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HomeMy WebLinkAbout2015CAFRCity of Oshkosh ANNUAL FINANCIAL REPORT Including Auditor’s Report For the fiscal year ending December 31, 2015 CITY OF OSHKOSH OSHKOSH, WISCONSIN Table of Contents INTRODUCTORY SECTION Page No. Letter of Transmittal 1 - 3 Council Members and Principal Officers 4 The City 5 - 9 Oshkosh Unified School District 9 a. FINANCIAL SECTION Independent Auditors' Report 10 - 12 Management's Discussion and Analysis 13 - 22 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Statement of Net Position 23 Statement of Activities 24 - 25 Fund Financial Statements Balance Sheet - Governmental Funds 26 - 28 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 29 - 30 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 31 Statement of Net Position - Proprietary Funds 32 - 33 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds 34 - 35 Statement of Cash Flows-Proprietary Funds 36 - 37 Statement of Net Position-Fiduciary Funds 38 Notes to Basic Financial Statements 39 - 69 December 31, 2015 CITY OF OSHKOSH OSHKOSH, WISCONSIN December 31, 2015 Page No. REQUIRED SUPPLEMENTARY INFORMATION Schedule of Funding Progress - OPEB 70 Schedule of Employer Contributions - OPEB 71 Schedule of Proportionate Share of Net Pension Asset - Wisconsin Retirement System 72 Schedule of Contributions - Wisconsin Retirement System 73 Notes to Required Supplementary Information 74 SUPPLEMENTARY INFORMATION Combining Balance Sheet - Nonmajor Governmental Funds 75 Combining Balance Sheet - Nonmajor Special Revenue Funds 76 - 79 Combining Balance Sheet - Nonmajor Capital Project Funds 80 - 84 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds 85 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Special Revenue Funds 86 - 89 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Capital Projects Funds 90 - 94 Combining Statement of Net Position-Nonmajor Enterprise Funds 95 Combining Statement of Revenues, Expenses and Changes in Net Position - Nonmajor Enterprise Funds 96 Combining Statement of Cash Flows-Nonmajor Enterprise Funds 97 Combining Statement of Net Position - Internal Service Funds 98 Combining Statement of Revenues, Expenses and Changes in Net Position- Internal Service Funds 99 Combining Statement of Cash Flows - Internal Service Funds 100 Table of Contents (Continued) CITY OF OSHKOSH OSHKOSH, WISCONSIN December 31, 2015 Page No. STATISTICAL SECTION Net Investment in Capital Assets 101 Changes in Net Position 102 - 103 Fund Balances, Governmental Funds 104 Changes in Fund Balance, Governmental Funds 105 Assessed and Estimated Actual Value of Taxable Property 106 Property Tax Rates - Direct and Overlapping Governments 107 Principal Taxpayers 108 Property Tax Levies and Collections 109 Outstanding Debt by Type 110 Ratios of Net General Bonded Debt Outstanding 111 Direct and Overlapping Governmental Activities Debt 112 Legal Debt Margin Information 113 Pledged-Revenue Coverage Water Revenue Bonds 114 Sewer Revenue Bonds 115 Storm Water Revenue Bonds 116 Demographic and Economic Statistics 117 Principal Employers 118 Full-time Equivalent City Government Employees by Function / Program 119 Capital Asset Statistics by Function / Program 120 Operating Indicator by Function / Program 121 Economics - Population, Building Permits, and Utility Customers 122 New Dwelling Units Constructed 123 Utility Information 124 - 126 Budgeted Revenues 127 - 129 Operating Budget by Function 130 - 131 Pie Charts - Levy Rate 132 Source of Funds (Where the Money Comes From)133 Use of Funds (Where the Money Goes)134 Use of Funds by Function (How the Money Goes)135 Table of Contents (Continued) INTRODUCTORY S E CTION City of Oshkosh 215 Church Ave., PO Box 1130 Oshkosh, WI 54903-1130 August 12, 2016 Honorable Mayor and Council Members, City of Oshkosh: The Annual Financial Report of the City of Oshkosh, Wisconsin, for the fiscal year ended December 31, 2015, is submitted herewith. This report was prepared by the City’s Department of Finance. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the data as presented is accurate in all material respects; that it is presented in a manner designed to fairly set forth the financial activities of the City and its various funds and account groups; and that all of the disclosures necessary to enable the reader to gain the maximum understanding of the City’s financial activities have been included. ACCOUNTING SYSTEM AND BUDGETARY CONTROL The City’s accounting records for general government operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City’s utilities and other enterprise funds are maintained on an accrual basis. In developing and modifying the City’s accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: 1) the safeguarding of assets against loss from unauthorized use or disposition and 2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: 1) the cost of a control should not exceed the benefits likely to be derived and 2) the evaluation of costs and benefits requires estimates and judgment by management. 1 Budgetary control is maintained at the department level by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of the departmental balances are not released until additional appropriations are made available. Open encumbrances are reported as reservations of fund balance as of December 31, 2015. THE REPORTING ENTITY AND ITS SERVICES The City provides a full range of municipal services contemplated by Statute or character. This includes police, fire, streets and sanitation, social services, parks, public improvements, library and museum, mass transit, planning and zoning, and general administrative services. The accompanying financial statements include all significant operations of the City. A summary of this year’s revenues and expenditures/expenses are included in the Management’s Discussion and Analysis section, which is in the financial section of this audit report. DEBT ADMINISTRATION The rates of net bonded debt to assessed valuation and the amount of bonded debt per capita are useful indicators of the City’s debt position to municipal management, citizens, and investors. This data for the City of Oshkosh at the end of 2015 was: AMOUNT RATIO OF DEBT TO EQUALIZED VALUE DEBT PER CAPITA Direct Bonded Debt $145,410,531 3.88% $2,192 Outstanding general obligation bonds at December 31, 2015 totaled $145,410,531 of which $27,652 were issued for Parking Utility, $9,939,166 for Sewer Utility, $7,430,666 for Water Utility, $1,845,000 for Industrial Park Fund, $815,832 for Transit System, $8,334 for Golf Course, $1,010,000 for Oshkosh Center, and $7,632,924 for Storm Water Utility. On July 15, 2015, $18,750,000 of General Obligation Corporate Purpose Bonds, and $4,210,000 of General Obligation Promissory Notes were sold at a net true interest rate of 2.7825%, and 2.2271% respectively. Assessed valuation of $3,748,747,500 represented a decrease of 0.70% from the preceding year. The City’s investment rating by Moody’s Investors Service as of December 31, 2015 was an Aa3 rating. 2 CITY OF OSHKOSH COUNCIL MEMBERS AND PRINCIPAL OFFICERS COUNCIL MEMBERS Steve Cummings, Mayor Debra L. Allison-Aasby, Deputy Mayor Thomas R. Pech, Jr. Steven Herman Caroline Panske Ben Stepanek Kyle Clark PRINCIPAL OFFICERS Mark A. Rohloff, City Manager Trena Larson, Director of Finance Tara J. Wendt, Assistant Director of Finance ORGANIZATION CHART City Council & Mayor City Manager Director of Finance Assistant Director of Finance 4 THE CITY The City is a political subdivision of the State incorporated in 1853, is the County seat of Winnebago County, and is located on the western shore of Lake Winnebago in the Fox River Valley 173 miles north of the City of Chicago, Illinois, and 275 miles east of the cities of Minneapolis and St. Paul, Minnesota. The corporate limits of the City encompass approximately 24.24 square miles and the population is currently 66,327. THE CITY COUNCIL The City Council is the legislative and policy making body of the City and is composed of seven Council Members, who are elected at large for two-year terms. The Mayor presides over Council meetings. The Deputy Mayor presides at Council meetings in the Mayor’s absence. The responsibilities of the City Council include: (i) enacting ordinances, resolutions and orders necessary for the proper governing of the City’s affairs; (ii) reviewing and adopting the annual budget; (iii) reviewing and deciding on recommendations from various boards and commissions; (iv) establishing policies and measures to promote the general welfare of the City and safety and health of its citizens; and (v) representing the City at official functions with other governmental agencies and organizations. The present members of the City Council and the expiration of their respective terms of office are as follows: Name Title Expiration of Term Steve Cummings Mayor 2017 Debra Allison-Aasby Deputy Mayor 2017 Tom R. Pech, Jr. Council Member 2017 Steven Herman Council Member 2016 Caroline Panske Council Member 2016 Ben Stepanek Council Member 2017 Kyle Clark Council Member 2016 CITY ADMINISTRATION Mayor Steve Cummings is currently serving his first, two-year term as Mayor. He served as Deputy Mayor in 2012 and has been a member of the Council for 5 years. He is the Council representative on the Landmarks Commission and a member of the Plan Commission and is a past member of Urban Wildlife Committee. Steve is a Board Member of the Oshkosh Zoological Society, the Winnebago County Historical & Archeological Society and Evergreen Village. Steve co-chairs the steering committee for NeighborWorks Oshkosh and sits on the board of directors and is an officer of Neighborworks Badgerland based in Racine. He chairs the RDA and is a member of the East Central Wisconsin Regional Planning Commission. Mayor Cummings has lived in Oshkosh his entire life. He graduated from Oshkosh High School and attended the University of Wisconsin - Oshkosh. After serving in the United States Marine Corps., he returned to Oshkosh to pursue a career in advertising and marketing. He was an advertising manager and a director of marketing for Mercury Marine in Fond du Lac for close to 20 years. He resigned from Mercury in 1987 to purchase Geer Murray Advertising in Oshkosh. Many of his clients were 5 Oshkosh based companies such as Leach Company, the Oshkosh Hilton and C.R. Meyer. In that time, he created marketing communications materials on a pro bono basis for a number of Oshkosh organizations including Oshkosh Public Museum, Oshkosh Area Humane Society, Paine Art Center and Gardens, Oshkosh Boys and Girls Club, Mercy Medical Center Foundation and Oshkosh Convention and Visitors Bureau. He is also a former regional chair for Children's Hospital of Wisconsin. He earned a LEAN Lead Certificate from the Milwaukee School of Engineering and is a 2012 graduate of Leadership Oshkosh. Presently, Steve is a Realtor with First Weber Group. Both Steve and his wife, Dede, have deep roots in the community being the fifth generation of their respective families to call Oshkosh home. They share a love of history and to that end; have resided in an 1855 Greek revival farmhouse the past 42 years. They have two children. Anne, who lives in California, and Adam, who resides on a small family farm west of Oshkosh once owned by Steve's aunt and uncle. They became grandparents in June of 2014 with the birth of their first grandchild, Oliver. Steve and his two English Springer Spaniels, Bailey and Murphy, are enthusiastic Hosta gardeners. The Cummings family is members of the Oshkosh Yacht Club. The City Manager, Mark A. Rohloff, is the Chief Executive Officer for the City of Oshkosh and is responsible for planning, organizing, and directing the activities of the municipality by interpreting the City Council determined policy, coordinating departmental efforts, handling citizen inquiry and complaints, screening and preparing agenda materials, and recommending legislation and policy matters. City Manager Rohloff has over 25 years of experience in local government management. Mark’s background has included areas as diverse as public works, economic development, public finance, organizational development, and long range planning. Prior to coming to Oshkosh, Mr. Rohloff was Town Administrator for Grand Chute, Wisconsin; City Administrator Berlin, Wisconsin; Assistant City Manager of Rancho Palos Verdes, California; Senior Budget Analyst for Long Beach, California; and Management Assistant in Fort Collins, Colorado. He received his Bachelors Degree in Urban Affairs and Certificate in Business Administration from Saint Louis University, and has Master of Public Administration from the University of Kansas. The Director of Finance/Treasurer, Trena Larson, is responsible for the following divisions: Finance, Collections, Accounting, Payroll, Parking, and Water/Sewer/Storm Water Utilities. Assists the City Manager in preparing the City Budget and is responsible for the administration of budgeted funds. Prior to her appointment as Director of Finance/Treasurer, Ms. Larson was the Administrative Coordinator and Finance Director for Adams County. Ms. Larson has a Bachelor of Business Administration degree, with a major in Organizational Management from Viterbo University. The Assistant Director of Finance, Tara Wendt, is responsible for supervising and participating in all general, utility, and special accounting activities of the City. Prior to her appointment as Assistant Director of Finance, Ms. Wendt was an Audit Manager for Schenck SC. She began her career with Schenck SC in 2004 as a staff accountant where she progressed to Audit Manager specializing in audits of government and not- for-profits. Ms. Wendt has a B.A. with a major in Accounting and a minor in Finance from the University of Wisconsin – Oshkosh. In addition, Tara is a Certified Public Accountant. 6 PRINCIPAL GOVERNMENTAL SERVICES PERFORMED BY THE CITY Among the services it provides, the city maintains and oversees the capital budget operations of police and fire departments, water and sewerage utilities, parking utility, a public library, a museum, mass transit, planning and zoning, parks and recreation and public works departments. Brief descriptions of these services are set forth below. POLICE DEPARTMENT – The Police Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, includes 100 sworn officers and 29 full and part-time civilian employees, 10 community service officers, and 18 school crossing guards. The full-time mission of the Oshkosh Police Department is to promote public safety and to enhance the quality of life in our community through innovative policing and community partnerships. FIRE DEPARTMENT – The Fire Department provides fire protection to residents within the City and paramedic ambulance service to the City and surrounding communities. The Fire Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, maintains six fire stations, which house the department’s 22 pieces of fire, safety and rescue equipment. The department has 108 full-time employees. PUBLIC LIBRARY – The Oshkosh Public Library serves approximately 34,000 cardholders from Oshkosh and surrounding towns through the main library, library website, and deposit collections. Over 300,000 items in the collections are checked out over 1,000,000 times in a year and over 400,000 visits are made to the library. Pursuant to ch 43.54 of the Wis State Statutes, a Library Board of Trustees governs the Library. MUSEUM – The Oshkosh Public Museum serves the community through permanent, traveling, and virtual exhibitions, educational services and programs, publications, and research facilities. The Museum is entrusted with the preservation, care, and documentation of 250,000 objects, as well as historic photographs, film, and archival materials. The Museum is governed by an eleven member Board which includes the Superintendant of Schools, and School Board President. DEPARTMENT OF PARKS – The Department of Parks develops and maintains the City’s 440 acres of park and public areas including recreational facilities, Lakeshore Municipal Golf Course, urban Forestry, Riverside Cemetery, Leach Amphitheater, Pollock Community Water Park, Menominee Park Zoo, multi-purpose trail systems, river walk, round-a-bouts, and Seniors Center. MASS TRANSIT – The Transit System (GO Transit), consists of 16 buses providing service over nine fixed-routes in the City of Oshkosh. An additional intercity route provides service between Oshkosh and Neenah, WI. The intercity route is provided by a contractor. The buses travel over 550,000 miles annually. The transit system also provides four paratransit programs for the community through a service contract. In total, over 1 million rides are provided each year. A seven-member Transit Advisory Board and the Oshkosh Common council govern the activities of GO Transit. 7 PARKING UTILITY – The Parking Utility operates nineteen off-street parking lots, containing 1,679 parking stalls. There are seventeen off-street parking lots in the central business district and two off-street lots in the Oregon Street business area. In 1987, a Business Improvement District was formed in the downtown area. The BID assists in the financing of the downtown lots. A five-member commission provides recommendations for the activities of the utility. PUBLIC WORKS DEPARTMENT – The Public Works Department consists of seven separate divisions as follows: The Engineering Division is responsible for the design and preparation of drawings and specifications for street construction and maintenance, sidewalks, sanitary sewers, water mains, storm sewers, as well as construction management for these projects. The Street Division provides for maintenance of public roadways/alleys/parking lots, and storm/sanitary sewers within those streets. Maintenance of storm sewer facilities includes ditching and drainage work. The Central Garage Division is responsible for repair, maintenance, and service of City vehicles in twelve departments. The Sanitation Division provides for collection of solid waste material from residential properties which are one to four units in size. Disposal of this solid waste is governed by agreements with the Winnebago County Solid Waste Management Board. The Sanitation Division is also responsible for the City’s recycling program. The Water Utility operates a sixteen million gallon per day water filtration plant put into operation in 1999, operating 24 hours a day, to provide potable water production and distribution for general public use, industrial and fire fighting purposes. The source of water supply is Lake Winnebago. Three underground reservoirs provide 2,500,000 gallons of water storage. Elevated storage consists of two 750,000-gallon tanks, a 1,250,000-gallon tank and a 1,500,000-gallon tank. The average daily pumpage is 6.170 MGD in 2015. The Water Distribution Division is in charge of daily and emergency maintenance of all water mains, hydrants, services, and meters. The Sewer Utility operates a 20 million gallon per day (MGD) Wastewater Treatment Facility that provides secondary treatment and discharges the treated wastewater to the Fox River. The 2015 average daily flow was 11.68 MGD. The Storm Water Utility is responsible for managing storm water runoff generated within the City of Oshkosh. In addition to providing flood reduction benefits, the Storm Water Utility is required to comply with the requirements of the Federal Clean Water Act, administered by the Wisconsin Department of Natural Resources. These requirements include reducing the amount of pollution discharging into Lake Winnebago from the storm water generated within the City of Oshkosh. 8 DEPARTMENT OF TRANSPORTATION – The Department of Transportation maintains and installs all signs, pavement markings, lighting systems, fiber optics, and traffic signals for public streets, parks and city buildings. CITY EMPLOYEES The City employs approximately 519 full-time, 86 part-time, and 157 seasonal employees. Of which 13 are officials or administrators, 42 are supervisors/managers, and 202 employees are involved in protective services. Certain groups of employees of the City, including Fire, Police, and Transit are organized into labor unions for purposes of conducting collective bargaining with the City. The contracts are in effect through 2017. All eligible full-time and part-time City employees participate in the Wisconsin Retirement System, with some seasonals also eligible and enrolled. Pursuant to State Law, annual contribution rates are set in June each year by an independent consulting actuary and approved by the Employee Trust Funds Board. The rates based on assumptions concerning mortality, disability, interest rates, retirement age, retirement formula factor and the earnings, age, number of people in each category etc. Presently, 556 employees are eligible for health insurance, with 486 currently enrolled. The City’s total contribution to the Retirement Fund was $3,035,452 for the year ended December 31, 2015. In addition to the above referenced retirement fund, the State administers a plan for nine retired employees of the Police and Fire Departments. These individuals had been covered by a private pension plan prior to the City joining the present plan. The City funds retirement contributions to meet current benefit payments to retired employees. The total cost for the year ended December 31, 2015 was $51,859. 9 OSHKOSH UNIFIED SCHOOL DISTRICT In 1982, new legislation in the State provided for the separation of school districts, as a separate legal entity, from the City. As a result, the former Area School District is now known as the Oshkosh Unified School District. The District includes the City of Oshkosh and the surrounding territory and encompasses an area of approximately 111 square miles. With respect to equalized values for the year 2015, 72.78% of the equalized valuation of the property in the Unified School District is situated within the corporate limits of the City. This law further provided that the assets of the school district (land, buildings, and equipment) formerly held in the name of the City, be sold to the school district and that the school district issue their promissory note in an amount equal to the outstanding debt (principal and interest) of the City incurred for school purposes. The administration of the District is exercised by a school board consisting of seven members who are elected at large for staggered three-year terms of office. The District owns and operates two senior high schools, six middle schools that include one charter middle school, and fifteen elementary schools, which includes two charter elementary schools. The District has approximately1,329 employees, both certified and non-certified. The current enrollment has decreased by approximately 3.98% since the 2006-2015 school terms. The enrollment for the Unified School District for the past ten years is as follows: Year Enrollment 2015/16 9,889 2014/15 9,957 2013/14 10,008 2012/13 10,030 2011/12 10,089 2010/11 10,213 2009/10 10,331 2008/09 10,335 2007/08 10,374 2006/07 10,299 In addition to Unified School District operated schools, there are nine private and parochial schools (kindergarten through grade 12). There are approximately 1,252 students enrolled in these private schools. Fox Valley Technical College provides the vocational and technical education for City residents and the Fox Valley area. Operations are funded through property tax levies of the various municipalities of the District, including the City. The Technical College served 961 full- time equivalent students for the 2014/2015 school year. The actual head count of students served was 5,840. 9a. FIN ANCI AL S E CTION INDE PE NDENT AUDITOR S ’ REP ORT Schenck ADVISORY I TAXI ASSURANCE INDEPENDENT AUDITORS' REPORT To the Common Council City of Oshkosh Oshkosh, Wisconsin Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Oshkosh, Wisconsin ("the City") as of and for the year ended December 31, 2015, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors' judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditors consider internal control relevant to the City's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. schencksc.com Schenck SC fi[~7 Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City as of December 31, 2015, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the General Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Emphasis of Matter As discussed in Note D.5, the City implemented GASB Statement No. 68, Accounting and Financial Reporting for Pensions - An Amendment of GASB Statement No. 27 and Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date — An Amendment of GASB Statement No. 68. Our opinions are not modified with respect to this matter. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis on pages 13 through 22 and the schedules relating to pensions and other post- employment benefits on pages 69 through 72 be presented to supplement the basic financial statements. Such information, although not part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The financial information listed in the table of contents as supplementary information is presented for purposes of additional analysis and is not a required part of the basic financial statements. The supplementary information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the supplementary information is fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. 11 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated August 16, 2016, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control over financial reporting and compliance. ~ c~w,,.~s~c. Certified Public Accountants Green Bay, Wisconsin August 16, 2016 12 M AN AG E M E NT’S DIS CUS S ION AND AN AL Y S IS CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 13 As management of the City of Oshkosh, we offer readers of the City’s basic financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2015. The analysis focuses on the City’s financial performance as a whole. Financial Highlights  The assets and deferred outflows of resources of the governmental activities of the City exceeded its liabilities and deferred inflows of resources as of December 31, 2015 and 2014 by $93,346,174 and $78,245,952 (net position), respectively. Of this amount, $18,792,902 and $4,617,998 (unrestricted net position), respectively, may be used to meet the City’s ongoing obligations to citizens and creditors.  The City’s governmental activities net position increased by $1,548,804 and $10,930,629, respectively. Several factors contributed to the overall changes.  The property tax rate rose 3.0% and 3.8%, respectively, per $1,000 of property value for the years ended December 31, 2015 and 2014, respectively.  As of December 31, 2015 and 2014, the City’s governmental funds reported combined ending fund balances of $52,954,373 and $55,879,392, a decrease of $2,925,019 for 2015 and an increase of $427,619 for 2014. Approximately 24% and 16% of this total amount, $12,955,552 and $8,881,683 is available for spending at the City’s discretion (assigned and unassigned fund balance), respectively.  As of December 31, 2015 and 2014, unassigned fund balance for the general fund was $8,540,127 and $8,718,502, or approximately 20% and 21% of total general fund expenditures, respectively.  The City’s total general-obligation debt decreased by $1,818,427 (1.2%) during 2015. The key factor in this decrease was the issuance of $24,210,000 of general obligation debt and $26,028,427 of principal payments of general obligation debt.  The City’s total general-obligation debt increased by $5,834,031 (4.1%) during 2014. The key factor in this increase was the issuance of $27,303,802 of general obligation debt and $21,469,771 of principal payments of general obligation debt. Overview of the Basic Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements are comprised of three components: 1) government- wide financial statements, 2) fund financial statements, and 3) notes to the basic financial statements. This report also contains required supplemental information and other supplemental information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The government-wide statements are made up of the statement of net position and the statement of activities. The statement of net position presents information on all of the City’s assets, liabilities, and deferred outflows and inflows of resources, with the difference being reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. (e.g., uncollected taxes and earned but unused vacation leave.) CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 14 Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business- type activities). The governmental activities of the City include: general government, public safety, public works, health and welfare, parks and recreation, transportation, community development, and TIF districts. The business-type activities of the City include mass transit services, water utility, sewer utility , parking utility, Oshkosh redevelopment project, industrial park, golf course, and storm water utility. The government-wide financial statements include not only the City itself (known as the primary government), but also a legally separate Redevelopment Authority (component unit) for which the City is financially accountable. Financial information for the component unit is reported separately from the financial information presented for the primary government itself. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. This comparison may help readers better understand the long-term impact of the City’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 65 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the general fund, debt service fund, special assessment improvement and TIF #7 SW Industrial Park capital projects funds which are considered to be major funds. Data from the other 61 governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for the general fund, debt service fund, special revenue funds and certain capital project funds. As part of the basic governmental fund financial statements, budgetary comparison statements have been provided for the general fund to demonstrate compliance with the budget. Proprietary funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City maintains 8 individual enterprise funds. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City maintains four individual internal service funds. Because these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 15 Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the transit, water utility, sewer utility, and storm water utility, all of which are considered to be major funds of the City. Data from the other four enterprise funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor enterprise funds is provided in the form of combining statements elsewhere in this report. The four internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the basic financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Required Supplementary Information. The required supplementary information provides information and disclosures related to the City’s other post-employment benefits and pension plan. The required supplementary information can be found immediately following the footnotes. Other information. The combining statements referred to earlier in connection with nonmajor governmental funds, nonmajor enterprise funds and internal service funds are presented as supplementary information immediately following the required supplementary information. Government-wide Financial Analysis Net position. As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $267,367,056 and $242,171,578 at the close of 2015 and 2014, respectively. Governmental Business-type Activities Activities Total 2015 2015 2015 Current and other assets 122,260,957$ 77,183,677$ 199,444,634$ Capital assets 143,635,959 279,006,533 422,642,492 Total assets 265,896,916 356,190,210 622,087,126 Deferred outflows of resources 7,437,155 1,545,196 8,982,351 Long-term liabilities outstanding 127,678,873 177,996,921 305,675,794 Other liabilities 12,490,626 4,877,712 17,368,338 Total liabilities 140,169,499 182,874,633 323,044,132 Deferred inflows of resources 39,818,398 839,891 40,658,289 Net position: Net investment in capital assets 36,184,133 123,851,149 160,035,282 Restricted 38,369,139 14,773,848 53,142,987 Unrestricted 18,792,902 35,395,885 54,188,787 Total net position 93,346,174$ 174,020,882$ 267,367,056$ City of Oshkosh's Net Position CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 16 Governmental Business-type Activities Activities Total 2014 2014 2014 Current and other assets 117,649,443$ 65,508,305$ 183,157,748$ Capital assets 135,640,654 266,213,043 401,853,697 Total assets 253,290,097 331,721,348 585,011,445 Long-term liabilities outstanding 124,209,785 161,261,237 285,471,022 Other liabilities 10,742,463 5,786,360 16,528,823 Total liabilities 134,952,248 167,047,597 301,999,845 Deferred inflows of resources 40,091,897 748,125 40,840,022 Net position: Net investment in capital assets 28,014,455 125,163,119 153,177,574 Restricted 45,613,499 11,074,504 56,688,003 Unrestricted 4,617,998 27,688,003 32,306,001 Total net position 78,245,952$ 163,925,626$ 242,171,578$ City of Oshkosh's Net Position By far the largest portion of the City’s net position (60%) and (63%), respectively, reflects its investment in capital assets (e.g. land, buildings, machinery and equipment, infrastructure, etc.), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although, the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City’s net position (20%) and (23%), respectively, represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($54,188,787) and ($32,306,001), respectively, may be used to meet the City’s ongoing obligations to citizens and creditors. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 17 Change in net position. Governmental activities increased the City’s net position by $1,548,804 in 2015 and by $10,930,629 in 2014. Business-type activities increased the City’s net position by $7,878,133 in 2015 and by $9,032,371 in 2014. Total net position of the City increased in 2015 by $9,426,937 and in 2014 by $19,963,000. Key elements of this change are as follows: Governmental Business-type Activities Activities Total 2015 2015 2015 Revenues: Program revenues: Charges for services 12,088,046$ 36,829,536$ 48,917,582$ Operating grants and contributions 6,414,312 2,988,658 9,402,970 Capital grants and contributions 3,898,785 2,282,249 6,181,034 General revenues Property and other taxes 40,569,018 748,125 41,317,143 Grants and contributions not restricted to specific programs 12,165,208 - 12,165,208 Other 528,612 (13,041) 515,571 Total revenues 75,663,981 42,835,527 118,499,508 Expenses: General government 6,877,632 - 6,877,632 Public safety 27,496,737 - 27,496,737 Public works 16,804,792 - 16,804,792 Health and welfare 942,326 - 942,326 Park and recreation 8,886,775 - 8,886,775 Transportation 731,434 - 731,434 Community development 8,546,791 - 8,546,791 Unclassified 858,234 - 858,234 Interest of long-term debt 3,958,629 - 3,958,629 Transit utility - 4,737,860 4,737,860 Water utility - 10,564,852 10,564,852 Sewer utility - 10,526,101 10,526,101 Storm water utility - 5,808,799 5,808,799 Other - 2,331,609 2,331,609 Total expenses 75,103,350 33,969,221 109,072,571 Transfers 988,173 (988,173) - Total expenses and transfers 74,115,177 34,957,394 109,072,571 Change in net position 1,548,804 7,878,133 9,426,937 Net position - January 1, 2015 78,245,952 163,925,626 242,171,578 Cumulative Effect of Change in Accounting Principle 13,551,418 2,217,123 15,768,541 Net position - January 1, 2015, restated 91,797,370 166,142,749 257,940,119 Net position - December 31, 2015 93,346,174$ 174,020,882$ 267,367,056$ City of Oshkosh's Change in Net Position CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 18 Governmental Business-type Activities Activities Total 2014 2014 2014 Revenues: Program revenues: Charges for services 12,508,696$ 34,152,117$ 46,660,813$ Operating grants and contributions 4,992,789 2,980,554 7,973,343 Capital grants and contributions 4,408,415 3,621,003 8,029,418 General revenues Property and other taxes 39,867,970 2,203,488 42,071,458 Grants and contributions not restricted to specific programs 12,239,874 - 12,239,874 Other 6,522,019 97,561 6,619,580 Total revenues 80,539,763 43,054,723 123,594,486 Expenses: General government 6,676,357 - 6,676,357 Public safety 25,326,105 - 25,326,105 Public works 15,963,233 - 15,963,233 Health and welfare 971,146 - 971,146 Park and recreation 8,835,806 - 8,835,806 Transportation 670,784 - 670,784 Community development 6,929,143 - 6,929,143 Unclassified 658,374 - 658,374 Interest of long-term debt 4,565,377 - 4,565,377 Transit utility - 4,836,746 4,836,746 Water utility - 10,616,162 10,616,162 Sewer utility - 10,018,765 10,018,765 Storm water utility - 5,410,733 5,410,733 Other - 2,152,755 2,152,755 Total expenses 70,596,325 33,035,161 103,631,486 Transfers 987,191 (987,191) - Total expenses and transfers 69,609,134 34,022,352 103,631,486 Change in net position 10,930,629 9,032,371 19,963,000 Net position - January 1, 2014 67,315,323 154,893,255 222,208,578 Net position - December 31, 2014 78,245,952$ 163,925,626$ 242,171,578$ City of Oshkosh's Change in Net Position  Property and other taxes decreased by $754,315 (1.8%) in 2015 and increased by $2,934,263 (7.5%) in 2014. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 19 Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City’s net resources available for spending at the end of the fiscal year. As of December 31, 2015 and 2014, the City’s governmental funds reported combined ending fund balances of $52,954,373 and $55,879,392, a decrease of $2,925,019 in 2015 and an increase of $427,619 in 2014. Of the total fund balance, $(803,690) and $400,590 constitutes unassigned fund balance, which is available for spending at the City’s discretion. The remainder of fund balance is nonspendable, restricted, committed or assigned to indicate that it is not available for new spending because it has already been committed as follows: 2015 2014 Nonspendable Inventories and prepaid items 17,259$ 33,723$ Receivables from other funds 13,302,738 480,191 Total nonspendable 13,319,997$ 513,914$ Restricted for Construction of assets 7,255,154$ 28,384,271$ Debt service 2,361,472 3,437,177 Special purposes 5,676,076 3,763,430 Trust agreements 9,437,194 10,028,621 Total restricted 24,729,896$ 45,613,499$ Committed to Special purposes 1,948,928$ 870,296$ Assigned to Construction of assets 13,759,242$ 8,436,116$ Subsequent year's budget - 44,977 Total assigned 13,759,242$ 8,481,093$ City of Oshkosh's Governmental Fund Balances Details of these fund balance categories can be found in Note A-4.j. The general fund is the chief operating fund of the City. At the end of 2015 and 2014, unassigned fund balance of the general fund was $8,540,127 and $8,718,502, respectively, while total fund balance reached $9,037,575 and $9,277,393, respectively. As a measure of the general fund’s liquidity, it may be useful to compare both unassigned fund balance to total fund expenditures. Unassigned fund balance represents 20% and 21% of total general fund expenditures. The fund balance of the City’s general fund decreased by $239,818 in 2015 and increased by $429,594 in 2014. The debt service fund has a total fund balance of $976,051 and $1,536,834, a decrease of $560,783 in 2015 and an increase of $229,597 in 2014. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 20 Proprietary funds. The City’s proprietary funds provide the same type of information found in the City’s government-wide financial statements, but in more detail. Unrestricted net position of the proprietary funds at the end of the 2015 and 2014 amounted to $35,395,885 and $27,688,003, respectively. Net position increased $7,878,133 in 2015 and $9,032,371 in 2014. Other factors concerning the finances of these funds have already been addressed in the discussion of the City’s business-type activities. General Fund Budgetary Highlights Generally the original budget is rarely modified. During 2015 actual revenues were less than budgeted revenues by $54,872, primarily in public charges for services. Actual expenditures were equal to modified budgeted, but this was offset by other financing sources being over budget by $137,345, leaving a total budget overage of $192,217. During 2014 actual revenues exceeded budgeted revenues by $308,734, primarily in intergovernmental charges for services. Actual expenditures were less than budgeted expenditures by $104,002, but this was offset by other financing sources being over budget by $16,858, leaving a total budget savings of $429,594. Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business-type activities as of December 31, 2015 and 2014, amounted to $422,642,492 and $401,853,697 (net of accumulated depreciation), respectively. This investment in capital assets includes land, land improvements, buildings, machinery and equipment, vehicles, public domain infrastructure (highways and bridges), and construction in progress. The City’s capital assets increased by $20,788,795 or 5% for 2015 and increased by $17,190,448 or 4% for 2014. Major capital asset acquired or constructed during the years ended 2015 and 2014 include:  The governmental activities include constructed streets in the amount of $5,234,912 and $2,238,521, purchased land in the amount of $0 and $0, vehicles in the amount of $568,437 and $919,795, and building improvements and contents in the amount of $21,012,441 and $376,421, respectively.  The business-type activities purchased additional land and improvements in the amount of $1,965,379 and $2,449,615, and improvements to water, sewer and storm water utilities in the amount of $22,398,085 and $16,043,225, respectively. CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 21 Governmental Business-type Activities Activities Total 2015 2015 2015 Land 20,011,147$ 13,648,460$ 33,659,607$ Construction in progress 9,748,972 9,598,478 19,347,450 Buildings and systems 50,679,119 244,930,797 295,609,916 Machinery and equipment 22,589,933 10,828,798 33,418,731 Infrastructure 40,606,788 - 40,606,788 Total 143,635,959$ 279,006,533$ 422,642,492$ City of Oshkosh's Capital Assets Governmental Business-type Activities Activities Total 2014 2014 2014 Land 18,604,082$ 11,683,081$ 30,287,163$ Construction in progress 20,829,179 12,620,410 33,449,589 Buildings and systems 32,894,736 230,158,474 263,053,210 Machinery and equipment 23,065,368 11,751,078 34,816,446 Infrastructure 40,247,289 - 40,247,289 Total 135,640,654$ 266,213,043$ 401,853,697$ City of Oshkosh's Capital Assets Long-term debt. At the end of 2015 and 2014, the City had total bonded debt outstanding of $292,710,805 and $275,645,795, respectively. Of this amount, $145,510,531 and $147,228,958, respectively, comprises debt backed by the full faith and credit of the government. The remainder of the City’s debt represents bonds secured solely by specified revenue sources (i.e., revenue bonds). Governmental Business-type Activities Activities Total 2015 2015 2015 General obligation debt: Bonds and notes 116,700,957$ 28,709,574$ 145,410,531$ Total general obligation debt 116,700,957 28,709,574 145,410,531 Revenue bonds - 147,300,274 147,300,274 Total 116,700,957$ 176,009,848$ 292,710,805$ City of Oshkosh's Outstanding Debt CITY OF OSHKOSH, WISCONSIN Management’s Discussion and Analysis December 31, 2015 22 Governmental Business-type Activities Activities Total 2014 2014 2014 General obligation debt: Bonds and notes 115,083,340$ 32,145,618$ 147,228,958$ Total general obligation debt 115,083,340 32,145,618 147,228,958 Revenue bonds - 128,416,837 128,416,837 Total 115,083,340$ 160,562,455$ 275,645,795$ City of Oshkosh's Outstanding Debt The City’s total debt increased by $17,065,010 (6.2%) in 2015 and by $17,653,057 (6.8%) in 2014. The City maintains an Aa3 rating from Moody’s Investors Service for its general obligation debt as of December 31, 2015. The water utility and sewer utility both maintain an Aa3 rating, while the storm water utility maintains an A1 rating from Moody’s Investors Service for their respective revenue bonds as of December 31, 2015. State statutes limit the amount of general obligation debt the City may issue to 5% of its total equalized valuation. The debt limitation for 2015 and 2014 for the City was $187,182,250 and $187,441,380, respectively, which is significantly in excess of the City’s $145,410,531 and $147,228,958 outstanding general obligation debt. Economic Factors and Next Year’s Budgets and Rates  The economic condition and outlook of the City has remained fairly stable based on a relatively healthy mix of manufacturing, tourism, service industry and retail activities which support our tax base.  Inflationary trends in our region compare favorably to national indices. All of these factors were considered in preparing the City’s budget for the 2016 fiscal year. Contacting the City’s Financial Management This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the City’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to City of Oshkosh Finance Office, P. O. Box 1130, Oshkosh, Wisconsin 54903-1130. B AS IC FIN ANCI AL S T AT E M E NTS CITY OF OSHKOSH, WISCONSIN Statement of Net Position December 31, 2015 ASSETS Cash and investments Receivables Accounts, net Taxes Special assessments Loans Other Internal balances Due from other governments Property held for resale Inventories and prepaid items Restricted assets Cash and investments Interest receivable Net pension asset Capital assets Land and construction in progress Other capital assets, net of accumulated depreciation TOTAL ASSETS DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding Deferred outflows related to pension TOTAL DEFERRED OUTFLOWS OF RESOURCES LIABILITIES Accounts payable Accrued expenses Accrued interest payable Due to other governments Unearned revenues Deposits Long-term obligations Due within one year Due in more than one year TOTAL LIABILITIES DEFERRED INFLOWS OF RESOURCES Property taxes NET POSITION Net investment in capital assets Restricted for Primary Government Component Unit Governmental Business-type Redevelopment Activities Activities Total Authorit $ 53,548,629 $ 23,986,546 $ 77,535,175 $ 150,768 3,376,837 11,899,885 15,276,722 - 39,878,665 839,891 40,718,556 - 10,222,180 - 10,222,180 4,129,712 - 4,129,712 - - 15,154 15,154 - 4,162,515 (4,162,515) - - 193,238 222,383 415,621 - - 6,664,629 6,664,629 - 17,259 2,755,744 2,773,003 - - 33,865,102 33,865,102 636,000 - 7,394 7,394 - 6,731,922 1,089,464 7,821,386 - 29,760,119 23,246,938 53,007,057 17,720,778 113,875,840 255,759,595 369,635,435 - 265,896,916 356,190,210 622,087,126 18,507,546 529,834 368,598 898,432 - 6,907,321 1,176,598 8,083,919 - 7,437,155 1,545,196 8,982,351 - 2,975,736 2,287,703 5,263,439 - 2,925,893 - 2,925,893 - 1,033,688 2,567,919 3,601,607 - 3,980,792 - 3,980,792 - 124,088 1,690 125,778 - 1,450,429 20,400 1,470,829 - 11,126,912 12,735,900 23,862,812 - 116,551,961 165,261,021 281,812,982 6,360,000 140,169,499 182,874,633 323,044,132 6,360,000 39,818,398 839,891 40,658,289 - 36,184,133 123,851,149 160,035,282 11,360,778 Construction of assets 7,255,154 2,036,251 9,291,405 - Debt service 2,361,472 10,471,535 12,833,007 636,000 Pension benefits 13,639,243 2,266,062 15,905,305 - Special purposes 5,665,566 - 5,665,566 - Trust agreements 9,437,194 - 9,437,194 - Unrestricted 18,803,412 35,395,885 54,199,297 150,768 TOTAL NET POSITION $ 93,346,174 $ 174,020,882 $ 267,367,056 $ 12,147,546 The notes to the basic financial statements are an integral part of this statement 23 CITY OF OSHKOSH, WISCONSIN Statement of Activities For the Year Ended December 31, 2015 Functions/Programs Primary government: Governmental Activities General government Public safety Public works Health and welfare Parks and recreation Transportation Community development Unclassified Interest on debt Total Governmental Activities Business-type Activities Transit utility Water utility Sewer utility Storm water utility Other Total Business-type Activities Total primary government Component unit: Redevelopment authority Pro ram Revenues Operating Capital Charges for Grants and Grants and Ex enses Services Contributions Contributions $ 6,877,632 $ 1,558,511 $ - $ - 27,496,737 3,201,203 518,916 131,149 16, 804, 792 3, 865,108 3, 271, 098 3, 767, 636 942, 326 171, 211 182, 697 - 8,886,775 1,457,930 638,493 - 731,434 38,197 - - 8, 546, 791 1, 795, 886 1, 803,108 - 858, 234 - - - 3, 958, 629 - - - 75,103.350 12.088.046 6.414.312 3.898,785 4,737,860 974,398 2,966,123 131,381 10,564,852 13,880,943 - 411,807 10, 526,101 11, 505,240 - 733,060 5,808,799 8,008,241 22,535 280,907 2,331,609 2,460,714 - 725,094 33.969,221 36.829.536 2.988,658 2,282.249 109,072,571 48,917,582 9,402,970 6,181,034 409,641 $ - $ - $ - General revenues Property taxes, levied for general purposes Property taxes, levied for debt service Property taxes, levied for capital projects Other taxes State and federal aids not restricted to specific functions Investment return Gain on sale of capital assets Miscellaneous Transfers Total general revenues and transfers Change in net position Net position -January 1 as orginally reported Cumulative effect of change in accounting principle Net position -January 1, as restated Net position -December 31 The notes to the basic financial statements are an integral part of this statement. 24 Net Expense Revenue and Chan es in Net Position Component Primar Government Unit Governmental business-type Redevelopment Activities Activities Total Authorit $ (5,319,121) $ - $ (5,319,121) $ - (23,645,469) - (23,645,469) (5,900,950) - (5,900,950) - (588,418) - (588,418) - (6,790,352) - (6,790,352) - (693,237) - (693,237) - (4,947,797) - (4,947,797) - (858,234) - (858,234) - (3,958,629) - (3,958,629) - (52,702,207) - (52,702,207) - - (665,958) (665,958) - - 3, 727, 898 3, 727, 898 - - 1,712,199 1,712,199 - - 2,502,884 2,502,884 - - 854,199 854,199 - - 8,131,222 8,131,222 - (52,702,207) 8,131,222 (44,570,985) - - - - (409,641) 7,674,823 748,125 8,422,948 - 18,037,275 - 18,037,275 - 14,533,882 - 14,533,882 - 323,038 - 323,038 - 12,165,208 - 12,165,208 - 185,641 (13,041) 172,600 - 25,683 - 25,683 19,200 317,288 - 317,288 398,463 988,173 (988,173) - - 54,251,011 (253,089) 53,997,922 417,663 1,548,804 7,878,133 9,426,937 8,022 78, 245, 952 163, 925, 626 242,171, 578 12,139, 524 13,551,418 2,217,123 15,768,541 91, 797, 370 166,142, 749 257, 940,119 12,139, 524 $ 93,346,174 $ 174,020,882 $ 267,367,056 $ 12,147,546 25 CITY OF OSHKOSH, WISCONSIN Balance Sheet Governmental Funds December 31, 2015 ASSETS Cash and investments Receivables Taxes Special assessments Accounts, net Loans Due from other funds Due from other governments Inventories and prepaid items TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Accrued payroll liabilities Due to other funds Due to other governments Unearned revenues Deposits Total Liabilities Deferred Inflows of Resources Property taxes Special assessments Total Deferred inflows of Resources Fund Balances Nonspendable Inventories and prepaid items Receivables from other funds Restricted for Construction of assets Debt service Special purposes Trust agreements Committed to Special purposes Assigned to Construction of assets Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES The notes to the basic financial statements are an integral part of this statement. Special Debt Assessment General Service Improvement $ 6,933,951 $ 976,051 $ - 16,167,167 9,851,809 - 478,139 - 9,744,041 2,749,126 - 18,837 1,299,028 - - 193,238 - - 17,259 - - _$ 27,837,908 $ 10,827,860 $ 9,762,878 $ 378,528 $ - $ - 2,125,893 - - 160,925 - 4,805,453 28,087 - - - - 1,291,554 2,693,433 - 6,097,007 16,106,900 9,851,809 - - - 8,303,283 16,106,900 9,851,809 8,303,283 17,259 - - 480,189 - - - 976,051 - 8,540,127 - (4,637,412) 9,037,575 976,051 (4,637,412) $ 27,837,908 $ 10,827,860 $ 9,762,878 26 TIF #7 Other Total SW Industrial Governmental Governmental Park Funds Funds $ 1,915,018 $ 39,957,992 $ 49,783,012 3,658,295 10,183,694 39,860,965 - - 10,222,180 - 565,392 3,333,355 - 4,129,712 4,129,712 12, 822, 549 163, 346 14, 284, 923 - - 193,238 - - 17,259 $ 18,395,862 $ 55,000,136 $ 121,824,644 $ - $ 2,584,152 $ 2,962,680 - - 2,125,893 - 5,156,030 10,122,408 - 3,980,792 3,980,792 - 96,001 124,088 - 158,875 1,450,429 - 11,975,850 20,766,290 3,658,295 10,183,694 39,800,698 - - 8,303,283 3,658,295 10,183,694 48,103,981 - - 17,259 12,822,549 - 13,302,738 - 7,255,154 7,255,154 - 1,385,421 2,361,472 - 5,676,076 5,676,076 - 9,437,194 9,437,194 - 1,948,928 1,948,928 1,915,018 11,844,224 13,759,242 - (4,706,405) (803,690) 14,737,567 32,840,592 52,954,373 _$ 18,395,862 $ 55,000,136 $ 121,824,644 27 CITY OF OSHKOSH, WISCONSIN Balance Sheet (Continued) Governmental Funds December 31, 2015 Reconciliation to the Statement of Net Position Total Fund Balance -Total Governmental Funds Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and, therefore are not reported in the funds. Other long-term assets are not available to pay for current period expenditures and, therefore, are deferred in the funds. Special assessments account for this difference. Internal service funds are used by management to charge the costs of certain activities, such as risk management to individual funds. The assets and liabilities of the internal services funds are included in governmental activities in the statement of net position. The City's proportionate share of the Wisconsin Retirement System pension plan is not an available financial resource; therefore, it is not reported in the fund financial statements: Net pension asset Deferred outflows of resources Long-term liabilities, including bonds and notes payable, are not due and payable in the current period and, therefore, are not reported in the funds. The details of this difference are as follows: Bonds and notes payable Premium on debt issued Deferred charges on debt refundings Employee benefits Accrued interest on long-term obligations Net Position of Governmental Activities The notes to the basic financial statements are an integral part of this statement. $ 6, 731, 922 6, 907, 321 $ 52,954,373 143,635,959 8,303,283 2, 996, 043 13, 639, 243 $ (116,700,957) (1,156,505) 529,834 (9,821,411) (1,033,688) (128,182,727) $ 93,346,174 28 CITY OF OSHKOSH, WISCONSIN Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the Year Ended December 31, 2015 Revenues Taxes Special assessments Intergovernmental Licenses and permits Fines and forfeits Public charges for services Intergovernmental charges for services Miscellaneous Total Revenues Expenditures Current General government Public safety Public works Health and welfare Parks and recreation Transportation Community development Unclassified Debt service Principal Interest and fiscal charges Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Special TIF #7 Other Total Debt Assessment SW Industrial Governmental Governmental General Service Im rovement Park Funds Funds $ 7,461,861 $ 18,037,275 $ - $ 3,776,313 $ 11,118,609 $ 40,394,058 - - 3,936,072 - 154,560 4,090,632 15,406,743 - - 103,721 2,967,835 18,478,299 1,816,885 - - - 435 1,817,320 697,647 - - - 35,198 732,845 3,541,432 - - - 1,338,303 4,879,735 3,427,847 - - - - 3,427,847 703,513 20,339 - - 1,725,977 2,449,829 33,055,928 18,057,614 3,936,072 3,880,034 17,340,917 76,270,565 6,104,307 - - - - 6,104,307 25,388,813 - - - 167,735 25,556,548 5,881,397 - - - 3,187,004 9,068,401 - - - - 462,691 462,691 2,077,704 - - - 5,859,629 7,937,333 692,914 - - - - 692,914 2,060,530 - - 150 5,951,065 8,011,745 836,971 - - - - 836,971 - 7,255,284 - 35,000 3,662,478 10,952,762 8,065 2,666,328 - 700 1,064,777 3,739,870 - - 4,586,741 - 14,773,650 19,360,391 43,050,701 9,921,612 4,586,741 35,850 35,129,029 92,723,933 (9,994,773) 8,136,002 (650,669) 3,844,184 (17,788,112) (16,453,368) Other Financing Sources (Uses) Long-term debt issued - 7,050,153 - - 12,339,847 19,390,000 Premium on long-term debt issued - 483,527 - - - 483,527 Payment to refunding escrow agent - (7,333,351) - - - (7,333,351) Transfers in 9,754,955 - - - 7,239,059 16,994,014 Transfers out - (8,897,114) - (4,419,898) (2,688,829) (16,005,841) Total Other Financing Sources (Uses) 9,754,955 (8,696,785) - (4,419,898) 16,890,077 13,528,349 Net Change in Fund Balances (239,818) (560,783) (650,669) (575,714) (898,035) (2,925,019) Fund Balances (Deficit) -January 1 9,277,393 1,536,834 (3,986,743) 15,313,281 33,738,627 55,879,392 Fund Balances (Deficit) -December 31 $ 9,037,575 $ 976,051 $ (4,637,412) $ 14,737,567 $ 32,840,592 $ 52,954,373 The notes to the basic financial statements are an integral part of this statement. 29 CITY OF OSHKOSH, WISCONSIN Statement of Revenues, Expenditures and Changes in Fund Balances (Continued) Governmental Funds For the Year Ended December 31, 2015 Reconciliation of the Statement of Activities Net Change in Fund Balances -Total Governmental Funds $ (2,925,019) Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, Capital outlay reported in governmental fund statements $ 17,469,578 Net book value of capital assets disposed (190,253) Depreciation expense reported in the statement of activities (9,284,020) Amount by which capital outlays are greater than depreciation in current period 7,995,305 Change in the net pension asset and outflows of resources as a result of employer contributions, changes in assumptions and proportionate share and the difference between the expected and actual experience of the pension plan g7,g25 Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue (expense) of the internal service funds is reported with governmental activities. 255,500 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. (629,674) Certain employee benefits are reported in the governmental funds when amounts are paid. The statement of activities reports the value of benefits earned during the year. This year the accrual of these benefits increased by: (1,428,960) The issuance of long-term debt (e.g. bonds, leases) provides current financial resources to the governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of issuance costs, premiums, discounts, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities. This amount is the net effect of these differences in the treatment of long-term debt and related items, detailed as follows: Issuance of general obligation debt $ (19,390,000) Net change in premiums on debt issued (422,511) Deferred charge on debt refunding 529,834 Principal paid on long-term debt 17,772,383 Net adjustment (1,510,294) Interest payments on outstanding debt are reported in the governmental funds as an expenditure when paid, in the statement of activities interest is reported as it accrues. This year the accrual of interest increased by: (295,879) Change in Net Position of Governmental Activities $ 1,548,804 The notes to the basic financial statements are an integral part of this statement. 30 CITY OF OSHKOSH, WISCONSIN Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual General Fund For the Year Ended December 31, 2015 Revenues Taxes Intergovernmental Licenses and permits Fines and forFeits Public charges for services Intergovernmental charges for services Miscellaneous Total Revenues Expenditures Current General government Public safety Public works Parks and recreation Transportation Community development Unclassified Debt service Interest and fiscal charges Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources Transfers in Net Change in Fund Balance Fund Balance -January 1 Fund Balance -December 31 Variance with Final Budget - Budgeted Amounts Positive Ori final Final Actual (Ne ative $ 7,442,100 $ 7,442,100 $ 7,461,861 $ 19,761 15, 384, 300 15, 384, 300 15,406, 743 22,443 1,734,200 1,734,200 1,816,885 82,685 797,000 797,000 697,647 (99,353) 3, 738, 800 3, 738, 800 3, 541, 432 (197, 368) 3,506,900 3,506,900 3,427,847 (79,053) 507, 500 507, 500 703, 513 196, 013 33,110,800 33,110,800 33,055,928 (54,872) 6,157, 900 6,104, 308 6,104, 307 1 24,999,200 25,388,813 25,388,813 - 6,204,800 5,881,398 5,881,397 1 1,985, 300 2,077, 703 2, 077, 704 (1) 707,900 692,915 692,914 1 2,071,100 2,060,529 2,060,530 (1) 876,900 836,970 836,971 (1) - 8, 065 8, 065 - 43,003,100 43,050,701 43,050,701 - (9,892,300) (9,939,901) (9,994,773) (54,872) 9, 892, 300 9, 892, 300 9, 754, 955 (137, 345) - (47,601) (239,818) (192,217) 9, 277, 393 9, 277, 393 9, 277, 393 $ 9,277,393 $ 9,229,792 $ 9,037,575 $ (192,217) The notes to the basic financial statements are an integral part of this statement. 31 CITY OF OSHKOSH, WISCONSIN Statement of Net Position Proprietary Funds December 31, 2015 ASSETS Current Assets Cash and investments Receivables Accounts Taxes Other Due from other funds Due from other governments Property held for resale Inventories and prepaid items Total Current Assets Restricted Assets Cash and investments Interest receivable Net pension asset Total Restricted Assets Capital Assets Land and construction in progress Other capital assets, net of accumulated depreciation Total Capital Assets, net TOTAL ASSETS DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding Pension related deferred outflows TOTAL DEFERRED OUTFLOWS OF RESOURCES LIABILITIES Current Liabilities Accounts payable Accrued expenses Due to other funds Unearned revenues Deposits Current portion of long-term obligations Total Current Liabilities Noncurrent Liabilities Employee benefits Long-term debt Total Noncurrent Liabilities TOTAL LIABILITIES DEFERRED INFLOWS OF RESOURCES Property taxes NET POSITION Net investment in capital assets Restricted Debt service Pension benefits Capital improvements Unrestricted TOTAL NET POSITION The notes to the basic financial statements are an integral part of this statement. Enter rise Funds Transit Water Sewer Utilit Utilit Utilit $ 1,726,736 $ 7,754,233 $ 7,181,441 330,705 4,413,319 4,068,750 839,891 - - - 15,154 - - 909,759 317,225 222,383 - - 596,576 1,296,349 647,283 3,716,291 14,388,814 12,214,699 - 11,004,176 11,882,952 - 1,847 822 276,377 317,050 337,090 276,377 11,323,073 12,220,864 367,811 665,778 5,784,476 2,554,277 90,603,106 81,443,797 2,922,088 91,268,884 87,228,273 6,914,756 116,980,771 111,663,836 - 134,311 234,287 295,139 339,337 367,493 295,139 473,648 601,780 131,880 614,430 705,872 17,141 1,736,530 328,428 - 77,799 480,527 1,690 - - - 2,000 13,400 63,187 5,460,271 3,372,499 213,898 7,891,030 4,900,726 144,507 230,186 189,724 752,645 52,068,699 46,201,840 897,152 52,298.885 46.391.564 1,111,050 60,189,915 51,292,290 839,891 - - 2,106,256 41,277,674 44,751,941 - 3,110,401 2,675,102 571,516 656,387 704,583 - 138,099 1,898,152 2,581,182 12,081,943 10,943,548 $ 5,258,954 $ 57,264,504 $ 60,973,326 32 Enter rise Funds Continued Nonmajor Internal Storm Water Enterprise Service Utilit Funds Total Funds $ 6,962,237 $ 361,899 $ 23,986,546 $ 3,765,617 2,722,022 365,089 11,899,885 43,482 - - 839,891 17,700 - - 15,154 - 93,771 - 1,320,755 - - - 222,383 - - 6,664,629 6,664,629 - 188,792 26,744 2,755,744 - 9,966,822 7,418,361 47,704,987 3,826,799 10,977,974 - 33,865,102 - 4,725 - 7,394 - 126,355 32,592 1,089,464 - 11,109,054 32,592 34,961,960 - 10,533,600 5,895,273 23,246,938 - 72,696,700 8,461,715 255,759,595 - 83,230,300 14,356,988 279,006,533 - 104,306,176 21,807,941 361,673,480 3,826,799 - 368,598 - 138,669 35,960 1,176,598 - 138,669 35,960 1,545,196 - 620,720 214,801 2,287,703 13,056 473,916 11,904 2,567,919 800,000 1,622,522 3,302,422 5,483,270 - - - 1, 690 - - 5,000 20,400 - 3,278,675 561,268 12,735,900 - 5.995.833 4,095.395 23.096.882 813.056 35,942 28,490 628,849 - 63,279,270 2,329,718 164,632,172 - 63,315,212 2,358,208 165,261,021 - 69,311,045 6,453,603 188,357,903 813,056 - - 839.891 17.700 22,404,276 13,311,002 123,851,149 - 4,686,032 - 10,471,535 - 265,024 68,552 2,266,062 - - - 2,036,251 - 7,778,468 2,010,744 35,395,885 2,996,043 $ 35,133,800 $ 15,390,298 $ 174,020,882 $ 2,996,043 33 CITY OF OSHKOSH, WISCONSIN Statement of Revenues, Expenses and Changes in Net Position Proprietary Funds For the Year Ended December 31, 2015 Operating Revenues Public charges for services Intergovernmental charges for services Taxes Fines, forfeitures and penalties Other revenues Total Operating Revenues Operating Expenses Operating and maintenance Depreciation and amortization Taxes Claims and administration Total Operating Expenses Operating Income (Loss) Nonoperating Revenues (Expenses) Taxes Intergovernmental revenues Investment return Interest and fiscal charges Total Nonoperating Revenues (Expenses) Income (Loss) Before Transfers and Contributed Capital Transfers in Transfers out Contributed capital Change in Net Position Net Position -January 1, originally reported Cumulative Effect of Change in Accounting Principle Net Assets, January 1, restated Net Position -December 31 Enterprise Funds Transit Water Sewer Utilit Utilit Utilit $ 938,533 $ 13,755,078 $ 11,427,594 35,865 125,865 77,646 974,398 13,880,943 11,505,240 4,292,629 5,559,101 5,814,421 390,579 3,041,395 3,081,289 - 144,344 144,439 4, 683, 208 8, 744, 840 9, 040,149 (3,708,810) 5,136,103 2,465,091 748,125 - - 2,966,123 - - - (10,198) 5,253 (54,652) (1,820,012) (1,485,952) 3,659,596 (1,830,210) (1,480,699) (49, 214) 3, 305, 893 984, 392 - (1,000,000) - 131,381 411,807 733,060 82,167 2, 717, 700 1, 717,452 4,615,209 53,905,473 58,568,221 561, 578 641, 331 687, 653 5,176,787 54,546,804 59,255,874 $ 5,258,954 $ 57,264,504 $ 60,973,326 The notes to the basic financial statements are an integral part of this statement. 34 Enterprise Funds Continued Storm Nonmajor Internal Water Enterprise Service Utilit Funds Total Funds $ 8, 000, 720 $ 676, 855 $ 34, 798, 780 $ - - - - 8,690,384 - 1,683,540 1,683,540 - - 17,940 17,940 - 7,521 82,379 329,276 1,983,126 8,008,241 2,460,714 36,829,536 10,673,510 1,941,371 1,949,886 19,557,408 - 1,621,555 290,400 8,425,218 - 54,079 - 342,862 - - - - 10,447,177 3,617,005 2,240,286 28,325,488 10,447,177 4,391,236 220,428 8,504,048 226,333 - - 748,125 20,400 22,535 - 2,988,658 - (8,096) - (13,041) 8,767 (2,191,794) (91,323) (5,643,733) - (2,177,355) (91,323) (1,919,991) 29,167 2,213,881 129,105 6,584,057 255,500 - 11,827 11,827 - - - (1,000,000) - 280,907 725,094 2,282,249 - 2,494,788 866,026 7,878,133 255,500 32,379,127 14,457,596 163,925,626 2,740,543 259,885 66,676 2,217,123 - 32, 639, 012 14, 524, 272 166,142, 749 2, 740, 543 $ 35,133,800 $ 15,390,298 $ 174,020,882 $ 2,996,043 35 CITY OF OSHKOSH, WISCONSIN Statement of Cash Flows Proprietary Funds For the Year Ended December 31, 2015 Cash Flows from Operating Activities Cash received from customers Cash payments to suppliers and employees Net Cash Provided (Used) by Operating Activities Cash Flows from Non-Capital Financing Activities Property taxes received Transfer from other funds Transfer to other funds Employee advance Operating grants received Net Cash Provided (Used) by Non-Capital Financing Activities Cash Flows from Capital and Related Financing Activities Acquisition of capital assets Principal payments on revenue bonds Principal paid on general obligation debt Interest payments on debt Revenue bonds issued General obligation debt issued Premium received on debt issued Cash received from (paid to) other funds Capital contributions Net Cash Provided (Used) by Capital and Related Financing Activities Cash Flows from Investing Activities Investment return Net Increase in Cash and Cash Equivalents Cash and Cash Equivalents -January 1 Cash and Cash Equivalents -December 31 Reconciliation of Operating Income (Loss) to Net Cash Provided (Used) by Operating Activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Depreciation Depreciation charged operating accounts Changes in pension assets and related deferred outflows Changes in assets and liabilities Accounts receivable Inventories and deferred charges Accounts payable and accrued expenses Employee benefits Unearned revenues and deposits Net Cash Provided (Used) by Operating Activities Enter rise Funds Transit Water Sewer Utilit Utilit Utilit $ 780,279 $ 14,879,142 $ 11,387,158 (4,308,402) (5,658,542) (5,745,617) (3,528,123) 9,220,600 5,641,541 748,125 - (1,000,000) - - (15,154) - 3,054,519 - - 3,802,644 (1,015,154) - (243,535) (3,349,011) (7,485,373) - (3,807,638) (1,797,902) (72,443) (2,747,194) (4,115,864) (45,975) (1,861,935) (1,615,324) - 6,660,000 9,703,977 - 1,755,000 3,065,000 - 360,461 458,226 - 2,526,525 1,947,824 131,381 411,807 733,060 (230,572) (51,985) 893,624 - (11.1331 5.315 43,949 8,142,328 6,540,480 1,682,787 10,616,081 12,523,913 $ 1.726,736 $ 18,758,409 $ 19,064,393 $ (3,708,810) $ 5,136,103 $ 2,465,091 390,579 3,041,395 3,081,289 - 122,824 - (9,938) (15,056) (16,930) (193,134) 999,199 (118,082) 26,809 (5,525) 40,729 (22,459) (15,755) 203,905 (10,185) (42,585) (14,461) (985) - - _$ (3,528,123) $ 9,220,600 $ 5,641,541 Noncash activities Contributed capital assets $ - $ - $ - The notes to the basic financial statements are an integral part of this statement. 36 Enter rise Funds Continued Other Internal Storm Water Progrietary Service Utilit Funds Total Funds $ 9,133,205 $ 2,440,509 $ 38,620,293 $ 10,706,072 (3,346,766) (1,941,598) (21,000,925) (10,443,661) 5,786,439 498,911 17,619,368 262,411 - - 748,125 20,400 - 11,827 11,827 - - - (1,000,000) - - - (15,154) - 22,535 - 3,077,054 - 22,535 11,827 2,821,852 20,400 (9,483,260) (55,259) (20,616,438) - (4,990,000) - (10,595,540) - (746,844) (573,699) (8,256,044) - (2,158,089) (91,513) (5,772,836) - 13,115,000 - 29,478,977 - - 4,820,000 - 571,608 - 1,390,295 - 4,387,068 394,441 9,255,858 - 280,907 - 1,557,155 - 976,390 (326,030) 1,261,427 - (11,857) - (17,675) 8,767 6,773,507 184,708 21,684,972 291,578 11,166,704 177,191 36,166,676 3,474,039 $ 17,940,211 $ 361,899 $ 57,851,648 $ 3,765,617 $ 4,391,236 $ 220,428 $ 8,504,048 $ 226,333 1,621,555 290,400 8,425,218 - - - 122,824 - (5,139) (1,876) (48,939) - 1,124,964 (20,205) 1,792,742 32,562 10,176 1,433 73,622 - (1,355,588) 10,668 (1,179,229) 3,516 (765) (1,937) (69,933) - - - (985) - $ 5,786,439 $ 498,911 $ 17,619,368 $ 262,411 $ - $ 725,094 $ 725,094 $ - 37 CITY OF OSHKOSH, WISCONSIN Statement of Net Position Fiduciary Funds December 31, 2015 ASSETS Cash and cash equivalents Taxes receivable Accounts receivable Total assets LIABILITIES Accounts payable Due to other governments Total liabilities The notes to the basic financial statements are an integral part of this statement. 38 Agency Funds Property Hospital Taxes Bioterrorism $ 37, 507,158 19,688,635 3, 525 $ 4,202 $ 57,199, 318 $ 4, 202 $ 38, 668 $ - 57,160,650 4,202 $ 57,199,318 $ 4,202 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the City of Oshkosh (`the City"), Wisconsin, have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP) as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard- setting body for establishing governmental accounting and financial reporting principles. The significant accounting principles and policies utilized by the City are described below: 1. Reporting Entity The City of Oshkosh is a municipal corporation governed by an elected seven member council. In accordance with GAAP, the basic financial statements are required to include the City (the primary government) and any separate component units that have a significant operational or financial relationship with the City. The City has identified the following component unit that is required to be included in the basic financial statements in accordance with standards established by GASB Statement No. 61. Discretely presented component unit: The component unit column in the basic financial statements include the financial data of the City's component unit, the Redevelopment Authority of the City of Oshkosh. It is reported in a separate column to emphasize that it is legally separate from the City. The Redevelopment Authority's fiscal year end is December 31. Complete financial statements for the Redevelopment Authority may be obtained from the City's Finance Department. Certain other significant governmental entities, which provide service within the City, are governed by separate boards or commissions and are not accountable to the City. Consequently, financial information for the following entities is not included within the scope of the City's reporting entity and is not included in the City's financial statements. School District of Oshkosh Area Fox Valley VTAE District Housing Authority of the City of Oshkosh 2. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate fund financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Governmental funds include general, special revenue, debt service, capital projects, and permanent funds. Proprietary funds include enterprise funds and internal service funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. All remaining governmental and enterprise funds are aggregated and reported as nonmajor funds. 39 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The City reports the following major governmental funds: GENERAL FUND This is the City's primary operating fund. It accounts for all financial resources of the general government, except those accounted for in another fund. DEBT SERVICE FUND This fund accounts for the resources accumulated and payments made for principal and interest on long- term general obligation debt of governmental funds. SPECIAL ASSESSMENT IMPROVEMENTS CAPITAL PROJECTS FUND This fund accounts for the cost of capital projects and the special assessments and subsequent assessment collections related to those projects. TIF # 7 SW INDUSTRIAL PARK This fund accounts for the cost of capital improvements and subsequent tax increment generated from the increase in value within the boundaries of the TIF. The City reports the following major enterprise funds: TRANSIT UTILITY FUND This fund accounts for the operations of a bus transit system for the City of Oshkosh. Financing is provided through user fees, federal and state grants, and general property taxes. WATER UTILITY FUND This fund accounts for the construction, operation and maintenance of the City owned water facilities. SEWER UTILITY FUND This fund accounts for the construction, operation and maintenance of the City owned sewerage facilities. STORM WATER UTILITY FUND This fund accounts for the construction, operation and maintenance of the City owned storm water facilities. The City also reports the following fund types: INTERNAL SERVICE FUND This fund accounts for the financing of goods and services provide by one department to other City departments or to other governments on a cost reimbursement basis. AGENCY FUND This fund accounts for the current year tax levy collectible in the subsequent year for the City and in a custodial capacity as an agent on behalf of others. .~ CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 3. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions. Internally dedicated resources are reported as genera! revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's enterprise funds are charges to customers for services. Operating expenses for enterprise funds include the cost of services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources, as they are needed. 4. Assets, Liabilities, Deferred Inflows/Outflows of Resources and Net Position or Fund Balance a. Cash and Investments Cash and investments are combined in the financial statements. Cash deposits consist of demand and time deposits with financial institutions and are carried at cost. Investments are stated at fair value. Fair value is the amount at which a financial instrument could be exchanged in a current transaction between willing parties, other than in a forced or liquidation sale. For purposes of the statement of cash flows, all cash deposits and highly liquid investments (including restricted assets) with a maturity of three months or less from date of acquisition are considered to be cash equivalents. b. Accounts Receivable Accounts receivable are recorded at gross amount with uncollectible amounts recognized under the direct write-off method. No allowance for uncollectible accounts has been provided since it is believed that the amount of such allowance would not be material to the basic financial statements. 41 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) c. Interfund Receivables and Pavables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" and "due to other funds" in the fund financial statements. Noncurrent portions of the interfund receivables for the governmental funds are reported as "advances to other funds" and are offset by nonspendable fund balance since they do not constitute expendable available financial resources and therefore are not available for appropriation. The amount reported on the statement of net position for internal balances represents the residual balance outstanding between the governmental activities and business-type activities. d. Inventories Inventories are recorded at cost, which approximates market, using the first-in, first-out method. Inventories consist of expendable supplies held for consumption. The cost is recorded as an expenditure at the time individual inventory items are consumed rather than when purchased. Inventories of governmental fund types in the fund financial statements are offset by nonspendable fund balance accounts to indicate that they do not represent spendable available financial resources. e. Prepaid Items Payments made to vendors that will benefit periods beyond the end of the current fiscal year are recorded as prepaid items. Prepaid items of governmental fund types in the fund financial statements are offset by nonspendable fund balance accounts to indicate that they do not represent spendable available financial resources. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of $1,500 or higher and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Depreciable capital assets of the City are depreciated using the straight-line method over the following estimated useful lives: Governmental Business-Type Activities Activities Years Assets Buildings, systems and land improvements Machinery and equipment Infrastructure 30 - 80 25 - 88 1 -25 10-25 20 - 35 40 - 150 42 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) g. Compensated Absences The City's policy allows employees to earn one day of sick pay per month of service, accumulating to varying maximum amounts. The City's employees also are granted vacation in varying amounts based on length of service. All vacation and sick leave is accrued when incurred in the government- wide and proprietary fund financial statements. A liability for these amounts is reported in the governmental funds in the fund financial statements only if they have matured, for example, as a result of employee resignations and retirements. h. Deferred Inflows/Outflows of Resources In addition to assets, the statement of net position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future periods) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has two items that qualify for reporting in this category in the government-wide statement of net position. The first is the deferred charge on refunding resulting from the difference in the carrying value of refunded debt and its reacquisition price. This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt. The second item is related to the City's proportionate share of the Wisconsin Retirement System pension plan and is deferred and amortized over the expected remaining service lives of the pension plan participants. In addition to liabilities, the statement of net position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period and so will not be recognized as an inflow of resources (revenue) until that time. The City has one type of item that qualifies for reporting in this category, property taxes. This amount will be recognized as an inflow of resources in the subsequent year for which it was levied. The City also has additional types of items, which arise only under a modified accrual basis of accounting, which qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental funds balance sheet. The governmental funds report unavailable revenues from one source, special assessments. These amounts are deferred and recognized as an inflow of resources in the period the amounts become available. Long-term Obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds. Bonds payable are reported net of the applicable bond premium or discount. Issuance costs are expensed as incurred. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 43 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) j Net Position and Fund Equity Governmental Fund Financial Statements The following classifications describe the relative strength of the spending constraints placed on the purposes for which resources can be used: • Nonspendable fund balance -Amounts that are not in spendable form (such as inventory, prepaid items, or long-term receivables) or are legally or contractually required to be maintained intact. • Restricted fund balance -Amounts that are constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions, or by enabling legislation. • Committed fund balance -Amounts that are constrained to specific purposes by action of the City Council. These constraints can only be removed or changed by the City Council using the same action that was used to create them. • Assigned fund balance -Amounts that are constrained for specific purposes by action of City management. Residual amounts in any governmental fund, other than the General Fund, are reported as assigned. • Unassigned fund balance -Amounts that are available for any purpose. Unassigned amounts are reported only in the General Fund, unless the fund has a deficit fund balance. City Council establishes (and modifies or rescinds) fund balance commitments by passage of an ordinance or resolution. This is typically done through adoption and amendment of the budget. A fund balance commitment is further indicated in the budget document as a designation or commitment on the fund (such as for special incentives). Assigned fund balance is established by City Council through adoption or amendment of the budget as intended for specific purpose (such as the purchase of capital assets, construction, debt service, or for other purposes). Government-wide and Proprietary Fund Statements Equity is classified as net position and displayed in three components: • Net investment in capital assets -Amount of capital assets, net of accumulated depreciation, and capital related deferred outflows of resources less outstanding balances of any bonds, mortgages, notes, or other borrowings that are attributable to the acquisition, construction, or improvement of those assets and any capital related deferred inflows of resources. • Restricted net position -Amount of net position that is subject to restrictions that are imposed by 1) external groups, such as creditors, grantors, contributors or laws or regulations of other governments or 2) law through constitutional provisions or enabling legislation. • Unrestricted net position -Net position that is neither classified as restricted nor as net investment in capital assets. Use of Restricted Resources When an expense is incurred that can be paid using either restricted or unrestricted resources (net position), the City's policy is to first apply the expense toward restricted resources and then toward unrestricted resources. In governmental funds, the City's policy is to first apply the expenditure toward restricted fund balance and then to other, less-restrictive classification —committed and then assigned fund balances before using unassigned fund balances. .. CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) k. Estimates The preparation of the financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. NOTE B -STEWARDSHIP AND COMPLIANCE Budgets and Budgetary Accounting The City adopted budgets for the General Fund, certain Special Revenue Funds and the Debt Service Fund. These budgets are adopted in accordance with state statutes and are prepared on a basis consistent with generally accepted accounting principles. The budgetary data presented on the Statement of Revenues, Expenditures and Changes in Fund Balances —Budget and Actual reflects the original approved budgets of the above funds and subsequent revision authorized by the City's Common Council. Flexible, annual budgets are approved for Proprietary Funds to provide for financial management. Long-term budgets are adopted for Capital Projects Funds. The following procedures are used in establishing the budgetary data reflected in the financial statements: • In early October, the Finance Director and City Manager submit to the Common Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. • A public hearing is conducted in the Council Chambers to obtain taxpayer comments. • At the second council meeting in November, the budget is legally enacted through passage of a resolution. • The Finance Director is authorized to transfer budget amounts within departments upon City Manager approval; however, any revisions that alter the total expenditures of any fund must be approved by the Common Council. • Formal budgetary integration is employed as a management control device during the year for the General Fund, Special Revenue Funds (except for Business Improvement District, Cable TV Franchise, Historical Marker, Public Works Special, and Community Traffic Safety) and the Debt Service Fund. Budgetary expenditure control is exercised at the department level. • Budgeted amounts are as authorized in the original budget resolution and subsequent revisions authorized by the Common Council. • All appropriations lapse at year end. The City did not have any major violation of legal or contractual provisions for the fiscal year ended December 31, 2015. 45 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE B -STEWARDSHIP AND COMPLIANCE (Continued) 2. Excess of Expenditures Over Budget Appropriations The City had no expenditure accounts that had material budget variances. 3. Deficit Fund Equity The following funds had deficit fund equity as of December 31, 2015: Fund Deficit Fund Special Revenue Funds Street Lighting $ 20,511 Cemetery 57,409 Leach Amphitheater 34,015 Public Works Special Fund 8,071 Community Traffic Safety Grant 395 Capital Projects Funds Special Assessment Improvement 4,637,412 Street Tree 11,818 TIF #18 SW Industrial #3 2,088,005 TIF # 23 SW Industrial Park 629,421 TIF #25 City Center Hotel 1,772,294 TIF #27 North Main Street 84,466 The City anticipates funding the above deficits from future revenues and tax levies of the funds. NOTE C -DETAILED NOTES ON ALL FUNDS 1. Cash and Investments The City maintains various cash and investment accounts, including pooled funds that are available for use by all funds. Each fund's portion of these accounts is displayed in the financial statements as "Cash and investments." Invested cash consists of deposits and investments that are restricted by Wisconsin Statutes to the following: Time deposits; repurchase agreements; securities issued by federal, state and local governmental entities; statutorily authorized commercial paper and corporate securities; and the Wisconsin local government investment pool. .. CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) The carrying amount of the City's cash and investments totaled $148,911,637 on December 31, 2015 as summarized below: Petty cash funds $ 8,885 Deposits with financial institutions 116,546,417 Investments Federal Farm Credit 6,010,680 Federal Home Loan Bank 4,588,115 Federal Home Loan Mortgage Corporation 2,927,732 Federal National Mortgage Association 2,142,045 Money market mutual funds 7,717,866 Municipal bonds 454,641 Mutual funds 3,611,806 Oshkosh Community Foundation 3,296,258 Corporate stocks and bonds 1,573,666 Wisconsin local government pool 33,526 $ 148,911,637 Reconciliation to the basic financial statements: Government-wide Statement of Net Position Cash and investments Restricted cash and investments Fiduciary Funds Statement of Net Position Agency fund $ 77,535,175 33,865,102 37,511,360 $ 148,911,637 Deposits and investments of the City are subject to various risks. Presented below is a discussion of the specific risks and the City's policy related to the risk. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. Wisconsin statutes require repurchase agreements to be fully collateralized by bonds or securities issued or guaranteed by the federal government or its instrumentalities. The City does not have an additional custodial credit risk policy. 47 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Deposits with financial institutions within the State of Wisconsin are insured by the Federal Deposit Insurance Corporation (FDIC) in the amount of $250,000 for time and savings deposits and $250,000 for interest-bearing and noninterest-bearing demand deposits per official custodian per insured depository institution. Deposits with financial institutions located outside the State of Wisconsin are insured by the FDIC in the amount of $250,000 per official custodian per depository. In addition, the State of Wisconsin has a State Guarantee Fund which provides a maximum of $400,000 per public depository above the amount provided by an agency of the U.S. Government. However, due to the relatively small size of the State Guarantee Fund in relation to the Fund's total coverage, total recovery of insured losses may not be available. As of December 31, 2015, $100,110,901 of the City's deposits with financial institutions were in excess of federal and state depository insurance limits. $100,110,901 was collateralized with securities held by the pledging financial institution or its trust department or agent but not in the City's name. Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Wisconsin statutes limit investments in securities to the top two ratings assigned by nationally recognized statistical rating organizations. The City does not have an additional credit risk policy. Presented below is the actual rating as of yearend for each investment type. Exempt Ratings as of Year End From Not Investment Type Amount Disclosure AAA Aa Rated Federal Farm Credit $ 6,010,680 $ - $ 6,010,680 $ - $ - Federal Home Loan Bank 4,588,115 - 4,588,115 - - Federal Home Loan Mortgage 2,927,732 - 2,927,732 - - Federal National Mortgage Assn. 2,142,045 - 2,142,045 - - Money market mutual funds 7,717,866 - - - 7,717,866 Municipal bonds 454,641 - 197,462 257,179 - Mutual funds 3,611,806 - - - 3,611,806 Oshkosh Community Foundation 3,296,258 - - - 3,296,258 Corporate stocks and bonds 1,573,666 - - - 1,573,666 Wisconsin local government investment pool 33,526 - - - 33,526 $ 32,356,335 $ - $ 15,866,034 $ 257,179 $ 16,233,122 Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. .• CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Information about the sensitivity of the fair values of the City's investments to market interest rate fluctuations is provided by the following table that shows the distribution of the City's investments by maturity: Remaining Maturity (in Months) 12 months 13 to 24 25 to 60 More Than Investment Type Amount or Less Months Months 60 Months reaerai rarm ~reait Federal Home Loan Bank Federal Home Loan Mortgage Federal National Mortgage Assn. Money market mutual funds Municipal bonds Mutual funds Negotiable Certificates of Deposit Oshkosh Community Foundation Corporate stocks and bonds Wisconsin local government investment pool Totals ~ b,U"I U,btSU ~ - ~ - ~ E~,U"I U,E~t~U ~ - 4,588,115 - 525,352 4,062,763 - 2,927,732 - - 2,927,732 - 2,142,045 - - 2,142,045 - 7,717,866 7,717,866 - - - 454,641 - - 190,381 264,260 3,611,806 3,611,806 - - - 5,991,502 5,214,862 776,640 - 3,296,258 3,296,258 - - - 1,573,666 1,573,666 - - - 33,526 33,526 - - - $ 38,347,837 $ 21,447,984 $ 1,301,992 $ 15,333,601 $ 264,260 Investments with Fair Values Highly Sensitive to Interest Rate Fluctuations The City's investments in Federal Farm Credit, Federal Home Loan Bank, Federal Home Loan Mortgage and Federal National Mortgage Association securities are highly sensitive to interest rate fluctuations. Investment in Wisconsin Local Government Investment Pool The City has investments in the Wisconsin local government investment pool of $33,526 at year-end. The Wisconsin local government investment pool (LGIP) is part of the State Investment Fund (SIF), and is managed by the State of Wisconsin Investment Board. The SIF is not registered with the Securities and Exchange Commission, but operates under the statutory authority of Wisconsin Chapter 25. The SIF reports the fair value of its underlying assets annually. Participants in the LGIP have the right to withdraw their funds in total on one day's notice. At December 31, 2015, the fair value of the City's share of the LGIP's assets was substantially equal to the carrying value. The Redevelopment Authority, as a component unit of the City of Oshkosh, also maintains separate cash and investment accounts as detailed below. Demand Deposits At December 31, 2015, the carrying amount of the Authority's deposits was $150,768 and is held as part of the City's pooled cash. On December 31, 2015, the Authority held U. S. Treasury Obligation mutual funds of $636,000. These obligations are unrated and will mature within 12 months. 49 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) 2. Restricted Assets Restricted assets on December 31, 2015 totaled $33,865,102 and consisted entirely of cash and investments for the following purposes. Water Utility Debt proceeds restricted for capital outlay $ 7,755,676 Bond redemption fund 3,110,401 Depreciation fund 138,099 11, 004,176 Sewer Utility Debt proceeds restricted for capital outlay 7,309,697 Bond redemption fund 2,675,102 Replacement fund 1,898,153 11, 882, 952 Storm Water Utility Debt proceeds restricted for capital outlay 6,291,942 Bond redemption fund 4,686,032 10,977,974 Total Restricted Assets $ 33,865,102 3. Property Taxes Property taxes are recorded in the year levied as receivables and deferred inflows of resources in the respective funds. They are recognized in the appropriate funds as revenues in the succeeding year when services financed by the levy are provided. In addition to property taxes for the municipality, taxes are collected for and remitted to the State and County governments as well as the local and vocational school districts. The receivables and liabilities for these taxes are recorded in an Agency Fund. Taxes for all State and local governmental units billed in the current year for the succeeding year are reflected as due to other governments on the accompanying balance sheet. Taxes are levied in December on the assessed value as of the prior January 1. Property tax calendar - 2015 tax roll: Lien date and levy date Tax bills mailed Payment in full, or: First installment due Second installment due Third installment due Fourth installment due Personal property taxes in full Tax settlements: Initial settlement Second, third and fourth settlement Final settlement Tax deed by County -- 2015delinquent real estate taxes December 31, 2015 On or after December 1, 2015 January 31, 2016 March 31, 2016 May 31, 2016 July 31, 2016 January 31, 2016 January 15, 2016 20 days after the collection date August 20, 2016 October 1, 2019 50 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Property Tax Levy Limit Wisconsin State Statutes provide for a limit on the property tax levies for all Wisconsin cities, villages, towns and counties. For the 2015 and 2016 budget years, Wisconsin Statutes limit the increase in the maximum allowable tax levy to the change in the City's January 1 equalized value as a result of net new construction. The actual limit for the City for the 2015 budget was 0.94%. The actual limit for the City for the 2016 budget was 0.33%. Debt service for debt authorized after July 1, 2005 is exempt from the levy limit. In addition, Wisconsin Statutes allow the limit to be increased for debt service authorized prior to July 1, 2005 and in certain other situations. 4. Capital Assets Capital asset activity for the year ended December 31, 2015 was as follows: Primary Government Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets not being depreciated Land $ 18,604,082 $ 1,407,065 $ - $ 20,011,147 Construction in progress 20,829,179 6,468,172 17,548,379 9,748,972 Total capital assets not being depreciated 39,433,261 7,875,237 17,548,379 29,760,119 Capital assets being depreciated Buildings and systems Infrastructure Machinery and equipment Total assets being depreciated 48,016,149 19,150,684 549,736 66,617,097 75,177,331 5,234,912 4,228,545 76,183,698 54,543,040 2,757,124 1,246,864 56,053,300 177,736,520 27,142,720 6,025,145 198,854,095 Less accumulated depreciation for: Buildings and systems Infrastructure Machinery and equipment Total accumulated depreciation Total capital assets being depreciated, net 15;121,413 1,176,048 359,483 15,937,978 34,930,042 4,875,413 4,228,545 35;576,910 31,477,672 3,232,559 1,246,864 33,463,367 81,529,127 9,284,020 5,834,892 84,978,255 96,207,393 17,858,700 190,253 113,875,840 Governmental activities capital assets, net $ 135,640,654 $ 25,733,937 $ 17,738,632 Less long-term debt, deferred outflows, and premium on debt outstanding Net investment in capital assets Depreciation expense was charged to functions of the primary government as follows: Governmental activities: General government $ 384,465 Public safety 1,161,110 Public works 5,934,502 Parks and recreation 1,307,450 Community development 496,493 Total depreciation expense -governmental activities $ 9,284,020 143,635,959 1f17 4.r,1 RAF $ ~~ 1R4 1~~ 51 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Business-type activities: Capital assets not being depreciated Land Construction in progress Total capital assets not being depreciated Capital assets being depreciated Buildings, systems, land improvements Machinery and equipment Total assets being depreciated Less accumulated depreciation for: Buildings, systems, land improvements Machinery and equipment Total accumulated depreciation Total capital assets being depreciated, net Business-type activities capital assets, net Primary Government Beginning Ending Balance Increases Decreases Balance $ 11,683,081 $ 1,965,379 $ - $ 13,648,460 12,620,410 18,672,421 21,694,353 9,598,478 24,303,491 20,637,800 21,694,353 23,246,938 306,392,328 21,325,270 1,791,052 325,926,546 44,677,860 1,072,815 225,169 45,525,506 351,070,188 22,398,085 2,016,221 371,452,052 76,233,854 6,552,947 1,791,052 80,995,749 32,926,782 1,995,095 225,169 34,696,708 109,160,636 8,548,042 2,016,221 115,692,457 241,909,552 13,850,043 - 255,759,595 $ 266,213,043 $ 34,487,843 $ 21,694,353 279,006,533 Less long-term debt, deferred outflows, and premium on debt outstanding Net investment in capital assets Depreciation expense was charged to functions of the primary government as follows: Business-type activities: Transit utility Water utility Water utility charged to other operating accounts Sewer utility Storm water utility Other Total depreciation expense -business-type activities 5. Notes receivable 155.155.384 $ 123,851,149 $ 390,579 3,041,395 122,824 3,081,289 1,621,555 290.400 $ 8,548,042 Notes receivable of $4,054,712 in the Community Development Block Grant and Rental Rehabilitation Loan Program special revenue funds represents noninterest bearing loans made to City residents as part of the City's participation in the Community Block Grant Program for residential rehabilitation. These notes are payable to the City at the time the property is sold or at the time the property is no longer occupied by the owner and is due to the funding agency upon termination of the program. 52 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) 6. Long-term Obligations The following is a summary of changes in long-term obligations of the City for the year ended December 31, 2015: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities: General obligation bonds and notes $ 115,083,340 $ 19,390,000 $ 17,772,383 $ 116,700,957 $ 11,039,440 Premium on debt issued 733,994 483,527 61,016 1,156,505 87,472 Total bonds and notes payable 115,817,334 19,873,527 17,833,399 117,857,462 11,126,912 Other liabilities Unused vacation and sick leave credits 3,524,291 1,149,611 - 4,673,902 - Accrued OPEB obligation 4,868,160 504,120 224,771 5,147,509 - Total other liabilities 8,392,451 1,653,731 224,771 9,821,411 - Total governmental activities long-term obligations $ 124,209,785 $ 21,527,258 $ 18,058,170 $ 127,678,873 $ 11,126,912 Business-type activities: Bonds payable General obligation debt Transit utility $ 888,275 $ - $ 72,443 $ 815,832 $ 63,187 Water utility 8,422,860 1,755,000 2,747,194 7,430,666 1,012,486 Sewer utility 10,990,030 3,065,000 4,115,864 9,939,166 1,072,414 Storm water utility 8,379,768 - 746,844 7,632,924 713,913 Parking utility 55,876 - 28,224 27,652 554 Oshkosh Redevelopment 1,195,000 - 185,000 1,010,000 190,000 Industrial Park 2,200,000 - 355,000 1,845,000 365,000 Golf course 13,809 - 5,475 8,334 5,714 Total general obligation debt 32,145,618 4,820,000 8,256,044 28,709,574 3,423,268 Premium on debt issued - 1,390,295 32,071 1,358,224 91,190 Revenue bonds Water utility 46,893,715 6,660,000 3,807,638 49,746,077 4,424,579 Sewer utility 31,283,122 9,703,977 1,797,902 39,189,197 2,266,863 Storm water utility 50,240,000 13,115,000 4,990,000 58,365,000 2,530,000 Total revenue bonds 128,416,837 29,478,977 10,595,540 147,300,274 9,221,442 Total bonds and notes payable 160,562,455 35,689,272 18,883,655 177,368,072 12,735,900 Other liabilities Unused vacation and sick leave credits 698,782 - 69,933 628,849 - Total business-type activities long-term obligations $ 161,261,237 $ 35,689,272 $ 18,953,588 $ 177,996,921 $ 12,735,900 Total interest paid during the year on long-term debt totaled $9,378,763. 53 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) General Obligation Debt General obligation debt currently outstanding is detailed as follows: Balance Outstanding Date of Interest Principal Interest Original December 31, Type Issue Rate Payable Payable Amount 2015 Refunding bonds: 9/1/2005 3.75 - 4.125 12/1/06 - 20 6/1 - 12/1 18,335,000 $ 5,515,000 8/25/2010 2.00 - 3.25 12/1/11 - 6/1/24 6/1 - 12/1 12,620,000 6,400,000 8/26/2010 0.75 - 3.90 12/1 /11 - 21 6/1 - 12/1 8,420,000 4,930,000 3/16/2011 2.00 - 3.50 12/1/12 - 22 6/1 - 12/1 8,490,000 5,970,000 3/16/2011 2.00 - 4.70 12/1 /12 - 23 6/1 - 12/1 6,350,000 4,200,000 6/28/2012 0.40 - 3.00 12/1 /13 - 27 6/1 - 12/1 5,595,000 4,050,000 Corporate purpose bonds: 3/1 /2004 3.00 - 5.75 12/1 /05 - 23 6/1 - 12/1 6,480,000 370,000 2/8/2005 3.25 - 4.50 12/1 /06 - 24 6/1 - 12/1 7,395,000 395,000 3/1/2006 4.00 - 4.50 12/1/07 - 25 6/1 - 12/1 9,265,000 475,000 3/1 /2006 5.15 - 5.40 12/1 /07 - 25 6/1 - 12/1 1,995,000 1,280,000 3/1/2007 4.00 - 5.00 12/1/08 - 26 6/1 - 12/1 7,950,000 390,000 3/1/2008 4.00 - 4.75 12/1/09 - 27 6/1 - 12/1 5,105,000 495,000 5/1 /2009 2.00 - 5.75 12/1 /09 - 28 6/1 - 12/1 16,740,000 11,340,000 9/2/2010 0.75 - 5.20 8/1/11 - 30 2/1 - 8/1 9,140,000 7,540,000 11/1/2011 2.00 - 4.00 6/1/12 - 31 6/1 - 12/1 9,965,000 8,115,000 11 /1 /2012 2.00 - 3.00 12/1 /13 - 31 6/1 - 12/1 12,480,000 10,435,000 12/4/2013 2.00 - 4.00 12/1/13 - 33 6/1 - 12/1 9,080,000 8,365,000 11 /5/2014 2.00 - 3.00 12/1 /15 - 33 6/1 - 12/1 14,455,000 14,050,000 7/15/2015 2.00 - 4.00 12/1 /16 - 34 6/1 - 12/1 18,750,000 18,750,000 Promissory notes: 5/31/2005 5.00 3/15/07 - 25 3/15 200,000 122,690 3/1 /2007 4.00 12/1 /08 - 16 6/1 - 12/1 3,375,000 435,000 3/1 /2008 3.25 - 4.00 12/1 /09 - 17 6/1 - 12/1 1,565,000 400,000 5/1/2009 2.00 - 4.50 12/1/10 - 18 6/1 - 12/1 2,945,000 965,000 9/2/2010 0.80 - 3.55 8/1/11 - 20 2/1 - 8/1 4,150,000 2,625,000 11/1/2011 2.35 6/1/12 - 21 6/1 - 12/1 2,895,000 1,820,000 11/1/2012 2.00 12/1/13 - 21 6/1 - 12/1 3,660,000 2,435,000 3/8/2013 2.75 3/15/14-22 3/15 2,000,000 1,600,880 4/3/2013 2.75 3/15/14-23 3/15 640,000 524,771 11 /19/2013 2.75 3/15/14-23 3/15 2,644,100 2,401,389 12/4/2013 2.00-3.00 12/1/14-23 6/1-12/1 1,690,000 1,370,000 8/22/2014 4.25 3/15/15 - 34 3/15 10,233,802 9,875,801 11/5/2014 2.00 12/1/15 - 23 6/1 - 12/1 2,615,000 2,310,000 2/17/2015 3.50 3/15/16-24 3/15 1,250,000 1,250,000 7/15/2015 2.00-3.00 12/1/16-24 6/1 - 12/1 4,210,000 4,210,000 145,410,531 Less amounts related to Enterprise Funds 28,709,574 $ 116.700.957 54 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Annual principal and interest maturities of the outstanding general obligation debt on December 31, 2015 are detailed below: Year Ended Governmental Activities Business-type Activities Build America Total December 31, Principal Interest Principal Interest Bonds Credit Principal Interest 2016 $ 11,039,440 $ 3,987,633 $ 3,423,268 $ 1,115,393 $ (360;836) $ 14,462,708 $ 4,742,190 2017 10,955,501 3,462,877 3,330,322 947,370 (335,931) 14,285,823 4,074,316 2018 10,755,432 3,139,874 3,346,611 843,510 (307,850) 14,102,043 3,675,534 2019 10,647,489 2,825,417 3,148,376 735,371 (277,449) 13,795,865 3,283,339 2020 10,366,897 2,509,407 2,899,156 630,923 (250,583) 13,266,053 2,889,747 2021-2025 35,442,869 8,381,546 8,951,372 1,838,651 (879,186) 44,394,241 9,341,011 2026-2030 19,172,098 3,705,117 2,916,906 461,334 (261,496) 22,089,004 3,904,955 2031-2034 8,321,231 687,293 693,563 76,396 - 9,014,794 763,689 $ 116,700,957 $ 28,699,164 $ 28,709,574 $ 6,648,948 $ (2,673,331) $ 145,410,531 $ 32,674,781 Enterprise Funds -Revenue Bonds The City has issued Revenue Bonds as detailed on the next page. These bonds are considered special obligations of the City payable solely from net customer revenues of the respective Utility's operations and do not constitute debt which the faith and credit or taxing powers of the City are pledged. In accordance with the resolutions which authorized the issuance of the debt issues, the City agreed to, among other things, faithfully and punctually perform all duties with reference to the respective Utilities required by the Constitution and Statutes of the State of Wisconsin, including the making and collecting of reasonable and sufficient rates lawfully established for services rendered by the respective Utilities, and to segregate the revenues of the respective Utilities and apply them to the respective funds described in the authorizing Resolution. In addition, the borrowing resolution included restrictive investment provisions requiring fully insured or collateralized investments. 55 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Balance Year outstanding of Interest Principal Interest Original December 31, Type Issue Rate payable payable amount 2015 Water Safe Drinking Revenue Bond 1998 2.64 5/01/99 - 19 5/1 & 11/1 $11,913,672 $ 2,294,196 Sewerage System Revenue Clean Water 1999 2.64 5/01/00 - 19 5/1 & 11/1 3,025,930 777,049 Water Safe Drinking Revenue Bond 2000 2.97 5/01/01 - 19 5/1 & 11/1 13,636,364 3,531,848 Water Safe Drinking Revenue Bond 2001 2.75 5/01/02 - 21 5/1 & 11/1 3,483,913 1,249,760 Water Utility Revenue Bonds 2004 2.396 5/01/05 - 24 5/1 & 11/1 1,989,231 1,735,349 Water Utility Refunding Bond 2006 4.0 - 4.5 1/01/07 - 26 1/1 & 7/1 12,705,000 8,395,000 Water Safe Drinking Revenue Bond 2008 2.365 5/01/10 - 28 5/1 8 11/1 1,344,824 5,340,272 Storm Water Revenue Bond 2010 0.70 - 5.20 5/01/11 - 30 5/1 & 11/1 20,800,000 16,885,000 Water Utility Refunding Bond 2010 0.85 - 5.15 1/01/11 - 30 1/1 & 7/1 5,740,000 4,615,000 Sewerage System Revenue Bonds 2010 0.85 - 5.15 5/01/11 - 30 5/1 & 11/1 4,890,000 3,985,000 Sewerage System Revenue Bonds 2011 2.0 - 4.0 5/01/12 - 31 5/1 & 11/1 8,290,000 6,365,000 Water Utility Revenue Bonds 2011 0.85 - 5.15 1/01/13 - 31 1/1 & 7/1 6,510,000 5,355,000 Storm Water Revenue Bond 2012 3.00 - 3.12 5/01/13 - 32 5/1 & 11/1 20,800,000 6,025,000 Sewerage System Revenue Bonds 2012 2.25 - 3.00 5/01/13 - 32 5/1 & 11/1 8,290,000 5,405,000 Water Utility Revenue Bonds 2012 2.25 - 3.125 1/01/14 - 32 1/1 & 7/1 5,430,000 4,935,000 Storm Water Revenue Bond 2013 3.00 - 4.125 1/01/14 - 33 5/1 & 11/1 15,220,000 14,265,000 Sewerage System Revenue Bonds 2013 2.00 - 4.125 1/01/14 - 33 5/1 8 11/1 4,175,000 3,800,000 Water Utility Revenue Bonds 2013 2.00 - 4.125 1/01/15 - 33 1/1 & 7/1 3,785,000 3,575,000 Storm Water Revenue Bond 2014 2.00 - 4.00 5/1/15-34 5/1 & 11/1 8,300,000 8,075,000 Sewerage System Revenue Bonds 2014 2.00 - 4.00 5/1/15-34 5/1 & 11/1 5,980,000 5,700,000 Water Utility Revenue Bonds 2014 2.00 - 4.00 1/1/16-34 1/1 & 7/1 3,795,000 3,795,000 56 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Balance Year outstanding of Interest Principal Interest Original December 31, Type Issue Rate payable payable amount 2015 Sewerage System Revenue Clean Water Storm Water Utility Revenue Clean Water Sewerage System Revenue Clean Water Water System Revenue Clean Water 2014 2.625 5/01/15 - 34 5/1 & 11/1 4,726,801 2015 3.00-4.00 5/01/1 6 - 35 5/1 & 11/1 13,115,000 2015 2.00-4.00 5/01/16 - 35 5/1 & 11/1 6,695,000 2015 3.00-4.00 1/1/16 - 35 1/1 & 7/1 6,660,000 4,726,800 13,115,000 6,695,000 Annual principal and interest maturities of the outstanding revenue bonds on December 31, 2015 are detailed below: Business-type Activities Year Ended Build America December 31, Principal Interest Bonds Credit Total 2016 $ 9,221,442 $ 4,996,898 $ (376,172) $ 13,842,168 2017 9,554,194 4,674,611 (364,331) 13,864,474 2018 9,843,922 4,393,623 (350,551) 13,886,994 2019 9,360,218 4,103,403 (334,251) 13,129,370 2020 8,501,064 3,815,929 (315,579) 12,001,414 2021-2025 41,875,430 14,661,070 (1,243,403) 55,293,097 2026-2030 38,992,019 7,261,841 (484,430) 45,769,430 2031-2035 19,951,985 1,360,128 - 21,312,113 $ 147,300,274 $ 45,267,503 $ (3,468,717) $ 189,099,060 Utility Revenues Pledged The City has pledged future water, sewer, and storm water customer revenues, net of specified operating expense, to repay the water, sewer, and storm water revenue bonds. Proceeds from the bonds provided financing for the construction or acquisition of capital assets used with the water, sewer, and storm water utilities. The bonds are payable solely from water, sewer, and storm water net revenues and are payable through 2035. The total principal and interest remaining to be paid on the water bonds is $62,169,774. Principal and interest paid for the current year and total water customer net revenues were $5,315,657 and $8,177,498, respectively. The total principal and interest remaining to be paid on the sewer bonds is $50,740,202. Principal and interest paid for the current year and total sewer customer net revenues were $2,533,885 and $5,548,934, respectively. The total principal and interest remaining to be paid on the storm water bonds is $79,657,801. Principal and interest paid for the current year and total customer net revenues were $4,037,675 and $6,012,791, respectively. Build America Bonds The general obligation debt issued on May 1, 2009 and September 2, 2010 and revenue bonds issued on October 5, 2010 and October 14, 2010 qualifies as Build America Bonds, as described in Section 54AA of the Internal Revenue Code. The interest on the debt is taxable as set forth in the regulations. The City is eligible to receive a 35% subsidy of the annual interest payment from the Federal government. In order to receive this subsidy it is necessary for the City to file a claim form annually. 57 CITY OF OSHKQSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) For the governmental activities, the other long-term liabilities are generally liquidated by the general fund. Legal Margin for New Debt The City's legal margin for creation of additional general obligation debt on December 31, 2015 is as follows: Equalized valuation Margin of indebtedness: 5% of equalized valuation Less outstanding general obligation debt $ 145,410,531 Deduct Debt Service Funds available for debt retirement 976,051 $ 3, 743, 645, 000 $ 187,182,250 144,434,480 Margin of indebtedness $ 42,747,770 Advance Refunding On July 15, 2015, the City issued debt to advance refunded $7,395,000 of General Obligation Bonds, Series 2005A, $7,950,000 of General Obligation Bonds, Series 2007A, and $4,925,000 of General Obligation Bonds, Series 2008A. As a result, the bonds are considered to be defeased and the liability has been removed from the Statement of Net Position. This advance refunding has been undertaken to reduce total debt service payments by $1,193,805 and to obtain an economic gain (difference between the present value of the debt service payments of the refunded and refunding debt) of $558,646. On September 2, 2015, the City issued debt to current refund $4,650,000 of Revenue bonds issued May 1, 2005. This current refunding has been undertaken to reduce total debt service payments by $510,588 and to obtain an economic gain of $271,984. As of December 31, 2015, $20,270,000 of General Obligation Bonds are now considered defeased. Conduit Debt The City has approved the issuance of industrial revenue bonds (IRB) for the benefit of private business enterprises. IRBs are secured by mortgages or revenue agreements on the associated projects and do not constitute indebtedness of the City. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. The amount of IRBs outstanding at the end of the year is maintained by the individual private business enterprises and the lending institutions. Component Unit Lonq-term Debt Information relating to the outstanding long-term debt is as follows: Redevelopment Authority Balance Date of Interest Maturity Original Outstanding Type Issue Rate Date Amount 12/31/15 Taxable redevelopment lease revenue bonds 6/20/2006 6.25% 6/20/2031 $ 6,360,000 $ 6,360,000 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Annual principal maturities of the outstanding debt on December 31, 2015 are detailed below: Year Ending December 31, 2016-2025 Thereafter $ - 6,360,000 $ 6,360,000 The Authority has approved the issuance of Wisconsin Redevelopment Revenue Bonds (WRRB) for the benefit of private business enterprises. WRRBs are secured by mortgages or revenue agreements on the associated projects and do not constitute indebtedness of the Authority or City. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. The amount of WRRBs outstanding at the end of the year is maintained by the individual private business enterprises and the lending institutions. 7. Pension Plan a. Plan Description The WRS is acost-sharing multiple-employer defined benefit pension plan. WRS benefits and other plan provisions are established by Chapter 40 of the Wisconsin Statutes. Benefit terms may only be modified by the legislature. The retirement system is administered by the Wisconsin Department of Employee Trust Funds (ETF). The system provides coverage to all eligible State of Wisconsin, local government and other public employees. All employees, initially employed by a participating WRS employer on or after July 1, 2011, and expected to work at least 1200 hours a year (880 hours for teachers and school district educational support employees) and expected to be employed for at least one year from employee's date of hire are eligible to participate in the WRS. For employees beginning participation on or after January 1, 1990, and no longer actively employed on or after April 24, 1998, creditable service in each of five years is required for eligibility for a retirement annuity. Participants employed prior to 1990 and on or after April 24, 1998, and prior to July 1, 2011, are immediately vested. Participants who initially became WRS eligible on or after July 1, 2011, must have five years of creditable service to be vested. Employees who retire at or after age 65 (54 for protective occupation employees, 62 for elected officials and State executive participants) are entitled to receive an unreduced retirement benefit. The factors influencing the benefit are: (1) final average earnings, (2) years of creditable service, and (3) a formula factor. Final average earnings is the average of the participant's three highest years' earnings. Creditable service is the creditable current and prior service expressed in years or decimal equivalents of partial years for which a participant receives earnings and makes contributions as required. The formula factor is a standard percentage based on employment category. Employees may retire at age 55 (50 for protective occupation employees) and receive reduced benefits. Employees terminating covered employment before becoming eligible for a retirement benefit may withdraw their contributions and forfeit all rights to any subsequent benefits. The WRS also provides death and disability benefits for employees. 59 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) b. Post-Retirement Adjustments The Employee Trust Funds Board may periodically adjust annuity payments from the retirement system based on annual investment performance in accordance with s. 40.27, Wis. Stat. An increase (or decrease) in annuity payments may result when investment gains (losses), together with other actuarial experience factors, create a surplus (shortfall) in the reserves, as determined by the system's consulting actuary. Annuity increases are not based on cost of living or other similar factors. For Core annuities, decreases may be applied only to previously granted increases. By law, Core annuities cannot be reduced to an amount below the original, guaranteed amount (the "floor") set at retirement. The Core and Variable annuity adjustments granted during recent years are as follows: Variable Fund Year Core Fund Adjustment Adjustment 2005 2.6% 7% 2006 0.8% 3% 2007 3.0% 10% 2008 6.6% 0% 2009 (2.1)% (42)% 2010 (1.3)% 22% 2011 (1.2)% 11 2012 (7.0)% (7)% 2013 (9.6)% 9% 2014 4.7% 25% c. Contributions Required contributions are determined by an annual actuarial valuation in accordance with Chapter 40 of the Wisconsin Statutes. The employee required contribution is one-half of the actuarially determined contribution rate for general category employees, including teachers, and Executives and Elected Officials. Required contributions for protective employees are the same rate as general employees. Employers are required to contribute the remainder of the actuarially determined contribution rate. The employer may not pay the employee required contribution unless provided for by an existing collective bargaining agreement. During the reporting period, the WRS recognized $3,187,776 in contributions from the City. Contribution rates as of December 31, 2015 are: Employee Category Employee Employer General 6.8% 6.8% Executives &Elected Officials 7.7% 7.7% Protective with Social Security 6.8% 9.5% Protective without Social Security 6.8% 13.1 .1 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) d. Pension Liabilities, Pension Expense, and Deferred Outflows of Resources Related to Pensions At December 31, 2015, the City reported an asset of $7,821,386 for its proportionate share of the net pension asset. The net pension asset was measured as of December 31, 2014, and the total pension liability used to calculate the net pension asset was determined by an actuarial valuation as of December 31, 2013 rolled forward to December 31, 2014. No material changes in assumptions or benefit terms occurred between the actuarial valuation date and the measurement date. The City's proportion of the net pension asset was based on the City's share of contributions to the pension plan relative to the contributions of all participating employers. At December 31, 2014, the City's proportion was 0.31842486%, which was a decrease of 0.00075854% from its proportion measured as of December 31, 2013. For the year ended December 31, 2015, the City recognized pension expense of $3,089,032. At December 31, 2015, the City reported deferred outflows of resources related to pensions from the following sources: Differences between expected and actual experience Net differences between projected and actual earnings on pension plan investments Changes in proportion and differences between employer contributions and proportionate share of contributions Employer contributions subsequent to the measurement date Total Deferred Outflows of Resources $ 1,133, 858 3,787,493 86,678 3,075,890 $ 8,083,919 The $3,075,890 reported as deferred outflows related to pension resulting from the City's contributions subsequent to the measurement date will be recognized as a reduction of the net pension asset in the year ended December 31, 2016. Other amounts reported as deferred outflows of resources related to pension will be recognized in pension expense as follows: Year ended Deferred Outflows December 31, of Resources 2015 $ 1,142,864 2016 1,142, 864 2017 1,142, 864 2018 1,142, 864 2019 436,573 61 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) e. Actuarial Assumption The total pension liability in the December 31, 2014, actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Actuarial Valuation Date: Measurement Date of Net Pension Asset Actuarial Cost Method: Asset Valuation Method: Long-Term Expected Rate of Return Discount Rate: Salary Increases: Inflation Seniority/Merit Mortality: Post-retirement Adjustments* December 31, 2013 December 31, 2014 Entry Age Fair Market Value 7.2% 7.2% 3.2% 0.2% - 5.8% Wisconsin 2012 Mortality Table 2.1 No post-retirement adjustment is guaranteed. Actual adjustments are based on recognized investment return, actuarial experience and other factors. 2.7 % is the assumed annual adjustment based on the investment return assumption and the post-retirement discount rate. Actuarial assumptions are based upon an experience study conducted in 2012 using experience from 2009 — 2011. The total pension liability for December 31, 2014 is based upon aroll-forward of the liability calculated from the December 31, 2013 actuarial valuation. Long-term Expected Return on Plan Assets. The long-term expected rate of return on pension plan investments was determined using abuilding-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: Long-Term Real Rate of Asset Class Return Target Allocation US Equities 5.3% 21 International Equities 5.7% 23% Fixed Income 1.7°/a 36% Inflation Sensitive Assets 2.3% 20% Real Estate 4.2% 7% Private Equity/Debt 6.9% 7% Multi-Asset 3.9% 6% Cash 0.9% -20% 62 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) Single Discount Rate. A single discount rate of 7.20% was used to measure the total pension liability. This single discount rate was based on the expected rate of return on pension plan investments of 7.20% and a long term bond rate of 3.56%. Because of the unique structure of WRS, the 7.20% expected rate of return implies that a dividend of approximately 2.1 %will always be paid. For purposes of the single discount rate, it was assumed that the dividend would always be paid. The projection of cash flows used to determine this single discount rate assumed that plan member contributions will be made at the current contribution rate and that employer contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Based on these assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments (including expected dividends) of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the City's proportionate share of the net pension asset to changes in the discount rate. The following presents the City's proportionate share of the net pension asset calculated using the discount rate of 7.20 percent, as well as what the City's proportionate share of the net pension asset would be if it were calculated using a discount rate that is 1 -percentage-point lower (6.20 percent) or 1 -percentage-point higher (8.20 percent) than the current rate: 1 %Decrease to Current 1 %Increase to Discount Rate Discount Rate Discount Rate (6.2%) (7.2%) (8.2%) City's proportionate share of the net pension asset (liability) $ (22,065,476) $ 7,821,386 $ 31,424,821 Pension plan fiduciary net position. Detailed information about the pension plan's fiduciary net position is available in separately issued financial statements available at http://legis.wisconsin.gov/lab/ and reference report number 15-11. At December 31, 2015 the City of Oshkosh reported a payable of $623,391 for the outstanding amount of contributions to the pension plan for the year ended December 31, 2015. 63 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE C -DETAILED NOTES ON ALL FUNDS (Continued) 8. InterFund Balances and Activity InterFund receivables and payables at December 31, 2015 were as follows: General fund Special assessment improvement capital projects TIF #7 SW Industrial Park Nonmajor Governmental Funds Special revenue funds Capital projects funds Permanent fund Total governmental activities Due From Due to Other Funds Other Funds $ 1,299,028 $ 160,925 - 4,805,453 12,822,549 - 112,441 419,002 50, 000 4, 574, 587 905 162, 441 14,284,923 10,122,408 Water utility fund 909,759 77,799 Sewer utility fund 317,225 480,527 Storm water utility 93,771 1,622,522 Nonmajor Enterprise Funds - 3,302,422 Total business-type activities 1,320,755 5,483,270 Totals $ 15,605,678 $ 15,605,678 The outstanding balances between funds result mainly from the time lag between the dates that 1) interFund goods and services are provided or reimbursable expenditures occur, 2) transactions are recorded in the accounting system, and 3) payments between funds are made. Transfers within the reporting entity are substantially for the purposes of subsidizing operating functions, funding capital acquisitions or maintaining debt service on a routine basis. Resources are accumulated in a fund to support and simplify the administration of various projects. The government-wide statement of activities eliminates as reported within the segregated governmental and business-type activities columns. Only transfers between the two columns appear in this statement. The following schedule reports transfers within the reporting entity: Transfer to Governmental Activities Business-type transfers from General Nonmajor Activities Total Governmental activities: Debt service fund TIF #7 SW Industrial Park Nonmajor governmental funds Business-type activities: Water utility enterprise fund $ 8,748,227 $ 148,887 - 4,419,898 6,728 2,670,274 1,000,000 - $ - $ 8,897,114 - 4,419,898 11,827 2,688,829 - 1,000,000 Total transfers to: $ 9,754,955 $ 7,239,059 $ 11,827 $ 17,005,841 64 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE D -OTHER INFORMATION Other Post-Retirement Benefits a. Police-Fire Pension Fund The City currently provides contributions to the Wisconsin Retirement Fund for employees formerly covered under the City sponsored and administered Police -Fire pension fund. In accordance with the statute terminating the pension funds, the City chose a "pay-as-you-go" basis for pension contributions in which payments are made to the Wisconsin Retirement Fund as the benefits become due and payable to the participants of the terminated plan. The total expense for 2015 was approximately $51,859. The total estimated future cost to the City of this plan as of December 31, 2015 is not determinable. b. Health Care Plan Description -The City provides health care insurance coverage for employees who retire until they reach the age of 65. The retired employee contributes 100% of the premium for family coverage or 100% of the premium for single coverage. There are 563 active and 45 retired employees in the plan. Annual OPEB Cost and Net OPEB Obligation -The City's annual other post-employment benefit (OPEB) cost (expense) is calculated based on the annual required contribution (ARC), and the amount actuarially determined in accordance with the parameters of GASB Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities over a period not to exceed thirty years. The following table shows the components of the City's annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the City's net OPEB obligation. Component Amount Annual required contribution $ 597,745 Interest on net OPEB 143,794 Adjustment to annual required contribution (237,419) Annual OPEB cost (expense) 504,120 Contributions made (224,771) Change in net OPEB obligation 279,349 OPEB obligation -January 1 4,868,160 OPEB obligation -December 31 $ 5,147,509 65 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE D -OTHER INFORMATION (Continued) The annual required contribution for the current year was determined as part of the December 31, 2014 actuarial valuation using the unit credit actuarial cost method. The actuarial assumptions included (a) 3.0% discount rate, and (b) medical trend rate with initial rate at 5.5% and ultimate rate at 4.4%. The actuarial methods and assumptions used include techniques that are designed to reduce the effect of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with along-term perspective of the calculations. The unfunded actuarial accrued liability is being amortized of projected net retiree medical claims cost (and net administrative costs). The remaining amortization period at December 31, 2015 is 30 years, and the remaining amount is $5,345,806. Trend Information -The City's annual OPEB cost, the percentage of the annual OPEB cost contributed to the plan, and the net OPEB obligation for 2015 is as follows: Percentage Annual of Annual Year OPEB OPEB Cost Net OPEB Ended Cost Contributed Obligation 12/31 /2013 1,181, 708 41.87% 4, 519, 616 12/31 /2014 487,162 43.86% 4,868,160 12/31 /2015 504,120 44.59% 5,147, 509 Funded Status and Funding Progress - As of December 31, 2014, the most recent actuarial valuation date, the City's unfunded actuarial accrued liability (UAAL) was $5,345,806. Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future, such as assumptions about future terminations, mortality, and healthcare cost trends. Actuarially determined amounts are subject to continual revision as actuarial results are compared with past experience and new estimates are made about the future. The City will not directly pay out the benefit amount since the retirees pay their entire premium. The benefit that the retirees receive are included within the City's annual premiums. Actuarial Methods and Assumptions -Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effect of short- term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long- term perspective of the calculations. Additional information as of the latest actuarial valuation follows: Valuation date Actuarial cost method Amortization method Remaining amortization period Actuarial assumptions - Investment rate of return Medical trend rate December 31, 2014 Unit Credit Level 30 years 3.0% initial - 5.5% ultimate - 4.4% .. CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE D -OTHER INFORMATION (Continued) 2. Risk Mana. eq ment The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the government carries commercial insurance. The City completes an annual review of its insurance coverage to ensure adequate coverage. 3. Contingencies a. The City participates in a number of federal and state assisted grant programs. These programs are subject to program compliance audits by the grantors or their representatives. Accordingly, the City's compliance with applicable grant requirements will be established at some future date. The amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time although the City expects such amounts, if any, to be immaterial. b. From time to time, the City is party to other various pending claims and legal proceedings. Although the outcome of such matters cannot be forecast with certainty, it is the opinion of management and legal counsel that the likelihood is remote that any such claims or proceedings will have a material adverse effect on the City's financial position or results of operations. 4. Self-insured medical care coverage plan The City maintains aself-insured medical care coverage plan for its employees. The City has established the Hospital Insurance Fund (an Internal Service Fund) to account for the financing of its uninsured risked of loss. Under this program, the Hospital Insurance Fund provides coverage up to a maximum of $75,000 per contract. The City purchases commercial insurance for claims in excess of coverage provided by the Fund. All funds of the City participate in the program and are charged amounts needed to pay prior —and current -year claims and to establish a reserve for future insurance costs. That reserve was $1,848,284 at December 31, 2015 and is reported as the net position balance of the Internal Service Fund. The claims liability of $800,000, reported in the Fund at December 31, 2015, is based on the requirements of Governmental Accounting Standard Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. Changes in the Funds' claims liability amount in 2015 were: Current Year Beginning Claims and Balance at Year of Fiscal Changes in Claim Fiscal Ended Year Liabilit Estimates Pa ments Year End 12/31 /2015 $800,000 $9,604,962 12/31/2014 $800,000 $9,188,047 $9,604,962 $800,000 $9,188,047 $800,000 67 CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE D -OTHER INFORMATION (Continued) 5. Cumulative Effect of Change in Accounting Principles The City has adopted GASB Statement No. 68, Accounting and Financial Reporting for Pensions — An Amendment of GASB Statement No. 27 and Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date — An Amendment of GASB Statement No. 68, which revised and established new financial reporting requirements for governments that provide their employees with pension benefits. The new standards recognize pension costs as employment services are provided, rather than when the pensions are funded. The cumulative effect of this change is summarized below: Business-type Activities Governmental Transit Water Sewer Stormwater Parking Golf Activities Utility Utility Utility Utility Utility Course Total Total Net Pension Asset $10,830,966 $444,661 $510,101 $542,342 $ 203,293 $10,099 $42,338 $1,752,834 $12,583,800 Deferred Outflows of Resources 2,720,452 116,917 131,230 145,311 56;592 2,672 11,567 464,289 3,184,741 Total Cumulative Effect of Change in Accounting Principle $13,551,418 $561,578 $641,331 $687,653 $ 259,885 $12,771 $53,905 $2,217,123 $15,768,541 6. Upcoming Accounting Pronouncements In February 2015, the Governmental Accounting Standards Board (GASB) issued Statement No. 72, Fair Value Measurement and Application. Statement No. 72 requires measurement of certain assets and liabilities at fair value using a consistent and more detailed definition of fair value and acceptable valuation techniques. This Statement also requires disclosures about the impact of fair value measurements on a government's financial position. GASB Statement No. 72 is required to be adopted for years beginning after June 15, 2015. The City is currently evaluating the impact this standard will have on the financial statements when adopted. In June 2015, the GASB issued two new standards addressing accounting and financial reporting for post-employment benefits other than pensions (OPEB). GASB Statement No. 74, Financial Reporting for Post-employment Benefit Plans Other Than Pension Plans, addresses reporting by OPEB plans whereas GASB Statement No. 75, Accounting and Financial Reporting for Post-employment Benefits Other Than Pensions, addresses accounting and reporting by employer governments that provide OPEB benefits to their employees. The City will, after adoption of GASB No. 75, recognize on the face of the financial statements its net OPEB liability. GASB No. 74 is effective for fiscal years beginning after June 15, 2016 whereas GASB No. 75 is effective one year later. The City is currently evaluating the impact these standards will have on the financial statements when adopted. .: CITY OF OSHKOSH, WISCONSIN Notes to Basic Financial Statements December 31, 2015 NOTE D -OTHER INFORMATION (Continued) Subsequent Events On May 25, 2016 the City issued $7,950,000 of general obligation bonds, for which a portion of the proceeds will be used to finance capital improvement projects and a portion will be used to call the outstanding balance of the 2005 general obligation refunding bonds. The bonds are payable through 2035 at interest rates ranging from 2.00% - 4.00%. On that same day, the City also issued $4,700,000 of general obligation notes, the proceeds of which will be used to finance capital improvement projects. The notes are payable through 2025 at interest rates of 2.00% - 4.00%. On July 6, 2016, the City issued $9,850,000 of general obligation refunding bonds, the proceeds of which will be used to call the outstanding balance of the August 22, 2014 state trust fund note. The bonds are payable through 2034 at interest rates ranging from 2.25% - 3.00%. On July 6, 2016 the City also issued $10,045,000 of sewer system revenue bonds, the proceeds of which will be used to finance improvements and extensions of the City's sewer system. The bonds are payable through 2036 at interest rates ranging from 2.00% - 3.00%. On July 19, 2016, the City issued $711,300 of general obligation notes, to proceeds of which will be used to finance capital improvement projects. The notes are payable through 2026 at an interest rate of 3.00%. On July 20, 2016 the City issued $5,175,000 of storm water utility revenue bonds, the proceeds of which will be used to finance improvements and extensions of the City's storm water system. The bonds are payable through 2036 at interest rates ranging from 2.00% - 3.00°/o. On that same day, the City also issued $6,835,000 of water system revenue bonds, the proceeds of which will be used to finance improvements and extensions of the City's water system. The bonds are payable through 2036 at interest rates ranging from 2.00% - 3.00%. .• RE QUIRE D SUP P LE ME NTAR Y INFORM AT ION CITY OF OSHKOSH, WISCONSIN Schedule of Other Post Employment Benefit Plan Information Schedule of Funding Progress December 31, 2015 (4) (2) Unfunded UAAL Actuarial Actuarial as a Actuarial (1) Accrued (3) Accrued Percentage Valuation Actuarial Liability Funded Liability (5) of Covered Date Value of (AAL) Entry Ratio (UAAL) Covered Payroll December 31, Assets A e Normal (1 / (2 2 - 1 Pa roll 4 / 5 2010 $ - $ 10,867,464 0.00% $ 10,867,464 2012 - 11,550,920 0.00% 11,550,920 2014 - 5,345,806 0.00% 5,345,806 See Notes to Required Supplementary Information N/A N/A N/A N/A N/A N/A 70 CITY OF OSHKOSH, WISCONSIN Schedule of Other Post Employment Benefit Plan Information Schedule of Employer Contributions December 31, 2015 Year Ended Employer Contribution Percentage December 31, Contributions (ARC) Contributed 2013 $ 386,594 $ 1,254,459 30.8% 2014 138,618 575,445 24.1 2015 224, 771 597, 745 37.6% See Notes to Required Supplementary Information 71 CITY OF OSHKOSH, WISCONSIN Schedule of Proportionate Share of the Net Pension Asset Wisconsin Retirement System Last 10 Fiscal Years* 2015 Proportion of the net pension asset 0.31842486% Proportionate share of the net pension asset $ 7,821,386 Covered-employee payroll $ 34,551,515 Plan fiduciary net position as a percentage of the total pension asset 102.74% * The amounts presented for each fiscal year were determined as of the calendar year-end of the prior year. See Notes to Required Supplementary Information. 72 CITY OF OSHKOSH, WISCONSIN Schedule of Contributions Wisconsin Retirement System Last 10 Fiscal Years* Contractually required contributions Contributions in relation to the contractually required contributions Contribution deficiency (excess) Covered-employee payroll Contributions as a percentage of covered-employee payroll 2015 $ 3,187, 776 $ 3,187, 776 $ - $ 34,551,515 9.23% '~ The amounts presented for each fiscal year were determined as of the calendar year-end of the prior year. See Notes to Required Supplementary Information. 73 CITY OF OSHKOSH, WISCONSIN Notes to Required Supplementary Information December 31, 2015 NOTE A -GOVERNMENTAL ACCOUNTING STANDARDS BOARD STATEMENT NO. 45 The City implemented GASB Statement No. 45 for the fiscal year ended December 31, 2008. Information for prior years is not available. NOTE B -GOVERNMENTAL ACCOUNTING STANDARDS BOARD STATEMENT NOS. 68 AND 71 The City implemented GASB Statement No. 68, Accounting and Financial Reporting for Pensions — An Amendment of GASB Statement No. 27 and Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date — An Amendment of GASB Statement No. 68 for the fiscal year ended December 31, 2015. Information for prior years is not available. NOTE C -WISCONSIN RETIREMENT SYSTEM There were no changes of benefit terms or assumptions for any participating employer in WRS. 74 S UP P LEM E NT ARY INFOR M ATION CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Governmental Funds December 31, 2015 ASSETS Cash and investments Receivables Taxes Accounts Loans Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Due to other governments Total Liabilities Deferred Inflows of Resources Property Taxes Fund Balances Restricted for Retirement of long-term debt Construction of assets Special purposes Trust agreements Committed to Special purposes Assigned to Construction of assets Unassigned Total Fund Balances TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Total Special Capital Nonmajor Revenue Projects Permanent Governmental Funds Funds Fund Funds $ 7,687,790 $ 22,671,472 $ 9,598,730 $ 39,957,992 6,534,200 3,649,494 - 10,183,694 431,793 133,599 - 565,392 4,129,712 - - 4,129,712 112,441 50,000 905 163,346 $ 18,895,936 $ 26,504,565 $ 9,599,635 $ 55,000,136 $ 377,338 $ 2,206,814 $ - $ 2,584,152 70,001 26,000 - 96,001 10,000 148,875 - 158,875 419,002 4,574,587 162,441 5,156,030 3,980,792 - - 3,980,792 4,857,133 6,956,276 162,441 11,975,850 6,534,200 3,649,494 - 10,183,694 - 1,385,421 - 1,385,421 - 7,255,154 - 7,255,154 5,676,076 - - 5,676,076 - - 9,437,194 9,437,194 1,948,928 - - 1,948,928 - 11,844,224 - 11,844,224 (120,401) (4,586,004) - (4,706,405) 7,504,603 15,898,795 9,437,194 32,840,592 $ 18,895,936 $ 26,504,565 $ 9,599,635 $ 55,000,136 75 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Special Revenue Funds December 31, 2015 ASSETS Cash and investments Receivables Taxes Accounts Loans Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Due to other governments Total Liabilities Deferred Inflows of Resources Property taxes Fund Balances Restricted for Special purposes Committed to Special purposes Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Committee Business on Improvement Street A in District Rec clin Li htin Libra Museum Cemete $ 89,104 $ 70,879 $ 596,381 $ 91,508 $ 239,210 $ 711,406 $ - 276,400 - - 1,110,900 2,657,100 911,700 296,400 11,721 - 25 - 3,032 2,615 - - - - - 41,409 71,032 - $ 377,225 $ 70,879 $ 596,406 $ 1.202.408 $ 2,940.751 $ 1,696,753 $ 296,400 $ 4,419 $ 12,066 $ 2,353 $ 112,019 $ 151,496 $ 10,691 $ 7,953 - - - - - 49,456 4,419 12,066 2,353 112,019 151,496 10,691 57,409 276,400 - - 1,110,900 2,657,100 911,700 296,400 96,406 58,813 594,053 - 132,155 774,362 - - - - (20,511) - - (57,409) 96,406 58,813 594,053 (20,511) 132,155 774,362 (57,409) $ 377,225 $ 70,879 $ 596.406 $ 1,202,408 $ 2.940,751 $ 1.696.753 $ 296,400 (Continued) 76 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Special Revenue Funds December 31, 2015 ASSETS Cash and investments Receivables Taxes Accounts Loans Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Due to other governments Total Liabilities Deferred Inflows of Resources Property taxes Fund Balances Restricted for Special purposes Committed to Special purposes Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Rental Local Community Rehabilitation Revolving Senior Development Loan Loan Center Police Fire/ Block Grant Pro ram Pro ram Revolvin Bic cle S ecial Safet $ - $ 197,335 $ 2,750,977 $ 24,965 $ 15,190 $ 47,683 $ 357,598 403,642 - - 709 - - 4,204 3,980,792 73,920 75,000 - - - - $ 4,384,434 $ 271,255 $ 2,825,977 $ 25,674 $ 15,190 $ 47,683 $ 361,802 $ 20,041 $ - $ - $ 1,171 $ - $ 1,345 $ 169 - 70,001 - - - - - 329,772 - - - - - - 3,980,792 - - - - - - 4,330,605 70,001 - 1,171 - 1,345 169 53,829 201,254 2,825,977 - - 46,338 361,633 - - - 24,503 15,190 - - 53,829 201,254 2,825,977 24,503 15,190 46,338 361,633 $ 4,384,434 $ 271.255 $ 2,825,977 $ 25,674 $ 15,190 $ 47,683 $ 361.802 (Continued) 77 CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Special Revenue Funds December 31, 2015 Federal Police Cable TV EMS Community Project Police Asset Asset Franchise Fire Historical Develop D.A.R.E. Forfeiture Forfeiture Escrow Grant Marker S ecial ASSETS Cash and investments $ 3 $ 9,001 $ 9,414 $ 22,685 $ 23,879 $ 25,054 $ 54,429 Receivables Taxes - - - - - - - Accounts - - - - - - 2,229 Loans - - - - - - - Due from other funds - - - - - - - TOTAL ASSETS $ 3 $ 9,001 $ 9,414 $ 22,685 $ 23,879 $ 25,054 $ 56,658 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable $ - $ 380 $ - $ - $ - $ 1,750 $ 2,334 Unearned revenues - - - - - - - Deposits - - - 10,000 - - - Due to other funds - - - - - - Due to other governments - - - - - - Total Liabilities - 380 - 10,000 - 1,750 2,334 Deferred Inflows of Resources Property taxes - - - - - - - Fund Balances Restricted for Special purposes 3 8,621 9,414 - 23,879 23,304 54,324 Committed to Special purposes - - - 12,685 - - - Unassigned - - - - - - - Total Fund Balances (Deficit) 3 8,621 9,414 12,685 23,879 23,304 54,324 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES $ 3 $ 9,001 $ 9,414 $ 22,685 $ 23,879 $ 25.054 $ 56,658 (Continued) CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Special Revenue Funds December 31, 2015 Total Community Nonmajor Parks Public Pollock Traffic Healthy Special Revenue Leach Works Garbage Water Safety Neighborhood Revenue Facilities Am hitheater S ecial Dis osal Park Grant Initiative Funds ASSETS Cash and investments $ 416,765 $ - $ - $ 75,486 $ 57,699 $ - $ 1,801,139 $ 7,687,790 Receivables Taxes - 14,000 - 1,203,700 64,000 - - 6,534,200 Accounts 172 - - 3,444 - - - 431,793 Loans - - - - - - - 4,129,712 Due from other funds - - - - - - - 112,441 TOTAL ASSETS $ 416 937 $ 14 000 $ - $ 1.282,630 $ 121,699 $ - $ 1,801,139 $ 18,895,936 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable $ 5,226 $ 2,707 $ - $ 40,263 $ 805 $ - $ 150 $ 377,338 Unearned revenues - - - - - - - 70,001 Deposits - - - - - - - 10,000 Due to other funds - 31,308 8,071 - - 395 - 419,002 Due to other governments - - - - - - - 3,980,792 Total Liabilities 5,226 34,015 8,071 40,263 805 395 150 4,857,133 Deferred Inflows of Resources Property taxes - 14,000 - 1,203,700 64,000 - - 6,534,200 Fund Balances Restricted for Special purposes 411,711 - - - - - - 5,676,076 Committed to Special purposes - - - 38,667 56,894 - 1,800,989 1,948,928 Unassigned - (34,015) (8,071) - - (395) - (120,401) Total Fund Balances (Deficit) 411,711 (34,015) (8,071) 38,667 56,894 (395) 1,800,989 7,504,603 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES $ 416 937 $ 14 000 $ - $ 1,282,630 $ 121,699 $ - $ 1,801,139 $ 18,895,936 79 ASSETS Cash and investments Receivables Taxes Accounts Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Total Liabilities Deferred Inflows of Resources Property taxes Fund Balances Restricted for Retirement of long-term debt Construction of assets Assigned to Construction of assets Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Capital Project Funds December 31, 2015 Advance Park Payments Improvement Sidewalk Street Street Special Contract and Construction Improvement Tree Assessment Control Equipment Acquisition $ 396,561 $ 7,021,973 $ - $ 136,844 $ 1,254,820 $ 3,750,550 $ 409,238 215,000 250,000 - - - 448,500 - - - - - 3,525 - - - - - - 50,000 - $ 611,561 $ 7,271,973 $ - $ 136,844 $ 1,258,345 $ 4,249,050 $ 409,238 $ - $ - $ - $ - $ 708,313 $ 983,347 $ 42,599 - 3,500 - 136,844 7,531 - - - - 11,818 - - - - - 3,500 11,818 136,844 715,844 983,347 42,599 215,000 250,000 - - - 448,500 - 396,561 7,018,473 - - 542,501 2,817,203 366,639 - - (11,818) - - - - 396,561 7,018,473 (11,818) - 542,501 2,817,203 366,639 $ 611.561 $ 7.271,973 $ - $ 136,844 $ 1,258,345 $ 4,249,050 $ _ ___409,238 (Continued) :1 ASSETS Cash and investments Receivables Taxes Accounts Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Total Liabilities Deferred Inflows of Resources Property taxes Fund Balances Restricted for Retirement of long-term debt Construction of assets Assigned to Construction of assets Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Capital Project Funds December 31, 2015 Mct Park Rochlin Golf Course Grand City Hall Subdivision Park Equipment Senior Opera Complex Parking Ramp Improvement Smokestack Improvement Center House Improvements Improvements $ 354,400 $ 2,000 $ 3,275 $ 130,718 $ 46,315 $ 65,904 $ 127,302 - - - - 22,700 - - - - - - - - 3,638 $ 354,400 $ 2,000 $ 3,275 $ 130,718 $ 69,015 $ 65,904 $ 130,940 $ - $ - $ - $ - $ 9,251 $ 1,063 $ 20,391 - - - - 9,251 1,063 20,391 - - - - 22,700 - 354,400 2,000 3,275 130,718 37,064 64,841 110,549 354,400 2,000 3,275 130,718 37,064 64,841 110,549 $ 354,400 $ 2,000 $ 3,275 $ 130,718 $ 69,015 $ 65,904 $ 130,940 (Continued) CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Capital Project Funds December 31, 2015 TIF #8 TIF #10 TIF #11 TIF #12 TIF #13 TIF #14 TIF #15 S Aviation Main and Oshkosh Division Marion Road/ Mercy Park Industrial Washin ton Office Center Street Pearl Ave. Medical Plaza ASSETS Cash and investments $ 317,674 $ 793 $ 1,460 $ 687,044 $ 508,991 $ 786,278 $ 1,972,804 Receivables Taxes - 14,744 6,908 103,084 275,690 468,908 200,763 Accounts - - 4,000 - - - - Due from other funds - - - - - - - TOTAL ASSETS $ 317 674 $ 15,537 $ 12,368 $ 790,128 $ 784,681 $ 1,255,186 $ 2,173,567 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable $ - $ - $ - $ 11,433 $ - $ 12,849 $ - Unearned revenues - - - - 26,000 - - Deposits - - - - 1,000 - - Due to other funds - - - - - - - Total Liabilities - - - 11,433 27,000 12,849 - Deferred Inflows of Resources Property taxes - 14,744 6,908 103,084 275,690 468,908 200,763 Fund Balances Restricted for Retirement of long-term debt - - - - - - - Construction of assets 317,674 793 5,460 675,611 481,991 773,429 1,972,804 Assigned to Construction of assets - - - - - - - Unassigned - - - - - - - Total Fund Balances (Deficit) 317,674 793 5,460 675,611 481,991 773,429 1,972,804 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES $ 317,674 $ 15,537 $ 12,368 $ 790,128 $ 784,681 $ 1,255,186 $ 2,173,567 (Continued) ASSETS Cash and investments Receivables Taxes Accounts Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Total Liabilities Deferred Inflows of Resources Property taxes Fund Balances Restricted for Retirement of long-term debt Construction of assets Assigned to Construction of assets Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Capital Project Funds December 31, 2015 TIF #16 TIF #17 TIF #18 TIF #19 TIF #20 TIF #21 TIF #23 100 Block City SW Industrial NW Industrial South Side Fox River SW Industrial Redevelopment Centre #3 Expansion Fox River Corridor Park $ 1,385,421 $ 1,084,190 $ - $ 138,073 $ 482,632 $ 62,259 $ - 132,227 304,234 346,038 241,378 - 147,916 - $ 1,517,648 $ 1,388,424 $ 346,038 $ 379,451 $ 482,632 $ 210,175 $ - $ - $ 1,870 $ 11,350 $ 24,250 $ 319,546 $ 8,802 $ 67 - - 2,076,655 - - - 629,354 - 1,870 2,088,005 24,250 319,546 8,802 629,421 132,227 304,234 346,038 241,378 - 147,916 - 1,385,421 - - - - - - - 1,082,320 - 113,823 163,086 53,457 - (2,088,005) - - (629,421) 1,385,421 1,082,320 (2,088,005) 113,823 163,086 53,457 (629,421) $ 1,517,648 $ 1,388,424 $ 346,038 $ 379,451 $ 482,632 $ 210,175 $ - (Continued) CITY OF OSHKOSH, WISCONSIN Combining Balance Sheet Nonmajor Capital Project Funds December 31, 2015 ASSETS Cash and investments Receivables Taxes Accounts Due from other funds TOTAL ASSETS LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities Accounts payable Unearned revenues Deposits Due to other funds Total Liabilities Deferred Inflows of Resources Property taxes Fund Balances Restricted for Retirement of long-term debt Construction of assets Assigned to Construction of assets Unassigned Total Fund Balances (Deficit) TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Total TIF #25 Nonmajor TIF #24 City TIF #26 TIF #27 Capital Oshkosh Center Aviation North Main Projects Cor Hotel Business Park Street Funds $ 10,755 $ - $ 1,533,198 $ - $ 22,671,472 216,099 255,305 - - 3,649,494 - - 122,436 - 133,599 - - - - 50,000 $ 226,854 $ 255,305 $ 1,655,634 $ - $ 26,504,565 $ - $ - $ 51,683 $ - $ 2,206,814 - - - - 26,000 - - - 148,875 - 1,772,294 - 84,466 4,574,587 - 1,772,294 51,683 84,466 6,956,276 216,099 255,305 - - 3,649,494 - - - - 1,385,421 10,755 - 1,603,951 - 7,255,154 - - - - 11,844,224 - (1,772,294) - (84,466) (4,586,004) 10,755 (1,772,294) 1,603,951 (84,466) 15,898,795 $ 226,854 $ 255,305 $ 1,655,634 $ - $ 26,504,565 E:~! CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances Nonmajor Governmenfial Funds For the Year Ended December 31, 2015 Revenues Taxes Special assessments Intergovernmental Licenses and permits Public charges for services Fines, forfeitures and penalties Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Debt service Principal Interest and fiscal charges Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Long-term debt issued Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances -January 1 Fund Balances -December 31 Total Special Capital Nonmajor Revenue Project Permanent Governmental Funds Funds Fund Funds $ 6,388,700 $ 4,729,909 $ - $ 11,118,609 154,560 - - 154,560 1,563,740 1,404,095 - 2,967,835 435 - - 435 1,338,303 - - 1,338,303 35,198 - - 35,198 1,680,608 349,095 (303,726) 1,725,977 11,161,544 6,483,099 (303,726) 17,340,917 167,735 - - 167,735 3,150,287 36,717 - 3,187,004 454,375 8,316 - 462,691 5,644,415 58,426 156,788 5,859,629 1,302,985 4,648,080 - 5,951,065 - 3,662,478 - 3,662,478 - 1,064,777 - 1,064,777 22,194 14,751,456 - 14,773,650 10,741,991 24,230,250 156,788 35,129,029 419,553 (17,747,151) (460,514) (17,788,112) - 12,339,847 - 12,339,847 2,620,274 4,618,785 - 7,239,059 (58,280) (2,499,636) (130,913) (2,688,829) 2,561,994 14,458,996 (130,913) 16,890,077 2,981,547 (3,288,155) (591,427) (898,035) 4,523,056 19,186,950 10,028,621 33,738,627 $ 7,504,603 $ 15,898,795 $ 9,437,194 $ 32,840,592 CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances Nonmajor Special Revenue Funds For the Year Ended December 31, 2015 Revenues Taxes Special assessments Intergovernmental Licenses and permits Fines, forfeitures and penalties Public charges for services Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Capital outlay Total Expenditures Committee Business on Improvement Street A in District Rec clin Li htin Libra Museum Cemete $ 281,200 $ - $ - $ 1,100,000 $ 2,482,100 $ 863,400 $ 282,600 - 154,560 - - - - - 69,456 - 237,872 - 153,031 - - 248 - - - 676,183 149,140 - 143,213 13,647 595,726 - 7,006 203,267 103,150 494,117 168,207 833,598 1,100,000 3,318,320 1,215,807 385,750 - - 759,252 1,119,920 - - - - - - - - - 410, 521 496,450 - - - 3,370,839 1,152,589 - - 170,585 - - - - - 496,450 170,585 759,252 1,119,920 3,370,839 1,152,589 410,521 Excess of Revenues Over (Under) Expenditures (2,333) (2,378) 74,346 (19,920) (52,519) 63,218 (24,771) Other Financing Sources (Uses) Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances (Deficit) -January 1 Fund Balances (Deficit) -December 31 - - - - - 122, 584 - - - - - - (51,552) - - - - - - 71,032 - (2,333) (2,378) 74,346 (19,920) (52,519) 134,250 (24,771) 98,739 61,191 519,707 (591) 184,674 640,112 (32,638) $ 96,406 $ 58,813 $ 594,053 $ (20,511) $ 132,155 $ 774,362 $ (57,409) (Continued) :. CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances Nonmajor Special Revenue Funds For the Year Ended December 31, 2015 Revenues Taxes Special assessments Intergovernmental Licenses and permits Fines, forfeitures and penalties Public charges for services Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Rental Local Community Rehabilitation Revolving Senior Development Loan Loan Center Police Fire/ Project Block Grant Pro ram Pro ram Revolvin Bic cle S ecial Safet D.A.R.E. 561,332 - - - - 52,401 74,567 - - - - - 435 - - - 599 - - - - - 3,124 - 202,378 145 - 42,174 - 61,270 342 - 764,309 145 - 42,174 435 113,671 78,033 - - - - - - 73,029 53,934 - - - - 43,854 - - - - 701,086 - - - - - - - 9,394 - - - - 12,800 - - 710,480 - - 43,854 - 85,829 53,934 - 53, 829 145 - (1, 680) 435 27, 842 24, 099 - Transfers in - - 1,469,730 - - - - - Transfers out - - - - - - - - Total Other Financing Sources (Uses) - - 1,469,730 - - - - - Net Change in Fund Balances 53,829 145 1,469,730 (1,680) 435 27,842 24,099 - Fund Balances (Deficit) -January 1 - 201,109 1,356,247 26,183 14,755 18,496 337,534 3 Fund Balances (Deficit) -December 31 $ 53,829 $ 201,254 $ 2,825,977 $ 24,503 $ 15,190 $ 46,338 $ 361,633 $ 3 (Continued) CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances Nonmajor Special Revenue Funds For the Year Ended December 31, 2015 Federal Police Police Cable TV EMS Community Parks Asset Asset Franchise Fire Historical Develop Revenue Forfeiture Forfeiture Escrow Grant Marker S ecial Facilities Revenues Taxes Special assessments Intergovernmental Licenses and permits Fines, forfeitures and penalties Public charges for services Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Capital outlay Total Expenditures - 6,670 - 6,342 - 402,069 - 10,510 24,688 - - - - - - - - - - - 233,610 - - 35 2,883 1,850 28,000 155,447 10,510 31,358 35 9,225 1,850 430,069 389,057 1,710 22,007 - 17,055 - - - - - - - 5,154 - 231,980 - - - - - 408, 349 - 1,710 22,007 - 17,055 5,154 408,349 231,980 Excess of Revenues Over (Under) Expenditures 8,800 9,351 35 (7,830) (3,304) 21,720 157,077 Other Financing Sources (Uses) Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances (Deficit) -January 1 Fund Balances (Deficit) -December 31 - - (6,728) - - - - - - (6,728) - - - - 8,800 9,351 (6,693) (7,830) (3,304) 21,720 157,077 (179) 63 19,378 31,709 26,608 32,604 254,634 $ 8,621 $ 9,414 $ 12,685 $ 23,879 $ 23,304 $ 54,324 $ 411,711 (Continued) :: CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balances Nonmajor Special Revenue Funds For the Year Ended December 31, 2015 Revenues Taxes Special assessments Intergovernmental Licenses and permits Fines, forfeitures and penalties Public charges for services Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances (Deficit) -January 1 Fund Balances (Deficit) -December 31 Total Community Nonmajor Public Pollock Traffic Healthy Special Leach Works Garbage Water Safety Neighborhood Revenue Am hitheather S ecial Dis osal Park Grant Initiative Funds $ 14,000 $ - $ 1,301,400 $ 64,000 $ - $ - $ 6,388,700 - - - - - - 154,560 - - - - - 1,563,740 - - - - - 435 - - - - - - 35,198 36,412 - 41,083 197,904 - - 1,338,303 16,769 - - 103,134 - 172 1,680,608 67,181 - 1,342,483 365,038 - 172 11,161,544 - - - - - 167, 735 - - 1,271,115 - - - 3,150,287 - - - - - 454,375 74,982 - - 312,421 - - 5,644,415 - - - - - 22,965 1,302,985 - - - - - - 22,194 74,982 - 1,271,115 312,421 - 22,965 10,741,991 (7,801) - 71,368 52,617 - (22,793) 419,553 g,881 - - - - 1,018,079 2,620,274 - - - - - - (58,280) 8,881 - - - - 1,018,079 2,561,994 2,080 - 71,368 52,617 - 995,286 2,981,547 (36,095) (8,071) (32,701) 4,277 (395) 805,703 4,523,056 $ (34 015) $ (8 071) $ 38,667 $ 56,894 $ (395) $ 1,800,989 $ 7,504,603 :• CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Capital Projects Funds For the Year Ended December 31, 2015 Park Improvement Park Sidewalk Street Street Contract and Subdivision Construction Improvement Tree Control Equipment Acquisition Improvement Revenues Taxes $ 174,000 $ 172,500 $ - $ - $ 536,000 $ 45,000 $ - Intergovernmental - 461,238 - - 78,496 - - Miscellaneous - 210 4,830 5 63,964 43,700 4,250 Total Revenues 174,000 633,948 4,830 5 678,460 88,700 4,250 Expenditures Current Public works - - - - - - - Health and welfare - - - - - - - Parks and recreation - - 5,878 - - - - Community development - - - - - - - Debt service Principal - - - - - - - Interest and fiscal charges - - - - - - - Capital outlay 349,455 175,673 - - 8,477,229 547,698 - Total Expenditures 349,455 175,673 5,878 - 8;477,229 547,698 - Excess of Revenues Over (Under) Expenditures (175,455) 458,275 (1,048) 5 (7,798,769) (458,998) 4,250 Other Financing Sources (Uses) Long-term debt issued - 1,608,413 - - 9,046,434 435,000 - Transfer in - 106,269 - - 92,618 - - Transfer out - - - - - - - Total Other Financing Sources (Uses) - 1,714,682 - - 9,139,052 435,000 - Net Changes in Fund Balances (175,455) 2,172,957 (1,048) 5 1,340,283 (23,998) 4,250 Fund Balances (Deficit) -January 1 572,016 4,845,516 (10,770) 542,496 1,476,920 390,637 350,150 Fund Balances (Deficit) -December 31 $ 396,561 $ 7,018,473 $ (11,818) $ 542,501 $ 2,817,203 $ 366,639 $ 354,400 (Continued) .~ CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Capital Projects Funds For the Year Ended December 31, 2015 Mct Rochlin Golf Course Grand City Hall TIF #6 Park Equipment Senior Opera Complex Parking Ramp NW Industrial Smokestack Improvement Center House Improvements Improvements Park Revenues Taxes $ - $ - $ - $ 73,000 $ - $ - $ - Intergovernmental - - - - - - - Miscellaneous - - 38,700 26,887 70,443 68,714 - Total Revenues - - 38,700 99,887 70,443 68,714 - Expenditures Current Public works - - - - - 36,717 - Health and welfare - - 8,316 - - - - Parks and recreation - - - 52,548 - - - Community development - - - - Debt service Principal - - - - - - 5,000 Interest and fiscal charges - - - - - - 100 Capital outlay - - - - 79,822 - - Total Expenditures - - 8,316 52,548 79,822 36,717 5,100 Excess of Revenues Over (Under) Expenditures - - 30,384 47,339 (9,379) 31,997 (5,100) Other Financing Sources (Uses) Long-term debt issued - - - - - - - Transfer in - - - - - - Transferout - - - - - - (1,515) Total Other Financing Sources (Uses) - - - - - - (1,515) Net Changes in Fund Balances - - 30,384 47,339 (9,379) 31,997 (6,615) Fund Balances (Deficit) -January 1 2,000 3,275 100,334 (10,275) 74,220 78,552 6,615 Fund Balances (Deficit) -December 31 $ 2,000 $ 3,275 $ 130,718 $ 37,064 $ 64,841 $ 110,549 $ - (Continued) 91 CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Capital Projects Funds For the Year Ended December 31, 2015 Revenues Taxes Intergovernmental Miscellaneous Total Revenues Expenditures Current Public works Health and welfare Parks and recreation Community development Debt service Principal Interest and fiscal charges Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Long-term debt issued Transfer in Transfer out Total Other Financing Sources (Uses) Net Changes in Fund Balances Fund Balances (Deficit) -January 1 Fund Balances (Deficit) -December 31 TIF #8 TIF #9 TIF #10 TIF #11 TIF #12 TIF #13 TIF #14 S Aviation Washburn Main and Oshkosh Division Marion Road/ Mercy Industrial Street Washington Office Center Street Pearl Ave. Medical $ - $ 1,018,079 $ 11,799 $ 6,976 $ 108,166 $ 275,554 $ 475,310 - 7,420 178 502 128 4,560 251 - - - 4,000 - 17,392 - - 1,025,499 11,977 11,478 108,294 297,506 475,561 - 2,701,583 150 150 24,395 27,547 301,341 65,113 - - 10,000 28,556 1,061,310 85,000 11,720 - - 150 6,076 270,763 26,060 - - - - - - 33,239 76,833 2,701,583 150 10,300 59,027 1,359,620 445,640 (76,833) (1,676,084) 11,827 1,178 49,267 (1,062,114) 29,921 - - - - - 1,547,398 - - (2,486,294) (11,827) - - - - - (2,486,294) (11,827) - - 1,547,398 - (76,833) (4,162,378) - 1,178 49,267 485,284 29,921 394,507 4,162,378 793 4,282 626,344 (3,293) 743,508 $ 317,674 $ - $ 793 $ 5,460 $ 675,611 $ 481,991 $ 773,429 (Continued) 92 CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Capital Projects Funds For the Year Ended December 31, 2015 TIF #15 TIF #16 TIF #17 TIF #18 TIF #19 TIF #20 TIF #21 Park 100 Block City SW Industrial NW Industrial South Side Fox River Plaza Redevelopment Centre #3 Expansion Fox River Corridor Revenues Taxes $ 196,770 $ 128,222 $ 304,311 $ 435,671 $ 248,768 $ - $ 148,649 Intergovernmental 41,480 58 57,258 1,676 8,685 1,271 395 Miscellaneous - - - - - - - Total Revenues 238,250 128,280 361,569 437,347 257,453 1,271 149,044 Expenditures Current Public works - - - - - - - Health and welfare - - - - - - - Parks and recreation - - - - - - Community development 33,270 8,578 11,406 40,763 33,318 73,917 474,826 Debt service Principal 35,000 190,000 310,000 255,387 464,929 416,101 85,000 Interest and fiscal charges 9,394 43,502 130,628 59,718 43,376 186,095 62,068 Capital outlay - - 27,145 6,944 - 1,530,939 431,437 Total Expenditures 77,664 242,080 479,179 362,812 541,623 2,207,052 1,053,331 Excess of Revenues Over (Under) Expenditures 160,586 (113,800) (117,610) 74,535 (284,170) (2,205,781) (904,287) Other Financing Sources (Uses) Long-term debt issued - - - - - Transfer in - - - - - 2,375,000 497,500 Transfer out - - - - - - - Total Other Financing Sources (Uses) - - - - - 2,375,000 497,500 Net Changes in Fund Balances 160,586 (113,800) (117,610) 74,535 (284,170) 169,219 (406,787) Fund Balances (Deficit) -January 1 1,812,218 1,499,221 1,199,930 (2,162,540) 397,993 (6,133) 460,244 Fund Balances (Deficit) -December 31 $ 1 972 804 $ 1 385,421 $ 1,082,320 $ (2,088,005) $ 113,823 $ 163,086 $ 53,457 (Continued) '►.!LC' CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Capital Projects Funds For the Year Ended December 31, 2015 Tota TIF #25 Nonmajor TIF #23 TIF #24 City TIF #26 TIF #27 Capital SW Industrial Oshkosh Center Aviation North Main Projects Park Corp. Hotel Business Park Street Funds Revenues Taxes $ - $ 216,055 $ 155,079 $ - $ - $ 4,729,909 Intergovernmental - 14,524 331,607 394,368 - 1,404,095 Miscellaneous - - - 6,000 - 349,095 Total Revenues - 230,579 486,686 400,368 - 6,483,099 Expenditures Current Public works - - - - - 36,717 Health and welfare - - - - - 8,316 Parks and recreation - - - - - 58,426 Community development 43,359 227,230 15,482 584,843 45,922 4,648,080 Debt service Principal 145,000 - 205,292 300,790 - 3,662,478 Interest and fiscal charges 54,147 - 49,262 111,718 - 1,064,777 Capital outlay 3,090,985 - - 890 - 14,751,456 Total Expenditures 3,333,491 227,230 270,036 998,241 45,922 24,230,250 Excess of Revenues Over (Under) Expenditures (3,333,491) 3,349 216,650 (597,873) (45,922) (17,747,151) Other Financing Sources (Uses) Long-term debt issued 1,250,000 - - - - 12,339,847 Transfer in - - - - - 4,618,785 Transfer out - - - - - (2,499,636) Total Other Financing Sources (Uses) 1,250,000 - - - - 14,458,996 Net Changes in Fund Balances (2,083,491) 3,349 216,650 (597,873) (45,922) (3,288,155) Fund Balances (Deficit) -January 1 1,454,070 7,406 (1,988,944) 2,201,824 (38,544) 19,186,950 Fund Balances (Deficit) -December 31 $ (629,421) $ 10,755 $ (1,772,294) $ 1,603,951 $ (84,466) $ 15,898,795 •. CITY OF OSHKOSH, WISCONSIN Combining Statement of Net Position Nonmajor Enterprise Funds December 31, 2015 ASSETS Current Assets Cash and investments Receivables Accounts Property held for resale Inventories and prepayments Total Current Assets Noncurrent Assets Restricted assets Net pension asset Capital Assets Land and construction in progress Other capital assets, net of accumulated depreciation Total Capital Assets, Net Total Noncurrent Assets TOTAL ASSETS DEFERRED OUTFLOWS OF RESOURCES Pension related deferred outflows LIABILITIES Current Liabilities Accounts payable Accrued expenses Deposits Due to other funds Current portion of long-term obligations Total Current Liabilities Noncurrent Liabilities Employee benefits Long-term debt Total Noncurrent Liabilities TOTAL LIABILITIES NET POSITION Net investment in capital assets Restricted for Pension benefits Unrestricted (deficit) TOTAL NET POSITION Total Oshkosh Nonmajor Parking Redevelopment Industrial Golf Enterprise Utility Project Park Course Funds $ 61,633 $ 300,266 $ - $ - $ 361,899 210 105,192 259,675 12 365,089 - - 6,664,629 - 6,664,629 26, 744 - - - 26, 744 88,587 405,458 6,924,304 12 7,418,361 6,277 - - 26,315 32,592 1,851,549 3,217,183 - 826,541 5,895,273 2,264,320 5,795,145 - 402,250 8,461,715 4,115,869 9,012,328 - 1,228,791 14,356,988 4,122,146 9,012,328 - 1,255,106 14,389,580 4,210,733 9,417,786 6,924,304 1,255,118 21,807,941 6,700 - - 29,260 35,960 2,359 207,230 322 4,890 214,801 950 3,262 7,664 28 11,904 - 5,000 - - 5,000 196,146 - 2,301,784 804,492 3,302,422 554 190,000 365,000 5,714 561,268 200.009 405.492 2.674.770 815.124 4,095.395 2,051 - - 26,439 28,490 27,098 820,000 1,480,000 2,620 2,329,718 29,149 820,000 1,480,000 29,059 2,358,208 229,158 1,225,492 4,154,770 844,183 6,453,603 4,088,217 8,002,328 - 1,220,457 13,311,002 12,977 - - 55,575 68,552 (112,919) 189,966 2,769,534 (835,837) 2,010,744 $ 3,988,275 $ 8,192,294 $ 2,769,534 $ 440,195 $ 15,390,298 95 CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenses and Changes in Net Position Nonmajor Enterprise Funds For the Year Ended December 31, 2015 Operating Revenues Taxes Fines, forfeitures and penalties Public charges for services Other revenues Total Operating Revenues Operating Expenses Operating and maintenance Depreciation and amortization Total Operating Expenses Operating Income (Loss) Nonoperating Revenues (Expenses) Interest and fiscal charges Income (loss) before transfers and contributed capital Transfers in Contributed capital Change in Net Position Net Position -January 1, originally stated Cumulative Effect of Change in Accounting Principle Net Position -January 1, restated Net Position -December 31 Total Oshkosh Nonmajor Parking Redevelopment Industrial Golf Enterprise Utility Project Park Course Funds $ - $ 1,683,540 $ - $ - $ 1,683,540 17, 940 - - - 17, 940 123,117 - - 553,738 676,855 - 55,254 21,639 5,486 82,379 141,057 1,738,794 21,639 559,224 2,460,714 124,574 1,295,148 7,749 522,415 1,949,886 140,221 113,917 - 36,262 290,400 264,795 1,409,065 7,749 558,677 2,240,286 (123,738) 329,729 13,890 547 220,428 (3,689) (35,600) (51,505) (529) (91,323) (127,427) 294,129 (37,615) 18 129,105 11,827 - - - 11,827 725,094 - - - 725,094 609,494 294,129 (37,615) 18 866,026 3,366,010 7,898,165 2,807,149 386,272 14,457,596 12,771 - - 53,905 66,676 3,378,781 7,898,165 2,807,149 440,177 14,524,272 $ 3,988,275 $ 8,192,294 $ 2,769,534 $ 440,195 $ 15,390,298 .~ CITY OF OSHKOSH, WISCONSIN Combining Statement of Cash Flows Nonmajor Enterprise Funds For the Year Ended December 31, 2015 Cash Flows from Operating Activities Cash received from customers Cash payments to suppliers and employees Net Cash Provided by Operating Activities Cash Flows from Non-Capital Financing Activities Transfer from other funds Cash Flows from Capital and Related Financing Activities Acquisition of capital assets Principal payments on long-term debt Interest payments on long-term debt Due from other funds Net Cash Used by Capital and Related Financing Activities Net Increase in Cash and Cash Equivalents Cash and Cash Equivalents -January 1 Cash and Cash Equivalents -December 31 Reconciliation of Operating Income (Loss) to Net Cash Provided (Used) by Operating Activities: Operating income (loss) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation Changes in pension related assets and deferred outflows Changes in assets and liabilities Accounts receivable Inventories and deferred charges Accounts payable and accrued expenses Employee benefits Net Cash Provided by Operating Activities Noncash activities Contributed capital assets Total Oshkosh Nonmajor Parking Redevelopment Industrial Golf Proprietary Utility Project Park Course Funds $ 141,133 $ 1,717,530 $ 21,639 $ 560,207 $ 2,440,509 (123,670) (1,283,553) (7,717) (526,658) (1,941,598) 17,463 433,977 13,922 33,549 498,911 11,827 - - - 11,827 - (55,259) - - (55,259) (28,224) (185,000) (355,000) (5,475) (573,699) (3,283) (35,278) (52,405) (547) (91,513) 28,485 - 393,483 (27,527) 394,441 (3,022) (275,537) (13,922) (33,549) (326,030) 26,268 158,440 - - 184,708 35,365 141,826 - - 177,191 $ 61,633 $ 300,266 $ - $ - $ 361,899 $ (123,738) $ 329,729 $ 13,890 $ 547 $ 220,428 140,221 113,917 - 36,262 290,400 (206) - - (1,670) (1,876) 76 (21,264) - 983 (20,205) 1,433 - - - 1,433 (288) 11,595 32 (671) 10,668 (35) - - (1,902) (1,937) $ 17,463 $ 433,977 $ 13,922 $ 33,549 $ 498,911 $ 725,094 $ - $ - $ - $ 725,094 97 CITY OF OSHKOSH, WISCONSIN Combining Statement of Net Position Internal Service Funds December 31, 2015 ASSETS Current Assets Cash and investments Receivables Accounts Taxes Total Current Assets LIABILITIES Current Liabilities Accounts payable Accrued expenses Total Current Liabilities DEFERRED INFLOWS OF RESOURCES Property taxes NET POSITION Unrestricted $ 1,848,284 $ 603,161 $ 175,352 $ 369,246 $ 2,996,043 Total Internal Hospital Police Fire Workman's Service Insurance Pension Pension Compensation Funds $ 2,631,297 $ 603,161 $ 175,352 $ 355,807 $ 3,765,617 29,274 - - 14,208 43,482 - - - 17,700 17,700 2,660,571 603,161 175,352 387,715 3,826,799 12,287 - - 769 13,056 800,000 - - - 800,000 812,287 - - 769 813,056 - - - 17,700 17,700 ~. . CITY OF OSHKOSH, WISCONSIN Combining Statement of Revenues, Expenses and Changes in Net Position Internal Service Funds For the Year Ended December 31, 2015 Total Internal Hospital Police Fire Workman's Service Insurance Pension Pension Compensation Funds Operating Revenues Intergovernmental charges for services $ 8,640,809 $ Other revenues 1,636,122 Total Operating Revenues 10,276,931 Operating Expenses Claims and administration Operating Income (Loss) Nonoperating Revenues Taxes Interest on investments Total Nonoperating Revenues Change in Net Position - $ - $ 49,575 $ 8,690,384 - - 347,004 1,983,126 - - 396,579 10,673,510 9,997,602 27,077 24,782 397,716 10,447,177 279,329 (27,077) (24,782) (1,137) 226,333 - - - 20,400 20,400 6,222 2,154 391 - 8,767 6,222 2,154 391 20,400 29,167 285,551 (24,923) (24,391) 19,263 255,500 Net Position -January 1 1,562,733 628,084 199,743 349,983 2,740,543 Net Position -December 31 $ 1,848,284 $ 603,161 $ 175,352 $ 369,246 $ 2,996,043 .. CITY OF OSHKOSH, WISCONSIN Combining Statement of Cash Flows Internal Service Funds For the Year Ended December 31, 2015 Cash Flows from Operating Activities Cash received from customers Cash payments to suppliers and employees Net Cash Provided (Used) by Operating Activities Cash Flows from Non-Capital Financing Activities Property taxes received Cash Flows from Investing Activities Investment income received Net Increase (Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents -January 1 Cash and Cash Equivalents -December 31 Reconciliation of Operating Income (Loss) to Net Cash Provided (Used) by Operating Activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Changes in assets and liabilities Accounts receivable Accrued expenses Net Cash Provided (Used) by Operating Activities Total Internal Hospital Police Fire Workman's Service Insurance Pension Pension Compensation Funds $ 10,256,477 $ - $ - $ 449,595 $ 10,706,072 (9,990,855) (27,077) (24,782) (400,947) (10,443,661) 265,622 (27,077) (24,782) 48,648 262,411 - - - 20,400 20,400 6,222 2,154 391 - 8,767 271,844 (24,923) (24,391) 69,048 291,578 2,359,453 628,084 199,743 286,759 3,474,039 $ 2,631,297 $ 603,161 $ 175,352 $ 355,807 $ 3,765,617 $ 279,329 $ (27,077) $ (24,782) $ (1,137) $ 226,333 (20,454) - - 53,016 32,562 6,747 - - (3,231) 3,516 $ 265,622 $ (27,077) $ (24,782) $ 48,648 $ 262,411 `[II17 S T ATIS TIC AL S E CTION FIN ANCI AL T RE NDS 2015 2014 2013 2012 2011 Governmental Activities Invested in Capital Assets, Net of Related Debt 36,184,133$ 28,014,455$ 19,329,489$ 19,419,962$ 19,229,355$ Restricted 38,369,139 45,613,499 37,140,497 30,364,648 26,651,319 Unrestricted 18,792,902 4,617,998 10,845,337 9,703,942 9,406,605 Total Governmental Activities Net Position 93,346,174$ 78,245,952$ 67,315,323$ 59,488,552$ 55,287,279$ Business-Type Activities Invested in Capital Assets, Net of Related Debt 123,851,149$ 125,163,119$ 123,557,519$ 119,805,631$ 101,773,674$ Restricted 14,773,848 11,074,504 9,929,194 - - Unrestricted 35,395,885 27,688,003 21,406,542 27,837,526 41,439,462 Total Business-Type Activities Net Position 174,020,882$ 163,925,626$ 154,893,255$ 147,643,157$ 143,213,136$ Primary government Invested in Capital Assets, Net of Related Debt 160,035,282$ 153,177,574$ 142,887,008$ 139,225,593$ 121,003,029$ Restricted 53,142,987 56,688,003 47,069,691 30,364,648 26,651,319 Unrestricted 54,188,787 32,306,001 32,251,879 37,541,468 50,846,067 Total Primary Government Net Position 267,367,056$ 242,171,578$ 222,208,578$ 207,131,709$ 198,500,415$ City of Oshkosh, Wisconsin Net Investment in Capital Assets Last Five Years (accrual basis of accounting) 101 2015 2014 2013 2012 2011 Program Revenues Governmental Activities: Charges for Services: General Government 1,558,511$ 1,510,767$ 1,459,590$ 1,499,241$ 2,364,086$ Public Safety 3,201,203 3,458,075 3,443,014 3,428,559 3,909,146 Public Works 3,865,108 4,266,651 4,286,794 4,068,799 3,637,583 Health and welfare 171,211 152,046 153,459 186,310 120,859 Parks and recreation 1,457,930 1,524,330 1,544,164 1,574,689 806,739 Transportation 38,197 17,020 63,496 45,917 - Community development 1,795,886 1,579,807 1,254,547 1,324,595 46,898 Operating grants and contributions 6,414,312 4,992,789 6,416,634 6,509,866 6,428,168 Capital grants and contributions 3,898,785 4,408,415 8,017,626 2,628,797 6,057,270 Total Governmental Activities Program Revenues 22,401,143 21,909,900 26,639,324 21,266,773 23,370,749 Business-Type Activities: Charges for Services: Transit utility 974,398 1,032,597 1,163,321 1,060,619 977,045 Water utility 13,880,943 13,380,404 12,100,460 12,653,163 11,883,928 Sewer utility 11,505,240 11,753,286 10,080,804 10,604,202 9,734,441 Storm Water utility 8,008,241 7,232,454 6,076,752 4,606,002 4,127,079 Other 2,460,714 753,376 2,086,110 1,903,780 1,890,888 Operating grants and contributions 2,988,658 2,980,554 3,969,073 3,016,504 2,862,158 Capital grants and contributions 2,282,249 3,621,003 2,687,333 2,131,530 1,816,885 Total Business-Type Activities Program Revenues 42,100,443 40,753,674 38,163,853 35,975,800 33,292,424 Total Primary Government Program Revenues 64,501,586 62,663,574 64,803,177 57,242,573 56,663,173 Expenses Governmental Activities: General Government 6,877,632 6,676,357 5,893,042 7,153,206 6,579,998 Public Safety 27,496,737 25,326,105 25,456,071 25,890,300 25,344,065 Public Works 16,804,792 15,963,233 15,853,312 18,613,846 15,786,739 Health and welfare 942,326 971,146 942,236 1,574,357 1,396,562 Parks and recreation 8,886,775 8,835,806 8,332,592 9,216,781 9,076,401 Transportation 731,434 670,784 762,341 743,613 728,496 Community development 8,546,791 6,929,143 10,149,353 2,758,184 9,376,637 Unclassified 858,234 658,374 793,442 776,758 606,496 Interest on debt 3,958,629 4,565,377 4,101,721 2,603,084 3,463,336 Total Governmental Activities Expenses 75,103,350 70,596,325 72,284,110 69,330,129 72,358,730 Business-Type Activities: Transit utility 4,737,860 4,836,746 4,959,664 4,860,183 4,945,229 Water utility 10,564,852 10,616,162 9,836,700 10,557,966 10,352,077 Sewer utility 10,526,101 10,018,765 9,276,937 9,195,795 8,851,545 Storm Water utility 5,808,799 5,410,733 4,807,660 3,915,332 4,171,390 Other 2,331,609 2,152,755 2,073,923 1,989,165 1,994,268 Total Business-Type Activities Expenses 33,969,221 33,035,161 30,954,884 30,518,441 30,314,509 Total Primary Government Expenses 109,072,571 103,631,486 103,238,994 99,848,570 102,673,239 City of Oshkosh, Wisconsin Changes in Net Position Last Five Years (accrual basis of accounting) 102 2015 2014 2013 2012 2011 Net (Expense)/Revenue Governmental Activities (52,702,207)$ (48,686,425)$ (45,644,786)$ (48,063,356)$ (48,987,981)$ Business-Type Activities 8,131,222 7,718,513 7,208,969 5,457,359 2,977,915 Total Primary Government Net Expense (44,570,985) (40,967,912) (38,435,817) (42,605,997) (46,010,066) General Revenues and Other Changes in Net Position Governmental Activities: Taxes: Property and Other Local Taxes Levied For: General Purposes 7,674,823 7,601,256 7,437,835 6,988,954 11,910,812 Other Purposes 14,856,920 14,629,667 13,887,960 13,629,952 7,526,939 Debt Service 18,037,275 17,637,047 17,015,651 16,704,943 16,623,050 12,165,208 12,239,874 12,646,485 12,667,257 13,227,462 Investment Earnings 185,641 2,530,813 1,007,079 754,834 585,859 Gain (Loss) on Sale of Capital Assets 25,683 4,629 32,594 - 88,877 Miscellaneous 317,288 3,986,577 547,200 180,880 852,301 Transfers 988,173 987,191 896,753 1,337,809 2,154,845 Total Governmental Activities 54,251,011 59,617,054 53,471,557 52,264,629 52,970,145 Business-Type Activities: General Purposes property taxes levied for 748,125 2,203,488 795,749 817,657 888,750 Investment Earnings (13,041) 97,561 93,869 155,472 212,089 Gain (Loss) on Sale of Capital Assets - 48,264 42,496 428,485 Transfers (988,173) (987,191) (896,753) (1,337,809) (2,154,845) Total Business-Type Activities (253,089) 1,313,858 41,129 (322,184) (625,521) Total Primary Government 53,997,922 60,930,912 53,512,686 51,942,445 52,344,624 Change in Net Position Governmental Activities 1,548,804 10,930,629 7,826,771 4,201,273 3,982,164 Business-Type Activities 7,878,133 9,032,371 7,250,098 5,135,175 2,352,394 Total Primary Government Change in Net Position 9,426,937$ 19,963,000$ 15,076,869$ 9,336,448$ 6,334,558$ State and Federal Aids Not Restricted to Specific Functions City of Oshkosh, Wisconsin Changes in Net Position (continued) Last Five Years (accrual basis of accounting) 103 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 FUND BALANCES RESERVED -$ -$ -$ -$ -$ -$ 10,036,001$ 6,819,195$ 18,044,864$ 17,658,375$ 18,857,473$ UNRESERVED - - - - - - 8,831,818 10,620,890 9,707,717 8,514,932 6,960,070 NONSPENDABLE Inventories and prepaid items 17,259 33,723 13,477 63,560 20,117 15,128 - - - - - Receivables from other funds 13,302,738 480,191 6,082,872 9,023,957 7,822,388 - - - - - - RESTRICTED Construction of assets 7,255,154 28,384,271 19,114,218 15,864,698 12,466,838 6,161,672 - - - - - Debt service 2,361,472 3,437,177 6,628,347 3,843,324 3,827,124 802,645 - - - - - Special purposes 5,676,076 3,763,430 3,121,059 2,954,583 3,619,623 2,225,449 - - - - - Trust agreements 9,437,194 10,028,621 8,276,873 7,702,043 7,615,773 3,591,586 - - - - - COMMITTED Special purposes 1,948,928 870,296 327,044 199,313 453,083 1,440,897 - - - - - ASSIGNED Construction of assets 13,759,242 8,436,116 10,610,710 9,450,113 6,368,873 4,378,911 - - - - - Subsequent years - 44,977 91,977 502,664 687,688 766,216 - - - - - UNASSIGNED General fund 8,540,127 8,718,502 8,262,154 8,820,427 8,520,110 8,090,093 - - - - - Special revenue funds (4,637,412) (3,986,743) (2,058,210) (632,057) (51,337) (32,444) - - - - - Capital project funds (4,706,405) (4,331,169) (5,018,748) (7,783,852) (6,976,868) (1,896,158) - - - - - Total Fund Balances 52,954,373$ 55,879,392$ 55,451,773$ 50,008,773$ 44,373,412$ 25,543,995$ 18,867,819$ 17,440,085$ 27,752,581$ 26,173,307$ 25,817,543$ The City implemented GASB Statement No. 54 during 2010 and has not restated their prior year balances. CITY OF OSHKOSH, WISCONSIN Fund Balances, Governmental Funds Last Ten Years December 31, 2015 104 2015 2014 2013 2012 2011 Revenues Taxes 40,394,058 $ 39,703,948$ 38,186,988$ 37,169,391$ 36,040,150$ Special assessments 4,090,632 3,278,508 3,957,420 1,819,259 291,300 Intergovernmental 18,478,299 16,856,805 18,179,507 17,954,593 19,283,704 Licenses and permits 1,817,320 1,630,361 1,690,229 1,697,164 1,903,473 Fines and forfeits 732,845 718,839 814,534 693,361 697,601 Public charges for services 4,879,735 5,072,026 5,723,603 4,747,578 5,163,689 Intergovernmental charges for services 3,427,847 3,371,926 3,313,954 3,959,645 3,240,651 Miscellaneous 2,449,829 8,776,973 3,297,214 3,596,865 6,410,171 Total Revenues 76,270,565 79,409,386 75,163,449 71,637,856 73,030,739 Expenditures Current General government 6,104,307 6,004,044 5,718,541 5,970,307 6,029,646 Public safety 25,556,548 24,604,669 24,180,522 24,187,942 23,810,954 Public works 9,068,401 9,653,984 9,249,548 10,283,815 9,704,657 Health and welfare 462,691 502,391 423,057 1,094,576 1,393,121 Parks and recreation 7,937,333 7,943,881 7,634,760 7,586,448 7,631,194 Transportation 692,914 678,097 677,682 599,980 728,496 Community development 8,011,745 6,316,899 6,305,710 3,620,086 3,777,858 Unclassified 836,971 613,892 773,537 766,501 606,496 Debt service Principal 10,952,762 17,867,974 9,048,197 8,569,556 7,825,286 Interest and fiscal charges 3,739,870 3,601,824 3,322,065 2,842,832 3,473,041 Capital outlay 19,360,391 19,245,514 19,428,396 17,854,390 19,897,863 Total Expenditures 92,723,933 97,033,169 86,762,015 83,376,433 84,878,612 Excess of Revenues Over (Under) Expenditures (16,453,368) (17,623,783) (11,598,566) (11,738,577) (11,847,873) Other Financing Sources (Uses) Long-term debt issued 19,390,000 25,208,622 16,054,100 20,044,000 22,725,000 Premium on debt issued 483,527 733,994 Payment to refunding escrow agent (7,333,351) (8,878,405) - (4,007,871) (9,968,673) Transfers in 16,994,014 17,915,661 11,658,764 11,657,789 13,424,584 Transfers out (16,005,841) (16,928,470) (10,671,298) (10,319,980) (11,269,739) Total Other Financing Sources (Uses)13,528,349 18,051,402 17,041,566 17,373,938 14,911,172 Net Change in Fund Balance (2,925,019) 427,619 5,443,000 5,635,361 3,063,299 Fund Balances - January 1, as Restated 55,879,392 55,451,773 50,008,773 44,373,412 41,310,113 Fund Balances - December 31 52,954,373$ 55,879,392$ 55,451,773$ 50,008,773$ 44,373,412$ City of Oshkosh, Wisconsin Changes in Fund Balances, Governmental Funds Last Five Fiscal Years 105 T HIS P AG E I NT ENT IO NAL L Y L EFT BL ANK RE V E NUE CAP ACITY Fiscal Year Assessed Value Estimated Actual Value Assessed Estimated Actual Value Total Assessed Value Total Direct Tax Rate Estimated Actual Value Ratio of Total Assessed to Total Estimated Actual Value 2015 3,606,419,800$ 3,606,061,488$ 142,327,700$ 142,313,559$ 3,748,747,500$ 9.5620 3,748,375,047$ 100.00 2014 3,618,101,100 3,592,566,171 157,144,000 156,034,948 3,775,245,100 9.2810 3,748,601,119 100.71 2013 3,602,577,600 3,602,577,600 158,294,700 158,294,700 3,760,872,300 8.9370 3,760,872,300 100.00 2012 3,591,967,000 3,621,421,129 146,992,600 148,197,939 3,738,959,600 8.7960 3,769,619,068 99.18 2011 3,581,676,200 3,623,939,979 147,234,400 148,971,766 3,728,910,600 8.6080 3,772,911,745 98.82 2010 3,558,554,500 3,625,811,180 149,579,500 152,406,553 3,708,134,000 8.3990 3,778,217,733 98.11 2009 3,559,320,400 3,647,235,614 152,720,300 156,492,491 3,712,040,700 8.2300 3,803,728,105 97.53 2008 3,517,580,250 3,693,811,021 141,325,000 148,405,382 3,658,905,250 7.9800 3,842,216,403 94.99 2007 3,441,866,900 3,581,606,696 129,642,300 134,905,777 3,571,509,200 7.8200 3,716,512,473 95.94 2006 3,334,485,900 3,404,176,655 149,401,700 152,524,196 3,483,887,600 7.6100 3,556,700,851 97.92 2005 3,260,277,500 3,200,940,450 135,885,300 133,412,188 3,396,162,800 10.5700 3,334,352,638 101.82 CITY OF OSHKOSH, WISCONSIN Assessed and Estimated Actual Value of Taxable Property Last Ten Fiscal Years December 31, 2015 Real Property Personal Property 106 Fiscal Year Operations Debt Total Total 2015 6.949$ 2.838$ 9.787$ 37.5% 9.579$ 36.7% 1.116$ 4.3% 5.429$ 20.8% 0.169$ 0.6% 26.080$ 2014 4.361 5.201 9.562 36.6% 9.737 37.3% 1.116 4.3% 5.548 21.2% 0.169 0.6% 26.132 2013 4.151 5.130 9.281 35.5% 9.154 35.0% 1.973 7.5% 5.567 21.3% 0.170 0.7% 26.145 2012 3.980 4.957 8.937 34.5% 8.892 34.4% 1.982 7.7% 5.890 22.8% 0.171 0.7% 25.872 2011 3.902 4.894 8.796 35.0% 8.640 34.3% 1.813 7.2% 5.736 22.8% 0.172 0.7% 25.157 2010 3.824 4.784 8.608 34.2% 8.792 34.9% 1.814 7.2% 5.804 23.0% 0.173 0.7% 25.191 2009 3.501 4.898 8.399 34.8% 8.099 33.6% 1.757 7.3% 5.688 23.6% 0.174 0.7% 24.117 2008 3.344 4.882 8.226 34.7% 7.771 32.8% 1.770 7.5% 5.727 24.2% 0.179 0.8% 23.673 2007 3.210 4.770 7.980 34.3% 7.710 33.1% 1.740 7.5% 5.670 24.4% 0.180 0.8% 23.280 2006 2.989 4.831 7.820 34.6% 7.450 32.9% 1.710 7.6% 5.470 24.2% 0.180 0.8% 22.630 Fiscal Year Operations Debt Total Total 2015 24,343,600$ 9,943,100$ 34,286,700$ 91,406,804$ 2014 15,204,000 18,130,300 33,334,300 91,144,879 2013 14,326,700 17,704,300 32,031,000 90,287,704 2012 13,629,708 16,975,200 30,604,908 88,650,296 2011 13,360,100 16,758,200 30,118,300 86,195,509 2010 13,100,765 16,387,400 29,488,165 86,341,268 2009 11,997,700 16,789,100 28,786,800 82,708,602 2008 11,336,182 16,549,086 27,885,268 80,292,534 2007 10,703,136 15,902,535 26,605,671 77,624,192 2006 9,784,230 15,813,767 25,597,997 74,078,273 City of Oshkosh CITY OF OSHKOSH, WISCONSIN Property Tax Rates - Direct and Overlapping Governments Last Ten Fiscal Years December 31, 2015 City of Oshkosh State of Wisconsin 31,595,334 30,451,103 Oshkosh Area Public Schools Fox Valley Technical College County of Winnebago State of Wisconsin 33,943,225 3,890,900 19,340,255 636,199 635,319$ Oshkosh Area Public Schools Fox Valley Technical College County of Winnebago 18,903,075 17,887,005 20,169,459 19,642,097 19,882,754 19,496,778 19,413,865 33,555,438$ 3,910,234$ 19,019,113$ 5,600,302 29,585,411 30,116,037 27,758,578 26,340,816 25,684,457 24,368,125 6,208,876 6,212,920 6,021,254 5,999,373 5,799,205 Tax Levies 637,971 638,536 640,825 641,392 645,192 653,212 631,784 624,844 19,215,346 6,808,053 6,786,290 107 Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Dumke & Associates 59,916,200$ 1.60% Midwest Realty 58,857,700 1.57 Oshkosh Corporation 32,142,900 0.86 Tom Rusch Etal 43,425,300 1.16 Dennis Schwab 41,986,000 1.12 Bergstrom 31,351,700 0.84 Curwood Bemis 29,193,200 0.78 BFO Factory Shoppes 32,090,900 0.86 Charles Perry 31,038,400 0.83 Aurora Medical 27,091,600 0.72 387,093,900$ 10.33% Total Assessed Valuation 3,748,747,500$ December 31, 2005 Real Property Percentage of Total Taxpayer Assessed Valuation (1)Assessed Valuation Midwest Realty 62,026,400$ 1.83% Curwood Inc. (Bemis) 46,748,200 1.38 Thomas N. Rusch, etal. 44,244,000 1.30 Oshkosh Truck 22,852,300 0.67 Peter Jungbacker 19,506,000 0.57 Dumke & Assoc. 19,645,200 0.58 First Horizon 19,262,200 0.57 Mokler Properties 18,472,700 0.54 Aurora Medical 17,178,600 0.51 Westowne Shoppes, etal 18,018,600 0.53 287,954,200$ 8.48% Total Assessed Valuation 3,396,162,800$ (1) Assessed valuation based on the valuation of property for taxes collected in 2015 and 2005 respectively, and a review of the largest taxpayers for the City. Source: City of Oshkosh Assessor's Office City of Oshkosh, Wisconsin Principal Taxpayers 12/31/2005 and 12/31/2015 December 31, 2015 108 County Percent of Total Percent of Settlement Tax Collections Total City City Tax for Delinquent Total Prior to Fiscal Tax Tax Tax Collections Tax Tax Collections / Year Year Levy (1)Collections To Tax Levy Collections Collections Adjustments 2015 2014 103,057,581$ 101,075,776$ 98.08%1,916,907$ 102,992,683$ 99.94% 2014 2013 103,008,897$ 100,896,914$ 97.95%2,074,659$ 102,971,573$ 99.96% 2013 2012 101,153,633 98,273,836 97.15% 2,836,923 101,110,759 99.96% 2012 2011 96,961,355 93,389,879 96.32% 3,504,895 96,894,774 99.93% 2011 2010 97,053,509 92,726,230 95.54% 4,277,936 97,004,166 99.95% 2010 2009 93,178,460 90,156,910 96.76% 2,973,400 93,130,310 99.95% 2009 2008 89,123,760 86,319,259 96.85% 2,756,957 89,076,216 99.95% 2008 2007 86,119,686 83,580,798 97.05% 2,491,982 86,072,780 99.95% 2007 2006 81,158,972 78,653,692 96.91% 2,466,249 81,119,941 99.95% 2006 2005 76,396,795 74,165,036 97.08% 2,058,798 76,223,834 99.77% Sources: Winnebago County Treasurer and City of Oshkosh Department of Finance. Note: Real estate taxes my be paid in a single payment due January 31, or in four installments, January 31, March 30, May 31, and July 31. The City collects taxes on behalf of the overlapping governments. The City remits taxes to the other governments on five settlement dates - January 15, February 15, April 15, June 15, and August 15. The City then transfers the delinquent taxes to the County by August 15 and the County in turn makes the City whole with a settlement on August 20. The City retains the responsibility of collecting delinquent personal property taxes. City of Oshkosh, Wisconsin Property Tax Levies And Collections 2006 - 2015 (1) - Total Tax Levy represents the real estate tax levies for the City, overlapping districts, and personal property taxes. 109 DE BT C AP ACITY Fiscal Year General Obligation debt Compensated absences OPEB Obligation Unfunded Pension Liability (WRS) General Obligation debt Revenue bonds Compensated absences Total Primary Government Debt Percentage of Personal Income Debt Per Capita 2015 117,857,462$ 4,673,902$ 5,147,509$ -$ 28,709,574$ 147,300,274$ 628,849$ $ 304,317,570 20.51% $ 4,588 2014 (1)115,817,334 3,524,291 4,868,160 - 32,145,618 128,416,837 698,782 $ 285,471,022 19.46% 4,275 2013 107,861,558 3,370,758 4,519,616 10,513,576 33,533,369 116,597,811 713,031 277,109,719 18.98% 4,157 2012 100,855,655 3,142,412 3,724,502 10,255,576 37,003,597 100,403,094 626,990 256,011,826 16.27% 3,860 2011 93,389,085 3,066,770 3,045,113 10,049,166 40,242,776 88,033,677 593,879 238,420,466 15.38% 3,608 2010 (2)88,458,044 2,935,344 2,291,041 9,791,574 43,494,833 77,877,052 755,459 225,603,347 13.44% 3,414 2009 54,594,494 2,888,438 1,492,192 9,520,865 75,062,759 51,273,148 744,469 195,576,365 10.89% 3,039 2008 53,244,856 2,889,010 761,466 9,274,093 66,439,949 50,088,740 738,139 183,436,253 7.03% 2,783 2007 64,952,651 2,661,427 - 9,021,451 68,127,403 52,844,125 723,970 198,331,027 7.89% 3,014 2006 65,223,096 2,548,532 - 8,771,358 67,222,672 56,882,342 730,396 201,378,396 7.79% 3,074 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (2) On January 1, 2011, the City reclassified its TIF District funds from enterprise funds to capital project funds. As a result, general obligation debt associated with the TIF Districts was reclassified from business-type activity to governmental activity debt. The amount reclassified was $27,527,728. CITY OF OSHKOSH, WISCONSIN Outstanding Debt by Type Last Ten Fiscal Years December 31, 2015 Governmental Activities Business-Type Activities (1) On August 22, 2014, the City paid off its Unfunded Pension Liability (WRS) with a State Trust Fund Loan. This loan is payable through 2034 with an interest rate of 4.25%. As a result, general obligation debt increased $10,233,802 which was split between governmental and business-type activities. 110 Fiscal Year Population Equalized Value Debt Total Ratio to Assessed Value Per Capita 2015 66,327 3,743,645,000$ 145,410,531$ 3.88% 2,192.33$ 2014 66,778 3,748,827,600 147,228,958 3.93% 2,204.75 2013 66,653 3,759,269,500 141,394,927 3.76% 2,121.36 2012 66,325 3,762,601,100 137,859,256 3.66% 2,078.54 2011 66,083 3,776,085,900 133,631,865 3.54% 2,022.18 2010 66,080 3,779,437,800 131,952,877 3.49% 1,996.87 2009 64,350 3,801,817,900 129,657,250 3.41% 2,014.88 2008 65,920 3,849,076,000 119,684,801 3.11% 1,815.61 2007 65,810 3,722,810,200 119,580,048 3.21% 1,817.05 2006 65,510 3,558,114,300 118,945,768 3.34% 1,815.69 2005 65,445 3,335,517,300 115,334,666 3.46% 1,762.31 2004 65,095 3,141,524,900 113,006,301 3.60% 1,736.02 2003 64,327 2,924,336,700 112,645,337 3.85% 1,751.14 Long-Term Debt CITY OF OSHKOSH, WISCONSIN Ratios of Net General Bonded Debt Outstanding Last Ten Fiscal Years December 31, 2015 Net General 111 2015 Percent Amount Direct Debt: City purpose 145,410,531$ Less Sanitary Sewer purpose (9,939,166) Less Storm Sewer purpose (7,632,924) Less Water Utility purpose (7,430,666) Less TIF purpose (31,107,473) Net City Purpose 89,300,302$ 100.0000% 89,300,302$ Total Net Direct Debt 89,300,302 Overlapping Debt Oshkosh Area Public School District 49,858,554 74.7131% 37,250,871 Fox Valley Technical College 95,880,000 10.8992% 10,450,153 Winnebago County 72,879,786 51.2750% 37,369,110 Total Overlapping Debt 85,070,134 174,370,436$ Information of other taxing districts was obtained from their respective financial reports and/or departments. CITY OF OSHKOSH, WISCONSIN Direct and Overlapping Governmental Activities Debt December 31, 2015 TOTAL DEBT Applicable to City Debt shown includes general obligation bonds and notes. Excluded from above are revenue bonds of $147,300,274. 112 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 Equalized Value 3,743,645,000$ 3,748,827,600 $ 3,759,269,500 $ 3,762,601,100$ 3,776,085,900$ 3,779,437,800$ 3,801,817,900$ 3,565,689,900$ 3,473,497,000$ 3,342,017,400$ Debt limitation - 5% of equalized value 187,182,250 187,441,380 187,963,475 188,130,055 188,804,295 188,971,890 190,090,895 178,284,495 173,674,850 167,100,870 Debt applicable to limitation Total outstanding general obligation debt 145,410,531 147,228,958 141,394,927 137,859,252 133,631,861 131,952,877 129,657,253 119,684,805 133,080,054 132,445,768 Less: Debt service fund (976,051) (1,536,834) (1,766,431) (1,598,474) (878,039) (802,645) (1,146,983) (1,814,545) (15,366,502) (14,982,030) Less: Other funds available for debt retirement - - (1,631,854) - - - - - - - Total debt applicable to limitation 144,434,480 145,692,124 137,996,642 136,260,778 132,753,822 131,150,232 128,510,270 117,870,260 117,713,552 117,463,738 Legal Debt Margin 42,747,770$ 41,749,256$ 49,966,833$ 51,869,277$ 56,050,473$ 57,821,658$ 61,580,625$ 60,414,235$ 55,961,298$ 49,637,132$ Total net debt applicable to the limit as a percentage of debt limit 77.16%77.73%73.42%72.43%70.31%69.40%67.60%66.11%67.78%70.30% CITY OF OSHKOSH, WISCONSIN Legal Debt Margin Information Last Ten Fiscal Years December 31, 2015 113 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue Available for Debt Service Principal Interest Revenue Coverage 2015 13,744,880$ 5,559,101$ 8,185,779$ 3,807,638$ 1,441,970$ 1.559 2014 13,204,960 5,833,904 7,371,056 3,872,222 1,414,596 1.394 2013 11,894,051 5,181,499 6,712,552 3,168,287 1,373,264 1.478 2012 12,476,050 5,190,896 7,285,154 2,940,800 1,292,001 1.721 2011 11,766,312 4,950,108 6,816,204 1,859,362 901,696 2.469 2010 11,440,790 6,365,712 5,075,078 2,864,882 1,136,715 1.268 2009 11,661,637 5,585,656 6,075,981 2,199,618 1,047,917 1.871 2008 12,055,844 5,727,208 6,328,636 2,054,504 1,155,278 1.972 2007 11,605,868 4,921,900 6,683,968 2,055,484 1,168,870 2.073 2006 10,852,296 5,087,832 5,764,464 2,067,535 1,303,253 1.710 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2015 Last Ten Fiscal Years Pledged-Revenue Coverage Water Revenue Bonds 114 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue Available for Debt Service Principal Interest Revenue Coverage 2015 11,432,847$ 5,814,421$ 5,618,426$ 1,797,902$ 962,202$ 2.036 2014 11,667,626 5,742,234 5,925,392 2,811,576 774,747 1.652 2013 10,115,243 5,170,187 4,945,056 2,556,996 707,686 1.515 2012 10,633,650 5,227,829 5,405,821 2,433,416 595,965 1.784 2011 9,742,345 5,241,990 4,500,355 1,889,013 441,518 1.931 2010 9,062,774 5,190,326 3,872,448 1,671,295 327,294 1.938 2009 9,094,064 5,218,908 3,875,156 1,620,209 360,497 1.956 2008 9,737,588 5,192,412 4,545,176 1,570,706 410,791 2.294 2007 9,126,861 4,584,753 4,542,108 1,522,733 459,529 2.291 2006 8,390,891 4,688,772 3,702,119 1,476,245 506,629 1.867 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2015 Last Ten Fiscal Years Pledged-Revenue Coverage Sewer Revenue Bonds 115 Fiscal Year Utility Service Charges (1) Less: Operating Expenses (2) Net Revenue Available for Debt Service Principal Interest Revenue Coverage 2015 7,992,624$ 1,941,371$ 6,051,253$ 2,120,000$ 1,854,819$ 1.522 2014 7,263,498 2,049,110 5,214,388 1,670,000 1,790,866 1.507 2013 6,088,592 1,619,298 4,469,294 1,260,000 1,110,605 1.885 2012 4,650,424 1,821,770 2,828,654 985,000 934,695 1.473 2011 4,218,749 2,096,833 2,121,916 895,000 1,005,365 1.117 2010 3,805,709 1,743,456 2,062,253 190,000 170,061 5.728 2009 4,044,613 1,596,444 2,448,169 185,000 176,624 6.770 2008 3,058,699 1,198,080 1,860,619 180,000 183,012 5.126 2007 3,198,290 987,246 2,211,044 175,000 189,224 6.071 2006 3,060,477 941,690 2,118,787 170,000 195,261 5.801 (1) (2) Includes total operating revenues and investment income. Includes total operating expenses less: depreciation, bond issue expense and interest expense. Debt Service CITY OF OSHKOSH, WISCONSIN December 31, 2015 Last Ten Fiscal Years Pledged-Revenue Coverage Storm Water Revenue Bonds 116 T HIS P AG E I NT ENT IO NAL L Y L EFT BL ANK DE M OGR AP HIC AND E C ONOM IC INFORM ATION Total Per Capita Personal Personal Median School Unemployment Year Population (1) Income (2) Income (3)Age (4)Enrollment (5)Rate (6) 2015 66,327 1,483,536,009$ 22,367$ 32.8 11,141 3.8% 2014 66,778 1,467,246,216 21,972 33.9 11,226 4.8% 2013 66,653 1,459,767,353 21,901 32.8 11,465 5.9% 2012 66,325 1,573,162,675 23,719 33.5 11,323 6.9% 2011 66,083 1,550,703,678 23,466 34.1 11,399 7.4% 2010 66,080 1,678,299,840 25,398 35.2 10,213 7.0% 2009 64,350 1,795,365,000 27,900 33.8 10,331 8.4% 2008 63,680 2,521,091,200 39,590 49 10,335 4.9% 2007 65,810 2,514,402,670 38,207 49 10,374 4.6% 2006 65,510 2,585,548,680 39,468 46 10,299 4.8% Source: (1) U.S. Census Bureau, http://quickfacts.census.gov (2) Computation of per capita personal income multiplied by population (3) U.S Census Bureau, Census 2011 Data. Esri forecasts for 2012 and 2016. (4) U.S. Census Bureau, Census 2011 Data. Esri forecasts for 2012 and 2016. (5) WI Department of Public Instruction http://dpi.wi.gov/lbstat/pubdata2.html (6) Wisconsin Department of Workforce Development Website: worknet.wisconsin.gov December 31, 2015 City of Oshkosh, Wisconsin Demographic and Economic Statistics Last Ten Years 117 T HIS P AG E I NT ENT IO NAL L Y L EFT BL ANK OP E R ATING INFORM ATIO N 2005 Percentage of Oshkosh Total City Financial Employees Employment Report Manufacturing Oshkosh Corporation 2,800 7.87%2,277 Bemis (all Oshkosh locations)2,300 6.46%2,101 Silver Star Brands Inc. / Miles Kimball Co.650 1.83%1,250 Hoffmaster, A Solo Cup Company,444 1.25%486 (Scott Worldwide Food Service) Lapham-Hickey Steel 256 0.72%- Muza Metal Products 265 0.74%- Non-Manufacturing Aurora Medical Center & Aurora Group 870 2.44%1,056 U S Bank (Firstar)1,144 3.21%975 Affinity - Mercy Medical Group 688 1.93%2,907 4imprint (Nelson Marketing)729 2.05%296 Clarity Care (Residential Care RCDD)569 1.60%- Wal-Mart 318 0.89%468 Lutheran Homes of Oshkosh 279 0.78%342 Oshkosh Community YMCA 200 0.56%350 United Parcel Service 200 0.56%- Government University of WI - Oshkosh 1,327 3.73%1,632 Oshkosh Area School District 1,290 3.63%1,620 Winnebago County 1,018 2.86%1,117 City of Oshkosh-, Full-Time 519 1.46%650 (source: Human Resources Mgr.) Winnebago Mental Health Institute 702 1.97%750 Oshkosh Correctional Institution 502 1.41%518 CESA6 200 0.56%289 Oshkosh's Labor Force Estimates **35,586 **Source: WORKnet - Data Analyst - Labor Force - Period 12, 2015 Source: Oshkosh Chamber of Commerce* *Employee counts listed are the number of full-time equivalent employees reported by each organization for the Oshkosh area. Principal Employers* CITY OF OSHKOSH, WISCONSIN Current Year and Ten Years Ago 2015 December 31, 2015 118 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 General Fund General Government Manager 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Attorney 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Human Resources 6.00 6.00 6.00 6.00 5.00 5.00 5.00 5.00 5.00 5.00 Clerk 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Finance 12.80 12.00 12.00 12.00 12.00 14.00 14.00 14.00 14.00 14.00 Purchasing 3.00 3.00 3.00 3.00 3.00 3.00 3.00 2.00 2.00 3.00 Central Services - - - - 1.00 1.00 1.00 1.00 1.00 1.00 I T / Central Services 7.40 7.40 7.40 7.40 7.00 7.00 7.00 7.00 7.00 7.00 Facilities Maint.5.80 5.00 5.00 5.00 5.00 4.00 4.00 4.00 4.00 4.00 Media Services 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Public Safety Safety 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 Police 115.00 115.00 114.00 116.00 116.00 116.00 116.00 116.00 116.00 117.00 Fire 108.00 107.00 107.00 108.00 108.00 108.00 108.00 108.00 108.00 109.00 Public Works Public Works Admin.3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 3.00 Engineers 11.70 11.00 12.00 12.00 12.00 11.00 11.00 11.00 12.00 13.00 Streets 29.00 29.00 29.00 29.00 31.00 31.00 31.00 30.00 32.00 33.00 Central Garage 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 8.00 Garbage 8.00 8.00 9.25 10.00 11.00 11.00 11.00 11.00 13.00 Parks Parks 14.89 14.89 15.64 15.64 15.64 15.50 15.50 15.50 15.50 16.50 Forestry 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 Community Development Assessor 5.80 5.00 5.00 6.00 6.00 6.00 6.00 6.00 6.00 6.00 Economic Development 4.80 4.80 3.00 - - - - - - - Planning 8.50 8.50 7.50 9.90 9.90 9.50 9.50 9.50 9.50 9.00 Inspection Services 7.50 7.50 7.50 10.50 10.50 10.50 10.50 10.50 10.50 10.00 Transportation Trans. Electric/Sign 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 Special Revenue Funds Parks Cemetery 3.00 3.00 3.00 3.00 3.70 4.00 4.00 4.00 4.00 4.00 Senior Services 5.00 5.00 5.00 5.00 5.00 5.00 5.00 6.00 6.00 6.00 Parks Revenue Facilities 0.36 0.36 0.36 0.36 0.36 0.50 0.50 0.50 0.50 0.50 Public Works Garbage 8.00 Recycling 5.00 5.00 5.00 5.00 5.00 5.00 6.00 7.00 7.00 7.00 Other Health Services - - - - 6.00 6.00 6.00 6.00 6.00 6.00 Health Srvcs/Nurses - - - - 3.00 3.00 3.00 3.00 3.00 3.00 Library 38.58 40.25 40.25 40.25 32.05 32.50 31.60 31.60 32.50 35.90 Museum 10.00 10.00 10.00 10.00 10.00 10.00 10.00 9.00 10.00 10.00 Housing - - - - - - - - - 14.00 Enterprise Funds Golf Course 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Transit Utility 29.00 28.00 28.00 28.00 28.00 28.00 28.00 28.00 28.00 28.00 Parking Utility 1.00 1.00 1.00 1.00 1.00 1.00 1.00 2.00 2.00 2.00 Water Utility 34.93 34.93 35.05 35.05 32.85 32.85 31.33 31.33 31.00 31.00 Sewer Utility 32.68 32.68 33.70 33.70 32.67 32.67 32.33 32.33 34.00 34.00 Storm Utility 10.50 10.50 10.50 10.50 8.00 8.00 7.33 7.00 7.00 7.00 Total Full-time Equivalent 554.24 550.81 549.90 557.55 555.67 557.02 554.59 554.26 560.50 584.90 Source: City of Oshkosh Finance Department - Annual Budget CITY OF OSHKOSH, WISCONSIN Full-time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years December 31, 2015 119 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 Police Stations 1 1 1 1 1 1 1 1 1 1 Community Policing Offices I mobile I mobile 0 0 0 0 0 0 0 0 Patrol Units 28 28 28 28 28 29 30 32 34 34 Fire Stations 6 6 6 6 6 6 6 6 6 6 Refuse Collection Collection trucks 13 13 13 13 13 13 13 13 13 13 Other Public Works Streets (miles)243.70 243.68 241.58 241.17 241.25 241.31 240.65 240.22 239.58 239.25 Street Lights 1,350 1,350 1,310 * * * * * * * City traffic signals (intersections)67 62 * * * * * * * * Parks and Recreation Acreage 440 440 440 440 440 440 440 440 440 440 Playgrounds 19 17 17 17 17 17 17 18 18 18 Baseball/softball diamonds 19 18 18 18 18 18 18 19 19 19 Water Watermains (miles)296.09 295.66 294.09 294.73 294.49 294.02 292.61 291.94 283.14 280.64 Average Daily Pumpage,6.170 6.849 6.160 6.422 6.508 6.388 6.315 6.534 6.866 7.381 (Million Gallons per day) Wastewater Sanitary sewers (miles)266.21 266.35 267.04 268.50 269.71 269.71 269.84 * *267.50 Storm sewers (miles)251.97 246.69 * * * * * * *227.60 Transit Buses 16 17 17 17 17 17 17 17 17 17 Sources: various city departments   * Data Not Available CITY OF OSHKOSH, WISCONSIN Capital Asset Statistics by Function/Program Last Ten Fiscal Years December 31, 2015 120 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 Police Physical arrests 3,854 4,606 5,162 5,727 7,603 6,217 6,307 6,087 6,116 6,559 Traffic Enforcement Citations 4,720 7,799 7,846 8,919 7,415 6,750 5,203 1,328 Reportable Accidents 1,434 1,243 1,403 1,453 1,381 1,360 1,191 1,390 1,173 1,045 Fire Emergency responses 8,018 8,087 7,625 7,502 7,343 6,741 5,862 6,612 6,419 5,887 Fire responses 130 107 114 121 113 116 104 160 221 180 Other 844 901 879 783 766 840 1,119 1,194 837 838 Refuse Collection Refuse collected (average tons per day) 50.42 49.86 49.30 49.23 49.61 49.11 51.50 51.55 56.97 66.19 Refuse collected total tons per year 13,158.55 13,062.67 12,866.88 12,947.22 13,095.82 13,209.26 13,422.69 13,661.37 14,925.13 17,323.09 Comingled recyclable containers (tons) 4,353 4,262 4,317 4,526 4,434 4,371 Mixed paper (tons)2,004.17 2,438.73 2,590.48 2,614.22 Mixed paper and comingled recyclables (tons)3,635.36 3,609.33 3,874.30 3,951.27 Other Public Works New street pavement (miles) 0.00 0.00 0.16 0.00 0.00 0.05 0.25 0.42 0.31 0.58 Street resurfacing (miles) 2.25 1.38 2.89 4.89 6.91 14.87 5.18 5.10 6.52 2.09 Inspection Commercial construction - units 248 136 30 6 100 34 56 8 72 171 Commercial construction (thousands of dollars) 15,897,849 11,315,000 4,383,000 283,183 9,496,000 7,117,000 2,878,000 2,844,000 14,342,000 9,275,000 Residential construction - units 27 21 21 22 14 24 18 51 58 63 Residential construction (thousands of dollars) 4,498,868 3,411,675 3,998,218 3,323,089 1,339,096 2,706,490 2,295,400 7,247,277 7,640,261 8,467,562 Water New construction (miles) 2.62 2.78 2.54 4.01 4.24 5.26 * * * * Water main leaks 77 124 73 77 76 71 * * * * Average number of residential customers 21,441 21,268 22,110 20,815 20,498 20,465 20,436 20,388 20,284 20,436 Average annual usage per residential customer, 34,982 35,651 37,198 40,123 39,785 39,935 * * * * (gallons) Transit Total route miles 483,492 481,997 486,540 473,615 468,124 462,430 465,125 470,945 467,690 462,084 Passengers (includes paratransit) 990,431 1,000,778 1,007,785 1,089,681 1,029,812 990,329 1,061,149 1,223,656 1,196,250 1,138,502 Sources: various city departments Notes: Police Statistics Reportable - Anything that gets reported to the State 1) Damage to property is over $1,000 2) Report of an injury or a complaint about an injury 3) Gov't property damage over $250.00 (ex - a light pole) * Data Not Available CITY OF OSHKOSH, WISCONSIN Operating Indicators by Function/Program Last Ten Fiscal Years December 31, 2015 121 M IS CE LL AN E OUS GE NER AL D AT A 2006 Estimate 2007 Estimate 2008 Estimate 2009 Estimate 2010 Estimate 2011 Estimate 2012 Estimate 2013 Estimate 2014 Estimate 2015 Estimate 66,327 Year No.No. 2006 77 5,237 2007 69 5,217 2008 43 6,193 2009 20 6,130 2010 30 5,104 2011 50 1,834 2012 42 2,646 2013 33 2,439 2014 26 2,136 2015 38 20,396,717 1,974 67,144,205 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Water (3)22,960 22,893 23,352 23,451 23,512 23,547 23,823 24,225 24,352 24,352 Electric (4)41,659 42,492 42,910 43,038 43,382 43,729 43,861 44,343 44,369 42,612 Gas (4)31,494 32,123 32,441 32,505 32,667 32,867 32,987 33,019 33,028 32,226 (1) Source: U.S. Census Bureau / WI Dept. of Admin. (2) Source: City of Oshkosh Inspections Department (3) Source: WI Public Service Commission http://www.psc.wi.gov (4) Source: Wisconsin Public Service Corporation 15,563,675 Value 51,095,915 66,778 9,846,277 5,173,400 77,672,133 66,248,867 82,002,706 UTILITY CUSTOMERS AT YEAR END - CITY OF OSHKOSH New Residential: Single, Family, and Apartments Total of All Permits 9,823,490 21,705,692 26,119,317 25,447,066 95,870,311 64,463,673 74,950,553 65,810 98,876,033 121,914,846 Value 17,872,562 21,982,261 BUILDING PERMITS (2) 66,653 ECONOMICS CITY OF OSHKOSH, WISCONSIN December 31, 2015 66,325 66,083 66,080 64,350 65,920 POPULATION - CITY OF OSHKOSH (1) 65,510 122 YEAR TOTAL UNITS SINGLE FAMILY TWO FAMILY MULTIPLE FAMILY 1996 532 202 42 288 1997 394 119 22 253 1998 384 144 22 218 1999 383 157 20 206 2000 275 109 20 146 2001 442 121 10 311 2002 364 157 44 163 2003 529 153 36 340 2004 303 112 20 171 2005 134 63 30 41 2006 234 51 12 171 2007 130 58 - 72 2008 59 47 4 8 2009 74 14 4 56 2010 31 22 2 7 2011 195 12 2 181 2012 28 18 4 6 2013 92 23 - 64 2014 157 15 6 136 2015 275 17 10 248 5,015 1,614 310 3,086 Source: City of Oshkosh Department of Community Development City of Oshkosh, Wisconsin NEW DWELLING UNITS CONSTRUCTED 1996-2015 123 Rates: Quarterly Volume Charge First 3,000 cubic feet (CU FT) $4.43 per 100 CU. FT. Next 7,000 cubic feet 4.27 per 100 CU. FT. Next 190,000 cubic feet 3.99 per 100 CU. FT. Over 200,000 cubic feet 3.73 per 100 CU. FT. 100 CU. FT. = 748 Gallons Minimum Quarterly Charge Meter Size Service Public Fire Protection 5/8" & 3/4" 23.25$ 6.60$ 1" 36.00 16.50 1-1/4" 48.00 24.60 1-1/2" 60.00 33.00 2" 90.00 54.00 3" 141.00 99.00 4" 207.00 165.00 6" 357.00 333.00 8" 537.00 531.00 10" 765.00 795.00 12" 996.00 1,062.00 Billings Usage (00's) Oshkosh Correctional Institute $ 384,047.08 94,360 UW Oshkosh 295,835.63 67,828 Bemis / Curwood/Milprint 278,366.36 70,610 Pepsi Bottling 255,476.78 66,930 Winnebago Mental Health 162,333.06 48,774 Hydrite Chemical 144,346.33 37,112 State of WI - Drug Abuse Correctional Center 111,686.22 28,774 Midwest Realty Management 106,750.79 21,113 Winnebago County 103,136.46 22,321 Oshkosh Corporation 101,567.40 23,271 WATER UTILITY Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION December 31, 2015 124 Rates: Quarterly Volume Charge Charge per 100 cubic Feet $3.65 100 CU. FT. = 748 Gallons Unmetered Customers: Fixed Quarterly Charge (based on 16 CCF/quarter) $80.90 Special Charges: Meter Reading & Billing Charge for non-sewer deduct meters, per billing period. $5.00 Fixed Quarterly Charge Meter Size Charge Meter Size Charge 5/8" & 3/4" $22.50 4"$258.00 1"39.00 6"501.00 1-1/4" 48.00 8"792.00 1-1/2" 63.00 10"1,182.00 2"90.00 12"1,572.00 3"159.00 Billings Usage (00's) Oshkosh Correctional Institute $ 355,076.00 94,360 UW Oshkosh 251,024.71 62,029 Winnebago County 246,427.14 63,425 Bemis / Curwood / Milprint 172,220.15 45,571 Winnebago Mental Health 171,464.50 45,269 City of Oshkosh 138,448.32 34,177 State of WI - Drug Abuse Correctional Ctr. 108,193.10 28,774 Midwest Realty Management 91,587.05 20,917 Oshkosh Corporation 89,324.85 22,189 Gabert & Rusch 81,652.02 18,369 SEWER UTILITY Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION (Continued) December 31, 2015 125 Rates: Quarterly Equivalent Runoff Unit (ERU) Charge per ERU $34.15 Small Residential (Impervious area < 1,750 square feet) 0.67 ERU Average Residential (Impervious area > 1,750 1.00 ERU but < 3,750 square Feet) Large Residential (Impervious area > 3,750 square feet) 1.33 ERU Other (Square feet of impervious area/2,817) No charge for undeveloped properties Billings ERU'S Winnebago County $ 581,151.71 4,431.8500 Oshkosh Corporation 294,323.01 2,239.2600 City of Oshkosh 235,085.79 1,817.2500 State of Wisconsin 195,292.29 1,474.3900 Oshkosh Area School District 158,525.25 1,221.0500 UW Oshkosh 154,203.09 1,165.7200 Bemis / Curwood / Milprint 115,408.56 876.4800 Experimental Aircraft Association 94,805.86 728.9200 Bergstrom 75,835.16 575.6800 BFO Factory Outlets 54,362.65 408.4800 Note - Rate increase being implemented April 1, 2016, see City's website for new rates. Top Ten Users / Customers CITY OF OSHKOSH, WISCONSIN UTILITY INFORMATION (Continued) December 31, 2015 STORM WATER UTILITY 126 2013 2014 2015 2015 2016 ACTUAL ACTUAL BUDGETED ESTIMATED PROPOSED REVENUES REVENUES REVENUES REVENUES BUDGET TAXES LEVIED BY CITY Total Taxes Levied 30,604,908 32,031,000 33,334,300 33,334,300 34,286,700 Property Taxes Levied Other Funds (see details below) (24,277,700) (25,427,800) (26,195,000)(26,195,000) (18,179,800) Net General Fund Property Tax 0072-4102 6,327,208 6,603,200 7,139,300 7,139,300 16,106,900 Municipal Owned Utility 0072-4112 1,000,000 1,000,000 1,000,000 1,000,000 1,000,000 Snow Removal 0072-4172 84,748 92,184 46,600 84,900 87,300 Weed Cutting 0072-4171 34,469 39,019 38,800 40,300 37,500 Mobile Home Tax 0072-4108 122,409 129,782 125,000 139,000 125,000 Payment in Lieu of Taxes 0072-4118 107,005 101,886 95,000 111,800 105,000 TOTAL TAXES LEVIED 7,675,839 7,966,071 8,444,700 8,515,300 17,461,700 LICENSES & PERMITS Heating 0750-4377 91,092 85,334 83,000 126,300 0 Liquor License 0050-4322 133,667 129,395 130,000 137,200 130,700 Cigarette License 0050-4358 6,975 7,120 6,800 7,100 7,000 Sundry License 0050-4972 32,652 29,152 33,000 28,500 28,000 Assessor Fees 0080-4390 0 103,582 75,000 154,200 128,900 Electric Permits 0750-4376 85,347 64,766 80,000 76,000 0 Building Permits 0750-4374 368,900 376,518 382,100 425,000 0 Plumbing Permits 0750-4378 92,435 90,417 75,000 115,000 0 Flammable Tank Fees 0750-4384 1,465 740 500 1,000 0 Housing Fees 0750-4386 3,555 3,570 78,000 3,300 0 Code Seals & Plan. Fees 0750-4383 805 630 600 700 0 Code Enforcement 0750-4388 18,050 31,785 29,000 50,800 0 Weights & Measures 0750-4381 64,009 66,133 66,000 65,300 0 Zoning Ordinances 0740 - 4334 44,296 42,406 59,600 68,000 83,900 TOTAL LICENSES & PERMITS 943,248 1,031,548 1,098,600 1,258,400 378,500 FINES & COSTS County Court 0211-4406 313,254 285,201 325,000 262,700 280,600 Police Department 0211-4402 501,280 433,638 472,000 461,000 438,800 Penalties 0072-4120 85,709 87,972 82,800 87,800 85,700 TOTAL FINES & COSTS 900,243 806,811 879,800 811,500 805,100 STATE & COUNTY AIDS Town Aid - Cable TV 1010-4252 11,136 11,693 11,700 12,300 0 Town Ambulance Aid 0240-4251 78,569 78,341 22,600 34,200 34,200 Aid to Local Streets 0073-4228 2,875,106 2,824,572 3,038,500 3,033,200 3,197,800 Municipal Services 0073-4232 & 4236 1,017,462 1,011,432 930,400 927,200 970,700 State Shared Aids 0073-4210 9,671,889 9,674,647 9,672,600 9,677,200 9,680,200 State/Fed Aids-Misc 0211/0610/0620/0730/0810-4236, 42 9,031 12,500 3,000 4,800 4,500 State Aids - Fire 0230-4236 140,624 160,055 160,100 152,800 150,000 Aids-Police 0211-4206 & 4226 & 4253 207,884 176,165 172,000 189,400 221,600 State Computer Credit 0073-4237 159,288 175,068 175,000 189,300 175,000 Expenditure Restraint 0073-4238 1,105,839 1,060,836 1,132,100 1,122,100 1,176,800 TOTAL STATE & CO. AIDS 15,276,828 15,185,309 15,318,000 15,342,500 15,610,800 CITY OF OSHKOSH, WISCONSIN BUDGET FOR 2016 - REVENUES 127 2013 2014 2015 2015 2016 ACTUAL ACTUAL BUDGETED ESTIMATED PROPOSED REVENUES REVENUES REVENUES REVENUES BUDGET USE OF MONEY & PROPERTY Interest on Investments 0073-4908 113,297 71,910 95,000 43,500 50,000 Interest on Special Assessments 0072-4910 370,418 493,528 275,000 442,700 316,600 Rent 0073-4922 - 4926 55 55 100 100 100 TOTAL USE OF MONEY & PROP.483,770 565,493 370,100 486,300 366,700 CHARGES FOR CURRENT SERVICES Police Department Fees 0211- 4532-4972 178,018 173,712 150,000 174,600 175,400 Fire Department Fees 0230-4534 151,514 174,043 149,400 164,000 158,500 Ambulance Fees 0240-4538 2,292,809 2,381,102 2,421,000 2,523,900 2,594,000 Engineering Fees 0420-4520 543 10,429 10,000 500 10,000 Street Services 0420 & 0430-4557 98,203 85,292 65,000 70,600 17,500 Central Garage 0450 4815 & 4551 0 0 0 0 237,500 Electrical Department 0801-4520 56,922 16,574 30,000 37,400 30,000 Sign Department 0810-4520 6,653 446 3,500 500 3,000 Parks Revenues 0610 / 0620-4572 - 4972 30,866 44,517 40,000 54,200 45,000 City Clerk Fees 0050-4520 6,370 6,285 6,000 6,500 6,300 Comm Dev 0740 / Econ Dev 0730 - CDBG -4811 401,126 239,132 270,600 247,600 256,400 Community Development - TIF 0730 / 0740-4811 0 320,000 407,900 407,900 411,900 Economic Development - County Aids 0730-4240 0 66,300 66,300 66,300 66,300 Comm Dev-Plan Review Fees-Econ Dev-0730-4520 57,791 996 0 0 25,000 Cable Access Fees 0150-4520 3,760 4,400 3,500 4,700 3,500 CATV Revenue 1010-4312 746,463 702,025 710,600 761,000 723,800 Property Search 0073-4519 22,935 21,770 21,000 23,400 21,100 Hazardous Materials 0230-4540 0 2,665 500 2,400 500 Garbage Fees 0470-4558 63,113 0 0 0 0 TOTAL CHGS. FOR CUR. SERV.4,117,086 4,249,688 4,355,300 4,545,500 4,785,700 INTERDEPARTMENTAL REVENUES Materials & Labor-Utilities 0430-4812 614,366 851,420 615,000 722,500 530,500 Supervisor/Admin Labor-Util 0410,420,430-4814 289,368 325,482 293,000 338,100 347,500 Accounting Services-Utilities 0073-4806 463,107 471,617 470,000 421,800 421,800 Equipment/Labor Rental - Recycling 0480-4834 437,070 559,569 400,000 390,200 401,000 Computer Services - Utilities 0110-4822 164,600 166,700 166,700 168,500 168,500 Water G.O. Bond Abatement 0074-5275 1,368,362 1,294,224 1,304,400 1,297,700 0 Sewer G.O. Bond Abatement 0074-5273 1,536,864 1,491,121 1,489,800 1,483,100 0 Storm G.O. Bond Abatement 0074-5278 1,055,888 1,027,901 1,017,300 1,021,400 0 Parking G.O. Bond Abatement 0074-5272 53,023 55,758 30,200 29,900 0 Ind. Dev. G.O. Bond Abatement 0074-5270 405,411 398,012 407,400 407,400 0 TIF Districts G.O. Bond Abatement 0074-5274 3,981,045 4,071,912 4,410,200 4,395,000 0 Golf Course G.O. Bond Abatement 0074-5277 6,104 6,048 6,000 6,000 0 Centre G.O. Bond Abatement 0074-5261 216,447 223,658 220,300 220,300 0 Cable TV G.O. Bond Abatement 0074-5279 6,832 6,746 6,700 6,700 0 TSF from Debt Service BABs 0074-5299 0 402,800 0 0 0 TSF From Other Funds 0074-5299 0 0 0 0 0 Engineering Fees-Const. 0420-4555 1,345,442 995,121 1,562,200 1,544,500 1,810,000 TOTAL INTER. DEP. REV.11,943,929 12,348,089 12,399,200 12,453,100 3,679,300 128 2013 2014 2015 2015 2016 ACTUAL ACTUAL BUDGETED ESTIMATED PROPOSED REVENUES REVENUES REVENUES REVENUES BUDGET UNCLASSIFIED Sundry Revenue 0073 etc - 4952-4972 160,287 179,015 137,400 131,000 130,000 Sale of Capital Assets 0 4,629 0 0 0 Bond Proceeds 0073-5302 57,338 84,878 0 0 0 TOTAL UNCLASSIFIED 217,625 268,522 137,400 131,000 130,000 TOTAL GENERAL FUND REVENUES 41,558,568 42,421,531 43,003,100 43,543,600 43,217,800 Levy for Recycling *404,700 0 0 0 0 Levy for Garbage Collect & Disp *0 1,217,000 1,301,400 1,301,400 1,203,700 Levy for Street Lighting *1,057,500 1,081,700 1,100,000 1,100,000 1,110,900 Levy for Senior Services *291,800 281,800 281,200 281,200 276,400 Levy for "GO" Transit Utility *726,200 599,500 655,100 655,100 746,200 Levy for Library *2,302,200 2,370,000 2,482,100 2,482,100 2,657,100 Levy for Museum *848,600 741,000 863,400 863,400 911,700 Levy for Grand Opera House *66,200 73,000 73,000 73,000 22,700 Levy for Cemetery*274,800 261,100 282,600 282,600 296,400 Levy for Health Services*0 0 0 0 0 Levy for Equipment Fund *1,117,800 1,000,000 927,500 927,500 915,900 Levy Leach Amphetheater *15,000 14,000 14,000 14,000 14,000 Levy Pollock Comm Water Park *67,300 64,000 64,000 64,000 64,000 Levy for Debt Services 17,085,200 17,704,300 18,130,300 18,130,300 9,943,100 Levy for Agency Funds 20,400 20,400 20,400 20,400 17,700 TOTAL PROPERTY TAXES LEVIED TO OTHER FUNDS 24,277,700 25,427,800 26,195,000 26,195,000 18,179,800 Build America Bond Credits Debt Services 463,029 302,600 355,400 355,400 336,300 Bond Abatements from Debt Service Fund 0 0 0 0 8,936,300 Approp. from Debt Svc. Fund 0 0 568,000 568,000 350,000 OTHER FUND REVENUES 24,740,729 25,730,400 27,118,400 27,118,400 27,802,400 TOTAL REVENUES 66,299,297 68,151,931 70,121,500 70,662,000 71,020,200 129 PAYROLL PAYROLL CONTRAC-MATERIALS DIRECT INDIRECT TUAL UTILITIES FIXED AND CAPITAL TOTAL LABOR LABOR SERVICES CHARGES SUPPLIES OUTLAY BUDGET GENERAL GOVENRNMENT City Council 31,100 3,900 14,800 0 0 3,100 0 52,900 City Manager 181,000 69,400 15,600 0 0 1,800 0 267,800 City Attorney 252,600 113,900 57,600 200 0 6,700 0 431,000 Human Resources 363,400 157,300 85,400 0 500 11,900 0 618,500 City Clerk 179,500 60,500 10,900 0 0 3,200 0 254,100 Elections 124,500 9,900 11,500 300 0 18,000 0 164,200 Finance 742,900 281,900 5,000 200 0 4,700 0 1,034,700 Purchasing 170,900 55,000 4,400 200 0 1,400 0 231,900 Information Technology Division 440,300 166,200 443,500 19,800 0 116,600 34,400 1,220,800 Insurance 0 0 0 0 631,900 0 0 631,900 Facilities Maintenance 231,900 140,500 78,500 221,000 1,600 37,300 0 710,800 Independant Audit 0 0 24,000 0 0 0 0 24,000 Media Services 156,900 48,400 4,500 400 0 2,100 0 212,300 TOTAL GENERAL GOVERNMENT 2,875,000 1,106,900 755,700 242,100 634,000 206,800 34,400 5,854,900 PUBLIC SAFETY Police 8,597,700 3,378,500 243,800 75,900 100 213,800 190,400 12,700,200 Animal Care 0 0 88,200 0 0 0 0 88,200 Fire & Ambulance 8,254,900 2,999,000 187,200 123,100 500 258,300 11,100 11,834,100 Hydrant Rental 0 0 650,000 0 0 0 0 650,000 Auxiliary Police 0 0 1,900 0 0 2,900 0 4,800 Crossing Guards 74,600 5,700 0 0 0 300 0 80,600 Police & Fire Commission 0 0 13,400 0 0 200 0 13,600 TOTAL PUBLIC SAFETY 16,927,200 6,383,200 1,184,500 199,000 600 475,500 201,500 25,371,500 PUBLIC WORKS Public Works - Administration 270,100 100,200 3,000 200 200 800 0 374,500 Engineering 785,500 361,900 23,900 4,000 200 14,400 0 1,189,900 Streets - General 1,427,200 720,800 88,900 5,000 800 463,500 0 2,706,200 Central Garage 405,000 199,100 82,100 140,900 500 1,119,000 0 1,946,600 TOTAL PUBLIC WORKS 2,887,800 1,382,000 197,900 150,100 1,700 1,597,700 0 6,217,200 PARKS & OTHER FACILITIES Parks 887,800 374,600 48,800 239,200 1,400 170,500 12,000 1,734,300 Forestry 209,300 85,500 9,000 0 100 27,500 0 331,400 TOTAL PARKS & OTHER FAC. 1,097,100 460,100 57,800 239,200 1,500 198,000 12,000 2,065,700 CITY OF OSHKOSH, WISCONSIN 2016 OPERATING BUDGET BY FUNCTION 130 PAYROLL - PAYROLL - CONTRAC-MATERIALS DIRECT INDIRECT TUAL UTILITIES FIXED AND CAPITAL TOTAL LABOR LABOR SERVICES CHARGES SUPPLIES OUTLAY BUDGET COMMUNITY DEVELOPMENT Assessor 284,500 108,700 180,000 3,000 100 4,200 0 580,500 Economic Development 309,600 134,300 210,200 1,700 0 5,100 0 660,900 Planning Services 520,300 165,100 24,700 700 0 4,300 0 715,100 Inspection Services 0 0 0 0 0 0 0 0 TOTAL COMMUNITY DEV.1,114,400 408,100 414,900 5,400 100 13,600 0 1,956,500 DEPT. OF TRANSPORTATION Electric 303,900 108,000 12,500 40,500 1,000 43,300 0 509,200 Sign 96,400 33,700 11,400 4,900 0 63,300 0 209,700 TOTAL DEPT. OF TRANS.400,300 141,700 23,900 45,400 1,000 106,600 0 718,900 UNCLASSIFIED Unemployment Compensation 0 25,000 0 0 0 0 0 25,000 Uncollectible Accounts 0 0 625,000 0 0 0 0 625,000 Employee Benefit Fees 0 0 12,000 0 0 0 0 12,000 Patriotic Celebration 0 0 20,000 0 0 0 0 20,000 Adjustment of Salaries 183,100 0 0 0 0 0 0 183,100 Health Ins Fund Surcharge 0 0 0 0 0 0 0 0 Unclassified Expenses 0 0 120,000 0 0 0 0 120,000 Mobile Home Tax 0 0 48,000 0 0 0 0 48,000 Industrial Development 0 0 0 0 0 0 0 0 TOTAL UNCLASSIFIED 183,100 25,000 825,000 0 0 0 0 1,033,100 TOTAL BUDGET 25,484,900 9,907,000 3,459,700 881,200 638,900 2,598,200 247,900 43,217,800 Budget for Recycling 247,500 76,300 441,800 300 1,800 87,200 170,700 1,025,600 Budget for Garbage Collect & Disp 343,400 171,100 594,000 0 12,700 131,700 0 1,252,900 Budget for Street Lighting 0 0 0 1,100,000 0 51,700 0 1,151,700 Budget for Senior Services 326,000 122,500 44,500 57,700 7,500 5,500 16,000 579,700 Budget for "GO" Transit Utility 1,691,100 756,900 1,576,900 41,000 111,600 449,700 68,000 4,695,200 Budget for Library 1,888,000 663,300 396,000 130,400 17,300 406,800 0 3,501,800 Budget for Museum 635,800 300,500 59,800 54,500 13,400 55,800 0 1,119,800 Budget for Grand Opera House 0 0 14,000 0 7,600 1,100 0 22,700 Budget for Cemetery 217,700 93,900 7,100 34,800 8,100 25,600 6,000 393,200 Budget for Leach Amphitheater 9,000 700 20,200 23,500 100 20,600 0 74,100 Budget for Pollock Comm Wtr Park 45,000 3,400 154,600 65,700 7,800 58,800 12,000 347,300 Budget for Equipment Fund 0 0 0 0 0 0 915,900 915,900 TOTAL OPERATING BUDGET 30,888,400 12,095,600 6,768,600 2,389,100 826,800 3,892,700 1,436,500 58,297,700 131 CITY OF OSHKOSH PER $1,000 2015 2014 INCREASE OF TAXES TAX RATE TAX RATE (DECREASE) State 0.648 % $ 0.169 $ 0.169 $ 0.000 County 20.817 5.429 5.548 (0.119) Area Schools 36.729 9.579 9.737 (0.158) Area Vocational 4.279 1.116 1.116 0.000 City Tax 37.527 9.787 9.562 0.225 100.000 $ 26.080 $ 26.132 $ (0.052) State Credit 1.545 1.293 0.252 $ 24.535 $ 24.839 $ (0.304) 2016 LEVY - 2015 TAX RATE State 0.648% County 20.817% Area Schools 36.729%Area  Vocational 4.279% City Tax 37.527% 132 CITY OF OSHKOSH 2016 2015 INCREASE SOURCE OF FUNDS AMOUNT PER CENT PER CENT (DECREASE) Property Tax Levy $ 34,286,700 48.28% 47.54% 0.74% Other Tax Revenue 1,354,800 1.91% 3.18%‐1.27% State Expenditure Restraint Revenue 1,176,800 1.66% 1.61% 0.05% State Shared Revenue 9,680,200 13.63% 13.80%‐0.17% Aid to Local Streets 3,197,800 4.50% 4.33% 0.17% Other State & County Aids 1,556,000 2.19% 2.10% 0.09% Licenses, Permits, Fines 1,183,600 1.67% 2.82%‐1.15% Interdepartmental Charges 3,679,300 5.18% 17.68%‐12.50% Interest on Investments / Special Assessments 316,600 0.44% 0.53%‐0.09% Miscellaneous Revenue 180,100 0.25% 0.20% 0.05% Charges for Services 4,785,700 6.74% 6.21% 0.53% Other Fund Revenues 9,622,600 13.55% 0.00% 13.55% $71,020,200 100.00%100.00% SOURCE OF FUNDS Property Tax Levy 48.28% Other Tax Revenue 1.91% State Expenditure  Restraint Revenue 1.66% State Shared Revenue 13.63% Aid to Local Streets 4.50% Other State & County  Aids 2.19% Licenses, Permits,  Fines 1.67% Interdepartmental  Charges 5.18% Interest on  Investments / Special  Assessments 0.44% Miscellaneous  Revenue 0.25% Charges for Services 6.74%Other Fund Revenues 13.55% 133 CITY OF OSHKOSH 2016 2015 INCREASE USE OF FUNDS AMOUNT PER CENT PER CENT (DECREASE) Parks 2,440,100 3.44%3.35%0.09% Debt Services 19,565,700 27.54%27.18%0.36% Library, Museum, GOH 3,591,500 5.06%4.85%0.21% Miscellaneous 1,966,700 2.77%2.60%0.17% Police 12,880,600 18.14%18.06%0.08% Transportation 2,576,000 3.63%3.51%0.12% Fire and Ambulance 12,490,900 17.59%17.60%-0.01% General Government 5,854,900 8.24%8.01%0.23% Public Works 7,420,900 10.45%10.71%-0.26% Community Development 1,956,500 2.75%3.73%-0.98% Senior Services 276,400 0.39%0.40%-0.01% $71,020,200 100.00%100.00% USE OF FUNDS Parks 3.44% Debt Services 27.54% Library, Museum, GOH 5.06% Miscellaneous 2.77% Police 18.14% Transportation 3.63% Fire and Ambulance 17.59% General Government 8.24% Public Works 10.45% Community Development 2.75% Senior Services 0.39% 134 CITY OF OSHKOSH AMOUNT PER CENT Payroll - Direct Labor $ 30,888,400 39.76 % Agency Funds 17,700 0.02 Payroll - Indirect Labor 12,095,600 15.66 Fixed Charges 826,800 1.05 Debt Retirement 19,565,700 24.93 Contractual Services 6,768,600 8.73 Utilities 2,389,100 3.05 Materials & Supplies 3,892,700 4.97 Capital Outlay 1,436,500 1.83 $ 77,881,100 100.00 % 2016 BUDGET - USE OF FUNDS BY FUNCTION Payroll ‐Direct Labor 39.76% Agency Funds 0.02% Payroll ‐Indirect  Labor 15.66% Fixed Charges 1.05% Debt Retirement 24.93% Contractual Services 8.73% Utilities  3.05% Materials & Supplies 4.97%Capital Outlay 1.83% 135