HomeMy WebLinkAboutItem 10 - Landmarks WHS HP Commissioner Training 2CHAPTER 2 – Preservation Laws & Programs
National Preservation Laws and Statutes
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Federal historic preservation laws largely concern the effects of federal undertakings. The three
major federal laws involved are the National Historic Preservation Act, the National Environmental
Policy Act, and Section 4(f) of the Department of Transportation Act.
National Historic Preservation Act (NHPA)
The NHPA is the leading federal preservation legislation, providing preservation
regulations, standards, and guidelines. With the 1966 act came several specific
preservation activities, including the establishment of the National Register of
Historic Places, State Historic Preservation Offices, Certified Local
Government program, Grants-in-Aid, and the Advisory Council on Historic
Preservation. Amendments in 1976, 1980, and 1998 furthered the goals of the act,
providing stronger protection of historic properties.
Four sections of the NHPA deal directly with federal agencies. The most powerful of
these areas is Section 106, which requires federal agencies to take into account
the effects of their activities and programs on historic properties.
Section 106
Section 106 of the NHPA requires federal agencies to consider the effects of their
undertakings on historic properties. This portion of the legislation establishes a
review process to ensure that historic properties are considered during federal
project planning and execution. The review process is administered by the
Advisory Council on Historic Preservation, which is an independent federal agency.
Section 106 acts as the cornerstone of the 1966 NHPA, which was created out of
public concern that the Nation's historic resources were not receiving adequate
attention.
Section 106 requires that every federal agency or any project funded or licensed
by the federal government examine its undertakings and how those actions could
affect historic properties. A federal agency must review any type of its actions that
has the potential to affect historic properties. These include a broad range of
activities, including construction, rehabilitation and repair projects, neglect,
demolition, licenses, permits, loans, loan guarantees, grants and federal property
transfers. A historic property is any property listed in or eligible for the NRHP.
Section 106 cannot prevent a federal agency from proceeding with desired
projects, but it does require analysis of the project and allows for identification of
historic resources. In many cases, alternatives are suggested which satisfy all
interested parties.
National Environmental Policy Act (NEPA)
Under the NEPA, federal agencies are responsible for the environmental impact of
their activities. Historic properties as well as natural resources are considered
to be part of this environment. Enacted in 1969, the NEPA states that it is the
federal government's responsibility to provide American citizens with a safe and
healthful environment and to "preserve important historic, cultural, and natural
aspects of our national heritage." There is much overlap between NEPA and
Section 106 of the NHPA, but differences occur in the scope of protection afforded
under each law. The NEPA applies to all historic and cultural properties, while the
NHPA only governs properties listed or eligible for listing on the National Register.
The NHPA, however, applies to a much wider range of federal agency activities,
while NEPA regulates only major federal actions.
Section 4(f) of the Department of Transportation Act
This segment of legislation prohibits federal approval or funding of transportation
projects that require the "use" of any historic site, public park, recreation area, or
wildlife refuge, unless there is no feasible alternative and the project incorporates
all possible plans to minimize harm to the affected property. This includes the
direct physical taking of property as well as indirect impacts that would greatly
impair the value of protected sites. Adopted in 1966, this law applies to all
transportation agencies within the U.S. Department of Transportation.
Additional Federal Laws
Some federal preservation laws contain enforcement provisions that provide civil
and/or criminal penalties for violations, including these two:
Archaeological Resources Protection Act (ARPA): establishes a
permitting process regarding important archaeological sites
Native American Graves Protection and Repatriation Act
(NAGPRA): addresses the return of human remains and cultural
objects held by museums or federal agencies to Native American
State Preservation Laws and Statutes
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State preservation laws address private actions affecting historic resources. This is
done primarily through laws that enable local governments to pass ordinances for
the protection and preservation of historic sites.
Wisconsin Act 395
In Wisconsin, the primary historic preservation legislation is Wisconsin Act 395.
Adopted in 1987, this legislation expresses the state's approach and commitment
to historic preservation. It states:
The historical and cultural foundations of this state should be preserved as a living
part of its community life and development... Increased knowledge of historic
resources, the establishment of better means of identifying and administering
them and the encouragement of their preservation will improve the planning of
governmentally assisted projects and will assist economic growth and
development.
This act created the Wisconsin State Register of Historic Places, which, like the
National Register of Historic Places, lists "districts, sites, buildings, structures, and
objects which are significant in national, state, or local history, architecture,
archaeology, engineering and culture." Criteria for the State Register are also
similar to those of the National Register. The Wisconsin Act 395 also contains
provisions for reviewing the state's long-range building plans with respect to
historic properties under the state's control. The act also initiated a state tax
credit program for the rehabilitation of historic structures.
Wisconsin Building Code
The State of Wisconsin has adopted the International Building Code (IBC) as the
state building code. For more information about the International Building Code
and how historic buildings can qualify under the International Existing Building
Code to maintain the historic features of a building, please see our
article, Building Codes and Your Historic Rehabilitation Project.
Wisconsin Statute 62.23
To ensure that historic preservation becomes part of the local government
planning process, the Wisconsin legislature enacted Wisconsin Statute 62.23 in
1993. This law mandates that cities with properties listed on the National or State
Registers of Historic Places adopt a Historic Preservation Ordinance. In order for a
local ordinance to be certified it must:
Contain criteria for the designation of historic structures and districts
on a local historic register similar to the criteria for inclusion in the
National Register of Historic Places;
Provide procedures for designation of historic structures or districts
including a nomination process, public notice, and opportunities for
written and oral public comment;
Provide for the exercise of control by the city, to achieve the purpose
of preserving and rehabilitating historic structures and districts; and
Create a historic preservation commission.
State Historic Preservation Office
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Throughout the U.S., state governors appoint a State Historic Preservation Office (SHPO)
to carry out the responsibilities of the National Historic Preservation Act (NHPA) in their
state. Each SHPO performs a wide variety of functions under the NHPA, state laws, and
other authorities. These functions include:
Nominating properties to the National Register of Historic Places
Conducting statewide historic preservation planning and a statewide
inventory of historic properties
Providing technical assistance to federal and state agencies, local
governments, and others
Certifying local governments to participate in the national program
Wisconsin SHPO
In Wisconsin, the State Historic Preservation Office is part of the Wisconsin
Historical Society. This office serves as the principal historic preservation agency in
the state. The Wisconsin SHPO oversees state and federally mandated
preservation responsibilities. The Wisconsin SHPO's responsibilities include:
Maintaining inventories of Wisconsin's historic properties
Administering the Certified Local Government program
Nominating sites to the National Register and State Register of Historic Places
Supporting research on historic architecture
Administering federal and state tax credit programs for the rehabilitation of
historic properties
Cataloging burial sites
Reviewing public projects for their effects on historic resources under Section
106 of the NHPA and Wisconsin Statutes
Certified Local Government (CLG) Program
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The Wisconsin State Historic Preservation Officer (SHPO) administers the Certified
Local Government program for the National Park Service in Wisconsin. The federal
law creating the Certified Local Government program can be found in 36 CFR Part
61, Section 61.5 "Approved Local Programs."
A Certified Local Government (CLG) is any city, village, county or town that has
been certified by the SHPO and the Department of the Interior to meet these basic
criteria:
Establish by ordinance a qualified historic preservation commission
Enforce appropriate state or local legislation for the designation and
protection of historic properties
Maintain a system for the survey and inventory of local historic
resources
Provide for public participation in the local historic preservation
program
Wisconsin Requirements for Certified Local Governments
Federal law allows the state to establish additional requirements for CLGs. The
CLG must adhere to all of the federal and state requirements or the SHPO may
revoke the CLG certification. The Wisconsin SHPO has established these additional
requirements:
1. The CLG must enact and enforce a historic preservation ordinance that
regulates historic property.
2. A CLG must provide annual reporting to the SHPO on CLG activities.
3. A CLG must send copies of meeting minutes and agendas to the SHPO
following each meeting.
4. The ordinance must not allow historic property owners to "opt-out" of local
historic designation.
5. Designation must not require owner consent.
6. The commission must approve work on locally designated properties and
recommendations may not be "advisory."
What are the Benefits of CLG Status?
Eligibility to apply for Wisconsin Historic Preservation Fund Subgrants
from the federal Historic Preservation Fund allocation to the state, to
be used for eligible CLG activities.
Ability to formally comment on National Register of Historic Places
nominations within its municipal boundaries before they are sent to the
State Historic Preservation Review Board.
Eligibility to authorize the use of Chapter 11 of the International
Existing Building Code for locally designated historic buildings.
Is My Community Already a CLG?
A searchable database of CLGs nationwide can be found through the National Park
Service CLG search page. You can also view a map (311 KB, PDF) of all Wisconsin
CLGs.
Learn More
How Does My Community Become a Certified Local Government?
How to Apply for Historic Preservation Fund Subgrants for Certified Local Governments
Certified Local Government (CLG) Subgrant Criteria
Have Questions?
Contact Jason Tish by phone at 608-264-6512 or by email below:
jason.tish@wisconsinhistory.org
National Register and State Register of Historic Places
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The National Register of Historic Places is the nation's official list of properties
that are deemed historically significant on a local, state, or national level. The
National Register is administered by the National Park Service and the Keeper of
the Register, who makes the final decision about whether a property should be
listed. The State of Wisconsin also maintains a State Register of properties that
have been determined to be significant to Wisconsin's heritage.
Criteria for Eligibility
A property is eligible for listing on the National Register if it meets one or more of
the following criteria:
Criterion A: Property is associated with historic events or activities
Criterion B: Property is associated with important persons
Criterion C: Property has a distinctive design or physical characteristics
Criterion D: Property has yielded, or may be likely to yield, information
about prehistory or history
In addition to meeting one of the above criteria for historic significance, the
property must retain integrity, or a sense of time and place. Integrity is
determined based on seven qualities: location, design, setting, materials,
workmanship, feeling, and association.
Purpose of Listing a Property
The National Register primarily serves as a means of honoring and recognizing
important historic and cultural properties. National Register status does not place
restrictions on private property owners. It does, however, provide a degree of
protection from federally funded or licensed activities, which must take into
consideration their impact on historic resources. Income-producing properties
listed on the National Register may also take advantage of
federal rehabilitation tax credits. In Wisconsin, residential and income producing
properties listed in the National Register may qualify for state rehabilitation tax
credits.
Nominations
Properties are typically nominated to the National Register by property owners,
preservation advocates, or consultants. Nominations must meet the criteria set
forth in National Register Bulletin 16: How to Complete the National
Register Registration Form. Nominations are then reviewed by the staff of the
Wisconsin Historical Society and presented to the Wisconsin State Review Board
for consideration. Once approved at the state level, the nomination is sent to
Washington D.C., where it is reviewed once more at the federal level. If the
nomination is approved at the federal level, the property is officially listed in the
National Register of Historic Places.
Both the State Register and the National Register are administered by the State
Historic Preservation Office at the Wisconsin Historical Society. Current property
listings of both registers are available on our website.
Read more on our website About the State Register and National Register of Historic Places.
Historic Preservation Tax Incentives
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A variety of beneficial tax incentives are available to owners of Wisconsin historic
properties. Both federal and state income tax incentive programs are available for
the rehabilitation of historic properties that are either listed in or eligible for the
National Register or State Register of Historic Places.
The most comprehensive and up to date information about the Federal and State
rehabilitation credits is always available through our Tax Credits for Historic
Building Rehabilitation website.
Community Development Block Grants
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The Community Development Block Grants (CDBG) program is administered by the U.S.
Department of Housing and Urban Development. The CDBG program provides annual
grants on a formula basis to entitled cities, urban counties, and states to develop viable
urban communities. Viable communities are those that (1) provide decent housing and
suitable living environments, and (2) expand economic opportunities, primarily for low-
and moderate-income persons.
CDBG Funding
CDBG funds assist a wide variety of projects, including economic development,
housing rehabilitation, public facilities, and large-scale physical development
projects. Preservation activities can be supported through the CDBG program
by helping residents to maintain and upgrade historic homes.
The Department of Housing and Urban Development (HUD) determines grant
amounts using a formula that measures various factors, such as a community's
extent of poverty, population, housing overcrowding, age of housing, and lag in
population growth. The annual CDBG appropriation is allocated between states and
local jurisdictions called "entitlement" and "non-entitlement" communities.
Entitlement Communities
Three types of jurisdictions are considered entitlement communities:
The central cities of Metropolitan Statistical Areas (MSAs)
Metropolitan cities with populations of at least 50,000
Qualified urban counties with a population of 200,000 or more
(excluding the populations of entitlement cities)
Wisconsin entitlement communities include the following cities: Appleton, Beloit,
Eau Claire, Fond du Lac, Green Bay, Janesville, Kenosha, La Crosse, Madison,
Milwaukee, Neenah, Oshkosh, Racine, Sheboygan, Superior, Waukesha, Wausau,
Wauwatosa, and West Allis. Wisconsin entitlement counties are Dane, Milwaukee,
and Waukesha.
Non-Entitlement Communities
The state also distributes CDBG funds to non-entitlement localities that do not qualify as
entitlement communities. Non-entitlement areas are cities with populations of less than 50,000
(except cities that are designated principal cities of MSAs) and counties with populations of less
than 200,000.
Wisconsin awards CDBG funds only to units of general local government that carry
out development activities. Each year Wisconsin develops funding priorities and
criteria for selecting projects, including:
Formulating community development objectives
Deciding how to distribute funds among communities in non-
entitlement areas
Ensuring that recipient communities comply with applicable state and
federal laws and requirements
Historic Preservation Tax Incentives
Community Benefits of Preservation