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HomeMy WebLinkAbout2008CAFR City of Oshkosh ANNUAL FINANCIAL REPORT Including Auditor’s Report For the fiscal year ending December 31, 2008 CITY OF OSHKOSH OSHKOSH, WISCONSIN December 31, 2008 Table of Contents INTRODUCTORY SECTION Page No. Letter of Transmittal 1 - 3 Council Members and Principal Officers 4 The City 5 - 8 Oshkosh Unified School District 9 FINANCIAL SECTION Independent Auditors' Report 10 - 11 Management's Discussion and Analysis 12 - 21 Basic Financial Statements Government-wide Financial Statements Statement of Net Assets 22 Statement of Activities 23 Fund Financial Statements Balance Sheet - Governmental Funds 24 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets 25 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 26 Reconciliation of Statements of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 27 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 28 Statement of Net Assets - Proprietary Funds 29 Statement of Revenues, Expenses and Changes in Net Assets-Proprietary Funds 30 Statement of Cash Flows-Proprietary Funds 31 Statement of Net Assets-Fiduciary Funds 32 Statement of Changes in Net Assets-Fiduciary Funds 33 Notes to Basic Financial Statements 34 - 60 CITY OF OSHKOSH OSHKOSH, WISCONSIN December 31, 2008 Table of Contents Page No. Required Supplemental Information Schedule of other Post Employment Benefit Information 61 Other Supplemental Information Combining Balance Sheet - Non-major Governmental Funds 62 Combining Statement of Revenues and Expenditures and Changes in Fund Balances - Non-major Governmental Funds 63 Combining Statement of Net Assets-Nonmajor Other Proprietary Funds 64 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets - Nonmajor Other Proprietary Funds 65 Combining Statement of Cash Flows-Nonmajor Other Proprietary Funds 66 Combining Statement of Net Assets - Internal Service Funds 67 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets Internal Service Funds 68 Combining Statement of Cash Flows - Internal Service Funds 69 Combining Balance Sheet - Nonmajor Special Revenue Funds 70 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Special Revenue Funds 71 Combining Balance Sheet - Nonmajor Capital Project Funds 72 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Capital Projects Funds 73 CITY OF OSHKOSH OSHKOSH, WISCONSIN December 31, 2008 Table of Contents STATISTICAL SECTION This part of the City of Oshkosh, Wisconsin's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the city's overall financial health. Contents Exhibit No.Page No. Financial Trends A-1 through A-5 74 -80 These reports and schedules contain trend information to help the reader understand how the city's financial performance and well-being have changed over time. Revenue Capacity A-6 through A-10 81 - 85 These schedules contain information to help the reader assess the city's most significant local revenue source, the property tax. Debt Capacity A-11 through A-15 86 - 110 These schedules present information to help the reader assess the affordability of the city's current levels of outstanding debt and the city's ability to issue additional debt in the future. Economic and Demographic Information A-16 through A-26 111 - 124 These schedules present information to help the reader understand the environment within which the city's financial activities take place. Operating Information A-27 through A-29 125 - 132 These schedules contain information to help the reader understand how the city's financial report relates to the services the city provides and the activities it performs. May 27, 2009 Honorable Mayor and Council Members, City of Oshkosh: The Annual Financial Report of the City of Oshkosh, Wisconsin, for the fiscal year ended December 31, 2008, is submitted herewith. This report was prepared by the City’s Department of Finance. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, rest with the City. We believe the data as presented is accurate in all material respects; that it is presented in a manner designed to fairly set forth the financial activities of the City and its various funds and account groups; and that all the disclosures necessary to enable the reader to gain the maximum understanding of the City’s financial activities have been included. ACCOUNTING SYSTEM AND BUDGETARY CONTROL The City’s accounting records for general government operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City’s utilities and other enterprise funds are maintained on the accrual basis. In developing and modifying the City’s accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: 1) the safeguarding of assets against loss from unauthorized use or disposition and 2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: 1) the cost of a control should not exceed the benefits likely to be derived and 2) the evaluation of costs and benefits requires estimates and judgment by management. Budgetary control is maintained at the sub-function level by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of sub-function balances are not released until additional appropriations are made available. Open encumbrances are reported as reservations of fund balance as of December 31, 2008. THE REPORTING ENTITY AND ITS SERVICES The City provides a full range of municipal services contemplated by Statute or character. This includes police, fire, streets and sanitation, health and social services, parks, public improvements, library and museum, mass transit, planning and zoning and general administrative services. The accompanying financial statements include all significant operations of the City. A summary of this year’s revenues and expenses are included in the Management’s Discussion and Analysis section which is in the financial section of this audit report. DEBT ADMINISTRATION The rates of net bonded debt to assessed valuation and the amount of bonded debt per capita are useful indicators of the City’s debt position to municipal management, citizens, and investors. These data for the City of Oshkosh at the end of 2008 were as follows: RATIO OF DEBT TO DEBT AMOUNT EQUALIZED VALUE PER CAPITA Direct Bonded Debt $119,684,801 3.11% $1,815.61 Outstanding general obligation bonds at December 31, 2008 totaled $119,684,801 of which $333,944 were issued for Parking Utility, $14,166,663 for Sewer Utility, $11,539,272 for Water Utility, $2,663,900 for Industrial Park Fund, $349,122 for Transit System, $30,296,590 for Tax Incremental Finance District, $1,112,704 for the Golf Course, $292,062 for Cable TV, and $4,145,756 for Storm Water Utility. On February 14, 2008, $5,105,000 of Corporate Purpose Bonds, and $1,565,000 of Promissory Notes, were sold at true interest rate of 4.4948%, and 3.5278% respectively. Assessed valuation of $3,658,905,250 represented an increase of 2.45% from the preceding year. The City’s bonds have an Aa3 rating from Moody’s Investors Service, Inc. CAPITAL PROJECTS FUNDS The proceeds of general obligation bond issues are accounted for in Capital Projects Funds until improvement projects are completed. At the end of the fiscal year, completed projects are accumulated in the capital asset category for Governmental Activity Funds. INDEPENDENT AUDIT The City is required to have an annual audit of its financial statements by independent certified public accountants selected by the City Council. This requirement has been complied with and the auditors’ reports are included in the report. ACKNOWLEDGMENTS The preparation of this report on a timely basis could not be accomplished without the efficient and dedicated services of the entire staff of the Department of Finance. I should like to express my appreciation to all members of the Department who assisted and contributed to its preparation. I should also like to thank the members of the City Council for their interest and support in planning and conducting the financial operations of the City of Oshkosh in a responsible and progressive manner. Respectfully submitted, CITY OF OSHKOSH MARK A. ROHLOFF, City Manager PEGGY STEENO, Director of Finance MAR:PAS:lab CITY OF OSHKOSH COUNCIL MEMBERS AND PRINCIPAL OFFICERS COUNCIL MEMBERS Frank Tower, Mayor Bryan L. Bain, Deputy Mayor Burk Tower Paul J. Esslinger Jessica J. King Dennis McHugh Tony Palmeri PRINCIPAL OFFICERS Mark A. Rohloff, City Manager Peggy A. Steeno, Director of Finance Lynn Marquardt, Assistant Director of Finance ORGANIZATION CHART City Council & Mayor City Manager Director of Finance Assistant Director of Finance THE CITY The City is a political subdivision of the State incorporated in 1853, is the County seat of Winnebago County, and is located on the western shore of Lake Winnebago in the Fox River Valley 173 miles north of the City of Chicago, Illinois, and 275 miles east of the cities of Minneapolis and St. Paul, Minnesota. The corporate limits of the City encompass approximately 24.24 square miles and the population is currently 65,920. THE CITY COUNCIL The City Council is the legislative and policy making body of the City and is composed of seven Council Members, who are elected at large for two-year terms. The Mayor presides over Council meetings. The Deputy Mayor presides at Council meetings in the Mayor’s absence. The responsibilities of the City Council include: (i) enacting ordinances, resolutions and orders necessary for the proper governing of the City’s affairs; (ii) reviewing and adopting the annual budget; (iii) reviewing and deciding on recommendations from various boards and commissions; (iv) establishing policies and measures to promote the general welfare of the City and safety and health of its citizens; and (v) representing the City at official functions with other governmental agencies and organizations. The present members of the City Council and the expiration of their respective terms of office are as follows: Expiration Name Title of Term Frank Tower Mayor 2009 Bryan L. Bain Deputy Mayor 2009 Burk Tower Council Member 2010 Paul J. Esslinger Council Member 2010 Jessica J. King Council Member 2009 Dennis McHugh Council Member 2010 Tony Palmeri Council Member 2009 CITY ADMINISTRATION Council Member Frank Tower was generally elected Mayor for the City of Oshkosh in April, 2007. He previously served on the Common Council being elected in April, 2002 and re-elected in April, 2004. He also served a one-year appointment in 2005 on the Winnebago County Board for District 22. He is the Council representative on the City’s Redevelopment Authority and previously served as a citizen member of the Traffic Review Advisory Board and, as a Council representative, served on the Cable Commission, Housing Authority, Parks, and Convention and Visitors Bureau Boards. Frank grew up in Oconomowoc, Wisconsin and attended both the University of Wisconsin-Milwaukee and University of Wisconsin-Oshkosh where he studied economics and computer science. He is the Operations Manager at YoderCom, a local wireless data communications company. Frank serves as a board member of the Oshkosh Area United Way, Oshkosh Symphony Orchestra, Oshkosh Arts, Oshkosh Community Players, OAEDC, Chamco, and the Wisconsin State Telecommunications Association. He is a member of the Downtown Rotary, Oshkosh Jaycees, Oshkosh Pilots Association and Propel. He is also a graduate of Leadership Oshkosh (class of 1999) and the Oshkosh Police Citizens Academy (Top Gun recipient) and volunteers with Junior Achievement. He is an avid motorcyclist, pilot and proud Jeep Wrangler owner. Frank and his wife Kristen have lived in the Oshkosh community for fourteen years and reside on South Park Avenue at 1369 W South Park. The City Manager, Mark A. Rohloff, is the Chief Executive Officer for the City of Oshkosh and is responsible for planning, organizing, and directing the activities of the municipality by interpreting the City Council determined policy, coordinating departmental efforts, handling citizen inquiry and complaints, screening and preparing agenda materials, and recommending legislation and policy matters. City Manager Rohloff has over 25 years of experience in local government management. Mark’s background has included areas as diverse as public works, economic development, public finance, organizational development, and long range planning. Prior to coming to Oshkosh, Mr. Rohloff was Town Administrator for Grand Chute, Wisconsin; City Administrator Berlin, Wisconsin; Assistant City Manager of Rancho Palos Verdes, California; Senior Budget Analyst for Long Beach, California; and Management Assistant in Fort Collins, Colorado. He received his Bachelors Degree in Urban Affairs and Certificate in Business Administration from Saint Louis University, and has Master of Public Administration from the University of Kansas. The Director of Finance/Treasurer, Peggy A. Steeno, is responsible for the following divisions: Assessor, Collections and Accounting, Parking, and Water and Sewer Utilities. She assists the City Manager in preparing the City Budget and is responsible for the administration of the budgeted funds. Prior to her appointment as Director of Finance in April 2008, Ms. Steeno was the Business and Administrative Services Manager for the Waukesha Water Utility in Waukesha, Wisconsin. Prior to 1999, Peggy was the Finance Supervisor for the City of West Allis, Wisconsin. In 1992, Peggy began her public sector career in Madison, Wisconsin at the Wisconsin Department of Agriculture Trade and Consumer Protection as an Agricultural Auditor. Peggy received a MBA with double emphasis in Human Resources and Training and Technology from the University of Wisconsin-Whitewater. She has also earned a BA with a double major in Managerial Accounting and German from the University of Wisconsin-Stevens Point. In addition, Peggy is a Certified Public Accountant. The Assistant Director of Finance, Lynn K. Marquardt, is responsible for supervising and participating in all general, utility, and special accounting activities of the City. Prior to her appointment as Assistant Director of Finance in 2003, Ms. Marquardt worked in the City’s Collections, Accounting, and Utility divisions for over twenty-five years in various capacities ranging from cashier to officer supervisor. Ms. Marquardt has a B. B. A. Degree with a major in Finance from the University of Wisconsin-Oshkosh and an Associate Degree in Computer Information Systems-Microcomputer Specialist from Fox Valley Technical College. PRINCIPAL GOVERNMENTAL SERVICES PERFORMED BY THE CITY Among the services it provides, the city maintains and oversees the capital budget operations of police and fire departments, water and sewerage utilities, parking utility, a public library, a museum, mass transit, planning and zoning, parks and recreation and public works departments. Brief descriptions of these services are set forth below. POLICE DEPARTMENT – The Police Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, includes 99 sworn officers and 30 full and part-time civilian employees, 7 community service officers, and 21 school crossing guards. The full-time mission of the Oshkosh Police Department is to promote public safety and to enhance the quality of life in our community through innovative policing and community partnerships. FIRE DEPARTMENT – The Fire Department provides fire protection to residents within the City and paramedic ambulance service to the City and surrounding communities. The Fire Department, which is governed by a five member Police and Fire Commission comprised of citizens appointed to five-year terms by the Mayor, maintains six fire stations, which house the department’s 22 pieces of fire, safety and rescue equipment. The department has 108 full-time employees. PUBLIC LIBRARY – The Oshkosh Public Library serves approximately 38,000 cardholders from Oshkosh and surrounding towns through the main library, library website, and deposit collections. Over 370,000 items in the collections are checked out over 1,110,000 times in a year and over 400,000 visits are made to the website of the library. Pursuant to ch 43.54 of the Wis State Statutes, a Library Board of Trustees governs the Library. MUSEUM – The Oshkosh Public Museum serves the community through permanent, traveling, and virtual exhibitions, educational services and programs, publications, and research facilities. The Museum is entrusted with the preservation, care, and documentation of 250,000 objects, as well as historic photographs, film, and archival materials. A seven-member Board, plus two alternates, governs the Museum. DEPARTMENT OF PARKS – The Department of Parks develops and maintains the City’s 440.28 acres of park and public areas including recreational facilities, zoo, and municipal golf course. MASS TRANSIT – The Transit System consists of 17 buses serving nine routes. The buses travel over 476,000 miles annually and provide mobility for 1,097,000 passengers. The system also provides a variety of specialized transportation services for the community. A seven-member Transit Advisory Board governs activities of the Transit System. PARKING UTILITY – The Parking Utility operates a 195 stall Park Plaza ramp, twelve metered and eight unmetered off-street parking lots, containing 1,613 parking stalls. Spaces are leased on a monthly basis in eleven of the City lots consisting of 240 stalls. In 1987, a Business Improvement District was formed in the downtown area. The BID assists in financing one of the downtown lots. PUBLIC WORKS DEPARTMENT – The Public Works Department consists of seven separate divisions as follows: The Engineering Division is responsible for the design and preparation of drawings and specifications for street construction and maintenance, sidewalks, sanitary sewers, water mains, storm sewers, as well as construction management for these projects. The Street Division provides for maintenance of public roadways/alleys/parking lots, and storm/sanitary sewers within those streets. Maintenance of storm sewer facilities includes ditching and drainage work. The Central Garage Division is responsible for repair, maintenance, and service of City vehicles in twelve departments. The Sanitation Division provides for collection of solid waste material for residential and smaller commercial/industrial firms. Disposal of this solid waste is governed by agreements with the Winnebago County Solid Waste Management Board. The Sanitation Division is also responsible for the City’s recycling program. The Water Utility operates a twenty million gallon per day water filtration plant put into operation in 1999, operating 24 hours a day, to provide production and distribution for general public use, industrial and fire fighting purposes. The source of water supply is Lake Winnebago. Three underground reservoirs provide 2,500,000 gallons of water storage. Elevated storage consists of two 750,000-gallon tanks, a 1,250,000-gallon tank and a 1,500,000-gallon tank. The average daily pumpage is 7.38 mgd in 2006. The Water Distribution Division is in charge of daily and emergency maintenance of all water mains, hydrants, services, and meters. The Sewerage Utility, collection and treatment services, consists of a system which is designed to process 20,000,000 gallons per day, dry weather flow treatment plant. The average daily flow for 2006 was 10.14 mgd. DEPARTMENT OF TRANSPORTATION – The Department of Transportation maintains and installs all signs, lighting systems and traffic signals for public streets, parks and city buildings. HEALTH SERVICES – The Health Services Division is organized into four divisions: Administration and Vital Statistics, Public Health Nursing, Environmental Health, and Laboratory. CITY EMPLOYEES The City presently has approximately 624 full and part-time employees, of which 13 are officials or administrators, 43 are supervisors/managers, 196 are involved in protective services, 64 are professionals, 54 are paraprofessionals, 156 are public works, and 98 are office, clerical or helpers. Certain groups of employees of the City, including Fire, Police, Public Works, clerical employees, as well as Professionals, are organized into labor unions for purposes of conducting collective bargaining with the City. Contracts are in effect through 2009. Substantially, all City employees participate in the Wisconsin Retirement Fund. Pursuant to State Law, annual contribution rates to the fund are based on assumptions concerning mortality, disability and interest rates, salary increases of member employees, and the number of employees withdrawing from the fund prior to age 55. Currently, the City pays the entire cost of the program of general City workers, police officers, and firefighters. The City’s total contribution to the Retirement Fund was $4,350,299.97 (unaudited) for the year ended December 31, 2008, which includes prior service costs. In addition to the above referenced retirement fund, the State administers a plan for 28 retired employees of the Police and Fire Departments. These individuals had been covered by a private pension plan prior to the City joining the present plan. The City funds retirement contributions to meet current benefit payments to retired employees. The total cost for the year ended December 31, 2008 was $126,340 (unaudited). OSHKOSH UNIFIED SCHOOL DISTRICT In 1982, new legislation in the State provided for the separation of school districts, as a separate legal entity, from the City. As a result, the former Area School District is now known as the Oshkosh Unified School District. The District includes the City of Oshkosh and the surrounding territory and encompasses an area of approximately 111 square miles. With respect to equalized values for the year 2008, 73.35% of the equalized valuation of the property in the Unified School District is situated within the corporate limits of the City. This law further provided that the assets of the school district (land, buildings, and equipment) formerly held in the name of the City, be sold to the school district and that the school district issue their promissory note in an amount equal to the outstanding debt (principal and interest) of the City incurred for school purposes. The administration of the District is exercised by a school board consisting of seven members who are elected at large for staggered three-year terms of office. The District owns and operates two senior high schools, six charter school, five middle schools and sixteen elementary schools. The District has approximately 1,357 employees, both certified and non-certified. The current enrollment has decreased by approximately 1.94% since the 1997/98 school term. The enrollment for the Unified School District for the past twelve years is as follows: Year Enrollment 2008/09 10,335 2007/08 10,374 2006/07 10,299 2005/06 10,256 2004/05 10,304 2003/04 10,406 2002/03 10,547 2001/02 10,658 2000/01 10,602 1999/00 10,618 1998/99 10,569 1997/98 10,540 In addition to Unified School District operated schools, there are seven private and parochial schools (kindergarten through grade 12). There are approximately 1,185 students enrolled in these private schools. Fox Valley Technical College provides the vocational and technical education for City residents and the Fox Valley area. Operations are funded through property tax levies of the various municipalities of the District, including the City. The Technical College currently has 805 full-time equivalent students. The actual head count of students served is 5,797. CPAs AND SO MUCK MORE. INDEPENDENT AUDITORS'REPORT To the Mayor and Common Council City ofOshkosh Winnebago County,Wisconsin We have audited the accompanying financial statements of the governmental activities,the business-type activities,the aggregate discretely presented component units,each major fund,and the aggregate remaining fund information of the City ofOshkosh ("the City")as of and for the year ended December 31, 2008,which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management.Our responsibility is to express opinions on these financial statements based on our audit.We did not audit the financial statements of the Housing Authority of the City of Oshkosh,a component unit discretely presented as described in Note A(1)to the basic financial statements Those financial statements were audited by other auditors whose report has been furnished to us,and our opinion on the basic financial statements, insofar as il relates to the amounts included for the Housing Authority,is based on the report of the other auditors. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement.An audit includes examining,on a test basis,evidence supporting the amounts and disclosures in the financial statements.An audit also includes assessing the accountina principles used and significant estimates made by management,as well as evaluating the overall financial statement presentation.We believe that our audit provides a reasonable basis for our opinions. In our opinion,the financial statements referred to above present fairly,in all material respects,the respective financial position of the governmental activities,the business-type activities,the aggregate discretely presented component units,each major fund,and the aggregate remaining fund information of the City as of December 31,2008,and the respective changes in financial position and cash flows,where applicable,thereof and the respective budgetary comparison of the general fund,for the year then ended in conformity with accounting principles generally accepted in the United States of America. As described in Note D.3,the City has implemented GASB Statement No.45,Accounting and Financial Reporting by Employers tor Postemployment Benefits Other Than Pensions,for the year ended December 31,2008 In accordance with Government Auditing Standards,we have also issued our report dated May 27,2009, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws,regulations,contracts and grant agreements,and other matters The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing,and not to provide an opinion on the internal control over financial report or on compliance That report is an integral part of an audit performed in accordance with Government Auditing Standards and important for assessing the results of our audit. Appleton ■Fond du Lac ■Gteen Bay •Manitowoc ■Milwaukee ■Oshkosh •Sheboygan ■Stevens Point 800-236-2246 ■sctiencksc.com Schcnck sc The management's discussion and analysis and the other required supplemental information,as listed in the table of contents,respectively,are not a required part the basic financial statements but are supplemental information required by accounting principles generally accepted in the United States of America.We have applied certain limited procedures,which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplemental information. However,we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements.The financial information listed in the table of contents as other supplemental information are presented for purposes of additional analysis and are not a required part of the basic financial statements.Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and,in our opinion,is fairly stated,in all material respects,in relation to the basic financial statements taken as a whole. The "Letter of Transmittal"and "Statistical Section"listed in the accompanying table of contents are presented for purposes of additional analysis and are not a required part of the basic financial statements of the City.The information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and,accordingly,we express no opinion on such information. Certified Public Accountants Fond du Lac,Wisconsin May 27,2009 Management's Discussion and Analysis December 31,2008 As management of the City of Oshkosh,we offer readers of the City's basic financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31,2008.The analysis focuses on the City's financial performance as a whole. Financial Highlights •The assets of the governmental activities of the City exceeded its liabilities as of December 31,2008 and 2007 by $62,488,642 and 561,741,844 (net assets),respectively.Of this amount,$1,435,588 and $716,389 {unrestricted net assets),respectively,may be used to meet the City's ongoing obligations to citizens and creditors. •The City's governmental activities net assets increased by $746,798 and $730,018,respectively. Several factors contributed to the overall increase. •The property tax rate rose 2.0%and 2.8%,respectively,per $1,000 of property value for the years ended December 31,2008 and 2007,respectively. •As of December 31,2008 and 2007,the City's governmental funds reported combined ending fund balances of $17,440,085 and $27,752,581,a decrease of $10,312,496 for 2008 and an increase of $1,579,274 for 2007 Approximately 61%and 35%of this total amount,$10,590,719 and $9,707,717 is available forspending at the City's discretion {unreserved fund balance),respectively. •As of December 31,2008 and 2007,unreserved fund balance for the general fund was $6,919,987 and $7,116,709,or approximately 17%and 19%of total general fund expenditures,respectively. •The City's total general-obligation debt decreased by $13,395,249 (10.1%)during 2008.The key factor in this decrease was the retirement of $18,861,940 of debt during the year.The City also had debt issuances of $5,105,000 of general obligation corporate purpose bonds and $5,938,815 of general promissory notes to finance capital improvement projects. •The City's total general-obligation debt decreased by $270,445 (.4%)during 2007.The key factor in this decrease was the issuance of $5,200,172 of general obligation debt and $5,470,617 of principal payments of general obligation debt. Overview of the Basic Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements.The City's basic financial statements are comprised of three components:1)government- wide financial statements,2)fund financial statements,and 3)notes to the basic financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements.The government-wide financial statements are designed to provide readers with a broad overview of the City's finances,in a manner similar to a private-sector business. The statement of net assets presents information on all of the City's assets and liabilities,with the difference between the two reported as net assets.Over time,increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City's net assets changed during the most recent year.All changes in net assets are reported as soon as the underlying event giving rise to the change occurs,regardless of the timing of related cash flows.Thus,revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods,(e.g., earned but unused vacation leave.) Management's Discussion and Analysis December 31,2008 Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities)from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business- type activities).The governmental activities of the City include:general government,public safety,public works,health and welfare,parks and recreation,transportation and community development.The business-type activities of the City include transit,water utility,sewer utility,Grand Opera House,parking utility,redevelopment project,industrial park,golf course,storm sewer utility and TIF districts. The government-wide financial statements include not only the City itself (known as the primary government),but also a legally separate Housing Authority and Redevelopment Authority for which the City is financially accountable.Financial information for the component units are reported separately from the financial information presented for the primary government itself. Fund financial statements.A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives.The City,like other state and local governments,uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements.All of the funds of the City can be divided into three categories:governmental funds, proprietary funds and fiduciary funds. Governmental funds.Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements.However,unlike the government-wide financial statements,governmental fund financial statements focus on near-term inflows and outflows of spendable resources,as well as on balances of spendable resources available at the end of the fiscal year.Such information may be useful in evaluating the City's near-term financing requirements. It is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements.By doing so,readers may better understand the long-term impact of the City's near-term financing decisions.Both the governmental fund balance sheet and the governmental fund statement of revenues,expenditures,and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 20 individual governmental funds.Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues,expenditures and changes in fund balances for the general fund,and debt service fund,which are considered to be major funds.Data from the other 18 governmental funds are combined into a single,aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for the general fund,debt service fund and selected special revenue funds.As part of the basic governmental fund financial statements,budgetary comparison statements have been provided for the general fund to demonstrate compliance with the budget. Proprietary funds.The City maintains two different types of proprietary funds.Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements.The City maintains 28 individual enterprise funds.Internal service funds are an accounting device used to accumulate and allocate costs internally among the City's various functions.The City maintains four individual internal service funds.Because these services predominantly benefit governmental rather than business-type functions,they have been included within governmental activities in the government-wide financial statements. Management's Discussion and Analysis December 31,2008 Proprietary funds provide the same type of information as the government-wide financial statements,only in more detail.The proprietary fund financial statements provide separate information for the transit, water utility and sewer utility,all of which are considered to be major funds of the City.Data from the other 25 enterprise funds are combined into a single,aggregated presentation.Individual fund data for each of these nonmajor enterprise funds is provided in the form of combining statements elsewhere in this report.The four internal service funds are combined into a single,aggregated presentation in the proprietary fund financial statements.Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. Fiduciary funds.Fiduciary funds are used to account for resources held for the benefit of parties outside the government.Fiduciary funds are nor reflected in the government-wide financial statements because the resources of those funds are not available to support the City's own programs.The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the basic financial statements.The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other information.The combining statements referred to earlier in connection with nonmajor governmental funds,nonmajor enterprise funds and internal service funds are presented immediately following the footnotes. Government-wide Financial Analysis Net assets.As noted earlier,net assets may serve over time as a useful indicator of a government's financial position.In the case of the City,assets exceeded liabilities by $185,770,490 and $174,858,896 at the close of 2008 and 2007,respectively. Current and other assets Capital assets Total assets Long-term liabilities outstanding Other liabilities Total liabilities Net assets: Invested in capital assets,net of related Restricted Unrestricted Total net assets City of Oshkosh's Net Assets Governmental Activities 2008 $38,774,487 107,493,832 146.268.319 60.512.559 23.267.118 83,779,677 debt 59,238,509 1,814,545 1,435,588 $6.2il4.98.,6/l2. Business-Type Activities 2008 $44,071,710 $ 198,613,124 242,684,834 104,753,476 14,649,510 119,402,986 106,592,573 16,689,275 $ 123 281848 $ Total 2008 82,846,197 306,106,956 388,953,153 165,266.035 37,916,628 203,182,663 165,831,082 1,814,545 18,124,863 185 770 490 Management's Discussion and Analysis December 31,2008 City of Oshkosh's Net Assets Current and other assets Capital assets Total assets Long-term liabilities outstanding Other liabilities Total liabilities Net assets: Invested in capital assets,net of related debt Restricted Unrestricted Total net assets Governmental Activities 2007 $44,173,780 108,109,042 152,282,822 70,868,293 19,672,685 90,540,978 45,658,953 15,366,502 716,389 $61741,844 Business-Type Activities 2007 $50,156,120 $ 186,130,400 236,286,520 110,351,912 12,817,556 123,169,468 99,063,739 14,053,313 $___U3.117,05?$ Total 2007 94,329,900 275,627,508 388,569,342 181,220,205 32,490,241 213,710,446 144,722,692 15,366,502 14,769,702 174,858,896 By far the largest portion of the City's net assets (89%)and (83%),respectively,reflects its investment in capital assets (e.g.land,buildings,machinery and equipment,infrastructure,etc.),less any related debt used to acquire those assets that is still outstanding.The City uses these capital assets to provide services to citizens;consequently,these assets are not available for future spending.Although,the City's investment in its capital assets is reported net of related debt,it should be noted that the resources needed to repay this debt must be provided from other sources,since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net assets (1%)and (9%),respectively,represents resources that are subject to external restrictions on how they may be used.The remaining balance of unrestricted net assets ($18,124,863)and ($14,769,702),respectively,may be used to meet the City's ongoing obligations to citizens and creditors. Management's Discussion and Analysis December 31,2008 Change in net assets.Governmental activities increased the City's net assets by $746,798 in 2008 and $730,018 in 2007.Business-type activities increased the City's net assets by $10,164,796 in 2008 and by $10,232,811 in 2007.Total net assets of the City increased in 2008 by $10,911,594 and in 2007 by $10,962,829.Key elements of this change are as follows: City of Oshkosh's Change in Net Assets Governmental Business-Type Revenues: Program revenues: Charges for services Operating grants and contributions Capital grants and contributions General revenues Property taxes Grants and contributions not restricted to specific Other Total revenues Expenses: General government Public safety Public works Health and welfare Park and recreation Transportation Community development Unclassified Interest of long-term debt Transit utility Water utility Sewer utility Other Total expenses Transfers Total expenses and transfers Increase in net assets Net assets -January 1,2008 Net assets -December 31,2008 Activities 2008 $12,036,687 $ 6,089,486 - 26,921,562 13,975,582 2,749,609 61,772,926 6,170,557 22,159,371 13,906,804 1,049,528 7,547,260 629,293 5,588,413 675,718 2,974,777 - - - - 60,701,721 324,407 61,026,128 746,798 61,741,844 $62.488.64,2.$ Activities 2008 25,627,008 $ 3,870,423 2,318,353 6,794,421 - 1,183,950 39,794,155 - - - - - - 4,852,157 10,658,416 8,426,591 6,016,602 29,953,766 (324,407) 29,629,359 10,164,796 113,117,052 123.281,848 $ Total 2008 37,663,695 9,959,909 2,318,353 33,715,983 13,975,582 3,933,559 101,567,081 6,170,557 22,159,371 13,906,804 1,049,528 7,547,260 629,293 5,588,413 675,718 2,974,777 4,852,157 10,658,416 8,426,591 6,016,602 90,655,487 - 90,655,487 10,911,594 174,858.896 185.770 490 Management's Discussion and Analysis December 31,2008 City of Oshkosh's Change in Net Assets Governmental Business-Type Revenues: Program revenues: Charges for services Operating grants and contributions Capital grants and contributions General revenues Property taxes Grants and contributions not restricted to specific Other Total revenues Expenses: General government Public safety Public works Health and welfare Park and recreation Transportation Community development Unclassified Interest of long-term debt Transit utility Water utility Sewer utility Other Total expenses Increase in net assets Net assets -January 1,2007 Net assets -December 31,2007 •Property taxes increased by $1,768,672 (5.5%)in 2008 and $1,900,076 (6.3%)in 2007.Most of this increase was directed toward debt service. Financial Analysis of the City's Funds As noted earlier,the City uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental funds.The focus of the City's governmental funds is to provide information on near-term inflows,outflows,and balances of spendable resources.Such information is useful in assessing the City's financing requirements.In particular,unreserved fund balance may serve as a useful measure of the City's net resources available for spending at the end of the fiscal year. s $ Activities 2007 12.528,317 $ 4.710,329 - 26,035,136 13.924,251 3.214,005 60,412,038 6,218,945 22,066.233 13,897.933 915,465 8,362.968 623,311 4,175,538 416,416 3,005,211 - - - - 59.682,020 730.018 61,011.826 61.741.844 S Activities 2007 24.094,213 $ 3.682,269 2.301,284 5,912,175 1.940,273 37,930,214 - - - - - - 4,654,186 9,759,651 7,854,061 5,429.505 27,697.403 10,232,811 102,884,241 113117052 $ Total 2007 36,622,530 8,392,598 2.301,284 31,947,311 13,924,251 5,154,278 98,342,252 6,218,945 22,066,233 13,897,933 915,465 8,362.968 623,311 4,175,538 416,416 3.005,211 4,654,186 9,759,651 7,854,061 5.429,505 87.379,423 10.962,829 163,896,067 174.858.896 Management's Discussion and Analysis December 31,2008 As of December 31,2008 and 2007,the City's governmental funds reported combined ending fund balances of $17,440,085 and $27,752,581,a decrease of $10,312,496 in 2008 and an increase of $1,579,274 in 2007.Approximately 61%and 35%of this amount of ($10,590,719)and ($9,707,717) constitutes unreserved fund balance,which is available for spending at the City's discretion.The remainder of fund balance is reserved to indicate that it is not available for new spending because it has already been committed 1)for current year purchases of inventory and prepayments that benefit periods beyond the end of the current year ($15,117 and $175,800),2)for debt service ($1,814,545 and $15,366,502),and 3)for capital project ($4,989,533 and $2,502,562),respectively. The general fund is the chief operating fund of the City.At the end of 2008 and 2007,unreserved fund balance of the general fund was $6,919,987 and $7,116,709,respectively,while total fund balance reached $6,965,275 and $7,292,509,respectively.As a measure of the general fund's liquidity,it may be useful to compare both unreserved fund balance and total fund balance to total fund expenditures. Unreserved fund balance represents 17%and 19%of total general fund expenditures,while total fund balance represents 17%and 19%of that same amount,respectively. The fund balance of the City's general fund decreased by $327,234 in 2008 and increased by $967 988 in 2007. The debt service fund has a total fund balance of $1,814,545 and $15,366,502,respectively.Of this fund balance,$1,814,545 and $15,366,502 is reserved for restricted purposes,respectively.Reserved fund balance represents 8%and 182%,respectively,of total debt service fund expenditures. The fund balance of the debt service fund decreased by $13,551,957 in 2008 and increased by $992,081in2007.Thirteen million,five hundred thousand ($13,500,000)of the 2008 decrease resulted from trie cross-over debt refunding where the funds were expended during the year. Proprietary funds.The City's proprietary funds provide the same type of information found in the City's government-wide financial statements,but in more detail. Unrestricted net assets of the proprietary funds at the end of the 2008 and 2007 amounted to $16,689,275 and $14,053,313,respectively.The total change in net assets was an increase of $10,164,796 in 2008,and an increase of $10,232,811 in 2007. Other factors concerning the finances of these funds have already been addressed in the discussion of the City's business-type activities. General Fund Budgetary Highlights Generally the original budget is rarely modified. During 2008 and 2007,actual revenues exceeded budgeted revenues by $557,889 and $689,502, respectively,primarily in charges for services.Actual expenditures were more than budgeted expenditures by $586,130 in 2008 and less than budgeted expenditures by $87,223 in 2007. Management's Discussion and Analysis December 31,2008 Capital Asset and Debt Administration Capital assets.The City's investment in capital assets for its governmental and business-type activities as of December 31,2008 and 2007 amounted to $306,106,956 and $294,239,442 {net of accumulated depreciation),respectively.This investment in capital assets includes land,land improvements,buildings, machinery and equipment,vehicles,public domain infrastructure (highways and bridges),and construction in progress.The City's capital assets increased by $11,867,514 or 4%for 2008 and increased by $2,311,657 or 1%for 2007. Major capital asset acquired or constructed during the years ended 2008 and 2007 include: •The governmental activities constructed streets in the amount of $3,320,399 and $4,094,644 purchased vehicles in the amount of $940,227 and $769,202 and building improvements and contents in the amount of $2,518,582 and $1,673,113,respectively. •The business activities purchased additional land and improvements to expand the TIF District in the amount of $1,569,514 and $1,976,449,and improvements to the water,sewer and storm sewer utilities in the amount of $20,205,921 and $7,234,280,respectively. City of Oshkosh's Capital Assets Governmental Business-Type Land Construction in progress Buildings and systems Machinery and equipment Infrastructure Total $ $ Activities 2008 14,753,601 $ - 31,752,671 20,888,752 40,098,808 107493832,$ Activities 2008 34,732 11,143 141,252 11,485 198 613 ,125 ,034 ,386 ,579 - ,12.4 $ $ Total 2008 49,485,726 11,143,034 173,005,057 32,374,331 40,098,808 306,106,95,6 City of Oshkosh's Capital Assets Governmental Business-Type Land Construction in progress Buildings and systems Machinery and equipment Infrastructure Total $ $ Activities 2007 14,724,629 $ - 31,282,357 21,028,277 41,073,779 108.109042 $ Activities 2007 34,097,947 $ 11,204,485 128,384,576 12,443,392 - 186 130 400 S Total 2007 48,822,576 11,204,485 159,666.933 33,471,669 41,073,779 294.239.44? Management's Discussion and Analysis December 31,2008 Long-term debt.At the end of 2008 and 2007,the City had total bonded debt outstanding of $169,773,545 and $185,924,179,respectively.Of this amount,$119,684,805 and $133,080,054, respectively,comprises debt backed by the full faith and credit of the government.The remainder of the City's debt represents bonds secured solely by specified revenue sources (i.e.,revenue bonds). City of Oshkosh's Outstanding Debt Governmental Business-Type Activities Activities Total 2008 2008 2008 General obligations debt: Bonds and notes Total general obligation debt Revenue bonds Total $ $ 53 53 53 ,244 ,244 ,24.4 ,856 ,856 ,856 $66,439,949 $119,684,805 66,439,949 119,684,805 50,088,740 50,088,740 $_116.528.689 $169 773 545 City of Oshkosh's Outstanding Debt Governmental Business-Type Activities Activities 2007 2007 Total 2007 General obligations debt: Bonds and notes Total general obligation debt Revenue bonds Total 64,952,651 $_ 64,952,651 68,127,403 $133,080,054 68,127,403 133,080,054 52,844,125 52,844,125 64 952651 $120.971.528 $185.924 179 The City's total debt decreased by $16,150,634 (8.7%)in 2008 and by $3,403,931 (1.8%)in 2007. The City maintains an Aa3 rating from Moody's Investors Service for its general obligation debt. State statutes limit the amount of general obligation debt the City may issue to 5%of its total equalized valuation.The debt limitation for 2008 and 2007 for the City was $178,284,495 and $173,674,850, respectively,which is significantly in excess of the City's $119,684,805 and $133,080,054 outstanding general obligation debt. On April 9,2009,the City issued $1,322,463 of general obligation promissory notes to finance capital improvement projects. On April 28,2009,the City issued $16,740,000 of general obligation corporate purpose bonds and $2,945,000 of general obligation promissory notes to finance capital improvement projects. Management's Discussion and Analysis December 31,2008 Economic Factors and Next Year's Budgets and Rates •The economic condition and outlook of the City has remained fairly stable based on a relatively healthy mix of manufacturing,tourism,service industry and retail activities which support our tax base. •Inflationary trends in our region compare favorably to national indices. All of these factors were considered in preparing the City's budget for the 2009 fiscal year. Contacting the City's Financial Management This financial report is designed to provide a general overview of the City's finances for all those with an interest in the City's finances.Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to Peggy Steeno,Director of Finance, City of Oshkosh,P.O.Box 1130,Oshkosh,Wisconsin 54903-1130. CITY OF OSHKOSH Oshkosh.Wisconsin Statement of Net Assets December 31.2008 ASSETS Cash and investments Receivables Taxes Special assessments Accounts Internal balances Due from other governments Inventories and prepaid items Notes receivable Restricted Assets Capital assets Land and construction in progress Other capital assets,net of accumulated depreciation Notes receivable Deferred charges and deposits TOTAL ASSETS LIABILITIES Accounts payable Accrued expenses Accrued interest payable Intergovernmental payables Deferred revenues Deposits Long-term obligations Due within one year Due in more than one year TOTAL LIABILITIES NET ASSETS Invested in capital assets,net of related debt Restricted for debt service Unrestricted TOTAL NET ASSETS Governmental Activities $21,447,719 43,325 3.001.690 3.217.010 7.492.560 346.941 15.117 3,210,125 - 14,753,601 92,740,231 146.268.319 7,716.490 2.180.432 255.173 3.210.125 3,177.348 1.070.684 5.656.866 60.512,559 83.779.677 59.238,509 1.814,545 1.435,588 $62.488.642 Primary Government Business-type Activities S 28,394,871 S - 7.434.572 (7.492,560) 408.402 744,190 - 14,233,300 45.875,159 152.737.965 306.929 42.006 242.684.834 1.550.980 1,000.000 661.429 - 34,781 6,900 11.395.420 104.753.476 119.402.986 106.592,573 16.689,275 S 123.281,848 $ Total 49.842,590 43,325 3.001.690 10,651.582 - 755.343 759.307 3.210,125 14,233,300 60,628.760 245,478.196 306.929 42.006 388.953.153 9.267,470 3.180,432 916,602 3.210,125 3,212,129 1,077.584 17,052.286 165,266.035 203.182.663 165,831.082 1,814.545 18,124.863 185.770,490 Component Units Housing Authority $1,169.997 - 613.534 - - 42,555 - 479.149 1,669.192 6.558,237 67.627 - 10.600.291 47,087 87.339 - 68.843 101.795 47.484 57.577 256.591 666.716 7.913.261 479,149 1.541.165 S 9.933,575 Redevelopment Authority S 4,451,356 - - - - - - 651.142 17,720.778 - _ - 22.823.276 10,271 - - - - 14,843 6.160.330 6.185.444 11.560.448 651,142 4,426,242 S 16.637.832 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Activities Year Ended December 31.2008 Functions/Programs Primary government: Governmental Activities General government Public safety Public works Health and welfare Parks and recreation Transportation Community development Unclassified Interest on debt Total Governmental Activities Business-type Activities Transit utility Water utility Sewer utility Other Total Business-type Activities Total primary government Component units: Housing authority Redevelopment authority Total component units Expenses S 6,170.557 22.159.371 13,906.804 1.049.528 7.547.260 629.293 5.588.413 675,718 2.974,777 60.701.721 4.852.157 10.658.416 8.426.591 6.016,602 29.953,766 Primary Government Net (Expense)Revenue and Changes in Net Assets Charges for Services Operating Grants and Contributions Capital Grants and Contributions Primary Government Component Units Governmental Activities Business-type Activities Total Housing Authority Redevelopment Authority 194.337 3.948.596 3.426.072 240.549 1.357.307 2,869,826 331,821 3.671,804 167.433 142.242 1.776.186 12,036,687 6.089.486 $(5.976.220) (17.878.954) (6.808.928) (641.546) (6.047.711) (629.293) (942.401) (675.718) (2.974.777) (42.575.548) 685,116 11.740.668 9.353,241 3,847,983 3.641,160 229.263 839.978 1.112,749 365.626 25,627,008 3.870.423 $90.655.487 S 37.663.695 $9.959.909 2.318.353 2.318.353 $2.420.901 592.647 908,326 S 863.104 870 S 3.013,548 908,326 863.974 General revenues Property taxes,levied for general purposes Property taxes,levied for debt service State and federal aids not restricted to specific functions Interest and investment earnings Gain on sale of capital assets Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets -January 1 Net assets -December 31 (525.881) 1,922,230 2,039.399 (1.573.730) 1.862,018 (42.575.548)1.862.018 11.128.038 15.793,524 13.975.582 1.785.206 6.794,421 911,358 272.592 (5.976.220) (17.878.954) (6.808.928) (641.546) (6.047.711) (629.293) (942.401) (675.718) (2.974.777) (42.575.546) (525,881) 1,922,230 2.039,399 (1.573.730) 1.862.018 (40.713.530) 17.922.459 15,793,524 13.975.582 2.696.564 272.592 (649.471) (591.777) (649.471)(591.777) 55.247 100.181 954.403 (324.407) 43.322.346 746.798 61.741.844 324.407 8.302.778 10.164.796 113.117.052 964.403 51.625.124 10.911.594 174.858.896 843.196 898.443 248.972 9.684.603 • 100.181 (491.596) 17.129.428 S 16,637,832 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh.Wisconsin Balance Sheet Governmental Funds December 31,2008 ASSETS Cash and investments Receivables Taxes Special assessment Accounts Due from other funds Due from other governments Inventories and prepaid items Notes receivable TOTAL ASSETS LIABILITIES AND FUND BALANCES Liabilities Accounts payable Accrued payroll liabilities Due to other funds Due to other governments Deferred revenues Deposits Total Liabilities Fund Balances Reserved for Inventories and prepaid items Retirement of long-term debt Construction of assets Unreserved Designated Undesignated,reported in General fund Special revenue funds Total Fund Balances TOTAL LIABILITIES AND FUND BALANCES General $4.311,703 43.325 - 2,205,203 3,052.245 - 15,117 - $9,627,593 S 1,020,795 1,380,300 239,622 - 19,687 1,914 2,662,318 15,117 - - 30,171 6,919,987 - 6,965,275 $9.627.593 $ $ $ Debt Service 1,814,545 - - - - - - 1,814,545 - - - - - - - - 1,814,545 - - - - 1,814,545 1.814.545 Other Governmental Funds $10,598.023 - 3,001,690 955,800 6.298,445 346,941 - 3.210,125 $24.411.024 $6.695.695 - 1.618.508 3,210,125 3,157,661 1,068.770 15,750.759 - - 4.989.533 - - 3,670,732 8,660,265 $24AV\X)24 Total Governmental Funds S 16.724,271 43.325 3.001.690 3,161.003 9,350.690 346.941 15.117 3.210,125 $35.853.162 $7.716,490 1.380,300 1,858,130 3.210,125 3,177,348 1,070,684 18,413,077 15,117 1,814,545 4,989.533 30.171 6,919,987 3,670,732 17,440,085 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets December 31,2008 Total fund balance -total governmental funds $17,440,085 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets of $174,112,429,net of accumulated depreciation of $66,618,597,are not financial resources and,therefore,are not reported in the funds.See Note C(4)for additional detail.107,493,832 Internal service funds are used by management to charge the costs of certain activities,such as risk management to individual funds.Assets and liabilities of the internal services funds of $3,979,323 are included in governmental activities in the statement of net assets.3,979,323 Long-term obligations of $66,169,425 are not due and payable in the current period and are not reported in the funds.See Note C(6)for detail.Other related amounts include accrued interest payable of $255,173.,„„•_.-_„. Net assets of governmental activities $62,488,642 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Reconciliation of the Statement of Revenues,Expenditures and Changes in Fund Balance of Governmental Funds to the Statement of Activities Year Ended December 31,2008 Net Change in Fund Balances -Total Governmental Funds $(10,312,496) Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures.However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital outlay reported in governmental fund statements $6,779,208 Depreciation expense reported in the statement of activities (7,394,418) Amount by which capital outlays are greater than depreciation in current period (615,210) Internal service funds are used by management to charge the costs of certain activities to individual funds.The net revenue of the internal service funds is reported with governmental activities.1,228,171 Certain employee benefits are reported in the governmental funds when amounts are paid.The statement of activities reports the value of benefits earned during the year.This year the accrual of these benefits increased by:(1,241,691) Some capital assets acquired during the year were financed with debt.The amount of the debt is reported in the governmental funds as a source of financing.In the statement of net assets,.however,,debt.constitute.a longt term liability.The amount of debt reported in the governmental funds statement is:(7,154,145) Repayment of principal on long-term debt is reported in the governmental funds as an expenditure,but is reported as a reduction in long-term debt in the statement of net assets and does not affect the statement of activities. The amount of long-term debt principal payments in the current year is:18,861,940 Interest payments on outstanding debt are reported in the governmental funds as an expenditure when paid,in the statement of activities interest is reported as it accrues.This year the accrual of interest increased by:(19.771) Change in Net Assets of Governmental Activities The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Revenues,Expenditures and Changes in Fund Balances Governmental Funds Year Ended December 31,2008 Revenues Taxes Special assessments Intergovernmental Licenses and permits Fines and forfeits Public charges for services Intergovernmental charges for services Miscellaneous Total Revenues Expenditures Current General government Public safety Public works Health and welfare Parks and recreation Transportation Community development Unclassified Debt service Principal Interest and fiscal charges Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Long-term debt issued Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances -January 1 Fund Balances -December 31 General $4.382,323 - 17.250,166 1,530,456 759,287 3,100,738 2,440,503 1,639,141 31,102,614 5,849.537 21.958,684 7,379,575 - 1.701.506 629.293 1.624,655 675,718 - - - 39,818.968 (8.716,354) 30,000 8,668,527 (309,407) 8,389,120 (327,234) 7,292.509 $6.965.275 Debt Service $15,793.524 - - - - - 873,008 16,666,532 - - - - - - - 18,861,940 2,955,006 - 21.816,946 (5,150,414) 192,594 - (8,594,137) (8,401.543) (13.551,957) 15,366,502 $1.814.545 Other Governmental Funds $6.662,940 1,811.474 1.619,019 82,159 1.934,941 1.820,920 13.931.453 130,113 2,239.372 1,047.247 5,491.692 - 3,834,316 4,464,179 17.206,919 (3,275,466) 6,931.551 20,208 (109.598) 6,842.161 3,566,695 5,093,570 $8.660.265 Total Governmental Funds $26,838,787 1,811.474 18.869,185 1,612.615 759,287 5.035,679 2.440,503 4,333,069 61.700,599 5.849,537 22.088,797 9,618.947 1,047.247 7,193.198 629,293 5,458.971 675,718 18,861,940 2,955.006 4,464,179 78,842,833 (17,142,234) 7,154,145 8,688.735 (9,013.142) 6,829.738 (10,312.496) 27,752.581 $17.440.085 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Revenues.Expenditures and Changes in Fund Balance Budget and Actual General Fund Year Ended December 31,2008 Revenues Taxes Intergovernmental Licenses and permits Fines and forfeits Public charges for services Intergovernmental charges for services Miscellaneous Total Revenues Expenditures Current General government Public safety Public works Parks and recreation Transportation Community development Unclassified Total Expenditures Excess of Revenues Over Expenditures Other Financing Sources: Long-term debt issued Transfers in Transfers out Total Other Financing Sources Net Change in Fund Balance Fund Balance -January 1 Fund Balance •December 31 The notes to the basic financial statements Budgeted Original S 4,373.037 17,153.758 1.546.700 820,000 2,708.800 2,695.430 1,247,000 Amounts Final S 4.373.037 17.153,758 1.546.700 820,000 2,708,800 2,695,430 1,247.000 Actual Amounts S 4.382.323 17.250.166 1.530.456 759,287 3.100,738 2.440.503 1.639.141 Variance with Final Budget - Positive (Negative) $9,286 96.408 (16.244) (60,713) 391,938 (254,927) 392,141 30,544.725 30,544.725 39.232,838 (8.688.113) 31.102.614 5,787,511 22,198.005 6,823.579 1,686,307 650.577 1,672,684 414,175 5,787.511 22,198.005 6,823,579 1,686,307 650,577 1,672.684 414,175 5.849.537 21.958.684 7.379,575 1.701,506 629,293 1.624.655 675.718 39,232.838 (8,688,113) 39.818.968 (8,716.354) 30,000 8,658,113 - 8,688.113 - 7.292.509 30.000 8.658,113 - 8.688,113 - 7,292,509 30.000 8.668.527 (309.407) 8.389,120 (327.234) 7,292,509 7.292.509 $7.292.509 are an integral part of this statement. $6,965.275 $ 557.889 (62,026) 239,321 (555,996) (15,199) 21.284 48,029 (261,543) (586,130) (28,241) 10.414 (309.407) (298.993) (327,234) (327.234) CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Nel Assets Proprietary Funds December 31,2008 Enterprise Funds ASSETS Current Assets Cash and investments Accounts receivable Due from other funds Due from other governments Inventories and prepayments Total Current Assets Noncurrent Assets Restricted assets Capital Assets Land and construction in progress Other capital assets,net of accumulated depreciation Total Capital Assets.Net Notes receivable Deferred charges and deposits Total Noncurrent Assets TOTAL ASSETS Transit Utility Water Utility Sewer Utility Other Proprietary Funds Total 145.050 5.604,795 3.491,155 469,123 4,237.121 2,940,515 162,232 18,552,955 857,852 103,106 28,394,871 7.434,572 734,461 367.811 4,503.582 5.207,071 35,796,695 45.875,159 The notes to the basic financial statements are an integral part of this statement. Internal Service Funds S 4.723,448 56.007 408.402 97.601 651.053 621,359 10.183.432 4,446.103 24,189 7,364,057 7.885,743 1,041 19,514,954 1.901,454 408,402 744.190 37.716.496 14.233.300 4.779.455 1,999.832 2,367.643 - 3.018.696 72.034,477 76.533,059 14,908 14,906 91.185,502 59.655.706 64.862.777 20 20 80,112.597 19,047.950 54.844.645 306.929 27.078 334.007 76.595.060 152.737,965 198.613,124 306.929 42.006 348.935 250.911.855 - - 4.779.455 LIABILITIES Current Liabilities Accounts payable Accrued expenses Deposits Due to other funds Deferred revenues Current portion of long-term obligations Total Current Liabilities Noncurrent Liabilities Noncurrent portion of long-term obligations Total Noncurrent Liabilities TOTAL LIABILITIES NETASSETS Invested in capital assets, net of related debt Unrestricted (Deficit) TOTAL NET ASSETS 154.946 1.101 900 388.654 8.781 276.351 830.733 254.007 254.007 1,084,740 2,113.636 (179.680) S 1.933.956 ! 311.723 1,127.226 . 1,360.508 . 3.612,645 6.412,102 39.840,093 39.840.093 46.252.195 37,794.877 7,138.430 5 44.933.307 310.583 113,142 4.702,783 3.154.480 8.280.988 24.063.214 24.063.214 32,344,202 45,802,067 1.966,328 S 47.768.395 : 773,728 419,960 6.000 1,775.076 26.000 4,351.944 7,352.708 40.596.162 40.596.162 47.948.870 20.881,993 7,764,197 $28.646.190 1.550.980 1,661.429 6,900 8,227,021 34,781 11.395.420 22.876,531 104.753,476 104.753.476 127.630.007 106,592,573 16.689,275 $123,281,848 800.132 800.132 800.132 3,979.323 $3.979.323 CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Revenues.Expenses and Changes in Fund Net Assets Proprietary Funds Year Ended December 31,2008 Operating Revenues Licenses and permits Fines,forfeitures and penalties Intergovernmental charges for services Public charges for services Other revenues Total Operating Revenues Operating Expenses Operating and maintenance Depreciation and amortization Claims and administration Total Operating Expenses Operating Income (Loss) Nonoperating Revenues (Expenses) Taxes Intergovernmental revenues Interest on investments Debt discount amortization Gain on disposal of capital assets Contributed capital income Interest expense Total Nonoperating Revenues (Expenses) Income (loss)before transfers Transfers in Change in Net Assets Net Assets -January 1 Net Assets -December 31 Transit Utility S 646.876 38.240 685.116 4.476.694 359,232 4.835.926 (4.150.810) 109,011 3.641.160 (16.231) 3.733.940 (416.870) (416.870) 2.350.826 S 1.933.956 Enterprise Water Utility $ 11.740.668 11.740.668 5.727.208 3.127.365 8,854,573 2,886.095 315.176 839.978 (1.803.843) (648.689) 2,237,406 2.237.406 42.695,901 S 44.933.307 _ Funds Sewer Utility $ 9.353.241 9.353.241 5.192.412 2.121.511 7.313,923 2.039,318 384.347 1.112.749 (1.112.668) 384.428 2.423,746 . 2.423,746 45,344,649 .S_.47_7_68,-395_. Other Proprietary Funds S 68.542 3.529.177 250.264 3.847.983 3.396.826 353.736 3.750.562 97.421 6.685.410 229,263 211,835 (11.762) 272.592 365.626 (2.254.278) 5.498.686 5,596.107 324.407 5.920.514 22,725.676 S 28.646.190 Total S 68.542 25.269.962 288.504 25.627.008 18.793.140 5.961.844 24.754.984 872.024 6.794.421 3.870.423 911.358 (11.762) 272.592 2.318.353 (5.187.020) 8.968.365 9.840.389 324,407 10.164.796 113,117.052 $123.261.846 Internal Service Funds S 127 39,477 7.298.774 1.518.287 8.856.665 7.661.217 7.661.217 1,195.448 32.723 32.723 1.228,171 _ 1.228.171 2.751.152 $3.979.323 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh.Wisconsin Statement of Cash Flows Proprietary Funds Year Ended December 31.2008 Cash Flows from Operating Activities Cash received from customers Cash payments to suppliers and employees Net Cash Provided (Used)by Operating Activities Cash Flews from Non-Capital Financing Activities Property taxes received Operating grants received Net Cash Provided by Non-Capital Financing Activities Cash Flows from Capital and Related Financing Activities Acquisition of capital assets Principal payments on long-term debt Interest payments on long-term debt Long-term debt issued Proceeds from sale of assets Net Cash Provided (Used) by Capital and Related Financing Activities Cash Flows from Investing Activities Investment income received Net Cash Provided by Investing Activities Net Increase (Decrease)in Cash and Cash Equivalents Cash and Cash Equivalents -January 1 Cash and Cash Equivalents -December 31 Transit Utility $534.117 (5.438.257) (4.904.140) 109.011 4.903.865 5.012.876 (92,505) (16.231) - - (108.736) - • - S ■ Enterprise Funds Water Utility $13.168,387 (5.607.376) 7.561.011 . (5,215.356) (7,671.006) (1.685.919) 5.754.824 . (8.817.457) 315.176 315 176 (941.270) 10.992.168 $10.050.898 Sewer Utility S 9.275.061 (3.331.560) 5.943.501 (5.174.361) (3.040.300) (1.070.832) - (9.285.493) 384.347 384,347 (2.957.645) 15.080.509 S 12.122.864 Other Proprietary Funds S 4.072.609 (3.461.946) 610.663 5.685.410 229.263 6.914.673 (5.793.110) (3.283.522) (2.153.145) 3.889.670 459.504 (6.880.603) 211.835 211.835 856.568 19.597.841 S 20,454,409_ Total S 27.050.174 (17.839.139) 9.211.035 6.794.421 5.133.128 11.927.549 (16.182,827) (14.087,333) (4.926,127) 9,644.494 459.504 (25.092.289) 911.358 911.358 (3.042.347) 45.670.518 $42628,171 Internal Service Funds S 9.005.458 (7.708.616) 1.296.842 32.723 32.723 1.329.555 3.393.8B3 S 4.723.448 Reconciliation of Operating Income (Loss)to Net Cash Provided (Used)by Operating Activities; Operating income (loss) Adjustments to reconcile operating income to net cash provided (used)by operating activities: Depreciation Changes in assets and liabilities Accounts receivable Due from other funds Inventories and deferred charges Accounts payable and accrued expenses Due to other funds Deferred revenues and deposits Net Cash Provided (Used)by Operating Activities S (4.150.810)$2.886.095 S 2.039.318 359.232 3.127.365 2.121.511 97.421 $872.024 S 1.195.448 353.736 5.961.844 (62.162) - 26.939 (84.290) (904.212) (88.837) $(4.904.140) (63.799) 1.129.438 362.080 119.832 . $7.561.011 (105.374) 31.711 (4.517) (55,963) 1.916.815 S 5.943.501 S 98.052 126.413 163 597.994 (663.116) . 610.663 (133.283) 1.287.562 384,665 577.573 349,487 (88,837) $9.211.035 148.793 (47.399) $1.296.842 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Net Assets Fiduciary Funds December 31,2008 ASSETS Cash and cash equivalents Taxes receivable Accounts receivable Restricted assets Total assets LIABILITIES Accounts payable Due to other governments Deferred revenues Total liabilities NET ASSETS Reserved for trust agreements Total net assets $ $ $ Private Trusts 828 3,568,388 3,569,216 86,861 86,861 3,482,355 3,482.355 $ $ s s Agency Property Taxes 29,404,100 57,257,369 86,661,469 52.446,799 34,214,670 86.661.469 Funds Hospital Bioterrorism $ $ S _i_ 3,442 3,442 3,442 3.442 The notes to the basic financial statements are an integral part of this statement. CITY OF OSHKOSH Oshkosh,Wisconsin Statement of Changes in Net Assets Fiduciary Funds Year Ended December 31,2008 Private Trusts ADDITIONS Interest Miscellaneous Total Additions DEDUCTIONS Operating expenses Change in Net Assets Net Assets -January 1 Net Assets -December 31 The notes to the basic financial statements are an integral part of this statement. $ s 111,855 72,258 184,113 151,642 32,471 3,449.884 3.482.355 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 NOTE A -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the City of Oshkosh ('the City"),Wisconsin,have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP)as applied to government units.The Governmental Accounting Standards Board (GASB)is the accepted standard- setting body for establishing governmental accounting and financial reporting principles.The significant accounting principles and policies utilized by the City are described below: 1.Reporting Entity The City of Oshkosh is a municipal corporation governed by an elected seven member council. In accordance with GAAP,the basic financial statements are required to include the City (the primary government)and any separate component units that have a significant operational or financial relationship with the City.The City has identified the following component units that are required to be included in the basic financial statements in accordance with standards established by GASB Statement No.14. Discretely presented component units: The component unit columns in the basic financial statements include the financial data of the City's component units,the Housing Authority and the Redevelopment Authority of the City of Oshkosh They are reported in separate columns to emphasize that they are legally separate from the City.The Housing Authority's fiscal year end is June 30,and the Redevelopment Authority's fiscal year end is December 31. Complete financial statements for the Housing Authority may be obtained at the entity's administrative offices: The Housing Authority of the City of Oshkosh 600 Merrit Avenue,P.O.Box 397 Oshkosh,Wl 54901-0397 Other entities: The City has included in its primary government financial statements the following entities,which although they have other advisory boards and committees,are not considered separate entities with corporate powers: Oshkosh Public Library Transit Commission Business Improvement District Water Utility Certain other significant governmental entities,which provide service within the City,are governed by separate boards or commissions and are not accountable to the City.Consequently,financial information for the following entities is not included within the scope of the City's reporting entity and is not included in the City's financial statements. School District of Oshkosh Area Fox Valley VTAE District 2.Government-Wide and Fund Financial Statements The government-wide financial statements (i.e.,the statement of net assets and the statement of activities)report information on all of the nonfiduciary activities of the City.For the most part,the effect of interfund activity has been removed from these statements.Governmental activities,which normally are supported by taxes and intergovernmental revenues,are reported separately from business-type activities,which rely to a significant extent on fees and charges for support. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 The statement of activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues.Direct expenses are those that are clearly identifiable with a specific function or segment.Program revenues include 1)charges to customers or applicants who purchase, use,or directly benefit from goods,services,or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function.Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate fund financial statements are provided for governmental funds,proprietary funds,and fiduciary funds,even though the latter are excluded from the government-wide financial statements. Governmental funds include general,special revenue,debt service and capital projects funds. Proprietary funds include enterprise funds and internal service funds.Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements.All remaining governmental and enterprise funds are aggregated and reported as nonmajor funds. The City reports the following major governmental funds: GENERAL FUND This is the City's primary operating fund.It accounts for all financial resources of the general government,except those required to be accounted for in another fund. DEBT SERVICE FUND This fund accounts for the resources accumulated and payments made for principal and interest on long-term general obligation debt of governmental funds. The City reports the following major enterprise funds: TRANSIT UTILITY FUND This fund accounts for the operations of a bus transit system for the City of Oshkosh.Financing is provided through user fees,federal and state grants,and general property taxes. WATER UTILITY FUND This fund accounts for the construction,operation and maintenance of the City owned water facilities. SEWER UTILITY FUND This fund accounts for the construction,operation and maintenance of the city owned sewerage facilities. The City also reports the following fund types: Internal Service Fund This fund accounts for the financing of goods and services provide by one department to other City departments or to other governments on a cost reimbursement basis. Private Trust Funds This fund accounts for the accumulation of resources for the various funds for which the City serves as trustee. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Agency Fund This fund accounts for the current year tax levy collectible in the subsequent year for the City and in a custodial capacity as an agent on behalf of others. 3.Measurement Focus.Basis of Accounting,and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting,as are the proprietary fund and fiduciary fund financial statements.Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows.Property taxes are recognized as revenues in the year for which they are levied.Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting.Revenues are recognized as soon as they are both measurable and available.Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period.For this purpose,the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period.Expenditures generally are recorded when a liability is incurred,as under accrual accounting. However,debt service expenditures,as well as expenditures related to compensated absences and claims and judgments,are recorded only when payment is due. Private-sector standards of accounting and financial reporting issued prior to December 1,1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board.Governments also have the option of following subsequent private-sector guidance for their business-type activities,and enterprise funds subject to this same limitation.The City has elected not to follow subsequent private-sector guidance. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Amounts reported as program revenues include 1)charges to customers or applicants for goods, services,or privileges provided,2)operating grants and contributions,and 3)capital grants and contributions.Internally dedicated resources are reported as general revenues rather than as program revenues.Likewise,general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items.Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations.The principal operating revenues of the City's enterprise funds are charges to customers for services.Operating expenses for enterprise funds include the cost of services,administrative expenses,and depreciation on capital assets.All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. When both restricted and unrestricted resources are available for use,it is the City's policy to use restricted resources first,then unrestricted resources,as they are needed. 4.Assets.Liabilities and Net Assets or Equity A.Cash and Investments Cash and investments are combined in the financial statements.Cash deposits consist of demand and time deposits with financial institutions and are carried at cost.Investments are stated at fair value.Fair value is the amount at which a financial instrument could be exchanged in a current transaction between willing parties,other than in a forced or liquidation sale.For purposes of the statement of cash flows,all cash deposits and highly liquid investments (including restricted assets) with a maturity of three months or less from date of acquisition are considered to be cash equivalents. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 B.Accounts Receivable Accounts receivable are recorded at gross amount with uncollectible amounts recognized under the direct write-off method.No allowance for uncollectible accounts has been provided since it is believed that the amount of such allowance would not be material to the basic financial statements. C.Interfund Receivables and Pavables During the course of operations,numerous transactions occur between individual funds for goods provided or services rendered.These receivables and payables are classified as "due from other funds"and "due to other funds"in the fund financial statements.Noncurrent portions of the interfund receivables for the governmental funds are reported as an "advance to other funds"and are offset by a deferred revenue account or shown as a reservation of fund balance since they do not constitute expendable available financial resources and therefore are not available for appropriation. The amount reported on the statement of net assets for internal balances represents the residual balance outstanding between the governmental activities,and business-type activities. D.Inventories Inventories are recorded at cost,which approximates market,using the first-in,first-out method. Inventories consist of expendable supplies held for consumption.The cost is recorded as an expenditure at the time individual inventory items are consumed rather than when purchased. Inventories of governmental fund types in the fund financial statements are offset by fund balance reserve accounts to indicate that they do not represent spendable available financial resources. E.Prepaid Items Payments made to vendors that will benefit periods beyond the end of the current fiscal year are recorded as prepaid items. Prepaid items of governmental fund types in the fund financial statements are offset by fund balance reserve accounts to indicate that they do not represent spendable available financial resources. F.Capital Assets Capital assets,which include property,plant,equipment,and infrastructure assets,are reported in the applicable governmental or business-type activities columns in the government-wide financial statements.Capital assets are defined by the City as assets with an initial,individual cost of $500 or higher and an estimated useful life in excess of one year.Such assets are recorded at historical cost or estimated historical cost if purchased or constructed.Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Depreciable capital assets of the City are depreciated using the straight-line method over the following estimated useful lives: Buildings,systems and land improvements Machinery and equipment Infrastructures Governmental Activities 30-80 1-25 20-35 Business-Type Activities Years 25-88 10-25 40-150 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 G.Compensated Absences The City's policy allows employees to earn one day of sick pay per month of service,accumulating to varying maximum amounts.The City's employees also are granted vacation in varying amounts based on length of service.All vacation and sick leave is accrued when incurred in the government- wide and proprietary fund financial statements.A liability for these amounts is reported in the governmental funds in the fund financial statements only if they have matured,for example,as a result of employee resignations and retirements. H.Deferred Revenue Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period or for resources that have been received,but not yet earned. I.Long-term Obligations In the government-wide financial statements,and proprietary fund types in the fund financial statements,long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities,business-type activities,or proprietary fund type statement of net assets. Bond premiums and discounts,as well as issuance costs,are deferred and amortized over the life of the bonds.Bonds payable are reported net of the applicable bond premium or discount.Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements,governmental fund types recognize bond premiums and discounts, as well as bond issuance costs,during the current period.The face amount of debt issued is reported as other financing sources.Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses.Issuance costs,whether or not withheld from the actual debt proceeds received,are reported as debt service expenditures. J.Net Assets and Fund Equity Net assets Net assets represent the difference between assets and liabilities.Net assets invested in capital assets,net of related debt consists of capital assets,net of accumulated depreciation,reduced by the outstanding balances of any borrowings used for the acquisition,construction or improvement for those assets.Net assets are reported as restricted when there are limitations imposed on their use through external restrictions imposed by creditors,grantors or laws or regulations of other governments. The City applies restricted resources when an expense is incurred for purposes for which both restricted and unrestricted net assets are available. In the fund financial statements,governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose.Designations of fund balance represent tentative management plans that are subject to change. K.Estimates The preparation of the financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes.Actual results may differ from those estimates. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 L.New accounting pronouncements In July 2004,the GASB issued Statement No.45,Accounting and Financial Reporting by Employers for Postemployment Benefits Other Than Pensions.This statement established standards for the measurement,recognition,and display of other postemployment benefit expense/expenditures and related liabilities (assets),note disclosures,and,if applicable required supplementary information (RSI)in the financial reports of state and local governmental employers.The City currently provides postretirement life and healthcare benefits in accordance with union contracts that are accounted for on the pay-as-you-go basis.During 2008,the City implemented Statement No.45. NOTE B •STEWARDSHIP AND COMPLIANCE 1.Budgets and Budgetary Accounting The City adopted annual Governmental Fund budgets for the General Fund,certain Special Revenue Funds and certain Debt Service Funds.These budgets are adopted in accordance with State Statutes and are prepared on a basis consistent with generally accepted accounting principles.The budgetary data presented on the Statement of Revenues,Expenditures and Changes in Fund Balances -Budget and Actual reflects the original approved budgets of the above funds and subsequent revision authorized by the City's Common Council.Flexible,annual budgets are approved for Proprietary Funds to provide for financial management.Long-term budgets are adopted for Capital Projects Funds. The following procedures are used in establishing the budgetary data reflected in the financial statements: •In early October,the Finance Director and City Manager submit to the Common Council a proposed operating budget for the fiscal year commencing the following January 1.The operating budget includes proposed expenditures and the means of financing them. •A public hearing is conducted in the Council Chambers to obtain taxpayer comments. •At the second council meeting in November,the budget is legally enacted through passage of a resolution. •The Finance Director is authorized to transfer budget amounts within departments upon City Manager approval;however,any revisions that alter the total expenditures of any fund must be approved by the Common Council. •Formal budgetary integration is employed as a management control device during the year for the General Fund,six Special Revenue Funds (Library,Museum,Cemetery,Committee on Aging, Recycling Funds and Street Lighting Funds)and the Debt Service Fund exclusive of the Cross Over Refunding and Current Refunding Debt Service Funds. •Budgetary expenditure control is exercised at the department level. •Budgeted amounts are as authorized in the original budget resolution and subsequent revisions authorized by the Common Council. •All appropriations lapse at year end. The City did not have any major violation of legal or contractual provisions for the fiscal year ended December 31,2008. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 2.Excess of Expenditures Over Budget Appropriations The following expenditure accounts had actual expenditures in excess of budget appropriations for the year ended December 31,2008 as follows: The above excess expenditures were funded using positive revenue variances and available fund balances. Fund Function Excess Expenditures General fund General government Public works Parks and recreation Unclassified Special Revenue Aging services Museum Museum Library Cemetery 3.Deficit Fund Equity Capital outlay Parks and recreation Capital outlay Capital outlay Parks and recreation 62,026 555,996 15,199 261,543 6.654 128.446 3,982 5,609 27,398 The following funds had deficit fund equity as of December 31,2008: Fund Deficit Fund Equity Transit utility proprietary fund Grand Opera House proprietary fund Parking utility proprietary fund Oshkosh Redevelopment Project proprietary fund Health special revenue fund Golf Course proprietary fund Other Public Works Assessement capital projects fund 179,680 52,901 77,235 183,081 792 340,844 630,119 The City anticipates funding the above deficits from future revenues and tax levies of the funds. NOTE C -DETAILED NOTES ON ALL FUNDS 1.Cash and Investments The City maintains various cash and investment accounts,including pooled funds that are available for use by all funds.Each fund's portion of these accounts is displayed in the financial statements as "Cash and investments." Invested cash consists of deposits and investments that are restricted by Wisconsin Statutes to the following: Time deposits;repurchase agreements;securities issued by federal,state and local governmental entities;statutorily authorized commercial paper and corporate securities;and the Wisconsin local government investment pool. $ $ 8,385 40,743,172 635,553 1,686.691 188,306 14.811.158 38.945.495 33.060 97,051.820 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 The carrying amount of the City's cash and investments totaled $97,051,820 on December 31.2008 as summarized below: Petty Cash funds Deposits with financial institutions Investments Federal agencies Money markets Mutual funds Repurchase agreements U.S.Treasury Wisconsin local government pool Reconciliation to the basic financial statements: Basic financial statements Cash and investments S 49,842.590 Restricted cash and investments 14,233,300 Fiduciary funds Private-purpose trust fund 3,568,388 Agency fund 29,407,542 S 97,051,820 Deposits and investments of the City are subject to various risks.Presented below is a discussion of the specific risks and the City's policy related to the risk. Custodial Credit Risk Custodial credit risk for deposits is the risk that,in the event of the failure of a depository financial institution,a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party.The custodial credit risk for investments is the risk that,in the event of the failure of the counterparty (e.g.,broker-dealer)to a transaction,a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party.Wisconsin statutes require repurchase agreements to be fully collateralized by bonds or securities issued or guaranteed by the federal government or its instrumentalities.The City does not have an additional custodial credit risk policy. Deposits with financial institutions are insured by the Federal Deposit Insurance Corporation (FDIC)in the amount of $250,000 per official custodian through December 31,2009.In addition,the City's non-interest bearing transaction accounts are fully insured under the Temporary Liquidity Guarantee Program through December 31,2009.On January 1,2010,the coverage limit for all accounts will return to $100,000 for interest bearing accounts and $100,000 for non-interest bearing accounts.In addition,the State of Wisconsin has a State Guarantee Fund which provides a maximum of $400,000 per public depository above the amount provided by an agency of the U.S.Government.However,due to the relatively small size of the State Guarantee Fund in relation to the Fund's total coverage,total recovery of insured losses may not be available. As of December 31,2008,$28,993,849 of the City's deposits with financial institutions was in excess of federal depository insurance limits and uncollateralized. On December 31,2008,the City held repurchase agreement investments of $14,811,158 of which the underlying securities are held by the investment counterparty,not in the name of the City. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Credit Risk Generally,credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment.This is measured by the assignment of a rating by a nationally recognized statistical rating organization.Wisconsin statutes limit investments in securities to the top two ratings assigned by nationally recognized statistical rating organizations.The City does not have an additional credit risk policy.Presented below is the actual rating as of year end for each investment type. Investment Type Amount Exempt From Disclosure Ratings as of Year End AAA Aa Not Rated U.S.Treasury notes U.S.Treasury bonds Federal agencies Money market Mutual funds Wisconsin local govemement investment pool Totals S 265,626 $265,626 $-$ 38,679,869 38,679.869 635,553 -635.553 1,686,691 188,306 33,060 -__-___ S 41.489.105 $38,945,495 $ 635,553 $ 1,686,691 188.306 33,060 S 1,908,057 Concentration of Credit Risk The investment policy of the City contains no limitations on the amount that can be invested in any one issuer.Investments in any one issuer (other than U.S.Treasury securities,mutual funds,and external investment pools)that represent 5%or more of total City investments are as follows: Issuer Investment Type Reported Amount Goldman Sachs Repurchase agreements $14,811,158 Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment.Generally,the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates.One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. Information about the sensitivity of the fair values of the City's investments to market interest rate fluctuations is provided by the following table that shows the distribution of the City's investments by maturity: Investment Type U.S.Treasury notes U.S.Treasury bonds Federal agencies Money market Mutual funds Repurchase agreements Wisconsin local govemement investment pool Totals Amount $265,626 38,679,869 635,553 1.686,691 188.306 14,811,158 33,060 $56,300,263 Remaining Maturity (in Months) 12 months or Less 13 to 24 Months 25 to 60 Months More Than 60 Months $265,626 $S -$ 34,032,808 4,647,061 635,553 1,686,691 188,306 14,811.158 33,060 $51.653.202 $4.647,061 $-$ CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Investments with Fair Values Highly Sensitive to Interest Rate Fluctuations The City's investments do not include investments that are highly sensitive to interest rate fluctuations. Investment in Wisconsin Local Government Investment Pool The City has investments in the Wisconsin local government investment pool of $33,060 at year-end. The Wisconsin local government investment pool (LGIP)is part of the State Investment Fund (SIF),and is managed by the State of Wisconsin Investment Board.The SIF is not registered with the Securities and Exchange Commission,but operates under the statutory authority of Wisconsin Chapter 25.The SIF reports the fair value of its underlying assets annually.Participants in the LGIP have the right to withdraw their funds in total on one day's notice.At December 31,2008,the fair value of the City's share of the LGIP's assets was substantially equal to the carrying value. Investments in the Wisconsin Local Government Investment Pool are covered under a surety bond issued by Financial Security Assurance,Inc.,which is in effect through February 15,2009.The bond insures against losses arising from principal defaults on substantially all types of securities acquired by the pool. The bond provides unlimited coverage on principal losses,reduced by any FDIC,State of Wisconsin Guarantee Fund insurance,and income on the investment during the calendar quarter a loss occurs. Component Units The Housing Authority,as a component unit of the City of Oshkosh,also maintains separate cash and investment accounts as detailed below: Demand deposits At June 30,2008,the carrying amount of the Authority's demand deposits was $489,769 and the bank balance was $71,013.Of the bank balance,$250,000 was covered by Federal depository insurance,$150,000 was covered by the State of Wisconsin Public Deposit Guarantee Fund and $0 was uninsured and uncollateralized. Investments At June 30,2008,the carrying amount of the Authority's deposits was $1,159,377 and the bank balance was $1,578,133.None of this balance was covered by federal depository insurance of the State of Wisconsin Public Deposit Guarantee Fund. The Redevelopment Authority,as a component unit of the City of Oshkosh,also maintains separate cash accounts.At December 31,2008,the carrying amount of the Authority's deposits was $2,788,095 and the bank balance was $2,788,095.Of the bank balance,$250,000 was covered by federal depository insurance,$400,000 was covered by the State of Wisconsin Public Deposit Guarantee Fund,and $2,388,095 was uninsured and uncollateralized. On December 31,2008,the Authority held U.S.Treasury Obligations of $2,314,402.These obligations carry a credit rating of AAA and will mature within 12 months. 2.Restricted Assets Restricted assets on December 31,2008 totaled $14,233,300 and consisted entirely of cash and investments. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 3.Property Taxes Property taxes are recorded in the year levied as receivables and deferred revenues in the Agency Funds.They are recognized in the appropriate funds as revenues in the succeeding year when services financed by the levy are provided.In addition to property taxes for the municipality,taxes are collected for and remitted to the State and County governments as well as the local and vocational school districts. Taxes for all State and local governmental units billed in the current year for the succeeding year are reflected as due to other governments on the accompanying balance sheet.Taxes are levied in December on the assessed value as of the prior January 1. Property tax calendar -2008 tax roll: Lien date and levy date Tax bills mailed Payment in full,or: First installment due Second installment due Third installment due Fourth installment due Personal property taxes in full Tax settlements: Initial settlement Second,third and fourth settlement Final settlement Tax deed by County - 2008 delinquent real estate taxes December 1,2008 December 1,2008 January 31,2009 March 31,2009 May 31,2009 July 31,2009 January 31,2009 January 15,2009 20 days after the collection date August 20.2009 October 1,2012 Property Tax Lew Limit Wisconsin Act 25,effective July 27,2005,imposes a limit on the property tax levies for all Wisconsin cities,villages,towns and counties for a two-year period.Wisconsin State Budget bill SB40 continues the limit on property tax levies through 2009.The budget bill limits the increase in the maximum allowable tax levy to the greater of the percentage change in the City's January 1 equalized value as a result of net new construction or 3.86%in the 2008 budget and 2.0%in the 2009 budget.The actual limit for the City for the 2009 budget was 2.397%.The levy limit is applied to both operations and debt service.However, the Act allows the limit to be increased for debt service authorized prior to July 1,2005 and in certain other situations. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 4.Capital Assets Capital asset activity for the year ended December 31,2008 was as follows: Primary Government Governmental activities: Capital assets not being depreciated Land Total capital assets not being depreciated Capita!assets being depreciated Buildings and systems Infrastructures Machinery and equipment Total assets being depreciated Less accumulated depreciation for: Buildings and systems Infrastructures Machinery and equipment Total accumulated depreciation Total capital assets being depreciated,net Governmental activities capital assets,net Beginning Balance S 14,724,629 14,724,629 39,145.926 76,307.139 41.553.160 157.006.225 7,863.569 35,233,360 20.524.883 63,621,812 93,384.413 $108,109,042 Increases S 28,972 28.972 1.395.856 3.320,399 2.033.981 6,750,236 855,291 4,299.630 2.159.325 7.314.246 (564,010) $(535.038) Decreases S 249,811 3.174,459 973.363 4.397.633 179,560 3.178,719 959.182 4,317,461 80,172 $80.172 Ending Balance S 14.753.601 14.753,601 40,291,971 76.453,079 42,613,778 159,358,828 8.539.300 36.354.271 21.725.026 66,618,597 92,740,231 $107,493.832 Depreciation expense was charged to functions of the primary government as follows: Governmental activities: General government Public safety Public works Parks and recreation Community development Total depreciation expense -governmental activities 310.718 806.194 5.043.222 1.113,720 118.283 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Primary Government Business-type activities: Capital assets not being depreciated Land Construction in progress Total capital assets not being depreciated Capital assets being depreciated Buildings,systems,&land improvements Machinery and equipment Total assets being depreciated Less accumulated depreciation for: Buildings,systems,&land improvements Machinery and equipment Total accumulated depreciation Total capital assets being depreciated,net Business-type activities capital assets,net Depreciation expense was charged to functions of the primary government as follows: Beginning Balance $33,162,611 11,204.485 44.367.096 171.085.997 36.053.542 207.139.539 41,766,085 23,610,150 65,376,235 141.763,304 $186,130,400 Increases S 1.569,514 3,175,197 4.744.711 16,082,310 948,414 17,030,724 4.149,836 1,906.227 6,056.063 10,974.661 515,719.372 Decreases S 3,236,648 3.236.648 462,685 88.291 550,976 462,685 68.291 550.976 S3.236.648 Ending Balance S 34,732,125 11.143.034 45.875.159 186,705,622 36,913.665 223,619,287 45,453,236 25,428.086 70,881.322 152.737.965 S 198.613.124 Business-type activities: Transit utility Water utility Sewer utility Other S 359.232 3.127,365 2.121,511 353,736 Total depreciation expense -business-type activities $5.961.844 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 5.Notes receivable Notes receivable of $3,210,125 in the Capital Projects Fund represents noninterest bearing loans made to City residents as part of the City's participation in the Community Block Grant Program for residential rehabilitation.These notes are payable to the City at the time the property is sold or at the time the property is no longer occupied by the owner and is due to the funding agency upon termination of the program. 6.Long-term Obligations The following is a summary of changes in long-term obligations of the City for the year ended December 31,2008: Governmental activities: General obligation bonds and notes Total bonds and notes payable Other liabilities Unused vacation and sick leave credits Accrued OPEB obligation Unfunded pension liability Total other liabilities Governmental activities long-term obligations Business-type activities: Bonds payable General obligation debt Revenue bond Less deferred amount on refundings Total bonds and notes payable Beginning Balance S 64.952.651 64.952.651 2,661.427 9.021,451 11.682,878 S 76.635.529 S 68,127.403 52,844.125 120.971,528 (1.313,903) 119,657,625 Additions S 7.154.145 7.154.145 227,583 989,777 671,503 1,888,863 S 9.043.008 S 3.889.670 5.754,824 9,644,494 9.644.494 Reductions S 18.851.940 18.861.940 228,311 418,861 647,172 $19.509,112 S 5,577.124 8.510.209 14,087.333 (195.971) 13.891,362 Ending Balance S 53.244,856 53.244.856 2.889.010 761.466 9.274,093 12,924.569 $66.169.425 S 66.439.949 50.088.740 116,528,689 (1.117,932) 115.410,757 Due Within One Year S 5.237.866 5.237.866 419.000 419.000 S 5,656,866 S 6.590.082 4.314.828 10.904.910 10,904.910 Other liabilities Unused vacation and sick leave credits 723.970 Business-type activities long-term obligations $120.381,595 505,104 490.935 738,139 Total interest paid during the year on long-term debt totaled $7,346,419. 490.510 $10.149,598 S 14,382.297 $116.148,896 S 11.395.420 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31.2008 General Obligation Debt General obligation debt currently outstanding is detailed as follows: Type Refunding bonds: Corporate purpose bonds: Promissory notes: Date of Issue 7/15/2003 7/15/2003 9/1/2005 12/28/2006 3/1/1999 3/1/1999 3/1/2002 3/1/2002 2/1/2003 2/1/2003 3/1/2004 2/8/2005 3/1/2006 3/1/2006 3/1/2007 3/1/2008 3/1/2000 10/1/2000 3/1/2001 3/1/2002 5/15/2002 2/1/2003 3/19/2003 7/2/2003 9/15/2003 9/24/2003 3/1/2004 11/23/2004 12/7/2004 9/15/2004 2/8/2005 5/31/2005 12/20/2005 12/20/2005 3/1/2006 3/1/2007 3/1/2008 1/29/2008 11/18/2008 12/30/2008 Interest rate 2.00-5.00 2-00 -5.00 3.75-4.125 4 00 4.00-4.80 4.10-5.00 4.70-5.05 4.00-6.80 2.50-5.00 3.25-6.00 3.00-5 75 3.25-4.50 4.0-4.5 5.15-5.40 4.0-5.0 4.0-4 75 5.34 4.84 4 00-5.00 4.78 5.00 2 13-3.80 5.00 5.00 2 00-3.63 5.00 Principal payable 3/15/04-23 3/15/04-21 12/1/06-20 12/1/07 -14 12/1/99-16 12/1/00-18 12/1/03-21 12/1/03-21 12/1/05-22 12/1/05-22 12/1/05-23 12/1/06-24 12/1/07-25 12/1/07-25 12/1/08-26 12/1/09-27 12/01/01-09 12/01/01 -09 12/01/02-10 12/1/03-11 3/15/03 -22 12/1/04-12 3/15/04 -23 3/15/04-23 12/1/04-10 3/15/05-23 2.00-4.0012/1/2005-13 5.00 5.00 5.00 3.00-3.50 5.00 4.50 4.50 3.65-4.0 4.00 3.25-4.0 5.25 4.75 4.50 3/15/06-24 3/15/06-24 3/15/06-24 12/1/06-14 3/15/07-25 3/15/07-25 3/15/07-25 12/1/07-15 12/1/08-16 12/1/09- 17 3/15/09 -27 3/15/10 -20 3/15/10 -18 Interest payable 6/15-12/15 6/15-12/15 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 6/1 -12/1 3/15 6/1 -12/1 3/15 3/15 6/1 -12/1 3/15 6/1 -12/1 3/15 3/15 3/15 6/1 -12/1 3/15 3/15 3/15 6/1 -12/1 6/1 -12/1 6/1 -12/1 3/15 3/15 3/15 Original amount 8,615.000 1.050,000 18.335,000 11.865,000 4,540,000 3.560,000 11.225,000 7.580,000 11.675.000 1.420.000 6.480.000 7.395.000 9.265,000 1.995,000 7,950,000 5.105,000 2.210.000 1.500.000 2,110.000 2.260,000 1,012.000 2,615,000 375,000 1.365.720 4.380,000 226,000 1,565,000 1,200,000 99,000 100,000 2,540,000 200,000 1,163,000 656,000 2,500,000 3,375,000 1,565,000 1.419,815 1,832.000 1,122,000 Balance outstanding December 31. 2008 $5,580.000 635.000 16.140.000 7.130,000 2.305,000 2.055,000 9.060.000 6,225.000 9,750.000 1.200,000 5.615.000 6.545.000 8.605,000 1.860,000 7,670,000 5,105,000 310.000 1,070,000 565,000 885,000 797,730 1,290,000 312,385 1,121,503 750.000 198,495 945,000 1,091,922 89.921 91.802 1.775.000 179,126 1.092,098 616,008 2,020,000 3,065,000 1.565.000 1.419,815 1,832,000 1,122.000 Less amounts related to Enterprise Fund 119,684.805 66.439,949 $53,244,856 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Enterprise Fund -Revenue Bonds The city has issued Revenue Bonds as detailed below.These bonds are considered special obligations of the City payable solely from net revenues of the respective Utility's Systems and do not constitute debt which the faith and credit or taxing powers of the City are pledged.In accordance with the resolutions which authorized the issuance of the debt issues,the City covenanted with the bondholders to,among other things,faithfully and punctually perform all duties with reference to the respective Utilities required by the Constitution and Statutes of the State of Wisconsin,including the making and collecting of reasonable and sufficient rates lawfully established for services rendered by the respective Utilities,and to segregate the revenues of the respective Utilities and apply them to the respective funds described in the authorizing Resolution.In addition,the borrowing resolution included restrictive investment provisions requiring fully insured or collateralized investments. Type Sewerage System Revenue Bonds Year of Issue 1993 &1994 I nterest Rate 384 Principal payable Interest payable 5/01/94-12 5/1 &11/1 Original amount Balance outstanding December 31. 2008 2.881.401 S 792,690 Sewerage System Revenue Bonds 1995(0 1997 321 5/01/96-15 5/1 &11/1 17.631.411 7.342.376 Water Safe Drinking Revenue Bond 1998 2.64 5/01/99-19 5/1 &11/1 11,913.672 6.998,716 Sewerage System Revenue Clean Water Water Safe Drinking Revenue Bond Water Safe Drinking Revenue Bond Water Utility Revenue Refunding Bonds Water Utility Revenue Bond Oshkosh Utility Revenue Bond Storm Water Revenue Bond Water Utility Revenue Bond Water Safe Drinking Revenue Bond 1999 2.64 5/01/00-19 5/1 &11/1 3.025.930 1.956,418 2000 2.97 5/01/01-19 5/1 &11/1 13.636.364 8.799.807 2001 2.75 5/01/02-21 5/1 &11/1 3.483.913 2.472,586 2003 2004 2004 2005 2006 2008 2.50 -3.90 2.396 2.40 -5.20 3.50-4.625 4.0-4.5 2.37 1/01/05-12 5/01/05 -24 01/01/05-11 5/01/06 -25 1/01/07-26 5/01/10-28 1/1 5/1 1/1 5/1 1/1 5/1 & & & & & & 7/1 11/1 7/1 11/1 7/1 11/1 2.065.000 1.989,231 2,065,000 4.820.000 12.705.000 1.344,824 680,000 2.851,323 635,000 4.295.000 11.920.000 1.344.824 $50,088,740 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 A summary of the type and individual Enterprise Funds debt is presented below: General obligation debt Revenue bond Total Balance December 31, 2007 $68.127,403 52.844.125 $120,971.528 Balance December 31, 2007 $30,149.769 45,671,383 441,627 385.087 1,232,360 32.122,646 1.165,000 930,000 8,873.656 120,971,528 (9,538.748) (1,313,903) S 110.118,877 Additions $3.889,670 5,754,824 $9,644,494 Additions $ 5,754,824 - - 1.665.170 372.500 20.000 1,832,000 - $9,644,494 S S S $ Payments 5,577,124 8.510.209 14,087,333 Payments 3.040,300 7.671.006 92.505 51.143 233,629 2198,555 72,296 295,000 432.899 14.087,333 Balance December 31, 2008 S 66.439.949 50.088.740 S 116.528,689 Balance December 31, 2008 $27.109.469 43,755.201 349,122 333,944 2.663,901 30.296.591 1,112.704 2,467.000 8,440,757 116,528,689 (10,904.910) (1.117.932) $104,505.847 Enterprises Funds: Sewer Utility Water Utility Transit Utility Parking Utility Industrial Park TIF Districts Golf course Oshkosh Redevelopment Storm Water Total Less: Current portion Una mortized expense Long-term debt,net Utility Revenues Pledged The City has pledged future water,sewer,and storm water customer revenues,net of specified operating expense,to repay the water,sewer,and storm water revenue bonds.Proceeds from the bonds provided financing for the construction or acquisition of capital assets used with the sewer system,water utility,and storm water utility.The bonds are payable solely from water,sewer,and storm water net revenues and are payable ranging from 2012 through 2028.The total principal and interest remaining to be paid on the bonds is $61,853,112.Principal and interest paid for the current year and total customer net revenues were $5,895,260 and $23,968,615,respectively. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Annual principal and interest maturities of the outstanding debt on December 31,2008 are detailed below: 2009 2010 2011 2012 2013 2014-2018 2019-2023 2024-2028 Principal $16,142,776 14,951.110 13.950,223 13.355.800 12,200.361 54,784.097 35,303.875 9,085,303 $169,773,545 Interest $6.713.579 6.275.879 5.674,683 5,135,822 4,616,782 16,219,046 6,109,990 715.570 S 51,461.351 Total $22.856.355 21.226.989 19,624,906 18.491.622 16.817,143 71.003,143 41,413,865 9.800.873 $221,234,896 Total Outstanding December 31. S 169.773,545 153.630.769 138.679.659 124,729.436 111,373,636 99,173.275 44,389.178 9,085.303 For the governmental activities,the other long-term liabilities are generally liquidated by the general fund. Legal Margin for New Debt The City's legal margin for creation of additional general obligation debt on December 31,2008 is as follows: Equalized valuation Margin of indebtedness: 5%of equalized valuation Less outstanding general obligation debt Deduct Debt Service Funds available for debt retirement Margin of indebtedness $119,684.805 1.814.545 $3.565,689,900 S 178,284,495 117,870.260 $60.414,235 The City has approved the issuance of industrial revenue bonds (IRB)for the benefit of private business enterprises.IRBs are secured by mortgages or revenue agreements on the associated projects and do not constitute indebtedness of the City.Accordingly,the bonds are not reported as liabilities in the accompanying financial statements.The amount of IRBs outstanding at the end of the year is maintained by the individual private business enterprises and the lending institutions. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Component Unit Long-term Debt Information relating to the outstanding long-term debt is as follows: Housing Authority Type First mortgage notes payable: Wisconsin Housing Partnership Loan WHEDA WRAP Loan Balance Date of Interest Maturity Original Outstanding issue rate date amount June 30.2008 12/1/1978 6.97%1/1/2019 6.71% 5.84% 7/15/1988 0.00%1/1/2018 8/1/1990 0.00%9/1/2010 10/1/1995 0.00%10/1/2015 14,710 15.000 29,200 $ $ 127,549 82.257 45.452 14.710 15.000 29.200 314,168 Annual principal maturities of the outstanding debt on June 30.2008 are detailed below: Year ending June 30. 2009 2010 2011 2012 2013 Thereafter s $ 57.618 28.027 13.976 14.912 15.941 183,694 314,168 Redevelopment Authority CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Type Taxable redevelopment lease revenue bonds B la nee Original outstanding Date of Issue Interest rate Maturity date amount 12/31/08 6/20/2006 6.25%6/20/2031 S 6.360.000 S 6.360,000 Less deferred charges (199.6701 $6.160.330 Annual principal maturities of the outstanding debt on December 31,2008 are detailed below: Year ending December 30. 2010-2024 Thereafter 7.Interfund Balances and Activity Interfund receivables and payables at December 31,2008 were as follows: S 6.360.000 $6.360.000 General fund Capital projects fund Special revenue fund Total governmental activities Parking utility fund Water utility fund Sewer utility fund Storm water utility Transit utility fund Other enterprise funds Total business-type activities Totals Due From Other Funds S 3,052.245 6,298,445 9,350,690 8,951 469,123 162,232 94,155 734.461 $10,085,151 Due To Other Funds $239.622 1,618,153 355 1,858.130 177,731 1,360,508 4,702,783 1,118,563 388,654 478,782 8.227.021 $10,085,151 Net Due to Other Funds on Statement of Activities $2,812,623 4.680,292 (355) 7,492.560 (168,780) (891.385) (4,540,551) (1,024,408) (388.654) (478,782) (7,492.560) $ The outstanding balances between funds result mainly from the time lag between the dates that 1) interfund goods and services are provided or reimbursable expenditures occur,2)transactions are recorded in the accounting system,and 3)payments between funds are made. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Transfers within the reporting entity are substantially for the purposes of subsidizing operating functions, funding capital acquisitions or maintaining debt service on a routine basis.Resources are accumulated in a fund to support and simplify the administration of various projects. The government-wide statement of activities eliminates as reported within the segregated governmental and business-type activities columns.Only transfers between the two columns appear in this statement. The following schedule reports transfers within the reporting entity: Transfer to Transfers from Governmental activities: General fund Debt service fund Other funds Governmental Activities General $ 8,594.137 74,390 Debt Service $.$ Other 20,208 Business-type Activities $309.407 15,000 $ Total 309,407 8,594,137 109,598 Business-type activities:- Total transfers to:$8,668.527 $20.208 S 324.407 S 9,013.142 8.Fund Equity Government Statements Equity is classified as net assets and displayed in three components: a.Invested in capital assets,net of related debt -Amount of capital assets,net of accumulated depreciation,less outstanding balances of any bonds,mortgages,notes,or other borrowings that are attributable to the acquisition,construction,or improvement of those assets. b.Restricted net assets -Amount of net assets that are subject to restrictions that are imposed by 1)external groups,such as creditors,grantors,contributors or laws or regulations of other governments or 2)law through constitutional provisions or enabling legislation. c.Unrestricted net assets -Net assets that are neither classified as restricted nor as invested in capital assets,net of related debt. Net assets of the governmental activities reported on the government-wide statement of net assets at December 31,2008 include the following: Invested in capital assets,net of related debt Capital assets,net Less:related long-term debt outstanding Plus:Unused borrowed funds Total Invested in Capital Assets,Net of Related Debt Restricted Debt service Unrestricted Total Governmental Activities Net Assets $107,493,832 53,244,856 4,989.533 59,238,509 1,814,545 1,435,588 62,488,642 $ $ $ 1 4 15 ,814 .989 .117 ,545 ,533 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 Fund Statements In the fund financial statements,portions of governmental fund balances are reserved and not available for appropriation or are legally restricted for use for a specific purpose. At December 31,2008,fund balance was reserved as follows: General Funds Reserved for inventories and prepaids Debt Service Fund Reserved for debt retirement Other Governmental Funds Reserved for capital projects NOTE D -OTHER INFORMATION 1.Retirement Commitments All eligible City employees participate in the Wisconsin Retirement System (WRS),a cost-sharing multiple-employer defined benefit,public employee retirement system.All permanent employees expected to work at least 600 hours a year (440 hours for teachers)are eligible to participate in the WRS. Covered employees in the General/Teacher/Educational Support Personnel category are required by statute to contribute 6.0%of their salary (3.0%for Executives and Elected Officials,5.1%for Protective Occupations with Social Security,and 3.4%for Protective Occupations without Social Security)to the plan.Employers may make these contributions to the plan on behalf of employees.Employers are required to contribute an actuarially determined amount necessary to fund the remaining projected cost of future benefits. The payroll for City employees covered by the WRS for the year ended December 31,2008 was $30.4 million;the employer's total payroll was $32.3 million.The total required contribution for the year ended December 31,2008 was S4.4 million,which consisted of $1.6 million,or 5.1%of covered payroll from the employer and $2.8 million or 8.6%of covered payroll from employees.The required contribution for employees for the year ended December 31,2008 was financed by the City.Total contributions for the years ending December 31,2007 and 2006 were $4.2 million and $4.2 million,respectively,equal to the required contributions for each year. Employees who retire at or after age 65 (62 for elected officials and 54 for protective occupation employees with less than 25 years of service,53 for protective occupation employees with more than 25 years of service)are entitled to receive a retirement benefit.Employees may retire at age 55 (50 for protective occupation employees)and receive actuarially reduced benefits.The factors influencing the benefit are:(1)final average earnings,(2)years of creditable service,and (3)a formula factor.Final average earnings are the average of the employee's three highest year's earnings.Employees terminating covered employment and submitting application before becoming eligible for a retirement benefit may withdraw their contributions and,by doing so,forfeit all rights to any subsequent benefit.For employees beginning participation on or after January 1,1990 and no longer actively employed on or after April 24,1998,creditable service in each of five years is required for eligibility for a retirement annuity.Participants employed prior to 1990 or after April 24,1998 are immediately vested. The WRS also provides death and disability benefits for employees.Eligibility and the amount of all benefits are determined under Chapter 40 of Wisconsin Statutes. The WRS issues an annual financial report,which may be obtained by writing to the Department of Employee Trust Funds, P.O.Box 7931,Madison,Wl 53707-7931. CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 2.Unfunded Pension Liability The City's unfunded pension liability of $9.3 million on December 31,2008 is an actuarially computed liability by the Wisconsin Retirement System (WRS)resulting from increases in employee pension benefits that exceeded actual prior years"contributions by the City to the WRS.The liability was originally calculated by the WRS as of January 1,1990.Since that time,the City has been making additional monthly payments to the WRS in order to amortize the liability over a 40 year period.In addition,the City is charged 7.8%interest per year on the unpaid balance.As a result,the outstanding balance of the liability may increase annually if payments made by the City to the WRS are less than the interest charged.The WRS's 40 year amortization schedule from 1990 anticipates that the unfunded pension liability will not be reduced annually for approximately the first 20 years of the schedule. 3.Other Post Retirement Benefits A.Police-Fire Pension Fund The City currently provides contributions to the Wisconsin Retirement Fund for employees formerly covered under the City sponsored and administered Police -Fire pension fund.In accordance with the statute terminating the pension funds,the City chose a "pay-as-you-go" basis for pension contributions in which payments are made to the Wisconsin Retirement Fund as the benefits become due and payable to the participants of the old plan.The total expense for 2008 was $124,610.The total estimated future cost to the City of this plan as of December 31, 2008 is not determinable. The City provides certain health care benefits for retired police supervisory employees.These employees may become eligible for those benefits if they reach normal retirement age while working for the City.The cost of retiree health care benefits is financed on a pay-as-you-go basis.This benefit was a recently negotiated contract provision;consequently,no costs were incurred for this benefit in 2008. B.Health Care Plan Description -The City provides health care insurance coverage for employees who retire until they reach the age of 65.The retired employee contributes 100%of the premium for family coverage or 100%of the premium for single coverage.There are 524 active and 58 retired employees in the plan. Annual OPEB Cost and Net OPEB Obligation -The City's annual other post-employment benefit (OPEB)cost (expense)is calculated based on the annual required contribution (ARC),and the amount actuarially determined in accordance with the parameters of GASB Statement 45.The ARC represents a level of funding that,if paid on an ongoing basis,is projected to cover normal cost each year and amortize any unfunded actuarial liabilities over a period not to exceed thirty years.The following table shows the components of the City's annual OPEB cost for the year, the amount actually contributed to the plan,and changes in the City's net OPEB obligation. |Component |Amount | Annual required contribution $989,777 Interest on net OPEB Adjustment to annual required contribution :__ Annual OPEB cost (expense)989,777 Contributions made (228,311) Change in net OPEB obligation 761,466 OPEB obligation -January 1 -__ OPEB obligation -December 31 $761,466 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 The annual required contribution for the current year was determined as part of the January 1, 2008 actuarial valuation using the unit credit actuarial cost method.The actuarial assumptions included (a)4.0%discount rate,and (b)medical trend rate with initial rate at 11.0%and ultimate rate at 4.0%. The actuarial methods and assumptions used include techniques that are designed to reduce the effect of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with a long-term perspective of the calculations.The unfunded actuarial accrued liability is being amortized of projected net retiree medical claims cost (and net administrative costs).The remaining amortization period at December 31,2008 is 29 years,and the remaining amount is $9,534,561. Trend Information -The City's annual OPEB cost,the percentage of the annual OPEB cost contributed to the plan,and the net OPEB obligation for 2008 is as follows: Year Ended Annual OPEB Cost Percentage of Annual OPEB Cost Contributed Net OPEB Obligation 12/31/2008 S 989,777 23.07%$761,466 Funded Status and Funding Progress -As of January 1,2008,the most recent actuarial valuation date,the City's unfunded actuarial accrued liability (UAAL)was $9,534,561. Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future,such as assumptions about future terminations,mortality,and healthcare cost trends.Actuarially determined amounts are subject to continual revision as actuarial results are compared with past experience and new estimates are made about the future. The City will not directly pay out the benefit amount since the retirees pay their entire premium. The benefit that the retirees receive gets wrapped into the City's annual premiums. Actuarial Methods and Assumptions -Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members)and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point.The actuarial methods and assumptions used include techniques that are designed to reduce the effect of short-term volatility in actuarial accrued liabilities and the actuarial value of assets,consistent with the long-term perspective of the calculations.Additional information as of the latest actuarial valuation follows: Valuation date Actuarial cost method Amortization method Remaining amortization period Actuarial assumptions - Investment rate of return Medical trend rate December 31.2007 Unit Credit Level 29 years initial - ultimate - 4.0% 11.0% 4.0% CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 4.Risk Management The City is exposed to various risks of loss related to torts;theft of,damage to and destruction of assets; errors and omissions;and natural disasters for which the government carries commercial insurance.The City completes an annual review of its insurance coverage to ensure adequate coverage. 5.Contingencies A.The City participates in a number of federal and state assisted grant programs.These programs are subject to program compliance audits by the grantors or their representatives.Accordingly,the City's compliance with applicable grant requirements will be established at some future date.The amount, if any,of expenditures which may be disallowed by the granting agencies cannot be determined at this time although the City expects such amounts,if any,to be immaterial. B.From time to time,the City is party to other various pending claims and legal proceedings.Although the outcome of such matters cannot be forecast with certainty,it is the opinion of management and legal counsel that the likelihood is remote that any such claims or proceedings will have a material adverse effect on the City's financial position or results of operations. 6.Self-insured medical care coverage plan The City maintains a self-insured medical care coverage plan for its employees.The City has established the Hospital Insurance Fund (an Internal Service Fund)to account for the financing of its uninsured risked of loss.Under this program,the Hospital Insurance Fund provides coverage up to a maximum of 575,000 per contract.The City purchases commercial insurance for claims in excess of coverage provided by the Fund. All funds of the City participate in the program and are charged amounts needed to pay prior -and current -year claims and to establish a reserve for future insurance costs.That reserve was $2,517,520 at December 31,2008 and is reported as the net assets balance of the Internal Service Fund.The claims liability of $800,000,reported in the Fund at December 31,2008,is based on the requirements of Governmental Accounting Standard Board Statement No.10,which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated.Changes in the Funds'claims liability amount in 2008 were: Beginning of fiscal Year liability Current year claims And changes in Estimates Claim payments Balance at fiscal End year $800,000 $7,221,058 $7,221,058 $800,000 CITY OF OSHKOSH OSHKOSH,WISCONSIN Notes to Basic Financial Statements December 31,2008 7.Subsequent events During 2009,the City issued the following debt: A.On April 9,2009,the City issued $1,322,463 of general obligation promissory notes with principal amounts due annually through March 2019.Interest rate on the issue is 4.50%. B.On April 28,2009.the City issued $16,740,000 of general obligation corporate purpose bonds with principal amounts due annually through December 2028.Interest rates on the issue range from 2.00%to 5.75%. C.On April 28.2009,the city issued $2,945,000 of general obligation promissory notes with principal amounts due annually through December 2018.Interest rates on the issue range from 2 00%to 4.50%. 8.Segment Information CITY OF OSHKOSH.WISCONSIN NOTES TO FINANCIAL STATEMENTS.CONTINUED December 31.2008 Operating revenues Operating expenses before dsprecisiUon/ainortization Depreciation/ainQrtization Operating income (loss) Capita)contributions Tax revenues Intergovernmental revenues Net income (loss) Net property,plant and equipment additions Net working capital (negative) Total assets Restricted assets Net assets Invested in capital assets,net of related debt Unrestricted Grand Opera House S 99.867 37,086 (136.953) - 66.557 • (70.396) - (52.901) 2.199.349 - 2.199.349 (52,901) Algoma/Church DeKox Complex S 33.698 150.822 14.567 (131.691) - - - (131,691) - 588.418 803,475 - 214.337 588.418 Parking Utility S 216,322 185,116 34.672 (1.466) • * - (13,266) - (144.079) 2.313.438 - 1.858.309 (77,235) Transit Utility $685,116 4.476.694 359.232 (4.150.610) - 109.011 3.641,160 (416,870) - (179.680) 3.018.696 - 2.113,636 (179.680) Oshkosh Redevelopment Project S 36.067 1.034.073 54.818 (1,052,824) 122.891 1,164,262 - 201.588 2.371.996 (520.159) 9.970.524 346.287 7,087.332 (183.081) Industrial Park $2.645 25.209 - (22.564) - - ■ 169,394 1.102.857 (408.277) 5,962,560 - 2,994.413 154,381 Golf Course $491.938 492.121 23.903 (24.086) ♦ • ■ (80,828) 27.414 (1,415,141) 1.286.415 - 170,955 (340,844) Other TIF Districts S 190.607 211.536 - (20.931) - 5.454,591 229.263 3.972.490 656.405 9.733.547 33.240.333 - 2,975,708 Water Utility S 11.740,668 5,727,208 3.127.365 2.886,095 839.978 • - 2.237,406 5.215.356 3.774,330 91.185.502 4.446.103 37,794.877 7.138.430 Sewer Utility S 9,353.241 5.192.412 2.121.511 2,039.318 1,112.749 - • 2,423,746 5.174.361 (916.931) 80.112.597 7,885.743 45.802.067 1.966.328 Storm Water Utility $2,874,706 1.198.080 188.690 1.487.936 242.735 - - 1.548.816 1.634.438 4.380,838 20.818,966 1.555.167 6.357,298 4.699.751 Total 525,627,008 18.793.140 5,961,844 872.024 2,318,353 6.794,421 3,870.423 9.840.389 16.182.827 14,839,965 250,911.855 14.233.300 106.592,573 16.689.275 REQUIRED SUPPLEMENTAL INFORMATION CITY OF OSHKOSH Oshkosh,Wisconson Schedule of Other Post Employement Benefit Plan Information December 31,2008 Schedule of Funding Progress Actuarial Valuation Date December 31, (D Actuarial Value of Assets (2) Actuarial Accrued Liability (AAL)Entry Age Normal (3) Funded Ratio d)/(2) (4) Unfunded Actuarial Accrued Liability (UAAL) (2)-(1) (5) Covered Payroll UAAL as a Percentage of Covered Payroll (4)/(5) 2007 S 9,534,561 0.00%$9,534,561 N/A N/A Schedule of Employer Contributions Year Ended December 31,Employer Contributions Annual Required Contribution (ARC)Percentage Contributed 2008 228,311 $989,777 23.1% The City implemented GASB Statement No.45 for the fiscal year beginning January 1,2008.Information for prior years is not available. OTHER SUPPLEMENTAL INFORMATION CITY OF OSHKOSH Oshkosh,Wisconsin Combining Balance Sheet Nonmajor Governmental Funds December 31,2008 Special Revenue Funds Capital Projects Funds Total Nonmajor Governmental Funds ASSETS Cash and investments Receivables Special assessment Accounts Due from other funds Due from other governments Notes receivable TOTAL ASSETS LIABILITIES AND FUND BALANCES Liabilities Accounts payable Deferred revenues Deposits Due to other funds Due to other governments Total Liabilites Fund Balances Reserved for Construction of assets Unreserved Undesignated,reported in Special revenue funds Total Fund Balances TOTAL LIABILITIES AND FUND BALANCES $3,905,497 149,030 - - - $4,054,527 $373,440 - 10.000 355 - 383,795 3.670,732 3,670.732 $4.054.527 $6,692,526 3,001,690 806.770 6.298,445 346.941 3,210.125 $20.356.497 S 6,322,255 3,157,661 1,058,770 1.618,153 3,210,125 15,366,964 4.989,533 - 4.989,533 $20.356.497 $ $ $ $ 10,598.023 3,001,690 955.800 6,298.445 346.941 3,210,125 24,411,024 6,695,695 3.157,661 1,068.770 1.618.508 3,210.125 15,750,759 4,989,533 3.670.732 8,660.265 24,411,024 CITY OF OSHKOSH Oshkosh,Wisconsin Combining Statement of Revenues,Expenditures and Changes in Fund Balances Nonmajor Governmental Funds Year Ended December 31,2008 Special Revenue Funds Capital Project Funds Total Nonmajor Governmental Funds Revenues Taxes Special assessments Intergovernmental Licenses and permits Public charges for services Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Long-term debt issued Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances -January 1 Fund Balances -December 31 S 6.662.940 - 884,410 82,159 1,790,524 1,705,770 11,125,803 130,113 2.239.372 1,047,247 5,491,692 845,049 220,409 9,973,882 1,151,921 . 11,458 (83,655) (72,197) 1,079,724 2,591,008 S 3.670.732 S 1,811,474 734,609 - 144,417 115,150 2,805,650 - - - - 2,989.267 4,243.770 7,233,037 (4,427,387) 6.931.551 8.750 (25.943) 6,914.358 2,486.971 2,502.562 S 4.989.533 $6.662,940 1,811.474 1,619,019 82,159 1,934,941 1,820,920 13,931,453 130,113 2.239.372 1.047,247 5.491,692 3.834,316 4.464,179 17.206,919 (3,275,466) 6.931.551 20.208 (109.598) 6.842.161 3,566.695 5.093.570 8.660.265 CITY OF OSHKOSH Oshkosh.Wisconsin Combining Statement of Net Assets Nonmajor Other Proprietary Funds December 31.2008 ASSETS Current Assets Cash and investments Accounts receivable Due from other funds Inventories and prepayments Tola)Current Assets Noncurrent Assets Restricted assets Capitol Assets Land and construction in progress Other capital assets,net of accumulated depreciation Total Capital Assets,Net Notes receivable Deferred charges and deposits Total Noncurrenl Assets TOTAL ASSETS LIABILITIES Current Liabilities Accounts payable Accrued Expenses Deposits Due to other funds Deferred revenues Current portion of long-term obligations Total Current Liabilities Noncurrent Liabilities Noncurrent portion of long-term obligations Total Noncurrent Liabilities TOTAL LIABILITIES NET ASSETS Invested in capital assets,net of related deb) Unrestricted (deficit) TOTAL NET ASSETS (DEFICIT) Grand Opera House 1 51.898 2.147,451 2,199.349 - - 2.199.349 3.710 - • 49.191 52.901 - - 52.901 2.199.349 (52.001) S 2146448 Algoma/ Church $578.251 578 251 • - • • • 578.251 - - - • - • - 576,251 S 578.251 Deltox Complex S 10.887 10 887 214,337 214.337 - - 225.224 720 - - ■ 720 - 720 214.337 10.167 ._!_224.504^ Parking Utility $97.255 3.989 8.951 110 195 . 1.851.549 351.694 2.203.243 2.313,438 7.589 2.110 . 177.731 66.644 254.274 278.090 278.090 532.36a 1.858.309 (77.235) 5 1.781.074 Oshkosh Redevelopment Projecl $129,376 259.738 TOO 4 4 A 346.287 3.217.183 G.990.B62 9.208.045 27.078 27.078 9.970524 594.273 5.000 310.000 909.273 2.157.000 2.157.000 3.066273 7.087.332 (183.081) S 6.904.251 Industrial Park $ 600 5.656.031 5 655.031 306,929 306.929 5.962,560 211 59.645 . 93.292 255,729 408,877 2.404.889 2.404.889 2.813.766 2.994,413 154,381 $3 148.794 Goll Course S 800 3,156 3.956 826.541 455,918 1.282,459 1.280.415 4.131 4.370 _ 336.299 1.074.297 1.419.097 37.207 37.207 1.456.304 170,955 (340.844) $<1G9.80O) Storm Water Utility S 5.582.557 465,369 94.155 1,041 6,143.122 1.555.167 3.018.652 10.102,025 13.120.677 20.818.966 151.670 44.672 1.118.563 447.379 1,762.284 7.999,633 7.999.633 9.761.917 6,357.298 4,699.751 5 11.057.049 Other TIF Districts $12,153.829 125.000 12.278,829 20.961,504 20.961.504 33.240,333 11.424 309.163 1.000 26.000 2.197,695 2.545,282 27.719,343 27.719.343 30.264.625 2.975.708 $2.97S.708 Total $18.552.955 857.852 103,106 1.041 19,514,954 1.901.454 35,796.695 19,047.950 54.844,645 306 929 27.078 334.007 76.595.060 773.728 419.960 6.000 1.775.076 26.000 4.351.944 7.352,708 40,596,162 40.S96.162 47,948.870 20.881.993 7.764.197 S 28646,19O CITY OF OSHKOSH Oshkosh,Wisconsin Combining Statement of Revenues.Expenses and Changes in Fund Net Assets Nonmajor Other Proprietary Funds Year Ended December 31,2008 Operating Revenues Fines,forfeitures and penalties Public charges for services Other revenues Total Operating Revenues Operating Expenses Operating and maintenance Depreciation and amortization Total Operating Expenses Operating Income (Loss) Nonoperating Revenues (Expenses) Taxes Intergovernmental revenues Interest on investments Debt discount amortization Gain (loss)on disposal of capital assets Contributed capital income Interest expense Total Nonoperating Revenues (Expenses) Income (loss)before transfers Transfers in Change in Net Assets Net Assets (Deficit)-January 1 Net Assets (Deficit)-December 31 Grand Opera House $ - 99.867 37.086 136,953 (136,953) 66.557 66,557 (70,396) (70.396) 2.216.844 S 2.116.448 Algoma/ Church $ - - - - - 578.251 $578.251 Deltox Complex $ 10,507 23.191 33.698 150.822 14.567 165.389 (131.691) - (131,691) (131.691) 356.195 ,$224,5Q4_ Parking Utility $68.542 124.359 25.421 218.322 185.116 34,672 219.788 (1.466) 2.713 (14.513J (11,800) (13.266) (13.266) 1.794.340 S 1781074 Oshkosh Redevelopment Project S 25.022 11.045 36.067 1.034.073 54,818 1.088.891 (1.052.824) 1.164.262 24.991 (11.762) 122.891 (45.970) 1.254.412 201.588 324.407 575.995 6.378.256 S 6904251 Industrial Park $ 2.645 2.645 25.209 25.209 (22.564) 138 272.592 (80.772) 191,958 169.394 169.394 2.979.400 S 3.148.794 Goll Course $ 491.938 491.938 492.121 23.903 516.024 (24,086) (56.742) (56.742) (80.828) (80.828) (89.061) $(169.889) Storm Water Utility S 2.874,706 2.874.706 1.198.080 188.690 1.386.770 1.487,936 183.993 242.735 (365.848) 60,680 1,548.816 1.548.816 9.508.233 S11.057.049 Other TIF Districts S 190.607 190,607 211.538 211.536 (20,931) 5.454.591 229.263 (1,690.433) 3,993.421 3.972,490 3.972.490 (996.782) S 2975.708 Total S 68.542 3.529.177 250.264 3.847.983 3.396.826 353.736 3.750.562 97.421 6.685.410 229.263 211.635 (11.762) 272.592 365.626 (2.254.278) 5.498.686 5,596,107 324.407 5.920.514 22.725.676 $28.646.190 Cash Flows from Operating Activities Cash received from customers Cash payments to suppliers and employees Net Cash Provided (Used)by Operating Activities Cash Flows from Non-Capital Financing Activities Property taxes received Operating grants received Net Cash Provided by Non-Capital Financing Activities Cash Flows from Capital and Related Financing Activities Acquisition of fixed assets Principal payments on long-term debt Interest payments on long-term debt Proceeds from long-term debt Proceeds from sale of assets Net Cash Provided (Used)by Capital and Related Financing Activities Cash Flows from Investing Activities investment income received Net Cash Provided by Investing Activities Net Increase (Decrease)in Cash and Cash Equivalents Cash and Cash Equivalents -January 1 Cash and Cash Equivalents •December 31 Grand Opera House S (66,557) (66,557) 66.557 66,557 ■ - S Algoma/ Church $ - - - 678.251 $578.251 CITY OF OSHKOSH Oshkosh.Wisconsin Combining Statement of Cash Flows Nonmajor Other Proprietary Funds Year Ended December 31,2008 Oshkosh Deltox Parking Redevelopment Complex Utility Project $33,698 (150,102} (116.404) • - - (116.404) 127.291 S 10.887 S 251.298 (177.182) 74,116 • (51,143) (13.610) (64.753) 2.713 2.713 12,076 85,179 £97,255 S 246.579 (491,721) (245,142) 1.164.262 1.164.262 (2,371.996) (295,000) (56,743) 1,632,000 (891.739) 24.991 24.991 52.372 423.291 S 475.663 Industrial Park S 3.425 (717.545) (714.120) • (1,102,857) (233,629) (74,206) 1.665,170 459.504 713982 138 138 • S Goir Course S 489.267 (354.035) 135,252 • (27.414) (72.296) (55.542) 20.000 (135.252) - 800 S 800 Storm Water Utility $2,978.715 (849.817) 2,128,896 - (1.634.438) (432.899) (365.149) (2.432.486) 183.993 183.993 (119,595) 7.257.319 S 7,137,724 Other TIF Districts $69.607 (654.987) (585,380) 5.454.591 229.263 5.683.854 (656.405) (2,198.555) (1,587,695) 372,500 (4.070.355) 1.028.119 11,125.710 S 12 153.829 Total Nonmajor Proprietary Funds S 4.072.609 (3,461.946) $10,663 6.685,410 229,263 6.914.673 (5.793,110) (3.283,522) (2.153,145) 3,889.670 459.504 (6.880.603) 211,835 211,835 856,568 19.597.841 S 20,454.409 Reconciliation of Operating Income (Loss)to Net Cash Provided by Operating Activities: Operating income (loss)$(136.953)S Adjustments to reconcile operating income to net cash provided (used)by operating activities: Depreciation 37.086 Changes in assets and liabilities Accounts receivable Due from other funds Inventories and deferred charges Accounts payable and accrued expenses 33.310 Due to other funds Deferred revenues and deposits Net Cash Provided (Used) by Operating Activities S (131,691)$(1.466)S(1,052,824)S (22,564) S (24.086)$1,487.936 S (20,931)S 97.421 14.567 720 34.672 (1.315) 34.291 (5.128) 13.062 54,818 210.514 642.350 780 96 (692.432) 23,903 (2.651) (1,655) 139,741 186,690 11.724 92.122 163 17,267 330,996 (121,000) 11,034 (454,483) 353,736 98.052 126.413 163 597.994 (663.116) CITY OF OSHKOSH Oshkosh,Wisconsin Combining Statement of Net Assets Internal Sen/ice Funds December 31,2008 ASSETS Current Assets Cash and investments Accounts receivable TOTAL ASSETS LIABILITIES Current Liabilities Accrued expenses TOTAL LIABILITIES NET ASSETS Unrestricted TOTAL NET ASSETS Hospital Insurance S 3,275,994 41,526 3,317,520 800,000 800,000 2,517,520 S 2.517,520 Police Pension S 773,160 4,018 777,178 - 777,178 $777.178 Fire Pension $283,755 283,755 - 283,755 $283.755 Workman's Compensation S 390,539 10,463 401,002 132 132 400.870 $400.870 S ? Total 4,723.448 56,007 4,779,455 800,132 800.132 3,979,323 3.979.323 CITY OF OSHKOSH Oshkosh,Wisconsin Combining Statement of Revenues,Expenses and Changes in Fund Net Assets Internal Service Funds Year Ended December 31.2008 Operating Revenues Licenses and permits Fines,forfeitures and penalties Intergovernnnental charges for services Other revenues Total Operating Revenues Operating Expenses Claims and administration Total Operating Expenses Operating Income Nonoperating Revenues (Expenses) Taxes Change in Net Assets Net Assets -January 1 Net Assets -December 31 Hospital Insurance S 7.202,202 1.084,402 8,286.604 7.221,058 7,221.058 1.065,546 1,065,546 1,451,974 $2.517.520 Police Pension S 127 39.477 25.787 65.391 62.313 62,313 3,078 3,078 774,100 $777.178 Fire Pension S 65.954 10.199 76,153 62,296 62.296 13,857 13,857 269.898 $283.755 Workman's Compensation $ 30.618 397,899 428,517 315,550 315,550 112,967 32.723 145,690 255,180 $400:87p_ Total $127 39.477 7,298,774 1.518,287 8,856,665 7.661.217 7.661.217 1,195,448 32.723 1,228,171 2.751.152 $3.979.323 CITY OF OSHKOSH Oshkosh,Wisconsin Statement ol Cash Flows Internal Service Funds Year Ended December 31.2008 Cash Flows from Operating Activities Cash received from customers Cash payments to suppliers and employees Net Cash Provided (Used)by Operating Activities Cash Flows from Non-Capital Financing Activities Property taxes received Net Cash Provided by Non-Capital Financing Activities Net Increase (Decrease)in Cash and Cash Equivalents Cash and Cash Equivalents •January 1 Cash and Cash Equivalents -December 31 Hospital Insurance Police Pension Fire Pension Workman's Compensation Total $3.366.350 (7.268.371) 1.097.979 S 61.373 (62.313) (940) . $76.153 (62.296) 13.857 S 501.582 (315.636) 185.946 32.723 32.723 S 9.005,458 (7.708.616) 1.296,842 32,723 32.723 1.097.979 2.178.015 S 3.275.994 S (940) 774,100 >773.160 $ 13.857 269.B98 283.755 S 218.659 171.870 390,539 $ 1.329.555 3.393.883 4.723.448 Reconciliation of Operating Income to Net Cash Provided (Used)by Operating Activities' Operating income Adjustments to reconcile operating income to net cash provided (used)by operating activities: Changes in assets and liabilities Accounts receivable Accounts payable and accrued expenses Net Cash Provided (Used)by Operating Activities S 1.065.546 79.746 (47.313) S 1.097.979 3.078 (4.018) 13.657 112.S57 S 1.195.448 73.065 (86) (940)13.857 185.946 148.793 147.399) 1 296 842 CITY OF OSHKOSH Oshkosh,Wisconsin Combining Balance Sheet Nonmajor Special Revenue Funds December 31.2008 ASSETS Cash and investments Receivables Accounts TOTAL ASSETS Committee on Aging 27.462 Business Improvement District Recycling Street Lighting Library Museum Cemetery $67.388 $1,364.451 S 275,850 S 341,239 $669,490 $ 92,941 -__3,594 •89,958 2.455 2.675 Health Fund Other Special Revenue Total Nonmajor Special Revenue Funds 461 S 1.093,677 $3,905,497 1,125 21,761 149,030 4.054.527 LIABILITIES AND FUND BALANCES Liabilities Accounts payable S 7.635 S 13,200 S 6,344 S 96,752 S 125,935 S 27,683 S 4,300 S 2.378 S 89.213 S 373,440 Deposits --.--...10000 10,000 Due to other funds 355 --.-....355 Total Liabitites 7.990 13.200 6,344 96.752 125,935"27.683 '4.300 2.378 99,213 383.795 Fund Balances Unreserved Undesignated,reported in Special revenue funds Total Fund Balances TOTAL LIABILITIES AND FUND BALANCES 19,472 19.472 S 27.462 54.188 1.361.701 179.098 305.262 54.188 1.361.701 179.098 305.262 644.262 644.262 91.316 91.316 (792)1.016,225 (792)1,016.225 3.670.732 3.670.732 CITY OF OSHKOSH Oshkosh.Wisconsin Combining Statement of Revenues,Expenditures and Changes in Fund Balances Nonmajor Special Revenue Funds Year Ended December 31.2008 Revenues Taxes Intergovernmental Licenses and permits Public charges for services Miscellaneous Total Revenues Expenditures Current Public safety Public works Health and welfare Parks and recreation Community development Capital outlay Total Expenditures ixcess of Revenues Over (Under) Expenditures Committee on Aging $ 372,477 67,608 123.754 563.839 521,894 6,654 528,548 35.291 Business Improvement District S 152.629 14.960 167.589 171,560 171.560 (3.971) Recycling S 1.037.951 402,371 364.810 1.805.132 1.112,963 1.112.963 692.169 Street Lighting $1.194,771 1.194,771 1.122.451 1.122,451 72.320 Library S 2.466.445 37.608 1.127.998 10.020 3.642.071 3.424.794 19,209 3.444.003 198.068 Museum $823,338 93.392 415.917 1,332.647 1.094.784 3,982 1,098,766 233.881 Cemetery S 202.205 128.624 51.347 382.176 418,568 418.568 <36.392) Health Fund S 392.821 526.698 919.519 996.783 1.500 998.283 (78.764) Other Special Revenue S 20.303 376.823 82.159 440.510 198.264 1.118.059 130,113 3.958 50.464 553,546 151,595 169,064 1,078.740 39.319 Total Nonmajor Special Revenue Funds S 6,662,940 884.410 82.159 1.790.524 1.705.770 11.125.803 130.113 2.239,372 1.047,247 5.491.692 845,049 220.409 9,973.882 1.151.921 Other Financing Sources (Uses) Transfer in Transfer out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances -January 1 Fund Balances -December 31 11.458 (83.655) (72.197) 35.291 (15,619) (3.971) 58.159 692,169 669.532 72,320 106.778 198.068 107,194 233.881 410,381 (36.392) 127.708 (78,764) 77.972 (32.878) 1,049.103 305.262 S 644.262 (792)S 1,016.225 11.458 (83,655) (72,197) 1.079,724 2,591.008 3,670.732 CITY OF OSHKOSH Oshkosh,Wisconsin Combining Balance Sheet Nonmajor Capital Project Funds December 31,2008 ASSETS Cash and investments Receivables Special assessment Accounts Due from other funds Due from other governments Notes receivable TOTAL ASSETS Community Development Block Grant 346,941 3.210,125 $3.557.066 Wisconsin Rental Rehabilitation Program Public Works 98,701 $2,205,720 125.516 Other Public Works Assessment Improvement Equipment Park Improvement and Acquisition Senior Center Museum Phoenix Project Total Nonmajor Capital Project Funds 548.918 S 3.400.925 S 367,489 3.001.690 681.254 6.298,445 43,088 $27,685 $6.692.526 3.001.690 806,770 6.298.445 346.941 --3.210.125 224.217 S 2.205,720 S 10,530.307 S 3,400.925 20,356.497 LIABILITIES AND FUND BALANCES Liabilities Accounts payable Deferred revenues Deposits Due to other funds Due to other governments Total Liabilttes 16.928 330.013 3.210.125 3.557.066 70,000 341.921 - 3,500 $5,729,355 3,087.661 1,055.270 1.288.140 70.000 345.421 11.160.426 228,046 55 5,950 228.046 55 5,950 6,322,255 3,157,661 1,058.770 1,618.153 3.210.125 15,366.964 Fund Balances Reserved for Construction of assets Total Fund Balances TOTAL LIABILITIES AND FUND BALANCES S 3.557.066 154.217 1,860.299 154,217 1.860.299 (630.119) (630.119) 3.172.879 367.434 3.172.879 367.434 10.530.307 S 3.400.925 S 367,489 43.088 21.735 43.088 21.735 4.989.533 4.989.533 27.685 S 20.356,497 CITY OF OSHKOSH Oshkosh,Wisconsin Combining Statement of Revenues.Expenditures and Changes in Fund Balances Nonmajor Capital Project Funds Year Ended December 31,2008 Revenues Special assessments Intergovernmental Public charges for services Miscellaneous Total Revenues Expenditures Current Community development Capital outlay Total Expenditures Excess of Revenues Over (Under) Expenditures Other Financing Sources (Uses) Long-term debt issued Transfer in Transfer out Total Other Financing Sources (Uses) Net Changes in Fund Balances Fund Balances -January 1 Fund Balances -December 31 Community Development Block Grant Wisconsin Rental Rehabilitation Program 575,541 144.417 719.958 73,320 73.320 704.772 15.186 719.958 3.812 3.812 69,508 69.508 84.709 Public Works S 3.291 3.291 1,046,974 1.258.594 2.305.568 (2,302.277) 3.051,141 3,051.141 748,864 1.111.435 S 1.860.299 utner Public Works Assessment Improvement $1,808.274 1.808.274 36.627 1.257.821 1.294.448 513,826 - 513.826 (1.143,945) S (630.119) Equipment S 142.242 18.750 160.992 927,565 1.467.625 2.395.190 (2,234.198) 3.574,410 8,750 (15.000) 3,568.160 1.333.962 1.838.917 S 3.172.879 Park Improvement and Acquisition $3,200 16,826 16,891 36,917 259,731 244.544 504.275 (467.358) 306.000 (10.943) 295,057 (172.301) 539.735 $367.434 Senior Center S 2.398 2.398 - 2.398 - 2,398 40.690 S 43.088 Museum Phoenix Project S 500 500 9.786 9.786 (9,286) - (9.286) 31.021 S 21.735 Total Nonmajor Capital Project Funds S 1,811,474 734,609 144.417 115,150 2.805,650 2.989.267 4.243.770 7.233,037 (4.427,387) 6.931.551 8.750 (25,943) 6.914,358 2.486.971 2.502.562 S 4.989.533 Exhibit A-1 CITY OF OSHKOSH, WISCONSIN SUMMARY OF CASH & INVESTMENTS As of December 31, 2008 (1 OF 2) CASH INVESTMENTS 2008 AT COST OPERATING FUNDS General Fund 41,423,857.77 21,009,295.08 Treasurer's Working Fund 3,000.00 0.00 Other Petty Cash Funds 5,385.00 0.00 TRUST FUNDS Police Pension 3,713.70 769,446.59 Firemen's Pension 0.00 283,755.02 Arps Trust 870.09 52,448.50 Behncke Library Trust 494.56 209,000.00 Behncke Museum Trust 4,772.10 137,305.92 William E. Bray Museum Trust 306.74 11,538.46 Cemetery Perpetual Care 1,060.90 540,330.06 Leander Choate 70.48 25,213.78 Clute 9.55 660.00 Amy Davies Library Fund 664.30 91,500.00 Durow Trust 684.17 5,076.00 Fisk-Gallup 14,660.83 0.00 Gould 175.71 3,400.00 Gruenwald Trust 38.05 2,500.00 Gruetzmacher Library Trust 18.71 8,500.00 Abbey Harris Library 58.23 86,794.25 Heyman 39.06 32,540.00 Hicks 314.70 180,154.50 Hilton III 307.68 35,500.00 Hilton Library & Museum 0.00 7,147.96 Hilton Special Library 335.07 13,650.00 Hoxtel Library Trust 176.36 8,500.00 Huhn Animal Shelter Trust 6.87 4,350.00 Hume 4.33 1,200.00 James Trust 143.70 5,000.00 John Kelsh Library Memorial Fund 190.90 2,500.00 Genevieve Kenny Library Trust 42.43 8,500.00 Kitz Museum Memorial Trust 2,725.91 24,178.39 Kitz Directors Trust 8,048.11 238,000.00 Marie Lehnigk Library Fund 394.42 6,500.00 Malnar Children's Program Trust 362.65 10,000.00 Maxwell-Crawford 24.31 7,850.00 Museum Endowment 15,396.26 104,701.37 John V. Nichols Digital Library Trust 69.21 53,000.00 Pine 325.56 4,000.00 Pittel 9.92 370.00 Public Library Memorial Fund 15,551.38 304,500.00 Rasmussen Library Fund 501.04 29,286.32 Roberts 4.68 2,470.00 Rojahn, Elizabeth 298.94 79,507.00 Rojahn, Frank Mace 435.95 81,007.00 Rojahn, Frank and Anna 199.75 5,000.00 Rotary 421.91 2,500.00 Ryan 1,293.60 92,000.00 Sarau 2.09 4,910.00 Stanhilber - Library & Parks 20,055.35 821,508.56 Stanhilber - Parks Only 10.68 2,100.00 M. Zellmer Library Fund 535.56 64,020.25 S. Zellmer Library Fund 1,106.88 64,450.00 Exhibit A-1 (2 OF 2) CASH INVESTMENTS 2008 AT COST Cable TV Franchise - Escrow 0.00 10,000.00 Flexible Benefits 74,913.66 0.00 Museum Membership Fund 0.00 117,326.71 Water Utility - Operating 1,890,146.63 5,604,794.72 Water Utility - Depreciation 0.00 131,801.43 Water Utility - Spec Redemption 0.00 1,199,423.47 Water Utility - '06 Notes 0.00 2,294.16 Water Utility - '07 Notes 0.00 1,222,437.20 Water Utility - '08 Bonds 0.00 0.00 Sewerage Utility - Operating 4,104,347.35 2,423,291.14 Sewerage Utility - '06 Notes 0.00 0.00 Sewerage Utility - '07 Notes 0.00 0.00 Sewerage Utility - Replacement Fund 0.00 3,781,395.79 Sewerage Utility - Debt Service 0.00 1,813,779.96 Storm Water - Operating 896,367.57 5,582,556.73 Storm Water - '06 Notes 0.00 0.00 Storm Water - '07 Notes 0.00 15,383.13 Storm Water - Debt Service 0.00 643,415.92 Centre Utility Spec Redemption 0.00 346,286.87 Parking Utility Commission 0.00 97,254.59 48,494,951.36 48,529,106.83 Exhibit A-2 2008 2007 2006 2005 2004 Governmental Activities Invested in Capital Assets, Net of Related Debt 59,238,509$ 45,658,953$ 46,097,367$ 37,457,942$ 48,476,960$ Restricted 1,814,545 15,366,502 14,982,030 14,374,421 726,155 Unrestricted 1,435,588 716,389 (67,571) (1,177,920) (427,857) Total Governmental Activities Net Assets 62,488,642 61,741,844 61,011,826 50,654,443 48,775,258 Business-Type Activities Invested in Capital Assets, Net of Related Debt 106,592,573 99,063,739 93,805,213 74,729,006 82,239,212 Unrestricted 16,689,275 14,053,313 9,079,028 20,292,999 19,141,677 Total Business-Type Activities Net Assets 123,281,848 113,117,052 102,884,241 95,022,005 101,380,889 Primary government Invested in Capital Assets, Net of Related Debt 165,831,082 144,722,692 139,902,580 112,186,948 130,716,172 Restricted 1,814,545 15,366,502 14,982,030 14,374,421 726,155 Unrestricted 18,124,863 14,769,702 9,011,457 19,115,079 18,713,820 Total Primary Government Net Assets 185,770,490$ 174,858,896$ 163,896,067$ 145,676,448$ 150,156,147$ City of Oshkosh, Wisconsin Net Assets by Component Last Five Years (accrual basis of accounting) Exhibit A-3 2008 2007 2006 2005 2004 Program Revenues Governmental Activities: Charges for Services: General Government 194,337$ 73,298$ 70,863$ 77,703$ 90,458$ Public Safety 3,948,596 3,886,660 3,924,570 3,698,540 3,689,398 Public Works 3,426,072 3,119,360 4,207,734 3,581,577 3,204,371 Health and welfare 240,549 185,436 206,410 114,797 120,668 Parks and recreation 1,357,307 1,344,431 1,509,167 1,138,021 1,198,849 Transportation 0 0 0 0 0 Community development 2,869,826 3,919,132 4,401,900 4,463,139 3,550,859 Operating grants and contributions 6,089,486 4,710,329 13,167,579 5,456,071 5,637,290 Unclassified 0 0 0 0 0 Interest on debt 0 0 0 0 0 Total Governmental Activities Program Revenues 18,126,173 17,238,646 27,488,223 18,529,848 17,491,893 Business-Type Activities: Charges for Services: Transit utility 685,116 602,759 573,399 529,318 508,444 Water utility 11,740,668 11,085,840 10,365,395 10,204,874 9,579,543 Sewer utility 9,353,241 8,418,753 7,761,982 7,839,060 7,428,260 Operating grants and contributions 3,870,423 3,682,269 3,539,218 3,396,000 3,150,375 Capital grants and contributions 2,318,353 2,301,284 3,999,620 2,193,123 1,143,609 Other 3,847,983 3,986,861 3,857,403 2,752,896 2,687,840 Total Business-Type Activities Program Revenues 31,815,784 30,077,766 30,097,017 26,915,271 24,498,071 Total Primary Government Program Revenues 49,941,957 47,316,412 57,585,240 45,445,119 41,989,964 Expenses Governmental Activities: General Government 6,170,557 6,218,945 5,893,337 5,524,239 5,174,616 Public Safety 22,159,371 22,066,233 21,557,204 20,585,030 20,139,823 Public Works 13,906,804 13,897,933 13,637,723 13,585,298 12,009,554 Health and welfare 1,049,528 915,465 898,430 824,191 785,917 Parks and recreation 7,547,260 8,362,968 7,763,946 5,869,280 4,978,378 Transportation 629,293 623,311 589,271 615,915 592,520 Community development 5,588,413 4,175,538 5,373,570 5,541,333 4,926,854 Unclassified 675,718 416,416 395,766 496,198 1,830,058 Interest on debt 2,974,777 3,005,211 3,335,421 2,824,167 2,551,011 Total Governmental Activities Expenses 60,701,721 59,682,020 59,444,668 55,865,651 52,988,731 Business-Type Activities: Transit utility 4,852,157 4,654,186 4,517,297 4,412,329 4,089,908 Water utility 10,658,416 9,759,651 9,401,303 9,227,767 9,393,484 Sewer utility 8,426,591 7,854,061 7,860,915 8,057,719 7,342,887 Other 6,016,602 5,429,505 5,674,537 4,910,808 4,634,186 Total Business-Type Activities Expenses 29,953,766 27,697,403 27,454,052 26,608,623 25,460,465 Total Primary Government Expenses 90,655,487$ 87,379,423$ 86,898,720$ 82,474,274$ 78,449,196$ (continued) City of Oshkosh, Wisconsin Changes in Net Assets (accrual basis of accounting) Last Five Years Exhibit A-3 2008 2007 2006 2005 2004 Net (Expense)/Revenue Governmental Activities (42,575,548)$ (42,443,374)$ (31,956,445)$ (37,335,803)$ (35,496,838)$ Business-Type Activities 1,862,018 2,380,363 2,642,965 306,648 (962,394) Total Primary Government Net Expense ($40,713,530) ($40,063,011) ($29,313,480) ($37,029,155) ($36,459,232) General Revenues and Other Changes in Net Assets Governmental Activities: Taxes: Property and Other Local Taxes Levied For: General Purposes $11,128,038 $10,330,110 $9,697,647 $9,362,882 $7,912,638 Other Purposes 13,975,582 13,924,251 13,809,191 13,636,562 13,577,329 Debt Service 15,793,524 15,705,026 15,055,768 14,718,268 14,556,064 Investment Earnings 1,785,206 2,582,645 2,624,221 1,124,103 469,696 Gain (Loss) on Sale of Capital Assets 0 49,723 157,395 (488,406) 289,221 Miscellaneous 964,403 581,637 969,607 861,578 755,502 Transfers (324,407) Total Governmental Activities 43,322,346$ 43,173,392$ 42,313,829$ 39,214,987$ 37,560,450$ Business-Type Activities: General Purposes property taxes levied for 6,794,421 5,912,175 5,293,820 5,261,237 4,884,673 Investment Earnings 911,358 1,619,447 1,531,912 1,028,802 465,604 Gain (Loss) on Sale of Capital Assets 272,592 320,826 (1,606,461) (12,955,571) (4,842,880) Miscellaneous Transfers 324,407 Total Business-Type Activities 8,302,778 7,852,448 5,219,271 (6,665,532) 507,397 Total Primary Government 51,625,124$ 51,025,840$ 47,533,100$ 32,549,455$ 38,067,847$ Change in Net Assets Governmental Activities 746,798 730,018 10,357,384 1,879,184 2,063,612 Business-Type Activities 10,164,796 10,232,811 7,862,236 (6,358,884) (454,997) Total Primary Government Change in Net Assets 10,911,594$ 10,962,829$ 18,219,620$ (4,479,700)$ 1,608,615$ City of Oshkosh, Wisconsin Changes in Net Assets (continued) Last Five Years (accrual basis of accounting) Exhibit A-4 2008 2007 2006 2005 2004 2003 ASSETS Cash and investments 16,724,271$ 24,205,581$ 24,348,971$ 19,969,678$ 11,280,988$ 13,702,600$ Receivables Taxes 43,325 34,183 34,207 24,348 210,980 224,726 Special assessment 3,001,690 4,143,515 3,215,502 3,722,991 2,630,633 4,024,964 Accounts 3,161,003 2,964,475 2,923,964 3,080,064 3,113,504 2,005,605 Due from other funds 9,350,690 10,515,858 8,242,107 12,115,772 7,648,980 4,845,943 Due from other governments 346,941 277,590 24,859 22,649 75,780 355,574 Inventories and prepaid items 15,117 12,146 11,860 11,314 11,800 8,639 Notes receivable 3,210,125 3,036,233 2,915,512 2,361,276 2,243,523 2,318,685 Total Assets 35,853,162$ 45,189,581$ 41,716,982$ 41,308,092$ 27,216,188$ 27,486,736$ LIABILITIES AND FUND BALANCES Liabilities Accounts payable 7,716,490 3,191,288 5,359,211 3,728,771 5,042,990 3,400,458 Accrued payroll liabilities 1,380,300 1,005,030 838,276 848,087 816,120 452,856 Due to other funds 1,858,130 4,614,485 1,777,256 3,381,632 1,939,765 1,700,668 Due to other governments 3,210,125 3,036,233 2,915,512 2,361,276 2,243,523 2,318,685 Deferred revenues 3,177,348 4,554,472 3,538,472 4,008,695 3,047,030 4,353,068 Deposits 1,070,684 1,035,492 1,114,948 1,162,088 1,110,368 963,007 Total Liabilities 18,413,077 17,437,000 15,543,675 15,490,549 14,199,796 13,188,742 Fund Balances Reserved for Inventories and prepaid items 15,117 175,800 175,800 175,800 175,800 175,800 Retirement of long-term debt 1,814,545 15,366,502 14,982,030 14,374,421 726,155 758,499 Construction of assets 4,989,533 2,502,562 2,500,545 4,307,252 3,746,057 3,688,771 Unreserved - designated 30,171 Undesignated, reported in General fund 6,919,987 7,116,709 6,148,721 4,905,892 6,656,451 7,711,675 Special revenue funds 3,670,732 2,591,008 2,366,211 2,054,178 1,711,929 1,963,249 Total Fund Balances 17,440,085 27,752,581 26,173,307 25,817,543 13,016,392 14,297,994 TOTAL LIABILITIES AND FUND BALANCES General 9,627,593 10,508,661 8,845,649 7,147,113 8,962,160 9,901,445 Debt Service 1,814,545 15,366,502 14,982,030 14,374,421 804,019 836,363 Other Governmental Funds 24,411,024 19,314,418 17,889,303 19,786,558 17,450,009 16,748,928 35,853,162$ 45,189,581$ 41,716,982$ 41,308,092$ 27,216,188$ 27,486,736$ City of Oshkosh, Wisconsin Changes in Fund Balances, Governmental Funds (modified accrual basis of accounting) Last Ten Years Exhibit A-5 2008 2007 2006 2005 2004 Revenues Taxes 26,838,787$ 25,911,221$ 24,660,520$ 24,011,983$ 22,413,574$ Special assessments 1,811,474 1,694,690 2,042,869 2,099,207 1,673,706 Intergovernmental 18,869,185 18,690,654 19,649,114 19,839,557 18,869,568 Licenses and permits 1,612,615 1,709,402 1,589,996 1,419,419 1,546,393 Fines and forfeits 759,287 851,683 865,368 843,888 860,621 Public charges for services 5,035,679 4,578,523 5,422,822 4,416,599 3,959,872 Intergovernmental charges for services 2,440,503 2,545,173 2,718,626 2,754,812 3,199,235 Miscellaneous 4,333,069 4,313,507 12,714,809 2,745,313 2,369,329 Total Revenues 61,700,599 60,294,853 69,664,124 58,130,778 54,892,298 Expenditures Current General government 5,849,537 5,854,440 5,524,037 5,482,933 5,019,688 Public safety 22,088,797 21,102,472 20,896,004 20,560,573 19,236,100 Public works 9,618,947 8,712,988 8,961,586 8,526,759 8,718,091 Health and welfare 1,047,247 915,465 898,430 823,693 784,796 Parks and recreation 7,193,198 7,287,802 7,274,008 6,747,328 6,280,801 Transportation 629,293 623,311 589,271 615,915 592,520 Community development 5,458,971 4,070,772 5,254,435 5,194,478 5,074,209 Unclassified 675,718 416,416 395,766 496,198 1,830,058 Debt service Principal 18,861,940 5,470,617 5,057,639 2,045,348 4,745,557 Interest and fiscal charges 2,955,006 2,991,930 3,376,240 2,836,291 2,622,884 Capital outlay 4,464,179 6,469,538 19,359,022 6,683,580 5,470,441 Total Expenditures 78,842,833 63,915,751 77,586,438 60,013,096 60,375,145 Excess of Revenues Over (Under) Expenditures (17,142,234) (3,620,898) (7,922,314) (1,882,318) (5,482,847) Other Financing Sources (Uses) Long-term debt issued 7,154,145 5,200,172 16,041,596 14,683,469 4,228,000 Refunding debt issued Payment to refunding escrow agent (7,763,518) 0 (26,755) Transfers in 8,688,735 8,564,967 8,056,339 10,438,726 7,617,007 Transfers out (9,013,142) (8,564,967) (8,056,339) (10,438,726) (7,617,007) Total Other Financing Sources (Uses) 6,829,738 5,200,172 8,278,078 14,683,469 4,201,245 Excess of Revenues and Other Financing Sources Over (Under) Expenditures and Other Financing Uses (10,312,496) 1,579,274 355,764 12,801,151 (1,281,602) Fund Balances - January 1 27,752,581 26,173,307 25,817,543 13,016,392 14,297,994 Fund Balances - December 31 17,440,085$ 27,752,581$ 26,173,307$ 25,817,543$ 13,016,392$ City of Oshkosh, Wisconsin Changes in Fund Balances, Governmental Funds Last Five Fiscal Years (accrual basis of accounting) Exhibit A-6 City of Oshkosh, Wisconsin Program Revenues by Function/Program Last Five Years 2008 2007 2006 2005 2004 REVENUES Taxes & Special Assess. 26,902,068$ 25,939,725$ 24,618,227$ 24,601,129$ 22,274,716$ Licenses & Permits 1,216,972 1,322,421 1,214,293 1,032,128 856,609 Fines & Costs 672,789 733,249 784,376 750,571 860,621 Shared Taxes - State and 17,254,764 16,959,446 17,276,831 16,586,851 16,480,520 Federal Aids Use of Property and Money 980,931 1,173,004 950,556 514,972 443,449 Charges for Current Serv. 3,542,358 4,049,304 3,776,708 4,159,797 3,231,249 Interdepartmental Rev. 10,548,757 10,091,460 10,026,313 9,417,682 8,949,155 Unclassified 507,414 107,660 137,898 110,000 296,642 61,626,053$ 60,376,269$ 58,785,202$ 57,173,130$ 53,392,961$ SUMMARY-SHARED TAXES- STATE & FEDERAL AIDS Shared State Aids 10,969,615$ 11,073,727$ 11,075,468$ 11,076,027$ 11,065,483$ Highway Aids 3,010,732 2,843,112 2,767,382 2,740,615 2,707,989 Muni. Serv.-State Prop. 1,356,188 1,322,063 1,333,774 1,277,417 1,222,605 County Ambulance Aid 169,389 174,934 159,884 146,188 141,930 Parks/Forestry Aids 0 5,398 0 0 3,871 Tax Disparity Aids 1,212,311 1,088,157 1,067,259 977,077 985,860 Cable TV 8,654 6,332 7,914 9,332 5,557 State Computer Credit 179,659 199,152 210,086 190,635 187,440 Fire 161,558 40,000 33,000 0 0 Police Training Aids 186,658 206,571 192,937 169,560 159,785 17,254,764$ 16,959,446$ 16,847,704$ 16,586,851$ 16,480,520$ Exhibit A-7City of Oshkosh, Wisconsin HISTORICAL VALUATIONS AND TAX RECORDS ASSESSED TOTAL STATE VALUE AS A REAL PERSONAL ASSESSED EQUALIZED PERCENTAGE OF YEAR ESTATE PROPERTY VALUE VALUATION EQUALIZED VALUE 1993 1,205,286,800 89,160,900 1,294,447,700 1,639,978,900 78.93 1994 1,225,515,300 90,718,800 1,316,234,100 1,747,247,000 75.33 1995 1,766,049,300 116,065,600 1,882,114,900 1,827,673,200 102.8 1996 1,821,550,500 116,108,400 1,937,658,900 1,910,807,000 101.41 1997 1,868,133,900 119,457,600 1,987,591,500 2,044,982,800 97.19 1998 1,922,771,400 123,676,200 2,046,447,600 2,155,070,900 94.87 1999 1,972,360,400 100,470,200 2,072,830,600 2,267,759,900 91.44 2000 2,039,759,700 100,600,400 2,140,360,100 2,432,030,100 88.01 2001 2,095,966,400 107,132,500 2,203,098,900 2,566,679,800 85.84 2002 2,157,579,700 109,268,200 2,266,847,900 2,749,469,500 72.45 2003 2,221,822,400 108,150,100 2,329,972,500 2,924,336,700 79.68 2004 2,260,487,900 107,771,900 2,368,259,800 3,141,524,900 75.39 2005 3,260,277,500 135,885,300 3,396,162,800 3,335,517,300 101.82 2006 3,334,485,900 149,401,700 3,483,887,600 3,558,114,300 97.91 2007 3,441,866,900 129,642,300 3,571,509,200 3,722,810,200 95.94 2008 3,517,580,250 141,325,000 3,658,905,250 3,849,076,000 94.99 TAX RATE $100 STATE STATE COUNTY COUNTY CITY CITY TAX NET YEAR TAX TAX SCHOOL SCHOOL* GENERAL TOTAL CREDIT TAX 1993 0.026 0.635 0.000 2.294 1.011 3.966 0.218 3.748 1994 0.027 0.659 0.000 2.276 0.995 3.957 0.213 3.744 1995 0.019 0.460 0.000 1.542 0.699 2.720 0.149 2.571 1996 0.020 0.467 0.000 1.189 0.756 2.432 0.209 2.223 1997 0.021 0.489 0.000 1.148 0.795 2.453 0.195 2.258 1998 0.021 0.521 0.000 1.172 0.811 2.525 0.177 2.348 1999 0.022 0.542 0.000 1.173 0.819 2.556 0.164 2.392 2000 0.023 0.572 0.000 1.211 0.896 2.702 0.154 2.548 2001 0.023 0.627 0.000 1.231 0.977 2.858 0.149 2.709 2002 0.024 0.662 0.000 1.189 1.000 2.875 0.143 2.732 2003 0.025 0.667 0.000 1.199 1.000 2.891 0.136 2.755 2004 0.026 0.715 0.000 1.273 1.057 3.071 0.130 2.941 2005 0.018 0.521 0.000 0.879 0.761 2.179 0.088 2.091 2006 0.018 0.547 0.000 0.916 0.782 2.263 0.108 2.155 2007 0.018 0.567 0.000 0.945 0.798 2.328 0.120 2.208 2008 0.018 0.573 0.000 0.954 0.823 2.367 0.130 2.2379 *City school tax rate includes vocational school rate. In 2008 vocational portion was .170. Exhibit A-8 City of Oshkosh, Wisconsin RECOMMENDED FULL VALUE ASSESSMENTS Year Residential Mercantile Manufacturing Other Total 1985 658,296,800 254,139,000 100,784,000 0 1,013,219,800 1986 691,246,400 266,936,200 96,754,800 0 1,054,937,400 1987 720,465,800 276,034,600 103,213,500 0 1,099,713,900 1988 755,944,700 285,004,100 110,549,900 0 1,151,498,700 1989 772,577,500 291,199,100 111,800,800 0 1,175,577,400 1990 801,000,600 319,665,600 117,645,200 0 1,238,311,400 1991 864,003,400 340,686,000 122,203,100 0 1,326,892,500 1992 916,608,300 382,824,400 124,178,800 0 1,423,611,500 1993 978,535,600 417,121,300 130,211,200 0 1,525,868,100 1994 1,073,119,800 424,109,800 130,844,400 0 1,628,074,000 1995 1,140,699,100 428,294,700 139,373,100 0 1,708,366,900 1996 1,191,779,200 459,385,800 149,793,000 0 1,800,958,000 1997 1,271,383,300 500,274,400 150,711,500 0 1,922,369,200 1998 1,336,019,700 547,994,300 147,334,200 0 2,031,348,200 1999 1,410,931,800 585,207,400 158,695,200 2,271,000 2,157,105,400 2000 1,519,317,600 627,013,900 171,813,700 205,600 2,318,350,800 2001 1,588,750,300 676,820,500 177,677,300 921,700 2,444,169,800 2002 1,705,634,900 729,344,900 184,670,400 569,700 2,620,219,900 2003 1,799,507,200 799,262,800 192,434,700 728,400 2,791,933,100 2004 1,929,467,500 887,957,700 187,322,000 682,700 3,005,429,900 2005 2,046,379,000 953,894,600 198,994,500 774,900 3,200,043,000 2006 2,149,400,100 1,058,327,500 197,893,800 1,207,700 3,406,829,100 2007 2,217,566,200 1,152,257,000 216,171,100 720,900 3,586,715,200 2008 2,235,321,100 1,237,130,600 227,147,500 725,700 3,700,324,900 Source: Winnebago County Statistical Report Exhibit A-9 Real Property Percentage of Total Taxpayer Assessed Valuation (1) Assessed Valuation Midwest Realty $72,140,400 1.97% Thomas N. Rusch, etal 49,595,550 1.36 Dumke & Assoc.43,377,600 1.19 Curwood Inc 30,430,200 0.83 BFO Factory Shoppes 29,403,900 0.80 Peter Jungbacker, etal 28,781,800 0.79 Oshkosh Truck 28,263,900 0.77 Westowne Shoppes 22,689,600 0.62 Bergstrom 22,663,200 0.62 Dennis Schwab, etal 20,459,800 0.56 0.00 $347,805,950 9.51% Total Assessed Valuation $3,658,905,250 December 31, 1998 Real Property Percentage of Total Taxpayer Assessed Valuation (1) Assessed Valuation Curwood Inc. (Bemis) & Weldon Inc. $35,178,900 1.83% John Mark - Security Investments 27,557,100 1.43 Oshkosh Truck Corp., Cadence Co. 13,850,200 0.72 Thomas N. Rusch, etal. 20,776,300 1.08 First Horizon Group Ltd. Partnership 12,792,900 0.67 Oshkosh B'Gosh 5,774,700 0.30 Dennis Schwab, Landmark Ltd Partnership 12,151,000 0.63 The Fonda Group (Hoffmaster) 8,605,700 0.45 Mercy Medical Center of Oshkosh Inc 9,208,700 0.48 Glimcher Properties, Ltd. Partnership 8,784,400 0.46 $154,679,900 8.05% Total Assessed Valuation $1,922,771,400 (1) Assessed valuation based on the valuation of property for taxes collected in 2008 and 1998 respectively, and a review of the 10 largest taxpayers for the City. Source: City of Oshkosh Assessor's Office City of Oshkosh, Wisconsin Principal Taxpayers 12/31/1998 and 12/31/2008 December 31, 2008 Exhibit A-10 Total Current Delinquent Total Tax Tax Tax Tax Year Levy Collections Collections Collections (1) 2007 $86,119,686 $83,580,798 97.05 %% 2006 $81,158,972 $78,653,692 96.91 2005 76,396,795 74,165,036 97.08 $2,223,007 $76,388,043 99.99 2004 74,331,644 72,467,595 97.49 1,855,411 74,323,006 99.99 2003 69,933,492 67,935,039 97.14 1,925,290 69,860,329 99.90 2002 67,421,077 65,397,614 97.00 1,951,752 67,349,366 99.89 2001 64,794,558 63,274,133 97.65 1,505,502 64,779,635 99.98 2000 59,629,006 57,994,500 97.26 1,612,283 59,606,783 99.96 1999 54,706,079 53,358,355 97.54 1,335,729 54,694,084 99.98 1998 53,516,680 52,433,090 97.98 1,077,376 53,510,466 99.99 1997 50,844,753 49,729,995 97.81 1,108,827 50,838,822 99.99 Sources: Winnebago County Treasurer and City of Oshkosh Department of Finance. Percent of Total Tax Collections To Tax Levy Percent of Current Tax Collections To Tax Levy City of Oshkosh, Wisconsin Property Tax Levies And Collections Last Ten Years Exhibit A-11 STATEMENT OF INDEBTEDNESS City of Oshkosh, Wisconsin (1 OF 2) As of December 31, 2008 GENERAL OBLIGATION DEBT OUTSTANDING AND LEGAL DEBT MARGIN For City For School General Purposes Purposes Equalized Value.................................. $ 3,849,076,000 $ 4,861,466,153 Legal Debt Margin*............................5 % 10 % 192,453,800 486,146,615 Bonds Outstanding..............................119,684,801 23,398,101 Legal Debt Margin.............................. $ 72,768,999 $ 462,748,514 *Pursuant to Section 67.03, Wisconsin Statutes, the total indebtedness of the City for general purposes may not exceed 5% of the value of the taxable property located therein as equalized for State purposes. The total indebtedness of the City for school purposes may not exceed 10% of the value of the taxable property located therein, plus the value of taxable property in the territory attached to the City for school purposes only. Per Cent of Debt Applicable to Municipality's Outstanding Municipality Share of Debt For City General Purposes..... $ 119,684,801 100.00% $ 119,684,801 Total Direct Debt.................... 119,684,801 119,684,801 OVERLAPPING DEBT Winnebago County.................. 63,314,587 31.1% 19,690,837 For School Purposes............... 23,398,101 73.3% 17,244,400 Fox Valley Tech. College........ 48,185,000 10.8% 5,203,980 Total Debt................................ $ 254,582,489 $ 161,824,018 2008 Population - 65,920 Ratio of Debt to Equalized Value: Direct Municipal Purposes only..... 3.11% Ratio of Debt Per Capita: Direct Municipal Purposes Only..... $ 1,815.61 Investment Rating by Moody's , Feb. '08 - Aa3 STATEMENT OF INDEBTEDNESS City of Oshkosh, Wisconsin Exhibit A-12 Schedule of Bonds and Notes for City Purposes, Issued, (1 of 2) Retired and Outstanding as of December 31, 2008. Year of Authorized Retired as of Outstanding Issue and Issued 12-31-08 12-31-08 NOTES Promissory Notes - Improvements to streets, storm sewers,1999 2,820,000 2,820,000 0 sanitary sewers, water, parks and property improvements. Promissory Notes - Improvements to Streets, Storm and 2000 2,210,000 1,900,000 310,000 Storm and Sanitary Sewers, Sidewalks, Traffic lights, Parks, Fire house & site, Major equipment, TIF and Parking lots. Promissory Notes - Improvements to Municipal Golf 2000 1,500,000 430,000 1,070,000 Course. Promissory Notes - Improvements to Sidwalks, Traffic 2001B 2,110,000 1,545,000 565,000 lights, Major Equipment, and Property improvements Promissory Notes 2002B 2,260,000 1,375,000 885,000 Promissory Notes - TIF 18 SW Ind Comm of Pub Lands 2002 1,012,000 214,269 797,731 Promissory Notes 2003B 2,615,000 1,325,000 1,290,000 Promissory Notes 03 TIF 14 Mercy Comm of Pub Lands 2003 375,000 62,616 312,384 Promissory Notes 03 TIF 13 Comm of Pub Lands 2003 1,365,720 244,218 1,121,502 Promissory Refunding Notes, Swr, Wtr, Gen, Transit,2003F 4,380,000 3,630,000 750,000 TIF 8-S Aviation, TIF 7-SW Ind Promissory Notes 03 TIF 13 Comm of Pub Lands,2003 226,000 27,506 198,494 Osh Centre Hotel and Covention Center Promissory Notes 04 G O, Gen, Wtr, Swr 2004B 1,565,000 620,000 945,000 Promissory Notes State Trust Fund, Riverside Park 2004 1,200,000 108,077 1,091,923 Promissory Notes TIF 14 Comm of Pub Lands 2004 99,000 9,079 89,921 Promissory Notes TIF 14 Comm of Pub Lands 2004 100,000 8,200 91,800 Promissory Notes 2005B, Gen, Wtr, Swr, Storm 2005B 2,540,000 765,000 1,775,000 Promissory Notes 05 Expand Riverside Park 2005 200,000 20,874 179,126 Promissory Notes 05 TIF 13 and TIF 17 2005 1,163,000 70,902 1,092,098 Promissory Notes 05 TIF 8 and TIF 13 2005 656,000 39,993 616,007 Promissory Notes 06B, Gen, Water, Sewer, Storm, Trans 2006B 2,500,000 480,000 2,020,000 Promissory Notes 07B, Gen, Water, Sewer, Storm,2007B 3,375,000 310,000 3,065,000 Ohio/WI St Bridge, Swr interceptor Hazel/New York, Sanitation automated collect, Wtr new meter reading. Promissory Notes 08B 2008B 1,565,000 1,565,000 Promissory Notes 2008, Board Comm, Tif 20, Ind Park 2008 1,419,815 1,419,815 Promissory Notes 2008, Industrial Park 2008 1,122,000 1,122,000 Promissory Notes 2008, Board Comm, Convention Center 2008 1,832,000 1,832,000 TOTAL NOTES 40,210,535 16,005,734 24,204,801 NET INDEBTEDNESS FOR CITY GENERAL PURPOSES 261,377,771 91,604,233 169,773,538 STATEMENT OF INDEBTEDNESS City of Oshkosh, Wisconsin Exhibit A-12 Schedule of Bonds and Notes for City Purposes, Issued, (2 of 2) Retired and Outstanding as of December 31, 2008. Year of Authorized Retired as of Outstanding BONDS Issue and Issued 12-31-08 12-31-08 Clean Water Fund - Improvements to sewer utility. 1993 2,881,402 2,088,713 792,689 Note: Amount authorized up to $2,994,450. Clean Water Fund - Improvements to sewer utility. 1995 17,631,410 10,289,036 7,342,374 Note: Amount authorized up to $18,388,072 Taxable G O Corporate Purpose Refunding Bonds - Refunding 1997 955,000 955,000 0 1989 -A Bonds. Water Revenue Bond - Safe Drinking Water 1998 11,913,672 4,914,955 6,998,717 G O Corporate Purpose Bonds -Improvements to Streets, Storm 1998 3,975,000 3,975,000 0 & Sanitary Sewers, Parks, Property & Water Utility, & Special Assessments. G O Corporate Purpose Refunding Bonds -1999 4,540,000 2,235,000 2,305,000 Clean Water Fund - Improvements to sewer utility. 1999 3,169,210 1,212,793 1,956,417 Corporate Purpose Bond Issue - Improvements to streets,1999 3,560,000 1,505,000 2,055,000 storm sewers, sanitary sewers, water, parks and property improvements. Water Revenue Bonds - Safe Drinking Water 2000 13,636,364 4,836,557 8,799,807 Corporate Purpose Bonds - Improvements to Streets,2000 8,305,000 8,305,000 0 Storm & Sanitary Sewers, Parks, Property & Water Utility, & Special Assessments. Corporate Purpose Bond Issue - Improvements to streets,2001A 6,390,000 6,390,000 0 storm sewers, sanitary sewers, parks and property improvements. Safe Drinking Water Bond 2001 3,483,913 1,011,327 2,472,586 Corporate Purpose Bonds 2002A 11,225,000 2,165,000 9,060,000 Corporate Purpose Taxable Bonds 2002C 7,580,000 1,355,000 6,225,000 Corporate Purpose Bonds 03A, Park Improvements,2003A 11,675,000 1,925,000 9,750,000 Splash pad, Fire Engine, repl Transit buses, upgrade Cable TV, storm, TIF 19, 18, 14, 13, 12. Corporate Purpose Taxable Bonds 2003C 1,420,000 220,000 1,200,000 Corporate Purpose Taxable Ref Bonds, TIF 15, TIF 11,2003D 8,615,000 3,035,000 5,580,000 TIF 13, TIF 12, TIF 8, TIF 14 Corporate Purpose Refunding Bonds, Gen and Parking 2003E 1,050,000 415,000 635,000 Water Rev Ref Bonds 2003G 2,065,000 1,385,000 680,000 Corporate Purpose Bonds 04A, Sawyer St and bridge,2004A 6,480,000 865,000 5,615,000 Witzel and Church Ave, Park Imp, Swr, Wtr, Storm, Gen, TIF 19-NW Ind Park, TIF 14-Mercy Medical Centre Taxable Rev Ref Bonds 2004 2,065,000 1,430,000 635,000 Rev Bond Clean Water Fund 2004 3,361,441 510,118 2,851,323 Corporate Purpose G O Bonds 2005A, playground,2005A 7,395,000 850,000 6,545,000 Three basketball courts, TIF 19, TIF 14, TIF 18, Wtr, Swr, General Storm Water Revenue Bonds 2005C 2005C 4,820,000 525,000 4,295,000 Corporate Purpose Refunding Bonds 2005D 2005D 18,335,000 2,195,000 16,140,000 Corporate Purpose Bonds 2006A, streets, floating dock 2006A 9,265,000 660,000 8,605,000 along amphitheater, swr, gen, TIF20 Corporate Purpose GO Bonds 2006C, Tif 20 2006C 1,995,000 135,000 1,860,000 G O Refunding Bonds 2006D, ref 1998-C and 1998-D 2006D 11,865,000 4,735,000 7,130,000 Water Rev Ref Bonds 2006G 12,705,000 785,000 11,920,000 Corporate Purpose G O Bonds 2007A, Streets, Swr,2007A 7,950,000 280,000 7,670,000 Park Improvements, Water Corporate Purpose G O Bonds 2008A 2008A 5,105,000 5,105,000 Water Revenue Bonds, Safe Drinking, 2008 2008 1,344,824 1,344,824 Water Revenue Bonds, 2008C 2008c 4,410,000 4,410,000 0 TOTAL BONDS 221,167,236 75,598,499 145,568,737 Exhibit A-13 CITY OF OSHKOSH (1 OF 3) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENT FOR OUTSTANDING GENERAL OBLIGATION BONDS AND NOTES AND REVENUE BONDS ISSUED FOR CITY PURPOSES AS OF DECEMBER 31, 2008 Calendar Year Bonds Notes Revenue Bonds Total 2009 11,970,119$ 4,953,970$ 5,932,266$ 22,856,355$ 2010 11,289,076 3,922,275 6,015,638 21,226,989 2011 10,726,051 3,228,923 5,669,932 19,624,906 2012 10,155,801 2,907,164 5,428,657 18,491,622 2013 9,050,361 2,565,657 5,201,125 16,817,143 2014 8,953,193 2,349,351 5,201,292 16,503,836 2015 8,705,963 2,019,176 3,842,224 14,567,363 2016 8,430,374 1,677,899 3,840,660 13,948,933 2017 8,178,014 1,227,699 3,847,495 13,253,208 2018 7,842,912 1,014,498 3,872,393 12,729,803 2019 7,565,349 858,756 3,077,756 11,501,861 2020 6,902,202 858,755 1,941,082 9,702,039 2021 6,143,556 637,891 1,947,541 8,728,988 2022 4,197,419 638,708 1,494,552 6,330,679 2023 3,096,946 557,329 1,494,023 5,148,298 2024 2,493,185 400,034 1,496,355 4,389,574 2025 1,912,890 282,492 1,287,054 3,482,436 2026 1,031,638 120,670 87,711 1,240,019 2027 392,813 120,670 87,690 601,173 2028 0 0 87,666 87,666 129,037,862$ 30,341,917$ 61,853,112$ 221,232,891$ SPECIAL ASSESSMENTS AS OF 12-31-08 Total Special Assessments against property in the City of Oshkosh are as follows: Street Improvements 1,541,206$ Sanitary Sewers 192,570 Water Mains 56,725 Sidewalks 333,002 Deferred Assessments 158,875 Plumbing 14,520 Electrical 0 Overlay 36,729 Engineering 0 2,333,627$ The City of Oshkosh is not responsible for the payments of the above special assessments and the special assessments cannot be paid from ad valorem taxes. Exhibit A-13 CITY OF OSHKOSH (2 OF 3) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL REQUIREMENT FOR OUTSTANDING GENERAL OBLIGATION BONDS AND NOTES AND REVENUE BONDS ISSUED FOR CITY PURPOSES AS OF DECEMBER 31, 2008 Calendar Year Bonds Notes Revenue Bonds Total 2009 7,775,000$ 4,052,948$ 4,314,828$ 16,142,776$ 2010 7,390,000 3,022,065 4,539,045 14,951,110 2011 7,120,000 2,484,707 4,345,516 13,950,223 2012 6,850,000 2,260,903 4,244,897 13,355,800 2013 6,040,000 2,010,647 4,149,714 12,200,361 2014 6,205,000 1,875,678 4,281,829 12,362,507 2015 6,230,000 1,622,155 3,037,021 10,889,176 2016 6,230,000 1,349,341 3,131,156 10,710,497 2017 6,260,000 959,689 3,236,925 10,456,614 2018 6,210,000 790,932 3,364,371 10,365,303 2019 6,215,000 673,178 2,668,084 9,556,262 2020 5,840,000 705,569 1,606,032 8,151,601 2021 5,355,000 519,515 1,673,301 7,547,816 2022 3,665,000 545,933 1,282,093 5,493,026 2023 2,730,000 491,461 1,333,709 4,555,170 2024 2,250,000 358,218 1,390,482 3,998,700 2025 1,770,000 258,279 1,235,773 3,264,052 2026 970,000 108,932 82,683 1,161,615 2027 375,000 114,651 84,639 574,290 2028 0 0 86,641 86,641 95,480,000$ 24,204,801$ 50,088,739$ 169,773,540$ Exhibit A-13 CITY OF OSHKOSH (3 OF 3) WINNEBAGO COUNTY, WISCONSIN ANNUAL INTEREST REQUIREMENT FOR OUTSTANDING GENERAL OBLIGATION BONDS AND NOTES AND REVENUE BONDS ISSUED FOR CITY PURPOSES AS OF DECEMBER 31, 2008 Calendar Year Bonds Notes Revenue Bonds Total 2009 4,195,119$ 901,022$ 1,617,438$ 6,713,579$ 2010 3,899,076 900,210 1,476,593 6,275,879 2011 3,606,051 744,216 1,324,416 5,674,683 2012 3,305,801 646,261 1,183,760 5,135,822 2013 3,010,361 555,010 1,051,411 4,616,782 2014 2,748,193 473,673 919,463 4,141,329 2015 2,475,963 397,021 805,203 3,678,187 2016 2,200,374 328,558 709,504 3,238,436 2017 1,918,014 268,010 610,570 2,796,594 2018 1,632,912 223,566 508,022 2,364,500 2019 1,350,349 185,578 409,672 1,945,599 2000 1,062,202 153,186 335,050 1,550,438 2021 788,556 118,376 274,240 1,181,172 2022 532,419 92,775 212,459 837,653 2023 366,946 65,868 160,314 593,128 2024 243,185 41,816 105,873 390,874 2025 142,890 24,213 51,281 218,384 2026 61,638 11,738 5,028 78,404 2027 17,813 6,019 3,051 26,883 2028 0 0 1,025 1,025 33,557,862$ 6,137,116$ 11,764,373$ 51,459,351$ Exhibit A-14 CITY OF OSHKOSH (1 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION BONDS AND NOTES (Includes Amounts Issued to Other Funds) December 31, 2008 BONDS Calendar Year Principal Interest Total 2009 7,775,000$ 4,195,119$ 11,970,119$ 2010 7,390,000 3,899,076 11,289,076 2011 7,120,000 3,606,051 10,726,051 2012 6,850,000 3,305,801 10,155,801 2013 6,040,000 3,010,361 9,050,361 2014 6,205,000 2,748,193 8,953,193 2015 6,230,000 2,475,963 8,705,963 2016 6,230,000 2,200,374 8,430,374 2017 6,260,000 1,918,014 8,178,014 2018 6,210,000 1,632,912 7,842,912 2019 6,215,000 1,350,349 7,565,349 2020 5,840,000 1,062,202 6,902,202 2021 5,355,000 788,556 6,143,556 2022 3,665,000 532,419 4,197,419 2023 2,730,000 366,946 3,096,946 2024 2,250,000 243,185 2,493,185 2025 1,770,000 142,890 1,912,890 2026 970,000 61,638 1,031,638 2027 375,000 17,813 392,813 95,480,000$ 33,557,862$ 129,037,862$ Exhibit A-14 CITY OF OSHKOSH (1 OF 12 Cont'd) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION BONDS AND NOTES (Includes Amounts Issued to Other Funds) December 31, 2008 BANK NOTES Calendar Year Principal Interest Total 2009 4,052,948$ 901,022$ 4,953,970$ 2010 3,022,065 900,210 3,922,275 2011 2,484,707 744,216 3,228,923 2012 2,260,903 646,261 2,907,164 2013 2,010,647 555,010 2,565,657 2014 1,875,678 473,673 2,349,351 2015 1,622,155 397,021 2,019,176 2016 1,349,341 328,558 1,677,899 2017 959,689 268,010 1,227,699 2018 790,932 223,566 1,014,498 2019 673,178 185,578 858,756 2020 705,569 153,186 858,755 2021 519,515 118,376 637,891 2022 545,933 92,775 638,708 2023 491,461 65,868 557,329 2024 358,218 41,816 400,034 2025 258,279 24,213 282,492 2026 108,932 11,738 120,670 2027 114,651 6,019 120,670 24,204,801$ 6,137,116$ 30,341,917$ TOTAL G.O. INDEBTNESS 119,684,801$ 39,694,978$ 159,379,779$ Exhibit A-14 CITY OF OSHKOSH (2 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENT FOR OUTSTANDING GENERAL OBLIGATION BONDS AND NOTES ISSUED FOR CITY PURPOSES AS OF DECEMBER 31, 2008 Calendar Year Notes Bonds Total 2009 4,953,971$ 11,970,119$ 16,924,090$ 2010 3,922,275 11,289,076 15,211,351 2011 3,228,923 10,726,051 13,954,974 2012 2,907,164 10,155,801 13,062,965 2013 2,565,657 9,050,361 11,616,018 2014 2,349,352 8,953,193 11,302,545 2015 2,019,176 8,705,963 10,725,139 2016 1,677,899 8,430,374 10,108,273 2017 1,227,699 8,178,014 9,405,713 2018 1,014,499 7,842,912 8,857,411 2019 858,755 7,565,349 8,424,104 2020 858,755 6,902,202 7,760,957 2021 637,891 6,143,556 6,781,447 2022 638,707 4,197,419 4,836,126 2023 557,329 3,096,946 3,654,275 2024 400,033 2,493,185 2,893,218 2025 282,492 1,912,890 2,195,382 2026 120,670 1,031,638 1,152,308 120,670 392,813 513,483 30,341,917$ 129,037,862$ 159,379,779$ Exhibit A-14 CITY OF OSHKOSH (3 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR GENERAL CITY PURPOSES December 31, 2008 Calendar Year Principal Interest Total 2009 5,174,656$ 2,204,082$ 7,378,738$ 2010 5,038,961 2,119,333 7,158,294 2011 5,018,109 1,893,426 6,911,535 2012 4,926,329 1,693,454 6,619,783 2013 4,027,730 1,492,677 5,520,407 2014 3,933,766 1,327,726 5,261,492 2015 3,677,703 1,165,314 4,843,017 2016 3,439,251 1,012,589 4,451,840 2017 3,096,620 863,529 3,960,149 2018 2,739,994 729,617 3,469,611 2019 2,641,263 611,325 3,252,588 2020 2,434,678 497,800 2,932,478 2021 1,948,982 390,308 2,339,290 2022 1,652,449 303,700 1,956,149 2023 1,448,740 230,510 1,679,250 2024 1,365,141 164,698 1,529,839 2025 1,138,365 102,975 1,241,340 2026 666,356 50,831 717,187 2027 415,711 19,950 435,661 54,784,804$ 16,873,844$ 71,658,648$ Debt Service Payments are to be made from future User fees. Exhibit A-14 CITY OF OSHKOSH (4 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR SEWER UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 1,391,496$ 585,618$ 1,977,114$ 2010 1,278,132 530,705 1,808,837 2011 1,001,787 483,376 1,485,163 2012 901,815 443,490 1,345,305 2013 845,589 407,632 1,253,221 2014 869,501 374,074 1,243,575 2015 837,596 339,090 1,176,686 2016 821,280 304,808 1,126,088 2017 807,402 269,257 1,076,659 2018 843,631 234,046 1,077,677 2019 863,554 198,680 1,062,234 2020 802,674 162,114 964,788 2021 697,399 127,521 824,920 2022 592,672 96,707 689,379 2023 553,291 71,234 624,525 2024 467,339 46,236 513,575 2025 342,351 26,010 368,361 2026 249,154 10,900 260,054 14,166,663$ 4,711,498$ 18,878,161$ Debt Service Payments are made from the Utility User Fees. Exhibit A-14 CITY OF OSHKOSH (5 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR STORM WATER UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 262,379$ 176,351$ 438,730$ 2010 270,347 167,288 437,635 2011 282,448 157,508 439,956 2012 293,126 145,295 438,421 2013 285,589 132,550 418,139 2014 295,056 121,284 416,340 2015 283,330 109,524 392,854 2016 263,916 97,888 361,804 2017 270,138 86,766 356,904 2018 282,531 75,372 357,903 2019 295,892 63,150 359,042 2020 308,286 50,038 358,324 2021 322,035 36,048 358,083 2022 336,752 21,172 357,924 2023 93,931 5,402 99,333 2024 0 0 0 2025 0 0 0 4,145,756$ 1,445,636$ 5,591,392$ Debt Service Payments are made from the Utility User Fees. Exhibit A-14 CITY OF OSHKOSH (6 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR WATER UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 1,262,481$ 476,222$ 1,738,703$ 2010 1,157,446 428,622 1,586,068 2011 977,468 386,638 1,364,106 2012 763,037 348,262 1,111,299 2013 798,724 317,399 1,116,123 2014 772,085 285,329 1,057,414 2015 771,398 254,007 1,025,405 2016 778,242 221,967 1,000,209 2017 658,790 188,683 847,473 2018 628,255 159,928 788,183 2019 628,059 132,562 760,621 2020 574,235 104,964 679,199 2021 597,748 79,104 676,852 2022 446,777 51,872 498,649 2023 317,855 32,251 350,106 2024 224,990 17,442 242,432 2025 88,512 7,948 96,460 2026 93,170 4,076 97,246 11,539,272$ 3,497,276$ 15,036,548$ Debt Service Payments are made from the Utility User Fees. Exhibit A-14 CITY OF OSHKOSH (7 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR PARKING UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 50,889$ 12,197$ 63,086$ 2010 50,500 10,477 60,977 2011 50,000 8,706 58,706 2012 48,667 6,817 55,484 2013 48,666 4,953 53,619 2014 58,000 2,967 60,967 2015 27,222 1,232 28,454 333,944$ 47,349$ 381,293$ Debt Service Payments are made from User Fees. Exhibit A-14 CITY OF OSHKOSH (8 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR TRANSIT SYSTEM December 31, 2008 Calendar Year Principal Interest Total 2009 95,116$ 13,206$ 108,322$ 2010 99,349 9,688 109,037 2011 104,250 5,966 110,216 2012 46,647 1,916 48,563 2013 1,200 140 1,340 2014 1,240 96 1,336 2015 1,320 50 1,370 349,122$ 31,062$ 380,184$ Debt Service Payments are made from User Fees. Exhibit A-14 CITY OF OSHKOSH (9 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR INDUSTRIAL PARK December 31, 2008 Calendar Year Principal Interest Total 2009 255,729$ 75,261$ 330,990$ 2010 155,973 126,497 282,470 2011 173,719 108,750 282,469 2012 181,629 100,840 282,469 2013 190,466 92,004 282,470 2014 199,444 83,025 282,469 2015 208,848 73,621 282,469 2016 218,522 63,947 282,469 2017 229,003 53,465 282,468 2018 239,807 42,664 282,471 2019 95,377 31,349 126,726 2020 100,145 26,580 126,725 2021 105,302 21,424 126,726 2022 111,464 16,078 127,542 2023 35,744 10,420 46,164 2024 37,598 8,566 46,164 2025 39,595 6,569 46,164 2026 41,674 4,491 46,165 2027 43,861 2,303 46,164 2,663,900$ 947,854$ 3,611,754$ Debt Service Payments are made from land sales. Exhibit A-14 CITY OF OSHKOSH (10 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR TAX INCREMENTAL FINANCING DISTRICTS December 31, 2008 Calendar Year Principal Interest Total 2009 2,197,695$ 1,490,216$ 3,687,911$ 2010 2,291,479 896,492 3,187,971 2011 1,923,780 1,798,748 3,722,528 2012 1,874,201 1,207,194 3,081,395 2013 1,841,669 1,116,086 2,957,755 2014 1,940,285 1,025,870 2,966,155 2015 2,033,044 929,091 2,962,135 2016 2,045,974 827,145 2,873,119 2017 2,155,119 724,219 2,879,338 2018 2,266,719 614,858 2,881,577 2019 2,364,033 498,850 2,862,883 2020 2,325,555 373,898 2,699,453 2021 2,203,049 252,527 2,455,576 2022 987,108 131,691 1,118,799 2023 855,611 86,978 942,589 2024 513,150 48,061 561,211 2025 419,460 23,599 443,059 2026 28,579 3,080 31,659 2027 30,080 1,579 31,659 30,296,590$ 12,050,182$ 42,346,772$ Debt Service Payments are to be made from future User fees. Exhibit A-14 CITY OF OSHKOSH (11 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR CABLE TV December 31, 2008 Calendar Year Principal Interest Total 2009 63,207$ 10,530$ 73,737$ 2010 65,340 8,410 73,750 2011 68,431 6,158 74,589 2012 70,566 3,674 74,240 2013 5,852 982 6,834 2014 6,000 746 6,746 2015 6,222 506 6,728 2016 6,444 258 6,702 292,062$ 31,264$ 323,326$ Debt Service Payments are made from PEG Access Fees. Exhibit A-14 CITY OF OSHKOSH (12 OF 12) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS GENERAL OBLIGATION DEBT OBTAINED FOR GOLF COURSE December 31, 2008 Calendar Year Principal Interest Total 2009 1,074,297$ 52,444$ 1,126,741$ 2010 4,537 1,462 5,999 2011 4,712 1,294 6,006 2012 4,887 1,122 6,009 2013 5,162 942 6,104 2014 5,300 748 6,048 2015 5,475 548 6,023 2016 5,714 332 6,046 2017 2,620 104 2,724 1,112,704$ 58,996$ 1,171,700$ Debt Service Payments are made from the Utility User Fees. Exhibit A-15 CITY OF OSHKOSH (1 OF 6) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS. REVENUE BONDS (Includes Amounts Issued to Other Funds) December 31, 2008 Calendar Year Principal Interest Total 2009 4,314,828$ 1,617,438$ 5,932,266$ 2010 4,539,045 1,476,593 6,015,638 2011 4,345,516 1,324,416 5,669,932 2012 4,244,897 1,183,760 5,428,657 2013 4,149,714 1,051,411 5,201,125 2014 4,281,829 919,463 5,201,292 2015 3,037,021 805,203 3,842,224 2016 3,131,156 709,504 3,840,660 2017 3,236,925 610,570 3,847,495 2018 3,364,371 508,022 3,872,393 2019 2,668,084 409,672 3,077,756 2020 1,606,032 335,050 1,941,082 2021 1,673,301 274,240 1,947,541 2022 1,282,093 212,459 1,494,552 2023 1,333,709 160,314 1,494,023 2024 1,390,482 105,873 1,496,355 2025 1,235,773 51,281 1,287,054 2026 82,683 5,028 87,711 2027 84,639 3,051 87,690 2028 86,641 1,025 87,666 TOTAL REVENUE DEBT 50,088,739$ 11,764,373$ 61,853,112$ Exhibit A-15 CITY OF OSHKOSH (2 OF 6) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS REVENUE DEBT OBTAINED FOR TAX INCREMENTAL FINANCING DISTRICTS December 31, 2008 Calendar Year Principal Interest Total 2009 220,000$ 24,802$ 244,802$ 2010 225,000 17,376 242,376 2011 235,000 9,164 244,164 2012 0 0 0 680,000$ 51,342$ 731,342$ Exhibit A-15 CITY OF OSHKOSH (3 OF 6) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS REVENUE DEBT OBTAINED FOR WATER UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 1,979,619$ 1,023,115$ 3,002,734$ 2010 2,127,750 963,661 3,091,411 2011 2,191,503 896,895 3,088,398 2012 2,266,480 828,090 3,094,570 2013 2,322,718 756,804 3,079,522 2014 2,395,253 683,803 3,079,056 2015 2,459,119 608,450 3,067,569 2016 2,534,354 531,110 3,065,464 2017 2,620,999 451,345 3,072,344 2018 2,729,090 368,709 3,097,799 2019 2,013,211 291,058 2,304,269 2020 1,133,575 235,380 1,368,955 2021 1,186,234 191,706 1,377,940 2022 775,303 147,946 923,249 2023 812,084 114,644 926,728 2024 848,907 79,725 928,632 2025 885,773 43,187 928,960 2026 82,683 5,028 87,711 2027 84,639 3,051 87,690 2028 86,641 1,025 87,666 31,535,935$ 8,224,732$ 39,760,667$ Debt Service Payments are made from the Utility User Fees. Exhibit A-15 CITY OF OSHKOSH (4 OF 6) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS REVENUE DEBT OBTAINED FOR OSHKOSH CENTRE December 31, 2008 Calendar Year Principal Interest Total 2009 310,000$ 32,400$ 342,400$ 2010 325,000 16,900 341,900 2011 0 0 0 635,000$ 49,300$ 684,300$ Exhibit A-15 CITY OF OSHKOSH (5 OF 6) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS REVENUE DEBT OBTAINED FOR SEWER UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 1,620,209$ 360,497$ 1,980,706$ 2010 1,671,295 308,595 1,979,890 2011 1,724,013 255,034 1,979,047 2012 1,778,417 199,760 1,978,177 2013 1,616,996 146,896 1,763,892 2014 1,666,576 96,549 1,763,125 2015 352,902 66,542 419,444 2016 361,802 57,530 419,332 2017 370,926 48,291 419,217 2018 380,281 38,818 419,099 2019 389,873 29,105 418,978 2020 192,457 21,882 214,339 2021 197,067 17,216 214,283 2022 201,790 12,438 214,228 2023 206,625 7,545 214,170 2024 211,575 2,535 214,110 12,942,804$ 1,669,233$ 14,612,037$ Exhibit A-15 CITY OF OSHKOSH (6 OF 6) WINNEBAGO COUNTY, WISCONSIN ANNUAL PRINCIPAL AND INTEREST REQUIREMENTS REVENUE DEBT OBTAINED FOR STORM WATER UTILITY December 31, 2008 Calendar Year Principal Interest Total 2009 185,000$ 176,624$ 361,624$ 2010 190,000 170,061 360,061 2011 195,000 163,323 358,323 2012 200,000 155,910 355,910 2013 210,000 147,711 357,711 2014 220,000 139,111 359,111 2015 225,000 130,211 355,211 2016 235,000 120,864 355,864 2017 245,000 110,934 355,934 2018 255,000 100,495 355,495 2019 265,000 89,509 354,509 2020 280,000 77,788 357,788 2021 290,000 65,318 355,318 2022 305,000 52,075 357,075 2023 315,000 38,125 353,125 2024 330,000 23,613 353,613 2025 350,000 8,094 358,094 4,295,000$ 1,769,766$ 6,064,766$ Exhibit A-16 Total Average Sales Personal School Price of Residential Total Assessed Year Income (2) Enrollment (5) Property (7) Property Value (8) 2008 65,920 $2,609,772,800 $39,590 49 10,335 5.3% 136,218 $3,658,905,250 2007 65,810 $2,514,402,670 $38,207 49 10,374 4.6% 126,136 $3,571,509,200 2006 65,510 2,585,548,680 39,468 46 10,299 4.8% 160,402 3,483,887,600 2005 65,445 2,253,009,570 34,426 n/a 10,256 5.0% 117,345 3,396,162,800 2004 65,095 2,217,981,935 34,073 n/a 10,304 5.1% 118,240 2,368,259,800 2003 64,327 2,107,931,463 32,769 n/a 10,406 6.0% 126,409 2,329,972,500 2002 64,132 2,120,652,844 33,067 n/a 10,547 5.4% 106,951 2,266,847,900 2001 63,225 1,996,266,150 31,574 n/a 10,658 3.3% 99,939 2,203,098,900 2000 63,192 2,200,471,824 34,822 n/a 10,602 3.1% 153,881 2,140,360,100 1999 62,695 2,101,285,620 33,516 n/a 10,618 2.7% 88,452 2,072,830,600 Source: (1) U.S. Census, Census of population (2) Computation of per capita personal income multiplied by population (3) Based on Current Population Survey data and are not directly comparable to prior years' figures, which were based on the 2000 Census. (3) Wisconsin's Workforce Development Website: worknet.wisconsin.gov (Winnebago County) (4) Oshkosh Chamber of Commerce - Demographics (5) Oshkosh Board of Education (6) Wisconsin Department of Workforce Development Website: worknet.wisconsin.gov (7) City of Oshkosh Assessor and IT Department (8) City of Oshkosh Official Statement Unemployment Population (1) Income (3) Age (4) Rate (6) Personal Median City of Oshkosh, Wisconsin Demographic and Economic Statistics Per Capita Last Ten Years Total Assessed Property Value (8) 0 1,000,000,000 2,000,000,000 3,000,000,000 4,000,000,000 Year 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 Total Assessed Exhibit A-17 CITY OF OSHKOSH, WISCONSIN (1 of 2) PRINCIPAL EMPLOYERS CURRENT YEAR AND TEN YEARS AGO Percentage Percentage of Total of Total City City Manufacturing 2008 Rank Employment 1998 Rank Employment Axel Tech International / Rockwell 250 5 0.73% 450 5 n/a Arrowhead Conveyor Co., Inc. 110 14 0.32% 227 11 n/a Baldor Generators 132 10 0.39% Bemis (includes; Milprint (formerly Banner), Curwood, and Perfect Seal 1,880 2 5.49% 1,855 1 n/a Buckstaff Company 88 18 0.26% 207 12 n/a GE Oil & Gas Operations 415 5 1.21% General Beverage 189 8 0.55% 125 16 Hoffmaster, A Solo Cup Company / Scott 617 4 1.80% 490 3 n/a Jeld-Wen Premium Wood Doors / Morgan Products Ltd 200 7 0.58% 320 8 n/a Lapham-Hickey Steel 200 7 0.58% Leach Company 394 7 n/a Marvel Manufacturing 106 15 0.31% *Miles Kimball Company 1,500 3 4.38% 460 4 n/a * includes 400 FT, 1100 PT and seasonal Muza Metal Products 150 9 0.44% 108 19 n/a Nercon Engineering 114 12 0.33% 189 13 n/a Newark Paperboard Products 112 13 0.33% O E C Graphics 104 16 0.30% 112 17 Oshkosh B'Gosh 425 6 n/a Oshkosh Coil Spring, Inc. 112 13 0.33% Oshkosh Door Co.117 11 0.34% 110 18 Oshkosh Corporation 2,712 1 7.92% 1,836 2 n/a Pluswood, Inc.102 17 0.30% 151 14 n/a SNC Manufacturing Company 91 0.27% 274 9 n/a Seven-Up Bottling Co. of Oshkosh, Inc.132 15 n/a Square D 260 10 n/a TOTAL 9,301 27.15% 8,125 0.00% Non-Manufacturing 4imprint 338 8 0.99% Affinity Health System 803 1 2.34% 1,200 1 n/a Aurora Medical Group 1,079 2 3.15% Clarity Care 500 4 1.46% 489 2 n/a EAA 225 10 0.66% 274 5 n/a Eastbay, Inc.350 6 1.02% Evergreen Retirement Community 275 9 0.80% 248 6 n/a Lutheran Homes of Oshkosh 342 7 1.00% 290 4 n/a Northpoint Med & Rehab 195 11 0.57% 205 7 n/a Oshkosh Community YMCA 350 6 1.02% U S Bank 750 3 2.19% 325 3 n/a Wal-Mart 431 5 1.26% 184 8 n/a TOTAL 5,638 16.46% 3,215 0.00% Exhibit A-17 (2 of 2) Government City of Oshkosh 650 5 1.90% 545 4 n/a CESA6 289 8 0.84% Oshkosh Correctional Institution 524 6 1.53% Oshkosh Public Schools 1,580 2 4.61% 1,254 2 n/a Oshkosh Post Office 341 7 1.00% 362 5 n/a University of Wisconsin - Oshkosh 1,632 1 4.76% 1,475 1 n/a Winnebago County 1,047 3 3.06% 1,100 3 n/a Winnebago Mental Health Institute 750 4 2.19% TOTAL 6,813 19.89% 4,736 0.00% Source: Oshkosh Chamber of Commerce, 2007 Average; Civilian Labor - 36,104. Employment = 34,252 Exhibit A-17a CITY OF OSHKOSH, WI Winnebago, Outagamie, and Calumet Counties LABOR The cities of Oshkosh and Appleton form a standard metropolitan statistical area encompassing a three county area - Winnebago,Outagamie, and Calumet Counties, having a combined population of 386,428. Within a 50 mile radius of Oshkosh reside a total of over 1,269,331 persons. Oshkosh is, therefore, well supplied with a large growing labor pool as well as substantial retail, wholesale, and industrial markets. Numerically presented, the employment mix averaged as follows for 2006. Place of Residence Data Total Civilian Labor Force 211,847 Unemployment 11,318 Percent of Civilian Labor Force 5.3 Employment 200,529 Place of Work Nonfarm Wage and Salary 210,300 Total Private 184,600 Goods Producing 55,500 Nat Res., Mining, & Construction 11,200 Manufacturing 44,300 Service Producing 154,800 Trade 37,900 Wholesale Trade 7,500 Retail Trade 23,600 Transportation, Warehouse, and Utilities 6,800 Information 3,700 Finance Activities 12,000 Professional & Business Services 22,900 Educational & Health Services 24,900 Leisure & Hospitality 17,100 Other Services, except Public Admin 10,600 Government 25,700 Federal 1,100 State 5,700 Local 18,900 Source: State of Wisconsin - Department of Administration Exhibit A-18 CITY OF OSHKOSH, WISCONSIN NUMBERS OF FULL-TIME EMPLOYEES AUTHORIZED Last Ten Fiscal Years ACCOUNT PURPOSE 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 002 Manager 2 2 2 2 2 2 2 2 2 2 003 Attorney 3 3 3 3 3 3 3 3 3 3 004 Personnel 3 3.5 4 4 4 4 4 5 5 5 005 Clerk 3 3 3 3 3 3 3 3 3 3 007 Collection 14 14 14 14 14 14 14 14 14 14 008 Assessor 6 6 6 6 6 6 6 6 6 6 009 Purchasing 3 2.5 3 3 3 3 3 3 2 2 010 Cent.Srvs. 1 1 1 1 1 1 1 1 1 1 011 Computers 6 7 9 9 7 7 7 7 7 7 015 Media Srvcs 2 3 3 3 3 3 3 3 3 3 016 Safety 1 1 1 1 1 1 1 1 1 1 013 Facilities 3 3 3 3 3 3 4 4 4 4 021 Police 114 116 118 118 118 117 118 117 116 116 022 Anml. Contr. 0 0 0 0 0 0 0 0 0 0 023 Fire 104 104 104 103 103 103 109 109 108 108 031 Health 6 6 6 6 6 6 6 6 6 6 032 Laboratory 0 0 0 0 0 0 0 0 0 0 033 Nurses 3 3 3 3 3 3 3 3 3 3 041 Public Wrks. 3 3 3 3 3 3 3 3 3 3 042 Engineers 12 12 12 12 12 12 13 13 12 11 043 Streets 40 40 40 40 37 40 34 33 32 30 045 Garage 7 7 8 8 8 8 8 8 8 8 050 Garbage 13 13 13 13 13 13 13 13 11 11 051 Recycling 9 9 9 9 7 7 7 7 7 7 061 Parks 17 17 17 17 16.5 16.5 16.5 16.5 15.5 15.5 062 Forestry 3 3 3 3 4 4 4 4 4 4 063 Golf 0 0 2 2 2 2 2 2 2 2 065 Cemetery 4 4 4 4 4 4 4 4 4 4 074 Planning 7 7 7 7 7 9 9 9 9.5 9.5 075 Codes 7 9 10 10 10 10 10 10 10.5 10.5 080 Transportation 7 7 7 7 7 7 7 7 7 7 771 Library 37.2 38.88 38.9 37.1 36.4 36.4 36.9 35.9 32.5 31.6 772 Museum 9 9 10 10 10 10 10 10 10 9 728 Transit 26 28 28 28 28 28 28 28 28 28 773 Conv & Tour 0 0 0 0 0 0 0 0 0 0 717 Parking 3 3 3 3 3 3 2 2 2 2 1810 Water 28.5 31.5 32.5 32 33 33 31 31 31 31.33 1910 Sewer 30.5 33.5 33.5 33 36 32.5 34 34 34 32.33 2010 Storm 0 0 0 0 7.5 2 7 7 7 7 076 Senior Services 3 4 5 5 5 5 6 6 6 6 079 Housing 15 15 15 15 17 16 14 14 0 0 1020 Grand 0 0 0 0 0 0 0 0 0 0 1040 Conv. Ctr. 0 0 0 0 0 0 0 0 0 0 255 Parks Rev.0 0 0 0 0.5 0.5 0.5 0.5 0.5 0.5 TOTAL 555.20 571.88 583.90 580.10 586.90 580.90 586.90 584.90 560.50 554.26 Source: City of Oshkosh Finance Department Exhibit A-19 CITY OF OSHKOSH, WISCONSIN GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION (1) 1999-2008 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 GENERAL GOVERNMENT: Common Council 35,940$ 37,844$ 37,492$ 38,424$ 38,827$ 39,740$ 39,726$ 39,538$ 39,052$ 39,875$ Manager & Staff Emp. 866,448 927,105 1,089,905 1,082,296 1,128,051 1,157,925 1,229,373 1,429,741 1,594,541 1,439,869 Dept. of Administration 3,457,738 3,441,433 3,779,327 3,786,863 3,811,649 3,822,024 4,215,765 4,054,758 4,128,835 4,369,793 Public Safety 15,325,818 15,742,958 17,169,292 17,483,141 18,242,353 19,165,240 20,446,059 20,793,621 20,867,682 21,958,685 Garbage & Refuse Coll. 1,315,748 1,229,065 1,266,761 1,286,599 1,358,580 1,363,750 1,549,476 1,549,409 1,325,292 1,341,288 Public Works 4,951,724 5,144,453 5,887,123 5,402,429 5,051,208 5,203,187 5,015,268 5,124,711 5,117,650 6,038,287 Street Lights 754,143 795,139 862,333 851,804 606,973 592,520 615,916 589,271 623,310 629,293 Maint. of Facilities 432,877 498,114 591,722 651,328 718,067 723,315 681,972 746,831 769,203 829,207 & Inspections Parks & Forestry 1,291,919 1,372,728 1,662,071 1,507,767 1,529,314 1,641,053 1,658,854 1,600,051 1,707,219 1,701,506 Pollock Pool 28,457 29,760 35,599 31,176 35,070 2,800 3,710 0 0 0 Pollock Comm Wtr Park 35,848 44,554 56,513 Riverside Cemetery 214,361 214,223 472,772 156,962 185,551 167,615 203,103 215,194 217,278 238,597 Library 1,747,978 1,974,367 2,020,581 2,125,308 2,407,345 2,235,691 2,454,405 2,401,238 2,509,639 2,268,377 Museum 590,322 741,408 560,020 684,005 706,101 717,441 742,907 699,524 799,058 847,267 Planning & Research 487,355 533,145 573,800 630,327 635,523 651,897 710,719 760,366 790,374 795,448 Debt Service Fund 8,929,755 9,163,772 10,930,144 12,008,866 13,685,068 14,836,550 15,394,793 15,824,907 16,330,462 16,490,425 Housing Authority 626,205 572,065 651,643 685,965 766,845 745,757 735,141 414,457 0 0 Senior Services 241,563 259,278 332,325 350,917 316,471 300,596 340,910 352,107 460,902 337,187 Recycling 1,002,836 1,017,610 1,077,038 895,040 858,327 735,874 710,518 563,994 397,145 345,782 City/County Safety Bldg 0 0 0 0 0 1,270,914 0 0 0 0 Unclassified 374,534 468,662 428,320 490,905 472,968 559,145 496,203 395,766 416,416 675,717 42,675,721$ 44,163,129$ 49,428,268$ 50,150,122$ 52,554,291$ 55,933,034$ 57,244,818$ 57,591,332$ 58,138,612$ 60,403,117$ (1) Includes General Fund, Principal Special Revenue Funds (Library, Museum, Street Lights, Senior Services and Recycling) and the Debt Service Fund. Source: City of Oshkosh Finance Department Exhibit A-20 CITY OF OSHKOSH, WISCONSIN GENERAL GOVERNMENTAL REVENUES BY SOURCE 1999-2008 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 REVENUES Taxes & Special Assess. 16,844,455$ 17,195,194$ 19,293,931$ 21,503,179$ 22,476,451$ 24,274,716$ 24,601,129$ 24,618,227$ 25,939,725$ 26,902,068$ Licenses & Permits 664,555 748,964 826,693 1,030,340 88,914 856,609 1,032,128 1,214,293 1,322,421 1,216,972 Fines & Costs 695,673 909,425 884,251 843,119 833,600 860,621 750,571 784,376 733,249 672,789 Shared Taxes - State and 15,586,281 16,490,005 16,962,918 16,861,917 17,446,096 16,480,520 16,586,851 17,276,831 16,959,446 17,254,764 Federal Aids Use of Property and Money 1,042,552 1,346,834 950,468 550,145 519,627 443,449 514,972 950,556 1,173,004 980,931 Charges for Current Serv. 1,921,508 2,152,664 2,202,982 2,554,239 2,707,359 3,231,249 4,159,797 3,776,708 4,049,304 3,542,358 Health & Welfare 137,245 0 0 0 0 0 0 0 0 0 Interdepartmental Rev. 7,080,612 7,059,541 8,183,338 7,943,694 9,463,555 8,949,155 9,417,682 10,026,313 10,091,460 10,548,757 Unclassified 360,612 112,042 1,530,555 162,816 112,724 296,642 110,000 137,898 107,660 507,414 44,333,493$ 46,014,669$ 50,835,136$ 51,449,449$ 53,648,326$ 55,392,961$ 57,173,130$ 58,785,202$ 60,376,269$ 61,626,053$ SUMMARY-SHARED TAXES- STATE & FEDERAL AIDS Shared State Aids 11,079,810$ 11,583,146$ 11,890,769$ 12,010,518$ 12,125,047$ 11,065,483$ 11,076,027$ 11,075,468$ 11,073,727$ 10,969,615$ Highway Aids 2,487,355 2,635,967 2,632,214 2,571,554 2,682,437 2,707,989 2,740,615 2,767,382 2,843,112 3,010,732 Housing Authority 0 0 0 0 0 0 0 429,127 0 0 Muni. Serv.-State Prop. 1,147,192 1,200,000 1,442,959 1,170,423 1,225,185 1,222,605 1,277,417 1,333,774 1,322,063 1,356,188 County Ambulance Aid 55,003 58,703 58,152 62,484 65,972 141,930 146,188 159,884 174,934 169,389 Parks/Forestry Aids 0 0 0 874 1,883 3,871 0 0 5,398 0 Tax Disparity Aids 640,146 751,820 726,992 807,903 980,694 985,860 977,077 1,067,259 1,088,157 1,212,311 Cable TV 0 0 1,550 7,035 7,036 5,557 9,332 7,914 6,332 8,654 State Computer Credit 0 184,785 209,115 230,437 204,965 187,440 190,635 210,086 199,152 179,659 Protective Services/Aids 176,775 75,584 1,167 689 152,877 159,785 169,560 225,937 246,571 348,216 15,586,281$ 16,490,005$ 16,962,918$ 16,861,917$ 17,446,096$ 16,480,520$ 16,586,851$ 17,276,831$ 16,959,446$ 17,254,764$ Source: City of Oshkosh Finance Department Exhibit A-21 CITY OF OSHKOSH, WISCONSIN TAX ROLL COLLECTIONS COLLECTIONS IN 2008 OF 2007 TAX ROLL COLLECTION APPLIED REAL ESTATE CITY OF OSHKOSH SETTLED WITH RETAINED BY TURNED OVER LEVY OTHER UNITS CITY TO THE COUNTY GENERAL PROPERTY TAXES 97.36 % State Taxes $ 631,783.70 $ 615,122.42 County Taxes 18,903,074.90 18,404,566.48 $ 19,534,858.60 $ 515,169.70 Schools: Board of Education $ 25,684,474.51 25,007,128.26 Vocational School 5,799,204.70 31,483,679.21 5,646,269.14 830,281.81 Debt Service: City Debt $ 16,277,535.00 16,277,535.00 Legislative Trust Funds: Police Pension $ 0.00 Firemen's Pension 0.00 Workmen's Comp. 32,723.00 32,723.00 Other Funds: Library 2,466,445.00 Museum 823,338.00 Transit 599,508.00 Recycling 1,037,951.00 Street Lighting 1,194,771.00 Grand Opera House 66,557.00 Cemetery 202,205.00 Committee on Aging 372,477.00 Health Services 392,821.00 Golf Course 0.00 Pollock Community Water Park 20,303.00 Equipment 0.00 7,176,376.00 TID 5,526,197.36 5,380,461.50$ 145,735.86 General City 3,119,037.00 25,904,031.13 701,639.87 Special District 33,602.66 32,716.50 886.16 Overrun (4,581.59)(4,460.77) (120.82) 83,179,427.24$ 49,673,086.30$ 31,312,748.36$ 2,193,592.58$ Special Assessments 2,940,259.44 2,641,870.01 298,389.43 86,119,686.68$ 49,673,086.30$ 33,954,618.37$ 2,491,982.01$ Source: City of Oshkosh Finance Department Exhibit A-22 CITY OF OSHKOSH, WISCONSIN RATIO OF DEBT TO ASSESSED VALUATION AND POPULATION 1995-2008 DEBT RATIO OF DEBT TO PER ASSESSED VALUATION CAPITA 1995 Valuation - $1,882,114,900 Population - 59,068 1995 Direct Municipal Debt $ 65,308,825 3.47% $ 1,105.65 1996 Valuation - $1,937,658,900 Population - 60,240 1996 Direct Municipal Debt $ 68,571,473 3.54% $ 1,138.30 1997 Valuation - $1,987,591,500 Population - 61,824 1997 Direct Municipal Debt $ 68,577,442 3.45% $ 1,109.24 1998 Valuation - $2,046,447,600 Population - 62,185 1998 Direct Municipal Debt $ 69,932,059 3.42% $ 1,124.58 1999 Valuation - $2,072,830,600 Population - 62,695 1999 Direct Municipal Debt $ 72,463,863 3.50% $ 1,155.82 2000 Valuation - $2,140,360,100 Population - 63,192 2000 Direct Municipal Debt $ 79,645,557 3.72% $ 1,260.37 2001 Valuation - $2,203,128,900 Population - 63,225 2001 Direct Municipal Debt $ 86,605,140 3.93% $ 1,369.79 2002 Valuation - $2,266,847,900 Population - 64,132 2002 Direct Municipal Debt $ 101,116,094 4.46% $ 1,576.69 Exhibit A-22 CITY OF OSHKOSH, WISCONSIN RATIO OF DEBT TO ASSESSED VALUATION AND POPULATION 1995-2008 DEBT RATIO OF DEBT TO PER ASSESSED VALUATION CAPITA 2003 Valuation - $2,924,336,700 Population - 64,327 2003 Direct Municipal Debt $ 112,645,337 3.85% $ 1,751.14 2004 Valuation - $3,141,524,900 Population - 65,095 2004 Direct Municipal Debt $ 113,006,301 3.60% $ 1,736.02 2005 Valuation - $3,335,517,300 Population - 65,445 2005 Direct Municipal Debt $ 115,334,666 3.46% $ 1,762.31 2006 Valuation - $3,558,114,300 Population - 65,510 2006 Direct Municipal Debt $ 118,945,768 3.34% $ 1,815.69 2007 Valuation - $3,722,810,200 Population - 65,810 2007 Direct Municipal Debt $ 119,580,048 3.21% $ 1,817.05 2008 Valuation - $3,849,076,000 Population - 65,920 2008 Direct Municipal Debt $ 119,684,801 3.11% $ 1,815.61 Source: City of Oshkosh Finance Department Exhibit A-23 CITY OF OSHKOSH, WISCONSIN COMPUTATION OF LEGAL DEBT MARGIN AND COMPUTATION OF OVERLAPPING DEBT See Exhibit A-11 (1 of 2) for these computations Exhibit A-24 CITY OF OSHKOSH, WISCONSIN RATIO OF ANNUAL DEBT SERVICE FOR GENERAL BONDED DEBT TO TOTAL GENERAL GOVERNMENTAL EXPENDITURES 1999 - 2008 GENERAL ANNUAL DEBT GOVERNMENTAL % YEAR SERVICE EXPENDITURES RATIO 1999 8,929,755 42,675,721 20.92 2000 9,163,772 44,163,129 20.75 2001 10,930,144 49,428,628 22.11 2002 12,008,866 50,150,122 23.95 2003 13,685,051 52,554,291 26.04 2004 14,836,550 55,933,034 26.53 2005 15,394,793 57,244,818 26.89 2006 15,824,907 57,591,332 27.48 2007 16,330,462 58,138,612 28.09 2008 16,490,425 60,403,117 27.30 Source: City of Oshkosh Finance Department (Exhibit A-19) Exhibit A-25CITY OF OSHKOSH, WISCONSIN ECONOMICS Oshkosh's population growth has been steady. U.S. Census Bureau figures of population are as follows: POPULATION - CITY OF OSHKOSH 1995 Estimate 59,068 1996 Estimate 60,240 1997 Estimate 61,824 1998 Estimate 62,185 1999 Estimate 62,695 2000 Estimate 63,192 2001 Estimate 63,225 2002 Estimate 64,132 2003 Estimate 64,327 2004 Estimate 65,095 2005 Estimate 65,445 2006 Estimate 65,510 2007 Estimate 65,810 2008 Estimate 65,920 Source U S Census Bureau This growth is further reflected below by building permit statistics and utility connections. BUILDING PERMITS New Residential Total of All Permits Year No. Value No. Value 1995 189 14,343,940 1,932 66,782,553 1996 319 25,269,402 1,836 66,522,056 1997 195 18,188,520 2,104 59,462,427 1998 182 19,658,460 2,537 84,198,862 1999 190 23,472,737 6,761 110,724,162 2000 132 18,001,065 8,418 98,804,851 2001 156 26,565,183 8,335 92,278,720 2002 198 32,254,156 7,203 162,568,019 2003 202 36,568,505 6,631 108,739,312 2004 152 26,630,612 6,198 94,001,548 2005 87 13,660,642 5,477 74,563,467 2006 77 17,872,562 5,237 98,876,033 2007 69 21,982,261 5,217 121,914,846 2008 43 9,846,277 6,193 95,870,311 Source: City of Oshkosh Inspections Department UTILITY CUSTOMERS AT YEAR END - CITY OF OSHKOSH 2000 2001 2002 2003 2004 2005 2006 2007 2008 Water 21,621 22,168 19,246 22,351 22,500 23,200 23,200 23,298 23,283 Telephone 48,305 Electric 38,546 38,916 39,648 40,595 41,736 44,531 41,659 42,492 42,910 Gas 29,051 29,424 30,075 30,779 31,168 31,611 31,494 32,123 32,441 Source: City of Oshkosh Water Distribution Source: Wisconsin Public Service Corporation Exhibit A-26 City of Oshkosh, Wisconsin NEW DWELLING UNITS CONSTRUCTED 1992-2008 YEAR TOTAL UNITS SINGLE FAMILY TWO FAMILY MULTIPLE FAMILY 1992 338 138 10 180 1993 500 174 6 320 1994 417 165 19 214 1995 263 144 32 87 1996 532 202 42 288 1997 394 119 22 253 1998 384 144 22 218 1999 383 157 20 206 2000 275 109 20 146 2001 442 121 10 311 2002 364 157 44 163 2003 529 153 36 340 2004 303 112 20 171 2005 134 63 30 41 2006 234 51 12 171 2007 130 58 0 72 2008 59 47 4 8 5,681 2,114 349 3,189 Source: City of Oshkosh Department of Community Development Exhibit A-27 CITY OF OSHKOSH, WISCONSIN PAYROLL -PAYROLL -CONTRAC-MATERIALS DIRECT INDIRECT TUAL UTILITIES FIXED AND CAPITAL TOTAL LABOR LABOR SERVICES CHARGES SUPPLIES OUTLAY BUDGET GENERAL GOVENRNMENT City Council 25,100 1,921 18,500 0 0 1,100 0 46,621 City Manager 175,486 60,041 12,700 0 0 1,350 0 249,577 City Attorney 228,337 93,578 57,245 0 0 6,430 0 385,590 Personnel 300,495 95,469 171,060 0 0 4,703 0 571,727 City Clerk 145,373 52,352 15,695 0 20 3,000 9,000 225,440 Elections 45,369 451 9,220 1,100 3,000 0 0 59,140 Finance 687,700 321,115 4,015 0 0 4,425 0 1,017,255 Assessor 335,988 151,090 35,045 0 0 4,425 0 526,548 Purchasing 146,045 83,084 4,350 0 0 1,600 0 235,079 Central Services 30,047 12,664 98,500 0 0 16,200 0 157,411 Information Technology Division 390,344 196,368 249,405 55,500 0 26,453 122,327 1,040,397 Insurance 0 0 0 0 623,207 0 0 623,207 Facilities Maintenance 176,713 95,782 54,550 227,629 100 33,600 0 588,374 Independant Audit 0 0 22,725 0 0 0 0 22,725 Media Services 141,603 63,982 2,100 500 0 2,140 0 210,325 TOTAL GENERAL GOVERNMENT 2,828,600 1,227,897 755,110 284,729 626,327 105,426 131,327 5,959,416 PUBLIC SAFETY Police 7,288,646 3,356,129 163,987 41,370 515 163,424 110,568 11,124,639 Animal Care 0 0 74,201 194 0 0 0 74,395 Fire & Ambulance 7,103,517 2,896,485 109,465 127,500 0 239,983 18,600 10,495,550 Hydrant Rental 0 0 650,000 0 0 0 0 650,000 Auxiliary Police 0 0 975 0 0 300 5,270 6,545 Crossing Guards 88,632 6,780 0 0 0 1,200 0 96,612 Police & Fire Commission 0 0 31,000 0 0 200 0 31,200 TOTAL PUBLIC SAFETY 14,480,795 6,259,394 1,029,628 169,064 515 405,107 134,438 22,478,941 PUBLIC WORKS Public Works - Admin.243,971 98,860 3,900 0 0 1,175 0 347,906 Engineering 721,937 286,187 16,550 5,100 100 13,950 1,200 1,045,024 Streets - General 1,419,891 795,175 44,750 3,000 750 367,850 15,000 2,646,416 Central Garage 400,213 233,938 146,000 125,634 1,110 1,241,975 0 2,148,870 Garbage Coll. & Disposal 504,682 300,057 499,550 0 1,200 82,315 0 1,387,804 TOTAL PUBLIC WORKS 3,290,694 1,714,217 710,750 133,734 3,160 1,707,265 16,200 7,576,020 PARKS & OTHER FACILITIES Parks 830,273 350,980 30,475 161,000 300 81,700 3,000 1,457,728 Forestry 188,107 57,290 12,600 200 200 12,250 3,000 273,647 TOTAL PARKS & OTHER FAC.1,018,380 408,270 43,075 161,200 500 93,950 6,000 1,731,375 2009 OPERATING BUDGET BY FUNCTION Exhibit A-27 PAYROLL -PAYROLL -CONTRAC-MATERIALS DIRECT INDIRECT TUAL UTILITIES FIXED AND CAPITAL TOTAL LABOR LABOR SERVICES CHARGES SUPPLIES OUTLAY BUDGET COMMUNITY DEVELOPMENT Planning Services 599,061 235,958 9,855 148 30 5,582 0 850,634 Inspection Services 574,329 250,018 22,975 2,000 420 11,635 0 861,377 TOTAL COMMUNITY DEV.1,173,390 485,976 32,830 2,148 450 17,217 0 1,712,011 DEPT. OF TRANSPORTATION Electric 270,329 120,312 21,400 34,030 0 40,770 0 486,841 Sign 107,964 47,418 4,000 4,380 0 36,860 0 200,622 TOTAL DEPT. OF TRANS.378,293 167,730 25,400 38,410 0 77,630 0 687,463 UNCLASSIFIED Unemployment Compensation 18,900 18,900 Direct Deposit Fees 1,800 1,800 Uncollectible Accounts 180,000 180,000 Employee Benefit Fees 12,000 12,000 Patriotic Celebration 8,000 8,000 Adjustment of Salaries 0 0 Unclassified Expenses 125,000 125,000 Mobile Trailer Tax 37,000 37,000 Industrial Development 37,500 37,500 TOTAL UNCLASSIFIED 0 18,900 364,300 0 37,000 0 0 420,200 TOTAL BUDGET 23,170,152 10,282,384 2,961,093 789,285 667,952 2,406,595 287,965 40,565,426 Budget for Recycling 349,183 194,577 750,200 0 100 10,150 430,000 1,734,210 Budget for Street Lighting 0 0 9,000 1,226,778 0 12,000 0 1,247,778 Budget for Senior Services 303,824 135,317 18,709 56,784 7,071 14,498 0 536,203 Budget for Transit Utility 1,300,405 862,204 1,882,395 37,950 122,560 643,430 0 4,848,944 Budget for Library 1,765,110 730,118 460,203 160,905 12,987 423,694 0 3,553,017 Budget for Museum 515,047 241,352 50,920 94,325 9,693 45,900 8,000 965,237 Budget for Grand Opera House 0 0 59,646 0 6,976 0 0 66,622 Budget for Cemetery 242,547 96,264 12,550 24,575 7,598 11,020 4,500 399,054 Budget for Health Services 595,736 293,710 38,670 3,650 7,760 28,900 0 968,426 Budget for Leach Amphitheater 12,000 918 13,068 14,715 500 4,799 0 46,000 Budget for Pollock Comm Wtr Park 40,000 3,060 143,055 69,500 7,001 46,450 1,000 310,066 Budget for Equipment Fund 0 0 0 0 0 0 0 0 TOTAL OPERATING BUDGET 28,294,004 12,839,904 6,399,509 2,478,467 850,198 3,647,436 731,465 55,240,983 Exhibit A-28 CITY OF OSHKOSH, WISCONSIN BUDGET FOR 2009 - REVENUES 2006 2007 2008 2008 2009 ACTUAL ACTUAL BUDGETED ESTIMATED PROPOSED REVENUES REVENUES REVENUES REVENUES BUDGET TAXES LEVIED BY CITY General Property Tax 24,322,868 25,597,997 26,605,671 26,605,671 27,885,268 Municipal Owned Utility 650,000 650,000 650,000 650,000 1,000,000 Snow Removal 9,952 10,831 9,000 20,000 10,000 Sealcoating 67,962 0 0 0 0 Weed Cutting 13,397 22,190 12,000 10,000 17,000 Mobile Home Tax 111,439 109,626 108,000 109,000 109,000 Payment in Lieu of Taxes 135,096 128,181 118,000 106,600 105,000 TIF District Closeout 0 0 3,000 0 0 TOTAL TAXES LEVIED 25,310,714 26,518,825 27,505,671 27,501,271 29,126,268 LICENSES & PERMITS Heating 89,021 105,772 90,000 105,000 90,000 Liquor License 123,172 131,159 125,000 125,000 125,000 Cigarette License 10,800 11,160 11,000 11,000 11,000 Sundry License 37,223 37,928 37,000 38,000 38,000 Electric Permits 101,777 113,069 100,000 113,000 100,000 Building Permits 346,281 397,601 360,000 300,000 300,000 Plumbing Permits 103,039 104,047 90,000 95,000 90,000 Flammable Tank Fees 160 1,055 700 700 1,000 Housing Fees 3,105 3,660 3,200 3,200 3,200 Code Seals & Plan. Fees 1,898 1,735 1,800 1,000 1,000 Engineering Permits 0 0 25,000 0 0 Zoning Ordinances 45,350 55,809 45,000 50,000 50,000 TOTAL LICENSES & PERMITS 861,826 962,995 888,700 841,900 809,200 FINES & COSTS County Court 287,182 295,590 310,000 281,500 281,500 Police Dept.497,194 437,659 420,000 405,000 405,000 Penalties 80,992 118,434 90,000 90,000 90,000 TOTAL FINES & COSTS 865,368 851,683 820,000 776,500 776,500 STATE & COUNTY AIDS Town Aid - Cable TV 7,914 6,332 8,400 8,600 8,600 Town Ambulance Aid 159,884 174,934 160,362 169,400 71,340 Aid to Local Streets 2,767,382 2,843,112 3,007,999 3,006,100 3,035,000 Municipal Services 1,333,774 1,322,063 1,275,000 1,356,200 1,245,000 State Shared Aids 11,075,468 11,073,726 11,079,165 11,086,172 11,085,237 State/Fedl Emer Asst 0 0 0 200,000 0 State Aids-Parks/Forestry 0 5,398 0 0 0 State Aids - Fire 33,000 40,000 45,000 45,000 58,000 Aids-Police 192,937 206,572 165,000 195,000 195,000 State Computer Credit 210,086 199,152 200,000 179,659 180,000 Expenditure Restraint 1,067,259 1,088,157 1,212,832 1,212,311 1,212,185 TOTAL STATE & CO. AIDS 16,847,704 16,959,446 17,153,758 17,458,442 17,090,362 USE OF MONEY & PROPERTY Interest on Investments 945,573 1,170,963 950,000 1,100,000 900,000 Interest on Spec. Assess.214,436 223,292 220,000 210,000 210,000 Rent 4,983 2,041 2,000 2,084 75 Sale of Land 0 0 0 0 0 TOTAL USE OF MONEY & PROP.1,164,992 1,396,296 1,172,000 1,312,084 1,110,075 Exhibit A-28 2006 2007 2008 2008 2009 ACTUAL ACTUAL BUDGETED ESTIMATED PROPOSED REVENUES REVENUES REVENUES REVENUES BUDGET CHARGES FOR CURRENT SERVICES Police Dept. Fees 191,796 143,268 100,000 140,000 103,000 Fire Dept. Fees 79,771 140,571 94,000 120,000 101,000 Ambulance Fees 1,830,404 1,859,907 1,900,000 1,903,900 2,119,100 Engineering Fees 177,836 15,694 50,000 60,000 60,000 Street Services 135,099 59,178 75,000 75,000 75,000 Electrical Dept.30,576 45,125 25,000 65,000 25,000 Sign Dept.2,476 1,729 1,500 10,000 1,500 Park Fees 48,837 79,363 40,000 15,000 15,000 Forestry Fees 900 5,398 0 0 0 City Clerk Fees 7,124 6,239 6,500 6,500 6,500 Community Dev.345,289 353,188 403,000 403,000 403,000 Cable Access Fees 8,978 10,180 13,000 13,000 15,000 CATV Revenue 636,471 658,070 658,000 658,000 650,000 Xerox Charges 2,370 2,338 2,300 1,100 1,100 Property Search 32,240 28,710 30,000 23,000 25,000 Hazardous Materials 0 0 1,500 500 500 Sanitation Recycling 399,081 (77)0 0 0 Garbage Fees 24,736 88,958 21,000 25,000 21,000 TOTAL CHGS. FOR CUR. SERV.3,953,984 3,497,839 3,420,800 3,519,000 3,621,700 INTERDEPARTMENTAL REVENUES Service Charge-Streets 238,786 202,961 250,870 300,000 400,000 Serv.& Main.-San Sewer 177,595 170,159 186,580 186,580 192,200 Acct. Services-Utilities 627,613 589,092 659,380 630,000 660,000 Equipment/Labor Rental - Recycling 633,770 536,981 680,000 670,000 680,000 Computer Services - Utilities 123,600 127,300 130,800 130,800 152,500 Public Works-Water Util.107,342 120,900 112,800 115,740 119,200 Water G.O. Bond Abatement 1,607,238 1,755,997 1,747,360 1,747,360 1,738,703 Sewer G.O. Bond Abatement 1,986,763 2,001,996 2,145,401 2,145,399 1,977,115 Storm G.O. Bond Abatement 327,014 428,905 436,707 436,706 438,729 Parking Utility Notes 58,168 60,381 65,052 65,052 63,086 Ind. Dev. Bonds & Notes 369,422 285,223 284,970 284,969 330,991 TIF Districts 3,213,697 3,742,845 3,786,677 3,786,668 3,687,906 Deltox Notes 89,930 0 0 0 0 Golf Course 125,325 122,237 124,150 124,150 480,191 Cable TV 66,755 67,383 67,796 74,390 73,736 Housing Authority 429,127 0 0 0 0 Engineering Fees-Const.720,059 789,992 600,000 600,000 600,000 TOTAL INTER. DEP. REV.10,902,204 11,002,352 11,278,543 11,297,814 11,594,357 UNCLASSIFIED Sundry Revenue 109,607 77,660 75,000 143,000 95,000 Bond Proceeds 30,054 30,000 30,000 30,000 30,000 Approp. from Sinking Fund 255,000 200,000 375,000 375,000 375,000 TOTAL UNCLASSIFIED 394,661 307,660 480,000 548,000 500,000 TOTAL REVENUES 60,301,453 61,497,096 62,719,472 63,255,011 64,628,462 CITY OF OSHKOSH EXHIBIT A-29 (1 OF 4) PER $1,000 2008 2007 INCREASE OF TAXES TAX RATE TAX RATE (DECREASE) State 0.756 % $ 0.179 $ 0.180 $ (0.001) County 24.192 5.727 5.670 0.057 Area Schools 32.826 7.771 7.710 0.061 Area Vocational 7.477 1.770 1.740 0.030 City Tax 34.749 8.226 7.980 0.246 100.000 $ 23.673 $ 23.280 $ 0.393 State Credit 1.295 1.200 0.095 $22.378 $22.080 $0.298 2009 LEVY - 2008 TAX RATE Area Vocational 7.48% Area Schools 32.83% County 24.19% State 0.76% City Tax 34.75% CITY OF OSHKOSH - REVENUES EXHIBIT A-29 (2 OF 4) 2009 2008 INCREASE WHERE THE MONEY COMES FROM AMOUNT PER CENT PER CENT (DECREASE) Shared State Aids $ 11,085,237 17.2 % 17.7 % (0.5) % Property Tax Levy 27,885,268 43.1 42.4 0.7 Interest on Investments 900,000 1.4 1.5 (0.1) Interdepartmental Charges 11,594,357 17.9 17.9 0.0 Licenses, Permits, Fines 1,585,700 2.5 2.7 (0.2) Other State and County Aids 6,005,125 9.3 9.7 (0.4) All Other Revenue 1,951,075 3.0 2.6 0.4 Service Charges 3,621,700 5.6 5.5 0.1 $64,628,462 100.0 %100.0 % SOURCE OF FUNDS Shared State Aids 18.2% Property Tax Levy 45.7% Interest on Investments 1.5% Interdepartmental Charges 19.0% All Other Revenue 3.2% Other State and County Aids 9.9% Licenses, Permits, Fines 2.6% CITY OF OSHKOSH - EXPENDITURES EXHIBIT A-29 (3 OF 4) 2009 2008 INCREASE WHERE THE MONEY GOES AMOUNT PER CENT PER CENT (DECREASE) Agency Funds $ 33,783 0.0 % 0.0 % 0.0 % Debt Services 16,924,086 26.2 26.0 0.2 Miscellaneous 420,200 0.7 0.7 0.0 Fire and Ambulance 11,161,150 17.3 17.3 0.0 Museum 822,237 1.3 1.3 0.0 Police 11,317,791 17.5 18.1 (0.6) Health 374,426 0.6 0.6 0.0 Transportation 2,547,924 3.9 3.9 0.0 Parks & Community Facilities 2,048,084 3.2 3.2 0.0 General Government 5,959,416 9.2 9.2 0.0 Community Development 2,084,488 3.2 3.3 (0.1) Public Works 8,513,971 13.2 12.5 0.7 Equipment Fund 0 0.0 0.0 0.0 Library 2,420,906 3.7 3.9 (0.2) $64,628,462 100.0 %100.0 % USE OF FUNDS Miscellaneous 0.7% Fire and Ambulance 17.3%Museum 1.3% Police 17.5%Health 0.6% Transportation 4.0% Parks & Community Facilities 3.2% General Government 9.2% Community Development 3.2% Equipment Fund 0.0% Public Works 13.2% Library 3.7%Agency Funds 0.0% Debt Services 26.2% CITY OF OSHKOSH EXHIBIT A-29 (4 OF 4) AMOUNT PER CENT Payroll - Direct Labor $ 28,294,004 39.19 % Agency Funds 33,783 0.05 Payroll - Indirect Labor 12,839,904 17.79 Fixed Charges 850,198 1.18 Debt Retirement 16,924,086 23.44 Contractual Services 6,399,509 8.86 Utilities 2,478,467 3.43 Materials & Supplies 3,647,436 5.05 Capital Outlay 731,465 1.01 $72,198,852 100.00 % 2009 BUDGET - HOW THE FUNDS ARE EXPENDED Utilities 3.43% Materials & Supplies 5.05% Contractual Services 8.86%Payroll - Direct Labor 39.19% Capital Outlay 1.01% Debt Retirement 23.44% Fixed Charges 1.18%Payroll - Indirect Labor 17.79% Agency Funds 0.05%