$ 85,440$ 186 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #37 AVIATION PLAZA FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Public charges for services -$ -$ 10,000$ 10,000$ EXPENDITURES Current Conservation and development - 35,000 26,370 8,630 Net change in fund balance - (35,000) (16,370) 18,630 Fund balance - January 1 - - - - Fund balance - December 31 -$ (35,000)$ (16,370)$ 18,630$ 187 City of Oshkosh, Wisconsin SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL - TIF #38 PIONEER REDEVELOPMENT FOR THE YEAR ENDED DECEMBER 31, 2019 Variance Final Budget - Budget Positive Original Final Actual (Negative) REVENUES Public charges for services -$ -$ 10,000$ 10,000$ EXPENDITURES Current Conservation and development - 25,000 11,500 13,500 Net change in fund balance - (25,000) (1,500) 23,500 Fund balance - January 1 - - - - Fund balance - December 31 -$ (25,000)$ (1,500)$ 23,500$ 2019 2018 2017 2016 2015 Governmental Activities Net Investment in Capital Assets 47,319,281$ 43,812,963$ 37,227,904$ 39,752,753$ 36,184,133$ Restricted 33,107,131 27,951,509 28,379,167 22,305,281 38,369,139 Unrestricted 44,024,834 47,114,137 33,786,672 26,329,710 18,792,902 Total Governmental Activities Net Position 124,451,246$ 118,878,609$ 99,393,743$ 88,387,744$ 93,346,174$ Business-Type Activities Net Investment in Capital Assets 145,221,685$ 140,276,752$ 113,691,844$ 120,012,568$ 123,851,149$ Restricted 16,792,800 16,279,781 12,250,194 31,949,679 14,773,848 Unrestricted 65,833,816 58,666,104 73,264,160 33,991,810 35,395,885 Total Business-Type Activities Net Position 227,848,301$ 215,222,637$ 199,206,198$ 185,954,057$ 174,020,882$ Primary government Net Investment in Capital Assets 192,540,966$ 184,089,715$ 150,919,748$ 159,765,321$ 160,035,282$ Restricted 49,899,931 44,231,290 40,629,361 54,254,960 53,142,987 Unrestricted 109,858,650 105,780,241 107,050,832 60,321,520 54,188,787 Total Primary Government Net Position 352,299,547$ 334,101,246$ 298,599,941$ 274,341,801$ 267,367,056$ CITY OF OSHKOSH, WISCONSIN Net Position Last Five Years (accrual basis of accounting) 188 2019 2018 2017 2016 2015 Program Revenues Governmental Activities: Charges for Services: General Government 1,602,025$ 1,579,036$ 1,600,030$ 1,438,721$ 1,558,511$ Public Safety 3,575,002 2,930,736 3,323,449 3,275,667 3,201,203 Public Works 4,770,871 4,194,483 4,351,816 4,318,592 3,865,108 Health and Human Services 150,266 158,010 128,185 197,444 171,211 Culture and recreation 1,038,940 1,331,976 991,340 1,328,326 1,457,930 Transportation 46,162 49,406 32,311 74,052 38,197 Conservation and Development 1,238,017 1,910,581 1,948,213 1,160,765 1,795,886 Operating grants and contributions 7,296,173 7,382,098 5,548,647 5,931,258 6,414,312 Capital grants and contributions 2,574,279 5,997,060 6,321,824 2,731,515 3,898,785 Total Governmental Activities Program Revenues 22,291,735 25,533,386 24,245,815 20,456,340 22,401,143 Business-Type Activities: Charges for Services: Transit utility 1,116,993 995,725 895,265 1,153,149 974,398 Water utility 16,109,837 15,465,120 15,122,194 14,445,314 13,880,943 Sewer utility 15,192,344 14,560,093 13,530,955 12,601,254 11,505,240 Storm Water utility 10,753,050 9,986,323 9,254,565 8,762,387 8,008,241 Other 3,328,348 3,357,933 3,847,579 3,771,400 2,460,714 Operating grants and contributions 4,226,850 3,110,752 3,189,855 3,001,264 2,988,658 Capital grants and contributions 1,911,582 5,085,796 3,935,617 4,208,145 2,282,249 Total Business-Type Activities Program Revenues 52,639,004 52,561,742 49,776,030 47,942,913 42,100,443 Total Primary Government Program Revenues 74,930,739 78,095,128 74,021,845 68,399,253 64,501,586 Expenses Governmental Activities: General Government 7,206,740 6,994,718 7,136,366 7,798,046 6,877,632 Public Safety 31,705,030 28,413,351 29,348,673 27,967,136 27,496,737 Public Works 15,888,569 13,759,356 15,167,905 15,386,290 16,804,792 Health and Human Services 1,013,157 934,016 1,042,797 930,952 942,326 Culture and recreation 9,395,932 9,363,655 8,914,798 8,785,030 8,886,775 Transportation 1,081,675 712,193 1,038,006 1,092,783 731,434 Conservation and Development 8,690,720 2,398,993 6,364,471 14,892,738 8,546,791 Unclassified 875,692 1,149,873 1,310,095 662,548 858,234 Interest and Fiscal Charges 3,267,500 3,521,757 3,479,436 3,849,290 3,958,629 Total Governmental Activities Expenses 79,125,015 67,247,912 73,802,547 81,364,813 75,103,350 Business-Type Activities: Transit utility 5,373,317 5,252,110 5,115,027 4,809,392 4,737,860 Water utility 11,119,434 10,863,872 10,466,239 10,892,066 10,564,852 Sewer utility 12,647,065 11,962,807 11,528,889 10,825,702 10,526,101 Storm Water utility 7,184,160 6,911,334 6,375,794 6,312,063 5,808,799 Other 2,951,779 3,075,088 3,454,550 3,350,343 2,331,609 Total Business-Type Activities Expenses 39,275,755 38,065,211 36,940,499 36,189,566 33,969,221 Total Primary Government Expenses 118,400,770 105,313,123 110,743,046 117,554,379 109,072,571 CITY OF OSHKOSH, WISCONSIN Changes in Net Position Last Five Years (accrual basis of accounting) 189 2019 2018 2017 2016 2015 Net (Expense)/Revenue Governmental Activities (56,833,280)$ (41,714,526)$ (49,556,732)$ (60,908,473)$ (52,702,207)$ Business-Type Activities 13,363,249 14,496,531 12,835,531 11,753,347 8,131,222 Total Primary Government Net Expense (43,470,031)$ (27,217,995)$ (36,721,201)$ (49,155,126)$ (44,570,985)$ General Revenues and Other Changes in Net Position Governmental Activities: Taxes: Property and Other Local Taxes Levied For: General Purposes 27,149,155 26,088,061 25,568,490 16,540,825 7,674,823 Other Purposes 4,111,868 7,053,820 6,652,124 13,439,350 14,856,920 Debt Service 11,451,100 10,985,500 10,323,676 9,851,809 18,037,275 13,092,274 14,004,464 13,868,473 13,286,136 12,165,208 Investment Earnings 2,171,166 966,466 1,898,404 1,351,658 185,641 Gain (Loss) on Sale of Capital Assets 42,630 16,841 150,275 18,075 25,683 Miscellaneous 1,385,542 355,433 1,136,780 476,935 317,288 Transfers 3,002,182 1,371,400 964,509 985,255 988,173 Total Governmental Activities 62,405,917 60,841,985 60,562,731 55,950,043 54,251,011 Business-Type Activities: General Purposes property taxes levied for 947,700 920,600 887,524 843,391 748,125 Investment Earnings 1,307,437 788,592 493,595 288,022 (13,041) Gain (Loss) on Sale of Capital Assets 1,650 7,311 - 33,670 - Miscellaneous 7,810 2,163,840 - - - Transfers (3,002,182) (1,371,400) (964,509) (985,255) (988,173) Total Business-Type Activities (737,585) 2,508,943 416,610 179,828 (253,089) Total Primary Government 61,668,332 63,350,928 60,979,341 56,129,871 53,997,922 Change in Net Position Governmental Activities 5,572,637 19,127,459 11,005,999 (4,958,430) 1,548,804 Business-Type Activities 12,625,664 17,005,474 13,252,141 11,933,175 7,878,133 Total Primary Government Change in Net Position 18,198,301$ 36,132,933$ 24,258,140$ 6,974,745$ 9,426,937$ Changes in Net Position (continued) Last Five Years (accrual basis of accounting) State and Federal Aids Not Restricted to Specific Functions CITY OF OSHKOSH, WISCONSIN 190 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 FUND BALANCES RESERVED -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ UNRESERVED - - -- - - - - - - NONSPENDABLE Inventories and prepaid items 150,934 83,851 59,300 46,778 17,259 33,723 13,477 63,560 20,117 15,128 Receivables from other funds 703,921 - 1,704,665 8,022,157 13,302,738 480,191 6,082,872 9,023,957 7,822,388 - RESTRICTED Construction of assets 12,774,151 14,305,655 15,448,351 4,891,747 7,255,154 28,384,271 19,114,218 15,864,698 12,466,838 6,161,672 Debt service 2,189,515 1,092,465 923,371 2,251,808 2,361,472 3,437,177 6,628,347 3,843,324 3,827,124 802,645 Special purposes 2,794,012 5,915,198 4,873,307 6,169,377 5,676,076 3,763,430 3,121,059 2,954,583 3,619,623 2,225,449 Trust agreements 11,272,813 10,355,777 10,622,852 9,717,845 9,437,194 10,028,621 8,276,873 7,702,043 7,615,773 3,591,586 COMMITTED Special purposes 4,541,964 5,000,463 1,171,091 1,786,878 1,948,928 870,296 327,044 199,313 453,083 1,440,897 ASSIGNED Subsequent years 49,180 161,205 - 1,835 - 44,977 91,977 502,664 687,688 766,216 Special purposes 5,508,363 - - - - - - - - - Construction of assets 24,477,440 22,279,952 20,927,327 15,083,683 13,759,242 8,436,116 10,610,710 9,450,113 6,368,873 4,378,911 UNASSIGNED General fund 14,256,427 11,817,119 10,230,445 8,427,707 8,540,127 8,718,502 8,262,154 8,820,427 8,520,110 8,090,093 Special revenue funds (105,260) 1,181,668 (3,636,920)(74,716) (4,637,412) (3,986,743) (2,058,210) (632,057) (51,337) (32,444) Capital project funds (9,812,845) (10,224,467) (10,060,081)(12,319,773) (4,706,405) (4,331,169) (5,018,748) (7,783,852) (6,976,868) (1,896,158) Total Fund Balances 68,800,615$ 61,968,886$ 52,263,708$ 44,005,326$ 52,954,373$ 55,879,392$ 55,451,773$ 50,008,773$ 44,373,412$ 25,543,995$ CITY OF OSHKOSH, WISCONSIN Fund Balances, Governmental Funds Last Ten Years December 31, 2019 191 2019 2018 2017 2016 2015 Revenues Taxes 42,525,650$ 43,928,857$ 42,339,970$ 39,678,624$ 40,394,058$ Special assessments 3,790,351 3,408,853 2,819,275 1,745,129 4,090,632 Intergovernmental 19,564,647 22,494,060 19,375,160 19,018,924 18,478,299 Licenses and permits 1,020,303 1,010,623 974,230 854,691 1,817,320 Fines and forfeits 904,250 763,489 799,480 697,837 732,845 Public charges for services 5,709,092 4,526,077 3,809,875 4,194,606 4,879,735 Intergovernmental charges for services 4,592,204 3,883,174 4,463,334 4,432,013 3,427,847 Miscellaneous 5,038,886 5,052,408 8,555,585 3,895,923 2,449,829 Total Revenues 83,145,383 85,067,541 83,136,909 74,517,747 76,270,565 Expenditures Current General government 6,258,147 6,653,597 6,384,666 6,360,784 6,104,307 Public safety 27,093,658 26,608,996 26,171,424 25,930,335 25,556,548 Public works 9,653,026 10,331,819 9,186,637 8,893,465 9,068,401 Transportation 749,739 719,561 5,385,542 897,614 462,691 Health and Human Services 948,483 938,160 5,212,069 7,287,928 7,937,333 Culture and recreation 8,066,415 7,670,084 1,631,738 677,920 692,914 Conservation and development 6,407,743 5,525,721 1,317,316 7,187,823 8,011,745 Unclassified 871,824 1,079,471 1,251,952 636,998 836,971 Debt service Principal 14,994,182 12,017,594 11,497,406 33,126,100 10,952,762 Interest and fiscal charges 3,650,687 3,724,439 3,675,373 4,236,487 3,739,870 Capital outlay 17,580,820 13,239,606 15,898,274 19,953,642 19,360,391 Total Expenditures 96,274,724 88,509,048 87,612,397 115,189,096 92,723,933 Excess of Revenues Over (Under) Expenditures (13,129,341) (3,441,507) (4,475,488) (40,671,349) (16,453,368) Other Financing Sources (Uses) Long-term debt issued 16,000,000 11,440,000 10,965,000 29,715,239 19,390,000 Premium on debt issued 931,315 328,285 680,834 1,021,808 483,527 Proceeds from Sale of Capital Assets 27,573 7,000 Payment to refunding escrow agent - 123,527 - (7,333,351) Transfers in 3,276,732 6,974,789 12,527,625 12,858,979 16,994,014 Transfers out (274,550) (5,603,389) (11,563,116) (11,873,724) (16,005,841) Total Other Financing Sources (Uses) 19,961,070 13,146,685 12,733,870 31,722,302 13,528,349 Net Change in Fund Balance 6,831,729 9,705,178 8,258,382 (8,949,047) (2,925,019) Fund Balances - January 1 61,968,886 52,263,708 44,005,326 52,954,373 55,879,392 Fund Balances - December 31 68,800,615$ 61,968,886$ 52,263,708$ 44,005,326$ 52,954,373$ CITY OF OSHKOSH, WISCONSIN Changes in Fund Balances, Governmental Funds Last Five Fiscal Years 192 Fiscal Year Assessed Value Estimated Actual Value Assessed Estimated Actual Value Total Assessed Value Total Direct Tax Rate Estimated Actual Value Ratio of Total Assessed to Total Estimated Actual Value 2019 3,806,380,700$ 4,087,892,193$ 93,736,900$ 100,669,474$ 3,900,117,600$ 10.9027 4,188,561,667$ 92.60 2018 3,758,059,400 3,949,636,890 105,526,300 110,905,796 3,863,585,700 10.5820 4,060,542,686 94.90 2017 3,723,271,100 3,793,325,937 134,564,600 137,079,919 3,858,285,700 10.5580 3,930,405,856 98.13 2016 3,641,697,700 3,650,387,038 130,942,200 131,254,637 3,772,639,900 10.3440 3,781,641,675 99.76 2015 3,606,419,800 3,606,061,488 142,327,700 142,313,559 3,748,747,500 9.7870 3,748,375,047 100.00 2014 3,618,101,100 3,592,566,171 157,144,000 156,034,948 3,775,245,100 9.5620 3,748,601,119 100.71 2013 3,602,577,600 3,602,577,600 158,294,700 158,294,700 3,760,872,300 9.2810 3,760,872,300 100.00 2012 3,591,967,000 3,621,421,129 146,992,600 148,197,939 3,738,959,600 8.9370 3,769,619,068 99.18 2011 3,581,676,200 3,623,939,979 147,234,400 148,971,766 3,728,910,600 8.7960 3,772,911,745 98.82 2010 3,558,554,500 3,625,811,180 149,579,500 152,406,553 3,708,134,000 8.6080 3,778,217,733 98.11 CITY OF OSHKOSH, WISCONSIN Assessed and Estimated Actual Value of Taxable Property Last Ten Fiscal Years December 31, 2019 Real Property Personal Property 193 Fiscal Year Operations Debt Total Total 2019 7.672$ 3.230$ 10.902$ 40.0% 9.959$ 36.5% 1.105$ 4.1% 5.284$ 19.4% -$ 0.0% 27.251$ 2018 7.462 3.120 10.582 40.0% 9.424 35.6% 1.114 4.2% 5.352 20.2% - 0.0% 26.472 2017 7.444 3.114 10.558 39.4% 9.774 36.5% 1.105 4.1% 5.369 20.0% - 0.0% 26.806 2016 7.360 2.984 10.344 38.1% 10.131 37.3% 1.116 4.1% 5.415 19.9% 0.170 0.6% 27.176 2015 6.949 2.838 9.787 37.5% 9.579 36.7% 1.116 4.3% 5.429 20.8% 0.169 0.6% 26.080 2014 4.361 5.201 9.562 36.6% 9.737 37.3% 1.116 4.3% 5.548 21.2% 0.169 0.6% 26.132 2013 4.151 5.130 9.281 35.5% 9.154 35.0% 1.973 7.5% 5.567 21.3% 0.170 0.7% 26.145 2012 3.980 4.957 8.937 34.5% 8.892 34.4% 1.982 7.7% 5.890 22.8% 0.171 0.7% 25.872 2011 3.902 4.894 8.796 35.0% 8.640 34.3% 1.813 7.2% 5.736 22.8% 0.172 0.7% 25.157 2010 3.824 4.784 8.608 34.2% 8.792 34.9% 1.814 7.2% 5.804 23.0% 0.173 0.7% 25.191 Fiscal Year Operations Debt Total Total 2019 28,666,800$ 12,070,600$ 40,737,400$ 101,823,772 2018 27,784,400 11,617,200 39,401,600 98,564,296 2017 26,695,100 11,166,600 37,861,700 96,128,841 2016 25,826,000 10,471,700 36,297,700 95,407,876 2015 24,343,600 9,943,100 34,286,700 91,406,804 2014 15,204,000 18,130,300 33,334,300 91,144,879 2013 14,326,700 17,704,300 32,031,000 90,287,704 2012 13,629,708 16,975,200 30,604,908 88,650,296 2011 13,360,100 16,758,200 30,118,300 86,195,509 2010 13,100,765 16,387,400 29,488,165 86,341,268 -$ City of Oshkosh State of Wisconsin CITY OF OSHKOSH, WISCONSIN Property Tax Rates - Direct and Overlapping Governments Last Ten Fiscal Years December 31, 2019 City of Oshkosh Tax Levies Oshkosh Area Public Schools Fox Valley Technical College County of Winnebago State of Wisconsin 31,595,334 County of Winnebago 33,555,438 3,910,234 19,019,113 35,051,183 3,962,683 19,253,275 Oshkosh Area Public Schools Fox Valley Technical College 6,808,053 37,213,146$ 4,128,654$ 19,744,572$ - 35,089,846 4,146,909 19,925,941 33,943,225 3,890,900 19,340,255 636,199 635,319 35,551,348 3,915,834 19,002,146 640,848 - 20,169,459 19,642,097 19,882,754 6,208,876 6,212,920 6,786,290 30,451,103 19,215,346 637,971 638,536 640,825 641,392 29,585,411 30,116,037 194 Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Midwest Realty 57,168,300$ 1.50% Dumke & Assoc 56,767,600 1.49 Oshkosh Corp 38,347,900 1.01 Tom Rusch etal 48,426,800 1.27 Bemis 31,901,200 0.84 Charles Perry 33,443,500 0.88 Bergstrom 32,176,400 0.85 BFO Factory Shoppes 32,575,600 0.86 Aurora Medical 29,855,500 0.78 Peter Frederiksen & Assoc 29,353,900 0.77 390,016,700$ 10.25% Total Assessed Valuation 3,806,380,700$ Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Midwest Realty 72,592,600$ 1.91 Dumke & Associates 50,369,800 1.32 Tom Rusch etal 47,162,100 1.24 Curwood 31,574,900 0.83 BFO Factory Shoppes 32,090,900 0.84 Oshkosh Truck 28,852,500 0.76 Peter Jungbacker etal 28,240,000 0.74 Health Care Reit 28,256,700 0.74 Bergstrom 22,167,000 0.58 Westowne Shoppes 22,689,600 0.60 363,996,100$ 10.58% Total Assessed Valuation 3,441,866,200$ (1) Assessed valuation based on the valuation of property for taxes collected in 2019 and 2009 respectively, and a review of the largest taxpayers for the City. Source: City of Oshkosh Assessor's Office CITY OF OSHKOSH, WISCONSIN Principal Taxpayers 12/31/2009 and 12/31/2019 December 31, 2019 December 31, 2009 195 County Percent of Total Percent of Settlement Tax Collections Total City City Tax for Delinquent Total Prior to Fiscal Tax Tax Tax Collections Tax Tax Collections / Year Year Levy (1)Collections To Tax Levy Collections Collections djustments 2019 2018 107,484,313$ 105,556,337$ 98.21% 1,900,789$ 107,457,126$ 99.97% 2018 2017 108,736,133 106,675,604 98.11% 2,009,132 108,684,736 99.95% 2017 2016 107,415,653 105,608,948 98.32% 1,772,098 107,381,046 99.97% 2016 2015 102,914,568 100,963,917 98.10% 1,872,639 102,836,556 99.92% 2015 2014 103,057,581 101,075,776 98.08% 1,916,907 102,992,683 99.94% 2014 2013 103,008,897 100,896,914 97.95% 2,074,659 102,971,573 99.96% 2013 2012 101,153,633 98,273,836 97.15% 2,836,923 101,110,759 99.96% 2012 2011 96,961,355 93,389,879 96.32% 3,504,895 96,894,774 99.93% 2011 2010 97,053,509 92,726,230 95.54% 4,277,936 97,004,166 99.95% 2010 2009 93,178,460 90,156,910 96.76% 2,973,400 93,130,310 99.95% Sources: Winnebago County Treasurer and City of Oshkosh Department of Finance. (1) - Total Tax Levy represents the real estate tax levies for the City, overlapping districts, and personal property taxes. Note: Real estate taxes may be paid in a single payment due January 31, or in four installments, January 31, March 31, May 31, and July 31. The City collects taxes on behalf of the overlapping governments. The City remits taxes to the other governments on five settlement dates - January 15, February 15, April 15, June 15, and August 15. The City then transfers the delinquent taxes to the County by August 15 and the County in turn makes the City whole with a settlement on August 20. The City retains the responsibility of collecting delinquent personal property taxes. CITY OF OSHKOSH, WISCONSIN Property Tax Levies And Collections Last Ten Fiscal Years 196 Fiscal Year General Obli ation Debt Compensated Absences OPEB Obli ation Unfunded Pension Liabilit WRS General Obli ation Debt Revenue Bonds Compensated Absences Total Primary Government Debt Percentage of Personal Income Debt Per Capita 2019 113,185,916$ 4,541,190$ -$ -$ 17,031,000$ 188,766,068$ 1,060,435$ $ 324,584,609 15.63% 4,830 2018 112,180,097 4,434,862 - - 20,608,509 178,267,779 833,790 316,325,037 15.29% 4,725 2017 115,311,124 4,305,769 5,605,749 - 24,042,224 182,802,130 761,542 332,828,538 16.05% 4,995 2016 115,349,675 4,352,539 5,375,052 - 25,586,223 167,032,169 808,318 318,503,976 21.50% 4,774 2015 117,857,462 4,673,902 5,147,509 - 28,709,574 147,300,274 628,849 304,317,570 20.51% 4,588 2014 (1)115,817,334 3,524,291 4,868,160 - 32,145,618 128,416,837 698,782 285,471,022 19.46% 4,275 2013 107,861,558 3,370,758 4,519,616 10,513,576 33,533,369 116,597,811 713,031 277,109,719 18.98% 4,157 2012 100,855,655 3,142,412 3,724,502 10,255,576 37,003,597 100,403,094 626,990 256,011,826 16.27% 3,860 2011 93,389,085 3,066,770 3,045,113 10,049,166 40,242,776 88,033,677 593,879 238,420,466 15.38% 3,608 2010 (2)88,458,044 2,935,344 2,291,041 9,791,574 43,494,833 77,877,052 755,459 225,603,347 13.44% 3,414 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (2) On January 1, 2011, the City reclassified its TIF District funds from enterprise funds to capital project funds. As a result, general obligation debt associated with the TIF Districts was reclassified from business-type activity to governmental activity debt. The amount reclassified was $27,527,728. CITY OF OSHKOSH, WISCONSIN Outstanding Debt by Type Last Ten Fiscal Years December 31, 2019 Governmental Activities Business-Type Activities (1) On August 22, 2014, the City paid off its Unfunded Pension Liability (WRS) with a State Trust Fund Loan. This loan is payable through 2034 with an interest rate of 4.25%. As a result, general obligation debt increased $10,233,802 which was split between governmental and business-type activities. 197 Fiscal Year Po ulation E ualized Value Debt Total Ratio to Equalized Value Per Ca ita 2019 67,201 4,211,595,500$ 130,216,916$ 3.09% 1,937.72$ 2018 66,945 4,073,682,600 132,788,606 3.26% 1,983.55 2017 66,636 3,858,285,700 136,799,914 3.55% 2,052.94 2016 66,717 3,772,639,900 138,876,319 3.68% 2,081.57 2015 66,327 3,743,645,000 145,410,531 3.88% 2,192.33 2014 66,778 3,748,827,600 147,228,958 3.93% 2,204.75 2013 66,653 3,759,269,500 141,394,927 3.76% 2,121.36 2012 66,325 3,762,601,100 137,859,256 3.66% 2,078.54 2011 66,083 3,776,085,900 133,631,865 3.54% 2,022.18 2010 66,080 3,779,437,800 131,952,877 3.49% 1,996.87 Long-Term Debt CITY OF OSHKOSH, WISCONSIN Ratios of Net General Bonded Debt Outstanding Last Ten Fiscal Years December 31, 2019 Net General 198 Percent Amount Direct Debt: City purpose 130,216,915$ Less Sanitary Sewer purpose (5,470,000) Less Storm Water purpose (4,535,000) Less Water Utility purpose (3,815,000) Less TIF purpose (18,411,098) Net City Purpose 97,985,818$ 100.0000% 97,985,818$ Total Net Direct Debt 97,985,818 Overlapping Debt Oshkosh Area Public School District 53,251,281 72.7000% 38,713,681 Fox Valley Technical College 78,080,000 10.0600% 7,854,848 Winnebago County 35,172,027 30.2600% 10,643,055 Total Overlapping Debt 57,211,584 155,197,402$ Information of other taxing districts was obtained from their respective financial reports and/or departments. CITY OF OSHKOSH, WISCONSIN Direct and Overlapping Governmental Activities Debt December 31, 2019 TOTAL DEBT Applicable to City Debt shown includes general obligation bonds and notes. Excluded from above are revenue bonds of $178,267,779. 199 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 Equalized Value 4,211,595,500$ 4,073,682,600$ 3,931,778,200$ 3,776,225,300$ 3,743,645,000$ 3,748,827,600$ 3,759,269,500$ 3,762,601,100$ 3,776,085,900$ 3,779,437,800$ Debt limitation - 5% of equalized valu 210,579,775$ 203,684,130$ 196,588,910$ 188,811,265$ 187,182,250$ 187,441,380$ 187,963,475$ 188,130,055$ 188,804,295$ 188,971,890$ Debt applicable to limitation Total outstanding general obligation debt 130,216,915 132,788,606 136,799,914 138,876,319 145,410,531 147,228,958 141,394,927 137,859,252 133,631,861 131,952,877 Less: Debt service fund (2,189,515) (1,092,465) (923,371) (760,004) (976,051) (1,536,834) (1,766,431) (1,598,474) (878,039) (802,645) retirement - - - - - - (1,631,854) - - - Total debt applicable to limitatio 128,027,400 131,696,141 135,876,543 138,116,315 144,434,480 145,692,124 137,996,642 136,260,778 132,753,822 131,150,232 Legal Debt Margin 82,552,375$ 71,987,989$ 60,712,367$ 50,694,950$ 42,747,770$ 41,749,256$ 49,966,833$ 51,869,277$ 56,050,473$ 57,821,658$ Total net debt applicable to the limit as a percentage of debt limi 60.80% 64.66% 69.12% 73.15% 77.16% 77.73% 73.42% 72.43% 70.31% 69.40% CITY OF OSHKOSH, WISCONSI Legal Debt Margin Information Last Ten Fiscal Years December 31, 2019 200 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue Available for Debt Service Principal Interest Revenue Coverage 2019 $ 16,448,335 $ 5,946,820 10,501,515 5,229,516$ 749,342$ 1.756 2018 15,686,166 5,669,951 10,016,215 8,408,204 2,368,490 0.929 2017 15,067,303 5,255,171 9,812,132 5,003,204 1,539,625 1.500 2016 14,389,159 5,540,506 8,848,653 4,704,579 1,686,652 1.384 2015 13,744,880 5,559,101 8,185,779 3,807,638 1,441,970 1.559 2014 13,204,960 5,833,904 7,371,056 3,872,222 1,414,596 1.394 2013 11,894,051 5,181,499 6,712,552 3,168,287 1,373,264 1.478 2012 12,476,050 5,190,896 7,285,154 2,940,800 1,292,001 1.721 2011 11,766,312 4,950,108 6,816,204 1,859,362 901,696 2.469 2010 11,440,790 6,365,712 5,075,078 2,864,882 1,136,715 1.268 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2019 Last Ten Fiscal Years Pledged-Revenue Coverage Water Revenue Bonds 201 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue Available for Debt Service Principal Interest Revenue Coverage 2019 15,650,007 6,502,032 9,147,975 2,812,195 1,726,734 2.015 2018 14,886,186 6,022,572 8,863,614 3,326,149 2,046,348 1.650 2017 13,701,370 5,860,337 7,841,033 2,793,423 1,476,428 1.836 2016 12,692,924 5,815,792 6,877,132 2,278,072 1,244,346 1.952 2015 11,432,847 5,814,421 5,618,426 1,797,902 962,202 2.036 2014 11,667,626 5,742,234 5,925,392 2,811,576 774,747 1.652 2013 10,115,243 5,170,187 4,945,056 2,556,996 707,686 1.515 2012 10,633,650 5,227,829 5,405,821 2,433,416 595,965 1.784 2011 9,742,345 5,241,990 4,500,355 1,889,013 441,518 1.931 2010 9,062,774 5,190,326 3,872,448 1,671,295 327,294 1.938 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2019 Last Ten Fiscal Years Pledged-Revenue Coverage Sewer Revenue Bonds 202 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue Available for Debt Service Principal Interest Revenue Coverage 2019 11,264,326$ 2,425,564$ 8,838,762 3,540,000$ 2,624,038$ 1.434 2018 10,227,776 2,107,879 8,119,897 3,140,000 2,285,832 1.497 2017 9,366,215 2,051,219 7,314,996 2,770,000 1,953,735 1.549 2016 8,834,283 2,117,352 6,716,931 2,530,000 2,202,164 1.419 2015 7,992,624 1,941,371 6,051,253 2,120,000 1,854,819 1.522 2014 7,263,498 2,049,110 5,214,388 1,670,000 1,790,866 1.507 2013 6,088,592 1,619,298 4,469,294 1,260,000 1,110,605 1.885 2012 4,650,424 1,821,770 2,828,654 985,000 934,695 1.473 2011 4,218,749 2,096,833 2,121,916 895,000 1,005,365 1.117 2010 3,805,709 1,743,456 2,062,253 190,000 170,061 5.728 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2019 Last Ten Fiscal Years Pledged-Revenue Coverage Storm Water Revenue Bonds 203 Total Personal Per Capita Median School Unemployment Year Population (1) Income (2) Income (3)e (3)Enrollment (4)Rate (5) 2019 67,201 2,076,309,297 $30,897 34 11,050 3.2% 2018 66,945 2,068,399,665 $30,897 33.6 11,158 2.7% 2017 66,636 2,073,912,228 $31,123 33.6 11,131 3.1% 2016 66,717 2,076,433,191 31,123 N/A 11,128 3.2% 2015 66,327 1,917,115,608 28,904 32.8 11,141 3.8% 2014 66,778 1,865,643,764 27,938 33.9 11,226 4.8% 2013 66,653 1,819,960,165 27,305 32.8 11,465 5.9% 2012 66,325 1,856,768,375 27,995 33.5 11,323 6.9% 2011 66,083 1,874,378,212 28,364 34.1 11,399 7.4% 2010 66,080 1,848,323,680 27,971 35.2 10,213 7.0% Source: (1) U.S. Census Bureau - WI Dept of Adminstration (2) Computation of per capita personal income multiplied by population (3) Oshkosh Chamber of Commerce Esri Forecasts 2012 and U.S. Census Bureau (4) WI Department of Public Instruction http://dpi.wi.gov/lbstat/pubdata2.html (5) Wisconsin Department of Workforce Development Website: worknet.wisconsin.gov CITY OF OSHKOSH, WISCONSIN Demographic and Economic Statistics Last Ten Years December 31, 2019 204 2009 Percentage of Oshkosh Total City Financial Employees Employment Report Manufacturing Oshkosh Corporation 3,100 8.98% 2,712 Bemis (all Oshkosh locations) 2,300 6.67% 1,880 Silver Star Brands Inc. / Miles Kimball Co. 650 1.88% 1,500 Hoffmaster, A Solo Cup Company, 440 1.28% 617 (Scott Worldwide Food Service) Muza Metal Products 250 0.72%150 Lapham-Hickey Steel 256 0.74%200 Non-Manufacturing U S Bank (Firstar) 1,144 3.32%750 Aurora Medical Center & Aurora Group 1,036 3.00% 1,079 4imprint (Nelson Marketing) 819 2.37% 338 Ascension Health 539 1.56% 803 Oshkosh Community YMCA 200 0.58% 350 Miravida Living 275 0.80% 342 Wal-Mart 318 0.92% 431 Clarity Care (Residential Care RCDD) 420 1.22% 500 United Parcel Service 200 0.58% - Government Oshkosh Area School District 1,290 3.74% 1,580 University of WI - Oshkosh 1,288 3.73% 1,632 Winnebago County 1,046 3.03% 1,047 Winnebago Mental Health Institute 625 1.81% 750 City of Oshkosh-, Full-Time 569 1.65% 650 Oshkosh Correctional Institution 502 1.45% 524 CESA6 200 0.58% 289 Oshkosh's Labor Force Estimates **34,507 **Source: WORKnet - Data Analyst - Labor Force - Period 09, 2019 Source: Oshkosh Chamber of Commerce and/or employers* *Employee counts listed are the number of full-time equivalent employees reported by each organization for the Oshkosh area. Principal Employers* CITY OF OSHKOSH, WISCONSIN Current Year and Ten Years Ago 2019 December 31, 2019 205 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 General Fund General Government Manager 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Attorney 4.00 4.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Human Resources 6.00 6.00 5.00 5.00 6.00 6.00 6.00 6.00 5.00 5.00 Clerk 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Finance 15.28 15.28 14.80 14.80 12.80 12.00 12.00 12.00 12.00 14.00 Purchasing 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Central Services - - - - - - - - 1.00 1.00 I T / Central Services 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.40 7.00 7.00 Facilities Maint. 5.80 5.80 5.80 5.80 5.80 5.00 5.00 5.00 5.00 4.00 Media Services 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Public Safety Safety - - - - 1.00 1.00 1.00 1.00 1.00 1.00 Police 129.00 128.49 127.49 127.49 115.00 115.00 114.00 116.00 116.00 116.00 Fire 108.00 108.00 108.00 108.00 108.00 107.00 107.00 108.00 108.00 108.00 Public Works Public Works Admin. 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Engineers 11.70 11.70 11.70 11.70 11.70 11.00 12.00 12.00 12.00 11.00 Streets 29.00 29.00 29.00 29.00 29.00 29.00 29.00 29.00 31.00 31.00 Central Garage 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 Garbage - - - - - 8.00 8.00 9.25 10.00 11.00 Parks Parks 16.00 15.91 14.89 14.89 14.89 14.89 15.64 15.64 15.64 15.50 Forestry 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 Community Development Assessor 5.80 5.80 5.80 5.80 5.80 5.00 5.00 6.00 6.00 6.00 Economic Development 5.00 5.00 5.00 5.00 4.80 4.80 3.00 - - - Planning 9.00 9.00 9.00 9.00 8.50 8.50 7.50 9.90 9.90 9.50 Inspection Services 7.62 7.62 7.50 7.50 7.50 7.50 7.50 10.50 10.50 10.50 Weights and Measures 1.50 1.50 1.50 1.50 - - - - - - Healthy Neighborhood Initiative 0.88 0.88 0.88 0.88 - - - - - - Transportation Electric 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 Sign 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Administrative Services Safety & Worker Compensation 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Special Revenue Funds Parks Cemetery 3.64 3.64 3.64 3.64 3.00 3.00 3.00 3.00 3.70 4.00 Senior Services 7.18 7.18 7.18 7.18 5.00 5.00 5.00 5.00 5.00 5.00 Parks Revenue Facilities 0.49 0.49 0.36 0.36 0.36 0.36 0.36 0.36 0.36 0.50 Public Works Garbage 7.50 7.50 7.50 7.50 8.00 Recycling 4.50 4.50 4.50 4.50 5.00 5.00 5.00 5.00 5.00 5.00 Other Health Services - - - - - - - - 6.00 6.00 Health Srvcs/Nurses - - - - - - - - 3.00 3.00 Library 38.65 38.65 37.68 37.68 38.58 40.25 40.25 40.25 32.05 32.50 Museum 11.00 11.00 11.43 11.43 10.00 10.00 10.00 10.00 10.00 10.00 Enterprise Funds Convention Center 1.00 1.00 1.00 1.00 - - - - - - Golf Course - - 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Transit Utility 32.00 32.00 32.00 32.00 29.00 28.00 28.00 28.00 28.00 28.00 Parking Utility 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Water Utility 35.02 35.02 35.02 35.02 34.93 34.93 35.05 35.05 32.85 32.85 Sewer Utility 33.02 33.02 33.02 - 32.68 32.68 33.70 33.70 32.67 32.67 Storm Utility 10.86 10.86 10.85 10.85 10.50 10.50 10.50 10.50 8.00 8.00 Total Full-time Equivalent 581.84 581.24 577.94 544.92 555.24 551.81 550.90 558.55 556.67 558.02 Source: City of Oshkosh Finance Department - Annual Budget CITY OF OSHKOSH, WISCONSIN Full-time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years December 31, 2019 206 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 Police Stations 1 1 1 1 1 1 1 1 1 1 Community Policing Offices 1 mobile 1 mobile 1 mobile 1 mobile I mobile I mobile 0 0 0 0 Patrol Units 30 30 29 29 28 28 28 28 28 29 Fire Stations 6 6 6 6 6 6 6 6 6 6 Refuse Collection Collection trucks 13 13 13 13 13 13 13 13 13 13 Other Public Works Streets (miles) 266.14 265.33 260.87 260.05 259.35 258.45 263.05 261.72 261.08 262.22 Street Lights 1,496 1,425 1,405 1,390 1,350 1,350 1,310 * * * City traffic signals (intersections) 68 68 68 68 67 62 * * * * Parks and Recreation Acreage 416 415 448 445 440 440 440 440 440 440 Playgrounds 19 19 19 19 19 17 17 17 17 17 Baseball/softball diamonds 19 19 19 19 19 18 18 18 18 18 Water Watermains (miles) 300.00 299.04 297.41 313.00 296.09 295.66 294.09 294.73 294.49 294.02 Average Daily Pumpage, 5.960 5.980 5.95 5.790 6.170 6.849 6.160 6.422 6.508 6.388 (Million Gallons per day) Wastewater Sanitary sewers (miles) 266.51 266.03 266.08 266.50 266.21 266.35 267.04 268.50 269.71 269.71 Storm sewers (miles) 270.97 260.35 255.02 256.70 251.97 246.69 * * * * Transit Buses 16 16 16 16 16 17 17 17 17 17 Sources: various city departments * Data Not Available CITY OF OSHKOSH, WISCONSIN Capital Asset Statistics by Function/Program Last Ten Fiscal Years December 31, 2019 207 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 Police Physical arrests 3,518 3,675 1,652 2,646 3,854 4,606 5,162 5,727 7,603 6,217 Traffic Enforcement Citations 6,564 7,077 8,207 7,175 4,720 7,799 7,846 8,919 7,415 6,750 Reportable Accidents 1,316 1,370 1,453 1,464 1,434 1,243 1,403 1,453 1,381 1,360 Fire Emergency responses 7,480 8,678 7,283 8,591 8,018 8,087 7,625 7,502 7,343 6,741 Fire responses 104 124 132 113 130 107 114 121 113 116 Other 1,287 1,167 1,475 1,117 844 901 879 783 766 840 Refuse Collection Refuse collected (average tons per day) 53.74 52.83 52.94 51.85 50.42 49.86 49.30 49.23 49.61 49.11 Refuse collected total tons per year 13,971.79 13,735.54 13,765.69 13,481.38 13,158.55 13,062.67 12,866.88 12,947.22 13,095.82 13,209.26 Comingled recyclable containers (tons) - 4,421 4,353 4,262 4,317 4,526 4,434 4,371 Mixed paper (tons) Mixed paper and comingled recyclables (tons) 4,177.21 4,257.00 4,327.65 Other Public Works New street pavement (miles) 0.21 0.33 - 1.01 0.00 0.00 0.16 0.00 0.00 0.05 Street resurfacing (miles) 2.27 2.73 3.50 2.89 2.25 1.38 2.89 4.89 6.91 14.87 Inspection Commercial construction - units 9 8 325 71 248 136 30 6 100 34 Commercial construction (thousands of dollars) 15,898,993 350,000 23,293,785 14,655,000 15,897,849 11,315,000 4,383,000 283,183 9,496,000 7,117,000 Residential construction - units 35 30 39 25 27 21 21 22 14 24 Residential construction (thousands of dollars) 8,136,285 7,634,719 7,845,550 4,060,521 4,498,868 3,411,675 3,998,218 3,323,089 1,339,096 2,706,490 Water New construction (miles) 2.41 4.02 4.91 3.43 2.62 2.78 2.54 4.01 4.24 5.26 Water main leaks 78 110 87 68 77 124 73 77 76 71 Average number of residential customers 20,948 20,823 20,585 20,569 21,441 21,268 22,110 20,815 20,498 20,465 Average annual usage per residential customer, 35,000 34,810 35,047 35,774 34,982 35,651 37,198 40,123 39,785 39,935 (gallons) Transit Total route miles 546,190 544,929 538,967 483,085 483,492 481,997 486,540 473,615 468,124 462,430 Passengers (includes paratransit) 818,919 943,195 980,057 995,697 990,431 1,000,778 1,007,785 1,089,681 1,029,812 990,329 Sources: various city departments Notes: Police Statistics Reportable - Anything that gets reported to the State 1) Damage to property is over $1,000 2) Report of an injury or a complaint about an injury 3) Gov't property damage over $250.00 (ex - a light pole) * Data Not Available CITY OF OSHKOSH, WISCONSIN Operating Indicators by Function/Program Last Ten Fiscal Years December 31, 2019 208 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 Police Physical arrests 3,518 3,675 1,652 2,646 3,854 4,606 5,162 5,727 7,603 6,217 Traffic Enforcement Citations 6,564 7,077 8,207 7,175 4,720 7,799 7,846 8,919 7,415 6,750 Reportable Accidents 1,316 1,370 1,453 1,464 1,434 1,243 1,403 1,453 1,381 1,360 Fire Emergency responses 7,480 8,678 7,283 8,591 8,018 8,087 7,625 7,502 7,343 6,741 Fire responses 104 124 132 113 130 107 114 121 113 116 Other 1,287 1,167 1,475 1,117 844 901 879 783 766 840 Refuse Collection Refuse collected (average tons per day) 53.74 52.83 52.94 51.85 50.42 49.86 49.30 49.23 49.61 49.11 Refuse collected total tons per year 13,971.79 13,735.54 13,765.69 13,481.38 13,158.55 13,062.67 12,866.88 12,947.22 13,095.82 13,209.26 Comingled recyclable containers (tons) - 4,421 4,353 4,262 4,317 4,526 4,434 4,371 Mixed paper (tons) Mixed paper and comingled recyclables (tons) 4,177.21 4,257.00 4,327.65 Other Public Works New street pavement (miles) 0.21 0.33 - 1.01 0.00 0.00 0.16 0.00 0.00 0.05 Street resurfacing (miles) 2.27 2.73 3.50 2.89 2.25 1.38 2.89 4.89 6.91 14.87 Inspection Commercial construction - units 9 8 325 71 248 136 30 6 100 34 Commercial construction (thousands of dollars)15,898,993 350,000 23,293,785 14,655,000 15,897,849 11,315,000 4,383,000 283,183 9,496,000 7,117,000 Residential construction - units 35 30 39 25 27 21 21 22 14 24 Residential construction (thousands of dollars) 8,136,285 7,634,719 7,845,550 4,060,521 4,498,868 3,411,675 3,998,218 3,323,089 1,339,096 2,706,490 Water New construction (miles) 2.41 4.02 4.91 3.43 2.62 2.78 2.54 4.01 4.24 5.26 Water main leaks 78 110 87 68 77 124 73 77 76 71 Average number of residential customers 20,948 20,823 20,585 20,569 21,441 21,268 22,110 20,815 20,498 20,465 Average annual usage per residential customer, 35,000 34,810 35,047 35,774 34,982 35,651 37,198 40,123 39,785 39,935 (gallons) Transit Total route miles 546,190 544,929 538,967 483,085 483,492 481,997 486,540 473,615 468,124 462,430 Passengers (includes paratransit) 818,919 943,195 980,057 995,697 990,431 1,000,778 1,007,785 1,089,681 1,029,812 990,329 Sources: various city departments Notes: Police Statistics Reportable - Anything that gets reported to the State 1) Damage to property is over $1,000 2) Report of an injury or a complaint about an injury 3) Gov't property damage over $250.00 (ex - a light pole) * Data Not Available CITY OF OSHKOSH, WISCONSIN Operating Indicators by Function/Program Last Ten Fiscal Years December 31, 2019 208 2009 Estimate 2010 Estimate 2011 Estimate 2012 Estimate 2013 Estimate 2014 Estimate 2015 Estimate 66,327 2016 Estimate 66,717 2017 Estimate 66,636 2018 Estimate 66,945 2019 Estimate 67,201 Year No. No. 2010 30 5,104 2011 50 1,834 2012 42 2,646 2013 33 2,439 2014 26 2,136 2015 38 20,396,717 1,974 67,144,205 2016 34 15,991,435 2,265 78,369,742 2017 46 19,201,000 2,544 106,623,646 2018 39 54,058,010 2,404 92,575,783 2019 35 8,136,285 2,292 69,950,560 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Water (3)23,512 23,547 23,823 24,225 24,352 24,352 23,538 23,573 23,832 23,832 Electric (4)43,382 43,729 43,861 44,343 44,369 42,612 38,893 39,862 39,902 39,984 Gas (4)32,667 32,867 32,987 33,019 33,028 32,226 30,077 30,229 30,312 30,394 (1) Source: U.S. Census Bureau / WI Dept. of Admin. (2) Source: City of Oshkosh Inspections Department (3) Source: WI Public Service Commission http://www.psc.wi.gov (4) Source: Wisconsin Public Service Corporation CITY OF OSHKOSH, WISCONSIN December 31, 2019 66,325 66,083 66,080 64,350 POPULATION - CITY OF OSHKOSH ECONOMICS UTILITY CUSTOMERS AT YEAR END - CITY OF OSHKOSH New Residential: Single, Family, and Apartments Total of All Permits 21,705,692 26,119,317 82,002,706 Value 66,248,867 25,447,066 15,563,675 74,950,553 51,095,915 66,653 Value 77,672,133 66,778 9,823,490 BUILDING PERMITS 209 YEAR TOTAL UNITS SINGLE FAMILY TWO FAMILY MULTIPLE FAMILY 1999 423 157 20 246 2000 277 109 22 146 2001 450 121 10 319 2002 364 157 44 163 2003 529 153 36 340 2004 334 113 20 201 2005 138 63 32 43 2006 234 51 12 171 2007 238 58 2 178 2008 93 41 4 48 2009 46 14 4 28 2010 122 22 2 98 2011 141 12 2 127 2012 28 18 4 6 2013 53 23 - 30 2014 157 15 6 136 2015 275 17 10 248 2016 128 15 10 103 2017 364 31 8 325 2018 38 30 - 8 2019 35 32 - 3 4,394 1,190 248 2,956 CITY OF OSHKOSH, WISCONSIN NEW DWELLING UNITS CONSTRUCTED 1999-2019 210 Rates: Monthly Volume Charge First 1,000 cubic feet (CU FT) $5.12 per 100 CU. FT. Next 2,300 cubic feet 4.90 per 100 CU. FT. Next 63,300 cubic feet 4.55 per 100 CU. FT. Over 66,600 cubic feet 4.26 per 100 CU. FT. 100 CU. FT. = 748 Gallons Minimum Monthly Charge Meter Size Service Public Fire Protection 5/8" & 3/4" 8.60$ 3.38$ 1" 13.40 8.50 1-1/4" 18.00 13.00 1-1/2" 23.00 17.00 2" 35.00 27.00 3" 54.00 51.00 4" 79.00 84.00 6" 137.00 169.00 8" 207.00 270.00 10" 294.00 405.00 12" 381.00 541.00 Billings Usage (00's) Oshkosh Correctional Institute $ 229,130.64 49,449 Bemis/Curwood/Milprint 147,408.80 32,360 W M H I 120,656.54 26,919 UW Oshkosh 133,549.15 25,861 Pepsi-Cola Bottling Co. 95,949.58 21,967 Hydrite Chemical 84,046.12 18,927 Oshkosh Corp 80,246.77 16,706 State of WI - Drug Abuse Correctional Center 65,944.56 14,792 Winnebago County 58,592.61 11,050 Midwest Realty Management 59,449.49 10,404 CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION December 31, 2019 WATER UTILITY Top Ten Users / Customers 211 Rates: Monthly Volume Charge Charge per 100 cubic Feet $5.22 100 CU. FT. = 748 Gallons Unmetered Customers: Fixed Quarterly Charge (based on 16 CCF/quarter) $104.26 Special Charges: Meter Reading & Billing Charge for non-sewer deduct meters, per billing period. $5.00 Fixed Monthly Charge Meter Size Charge Meter Size Charge 5/8" & 3/4" $9.66 4" $114.12 1" 16.19 6" 222.92 1-1/4" 21.63 8" 353.48 1-1/2" 27.07 10" 549.33 2" 40.13 12" 766.94 3" 70.59 Billings Usage (00's) Oshkosh Correctional Institute $ 575,336.67 109,441 UW Oshkosh 333,084.37 57,459 Bemis/Curwood/Milprint 296,885.25 56,032 WMHI 299,742.25 55,602 Oshkosh Corporation 192,425.55 34,935 Drug Abuse Correctional Center 172,776.89 32,738 Charles & Marilyn Perry 147,913.99 27,251 Oshkosh Area School District 150,453.30 25,096 Midwest Realty Management 144,156.88 24,113 City of Oshkosh 135,322.58 22,072 SEWER UTILITY Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN December 31, 2019 212 Rates: Monthly Equivalent Runoff Unit (ERU) Charge per ERU $15.34 Small Residential (Impervious area < 1,750 square feet) 0.67 ERU Average Residential (Impervious area > 1,750 1.00 ERU but < 3,750 square Feet) Large Residential (Impervious area > 3,750 square feet) 1.33 ERU Other S uare feet of im ervious area/2,817 No charge for undeveloped properties Billings ERU'S Winnebago County $ 589,754.93 3,067.482 Oshkosh Corporation 414,375.63 2,232.870 City of Oshkosh 308,234.76 1,652.743 State of Wisconsin 257,278.16 1,455.598 Oshkosh Area School District 253,512.33 1,246.300 UW Oshkosh 209,618.58 1,204.649 Bemis / Curwood / Milprint 191,256.03 1,045.945 Experimental Aircraft Association 150,929.12 725.231 Bergstrom 106,920.60 575.684 BFO Factory Outlets 66,154.14 408.475 Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION (Continued) December 31, 2019 STORM WATER UTILITY 213 2017 Actuals 2018 Actuals 2019 Original 2019 Projected 2020 Adopted Change from 2019 to 2020 % of Change 41 - PROPERTY TAX REVENUES -18,921,796.06 -19,751,468.91 -20,603,600.00 -20,634,500.00 -21,350,900.00 747,300.00 3.63% 01000072 - TAXES & INTEREST -18,921,796.06 -19,751,468.91 -20,603,600.00 -20,634,500.00 -21,350,900.00 747,300.00 3.63% 42 - INTERGOVERNMENTAL REVENUES -16,010,265.44 -16,471,481.10 -16,358,000.00 -16,517,500.00 -16,826,100.00 468,100.00 2.86% 01000073 - OTHER REVENUE -15,598,062.74 -16,042,606.07 -15,967,800.00 -16,094,000.00 -16,351,800.00 384,000.00 2.40% 01000211 - POLICE -208,861.88 -222,964.27 -188,100.00 -221,400.00 -202,800.00 14,700.00 7.81% 01000230 - FIRE DEPARTMENT -167,385.82 -164,857.76 -160,600.00 -160,600.00 -160,600.00 0.00 0.00% 01000240 - AMBULANCE -35,955.00 -36,465.00 -36,500.00 -36,500.00 -36,500.00 0.00 0.00% 01000610 - PARKS DIVISION 0.00 -2,978.00 0.00 0.00 0.00 0.00 0.00% 01000620 - FORESTRY DIVISION 0.00 -1,610.00 -5,000.00 -5,000.00 0.00 -5,000.00 -100.00% 01001010 - CABLE TV 0.00 0.00 0.00 0.00 -74,400.00 74,400.00 100.00% 43 - LICENSES AND PERMITS -1,100,475.44 -1,112,974.97 -1,062,200.00 -1,054,400.00 -1,057,000.00 -5,200.00 -0.49% 01000050 - CITY CLERK -139,289.75 -139,075.16 -139,800.00 -132,000.00 -137,000.00 -2,800.00 -2.00% 01000080 - ASSESSOR DIVISION -155,867.82 -128,232.68 -112,400.00 -112,400.00 -110,000.00 -2,400.00 -2.14% 01000740 - PLANNING DIVISION -120,465.57 -116,917.42 -110,000.00 -110,000.00 -110,000.00 0.00 0.00% 01001010 - CABLE TV -684,852.30 -728,749.71 -700,000.00 -700,000.00 -700,000.00 0.00 0.00% 44 - FINES & FORFIETURES -781,434.00 -761,046.59 -707,500.00 -969,900.00 -799,900.00 92,400.00 13.06% 01000211 - POLICE -781,434.00 -761,046.59 -707,500.00 -969,900.00 -799,900.00 92,400.00 13.06% 45 - CHARGES FOR SERVICES -4,565,298.82 -4,335,531.59 -4,315,000.00 -4,341,120.00 -4,384,650.00 69,650.00 1.61% 01000050 - CITY CLERK -5,945.00 -5,895.00 -5,800.00 -5,500.00 -5,500.00 -300.00 -5.17% 01000073 - OTHER REVENUE -31,130.00 -29,215.00 -28,600.00 -28,600.00 -28,600.00 0.00 0.00% 01000150 - OSHKOSH MEDIA -4,166.57 -2,664.62 -3,600.00 -1,020.00 -150.00 -3,450.00 -95.83% 01000211 - POLICE -196,332.70 -213,872.71 -184,400.00 -192,600.00 -201,000.00 16,600.00 9.00% 01000230 - FIRE DEPARTMENT -180,576.06 -204,565.28 -177,100.00 -177,100.00 -177,100.00 0.00 0.00% 01000240 - AMBULANCE -2,146,887.92 -2,061,528.58 -2,115,000.00 -2,115,000.00 -2,115,000.00 0.00 0.00% 01000420 - ENGINEERING DIVISION -1,878,993.44 -1,662,916.40 -1,665,000.00 -1,665,000.00 -1,705,000.00 40,000.00 2.40% 01000430 - STREET DIVISION -12,731.49 -15,449.87 -9,900.00 -18,700.00 -18,100.00 8,200.00 82.83% 01000450 - CENTRAL GARAGE DIVISION -45,867.91 -54,818.22 -46,200.00 -63,700.00 -64,400.00 18,200.00 39.39% 01000610 - PARKS DIVISION -30,355.86 -33,768.55 -43,400.00 -37,900.00 -33,800.00 -9,600.00 -22.12% 01000801 - ELECTRICAL DIVISION -30,514.48 -49,150.03 -33,800.00 -33,800.00 -33,800.00 0.00 0.00% 01000810 - SIGN DIVISION -1,797.39 -1,687.33 -2,200.00 -2,200.00 -2,200.00 0.00 0.00% 48 - INTERNAL SERVICE CHARGE -2,589,769.22 -2,636,606.74 -2,592,000.00 -2,632,200.00 -2,482,500.00 -109,500.00 -4.22% 01000073 - OTHER REVENUE -508,334.73 -514,314.10 -526,200.00 -526,200.00 -300,000.00 -226,200.00 -42.99% 01000110 - INFORMATION TECHNOLOGY -168,500.00 -130,500.00 -130,500.00 -130,500.00 -130,500.00 0.00 0.00% 01000410 - PW ADMINISTRATION -139,644.10 -142,020.59 -144,400.00 -177,800.00 -183,800.00 39,400.00 27.29% 01000430 - STREET DIVISION -443,218.58 -438,750.49 -412,900.00 -433,100.00 -438,200.00 25,300.00 6.13% 01000450 - CENTRAL GARAGE DIVISION -372,612.35 -423,659.61 -411,000.00 -397,600.00 -437,400.00 26,400.00 6.42% 01000480 - SANITATION-RECYCLING -285,132.89 -266,604.67 -232,600.00 -232,600.00 -232,600.00 0.00 0.00% 01000730 - ECONOMIC DEVELOPMENT 0.00 -411,320.35 -475,100.00 -412,000.00 -420,700.00 -54,400.00 -11.45% 01000740 - PLANNING DIVISION -672,326.57 -309,436.93 -259,300.00 -322,400.00 -339,300.00 80,000.00 30.85% 49 - MISC REVENUES -778,586.99 -1,049,745.22 -938,400.00 -951,300.00 -929,000.00 -9,400.00 -1.00% 01000050 - CITY CLERK -29,292.50 -25,740.00 -29,300.00 -25,500.00 -27,000.00 -2,300.00 -7.85% 01000060 - ELECTIONS -3,430.96 0.00 0.00 0.00 0.00 0.00 0.00% 01000072 - TAXES & INTEREST -456,553.43 -466,597.38 -450,000.00 -450,000.00 -450,000.00 0.00 0.00% 01000073 - OTHER REVENUE -259,764.42 -514,885.48 -435,000.00 -435,000.00 -435,000.00 0.00 0.00% 01000211 - POLICE -300.37 -19,444.66 -17,100.00 -12,500.00 0.00 -17,100.00 -100.00% 01000218 - CROSSING GUARDS -330.53 -406.66 0.00 0.00 0.00 0.00 0.00% 01000230 - FIRE DEPARTMENT 0.00 -4,599.60 0.00 0.00 0.00 0.00 0.00% 01000430 - STREET DIVISION 0.00 -1,116.55 0.00 0.00 0.00 0.00 0.00% 01000610 - PARKS DIVISION -19,721.58 -10,005.22 0.00 -21,800.00 -10,500.00 10,500.00 100.00% 01000620 - FORESTRY DIVISION -8,625.00 -6,583.31 -7,000.00 -6,500.00 -6,500.00 -500.00 -7.14% 01000810 - SIGN DIVISION -568.20 -366.36 0.00 0.00 0.00 0.00 0.00% 53 - SALE OF CAPITAL ASSET -19,478.12 -9,840.67 -6,500.00 -15,000.00 -6,500.00 0.00 0.00% 01000073 - OTHER REVENUE -19,478.12 -9,840.67 -6,500.00 -15,000.00 -6,500.00 0.00 0.00% Grand Total -44,767,104.09 -46,128,695.79 -46,583,200.00 -47,115,920.00 -47,836,550.00 1,253,350.00 2.69% 2020 General Fund Revenues 214 2016 2017 2018 2018 2019 ACTUAL ACTUAL BUDGETED ESTIMATED ADOPTED REVENUES REVENUES REVENUES REVENUES BUDGET TAXES LEVIED BY CIT Total Taxes Levied 34,281,525 36,288,390 37,861,700 37,861,700 39,401,600 Propert Taxes Levied Other Funds see details below 18,185,700 18,776,200 19,485,800 19,485,800 20,185,200 Net General Fund Propert Tax 0072-4102 16,095,825 17,512,190 18,375,900 18,375,900 19,216,400 Municipal Owned Utilit 0072-4112 1,000,000 1,000,000 1,000,000 1,000,000 1,000,000 Snow Removal 0072-4172 50,579 26,100 49,000 25,400 25,800 Weed Cuttin 0072-4171 24,258 28,117 33,800 15,400 15,400 Mobile Home Tax 0072-4108 137,836 150,327 150,500 152,800 157,800 Pa ment in Lieu of Taxes 0072-4118 133,104 124,539 101,600 114,400 114,000 TOTAL TAXES LEVIED 17,441,602 18,841,272 19,710,800 19,683,900 20,529,400 LICENSES & PERMITS Liquor License 0050-4322 133,039 132,590 133,200 131,800 132,800 Ci arette License 0050-4358 6,560 6,700 6,700 7,000 7,000 ssessor Fees 0080-4390 131,644 155,868 100,000 112,800 112,400 Sundr License 0050-4972 29,551 29,293 27,000 29,600 29,300 Wei hts & Measures 0750-4381 200 0 0 0 0 Zonin Ordinances 0740 - 4334,4335 118,777 120,466 110,000 110,000 110,000 TOTAL LICENSES & PERMITS 419,372 444,916 376,900 391,200 391,500 FINES & COSTS Count Court 0211-4406 266,531 283,341 281,800 341,100 285,000 Police Department - Tickets 0211-4402 419,567 498,093 437,300 327,800 422,500 Penalties 0072-4120 97,554 80,524 84,700 68,000 74,200 TOTAL FINES & COSTS 783,652 861,958 803,800 736,900 781,700 STATE & COUNTY AIDS Town Ambulance Aid 0240-4251 35,190 35,955 36,000 36,500 36,500 id to Local Streets 0073-4228 3,192,255 3,185,130 3,309,100 3,326,800 3,174,000 Municipal Services 0073-4232 & 4236 964,397 989,790 1,074,700 1,125,700 1,047,500 State Shared Aids 0073-4210 9,682,879 9,680,007 9,678,400 9,678,400 9,687,800 State/Fed Aids-Misc. 0211/0610/0620/0730/0810-4236, 42 8,401 0 0 16,100 5,000 State Aids - Fire 0230-4236 156,864 167,386 167,400 164,900 160,600 ids-Police 0211-4206 & 4226 & 4253 212,198 208,862 180,700 189,000 188,100 State Computer Credit 0073-4237 323,614 498,647 505,900 506,000 506,000 Expenditure Restraint 0073-4238 1,176,792 1,244,490 1,345,900 1,345,900 1,368,800 Personal Propert Aid 0073-4239 0 0 0 0 183,700 TOTAL STATE & CO. AIDS 15,752,591 16,010,266 16,298,100 16,389,300 16,358,000 USE OF MONEY & PROPERT Interest on Investments 0073-4908 96,163 120,243 86,700 299,200 300,000 Capital Gain on Investments 0073-4916 0 1,022 0 10,500 0 Interest on Special Assessments 0072-4910 480,057 456,553 458,000 406,700 450,000 Rent 0073-4922 - 4926 55 5 100 0 0 TOTAL USE OF MONEY & PROP. 576,275 577,823 544,800 695,400 750,000 REVENUE 215 2016 2017 2018 2018 2019 ACTUAL ACTUAL BUDGETED ESTIMATED ADOPTED REVENUES REVENUES REVENUES REVENUES BUDGET REVENUE CHARGES FOR CURRENT SERVICES Police Department Fees 0211- 4532,4972 220,722 196,333 188,200 24,000 25,100 Police Department Special Event 0211 - 4521 0 0 0 85,500 88,000 Police Department Event 0211 - 4522 0 0 0 94,600 96,500 Police Unreimbursed Equipment Char es 0211 - 4983 0 0 0 8,100 8,100 Fire Department Fees 0230-4534, 4952 196,608 180,576 176,300 33,500 40,000 Fire Department Special Event Fees 0230-4523 0 0 0 108,000 108,000 Fire Department Event Fees 0230-4524 0 0 0 49,600 49,600 Fire Dept Unreimbursed Equipment Char es 0230-4983 0 0 0 20,500 20,500 mbulance Fees 0240-4538 2,157,585 2,146,888 2,039,100 1,900,000 2,115,000 En ineerin Fees 0420-4520 318 5,429 0 7,400 5,000 Street Services 0420 & 0430-4557 11,194 12,731 9,800 1,000 1,000 Street Services Special Event Fees 0430 - 4525 0 0 0 8,700 9,000 Street Services Event Fees 0430 - 4526 0 0 0 800 1,000 Street Unreimbursed Equipment Char es 0430-4983 0 0 0 1,100 1,100 Central Gara e/Fuel external sales 0450-4551 41,855 45,868 46,700 50,000 46,200 Electrical Department 0801-4520 69,009 30,514 33,800 33,800 33,800 Si n Department 0810-4520-4972 5,251 2,366 2,000 400 500 Si n Special Event Revenue 0810 - 4529 0 0 0 1,600 1,400 Si n Event Revenue 0810 - 4531 0 0 0 900 900 Si n Unreimbursed Equipment Char es 0810 - 4983 0 0 0 600 600 Parks Revenues 0610 / 0620-4572 - 4972 51,731 58,702 49,000 42,100 48,100 Parks Special Events Revenues 0610 - 4527 0 0 0 2,700 2,800 Parks Events Revenues 0610 - 4528 0 0 0 0 0 Parks Unreimbursed Equipment Char es 0610 - 4983 0 0 0 500 500 Cit Clerk Fees 0050-4520 5,685 5,945 5,800 5,700 5,800 Communit Development/Plannin /CDBG&TIF 0740-4811 659,530 672,327 255,400 255,400 259,300 Communit Dev/Econ Dev /CDBG 0730-4811 0 0 472,500 472,500 475,100 Communit Dev-Plan Review Fees-Econ Dev-0740-4966 25,000 0 0 0 0 Cable Access Fees 0150-4520 3,800 4,167 3,000 2,700 3,600 CATV Revenue 1010-4312 566,449 684,852 693,000 718,000 700,000 Propert Search 0073-4519 28,370 31,130 24,400 28,600 28,600 TOTAL CHGS. FOR CUR. SERV. 4,043,104 4,077,829 3,999,000 3,896,700 4,113,500 INTERDEPARTMENTAL REVENUES Materials & Labor-Utilities 0430-4812 276,820 256,461 230,000 223,300 223,300 Supervisor/Admin Labor-Utilities 0410,430-4814 299,885 326,401 381,900 321,200 334,000 Central Gara e 0450-4815 384,694 372,612 350,800 351,000 411,000 ccountin Services-Utilities 0073-4806 492,731 508,335 449,400 495,800 526,200 Equipment/Labor Rental - Rec clin 0480-4834 342,364 285,133 340,100 232,600 232,600 Computer Services - Utilities 0110-4822 168,500 168,500 130,500 130,500 130,500 En ineerin Fees-Const. 0420-4555 1,807,490 1,873,565 1,500,000 1,800,000 1,660,000 TOTAL INTER. DEP. REV. 3,772,485 3,791,007 3,382,700 3,554,400 3,517,600 UNCLASSIFIED Sundr Revenue 0072 etc. - 4952-4971 0 3,431 0 0 0 Sundr Revenue 0073 etc. - 4952-4972 116,938 138,495 100,000 154,900 135,000 Sundr Revenue 0211-4972 0 300 0 0 0 Sundr Revenue 0218-4972 0 331 0 0 0 Sale of Capital Assets 11,175 19,478 6,500 9,800 6,500 Fund Balance Application 0 0 0 0 67,500 TOTAL UNCLASSIFIED 128,113 162,035 106,500 164,700 209,000 TOTAL GENERAL FUND REVENUES 42,917,195 44,767,106 45,222,600 45,512,500 46,650,700 216 2016 2017 2018 2018 2019 ACTUAL ACTUAL BUDGETED ESTIMATED ADOPTED REVENUES REVENUES REVENUES REVENUES BUDGET REVENUE Lev for Rental Inspections *0 0 0 0 25,000 Lev for Garba e Collect & Disposal * 1,203,700 1,329,100 1,324,700 1,324,700 1,331,200 Lev for Street Li htin * 1,110,900 1,010,900 1,052,000 1,052,000 1,052,000 Lev for Senior Services * 276,400 299,400 312,100 312,100 320,400 Lev for "GO" Transit Utilit * 746,200 739,500 739,500 739,500 781,600 Lev for Librar * 2,657,100 2,624,000 2,627,000 2,627,000 2,696,100 Lev for Museum * 911,700 892,100 907,500 907,500 977,700 Lev for Grand Opera House * 22,700 22,700 600 600 2,000 Lev for Cemeter * 296,400 290,400 302,700 302,700 304,000 Lev for Equipment Fund * 915,900 1,000,000 956,900 956,900 1,000,000 Lev Leach Amphitheater * 14,000 14,000 14,000 14,000 14,000 Lev Pollock Communit Water Park * 64,000 64,000 64,000 64,000 64,000 Lev for Debt Services 9,949,000 10,471,700 11,166,600 11,166,600 11,617,200 Lev for A enc Funds 17,700 18,400 18,200 18,200 0 TOTAL PROPERTY TAXES LEVIED TO OTHER FUNDS 18,185,700 18,776,200 19,485,800 19,485,800 20,185,200 Build America Bond Credits Debt Services 336,190 205,845 202,100 188,800 166,000 Bond Abatements from Debt Service Fund 10,338,331 8,214,802 8,479,800 8,405,800 8,625,500 ppropriation. from Debt Svc. Fund 350,000 250,000 0 0 0 OTHER FUND REVENUES 29,210,221 27,446,847 28,167,700 28,080,400 28,976,700 TOTAL REVENUES 72,127,415 72,213,953 73,390,300 73,592,900 75,627,400 217 Function 2020 Adopted Budget 01 - GENERAL GOVERNMENT $6,411,698.00 61 - DIRECT LABOR $3,227,700.00 63 - PAYROLL BENEFITS $1,076,600.00 64 - CONTRACTUAL SERVICES $1,831,150.00 65 - MATERIAL & SUPPLIES $230,548.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $45,700.00 74 - OTHER FINANCING USES $0.00 02 - PUBLIC SAFETY $28,500,648.00 61 - DIRECT LABOR $19,382,400.00 63 - PAYROLL BENEFITS $6,792,100.00 64 - CONTRACTUAL SERVICES $1,627,648.00 65 - MATERIAL & SUPPLIES $482,000.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $216,500.00 03 - PUBLIC WORKS $6,679,330.00 61 - DIRECT LABOR $3,457,400.00 63 - PAYROLL BENEFITS $1,276,800.00 64 - CONTRACTUAL SERVICES $354,630.00 65 - MATERIAL & SUPPLIES $1,581,500.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $9,000.00 04 - TRANSPORTATION $805,200.00 61 - DIRECT LABOR $439,700.00 63 - PAYROLL BENEFITS $173,300.00 64 - CONTRACTUAL SERVICES $71,200.00 65 - MATERIAL & SUPPLIES $111,000.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $10,000.00 06 - CULTURE & RECREATION $2,254,800.00 61 - DIRECT LABOR $1,272,900.00 63 - PAYROLL BENEFITS $420,600.00 64 - CONTRACTUAL SERVICES $326,000.00 65 - MATERIAL & SUPPLIES $235,300.00 67 - DEBT SERVICE $0.00 72 - CAPITAL OUTLAY $0.00 07 - CONSERVATION & DEVELOPMENT $1,983,403.15 61 - DIRECT LABOR $1,279,000.00 63 - PAYROLL BENEFITS $427,700.00 64 - CONTRACTUAL SERVICES $263,103.15 65 - MATERIAL & SUPPLIES $13,600.00 72 - CAPITAL OUTLAY $0.00 08 - UNCLASSIFIED $1,681,650.76 61 - DIRECT LABOR $539,000.00 63 - PAYROLL BENEFITS $35,000.00 64 - CONTRACTUAL SERVICES $844,850.76 65 - MATERIAL & SUPPLIES $207,000.00 67 - DEBT SERVICE $5,800.00 72 - CAPITAL OUTLAY $0.00 74 - OTHER FINANCING USES $50,000.00 40 - DEBT SERVICE $21,182,900.00 64 - CONTRACTUAL SERVICES $0.00 67 - DEBT SERVICE $21,182,900.00 71 - CONTRIBUTIONS & OTHE $0.00 74 - OTHER FINANCING USES $0.00 Grand Total $69,499,629.91 2020 Operating Budget by Function 218 CITY OF OSHKOSH PER $1,000 2019 2018 INCREASE OF TAXES TAX RATE TAX RATE (DECREASE) State 0.000 % $ 0.000 $ 0.000 $ 0.000 County 19.392% 5.284 5.352 (0.068) Area Schools 36.548% 9.959 9.424 0.535 Area Vocational 4.052% 1.104 1.114 (0.010) City Tax 40.009% 10.902 10.582 0.320 1.000 $ 27.249 $ 26.472 $ 0.777 State Credit 1.718 1.725 (0.007) $ 25.531 $ 24.747 $ 0.784 2020 LEVY - 2019 TAX RATE County 19.392% Area Schools 36.548%Area Vocational 4.052% City Tax 40.009% 219 CITY OF OSHKOSH 2020 2019 INCREASE SOURCE OF FUNDS AMOUNT PERCENT PERCENT (DECREASE) 41 - PROPERTY TAX REVENUE 45,326,900 45.34% 45.00% 0.34% 42 - INTERGOV REVENUE 25,734,577 25.74% 25.00% 0.74% 43 - LICENSES AND PERMITS 1,956,300 1.96% 2.00% -0.04% 44 - FINES & FORFEITURES 811,000 0.81% 1.00% -0.19% 45 - CHARGES FOR SERVICES 4,155,250 4.16% 4.00% 0.16% 46 - PUBLIC LIBRARY 896,700 0.90% 1.00% -0.10% 48 - INTERNAL SERV CHRG 4,253,000 4.25% 5.00% -0.75% 49 - MISC REVENUES 6,452,800 6.45% 6.00% 0.45% 52 - OTHER FINANCING 9,787,400 9.79% 11.00% -1.21% 53 - SALE-CAPITAL ASSETS 602,000 0.60% 0.00% 0.60% 99,975,927 100.00% 100.00% SOURCE OF FUNDS - REVEUNES Property Tax Levy 52.10% 42 ‐INTERGOV  REVENUE 25.74% 43 ‐LICENSES AND  PERMITS 1.96% 44 ‐FINES &  FORFEITURES 0.81% 45 ‐CHARGES  FOR SERVICES 4.16% 46 ‐PUBLIC LIBRARY 0.90% 48 ‐INTERNAL SERV  CHRG 4.25% 49 ‐MISC REVENUES 6.45% 52 ‐OTHER FINANCING 9.79% 53 ‐SALE‐CAPITAL  ASSETS 0.60% 220 CITY OF OSHKOSH 2020 2019 INCREASE USE OF FUNDS AMOUNT PERCENT PERCENT (DECREASE) 01 - GENERAL GOVERNMENT 6,411,698 9.23% 9.46% -0.23% 02 - PUBLIC SAFETY 28,500,648 41.01% 40.88% 0.13% 03 - PUBLIC WORKS 6,679,330 9.61% 9.86% -0.25% 04 - TRANSPORTATION 805,200 1.16% 1.13% 0.03% 06 - CULTURE & RECREATION 2,254,800 3.24% 3.26% -0.02% 07 - CONSERVATION & DEVELOPMENT 1,983,403 2.85% 2.92% -0.07% 08 - UNCLASSIFIED 1,681,651 2.42% 2.08% 0.34% 40 - DEBT SERVICE 21,182,900 30.48% 30.41% 0.07% 69,499,630 100.00% 100.00% USE OF FUNDS 01 - GENERAL GOVERNMENT 9.23% 02 - PUBLIC SAFETY 41.01% 03 - PUBLIC WORKS 9.61% 04 - TRANSPORTATION 1.16% 06 - CULTURE & RECREATION 3.24% 07 - CONSERVATION & DEVELOPMENT 2.85% 08 - UNCLASSIFIED 2.42% 40 - DEBT SERVICE 30.48% 221 CITY OF OSHKOSH AMOUNT PER CENT 61 - DIRECT LABOR 29,598,100 42.5874% 63 - PAYROLL BENEFITS 10,202,100 14.6794% 64 - CONTRACTUAL SERVICES 5,318,582 7.6527% 65 - MATERIAL & SUPPLIES 2,860,948 4.1165% 67 - DEBT SERVICE 21,188,700 30.4875% 72 - CAPITAL OUTLAY 281,200 0.4046% 74 - OTHER FINANCING USES 50,000 0.0719% 69,499,630 100% 2020 BUDGET - USE OF FUNDS BY FUNCTION 61 - DIRECT LABOR 42.59% 63 - PAYROLL BENEFITS 14.68% 64 - CONTRACTUAL SERVICES 7.65% 65 - MATERIAL & SUPPLIES 4.12% 67 - DEBT SERVICE 30.49% 72 - CAPITAL OUTLAY 0.40% 74 - OTHER FINANCING USES 0.07% 222 CliftonLarsonAllen LLP CLAconnect.com 223 Independent auditors’ report on internal control over financial reporting and on compliance and other matters based on an audit of financial statements performed in accordance with Government Auditing Standards To the Common Council Oshkosh, Wisconsin We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin (the “City”) as of and for the year ended December 31, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements, and have issued our report thereon dated July 31, 2020. INTERNAL CONTROL OVER FINANCIAL REPORTING In planning and performing our audit of the financial statements, we considered the City’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the City’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. COMPLIANCE AND OTHER MATTERS As part of obtaining reasonable assurance about whether the City’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. 224 PURPOSE OF THIS REPORT The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. CliftonLarsonAllen LLP Wausau, Wisconsin July 31, 2020